Herbert Spencer, The Principles of Sociology (1898)
Three volumes in One

Herbert Spencer (1820–1903)  
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[Updated: May 1, 2023 ]
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Herbert Spencer, The Principles of Sociology, in Three Volumes (New York: D. Appleton and Company, 1898). Authorized third edition. http://davidmhart.com/liberty/davidmhart.com/liberty/EnglishClassicalLiberals/Spencer/1898-PrinciplesSociology/Spencer-Principles-3vols-in1.html

This title is also available in a facsimile PDF of the original and various eBook formats - HTML, PDF, and ePub.

The Principles of Sociology appeared in three volumes which were published between 1874 and 1896. The edition used here is the “authorized” 3rd edition of 1898.

  • Volume I (1874–75; enlarged 1876, 1885) – pp. 3-773; Sections 1-342 [see the facs . PDF; and eBook formats - HTML, PDF, and ePub]
    • Part I: Data of Sociology;
    • Part II: Inductions of Sociology;
    • Part III: Domestic Institutions -
  • Volume II (1879-1885) – pp. 3-667; Sections 343-582 [see the facs . PDF; and eBook formats - HTML, PDF, and ePub]
    • Part IV: Ceremonial Institutions (1879);
    • Part V: Political Institutions (1882);
    • Part VI Ecclesiastical Institutions (1885) -
  • Volume III (1885-1896) – pp. 3-611; Sections 583-853 [see the facs . PDF; and eBook formats - HTML, PDF, and ePub]
    • Part VI Ecclesiastical Institutions (1885);
    • Part VII: Professional Institutions (1896);
    • Part VIII: Industrial Institutions (1896)

 

This book is part of a collection of works by Herbert Spencer (1820–1903).

 


 

The Tables of Contents

[I-xi]

CONTENTS OF VOL I.

 


 

 


 

[III-ix]

CONTENTS OF VOL. III.

 


 

Volume I

[I-v]

PREFACE TO THE THIRD EDITION.

In this third edition of the Principles of Sociology, Vol. I, several improvements of importance have been made. The text has been revised; references to the works quoted and cited have been supplied; the appendices have been enlarged; and the work has now an index.

Each chapter has been carefully gone through for the purpose of removing defects of expression and with a view to condensation. By erasing superfluous words and phrases, I have reduced the text to the extent of forty pages, notwithstanding the incorporation here and there of a further illustration. This abridgment, however, has not diminished the bulk of the volume; since the additions above named occupy much more space than has been gained.

In the preface to the first edition, I explained how it happened that the reader was provided with no adequate means of verifying any of the multitudinous statements quoted; and with the explanation I joined the expression of a hope that I might eventually remove the defect. By great labour the defect has now been removed—almost though not absolutely. Some years ago I engaged a gentleman who had been with me as secretary, Mr. P. R. Smith, since deceased, to furnish references; and with the aid of the Descriptive Sociology where this availed, and where it did not by going to the works of the authors quoted, he succeeded in finding the great majority of the passages. Still, however, there remained numerous gaps. Two years since I arranged with a skilled bibliographer, Mr. Tedder, the librarian of the Athenæum Club, to go through afresh all [I-vi] the quotations, and to supply the missing references while checking the references Mr. Smith had given. By an unwearied labour which surprised me, Mr. Tedder discovered the greater part of the passages to which references had not been supplied. The number of those which continued undiscovered was reduced by a third search, aided by clues contained in the original MS., and by information I was able to give. There now remain less than 2 per cent. of unreferenced statements.

The supplying of references was not, however, the sole purpose to be achieved. Removal of inaccuracies was a further purpose. The Descriptive Sociology from which numerous quotations were made, had passed through stages each of which gave occasion for errors. In the extracts as copied by the compilers, mistakes, literal and verbal, were certain to be not uncommon. Proper names of persons, peoples, and places, not written with due care, were likely to be in many cases mis-spelled by the printers. Thus, believing that there were many defects which, though not diminishing the values of the extracts as pieces of evidence, rendered them inexact, I desired that while the references to them were furnished, comparisons of them with the originals should be made. This task has been executed by Mr. Tedder with scrupulous care; so that his corrections have extended even to additions and omissions of commas. Concerning the results of his examination, he has written me the following letter:—

July, 1885.

Dear Mr. Spencer,

In the second edition (1877) of the Principles of Sociology, Vol. I, placed in my hands, there were 2,192 references to the 379 works quoted. In the new edition there are about 2,500 references to 455 works. All of these references, with the exception of about 45, have been compared with the originals.

In the course of verification I have corrected numerous trifling errors. They were chiefly literal, and included [I-vii] paraphrases made by the compilers of the Descriptive Sociology which had been wrongly inserted within quotation marks. There was a small proportion of verbal errors, among which were instances of facts quoted with respect to particular tribes which the original authority had asserted generally of the whole cluster of tribes—facts, therefore, more widely true than you had alleged.

The only instances I can recall of changes affecting the value of the statements as evidence were (1) in a passage from the Iliad, originally taken from an inferior translation; (2) the deletion of the reference (on p. 298 of second edition) as to an avoidance by the Hindus of uttering the sacred name Om.

Among the 455 works quoted there are only six which are of questionable authority; but the citations from these are but few in number, and I see no reason to doubt the accuracy of the information for which they are specially responsible.

I am,
Faithfully yours,
Henry R. Tedder.

The statement above named as one withdrawn, was commented on by Prof. Max Müller in his Hibbert Lectures; in which he also alleged that I had erred in asserting that the Egyptians abstained from using the sacred name Osiris. This second alleged error I have dealt with in a note on page 274, where I think it is made manifest that Prof. Max Müller would have done well to examine the evidence more carefully before committing himself.

The mention of Prof. Max Müller reminds me of another matter concerning which a few words are called for. In an article on this volume in its first edition, published in the Pall Mall Gazette for February 21st, 1877, it was said that the doctrine propounded in Part I, in opposition to that of the comparative mythologists, “will shortly be taken up, as we understand, by persons specially competent in that department.” When there were at length, in 1878, announced Prof. Max Müller’s Lectures on the Origin and Growth of Religion, etc., etc., I concluded that my curiosity [I-viii] to see a reply would at last be gratified. But on turning over the published report of his lectures, I discovered no attempt to deal with the hypothesis that religion is evolved from the ghost-theory: the sole reference to it being, as Mr. Andrew Lang remarks, some thirteen lines describing “psycholatry” as exhibited in Africa. The work proved to be a superfluous polemic against the hypothesis that fetishism is the primitive form of religion—superfluous, I say, because this hypothesis had been, I think, effectually disposed of by me in the first edition of this volume. Why Prof. Max Müller should have expended so much labour in disproving a doctrine already disproved, is not clear. Still less clear is it why, having before him the volume, and adversely criticizing certain statements in it referred to above, he entirely ignored the chapter in which was already done that which his lectures proposed to do.

What was the indirect purpose of his lectures I do not understand. He could not himself have supposed that a refutation of the fetish-theory was a refutation of the theory now standing opposed to his own; though it is not improbable that many of his hearers and readers, supposed that it was.

Concerning the new matter, little needs to be said. To Appendix A, entitled “Further Illustrations of Primitive Thought,” the additions are such as practically to constitute it a second demonstration of the thesis demonstrated in Part I. To Appendix B, on “The Mythological Theory,” a section has been prefixed. And Appendix C, on “The Linguistic Method of the Mythologists,” is new.

Bayswater, July, 1885.

[I-ix]

PREFACE TO VOL. I.

For the Science of Society, the name “Sociology” was introduced by M. Comte. Partly because it was in possession of the field, and partly because no other name sufficiently comprehensive existed, I adopted it. Though repeatedly blamed by those who condemn the word as “a barbarism,” I do not regret having done so. To use, as some have suggested, the word “Politics,” too narrow in its meaning as well as misleading in its connotations, would be deliberately to create confusion for the sake of avoiding a defect of no practical moment. The heterogeneity of our speech is already so great that nearly every thought is expressed in words taken from two or three languages. Already, too, it has many words formed in irregular ways from heterogeneous roots. Seeing this, I accept without much reluctance another such word: believing that the convenience and suggestiveness of our symbols are of more importance than the legitimacy of their derivation.

Probably some surprise will be felt that, containing as this work does multitudinous quotations from numerous authors, there are no references at the bottoms of pages. Some words of explanation seem needful. If foot-notes are referred to, the thread of the argument is completely broken; and even if they are not referred to, attention is disturbed by the consciousness that they are there to be looked at. Hence a loss of effect and a loss of time. As I intended to use as data for the conclusions set forth in this work, the compiled and classified facts forming the Descriptive Sociology, it occurred to me that since the arrangement of those [I-x] facts is such that the author’s name and the race referred to being given, the extract may in each case be found, and with it the reference, it was needless to waste space and hinder thought with these distracting foot-notes. I therefore decided to omit them. In so far as evidence furnished by the uncivilized races is concerned (which forms the greater part of the evidence contained in this volume), there exists this means of verification in nearly all cases. I found, however, that many facts from other sources had to be sought out and incorporated; and not liking to change the system I had commenced with, I left them in an unverifiable state. I recognize the defect, and hope hereafter to remedy it. In succeeding volumes I propose to adopt a method of reference which will give the reader the opportunity of consulting the authorities cited, while his attention to them will not be solicited.

The instalments of which this volume consists were issued to the subscribers at the following dates:—No. 35 (pp. 1—80) in June, 1874; No. 36 (pp. 81—160) in November, 1874; No. 37 (pp. 161—240) in February, 1875; No. 38 (pp. 241—320) in May, 1875; No. 39 (pp. 321—400) in September, 1875; No. 40 (pp. 401—462, with Appendices A & B) in December, 1875; No. 41 (pp. 465—544) in April, 1876; No. 42 (pp. 545—624) in July, 1876; and No. 43 (pp. 625—704) in December, 1876; an extra No. (44) issued in June, 1877, completing the volume.

With this No. 44, the issue of the System of Synthetic Philosophy to subscribers, ceases: the intention being to publish the remainder of it in volumes only. The next volume will, I hope, be completed in 1880.

London, December, 1876.

 


 

The Principles of Sociology, Vol. I

PART I.

THE DATA OF SOCIOLOGY.

[I-3]

CHAPTER I.

SUPER-ORGANIC EVOLUTION.

§ 1. Of the three broadly-distinguished kinds of Evolution outlined in First Principles, we come now to the third. The first kind, Inorganic Evolution, which, had it been dealt with, would have occupied two volumes, one dealing with Astrogeny and the other with Geogeny, was passed over because it seemed undesirable to postpone the more important applications of the doctrine for the purpose of elaborating those less important applications which logically precede them. The four volumes succeeding First Principles, have dealt with Organic Evolution: two of them with those physical phenomena presented by living aggregates, vegetal and animal, of all classes; and the other two with those more special phenomena distinguished as psychical, which the most evolved organic aggregates display. We now enter on the remaining division—Super-organic Evolution.

Although this word is descriptive, and although in First Principles, § 111, I used it with an explanatory sentence, it will be well here to exhibit its meaning more fully.

§ 2. While we are occupied with the facts displayed by an individual organism during its growth, maturity, and decay, we are studying Organic Evolution. If we take into account, as we must, the actions and reactions going on between this organism and organisms of other kinds which [I-4] its life puts it in relations with, we still do not go beyond the limits of Organic Evolution. Nor need we consider that we exceed these limits on passing to the phenomena that accompany the rearing of offspring; though here, we see the germ of a new order of phenomena. While recognizing the fact that parental co-operation foreshadows processes of a class beyond the simply organic; and while recognizing the fact that some of the products of parental co-operation, such as nests, foreshadow products of the super-organic class; we may fitly regard Super-organic Evolution as commencing only when there arises something more than the combined efforts of parents. Of course no absolute separation exists. If there has been Evolution, that form of it here distinguished as super-organic must have come by insensible steps out of the organic. But we may conveniently mark it off as including all those processes and products which imply the co-ordinated actions of many individuals.

There are various groups of super-organic phenomena, of which certain minor ones may be briefly noticed here by way of illustration.

§ 3. Of such the most familiar, and in some respects the most instructive, are furnished by the social insects.

All know that bees and wasps form communities such that the units and the aggregates stand in very definite relations. Between the individual organization of the hive-bee and the organization of the hive as an orderly aggregate of individuals with a regularly-formed habitation, there exists a fixed connexion. Just as the germ of a wasp evolves into a complete individual; so does the adult queen-wasp, the germ of a wasp-society, evolve into a multitude of individuals with definitely-adjusted arrangements and activities. As evidence that Evolution of this order has here arisen after the same manner as the simpler orders of Evolution, it may be added that, among both bees and wasps, different genera exhibit it in different degrees. From kinds [I-5] that are solitary in their habits, we pass through kinds that are social in small degrees to kinds that are social in great degrees.

Among some species of ants, Super-organic Evolution is carried much further—some species, I say; for here, also, we find that unlike stages have been reached by unlike species. The most advanced show us division of labour carried so far that different classes of individuals are structurally adapted to different functions. White ants, or termites (which, however, belong to a different order of insects), have, in addition to males and females, soldiers and workers; and there are in some cases two kinds of males and females, winged and unwinged: making six unlike forms. Of Saüba ants are found, besides the two developed sexual forms, three forms sexually undeveloped—one class of indoor workers and two classes of out-door workers. And then by some species, a further division of labour is achieved by making slaves of other ants. There is also a tending of alien insects, sometimes for the sake of their secretions, and sometimes for unknown purposes; so that, as Sir John Lubbock points out, some ants keep more domestic animals than are kept by mankind. Moreover, among members of these communities, there is a system of signalling equivalent to a rude language, and there are elaborate processes of mining, road-making, and building. In Congo, Tuckey “found a complete banza [village] of ant-hills, placed with more regularity than the native banzas”; and Schweinfurth says a volume would be required to describe the magazines, chambers, passages, bridges, contained in a termites-mound.

But, as hinted above, though social insects exhibit a kind of evolution much higher than the merely organic—though the aggregates they form simulate social aggregates in sundry ways; yet they are not true social aggregates. For each of them is in reality a large family. It is not a union among like individuals independent of one another in parentage, [I-6] and approximately equal in the capacities; but it is a union among the offspring of one mother, carried on, in some cases for a single generation, and in some cases for more; and from this community of parentage arises the possibility of classes having unlike structures and consequent unlike functions. Instead of being allied to the specialization which arises in a society, properly so called, the specialization which arises in one of these large and complicated insect-families, is allied to that which arises between the sexes. Instead of two kinds of individuals descending from the same parents, there are several kinds of individuals descending from the same parents; and instead of a simple co-operation between two differentiated individuals in the rearing of offspring, there is an involved co-operation among sundry differentiated classes of individuals in the rearing of offspring.

§ 4. True rudimentary forms of Super-organic Evolution are displayed only by some of the higher vertebrata.

Certain birds form communities in which there is a small amount of co-ordination. Among rooks we see such integration as is implied by the keeping-together of the same families from generation to generation, and by the exclusion of strangers. There is some vague control, some recognition of proprietorship, some punishment of offenders, and occasionally expulsion of them. A slight specialization is shown in the stationing of sentinels while the flock feeds. And usually we see an orderly action of the whole community in respect of going and coming. There has been reached a co-operation comparable to that exhibited by those small assemblages of the lowest human beings, in which there exist no governments.

Gregarious mammals of most kinds display little more than the union of mere association. In the supremacy of the strongest male in the herd, we do, indeed, see a trace of governmental organization. Some co-operation is shown, [I-7] for offensive purposes, by animals that hunt in packs, and for defensive purposes by animals that are hunted; as, according to Ross, by the North American buffaloes, the bulls of which assemble to guard the cows during the calving-season against wolves and bears. Certain gregarious mammals, however, as the beavers, carry social co-operation to a considerable extent in building habitations. Finally, among sundry of the Primates, gregariousness is joined with some subordination, some combination, some display of the social sentiments. There is obedience to leaders; there is union of efforts; there are sentinels and signals; there is an idea of property; there is exchange of services; there is adoption of orphans; and the community makes efforts on behalf of endangered members.

§ 5. These classes of truths, which might be enlarged upon to much purpose, I have here indicated for several reasons. Partly, it seemed needful to show that above organic evolution there tends to arise in various directions a further evolution. Partly, my object has been to give a comprehensive idea of this Super-organic Evolution, as not of one kind but of various kinds, determined by the characters of the various species of organisms among which it shows itself. And partly, there has been the wish to suggest that Super-organic Evolution of the highest order, arises out of an order no higher than that variously displayed in the animal world at large.

Having observed this much, we may henceforth restrict ourselves to that form of Super-organic Evolution which so immensely transcends all others in extent, in complication, in importance, as to make them relatively insignificant. I refer to the form of it which human societies exhibit in their growths, structures, functions, products. To the phenomena comprised in these, and grouped under the general title of Sociology, we now pass.

 


 

[I-8]

CHAPTER II.

THE FACTORS OF SOCIAL PHENOMENA.

§ 6. The behaviour of a single inanimate object depends on the co-operation between its own forces and the forces to which it is exposed: instance a piece of metal, the molecules of which keep the solid state or assume the liquid state, according partly to their natures and partly to the heat-waves falling on them. Similarly with any group of inanimate objects. Be it a cart-load of bricks shot down, a barrowful of gravel turned over, or a boy’s bag of marbles emptied, the behaviour of the assembled masses—here standing in a heap with steep sides, here forming one with sides much less inclined, and here spreading out and rolling in all directions—is in each case determined partly by the properties of the individual members of the group, and partly by the forces of gravitation, impact, and friction, they are subjected to.

It is equally so when the discrete aggregate consists of organic bodies, such as the members of a species. For a species increases or decreases in numbers, widens or contracts its habitat, migrates or remains stationary, continues an old mode of life or falls into a new one, under the combined influences of its intrinsic nature and the environing actions, inorganic and organic.

It is thus, too, with aggregates of men. Be it rudimentary or be it advanced, every society displays phenomena that are ascribable to the characters of its units and to the [I-9] conditions under which they exist. Here, then, are the factors as primarily divided.

§ 7. These factors are re-divisible. Within each there are groups of factors that stand in marked contrasts.

Beginning with the extrinsic factors, we see that from the outset several kinds of them are variously operative. We have climate; hot, cold, or temperate, moist or dry, constant or variable. We have surface; much or little of which is available, and the available part of which is fertile in greater or less degree; and we have configuration of surface, as uniform or multiform. Next we have the vegetal productions; here abundant in quantities and kinds, and there deficient in one or both. And besides the Flora of the region we have its Fauna, which is influential in many ways; not only by the numbers of its species and individuals, but by the proportion between those that are useful and those that are injurious. On these sets of conditions, inorganic and organic, characterizing the environment, primarily depends the possibility of social evolution.

When we turn to the intrinsic factors we have to note first, that, considered as a social unit, the individual man has physical traits, such as degrees of strength, activity, endurance, which affect the growth and structure of the society. He is in every case distinguished by emotional traits which aid, or hinder, or modify, the activities of the society, and its developments. Always, too, his degree of intelligence and the tendencies of thought peculiar to him, become co-operating causes of social quiescence or social change.

Such being the original sets of factors, we have now to note the secondary or derived sets of factors, which social evolution itself brings into play.

§ 8. First may be set down the progressive modifications of the environment, inorganic and organic, which societies effect.

[I-10]

Among these are the alterations of climate caused by clearing and by drainage. Such alterations may be favourable to social growth, as where a rainy region is made less rainy by cutting down forests, or a swampy surface rendered more salubrious and fertile by carrying off water [*] ; or they may be unfavourable, as where, by destroying the forests, a region already dry is made arid: witness the seat of the old Semitic civilizations, and, in a less degree, Spain.

Next come the changes wrought in the kinds and quantities of plant-life over the surface occupied. These changes are three-fold. There is the increasing culture of plants conducive to social growth, replacing plants not conducive to it; there is the gradual production of better varieties of these useful plants, causing, in time, great divergences from their originals; and there is, eventually, the introduction of new useful plants.

Simultaneously go on the kindred changes which social progress works in the Fauna of the region. We have the diminution or destruction of some or many injurious species. We have the fostering of useful species, which has the double effect of increasing their numbers and making their qualities more advantageous to society. Further, we have the naturalization of desirable species brought from abroad.

It needs but to think of the immense contrast between a wolf-haunted forest or a boggy moor peopled with wild birds, and the fields covered with crops and flocks which [I-11] eventually occupy the same area, to be reminded that the environment, inorganic and organic, of a society, undergoes a continuous transformation during the progress of the society; and that this transformation becomes an all-important secondary factor in social evolution.

§ 9. Another secondary factor is the increasing size of the social aggregate, accompanied, generally, by increasing density.

Apart from social changes otherwise produced, there are social changes produced by simple growth. Mass is both a condition to, and a result of, organization. It is clear that heterogeneity of structure is made possible only by multiplicity of units. Division of labour cannot be carried far where there are but few to divide the labour among them. Complex co-operations, governmental and industrial, are impossible without a population large enough to supply many kinds and gradations of agents. And sundry developed forms of activity, both predatory and peaceful, are made practicable only by the power which large masses of men furnish.

Hence, then, a derivative factor which, like the rest, is at once a consequence and a cause of social progress, is social growth. Other factors co-operate to produce this; and this joins other factors in working further changes.

§ 10. Among derived factors we may next note the reciprocal influence of the society and its units—the influence of the whole on the parts, and of the parts on the whole.

As soon as a combination of men acquires permanence, there begin actions and reactions between the community and each member of it, such that either affects the other in nature. The control exercised by the aggregate over its units, tends ever to mould their activities and sentiments and ideas into congruity with social requirements; and these activities, sentiments, and ideas, in so far as they are [I-12] changed by changing circumstances, tend to re-mould the society into congruity with themselves.

In addition, therefore, to the original nature of the individuals and the original nature of the society they form, we have to take into account the induced natures of the two. Eventually, mutual modification becomes a potent cause of transformation in both.

§ 11. Yet a further derivative factor of extreme importance remains. I mean the influence of the super-organic environment—the action and reaction between a society and neighbouring societies.

While there exist only small, wandering, unorganized hordes, the conflicts of these with one another work no permanent changes of arrangement in them. But when there have arisen the definite chieftainships which frequent conflicts tend to initiate, and especially when the conflicts have ended in subjugations, there arise the rudiments of political organization; and, as at first, so afterwards, the wars of societies with one another have all-important effects in developing social structures, or rather, certain of them. For I may here, in passing, indicate the truth to be hereafter exhibited in full, that while the industrial organization of a society is mainly determined by its inorganic and organic environments, its governmental organization is mainly determined by its super-organic environment—by the actions of those adjacent societies with which it carries on the struggle for existence.

§ 12. There remains in the group of derived factors one more, the potency of which can scarcely be over-estimated. I mean that accumulation of super-organic products which we commonly distinguish as artificial, but which, philosophically considered, are no less natural than all other products of evolution. There are several orders of these.

First come the material appliances, which, beginning with roughly-chipped flints, end in the complex automatic [I-13] tools of an engine-factory driven by steam; which from boomerangs rise to eighty-ton guns; which from huts of branches and grass grow to cities with their palaces and cathedrals. Then we have language, able at first only to eke out gestures in communicating simple ideas, but eventually becoming capable of expressing involved conceptions with precision. While from that stage in which it conveys thoughts only by sounds to one or a few persons, we pass through picture-writing up to steam-printing: multiplying indefinitely the numbers communicated with, and making accessible in voluminous literatures the ideas and feelings of countless men in various places and times. Concomitantly there goes on the development of knowledge, ending in science. Numeration on the fingers grows into far-reaching mathematics; observation of the moon’s changes leads in time to a theory of the solar system; and there successively arise sciences of which not even the germs could at first be detected. Meanwhile the once few and simple customs, becoming more numerous, definite, and fixed, end in systems of laws. Rude superstitions initiate elaborate mythologies, theologies, cosmogonies. Opinion getting embodied in creeds, gets embodied, too, in accepted codes of ceremony and conduct, and in established social sentiments. And then there slowly evolve also the products we call æsthetic; which of themselves form a highly-complex group. From necklaces of fishbones we advance to dresses elaborate, gorgeous, and infinitely varied; out of discordant war-chants come symphonies and operas; cairns develop into magnificent temples; in place of caves with rude markings there arise at length galleries of paintings; and the recital of a chief’s deeds with mimetic accompaniment gives origin to epics, dramas, lyrics, and the vast mass of poetry, fiction, biography, and history.

These various orders of super-organic products, each developing within itself new genera and species while growing [I-14] into a larger whole, and each acting on the other orders while reacted on by them, constitute an immensely-voluminous, immensely-complicated, and immensely-powerful set of influences. During social evolution they are ever modifying individuals and modifying society, while being modified by both. They gradually form what we may consider either as a non-vital part of the society itself, or else as a secondary environment, which eventually becomes more important than the primary environments—so much more important that there arises the possibility of carrying on a high kind of social life under inorganic and organic conditions which originally would have prevented it.

§ 13. Such are the factors in outline. Even when presented under this most general form, the combination of them is seen to be of an involved kind.

Recognizing the primary truth that social phenomena depend in part on the natures of the individuals and in part on the forces the individuals are subject to, we see that these two fundamentally-distinct sets of factors, with which social changes commence, give origin to other sets as social changes advance. The pre-established environing influences, inorganic and organic, which are at first almost unalterable, become more and more altered by the actions of the evolving society. Simple growth of population brings into play fresh causes of transformation that are increasingly important. The influences which the society exerts on the natures of its units, and those which the units exert on the nature of the society, incessantly co-operate in creating new elements. As societies progress in size and structure, they work on one another, now by their war-struggles and now by their industrial intercourse, profound metamorphoses. And the ever-accumulating, ever-complicating super-organic products, material and mental, constitute a further set of factors which become more and more influential causes of change. So that, involved as the factors are at the beginning, each step [I-15] in advance increases the involution, by adding factors which themselves grow more complex while they grow more powerful.

But now having glanced at the factors of all orders, original and derived, we must neglect for the present those which are derived, and attend exclusively, or almost exclusively, to those which are original. The Data of Sociology, here to be dealt with, we must, as far as possible, restrict to those primary data common to social phenomena in general, and most readily distinguished in the simplest societies. Adhering to the broad division made at the outset between the extrinsic and intrinsic co-operating causes, we will consider first the extrinsic.

 


 

[I-16]

CHAPTER III.

ORIGINAL EXTERNAL FACTORS.

§ 14. A complete outline of the original external factors implies a knowledge of the past which we have not got, and are not likely to get. Now that geologists and archæologists are uniting to prove that human existence goes back to a time so remote that “pre-historic” scarcely expresses it, we are shown that the effects of external conditions on social evolution cannot be fully traced. Remembering that the 20,000 years, or so, during which man has lived in the Nile-valley, is made to seem a relatively-small period by the evidence that he coexisted with the extinct mammals of the drift—remembering that England had human inhabitants at an epoch which good judges think was glacial—remembering that in America, along with the bones of a Mastodon imbedded in the alluvium of the Bourbense, were found arrow-heads and other traces of the savages who had killed this member of an order no longer represented in that part of the world—remembering that, judging from the evidence as interpreted by Professor Huxley, those vast subsidences which changed a continent into the Eastern Archipelago, took place after the Negro-race was established as a distinct variety of man; we must infer that it is hopeless to trace back the external factors of social phenomena to anything like their first forms.

One important truth only, implied by the evidence thus glanced at, must be noted. Geological changes and meteorological changes, as well as the consequent changes of Floras [I-17] and Faunas, must have been causing, over all parts of the Earth, perpetual emigrations and immigrations. From each locality made less habitable by increasing inclemency, a wave of diffusion must have spread; into each locality made more favourable to human existence by amelioration of climate, or increase of indigenous food, or both, a wave of concentration must have been set up; and by great geological changes, here sinking areas of land and there raising areas, other redistributions of mankind must have been produced. Accumulating facts show that these enforced ebbings and flowings have, in some localities, and probably in most, taken place time after time. And such waves of emigration and immigration must have been ever bringing the dispersed groups of the race into contact with conditions more or less new.

Carrying with us this conception of the way in which the external factors, original in the widest sense, have co-operated throughout all past time, we must limit our attention to such effects of them as we have now before us.

§ 15. Life in general is possible only between certain limits of temperature; and life of the higher kinds is possible only within a comparatively-narrow range of temperature, maintained artificially if not naturally. Hence social life, pre-supposing as it does not only human life but that life vegetal and animal on which human life depends, is restricted by certain extremes of cold and heat.

Cold, though great, does not rigorously exclude warm-blooded creatures, if the locality supplies adequate means of generating heat. The arctic regions contain various marine and terrestrial mammals, large and small; but the existence of these depends, directly or indirectly, on the existence of the inferior marine creatures, vertebrate and invertebrate, which would cease to live there did not the warm currents from the tropics check the formation of ice. Hence such human life as we find in the far north, dependent as it is [I-18] mainly on the life of these mammals, is also remotely dependent on the same source of heat. But where, as in such places, the temperature which man’s vital functions require can be maintained with difficulty, social evolution is not possible. There can be neither a sufficient surplus-power in each individual nor a sufficient number of individuals. Not only are the energies of an Esquimaux expended mainly in guarding against loss of heat, but his bodily functions are greatly modified to the same end. Without fuel, and, indeed, unable to burn within his snow-hut anything more than an oil-lamp, lest the walls should melt, he has to keep up that warmth which even his thick fur-dress fails to retain, by devouring vast quantities of blubber and oil; and his digestive system, heavily taxed in providing the wherewith to meet excessive loss by radiation, supplies less material for other vital purposes. This great physiological cost of individual life, indirectly checking the multiplication of individuals, arrests social evolution. A kindred relation of cause and effect is shown us in the Southern hemisphere by the still-more-miserable Fuegians. Living nearly unclothed in a region of storms, which their wretched dwellings of sticks and grass do not exclude, and having little food but fish and mollusks, these beings, described as scarcely human in appearance, have such difficulty in preserving the vital balance in face of the rapid escape of heat, that the surplus for individual development is narrowly restricted, and, consequently, the surplus for producing and rearing new individuals. Hence the numbers remain too small for exhibiting anything beyond incipient social existence.

Though, in some tropical regions, an opposite extreme of temperature so far impedes the vital actions as to impede social development, yet hindrance from this cause seems exceptional and relatively unimportant. Life in general, and mammalian life along with it, is great in quantity as well as individually high, in localities that are among the [I-19] hottest. The silence of the forests during the noontide glare in such localities, does, indeed, furnish evidence of enervation; but in cooler parts of the twenty-four hours there is a compensating energy. And if varieties of the human race adapted to these localities, show, in comparison with ourselves, some indolence, this does not seem greater than, or even equal to, the indolence of the primitive man in temperate climates. Contemplated in the mass, facts do not countenance the current idea that great heat hinders progress. All the earliest recorded civilizations belonged to regions which, if not tropical, almost equal the tropics in height of temperature. India and Southern China, as still existing, show us great social evolutions within the tropics. The vast architectural remains of Java and of Cambodia yield proofs of other tropical civilizations in the East; while the extinct societies of Central America, Mexico, and Peru, need but be named to make it manifest that in the New World also, there were in past times great advances in hot regions. It is thus, too, if we compare societies of ruder types that have developed in warm climates, with allied societies belonging to colder climates. Tahiti, the Tonga Islands, and the Sandwich Islands, are within the tropics; and in them, when first discovered, there had been reached stages of evolution which were remarkable considering the absence of metals.

I do not ignore the fact that in recent times societies have evolved most, both in size and complexity, in temperate regions. I simply join with this the fact that the first considerable societies arose, and the primary stages of social development were reached, in hot climates. The truth would seem to be that the earlier phases of progress had to be passed through where the resistances offered by inorganic conditions were least; that when the arts of life had been advanced, it became possible for societies to develop in regions where the resistances were greater; and that further developments in the arts of life, with the further discipline [I-20] in co-operation accompanying them, enabled subsequent societies to take root and grow in regions which, by climatic and other conditions, offered relatively-great resistances.

We must therefore say that solar radiation, being the source of those forces by which life, vegetal and animal, is carried on; and being, by implication, the source of the forces displayed in human life, and consequently in social life; it results that there can be no considerable social evolution on tracts of the Earth’s surface where solar radiation is very feeble. Though, contrariwise, there is on some tracts a solar radiation in excess of the degree most favourable to vital actions; yet the consequent hindrance to social evolution is relatively small. Further, we conclude that an abundant supply of light and heat is especially requisite during those first stages of progress in which social vitality is small.

§ 16. Passing over such traits of climate as variability and equability, whether diurnal, annual, or irregular, all of which have their effects on human activities, and therefore on social phenomena, I will name one other climatic trait that appears to be an important factor. I refer to the quality of the air in respect of dryness or moisture.

Either extreme brings indirect impediments to civilization, which we may note before observing the direct effects. That great dryness of the air, causing a parched surface and a scanty vegetation, negatives the multiplication needed for advanced social life, is a familar fact. And it is a fact, though not a familiar one, that extreme humidity, especially when joined with great heat, may raise unexpected obstacles to progress; as, for example, in parts of East Africa, where “the springs of powder-flasks exposed to the damp snap like toasted quills; . . . paper, becoming soft and soppy by the loss of glazing, acts as a blotter; . . . metals are ever rusty; . . . and gunpowder, if not kept from the air, refuses to ignite.”

[I-21]

But it is the direct effects of different hygrometric states, which are most noteworthy—the effects on the vital processes, and, therefore, on the individual activities, and, through them, on the social activities. Bodily functions are facilitated by atmospheric conditions which make evaporation from the skin and lungs rapid. That weak persons, whose variations of health furnish good tests, are worse when the air is surcharged with water, and are better when the weather is fine; and that commonly such persons are enervated by residence in moist localities but invigorated by residence in dry ones, are facts generally recognized. And this relation of cause and effect, manifest in individuals, doubtless holds in races. Throughout temperate regions, differences of constitutional activity due to differences of atmospheric humidity, are less traceable than in torrid regions: the reason being that all the inhabitants are subject to a tolerably quick escape of water from their surfaces; since the air, though well charged with water, will take up more when its temperature, previously low, is raised by contact with the body. But it is otherwise in tropical regions where the body and the air bathing it differ much less in temperature; and where, indeed, the air is sometimes higher in temperature than the body. Here the rate of evaporation depends almost wholly on the quantity of surrounding vapour. If the air is hot and moist, the escape of water through the skin and lungs is greatly hindered; while it is greatly facilitated if the air is hot and dry. Hence in the torrid zone, we may expect constitutional differences between the inhabitants of low steaming tracts and the inhabitants of tracts parched with heat. Needful as are cutaneous and pulmonary evaporation for maintaining the movement of fluids through the tissues and thus furthering molecular changes, it is to be inferred that, other things equal, there will be more bodily activity in the people of hot and dry localities than in the people of hot and humid localities.

[I-22]

The evidence justifies this inference. The earliest-recorded civilization grew up in a hot and dry region—Egypt; and in hot and dry regions also arose the Babylonian, Assyrian, and Phœnician civilizations. But the facts when stated in terms of nations are far less striking than when stated in terms of races. On glancing over a general rain-map, there will be seen an almost-continuous area marked “rainless district,” extending across North Africa, Arabia, Persia, and on through Thibet into Mongolia; and from within, or from the borders of, this district, have come all the conquering races of the Old World. We have the Tartar race, which, passing the Southern mountain-boundary of this rainless district, peopled China and the regions between it and India—thrusting the aborigines of these areas into the hilly tracts; and which has sent successive waves of invaders not into these regions only, but into the West. We have the Aryan race, overspreading India and making its way through Europe. We have the Semitic race, becoming dominant in North Africa, and, spurred on by Mahommedan fanaticism, subduing parts of Europe. That is to say, besides the Egyptian race, which became powerful in the hot and dry valley, of the Nile, we have three races widely unlike in type, which, from different parts of the rainless district have spread over regions relatively humid. Original superiority of type was not the common trait of these peoples: the Tartar type is inferior, as was the Egyptian. But the common trait, as proved by subjugation of other peoples, was energy. And when we see that this common trait in kinds of men otherwise unlike, had for its concomitant their long-continued subjection to these special climatic conditions—when we find, further, that from the region characterized by these conditions, the earlier waves of conquering emigrants, losing in moister countries their ancestral energy, were over-run by later waves of the same kind of men, or of other kinds, coming from this region; we get strong reason for inferring a relation [I-23] between constitutional vigour and the presence of an air which, by its warmth and dryness, facilitates the vital actions. A striking verification is at hand. The rain-map of the New World shows that the largest of the parts distinguished as almost rainless, is that Central-American and Mexican region in which indigenous civilizations developed; and that the only other rainless district is that part of the ancient Peruvian territory, in which the pre-Ynca civilization has left its most conspicuous traces. Inductively, then, the evidence justifies in a remarkable manner the physiological deduction. Nor are there wanting minor verifications. Speaking of the varieties of negroes, Livingstone says—“Heat alone does not produce blackness of skin, but heat with moisture seems to insure the deepest hue”; and Schweinfurth remarks on the relative blackness of the Denka and other tribes living on the alluvial plains, and contrasts them with “the less swarthy and more robust races who inhabit the rocky hills of the interior”: differences with which there go differences of energy. But I note this fact for the purpose of suggesting its probable connexion with the fact that the lighter-skinned races are habitually the dominant races. We see it to have been so in Egypt. It was so with the races spreading south from Central Asia. Traditions imply that it was so in Central America and Peru. Speke says:—“I have always found the lighter-coloured savages more boisterous and warlike than those of a dingier hue.” And if, heat being the same, darkness of skin accompanies humidity of the air, while lightness of skin accompanies dryness of the air, then, in this habitual predominance of the fair varieties of men, we find further evidence that constitutional activity, and in so far social development, is favoured by a climate conducing to rapid evaporation.

I do not mean that the energy thus resulting determines, of itself, higher social development: this is neither implied deductively nor shown inductively. But greater energy, [I-24] making easy the conquest of less active races and the usurpation of their richer and more varied habitats, also makes possible a better utilization of such habitats.

§ 17. On passing from climate to surface, we have to note, first, the effects of its configuration, as favouring or hindering social integration.

That the habits of hunters or nomads may be changed into those required for settled life, the surface occupied must be one within which coercion is easy, and beyond which the difficulties of existence are great. The unconquerableness of mountain tribes, difficult to get at, has been in many times and in many places exemplified. Instance the Illyrians, who remained independent of the adjacent Greeks, gave trouble to the Macedonians, and mostly recovered their independence after the death of Alexander; instance the Montenegrins; instance the Swiss; instance the people of the Caucasus. The inhabitants of desert-tracts, as well as those of mountain-tracts, are difficult to consolidate: facility of escape, joined with ability to live in sterile regions, greatly hinder social subordination. Within our own island, surfaces otherwise widely unlike have similarly hindered political integration, when their physical traits have made it difficult to reach their occupants. The history of Wales shows us how, within that mountainous district itself, subordination to one ruler was hard to establish; and still more how hard it was to bring the whole under the central power: from the Old-English period down to 1400, eight centuries of resistance passed before the subjugation was complete, and a further interval before the final incorporation with England. The Fens, in the earliest times a haunt of marauders and of those who escaped from established power, became, at the time of the Conquest, the last refuge of the still-resisting English; who, for many years, maintained their freedom in this tract, made almost inaccessible by morasses. The prolonged independence of the [I-25] Highland clans, who were subjugated only after General Wade’s roads put their refuges within reach, yields a later proof. Conversely, social integration is easy within a territory which, while able to support a large population, affords facilities for coercing the units of that population: especially if it is bounded by regions offering little sustenance, or peopled by enemies, or both. Egypt fulfilled these conditions in a high degree. Governmental force was unimpeded by physical obstacles within the occupied area; and escape from it into the adjacent desert involved either starvation or robbery and enslavement by wandering hordes. Then in small areas surrounded by the sea, such as the Sandwich Islands, Tahiti, Tonga, Samoa, where a barrier to flight is formed by a desert of water instead of a desert of sand, the requirements are equally well fulfilled. Thus we may figuratively say that social integration is a process of welding, which can be effected only when there are both pressure and difficulty in evading that pressure. And here, indeed, we are reminded how, in extreme cases, the nature of the surface permanently determines the type of social life it bears. From the earliest recorded times, arid tracts in the East have been peopled by Semitic tribes having an adapted social type. The description given by Herodotus of the Scythian’s mode of life and social organization, is substantially the same as that given of the Kalmucks by Pallas. Even were regions fitted for nomads to have their inhabitants exterminated, they would be re-peopled by refugees from neighbouring settled societies; who would similarly be compelled to wander, and would similarly acquire fit forms of union. There is, indeed, a modern instance in point: not exactly of a re-genesis of an adapted social type, but of a genesis de novo. Since the colonization of South America, some of the pampas have become the homes of robber-tribes like Bedouins.

Another trait of the inhabited area to be noted as influential, is its degree of heterogeneity. Other things equal, [I-26] localities that are uniform in structure are unfavourable to social progress. Leaving out for the present its effects on the Flora and Fauna, sameness of surface implies absence of varied inorganic materials, absence of varied experiences, absence of varied habits, and, therefore, puts obstacles to industrial development and the arts of life. Neither Central Asia, nor Central Africa, nor the central region of either American continent, has been the seat of an indigenous civilization of any height. Regions like the Russian steppes, however possible it may be to carry into them civilization elsewhere developed, are regions within which civilization is not likely to be initiated; because the differentiating agencies are insufficient. When quite otherwise caused, uniformity of habitat has still the like effect. As Professor Dana asks respecting a coral-island:—

“How many of the various arts of civilized life could exist in a land where shells are the only cutting instruments . . . fresh water barely enough for household purposes,—no streams, nor mountains, nor hills? How much of the poetry and literature of Europe would be intelligible to persons whose ideas had expanded only to the limits of a coral-island, who had never conceived of a surface of land above half a mile in breadth—of a slope higher than a beach, or of a change in seasons beyond a variation in the prevalence of rain?”

Contrariwise, the influences of geological and geographical heterogeneity in furthering social development, are conspicuous. Though, considered absolutely, the Nile-valley is not physically multiform, yet it is multiform in comparison with surrounding tracts; and it presents that which seems the most constant antecedent to civilization—the juxtaposition of land and water. Though the Babylonians and Assyrians had habitats that were not specially varied, yet they were more varied than the riverless regions lying East and West. The strip of territory in which the Phœnician society arose, had a relatively-extensive coast; many rivers furnishing at their mouths sites for the chief cities; plains and valleys running inland, with hills between them and [I-27] mountains beyond them. Still more does heterogeneity distinguish the area in which the Greek society evolved: it is varied in its multitudinous and complex distributions of land and sea, in its contour of surface, in its soil. “No part of Europe—perhaps it would not be too much to say no part of the world—presents so great a variety of natural features within the same area as Greece.” The Greeks themselves, indeed, observed the effects of local circumstances in so far as unlikeness between coast and interior goes. As says Mr. Grote:—

“The ancient philosophers and legislators were deeply impressed with the contrast between an inland and a maritime city: in the former simplicity and uniformity of life, tenacity of ancient habits and dislike of what is new and foreign, great force of exclusive sympathy and narrow range both of objects and ideas: in the latter, variety and novelty of sensations, expansive imagination, toleration and occasional preference for extraneous customs, greater activity of the individual and corresponding mutability of the state.”

Though the differences here described are mainly due to absence and presence of foreign intercourse; yet, since this itself is dependent on the local relations of land and sea, these relations must be recognized as primary causes of the differences. Just observing that in Italy likewise, civilization found a seat of considerable complexity, geological and geographical, we may pass to the New World, where we see the same thing. Central America, which was the source of its indigenous civilizations, is characterized by comparative multiformity. So, too, with Mexico and with Peru. The Mexican tableland, surrounded by mountains, contained many lakes: that of Tezcuco, with its islands and shores, being the seat of Government; and through Peru, varied in surface, the Ynca-power spread from the mountainous islands of the large, irregular, elevated lake, Titicaca.

How soil affects progress remains to be observed. The belief that easy obtainment of food is unfavourable to social evolution, while not without an element of truth, is by no [I-28] means true as currently accepted. The semi-civilized peoples of the Pacific—the Sandwich Islanders, Tahitians, Tongans, Samoans, Fijians—show us considerable advances made in places where great productiveness renders life unlaborious. In Sumatra, where rice yields 80 to 140 fold, and in Madagascar, where it yields 50 to 100 fold, social development has not been insignificant. Kaffirs, inhabiting a tract having rich and extensive pasturage, contrast favourably, both individually and socially, with neighbouring races occupying regions that are relatively unproductive; and those parts of Central Africa in which the indigenes have made most social progress, as Ashantee and Dahomey, have luxuriant vegetations. Indeed, if we call to mind the Nile-valley, and the exceptionally-fertilizing process it is subject to, we see that the most ancient social development known to us, began in a region which, fulfilling other requirements, was also characterized by great natural productiveness.

And here, with respect to fertility, we may recognize a truth allied to that which we recognized in respect to climate; namely, that the earlier stages of social evolution are possible only where the resistances to be overcome are small. As those arts of life by which loss of heat is prevented, must be considerably advanced before relatively-inclement regions can be well peopled; so, the agricultural arts must be considerably advanced before the less fertile tracts can support populations large enough for civilization. And since arts of every kind develop only as societies progress in size and structure, it follows that there must be societies having habitats where abundant food can be procured by inferior arts, before there can arise the arts required for dealing with less productive habitats. While yet low and feeble, societies can survive only where the circumstances are least trying. The ability to survive where circumstances are more trying can be possessed only by the higher and stronger societies descending from these; and inheriting [I-29] their acquired organization, appliances, and knowledge.

It should be added that variety of soil is a factor of importance; since this helps to cause that multiplicity of vegetal products which largely aids social progress. In sandy Damara-land, where four kinds of mimosas exclude nearly every other kind of tree or bush, it is clear that, apart from further obstacles to progress, paucity of materials must be a great one. But here we verge upon another order of factors.

§ 18. The character of its Flora affects in a variety of ways the fitness of a habitat for supporting a society. At the chief of these we must glance.

Some of the Esquimaux have no wood at all; while others have only that which comes to them as ocean-drift. By using snow or ice to build their houses, and by the shifts they are put to in making cups of seal-skin, fishing-lines and nets of whalebone, and even bows of bone or horn, these people show us how greatly advance in the arts of life is hindered by lack of fit vegetal products. With this Arctic race, too, as also with the nearly Antarctic Fuegians, we see that the absence or extreme scarcity of useful plants is an insurmountable impediment to social progress. Evidence better than that furnished by these regions (where extreme cold is a coexisting hindrance) comes from Australia; where, in a climate that is on the whole favourable, the paucity of plants available for the purposes of life has been a part-cause of continued arrest at the lowest stage of barbarism. Large tracts of it, supporting but one inhabitant to sixty square miles, admit of no approach to that populousness which is a needful antecedent to civilization.

Conversely, after observing how growth of population, making social advance possible, is furthered by abundance of vegetal products, we may observe how variety of vegetal products conduces to the same effect. Not only in the cases [I-30] of the slightly-developed societies occupying regions covered by a heterogeneous Flora, do we see that dependence on many kinds of roots, fruits, cereals, etc., is a safeguard against the famines caused by failure of any single crop; but we see that the materials furnished by a heterogeneous Flora, make possible a multiplication of appliances, a consequent advance of the arts, and an accompanying development of skill and intelligence. The Tahitians have on their islands, fit woods for the frameworks and roofs of houses, with palm-leaves for thatch; there are plants yielding fibres out of which to twist cords, fishing-lines, matting, etc.; the tapa-bark, duly prepared, furnishes a cloth for their various articles of dress; they have cocoa-nuts for cups, etc., materials for baskets, sieves, and various domestic implements; they have plants giving them scents for their unguents, flowers for their wreaths and necklaces; they have dyes for stamping patterns on their dresses—all besides the various foods, bread-fruit, taro, yams, sweet-potatoes, arrow-root, fern-root, cocoa-nuts, plantains, bananas, jambo, ti-root, sugar-cane, etc.: enabling them to produce numerous made dishes. And the utilization of all these materials implies a culture which in various ways furthers social advance. Kindred results from like causes have arisen among an adjacent people, widely unlike in character and political organization. In a habitat characterized by a like variety of vegetal products, those ferocious cannibals the Fijians, have developed their arts to a degree comparable with that of the Tahitians, and have a division of labour and a commercial organization that are even superior. Among the thousand species of indigenous plants in the Fiji Islands, there are such as furnish materials for all purposes, from the building of war-canoes carrying 300 men down to the making of dyes and perfumes. It may, indeed, be urged that the New Zealanders, exhibiting a social development akin to that reached in Tahiti and Fiji, had a habitat of which the indigenous Flora was not varied. But the reply is that [I-31] both by their language and their mythology, the New Zealanders are shown to have separated from other Malayo-Polynesians after the arts of life had been considerably advanced; and that they brought these arts (as well as some cultivated plants) to a region which, though poor in edible plants, supplied in abundance plants otherwise useful.

As above hinted, mere luxuriance of vegetation is in some cases a hindrance to progress. Even that inclement region inhabited by the Fuegians, is, strange to say, made worse by the dense growth of useless underwood which clothes the rocky hills. Living though they do under conditions otherwise so different, the Andamanese, too, are restricted to the borders of the sea, by the impenetrable thickets which cover the land. Indeed various equatorial regions, made almost useless even to the semi-civilized by jungle and tangled forest, were utterly useless to the aborigines, who had no tools for clearing the ground. The primitive man, possessing rude stone implements only, found but few parts of the Earth’s surface which, neither too barren nor bearing too luxuriant a vegetation, were available: so again reminding us that rudimentary societies are at the mercy of environing conditions.

§ 19. There remains to be treated the Fauna of the region inhabited. Evidently this affects greatly both the degree of social growth and the type of that growth.

The presence or absence of wild animals fit for food, influential as it is in determining the kind of individual life, is therefore influential in determining the kind of social organization. Where, as in North America, there existed game enough to support the aboriginal races, hunting continued the dominant activity; and a partially-nomadic habit being entailed by migrations after game, there was a persistent impediment to agriculture, to increase of population, and to industrial development. We have but to consider the antithetical case of the various Polynesian races, and to [I-32] observe how, in the absence of a considerable land-Fauna, they have been forced into agriculture with its concomitant settled life, larger population, and advanced arts, to see how great an effect the kind and amount of utilizable animal-life has on civilization. When we glance at that pastoral type of society which, still existing, has played in past times an important part in human progress, we again see that over wide regions the indigenous Fauna has been chiefly influential in fixing the form of social union. On the one hand, in the absence of herbivores admitting of domestication—horses, camels, oxen, sheep, goats—the pastoral life followed by the three great conquering races in their original habitats, would have been impossible; and, on the other hand, this kind of life was inconsistent with that formation of larger settled unions which is needed for the higher social relations. On recalling the cases of the Laplanders with their reindeer and dogs, the Tartars with their horses and cattle, and the South Americans with their llamas and guinea-pigs, it becomes obvious, too, that in various cases this nature of the Fauna, joined with that of the surface, still continues to be a cause of arrest at a certain stage of evolution.

While the Fauna as containing an abundance or scarcity of creatures useful to man is an important factor, it is also an important factor as containing an abundance or scarcity of injurious creatures. The presence of the larger carnivores is, in some places, a serious impediment to social life; as in Sumatra, where villages are not uncommonly depopulated by tigers; as in India, where “a single tigress caused the destruction of 13 villages, and 250 square miles of country were thrown out of cultivation,” and where “in 1869 one tigress killed 127 people, and stopped a public road for many weeks.” Indeed we need but recall the evils once suffered in England from wolves, and those still suffered in some parts of Europe, to see that freedom to carry on out-door occupations and intercourse, which is among the conditions [I-33] to social advance, may be hindered by predatory animals. Nor must we forget how greatly agriculture is occasionally interfered with by reptiles; as, again, in India, where over 25,000 persons die of snake-bite annually. To which evils directly inflicted by the higher animals, must be added the indirect evils which they join insects in inflicting, by destroying crops. Sometimes injuries of this last kind considerably affect the mode of individual life and consequently of social life; as in Kaffirland, where crops are subject to great depredations from mammals, birds, and insects, and where the transformation of the pastoral state into a higher state is thus discouraged; or as in the Bechuana-country, which, while “peopled with countless herds of game, is sometimes devastated by swarms of locusts.” Clearly, where the industrial tendencies are feeble, uncertainty in getting a return for labour must hinder the development of them, and cause reversion to older modes of life, if these can still be pursued.

Many other mischiefs, caused especially by insects, seriously interfere with social progress. Even familiar experiences in Scotland, where the midges sometimes drive one indoors, show how greatly “the plague of flies” must, in tropical regions, impede outdoor labour. Where, as on the Orinoco, the morning salutation is—“How are we to-day for the mosquitos?” and where the torment is such that a priest could not believe Humboldt voluntarily submitted to it merely that he might see the country, the desire for relief must often out-balance the already-feeble motive to work. Even the effects of flies on cattle indirectly modify social life; as among the Kirghiz, who, in May, when the steppes are covered with rich pasture, are obliged by the swarms of flies to take their herds to the mountains; or as in Africa, where the tsetse negatives the pastoral occupation in some localities. And then, in other cases, great discouragement results from the termites, which, in parts of East Africa, consume dress, furniture, beds, etc. “A man may be rich to-day [I-34] and poor to-morrow, from the ravages of the white ants,” said a Portuguese merchant to Livingstone. Nor is this all. Humboldt remarks that where the termites destroy all documents, there can be no advanced civilization.

Thus there is a close relation between the type of social life indigenous in a locality, and the character of the indigenous Fauna. The presence or absence of useful species, and the presence or absence of injurious species, have their favouring and hindering effects. And there is not only so produced a furtherance or retardation of social progress, generally considered, but there is produced more or less speciality in the structures and activities of the community.

§ 20. To describe fully these original external factors is out of the question. An approximately-complete account of the classes characterized above, would be a work of years; and there would have to be added many environing conditions not yet indicated.

Effects of differences in degree and distribution of light, as illustrated by the domesticity and culture which the Arctic night causes among the Icelanders, would have to be treated; as also the minor effects due to greater or less brilliancy of ordinary daylight in sunny and cloudy climates on the mental states, and therefore on the actions, of the inhabitants. The familiar fact that habitual fineness of weather and habitual inclemency, lead respectively to outdoor social intercourse and in-door family-life, and so influence the characters of citizens, would have to be taken into account. So, too, would the modifications of ideas and feelings wrought by imposing meteorologic and geologic phenomena. And beyond the effects, made much of by Mr. Buckle, which these produce on men’s imaginations, and consequently on their behaviour, there would have to be noted their effects of other orders: as, for instance, those which frequent earthquakes have on the type of architecture—causing a preference for houses that are low and [I-35] slight; and so modifying both the domestic arrangements and the æsthetic culture. Again, the character of the fuel which a locality yields has consequences that ramify in various directions; as we see in the contrast between our own coal-burning London, with its blackened gloomy streets, and the wood-burning cities of the continent, where general lightness and bright colours induce a different state of feeling having different results. How the mineralogy of a region acts, scarcely needs pointing out. Entire absence of metals may cause local persistence of the stone-age; presence of copper may initiate advance; presence or proximity of tin, rendering bronze possible, may cause a further step; and if there are iron-ores, a still further step may presently be taken. So, too, the supply or lack of lime for mortar, affects the sizes and types of buildings, private and public; and thus influences domestic and social habits, as well as art-progress. Even down to such a minor peculiarity as the presence of hot springs, which in ancient Central America initiated a local manufacture of pottery, there would have to be traced the influence of each physical condition in determining the prevailing industry, and therefore, in part, the social organization.

But a detailed account of the original external factors, whether of the more important kinds outlined in the preceding pages or of the less important kinds just exemplified, pertains to Special Sociology. Any one who, carrying with him the general principles of the science, undertook to interpret the evolution of each society, would have to describe completely these many local causes in their various kinds and degrees. Such an undertaking must be left for the sociologists of the future.

§ 21. Here my purpose has been to give general ideas of the original external factors, in their different classes and orders; so as to impress on the reader the truth, barely enunciated in the preceding chapter, that the characters of [I-36] the environment co-operate with the characters of human beings in determining social phenomena.

One result of enumerating these original external factors and observing the parts they play, has been that of bringing into view the fact, that the earlier stages of social evolution are far more dependent on local conditions than the later stages. Though societies such as we are now most familiar with, highly organized, rich in appliances, advanced in knowledge, can, by the help of various artifices, thrive in unfavorable habitats; yet feeble, unorganized societies cannot do so. They are at the mercy of their surroundings.

Moreover we thus find answers to the questions sometimes raised in opposition to the doctrine of social evolution—How does it happen that so many tribes of savages have made no manifest progress during the long period over which human records extend? And if it is true that the human race existed during the later geologic periods, why, for 100,000 years or more, did no traceable civilization result? To these questions, I say, adequate replies are furnished. When, glancing over the classes and orders of original external factors above set down, we observe how rare is that combination of favourable ones joined with absence of unfavourable ones, by which alone the germs of societies can be fostered—when we remember that in proportion as the appliances are few and rude, the knowledge small, and the co-operation feeble, the establishment of any improvement in face of surrounding difficulties must take a long time—when we remember that this helplessness of primitive social groups left them exposed to each adverse change, and so caused repeated losses of such advances as were made; it becomes easy to understand why, for an enormous period, no considerable societies were evolved.

But now having made this general survey of the original external factors, and drawn these general inferences, we may leave all detailed consideration of them as not further concerning us. For in dealing with the Principles of Sociology, [I-37] we have to deal with facts of structure and function displayed by societies in general, dissociated, so far as may be, from special facts due to special circumstances. Henceforth we shall occupy ourselves with those characters of societies which depend mainly on the intrinsic natures of their units, rather than with the characters determined by particular extrinsic influences.

 


 

[I-38]

CHAPTER IV.

ORIGINAL INTERNAL FACTORS.

§ 22. As with the original external factors, so with the original internal factors—an adequate account of them supposes a far greater knowledge of the past than we can get. On the one hand, from men’s bones, and objects betraying men’s actions, found in recent strata and in cave-deposits, dating back to periods since which there have been great changes of climate and re-distributions of land and sea, we must infer that the habitats of tribes have been ever undergoing modifications; though what modifications we can but vaguely guess. On the other hand, alterations of habitats imply in the races subject to them adaptive changes of function and structure; respecting most of which we can know little more than their occurrence.

Such fragmentary evidence as we have does not warrant definite conclusions respecting the ways and degrees in which men of the remote past differed from men now existing. There are, indeed, remains which, taken alone, indicate inferiority of type in ancestral races. The Neanderthal-skull and others like it, with their enormous supra-orbital ridges so simian in character, are among these. There is also the skull lately found by Mr. Gillman, in a mound on the Detroit river, Michigan, and described by him as chimpanzee-like in the largeness of the areas over which the temporal muscles were inserted. But as this remarkable skull was found along with others that were not remarkable, and [I-39] as such skulls as that from the cave in the Neanderthal are not proved to be of more ancient date than skulls which deviate little from common forms, no decisive inferences can be drawn. A kindred, but perhaps a more positive, statement, may be made respecting that compression of the tibiæ in certain ancient races, which is expressed by the epithet “platycnemic.” First pointed out by Prof. Busk and Dr. Falconer, as characterizing the men who left their bones in the caves of Gibraltar, this peculiarity, shortly afterwards discovered by M. Broca in the remains of cavemen in France, was observed afresh by Mr. Busk in remains from caves in Denbighshire; and more recently Mr. Gillman has shown that it is a trait of tibiæ found along with the rudest stone-implements in mounds on the St. Claire river, Michigan. As this trait is not known to distinguish any races now living, while it existed in races which lived in localities so far apart as Gibraltar, France, Wales, and North America, we must infer that an ancient race, distributed over a wide area, was in so far unlike races which have survived.

Two general conclusions only seem warranted by the facts at present known. The first is that in remote epochs there were, as there are now, varieties of men distinguished by differences of osseous structure considerable in degree, and probably by other differences; and the second is, that some traits of brutality and inferiority exhibited in certain of these ancient varieties, have either disappeared or now occur only as unusual variations.

§ 23. So that about the original internal factors, taken in that comprehensive sense which includes the traits of prehistoric man, we can ascertain little that helps us. Still we may fairly draw from the researches of geologists and archæologists the important general inferences that throughout long-past periods, as since the commencement of history, there has been going on a continuous differentiation [I-40] of races, a continuous over-running of the less powerful or less adapted by the more powerful or more adapted, a driving of inferior varieties into undesirable habitats, and, occasionally, an extermination of inferior varieties.

And now, carrying with us this dim conception of primitive man and his history, we must be content to give it what definition we may, by studying those existing races of men which, as judged by their visible characters and their implements, approach most nearly to primitive man. Instead of including in one chapter all the classes and sub-classes of traits to be set down, it will be most convenient to group them into three chapters. We will take first the physical, then the emotional, lastly the intellectual.

 


 

[I-41]

CHAPTER V.

THE PRIMITIVE MAN—PHYSICAL.

§ 24. In face of the fact that the uncivilized races include the Patagonians, who reach some six to seven feet in height, while in Africa there still exist remnants of the barbarous people referred to by Herodotus as pygmies, we cannot say that there is any direct relation between social state and stature. Among the North-American Indians there are hunting races decidedly tall; while, elsewhere, there are stunted hunting races, as the Bushmen. Of pastoral peoples, too, some are short, like the Kirghiz, and some are well-grown, like the Kaffirs. And there are kindred differences among races of agricultural habits.

Still, the evidence taken in the mass implies some connexion between barbarism and inferiority of size. In North America the Chinooks and sundry neighbouring tribes, are described as low in stature; and the Shoshones are said to be of “a diminutive stature.” Of the South American races it is asserted that the Guiana Indian is mostly much below 5 ft. 5 in.; that the Arawâks are seldom more than 5 ft. 4 in.; and that the Guaranis rarely reach 5 ft. So, too, is it with the uncivilized peoples of Northern Asia. The Kirghiz average 5 ft. 3 or 4 in.; and the Kamschadales “are in general of low stature.” In Southern Asia it is the same. One authority describes, generally, the Tamulian aborigines of India as smaller than the Hindus. Another, writing of [I-42] the Hill-tribes, says of the Puttooas that the men do not exceed 5 ft. 2 in., nor the women 4 ft. 4 in. Another estimates the Lepchas as averaging about 5 ft. And the Juángs, perhaps the most degraded of these tribes, are set down as, males less than 5 ft., and women 4 ft. 8 in. But this connexion is most clearly seen on grouping the very lowest races. Of the Fuegians we read that some tribes are “not more than 5 ft. high;” of the Andamanese, that the men vary from 4 ft. 10 in. to nearly 5 ft.; of the Veddahs, that the range is from 4 ft. 1 in. to 5 ft. 3 in.—the common height being 4 ft. 9 in. Again, the ordinary height of the Bushmen is 4 ft. 4½ in., or, according to Barrow, 4 ft. 6 in. for the average man, and 4 ft. for the average woman. While their allies, the Akka, are said by Schweinfurth to vary from 4 ft. 1 in. to 4 ft. 10 in.: the women, whom he did not see, being presumably still smaller.

How far is this an original trait of inferior races, and how far is it a trait superinduced by the unfavourable habitats into which superior races have driven them? The dwarfishness of Esquimaux and Laplanders may be due partly, if not wholly, to the great physiological cost of living entailed by the rigorous climate they have to bear; and it no more shows the dwarfishness of primitive men than does the small size of Shetland ponies show that primitive horses were small. So, too, in the case of the Bushmen, who are wanderers in a territory “of so barren and arid a character, that by far the greater portion of it is not permanently habitable by any class of human beings,” it is supposable that chronic innutrition has produced a lower standard of growth. Manifestly, as the weaker were always thrust by the stronger into the worst localities, there must ever have been a tendency to make greater any original differences of stature and strength. Hence the smallness of these most degraded men, may have been original; or it may have been acquired; or it may have been partly original and partly acquired. In one case, however, I learn on good [I-43] authority that the low stature was most likely original. Facts do not justify the belief that the Bushmen, the Akka, and kindred races found in Africa, are dwarfed varieties of the Negro race; but suggest the belief that they are remnants of a race which the Negroes dispossessed. And this conclusion, warranted by the physical differences, is countenanced by general probability and by analogy. Without making much of the rumoured dwarf-race in the central parts of Madagascar, or of that in the interior of Borneo, it suffices to recall the Hill-tribes of India, which are surviving groups of the indigenes islanded by the flood of Aryans, or the tribes further east, similarly islanded by the invading Mongols, or the Mantras of the Malay-peninsula, to see that this process has probably occurred in Africa; and that these tribes of diminutive people are scattered fragments of a people originally small, and not dwarfed by conditions.

Still, other evidence may be cited to show that we are not justified in conceiving primitive man as decidedly less than man of developed type. The Australians who, both individually and socially, are very inferior, reach a moderate stature; as did also the now-extinct Tasmanians. Nor do the bones of races which have disappeared, yield manifest proof that pre-historic man was, on the average, much smaller than historic man.

We shall probably be safe in concluding that with the human race, as with other races, size is but one trait of higher evolution, which may or may not coexist with other traits; and that, within certain limits, it is determined by local conditions, which here favour preservation of the larger, and elsewhere, when nothing is gained by size, conduce to the spread of a smaller variety relatively more prolific. But we may further conclude that since, in the conflicts between races, superiority of size gives advantages, there has been a survival of the larger, which has told where other conditions have allowed: implying that the average [I-44] primitive man was somewhat less than is the average civilized man.

§ 25. As of stature, so of structure, we must say that the contrast is not marked. Passing over smaller distinctive traits of inferior human races, such as the deviation in the form of the pelvis, and the existence of solid bone where, in the civilized, the frontal sinus exists, we may limit ourselves to traits which have a meaning for us.

Men of rude types are generally characterized by relatively small lower limbs. Pallas describes the Ostyaks as having “thin and slender legs.” I find two authorities mentioning the “short legs” and “slender legs” of the Kamschadales. So, among the Hill-tribes of India, Stewart says the Kookies have legs “short in comparison to the length of their bodies, and their arms long.” Of sundry American races the like is remarked. We read of the Chinooks that they have “small and crooked” legs; of the Guaranis, that their “arms and legs are relatively short and thick;” and even of the gigantic Patagonians it is asserted that “their limbs are neither so muscular nor so large-boned as their height and apparent bulk would induce one to suppose.” This truth holds in Australia, too. Even if the leg-bones of Australians are equal in length to those of Europeans, it is unquestionable that their legs are inferior in massiveness. Though I find no direct statement respecting the Fuegians under this head, yet since, while said to be short, they are said to have bodies comparable in bulk to those of higher races, it is inferable that their deficiency of height results from the shortness of their legs. Lastly, the Akka not only have “short, bandy legs,” but, though agile, their powers of locomotion are defective: “every step they take is accompanied by a lurch;” and Schweinfurth describes the one who was with him for many months, as never able to carry a full dish without spilling. Those remains of extinct races lately referred to, seem also to countenance the [I-45] belief that the primitive man was characterized by lower limbs inferior to our own: the platycnemic tibiæ once characterizing tribes of mankind which were so widely dispersed, seem to imply this. While recognizing differences, we may fairly say that this trait of relatively-inferior legs is sufficiently marked; and it is a trait which, remotely simian, is also repeated by the child of the civilized man.

That the balance of power between legs and arms, originally adapted to climbing habits, is likely to have been changed in the course of progress, is manifest. During the conflicts between races, an advantage must have been gained by those having legs somewhat more developed at the expense of the body at large. I do not mean chiefly an advantage in swiftness or agility; I mean in trials of strength at close quarters. In combat, the force exerted by arms and trunk is limited by the ability of the legs to withstand the strain thrown on them. Hence, apart from advantages in locomotion, the stronger-legged races have tended to become, other things equal, dominant races.

Among other structural traits of the primitive man which we have to note, the most marked is the larger size of the jaws and teeth. This is shown not simply in that prognathous form characterizing various inferior races, and, to an extreme degree, the Akka, but it is shown also in races otherwise characterized: even ancient British skulls have relatively-massive jaws. That this trait is connected with the eating of coarse food, hard, tough, and often uncooked, and perhaps also with the greater use of the teeth in place of tools, as we see our own boys use them, is fairly inferable. Diminution of function has brought diminution of size, both of the jaws and of the attached muscles. Whence, too, as a remoter sequence, that diminution of the zygomatic arches through which these muscles pass: producing an additional difference of outline in the civilized face.

These changes are noteworthy as illustrating, unmistakably, the reaction which social development, with all the [I-46] appliances it brings, has on the structure of the social unit. And recognizing the externally-visible changes arising from this cause, we can the less doubt the occurrence of internal changes, as of brain, arising from the same cause.

§ 26. One further morphological trait may be dealt with in immediate connexion with physiological traits. I refer to the size of the digestive organs.

Here we have little beyond indirect evidence. In the absence of some conspicuous modification of figure caused by large stomach and intestines, this character is one not likely to have been noticed by travellers. Still, we have some facts to the point. The Kamschadales are described as having “a hanging belly, slender legs and arms.” Of the Bushmen, Barrow writes, “their bellies are uncommonly protuberant.” Schweinfurth speaks of the “large, bloated belly and short, bandy legs” of the Akka; and elsewhere, describing the structure of this degraded type of man, he says—“The superior region of the chest is flat, and much contracted, but it widens out below to support the huge hanging belly.” Indirect evidence is supplied by the young, alike of civilized and savage peoples. Doubtless, the relatively-large abdomen in the child of the civilized man, is in the main an embryonic trait. But as the children of inferior races are more distinguished in this way than our own children, we get indirect reason for thinking that the less-developed man was thus distinguished from the more-developed. Schweinfurth refers to the children of the African Arabs as like the Akka in this respect. Describing the Veddahs, Tennant mentions the protuberant stomachs of the children. Galton says of the Damara children, that “all have dreadfully swelled stomachs.” And from Dr. Hooker I learn that the like trait holds throughout Bengal.

The possession of a relatively-larger alimentary system is, indeed, a character of the lowest races inferable from their immense capacities for containing and digesting food. [I-47] Wrangel says each of the Yakuts ate in a day six times as many fish as he could eat. Cochrane describes a five-year-old child of this race as devouring three candles, several pounds of sour frozen butter, and a large piece of yellow soap; and adds—“I have repeatedly seen a Yakut, or a Tongouse, devour forty pounds of meat in a day.” Of the Comanches, Schoolcraft says—“After long abstinence they eat voraciously, and without apparent inconvenience.” Thompson remarks that the Bushmen have “powers of stomach similar to the beasts of prey, both in voracity and in supporting hunger.” And no less clear is the implication of the stories of gluttony told by Captain Lyon about the Esquimaux, and by Sir G. Grey about the Australians.

Such traits are necessary. A digestive apparatus large enough for a European, feeding at short and regular intervals, would not be large enough for a savage whose meals, sometimes scanty, sometimes abundant, follow one another, now quickly, and now after the lapse of days. A man who depends on the chances of the chase, will profit by the ability to digest a great quantity when it is obtainable, to compensate for intervals of semi-starvation. A stomach able to deal only with a moderate meal, must leave its possessor at a disadvantage in comparison with one whose stomach is able, by immense meals, to make up for many meals missed. Beyond the need hence arising for a large alimentary system, there is the need arising from the low quality of the food. Wild fruits, nuts, roots, shoots, etc., must be eaten in great masses to yield the required supplies of nitrogenous compounds, fats, and carbo-hydrates; and of animal food, the insects, larvæ, worms, vermin, consumed in default of larger prey, contain much useless matter. Indeed, the worn teeth of savages suffice of themselves to prove that much indigestible matter is masticated and swallowed. Hence, such an abdominal development as the Akka show in a degree almost ape-like, is a trait of primitive man necessitated by primitive conditions.

[I-48]

Just noting that some waste of force results from carrying about relatively-larger stomach and intestines, let us observe, chiefly, the physiological effects accompanying such a structure adapted to such circumstances. At times when enormous meals have to be digested, repletion must produce inertness; and at times when, from lack of food, the energies flag, there can be none to spare for any activities save those prompted by hunger. Clearly, the irregular feeding entailed on the primitive man, prevents continuous labour: so hindering, in yet another way, the actions required to lead him out of his primitive state.

§ 27. There is evidence that, apart from stature and apart even from muscular development, the uncivilized man is less powerful than the civilized man. He is unable to expend suddenly as great an amount of force, and he is unable to continue the expenditure of force for so long a time.

Of the Tasmanians, now no longer existing, Péron said that, though they were vigorous-looking, the dynamometer proved them to be inferior in strength. Their allies by race, the Papuans, “although well made,” are described as being “our inferiors in muscular power.” Respecting the aborigines of India, the evidence is not quite consistent. Mason asserts of other Hill-tribes, as of the Karens, that their strength soon flags; while Stewart describes the Kookie boys as very enduring: the anomaly being, as we shall presently see, possibly due to the fact that he did not test their endurance over successive days. While saying that the Damaras have “immense muscular development,” Galton says—“I never found one who was anything like a match for the average of my own men” in trials of strength; and Andersson makes a like remark. Galton further observes that “in a long, steady journey the savages [Damaras] quickly knock up unless they adopt some of our usages.” Similarly with American races. King found the Esquimaux [I-49] relatively weak; and Burton remarks of the Dakotahs that, “like all savages, they are deficient in corporeal strength.”

There are probably two causes for this contrast between savage and civilized—relative innutrition, and a relatively-smaller nervous system. The fact that a horse out at grass gains in bulk while losing his fitness for continued exertion, makes credible the statement that a savage may have fleshy limbs and be comparatively weak; and that his weakness may be still more marked when his muscles, fed by a blood of low quality, are, at the same time, small. Men in training find that it takes months to raise muscles to their highest powers, whether of sudden exertion or prolonged exertion. Whence we may infer that from food poor in kind and irregularly supplied, deficiency of strength, under both its forms, will result. The other cause, less obvious, is one which must not be overlooked. As was shown in the Principles of Psychology, Ch. I., it is the nervous system rather than the muscular system, which measures the force evolved. In all animals the initiator of motion, the nervous system varies in size partly as the quantity of motion generated and partly as the complexity of that motion. On remembering the failure of muscular power which comes along with flagging emotions, or desires lapsing into indifference, and, contrariwise, the immense power given by intense passion, we shall see how immediate is the dependence of strength upon feeling. And, seeing this, we shall understand why, other things equal, the savage with a smaller brain, generating less feeling, is not so strong.

§ 28. Among the physiological traits which distinguish man in his primitive state from man in his advanced state, we may, with certainty, set down relative hardiness. Contrast the trial of constitution which child-bearing brings on the civilized woman, with that which it brings on the savage woman. Ask what would happen to both mother and child, [I-50] under the conditions of savage life, had they no greater toughness of physique than is possessed by the civilized mother and child. Both the existence of this trait and its necessity will then be obvious.

Survival of the fittest must ever have tended to produce and maintain a constitution capable of enduring the pains, hardships, injuries, necessarily accompanying a life at the mercy of surrounding actions. The Fuegian who quietly lets the falling sleet melt on his naked body, must be the product of a discipline which has killed off all who were not extremely tenacious of life. When we read that the Yakuts, who from their ability to bear cold are called “iron men,” sometimes sleep “completely exposed to the heavens, with scarcely any clothing on, and their bodies covered with a thick coat of rime,” we must infer that their adaptation to the severities of their climate has resulted from the habitual destruction of all but the most resisting. Similarly with respect to another detrimental influence. Mr. Hodgson remarks that a “capacity to breathe malaria as though it were common air, characterizes nearly all the Tamulian aborigines of India;” and the ability of some Negro-races to live in pestilential regions, shows that elsewhere there has been produced a power to withstand deleterious vapours. So, too, is it with the bearing of bodily injuries. The recuperative powers of the Australians, and of other low races, are notorious. Wounds which would be fatal to Europeans they readily recover from.

Whether this gain entails loss in other directions, we have no direct evidence. It is known that the hardier breeds of domestic animals are smaller than the less hardy breeds; and it may be that a human body adapted to extreme perturbations, gains its adaptation at the expense, perhaps of size, perhaps of energy. And if so, this fitness for primitive conditions entails yet a further impediment to the establishment of higher conditions.

[I-51]

§ 29. A closely-related physiological trait must be added. Along with this greater ability to bear injurious actions, there is a comparative indifference to the disagreeable or painful sensations those actions cause; or rather, the sensations they cause are not so acute. According to Lichtenstein, the Bushmen do not “appear to have any feeling of even the most striking changes in the temperature of the atmosphere.” Gardiner says the Zulus “are perfect salamanders”—arranging the burning faggots with their feet, and dipping their hands into the boiling contents of cooking-vessels. The Abipones, again, are “extremely tolerant of the inclemencies of the sky.” So is it with the feelings caused by bodily injuries. Many travellers express surprise at the calmness with which men of inferior types undergo serious operations. Evidently the sufferings produced are much less than would be produced in men of higher types.

Here we have a further characteristic which might have been inferred à priori. Pain of every kind, down even to the irritation produced by discomfort, entails physiological waste of a detrimental kind. No less certain than the fact that continued agony is followed by exhaustion, which in feeble persons may be fatal, is the fact that minor sufferings, including the disagreeable sensations caused by cold and hunger, undermine the energies, and may, when the vital balance is difficult to maintain, destroy it. Among primitive races the most callous must have had the advantage when irremediable evils had to be borne; and thus relative callousness must have been made, by survival of the fittest, constitutional.

This physiological trait of primitive man has a meaning for us. Positive and negative discomforts—the sufferings which come from over-excited nerves, and the cravings originated by parts of the nervous system debarred from their normal actions—being the stimuli to exertion, it results that the constitutionally callous are less readily spurred into [I-52] activity. A physical evil which prompts a relatively-sensitive man to provide a remedy, leaves a relatively-insensitive man almost or quite inert: either he submits passively, or he is content with some make-shift remedy.

So that beyond positive obstacles to advance, there exists at the outset this negative obstacle, that the feelings which prompt efforts and cause improvements are weak.

§ 30. As preliminary to the summing up of these physical characters, I must name a most general one—early arrival at maturity. Other things equal, the less evolved types of organisms take shorter times to reach their complete forms than do the more evolved; and this contrast, conspicuous between men and most inferior creatures, is perceptible among varieties of men. There is reason for associating this difference with the difference in cerebral development. The greater costliness of the larger brain, which so long delays human maturity as compared with mammalian maturity generally, delays also the maturity of the civilized as compared with that of the savage. Causation apart, however, the fact is that (climate and other conditions being equal) the inferior races reach puberty sooner than the superior races. Everywhere the remark is made that the women early bloom and early fade; and a corresponding trait of course holds in the men. This completion of growth and structure in a shorter period, implies less plasticity of nature: the rigidity of adult life sooner makes modification difficult. This trait has noteworthy consequences: one being that it tends to increase those obstacles to progress arising from the characters above described; which, on now re-enumerating them, we shall see are already great.

If the primitive man was on the average less than man as we now know him, there must have existed, during early stages when also the groups of men were small and their weapons ineffective, far greater difficulties than afterwards in dealing with the larger animals, both enemies and prey. [I-53] Inferiority of the lower limbs, alike in size and structure, must also have made primitive men less able to cope with powerful and swift creatures; whether they had to be escaped from or mastered. His larger alimentary system, adapted to an irregular supply of food, mostly inferior in quality, dirty, and uncooked, besides entailing mechanical loss, gave to the primitive man only an irregular supply of nervous power, smaller in average amount than that which follows good feeding. Constitutional callousness, even of itself adverse to progress, must, when coexisting with this lack of persistent energy, have hindered still further any change for the better. So that in three ways the impediments due to physical constitution were at first greater than afterwards. By his structure man was not so well fitted for dealing with his difficulties; the energies required for overcoming them were smaller as well as more irregular in flow; and he was less sensitive to the evils he had to bear. At the time when his environment was entirely unsubjugated, he was least able and least anxious to subjugate it. While the resistances to progress were greatest, the ability to overcome them and the stimulus to overcome them were smallest.

 


 

[I-54]

CHAPTER VI.

THE PRIMITIVE MAN—EMOTIONAL.

§ 31. A measure of evolution in living things, is the degree of correspondence between changes in the organism and coexistences and sequences in the environment. In the Principles of Psychology (§§ 139—176), it was shown that mental development is “an adjustment of inner to outer relations that gradually extends in Space and Time, that becomes increasingly special and complex, and that has its elements ever more precisely co-ordinated and more completely integrated.” Though in that place chiefly exemplified as the law of intellectual progress, this is equally the law of emotional progress. The emotions are compounded out of simple feelings, or rather, out of the ideas of them; the higher emotions are compounded out of the lower emotions; and thus there is progressing integration. For the same reason there is progressing complexity: each larger aggregate of ideal feelings contains more varied, as well as more numerous, clusters of components. Extension of the correspondence in Space, too, though less manifest, is visible: witness the difference between the proprietary feeling in the savage, responding only to a few adjacent objects—food, weapons, decorations, place of shelter—and the proprietary feeling in the civilized man, who owns land in Canada, shares in an Australian mine, Egyptian stock, and mortgage-bonds on an Indian railway. And that a kindred extension of the correspondence in Time occurs, will be [I-55] manifest on remembering how, in ourselves, the sentiment of possession prompts acts of which the fruition can come only after many years, and is even gratified by an ideal power over bequeathed property.

As was pointed out in a later division of the Principles of Psychology (§§ 479—483), a more special measure of mental development is the degree of representativeness in the states of consciousness. Cognitions and feelings were both classified in the ascending order of presentative, presentative-representative, representative, and re-representative. It was shown that this more special standard harmonizes with the more general standard; since higher representativeness is implied by the more extensive integrations of ideas, by the increased definiteness with which ideas are formed, by the greater complexity of the integrated groups, as well as by the greater heterogeneity among their elements; and here it may be added that higher representativeness is also shown by the wider range in Space and in Time reached by the representations.

There is a further measure which may be serviceably used along with the other two. In the Principles of Psychology, § 253, we saw that—

“Mental evolution, both intellectual and emotional, may be measured by the degree of remoteness from primitive reflex action. The formation of sudden, irreversible conclusions on the slenderest evidence, is less distant from reflex action than is the formation of deliberate and modifiable conclusions after much evidence has been collected. And similarly, the quick passage of simple emotions into the particular kinds of conduct they prompt, is less distant from reflex action than is the comparatively-hesitating passage of compound emotions into kinds of conduct determined by the joint instigation of their components.”

Here, then, are our guides in studying the emotional nature of primitive man. Being less evolved, we must expect to find him deficient in those complex emotions which respond to multitudinous and remote probabilities and contingencies. His consciousness differs from that of the civilized [I-56] man, by consisting more of sensations and the simple representative feelings directly associated with them, and less of the involved representative feelings. And the relatively-simple emotional consciousness thus characterized, we may expect to be consequently characterized by more of that irregularity which results when each desire as it arises discharges itself in action before counter-desires have been awakened.

§ 32. On turning from these deductions to examine the facts with a view to induction, we meet difficulties like those met in the last chapter. As in size and structure, the inferior races differ from one another enough to produce some indefiniteness in our conception of the primitive man—physical; so in their passions and sentiments, the inferior races present contrasts which obscure the essential traits of the primitive man—emotional.

This last difficulty, like the first, is indeed one that might have been anticipated. Widely-contrasted habitats, entailing widely-unlike modes of life, have necessarily caused emotional specialization as well as physical specialization. Further, the inferior varieties of men have been made to differ by the degrees and durations of social discipline they have been subject to. Referring to such unlikenesses, Mr. Wallace remarks that “there is, in fact, almost as much difference between the various races of savage as of civilized peoples.”

To conceive the primitive man, therefore, as he existed when social aggregation commenced, we must generalize as well as we can this entangled and partially-conflicting evidence: led mainly by the traits common to the very lowest, and finding what guidance we may in the à priori conclusions set down above.

§ 33. The fundamental trait of impulsiveness is not everywhere conspicuous. Taken in the mass, the aborigines [I-57] of the New World seem impassive in comparison with those of the Old World: some of them, indeed, exceeding the civilized peoples of Europe in ability to control their emotions. The Dakotahs suffer with patience both physical and moral pains. The Creeks display “phlegmatic coldness and indifference.” According to Bernau, the Guiana Indian, though “strong in his affections, . . . is never seen to weep, but will bear the most excruciating pains and the loss of his dearest relations with apparent stoical insensibility;” and Humboldt speaks of his “resignation.” Wallace comments on “the apathy of the Indian, who scarcely ever exhibits any feelings of regret on parting or of pleasure on his return.” And that a character of this kind was widespread, seems implied by accounts of the ancient Mexicans, Peruvians, and peoples of Central America. Nevertheless, there are among these races traits of a contrary kind, more congruous with those of the uncivilized at large. Spite of their usually unimpassioned behaviour, the Dakotahs rise into frightful states of bloody fury when killing buffaloes; and among the phlegmatic Creeks, there are “very frequent suicides” caused by “trifling disappointments.” Some of the American indigenes, too, do not show this apathy; as, in the North, the Chinook Indian, who is said to be “a mere child, irritated by, and pleased with, a trifle;” and as, in the South, the Brazilian, of whom we read that “if a savage struck a foot against a stone, he raged over it, and bit it like a dog.” Such non-impulsiveness as exists in the American races, may possibly be due to constitutional inertness. Among ourselves, there are people whose equanimity results from want of vitality: being but half alive, the emotions roused in them by irritations have less than the usual intensities. That apathy thus caused may account for this peculiarity, seems, in South America, implied by the alleged sexual coldness.

Recognizing what anomaly there may be in these facts, we find, throughout the rest of the world, a general congruity. [I-58] Passing from North America to Asia, we come to the Kamschadales, who are “excitable, not to say (for men) hysterical. A light matter sent them mad, or made them commit suicide;” and we come to the Kirghiz, who are said to be “fickle and uncertain.” Turning to Southern Asiatics, we find Burton asserting of the Bedouin that his valour is “fitful and uncertain.” And while, of the Arabs, Denham remarks that “their common conversational intercourse appears to be a continual strife and quarrel,” Palgrave says they will “chaffer half a day about a penny, while they will throw away the worth of pounds on the first asker.” In Africa like traits occur. Premising that the East-African is, “like all other barbarians, a strange mixture of good and evil,” Burton describes him thus:—

“He is at once very good-tempered and hard-hearted, combative and cautious; kind at one moment, cruel, pitiless, and violent at another; sociable and unaffectionate; superstitious and grossly irreverent; brave and cowardly; servile and oppressive; obstinate, yet fickle and fond of change; with points of honour, but without a trace of honesty in word or deed; a lover of life, yet addicted to suicide; covetous and parsimonious, yet thoughtless and improvident.”

With the exception of the Bechuanas, the like is true of the races further south. Thus, in the Damara, the feeling of revenge is very transient—“gives way to admiration of the oppressor.” Burchell describes the Hottentots as passing from extreme laziness to extreme eagerness for action. And the Bushman is quick, generous, headstrong, vindictive—very noisy quarrels are of daily occurrence: father and son will attempt to kill each other. Of the scattered societies inhabiting the Eastern Archipelago, those in which the Malay-blood predominates, do not exhibit this trait. The Malagasy are said to have “passions never violently excited;” and the pure Malay is described as not demonstrative. The rest, however, have the ordinary variability. Among the Negritos, the Papuan is “impetuous, excitable noisy;” the Fijians have “emotions easily roused, but transient,” and “are extremely changeable in their disposition;” [I-59] the Andamanese “are all frightfully passionate and revengeful;” and of the Tasmanians we read that, “like all savages, they quickly changed from smiles to tears.” So, too, of the other lowest races: there are the Fuegians, who “have hasty tempers,” and “are loud and furious talkers;” there are the Australians, whose impulsiveness Haygarth implies by saying that the angry Australian jin exceeds the European scold, and that a man remarkable for haughtiness and reserve sobbed long when his nephew was taken from him. Bearing in mind that such non-impulsiveness as is shown by the Malays occurs in a partially-civilized race, and that the lowest races, as the Andamanese, Tasmanians, Fuegians, Australians, betray impulsiveness in a very decided manner; we may safely assert it to be a trait of primitive man. What the earliest character was, is well suggested by the following vivid description of a Bushman. Indicating his simian appearance, Lichtenstein continues:—

“What gives the more verity to such a comparison was the vivacity of his eyes, and the flexibility of his eyebrows, which he worked up and down with every change of countenance. Even his nostrils and the corners of his mouth, nay, his very ears, moved involuntarily, expressing his hasty transitions from eager desire to watchful distrust. . . . When a piece of meat was given him, and half-rising he stretched out a distrustful arm to take it, he snatched it hastily, and stuck it immediately into the fire, peering around with his little keen eyes, as if fearing that some one should take it away again:—all this was done with such looks and gestures, that anyone must have been ready to swear he had taken the example of them entirely from an ape.”

Evidence that early human nature differed from later human nature by having this extreme emotional variability, is yielded by the contrast between the child and the adult among ourselves. For on the hypothesis of evolution, the civilized man, passing through phases representing phases passed through by the race, will, early in life, betray this impulsiveness which the early race had. The saying that the savage has the mind of a child with the passions of a man (or, rather, has adult passions which act in a childish [I-60] manner) possesses a deeper meaning than appears. There is a relationship between the two natures such that, allowing for differences of kind and degree in the emotions, we may regard the co-ordination of them in the child as analogous to the co-ordination in the primitive man.

§ 34. The more special emotional traits are in large part dependent on, and further illustrative of, this general trait. This relative impulsiveness, this smaller departure from primitive reflex action, this lack of the re-representative emotions which hold the simpler ones in check, is accompanied by improvidence.

The Australians are “incapable of anything like persevering labour, the reward of which is in futurity;” the Hottentots are “the laziest people under the sun;” and with the Bushmen it is “always either a feast or a famine.” Passing to the indigenes of India, we read of the Todas that they are “indolent and slothful;” of the Bhils, that they have “a contempt and dislike to labour”—will half starve rather than work; of the Santals, that they have not “the unconquerable laziness of the very old Hill-tribes.” So, from Northern Asia, the Kirghiz may be taken as exemplifying idleness. In America, we have the fact that none of the aboriginal peoples, if uncoerced, show capacity for industry: in the North, cut off from his hunting life, the Indian, capable of no other, decays and disappears; and in the South, the tribes disciplined by the Jesuits lapsed into their original state, or a worse, when the stimuli and restraints ceased. All which facts are in part ascribable to inadequate consciousness of the future. Where, as in sundry Malayo-Polynesian societies, we find considerable industry, it goes along with a social state implying discipline throughout a long past. It is true that perseverance with a view to remote benefit occurs among savages. They bestow much time and pains on their weapons, etc.: six months to make as many arrows, a year in hollowing out a bowl, and many [I-61] years in drilling a hole through a stone. But in these cases little muscular effort is required, and the activity is thrown on perceptive faculties which are constitutionally active. [*]

A trait which naturally goes along with inability so to conceive the future as to be influenced by the conception, is a childish mirthfulness. Though sundry races of the New World, along with their general impassiveness, are little inclined to gaiety, and though among the Malay races and the Dyaks gravity is a characteristic, yet, generally, it is otherwise. Of the New Caledonians, Fijians, Tahitians, New Zealanders, we read that they are always laughing and joking. Throughout Africa the Negro has the same trait; and of other races, in other lands, the descriptions of various travellers are—“full of fun and merriment,” “full of life and spirits,” “merry and talkative,” “sky-larking in all ways,” “boisterous gaiety,” “laughing immoderately at trifles.” Even the Esquimaux, notwithstanding all their privations, are described as “a happy people.” We have but to remember how greatly anxiety about coming events moderates the spirits—we have but to contrast the lively but improvident Irishman with the grave but provident Scot—to see that there is a relation between these traits in the uncivilized man. Thoughtless absorption in the present causes at the same time these excesses of gaiety and this inattention to threatened evils.

Along with improvidence there goes, both as cause and consequence, an undeveloped proprietary sentiment. Under [I-62] his conditions it is impossible for the savage to have an extended consciousness of individual possession. Established, as the sentiment can be, only by experiences of the gratifications which possession brings, continued through successive generations, it cannot arise where the circumstances do not permit many such experiences. Beyond the few rude appliances ministering to bodily wants and decorations, the primitive man has nothing to accumulate. Where he has grown into a pastoral life, there arises a possibility of benefits from increased possessions: he profits by multiplying his flocks. Still, while he remains nomadic, it is difficult to supply his flocks with unfailing food when they are large, and he has increased losses from enemies and wild animals; so that the benefits of accumulation are kept within narrow limits. Only as the agricultural state is reached, and only as the tenure of land passes from the tribal form, through the family form, to the individual form, is there a widening of the sphere for the proprietary sentiment.

Distinguished by improvidence, and by deficiency of that desire to own which checks improvidence, the savage is thus debarred from experiences which develop this desire and diminish the improvidence.

§ 35. Let us turn now to those emotional traits which directly affect the formation of social groups. Varieties of mankind are social in different degrees; and, further, are here tolerant of restraint and there intolerant of it. Clearly, the proportions between these two characteristics must greatly affect social unions.

Describing the Mantras, indigenes of the Malay-peninsula, père Bourien says—“liberty seems to be to them a necessity of their very existence;” “every individual lives as if there were no other person in the world but himself;” they separate if they dispute. So is it with the wild men in the interior of Borneo, “who do not associate with each other;” and whose children, when “old enough to shift [I-63] for themselves, usually separate, neither one afterwards thinking of the other.” A nature of this kind shows its effects in the solitary families of the wood-Veddahs, or those of the Bushmen, whom Arbousset describes as “independent and poor beyond measure, as if they had sworn to remain always free and without possessions.” Of sundry races that remain in a low state, this trait is remarked; as of Brazilian Indians, who, tractable when quite young, begin to display “impatience of all restraint” at puberty; as of the Caribs, who are “impatient under the least infringement” of their independence. Among Indian Hill-tribes the savage Bhils have “a natural spirit of independence;” the Bodo and Dhimál “resist injunctions injudiciously urged, with dogged obstinacy;” and the Lepchas “undergo great privations rather than submit to oppression.” This trait we meet with again among some nomadic races. “A Bedouin,” says Burckhardt, “will not summit to any command, but readily yields to persuasion;” and he is said by Palgrave to have “a high appreciation of national and personal liberty.” That this moral trait is injurious during early stages of social progress, is in some cases observed by travellers, as by Earl, who says of the New Guinea people that their “impatience of control” precludes organization. Not, indeed, that absence of independence will of itself cause an opposite result. The Kamschadales exhibit “slavishness to people who use them hard,” and “contempt of those who treat them with gentleness;” and while the Damaras have “no independence,” they “court slavery: admiration and fear” being their only strong sentiments. A certain ratio between the feelings prompting obedience and prompting resistance, seems required. The Malays, who have evolved into several semi-civilized societies, are said to be submissive to authority; and yet each is “sensitive to . . . any interference with the personal liberty of himself or another.” Clearly, however, be the cause of subordination what it may, a relatively-subordinate nature [I-64] is everywhere shown by men composing social aggregates of considerable sizes. In such semi-civilized communities as tropical Africa contains, it is conspicuous; and it characterized the peoples who formed the extinct oriental nations, as also those who formed the extinct nations of the New World.

If, as among the Mantras above named, intolerance of restraint is joined with want of sociality, there is a double obstacle to social union: a cause of dispersion is not checked by a cause of aggregation. If, as among the Todas, a man will sit inactive for hours, “seeking no companionship,” he is under less temptation to tolerate restrictions than if solitude is unbearable. Clearly, the ferocious Fijian in whom, strange as it seems, “the sentiment of friendship is strongly developed,” is impelled by this sentiment, as well as by his extreme loyalty, to continue in a society in which despotism based on cannabalism is without check.

Induction thus sufficiently verifies the deduction that primitive men, who, before any arts of life were developed, necessarily lived on wild food, implying wide dispersion of small numbers, were, on the one hand, not much habituated to associated life, and were, on the other hand, habituated to that uncontrolled following of immediate desires which goes along with separateness. So that while the attractive force was small the repulsive force was great. Only as they were led into greater gregariousness by local conditions which furthered the maintenance of many persons on a small area, could there come that increase of sociality required to check unrestrained action. And here we see yet a further difficulty which stood in the way of social evolution at the outset.

§ 36. Led as we thus are from emotions of an exclusively egoistic kind to emotions which imply the presence of other individuals, let us take first the ego-altruistic. (Prin. of Psy., §§ 519—23.) Before there exist in considerable [I-65] degrees the sentiments which find satisfaction in the happiness of others, there exist in considerable degrees the sentiments which find satisfaction in the admiration given by others. Even animals show themselves gratified by applause after achievement; and in men the gregarious life early opens and enlarges this source of pleasure.

Great as is the vanity of the civilized, it is exceeded by that of the uncivilized. The red pigment and the sea-shells pierced for suspension, found with other traces of men in the Dordogne caves, prove that in that remote past when the rein-deer and the mammoth inhabited southern France, men drew to themselves admiring glances by colours and ornaments. Self-decoration occupies the savage chief even more than it does the fashionable lady among ourselves. The painting of the skin, about which so much trouble is taken before clothes are used, shows this. It is shown again by submission to prolonged and repeated tortures while being tattooed; and by tolerance of those pains and inconveniences which accompany the distension of the under-lip by a block of wood, the wearing of stones in holes made through the cheeks, or of quills through the nose. The strength of the desire to gain approbation is, in these cases, proved by the universality of the fashion in each tribe. When the age comes, there is no escape for the young savage from the ordained mutilation. Fear of the frowns and taunts of his fellows is so great that dissent is almost unknown.

It is thus, too, with the regulation of conduct. The precepts of the religion of enmity are, in early stages of social development, enforced mainly by the aid of this ego-altruistic sentiment. The duty of blood-revenge is made imperative by tribal opinion. Approval comes to the man who, having lost a relative, never ceases his pursuit of the supposed murderer; while scowls and gibes make intolerable the life of one who fails. Similarly with the fulfilment of various usages that have become established. In some uncivilized societies it is not uncommon for a man to ruin himself [I-66] by a funeral feast; and in some semi-civilized societies, one motive for killing a female infant is avoidance of the future cost of a marriage festival—a cost made great by the prevailing love of display.

This ego-altruistic sentiment, increasing in strength as social aggregation advances, is, during early stages, an important controlling agency; as, indeed, it continues still to be. Joined with sociality, it has ever been a power helping to bind together the units of each group, and tending to cultivate a conduct furthering the general welfare. Probably a kind of subordination was produced by it before there was any political subordination; and in some cases it secures social order even now. Mr. Wallace says:—

“I have lived with communities of savages in South America and in the East, who have no laws or law courts but the public opinion of the village freely expressed. Each man scrupulously respects the rights of his fellow, and any infraction of those rights rarely or never takes place. In such a community all are nearly equal.”

§ 37. Traits of the primitive nature due to presence or absence of the altruistic sentiments, remain to be glanced at. Having sympathy for their root, these must, on the hypothesis of evolution, develop in proportion as circumstances make sympathy active; that is—in proportion as they foster the domestic relations, in proportion as they conduce to sociality, and in proportion as they do not cultivate aggressiveness.

Evidence for and against this a priori inference is difficult to disentangle and to generalize. Many causes conspire to mislead us. We assume that there will be tolerably uniform manifestations of character in each race; but we are wrong. Both the individuals and the groups differ considerably; as in Australia, where one tribe “is decidedly quiet,” and another “decidedly disorderly.” We assume that the traits shown will be similar on successive occasions, which they are not: the behaviour to one traveller is unlike the behaviour to another; probably because their own behaviours are unlike. Commonly, too, the displays of character [I-67] by an aboriginal race revisited, depend on the treatment received from previous visitors: being changed from friendliness to enmity by painful experiences. Thus, of Australian travellers, it is remarked that the earlier speak more favourably of the natives than the later; and Earl says of the Java people, that those inhabiting parts little used by Europeans “are much superior in point of morality to the natives of the north coast,” whose intercourse with Europeans has been greater. When, led by his experiences in the Pacific, Erskine remarks, “nor is it at all beyond the range of probability that habits of honesty and decorum may yet be forced upon the foreign trader by those whom he has hitherto been accustomed to consider as the treacherous and irreclaimable savages of the sandal-wood islands;” when we learn that in Vate, the native name for a white man is a “sailing profligate;” and when we remember that worse names are justified by recent doings in those regions; we shall understand how conflicting statements about native characters may result.

Beyond the difficulty hence arising, is the difficulty arising from that primitive impulsiveness, which itself causes a variability perplexing to one who would form a conception of the average nature. As Livingstone says of the Makololo—“It would not be difficult to make these people appear excessively good or uncommonly bad;” and the inconsistent traits above quoted from Captain Burton, imply a parallel experience. Hence we have to strike an average among manifestations naturally chaotic, which are further distorted by the varying relations to those who witness them.

We may best guide ourselves by taking, first, not the altruistic sentiments, but the feeling which habitually co-operates with them—the parental instinct, the love of the helpless. (Prin. of Psy., § 532.) Of necessity the lowest human races, in common with inferior animals, have large endowments of this. Those only can survive in posterity in whom the love of offspring prompts due care of offspring; [I-68] and among the savage, the self-sacrifice required is as great as among the civilized. Hence the fondness for children which even the lowest of mankind display; though, with their habitual impulsiveness, they often join with it great cruelty. The Fuegians, described as “very fond” of their children, nevertheless sell them to the Patagonians for slaves. Great love of offspring is ascribed to the New Guinea people; and yet a man will “barter one or two” with a trader for something he wants. The Australians, credited by Eyre with strong parental affection, are said to desert sick children; and Angas asserts of them that on the Murray they sometimes kill a boy to bait their hooks with his fat. Though among the Tasmanians the parental instinct is described as strong, yet they practised infanticide; and though, among the Bushmen, the rearing of offspring under great difficulties implies much devotion, yet Moffat says they “kill their children without remorse on various occasions.” Omitting further proofs of parental love on the one hand, qualified on the other by examples of a violence which will slay a child for letting fall something it was carrying, we may safely say of the primitive man that his philoprogenitiveness is strong, but its action, like that of his emotions in general, irregular.

Keeping this in mind, we shall be aided in reconciling the conflicting accounts of his excessive egoism and his fellow feeling—his cruelty and his kindness. The Fuegians are affectionate towards each other; and yet in times of scarcity they kill the old women for food. Mouat, who describes the Andamanese as a merciless race, nevertheless says that the one he took to Calcutta had a “very kind and amiable character.” Many and extreme cruelties are proved against the Australians. Yet Eyre testifies to their kindness, their self-sacrifice, and even their chivalry. So, too, of the Bushmen. Lichtenstein thinks that in no savage is there “so high a degree of brutal ferocity;” but Moffat was “deeply affected by the sympathy of these poor Bushmen,” [I-69] and Burchell says that they show to each other “hospitality and generosity often in an extraordinary degree.” When we come to races higher in social state, the testimonies to good feeling are abundant. The New Caledonians are said to be “of a mild and good-natured temper;” the Tannese are “ready to do any service that lies in their power;” the New Guinea people are “good-natured,” “of a mild disposition.” Passing from Negritos to Malayo-Polynesians, we meet with like characteristics. The epithets applied to the Sandwich Islanders are “mild, docile;” to the Tahitians, “cheerful and good-natured;” to the Dyaks, “genial;” to the Sea-Dyaks, “sociable and amiable;” to the Javans, “mild,” “cheerful and good-humoured;” to the Malays of Northern Celebes, “quiet and gentle.” We have, indeed, in other cases, quite opposite descriptions. In the native Brazilians, revenge is said to be the predominant passion: a trapped animal they kill with little wounds that it may “suffer as much as possible.” A leading trait ascribed to the Fijians is “intense and vengeful malignity.” Galton condemns the Damaras as “worthless, thieving, and murderous,” and Andersson as “unmitigated scoundrels.” In some cases adjacent tribes show us these opposite natures; as among the aborigines of India. While the Bhils are reputed to be cruel, revengeful, and ready to play the assassin for a trifling recompense, the Nagas are described as “good-natured and honest;” the Bodo and Dhimál as “full of amiable qualities,” “honest and truthful,” “totally free from arrogance, revenge, cruelty;” and of the Lepcha, Dr. Hooker says his disposition is “amiable,” “peaceful and no brawler:” thus “contrasting strongly with his neighbours to the east and west.”

Manifestly, then, uncivilized man, if he has but little active benevolence, is not, as often supposed, distinguished by active malevolence. Indeed, a glance over the facts tends rather to show that while wanton cruelty is not common among the least civilized, it is common among the more [I-70] civilized. The sanguinary Fijians have reached a considerable social development. Burton says of the Fan that “cruelty seems to be with him a necessary of life;” and yet the Fans have advanced arts and appliances, and live in villages having, some of them, four thousand inhabitants. In Dahomey, where a large population considerably organized exists, the love for bloodshed leads to frequent horrible sacrifices; and the social system of the ancient Mexicans, rooted as it was in cannibalism, and yet highly evolved in many ways, shows us that it is not the lowest races which are the most inhuman.

Help in judging the moral nature of savages is furnished by the remark of Mr. Bates, that “the goodness of these Indians, like that of most others amongst whom I lived, consisted perhaps more in the absence of active bad qualities, than in the possession of good ones; in other words, it was negative rather than positive. . . . The good-fellowship of our Cucámas seemed to arise, not from warm sympathy, but simply from the absence of eager selfishness in small matters.” And we shall derive further help in reconciling what seem contradictory traits, by observing how the dog unites great affectionateness, sociality, and even sympathy, with habitual egoism and bursts of ferocity—how he passes readily from playful friendliness to fighting, and while at one time robbing a fellow dog of his food will at another succour him in distress.

One kind of evidence, however, there is which amid all these conflicting testimonies, affords tolerably-safe guidance. The habitual behaviour to women among any people, indicates with approximate truth, the average power of the altruistic sentiments; and the indication thus yielded tells against the character of the primitive man. The actions of the stronger sex to the weaker among the uncivilized are frequently brutal; and even at best the conduct is unsympathetic. That slavery of women, often joined with cruelty to them, should be normal among savages, accepted as right [I-71] not by men only but by women themselves, proves that whatever occasional displays of altruism there may be, the ordinary flow of altruistic feeling is small.

§ 38. A summary of these leading emotional traits must be prefaced by one which affects all the others—the fixity of habit: a trait connected with that of early arrival at maturity, added at the close of the last chapter. The primitive man is conservative in an extreme degree. Even on contrasting higher races with one another, and even on contrasting different classes in the same society, it is observable that the least developed are the most averse to change. Among the common people an improved method is difficult to introduce; and even a new kind of food is usually disliked. The uncivilized man is thus characterized in yet a greater degree. His simpler nervous system, sooner losing its plasticity, is still less able to take on a modified mode of action. Hence both an unconscious adhesion, and an avowed adhesion, to that which is established. “Because same ting do for my father, same ting do for me,” say the Houssa negroes. The Creek Indians laughed at those who suggested that they should “alter their long-established customs and habits of living.” Of some Africans Livingstone says—“I often presented my friends with iron spoons, and it was curious to observe how the habit of hand-eating prevailed, though they were delighted with the spoons. They lifted out a little [milk] with the utensil, then put it on the left hand, and ate it out of that.” How this tendency leads to unchangeable social usuages, is well shown by the Dyaks; who, as Mr. Tylor says, “marked their disgust at the innovation by levying a fine on any of their own people who should be caught chopping in the European fashion.”

Recapitulating the emotional traits, severally made more marked by this relative fixity of habit, we have first to note the impulsiveness which, pervading the conduct of primitive [I-72] men, so greatly impedes co-operation. That “wavering and inconstant disposition,” which commonly makes it “impossible to put any dependence on their promises,” negatives that mutual trust required for social progress. Governed as he is by despotic emotions that successively depose one another, instead of by a council of the emotions shared in by all, the primitive man has an explosive, chaotic, incalculable behaviour, which makes combined action very difficult. One of the more special traits, partly resulting from this general trait, is his improvidence. Immediate desire, be it for personal gratification or for the applause which generosity brings, excludes fear of future evils; while pains and pleasures to come, not being vividly conceived, give no adequate spur to exertion: leaving a light-hearted, careless absorption in the present. Sociality, strong in the civilized man, is less strong in the savage man. Among the lowest types the groups are small, and the bonds holding their units together are relatively feeble. Along with a tendency to disruption produced by the ill-controlled passions of the individuals, there goes comparatively little of the sentiment causing cohesion. So that, among men carried from one extreme to another by gusts of feeling—men often made very irritable by hunger, which, as Livingstone remarks, “has a powerful effect on the temper”—there exists at once a smaller tendency to cohere from mutual liking, and a greater tendency to resist an authority otherwise causing cohesion. Though, before there is much sociality, there cannot be much love of approbation; yet, with a moderate progress in social grouping, there develops this simplest of the higher sentiments. The great and immediate benefits brought by the approval of fellow-savages, and the serious evils following their anger or contempt, are experiences which foster this ego-altruistic sentiment into predominance. And by it some subordination to tribal opinion is secured, and some consequent regulation of conduct, even before there arises a rudiment of [I-73] political control. In social groups once permanently formed, the bond of union—here love of society, there obedience caused by awe of power, elsewhere a dread of penalties, and in most places a combination of these—may go along with a very variable amount of altruistic feeling. Though sociality fosters sympathy, yet the daily doings of the primitive man repress sympathy. Active fellow-feeling, ever awake and ever holding egoism in check, does not characterize him; as we see conclusively shown by the treatment of women. And that highest form of altruistic sentiment distinguished by us as a sense of justice, is very little developed.

These emotional traits harmonize with those which we anticipated—a less extended and less varied correspondence with the environment, less representativeness, less remoteness from reflex action. The cardinal trait of impulsiveness implies the sudden, or approximately-reflex, passing of a single passion into the conduct it prompts; implies, by the absence of opposing feelings, that the consciousness is formed of fewer representations; and implies that the adjustment of internal actions to external actions does not take account of consequences so distant in space and time. So with the accompanying improvidence: desire goes at once to gratification; there is feeble imagination of secondary results; remote needs are not met. The love of approbation which grows as gregariousness increases, involves increased representativeness: instead of immediate results it contemplates results a stage further off; instead of actions prompted by single desires, there come actions checked and modified by secondary desires. But though the emotional nature in which this ego-altruistic sentiment becomes dominant, is made by its presence less reflex, more representative, and is adjusted to wider and more varied requirements, it is still, in these respects, below that developed emotional nature of the civilized man, marked by activity of the altruistic sentiments. Lacking these, the primitive man lacks the benevolence [I-74] which adjusts conduct for the benefit of others distant in space and time, the equity which implies representation of highly complex and abstract relations among human actions, the sense of duty which curbs selfishness when there are none present to applaud.

 


 

[I-75]

CHAPTER VII.

THE PRIMITIVE MAN—INTELLECTUAL.

§ 39. The three measures of mental evolution which, in the last chapter, helped us to delineate the emotional nature of the primitive man, will, in this chapter, help us to delineate his intellectual nature. And further to aid ourselves we must recall, in connexion with these measures, those traits of thought which, in the Principles of Psychology (§§ 484—93), were shown to characterize a lower evolution as compared with a higher.

Conceptions of general facts being derived from experiences of particular facts and coming later, are deficient in the primitive man. Consciousness of a general truth implies more heterogeneous correspondence than does consciousness of any included particular truth; it implies higher representativeness, since it colligates more numerous and varied ideas; and it is more remote from reflex action—will not, indeed, of itself, excite action at all. Having no records, man, in his uncivilized state, cannot recognize long sequences. Hence prevision of distant results, such as is possible in a settled society having measures and written language, is impossible to him: correspondence in time comes within narrow limits. The representations include few successions of phenomena, and these not comprehensive ones. And there is but a moderate departure from the reflex life in which stimulus and act stand in immediate connexion. Ignorant of localities outside his own, the [I-76] associations of ideas the primitive man forms are little liable to be changed. As experiences (multiplying in number, gathered from a wider area, and added to by those which other men record) become more heterogeneous, the narrow notions first framed are shaken and made more plastic—there comes greater modifiability of belief. In his relative rigidity of belief we see a smaller correspondence with an environment containing adverse facts; less of that representativeness which simultaneously grasps and averages much evidence; and a smaller divergence from those lowest actions in which impressions cause, irresistibly, the appropriate motions. Conditioned as he is, the savage lacks abstract ideas. Drawn from many concrete ideas, an abstract idea becomes detachable from them only as fast as their variety leads to mutual cancellings of differences, and leaves outstanding that which they have in common. This implies growth of the correspondence in range and heterogeneity; wider representation of the concretes whence the idea is abstracted; and greater remoteness from reflex action. Such abstract ideas as those of property and cause, belong to a still higher stage. For only after many special properties and many special causes have been abstracted, can there arise the re-abstracted ideas of property in general and cause in general. The conception of uniformity in the order of phenomena, develops simultaneously. Only along with the use of measures does there grow up the means of ascertaining uniformity; and only after a great accumulation of measured results does the idea of law become possible. Here, again, the indices of mental evolution serve. The conception of natural order presupposes an advanced correspondence; it involves re-representativeness in a high degree; and the implied divergence from reflex action is extreme. Until the notion of uniformity has developed along with the use of measures, thought cannot have much definiteness. In primitive life, there is little to yield the idea of agreement; and so long [I-77] as there are few experiences of exact equality between objects, or perfect conformity between statements and facts, or complete fulfilment of anticipations by results, the notion of truth cannot become clear. Once more our general tests answer. The conception of truth, being the conception of correspondence between Thoughts and Things, implies advance of that correspondence; it involves representations which are higher, as being better adjusted to realities; and its growth causes a decrease of the primitive credulity allied to reflex action—allied, since it shows us single suggestions producing sudden beliefs which forthwith issue in conduct. Add that only as this conception of truth advances, and therefore the correlative conception of untruth, can scepticism and criticism grow common. Lastly, such imagination as the primitive man has, small in range and heterogeneity, is reminiscent only, not constructive. An imagination which invents, shows extension of the correspondence from the region of the actual into that of the potential; implies a representativeness not limited to combinations which have been, or are, in the environment, but including non-existing combinations thereafter made to exist; and exhibits the greatest remoteness from reflex action, since the stimulus issuing in movement is unlike any that ever before acted.

And now, having enumerated these leading traits of intellectual evolution in its latter stages, as deduced from psychological principles, we are prepared to observe the significance of the facts as described by travellers.

§ 40. Testimonies to the acute senses and quick perceptions of the uncivilized, are given by nearly everyone who describes them.

Lichtenstein says the vision of the Bushman is telescopic; and Barrow speaks of his “keen eye always in motion.” Of Asiatics may be named the Karens, who see as far with naked eyes as we do with opera-glasses; and the inhabitants [I-78] of the Siberian steppes are celebrated for their “distant and perfect sight.” Of the Brazilians, Herndon writes—“The Indians have very keen senses, and see and hear things that are inaudible and invisible to us;” and the like is remarked of the Tupis. The Abipones, “like apes, are always in motion;” and Dobrizhoffer asserts that they discern things which escape “the most quick-sighted European.” Respecting hearing, too, there is similar, if less abundant, evidence. All have read of the feats of North American Indians in detecting faint sounds; and the acute hearing of the Veddahs is shown by their habit of finding bees’ nests by the hum.

Still more abundant are the testimonies respecting their active and minute observation. “Excellent superficial observers,” is the characterization Palgrave gives of the Bedouins. Burton refers to the “high organization of the perceptive faculties” among them; and Petherick proved, by a test, their marvellous powers of tracking. In South Africa the Hottentots show astonishing quickness “in everything relating to cattle;” and Galton says the Damaras “have a wonderful faculty of recollecting any ox that they have once seen.” It is the same in America. Burton, speaking of the Prairie Indians, comments on the “development of the perceptions which is produced by the constant and minute observations of a limited number of objects.” Instances are given showing what exact topographers the Chippewayans are; and the like is alleged of the Dakotahs. Bates notices the extraordinary “sense of locality” of the Brazilian Indians. Concerning the Arawaks, Hillhouse says—“Where an European can discover no indication whatever, an Indian will point out the footsteps of any number of negroes, and will state the precise day on which they have passed; and if on the same day he will state the hour.” A member of a Guiana tribe “will tell how many men, women, and children have passed, where a stranger could only see faint and confused marks on the path.” [I-79] “Here passes one who does not belong to our village,” said a native of Guiana searching for tracks; and Schomburgh adds that their power “borders on the magical.”

Along with this acuteness of perception there naturally goes great skill in those actions depending on immediate guidance of perception. The Esquimaux show great dexterity in all manual works. Kolben asserts that the Hottentots are very dexterous in the use of their weapons. Of the Fuegians it is said that “their dexterity with the sling is extraordinary.” The skill of the Andamanese is shown in their unerring shots with arrows at forty or fifty yards. Tongans “are great adepts in managing their canoes.” The accuracy with which an Australian propels a spear with his throwing-stick, is remarkable; while all have heard of his feats with the boomerang. And from the Hill-tribes of India, the Santals may be singled out as so “very expert with the bow and arrow” that they kill birds on the wing, and knock over hares at full speed.

Recognizing some exceptions to this expertness, as among the now-extinct Tasmanians and the Veddahs of Ceylon; and observing that survival of the fittest must ever have tended to establish these traits among men whose lives from hour to hour depended on their keen senses, quick observations, and efficient uses of their weapons; we have here to note this trait as significant in its implications. For in virtue of a general antagonism between the activities of simple faculties and the activities of complex faculties, this dominance of the lower intellectual life hinders the higher intellectual life. In proportion as the mental energies go out in restless perception, they cannot go out in deliberate thought. This truth we will contemplate from another point of view.

§ 41. Not having special senses by which to discriminate, the worm swallows bodily the mould containing vegetal matter partially decayed: leaving its alimentary canal to [I-80] absorb what nutriment it can, and to eject, in the shape of worm-cast, the 95 per cent. or so that is innutritive. Conversely, the higher annulose creature, with special senses, as the bee, selects from plants concentrated nutritive matters wherewith to feed its larvæ, or, as the spider, sucks the ready-prepared juices from the flies it entraps. The progress from the less intelligent to the more intelligent and the most intelligent among the Vertebrata, is similarly accompanied by increasing ability in the selection of food. By herbivorous mammals the comparatively innutritive parts of plants have to be devoured in great quantities, that the requisite amounts of nutriment may be obtained; while carnivorous animals, which are mostly more sagacious, live on concentrated foods of which small quantities suffice. Though the monkey and the elephant are not carnivorous, yet both have powers which, certainly by the one and probably by the other, are used in choosing the nutritive parts of plants when these are to be had. Coming to mankind, we observe that the diet is of the most concentrated kind obtainable; but that the uncivilized man is less choice in his diet than the civilized. And then among the highly civilized the most nutritive food is carefully separated from the rest: even to the extent that at table fragments of inferior quality are uneaten.

My purpose in naming these seemingly-irrelevant contrasts, is to point out the analogy between progress in bodily nutrition and progress in mental nutrition. The psychically higher, like the physically higher, have greater powers of selecting materials fit for assimilation. Just as by appearance, texture, and odour, the superior animal is guided in choosing food, and swallows only things which contain much organizable matter; so the superior mind, aided by what we may figuratively call intellectual scent, passes by multitudes of unorganizable facts, but quickly detects facts full of significance, and takes them in as materials out of which cardinal truths may be elaborated. The less-developed intelligences, [I-81] unable to decompose these more complex facts and assimilate their components, and having therefore no appetites for them, devour with avidity facts which are mostly valueless; and out of the vast mass absorb very little that helps to form general conceptions. Concentrated diet furnished by the experiments of the physicist, the investigations of the political economist, the analyses of the psychologist, is intolerable to them, indigestible by them; but instead, they swallow with greediness the trivial details of table-talk, the personalities of fashionable life, the garbage of the police and divorce courts; while their reading, in addition to trashy novels, includes memoirs of mediocrities, volumes of gossiping correspondence, with an occasional history, from which they carry away a few facts about battles and the doings of conspicuous men. By such minds, this kind of intellectual provender is alone available; and to feed them on a higher kind would be as impracticable as to feed a cow on meat.

Suppose this contrast exaggerated—suppose the descent from the higher to the lower intellects among ourselves, to be continued by a second descent of like kind, and we get to the intellect of the primitive man. A still greater attention to meaningless details, and a still smaller ability to select facts from which conclusions may be drawn, characterize the savage. Multitudes of simple observations are incessantly made by him; but such few as have significance, lost in the mass of insignificant ones, pass through his mind without leaving behind any data for thoughts, worthy to be so called. Already in a foregoing section, the extreme perceptive activity of the lowest races has been illustrated; and here may be added a few illustrations showing the reflective inactivity going along with it. Of the Brazilian Indian Mr. Bates remarks—“I believe he thinks of nothing except the matters that immediately concern his daily material wants.” “He observes well, but he can deduce nothing profitable from his perceptions,” says Burton, describing the East [I-82] African; and he adds that the African’s mind “will not, and apparently cannot, escape from the circle of sense, nor will it occupy itself with aught but the present.” Still more definite testimony is there respecting the Damara, “who never generalizes.” Mr. Galton states that one “who knew the road perfectly from A to B and again from B to C would have no idea of a straight cut from A to C: he has no map of the country in his mind, but an infinity of local details.” Even the Bedouin, as Mr. Palgrave remarks, “judges of things as he sees them present before him, not in their causes or consequences.” Some semi-civilized peoples, as the Tahitians, Sandwich-Islanders, Javans, Sumatrans, Malagasy, do, indeed, manifest “quickness of apprehension, . . . penetration and sagacity.” But it is in respect of simple things that their powers are shown; as witness the assertion of Mr. Ellis concerning the Malagasy, that “facts, anecdotes, occurrences, metaphors, or fables, relating to or derived from sensible and visible objects, appear to form the basis of most of their mental exercises.” And how general is this trait of unreflectiveness among inferior races, is implied by Dr. Pickering’s statement that, in the course of much travel, the Fijians were the only savage people he had met with who could give reasons, and with whom it was possible to hold a connected conversation.

§ 42. “The eccentricity of genius” is a current phrase implying the experience that men of original powers are prone to act in ways unlike ordinary ways. To do what the world does, is to guide behaviour by imitation. Deviating from ordinary usages is declining to imitate. And the noticeable fact is that a smaller tendency to imitate goes along with a greater tendency to evolve new ideas. Under its converse aspect we may trace this relationship back through early stages of civilization. There was but little originality in the middle ages; and there was but little tendency to deviate from the modes of living established for [I-83] the various ranks. Still more was it so in the extinct societies of the East. Ideas were fixed; and prescription was irresistible.

Among the partially-civilized races, we find imitativeness a marked trait. Everyone has heard of the ways in which Negroes, when they have opportunities, dress and swagger in grotesque mimicry of the whites. A characteristic of the New Zealanders is an aptitude for imitation. The Dyaks, too, show “love of imitation;” and of other Malayo-Polynesians the like is alleged. Mason says that “while the Karens originate nothing they show as great a capability to imitate as the Chinese.” We read that the Kamschadales have a “peculiar talent of mimicking men and animals;” that the Nootka-Sound people “are very ingenious in imitating;” that the Mountain Snake Indians imitate animal sounds “to the utmost perfection.” South America yields like evidence. Herndon was astonished at the mimetic powers of the Brazilian Indians. Wilkes speaks of the Patagonians as “admirable mimics.” And Dobrizhoffer joins with his remark that the Guaranis can imitate exactly, the further remark that they bungle stupidly if you leave anything to their intelligence. But it is among the lowest races that proneness to mimicry is most conspicuous. Several travellers have commented on the “extraordinary tendency to imitate” shown by the Fuegians. They will repeat with perfect correctness each word in any sentence addressed to them—mimicking the manner and attitude of the speaker. So, too, according to Mouat, the Andamanese show high imitative powers; and, like the Fuegians, repeat a question instead of answering it. Sturt gives a kindred account of the South Australians, who, he says, “evinced a strange perversity” “in repeating words” which “they knew were meant as questions.”

In this imitativeness, shown least by the highest members of civilized races and most by the lowest savages, we see again the antagonism between perceptive activity and [I-84] reflective activity. Among inferior gregarious creatures, as rooks that rise in a flock when one rises, or as sheep that follow a leader in leaping, we see an almost automatic repetition of actions witnessed in others; and this peculiarity, common to the lowest human types—this tendency to “ape” others, as we significantly call it—implies a smaller departure from the brute type of mind. It shows us a mental action which is, from moment to moment, chiefly determined by outer incidents; and is therefore but little determined by causes involving excursiveness of thought, imagination, and original idea.

§ 43. Our conception of the primitive man—intellectual, will grow clearer when, with the above inductions, we join illustrations of his feeble grasp of thought.

Common speech fails to distinguish between mental activities of different grades. A boy is called clever who takes in simple ideas rapidly, though he may prove incapable of taking in complex ideas; and a boy is condemned as stupid because he is slow in rote-learning, though he may apprehend abstract truths more quickly than his teacher. Contrasts of this nature must be recognized, if we would interpret the conflicting evidence respecting the capacities of the uncivilized. Even of the Fuegians we read that they “are not usually deficient in intellect;” even the Andamanese are described as “excessively quick and clever;” and the Australians are said to be as intelligent as our own peasants. But the ability thus referred to as possessed by men of the lowest types, is one for which the simpler faculties suffice; and goes along with inability when any demand is made on the complex faculties. A passage which Sir John Lubbock quotes from Mr. Sproat’s account of the Ahts may be taken as descriptive of the average state:—

“The native mind, to an educated man, seems generally to be asleep. . . . On his attention being fully aroused, he often shows much quickness in reply and ingenuity in argument. But a short [I-85] conversation wearies him, particularly if questions are asked that require efforts of thought or memory on his part. The mind of the savage then appears to rock to and fro out of mere weakness.”

Spix and Martius tell us of the Brazilian Indian that “scarcely has one begun to question him about his language, when he grows impatient, complains of headache, and shows that he is unable to bear the exertion;” and according to Mr. Bates, “it is difficult to get at their notions on subjects that require a little abstract thought.” When the Abipones “are unable to comprehend anything at first sight, they soon grow weary of examining it, and cry—‘What is it after all?’ ” It is the same with Negroes. Burton says of the East Africans, “ten minutes sufficed to weary out the most intellectual” when questioned about their system of numbers. And even of so comparatively superior a race as the Malagasy, it is remarked that they “do not seem to possess the qualities of mind requisite for close and continued thought.”

On observing that to frame the idea of a species, say trout, it is needful to think of the characters common to trout of different sizes, and that to conceive of fish as a class, we must imagine various kinds of fish, and see mentally the likenesses which unite them notwithstanding their unlikenesses; we perceive that, rising from the consciousness of individual objects to the consciousness of species, and again to the consciousness of genera, and orders, and classes, each further step implies more power of mentally grouping numerous things with approximate simultaneity. And perceiving this, we may understand why, lacking the needful representativeness, the mind of the savage is soon exhausted with any thought above the simplest. Excluding those referring to individual objects, our most familiar propositions, such even as “Plants are green,” or “Animals grow,” are propositions never definitely framed in his consciousness; because he has no idea of a plant or an animal, apart from kind. And of course until he has become familiar with general [I-86] ideas and abstract ideas of the lowest grades, those a grade higher in generality and abstractness are inconceivable by him. This will be elucidated by an illustration taken from Mr. Galton’s account of the Damaras, showing how the concrete, made to serve in place of the abstract as far as possible, soon fails, and leaves the mind incapable of higher thought:—

“They puzzle very much after five [in counting], because no spare hand remains to grasp and secure the fingers that are required for units. Yet they seldom lose oxen; the way in which they discover the loss of one is not by the number of the herd being diminished, but by the absence of a face they know. When bartering is going on, each sheep must be paid for separately. Thus, suppose two sticks of tobacco to be the rate of exchange for one sheep, it would sorely puzzle a Damara to take two sheep and give him four sticks.”

This mental state is, in another direction, exemplified by the statement of Mr. Hodgson concerning the Hill-tribes of India. “Light,” he says, “is a high abstraction which none of my informants can grasp, though they readily give equivalents for sunshine and candle or fire-flame.” And Spix and Martius further exemplify it when they say that it would be vain to seek in the language of the Brazilian Indians “words for the abstract ideas of plant, animal, and the still more abstract notions, colour, tone, sex, species, etc.; such a generalization of ideas is found among them only in the frequently used infinitive of the verbs to walk, to eat, to drink, to dance, to sing, to hear, etc.”

§ 44. Not until there is formed a general idea, by colligating many special ideas which have a common trait amid their differences—not until there follows the possibility of connecting in thought this common trait with some other trait also possessed in common, can there arise the idea of a causal relation; and not until many different causal relations have been observed, can there result the conception of causal relation in the abstract. By the primitive man, therefore, such distinction as we make between natural and [I-87] unnatural cannot be made. Just as the child, ignorant of the course of things, gives credence to an impossible fiction as readily as to a familiar fact; so the savage, similarly without classified and systematized knowledge, feels no incongruity between any absurd falsehood propounded to him and some general truth which we class as established: there being, for him, no such established general truth.

Hence his credulity. If the young Indian takes as his totem, and thereafter regards as sacred, the first animal he dreams about during a fast—if the Negro, when bent on an important undertaking, chooses for a god to help him the first object he sees on going out, and sacrifices to it and prays to it—if the Veddah, failing in a shot with his arrow, ascribes the failure not to a bad aim but to insufficient propitiation of his deity; we must regard the implied convictions as normal accompaniments of a mental state in which the organization of experiences has not gone far enough to evolve the idea of natural causation.

§ 45. Absence of the idea of natural causation, implies absence of rational surprise.

Until there has been reached the belief that certain connexions in things are constant, there can be no astonishment on meeting with cases seemingly at variance with this belief. The behaviour of the uncultivated among ourselves teaches us this. Show to a rustic a remarkable experiment, such as the rise of liquid in a capillary tube, or the spontaneous boiling of warm water in an exhausted receiver, and instead of the amazement you expected he shows a vacant indifference. That which struck you with wonder when first you saw it, because apparently irreconcilable with your general ideas of physical processes, does not seem wonderful to him, because he is without those general ideas. And now if we suppose the rustic divested of what general ideas he has, and the causes of surprise thus made still fewer, we get the mental state of the primitive man.

[I-88]

Of the lowest races, disregard of novelties is almost uniformly alleged. According to Cook, the Fuegians showed utter indifference in presence of things that were entirely new to them. The same voyager observed in the Australians a like peculiarity; and Dampier says those he had on board “did not notice anything else in the ship” than what they had to eat. So, too, the Tasmanians were characterized by Cook’s surgeon as exhibiting no surprise. Wallis asserts of the Patagonians, that they showed the most “unaccountable indifference” to everything around them on shipboard; even the looking-glass, though it afforded great diversion, excited no astonishment; and Wilkes describes like conduct. I also find it stated of the village Veddahs that two of them “showed no surprise at a looking-glass.” And of the Samoiedes we read that “nothing but the looking-glasses caused any surprise in them for an instant; again a moment and this ceased to draw their attention.”

§ 46. Along with absence of surprise there goes absence of curiosity; and where there is least faculty of thought, even astonishment may be excited without causing inquiry. Illustrating this trait in the Bushmen, Burchell says—“I showed them a looking-glass; at this they laughed, and stared with vacant surprise and wonder to see their own faces; but expressed not the least curiosity about it.” Where curiosity exists we find it among races of not so low a grade. That of the New Caledonians was remarked by Cook; and that of the New Guinea people by Earl and by Jukes. Still more decided is an inquiring nature among the relatively-advanced Malayo-Polynesians. According to Boyle, the Dyaks have an insatiable curiosity. The Samoans, too, “are usually very inquisitive;” and the Tahitians “are remarkably curious and inquisitive.”

Evidently this absence of desire for information about new things, which characterizes the lowest mental state, prevents the growth of that generalized knowledge which makes [I-89] rational surprise, and consequent rational inquisitiveness, possible. If his “want of curiosity is extreme,” as Mr. Bates says of the Cucáma Indian, the implication is that he “troubles himself very little concerning the causes of the natural phenomena around him.” Lacking ability to think, and the accompanying desire to know, the savage is without tendency to speculate. Even when there is raised such a question as that often put by Park to the Negroes—“What became of the sun during the night, and whether we should see the same sun, or a different one, in the morning,” no reply is forthcoming. “I found that they considered the question as very childish: . . . they had never indulged a conjecture, nor formed any hypothesis, about the matter.”

The general fact thus exemplified is one quite at variance with current ideas respecting the thoughts of the primitive man. He is commonly pictured as theorizing about surrounding appearances; whereas, in fact, the need for explanations of them does not occur to him.

§ 47. One more general trait must be named—I mean the lack of constructive imagination. This lack naturally goes along with a life of simple perception, of imitativeness, of concrete ideas, and of incapacity for abstract ideas.

The collection of implements and weapons arranged by General Pitt-Rivers, to show their relationships to a common original, suggests that primitive men are not to be credited with such inventiveness as even their simple appliances seem to indicate. These have arisen by small modifications; and the natural selection of such modifications has led unobtrusively to various kinds of appliances, without any distinct devising of them.

Evidence of another kind, but of like meaning, is furnished by Sir Samuel Baker’s paper on the “Races of the Nile Basin,” in which he points out that the huts of the respective tribes are as constant in their types as are the nests of birds: each tribe of the one, like each species of the other, [I-90] having a peculiarity. The like permanent differences he says hold among their head-dresses; and he further asserts of head-dresses, as of huts, that they have diverged from one another in proportion as the languages have diverged. All which facts show us that in these races the thoughts, restrained within narrow established courses, have not the freedom required for entering into new combinations, and so initiating new modes of action and new forms of product.

Where we find ingenuity ascribed, it is to races such as the Tahitians, Javans, etc., who have risen some stages in civilization, who have considerable stocks of abstract words and ideas, who show rational surprise and curiosity, and who thus evince higher intellectual development.

§ 48. Here we come to a general truth allied to those with which, in the two foregoing chapters, I have preluded the summaries of results—the truth that the primitive intellect develops rapidly, and early reaches its limit.

In the Principles of Psychology, § 165, I have shown that the children of Australians, of Negroes in the United States, of Negroes on the Nile, of Andamanese, of New Zealanders, of Sandwich Islanders, are quicker than European children in acquiring simple ideas, but presently stop short from inability to grasp the complex ideas readily grasped by European children, when they arrive at them. To testimonies before quoted I may add the remark of Mr. Reade, that in Equatorial Africa the children are “absurdly precocious;” the statement of Captain Burton, that “the negro child, like the East Indian, is much ‘sharper’ than the European . . . at the age of puberty this precocity . . . disappears;” and the description of the Aleuts of Alaska, who “up to a certain point are readily taught.” This early cessation of development implies both low intellectual nature and a great impediment to intellectual advance; since it makes the larger part of life unmodifiable by further experiences. On reading of the East African, [I-91] that he “unites the incapacity of infancy with the unpliancy of age,” and of the Australians that “after twenty their mental vigour seems to decline, and at the age of forty seems nearly extinct;” we cannot fail to see how greatly this arrest of mental evolution hinders improvement where improvement is most required.

The intellectual traits of the uncivilized, thus made specially difficult to change, may now be recapitulated while observing that they are traits recurring in the children of the civilized.

Infancy shows us an absorption in sensations and perceptions akin to that which characterizes the savage. In pulling to pieces its toys, in making mud-pies, in gazing at each new thing or person, the child exhibits great tendency to observe with little tendency to reflect. There is, again, an obvious parallelism in the mimetic propensity. Children are ever dramatizing the lives of adults; and savages, along with their other mimicries, similarly dramatize the actions of their civilized visitors. Want of power to discriminate between useless and useful facts, characterizes the juvenile mind, as it does the mind of the primitive man. This inability to select nutritive facts necessarily accompanies low development; since, until generalization has made some progress, and the habit of generalizing has become established, there cannot be reached the conception that a fact has a remote value apart from any immediate value it may have. Again, we see in the young of our own race a similar inability to concentrate the attention on anything complex or abstract. The mind of the child, as well as that of the savage, soon wanders from sheer exhaustion when generalities and involved propositions have to be dealt with. From feebleness of the higher intellectual faculties comes, in both cases, an absence, or a paucity, of ideas grasped by those faculties. The child, like the savage, has few words of even a low grade of abstractedness, and none of a higher grade. For a long [I-92] time it is familiar with cat, dog, horse, cow, but has no conception of animal apart from kind; and years elapse before words ending in ion and ity occur in its vocabulary. Thus, in both cases, the very implements of developed thought are wanting. Unsupplied as its mind is with general truths, and with the conception of natural order, the civilized child when quite young, like the savage throughout life, shows but little rational surprise or rational curiosity. Something startling to the senses makes it stare vacantly, or perhaps cry; but let it see a chemical experiment, or draw its attention to the behaviour of a gyroscope, and its interest is like that shown in a common-place new toy. After a time, indeed, when the higher intellectual powers it inherits are beginning to act, and when its stage of mental development represents that of such semi-civilized races as the Malayo-Polynesians, rational surprise and rational curiosity about causes, begin to show themselves. But even then its extreme credulity, like that of the savage, shows us the result of undeveloped ideas of causation and law. Any story, however monstrous, is believed; and any explanation, however absurd, is accepted.

And here, in final elucidation of these intellectual traits of the primitive man, let me point out that, like the emotional traits, they could not be other than they are in the absence of the conditions brought about by social evolution. In the Principles of Psychology, §§ 484—493, it was shown in various ways that only as societies grow, become organized, and gain stability, do there arise those experiences by assimilating which the powers of thought develop. It needs but to ask what would happen to ourselves were the whole mass of existing knowledge obliterated, and were children with nothing beyond their nursery-language left to grow up without guidance or instruction from adults, to perceive that even now the higher intellectual faculties would be almost inoperative, from lack of the materials and aids accumulated by past civilization. And seeing this, we [I-93] cannot fail to see that development of the higher intellectual faculties has gone on pari passu with social advance, alike as cause and consequence; that the primitive man could not evolve these higher intellectual faculties in the absence of a fit environment; and that in this, as in other respects, his progress was retarded by the absence of capacities which only progress could bring.

 


 

[I-94]

CHAPTER VIII.

PRIMITIVE IDEAS.

§ 49. Yet a further preparation for interpreting social phenomena is needed. It is not enough that we should acquaint ourselves, first with the external factors, and then with those internal factors treated of in the foregoing three chapters. The behaviour of the social unit as exposed to environing conditions—inorganic, organic, and super-organic—depends in part on certain additional traits. Beyond those visible specialities of organization which the body displays, and beyond those hidden specialities of organization implied by the mental type, there are those specialities, still less traceable, implied by the acquired beliefs. As accumulated ancestral experiences, moulding the nervous structures, produce the mental powers; so personal experiences, daily elaborated into thoughts, cause small modifications of these structures and powers. A complete account of the original social unit must include these modifications—or rather, must include the correlative ideas implying them. For, manifestly, the ideas he forms of himself of other beings and of the surrounding world, greatly affect his conduct.

A description of these final modifications, or of the corresponding ideas, is difficult to give. Obstacles stand in the way alike of inductive interpretation and deductive interpretation. We must first glance at these.

[I-95]

§ 50. To determine what conceptions are truly primitive would be easy if we had accounts of truly primitive men. But there are reasons for suspecting that men of the lowest types now known, forming social groups of the simplest kinds, do not exemplify men as they originally were. Probably most of them had ancestors in higher states; and among their beliefs remain some which were evolved during those higher states. While the current degradation theory is untenable, the theory of progression, in its ordinary form, seems to me untenable also. If, on the one hand, the notion that savagery is caused by lapse from civilization, is irreconcilable with the evidence; there is, on the other hand, inadequate warrant for the notion that the lowest savagery has never been any higher than it is now. It is possible, and, I believe, probable, that retrogression has been as frequent as progression.

Evolution is commonly conceived to imply in everything an intrinsic tendency to become something higher. This is an erroneous conception of it. In all cases it is determined by the co-operation of inner and outer factors. This co-operation works changes until there is reached an equilibrium between the environing actions and the actions which the aggregate opposes to them—a complete equilibrium if the aggregate is without life, and a moving equilibrium if the aggregate is living. Thereupon evolution, continuing to show itself only in the progressing integration that ends in rigidity, practically ceases. If, in the case of the living aggregates forming a species, the environing actions remain constant, the species remains constant. If the environing actions change, the species changes until it re-equilibriates itself with them. But it by no means follows that this change constitutes a step in evolution. Usually neither advance nor recession results; and often, certain previously-acquired structures being rendered superfluous, there results a simpler form. Only now and then does the environing change initiate in the organism a new complication, [I-96] and so produce a somewhat higher structure. Hence the truth that while for immeasurable periods some types have not sensibly altered, and while in other types there has been further evolution, there are many types in which retrogression has happened. I do not refer merely to such facts as that the highest orders of reptiles, the Pterosauria and Dinosauria which once had many genera superior in structure and gigantic in size, have become extinct, while lower orders of reptiles have survived; or to such facts as that in many genera of mammals there once existed species larger than any of their allies existing now; but I refer more especially to the fact that of parasitic creatures innumerable kinds are degraded modifications of higher creatures. Of all existing species of animals, if we include parasites, the greater number have retrograded from structures to which their ancestors had once advanced. Indeed, progression in some types often involves retrogression in others. For the more evolved type, conquering by the aid of its acquired superiority, habitually drives competing types into inferior habitats and less profitable modes of life: usually implying disuse and decay of their higher powers.

As with organic evolution, so with super-organic evolution. Though, taking the entire assemblage of societies, evolution may be held inevitable as an ultimate effect of the co-operating factors, intrinsic and extrinsic, acting on them all through indefinite periods; yet it cannot be held inevitable in each particular society, or even probable. A social organism, like an individual organism, undergoes modifications until it comes into equilibrium with environing conditions; and thereupon continues without further change of structure. When the conditions are changed meteorologically, or geologically, or by alterations in the Flora and Fauna, or by migration consequent on pressure of population, or by flight before usurping races, some change of social structure results. But this change does not necessarily imply advance. Often it is towards neither [I-97] a higher nor a lower structure. When the habitat entails modes of life that are inferior, degradation follows. Only occasionally does the new combination of factors produce a change constituting a step in social evolution, and initiating a social type which spreads and supplants inferior social types. And with these super-organic aggregates, as with the organic aggregates, progression in some causes retrogression in others. The more-evolved societies drive the less-evolved societies into unfavourable habitats; and so entail on them decrease of size, or decay of structure, or both.

Direct evidence forces this conclusion upon us. Lapse from higher civilization to lower civilization, made familiar during school-days, is further exemplified as our knowledge widens. Egyptians, Babylonians, Assyrians, Phœnicians, Persians, Jews, Greeks, Romans—it needs but to name these to be reminded that many large and highly-evolved societies have either disappeared, or have dwindled to barbarous hordes, or have been long passing through slow decay. Ruins show us that in Java there existed in the past a more-developed society than exists now; and the like is shown by ruins in Cambodia. Peru and Mexico were once the seats of societies large and elaborately organized, which have been disorganized by conquest; and where the cities of Central America once contained great populations carrying on various industries and arts, there are now but scattered tribes of savages. Unquestionably, causes like those which produced these retrogressions, have been at work during the whole period of human existence. Always there have been cosmical and terrestrial changes going on, which, bettering some habitats, have made others worse; always there have been over-populations, spreadings of tribes, conflicts with other tribes, and escape of the defeated into localities unfit for such advanced social life as they had reached; always, where evolution has been uninterfered with externally, there have been those decays and dissolutions which complete the cycles of social changes. And [I-98] the implication is that remnants of inferior races, taking refuge in inclement, barren, or otherwise unfit regions, have retrograded.

Probably, then, most of the tribes known as lowest, exhibit some social phenomena which are due, not to causes now operating, but to causes that operated during past social states higher than the present. This a priori conclusion harmonizes with the facts; and, indeed, is suggested by facts otherwise inexplicable. Take, for example, some furnished by the Australians. Divided into tribes wandering over a wide area, these savages have, notwithstanding their antagonisms, a complex system of relationships, and consequent interdicts on marriage, which could not possibly have been framed by any agreement among them as they now exist; but which are comprehensible as having survived from a state in which there was closer union, and subordination to some common rule. Such, also, is the implication of the circumcision, and the knocking-out of teeth, which we find among them. For when we come hereafter to deal with bodily mutilations, we shall see that they all imply a subordination, political, or ecclesiastical, or both, such as these races do not now exhibit.

Hence, then, a difficulty in ascertaining inductively what are primitive ideas. Of the ideas current among men now forming the rudest societies, there are most likely some which have descended by tradition from higher states. These have to be discriminated from truly primitive ideas; so that simple induction does not suffice.

§ 51. To the deductive method there are obstacles of another kind but equally great. Comprehension of the thoughts generated in the primitive man by converse with the surrounding world, can be had only by looking at the surrounding world from his stand-point. The accumulated knowledge acquired during education, must be suppressed; and we must divest ourselves of conceptions which, partly [I-99] by inheritance and partly by individual culture, have been firmly established. None can do this completely, and few can do it even partially.

It needs but to observe what unfit methods are used by teachers, to be convinced that even among the disciplined the power to frame thoughts which are widely unlike their own, is very small. When we see the juvenile mind plied with generalities before it has any of the concrete facts to which they refer—when we see mathematics introduced under the purely rational form, instead of under that empirical form with which it should be commenced by the child, as it was commenced by the race—when we see a subject so abstract as grammar put among the first instead of among the last, and see it taught analytically instead of synthetically; we have ample evidence of the prevailing inability to conceive the ideas of undeveloped minds. And if, though lately children themselves, men find it hard to re-think the thoughts of the child; still harder must they find it to rethink the thoughts of the savage. To keep out automorphic interpretations is beyond our power. To look at things with the eyes of absolute ignorance, and observe how their attributes and actions originally grouped themselves in the mind, implies a self-suppression that is impracticable.

Nevertheless, we must here do our best to conceive the surrounding world as it appeared to the primitive man; that we may be able the better to interpret deductively the evidence available for induction. And though we are incapable of reaching the conception by a direct process, we may approach to it by an indirect process. The doctrine of evolution will help us to delineate primitive ideas in some of their leading traits. Having inferred, a priori, the characters of those ideas, we shall be as far as possible prepared to realize them in imagination, and then to discern them as actually existing.

§ 52. Our postulate must be that primitive ideas are natural, and, under the conditions in which they occur, [I-100] rational. In early life we have been taught that human nature is everywhere the same. Led thus to contemplate the beliefs of savages as beliefs entertained by minds like our own, we marvel at their strangeness, and ascribe perversity to those who hold them. This error we must replace by the truth that the laws of thought are everywhere the same; and that, given the data as known to him, the primitive man’s inference is the reasonable inference.

From its lowest to its highest grades intelligence proceeds by the classing of objects and the classing of relations; which are, in fact, different aspects of the same process. (Principles of Psychology, §§ 309—316, § 381.) On the one hand, perception of an object implies that its attributes are severally classed with like before-known attributes, and the relations in which they stand to one another with like before-known relations; while the object itself, in being known, is classed with its like as such or such. On the other hand, every step in reasoning implies that the object of which anything is predicated, is classed with objects previously known of like kind; implies that the attribute, power, or act, predicated, is classed as like other previously-known attributes, powers, or acts; and implies that the relation between the object and this predicated attribute, power, or act, is classed with previously-known like relations. This assimilation of states of consciousness of all orders with their likes in past experience, which is the universal intellectual process, animal and human, leads to results that are correct in proportion to the power of appreciating likenesses and unlikenesses. Where simple terms stand in relations that are simple, direct, and close, the classing can be rightly carried on by simple minds; but in proportion as the terms are complex and the relations between them involved, indirect, remote, the classing can be rightly carried on only by minds developed to a corresponding complexity. In the absence of this corresponding complexity, the terms of relations are grouped with those which they conspicuously resemble, and [I-101] the relations themselves are grouped in like manner. But this leads to error; since the most obvious traits are not always those by which things are really allied to one another, and the most obvious characters of relations are not always their essential characters.

Let us observe a few of the common mistakes thus caused. In old works on natural history, whales are called fishes: living in the water, and fish-like in shape, what else should they be? Nine out of ten cabin-passengers, and ninety-nine out of a hundred of those in the steerage, would be amazed were you to tell them that the porpoises playing about the steamer’s bow, are nearer akin to dogs than to cod. Take, again, the name shell-fish, as popularly used. In the first place, there is supposed to be some alliance between shell-fish and fish-proper, because both are aquatic. In the second place, the fishmonger includes under shell-fish both oysters and crabs: these, though far more remote in type than an eel is from a man, having in common the character that their softer parts are inclosed in hard cases. After reminding ourselves of these mistakes to which classing by obvious characters leads our own people, we shall see how natural are the mistakes into which uncivilized men are similarly led. Hayes could not make the Esquimaux understand that woollen cloth was not a skin. “Glass” they “took for ice, and biscuit for the dried flesh of the musk-ox.” Having so small an acquaintance with things, these were the most rational groupings they could make—quite as rational as those above instanced. If his erroneous classing led the Esquimaux to the erroneous inference that glass would melt in his mouth, this was not more erroneous than that of the ship-passenger who, instead of what he looked for, would find in the porpoise hot blood, and lungs to breathe air with. So, too, remembering that they had no experiences of metals, we shall see nothing irrational in the question put to Jackson by the Fijians—“how we could get axes hard enough in a natural country, to cut [I-102] down the trees which the barrels of muskets were made of.” For were not tubular canes the only objects to which musket barrels bore any resemblance? When, again, certain Hill-people with whom Dr. Hooker came in contact, saw thrown on the ground a spring-box measuring-tape, that had just been extended for use, and when, seeing the coils of tape disappearing into the box they ran away shrieking, it is manifest that the tape was considered in virtue of its spontaneous movement as something alive, and in virtue of its shape and behaviour as some kind of snake. Without knowledge of mechanical contrivances, and seeing nothing of the internal spring, this belief was perfectly natural—any other would have been irrational. Turn, now, from the classing of objects to the classing of relations. We may again aid ourselves by analyzing some errors current in our own society. It is a common recommendation of some remedy for a burn, that it “draws the fire out:” the implication being that between the thing applied and the heat supposed to be lodged in the tissues, there is a connection like that between some object and another which it pulls. Again, after a long frost, when air highly charged with water comes in contact with a cold smooth surface, such as that of a painted wall, the water condensed on it collects in drops and trickles down; whereupon may be heard the remark that “the wall sweats.” Because the water, not visibly brought from elsewhere, makes its appearance on the wall as perspiration does on the skin, it is assumed to come out of the wall as perspiration does out of the skin. Here, as before, we see a relation classed with another which it superficially resembles, but from which it is entirely alien. If, now, we consider what must happen where ignorance is still greater, we shall no longer be astonished at primitive interpretations. The Orinoco Indians think that dew is “the spittle of the stars.” Observe the genesis of this belief. Dew is a clear liquid to which saliva has some resemblance. It is a liquid which, lying on leaves, etc., seems [I-103] to have descended from above, as saliva descends from the mouth of one who spits. Having descended during a cloudless night, it must have come from the only things then visible above; namely, the stars. Thus the product itself, dew, and the relation between it and its supposed source, are respectively assimilated with those like them in obvious characters; and we need but recall our own common expression “it spits with rain,” to see how natural is the interpretation.

Another trait of savage conceptions is explicable in a kindred way. Only as knowledge advances and observation becomes critical, does there grow up the idea that the power of any agent to produce its peculiar effect, may depend on some one property to the exclusion of the rest, or on some one part to the exclusion of the rest, or not on one or more of the properties or parts but on the arrangement of them. What character it is in a complex whole which determines its efficiency, can be known only after analysis has advanced somewhat; and until then, the efficiency is necessarily conceived as belonging to the whole indiscriminately. Further, this unanalyzed whole is conceived as standing towards some unanalyzed effect, in some relation that is unanalyzed. This trait of primitive thought is so pregnant of results, that we must consider it more closely. Let us symbolize the several attributes of an object, say a sea-shell, by A, B, C, D, E, and the relations among them by w, x, y, z. The ability of this object to concentrate sound on the ear, is due in part to the smoothness of its internal surface (which we will express by C), and in part to those relations among the portions of this surface constituting its shape (which we will symbolize by y). Now, that the ability of the shell to produce a hissing murmur when held to the ear, may be understood as thus resulting, it is needful that C and y should be separated in thought from the rest. Until this can be done, the sound-multiplying power of the shell cannot be known not to depend on its colour, or hardness, or roughness (supposing [I-104] these to be separately thinkable as attributes). Evidently, before attributes are distinguished, this power of the shell can be thought of only as belonging to it generally—residing in it as a whole. But, as we have seen (§ 40), attributes or properties, as we understand them, are not recognizable by the savage—are abstractions which neither his faculties can grasp nor his language express. Thus, of necessity, he associates this strange murmuring with the shell bodily—regards it as related to the shell as weight is related to a stone. Hence certain beliefs, everywhere conspicuous among the uncivilized. A special potency which some object or part of an object displays, belongs to it in such wise that it may be acquired by consuming or possessing this object or part. The powers of a conquered antagonist are supposed to be gained by devouring him. The Dakotah eats the heart of a slain foe to increase his own courage; the New Zealander swallows his dead enemy’s eyes that he may see the further; the Abipone consumes tiger’s flesh, thinking so to gain the tiger’s strength and ferocity: cases which recall the legend about Zeus devouring Metis that he might become possessed of her wisdom. The like trait is seen in such beliefs as that of the Guaranis, whose “pregnant women abstained from eating the flesh of the Anta, lest the child should have a large nose; and from small birds, lest it should prove diminutive;” or again, in such beliefs as that which led the Caribs to sprinkle a male infant with his father’s blood to give him his father’s courage; or again, in such beliefs as that of the Bulloms, who hold that possessing part of a successful person’s body, gives them “a portion of his good fortune.” Clearly the implied mode of thought, shown even in the medical prescriptions of past ages, and continuing down to recent days in the notion that character is absorbed with mother’s milk, is a mode of thought necessarily persisting until analysis has disclosed the complexities of causal relations.

While physical conceptions are few and vague, any antecedent [I-105] serves to account for any consequent. Ask a quarryman what he thinks of the fossils his pick-axe is exposing, and he will tell you they are “sports of nature:” the tendency of his thought to pass from the existence of the fossils as an effect, to some agent as cause, is satisfied, and his curiosity ceases. The plumber, cross-examined about the working of the pump he is repairing, says that the water rises in it by suction. Having classed the process with one which he can perform by the muscular actions of his mouth applied to a tube, he thinks he understands it—never asks what force makes the water rise towards his mouth when he performs these muscular actions. Similarly with an explanation of some unfamiliar fact which you may often hear in cultivated society—“it is caused by electricity.” The mental tension is sufficiently relieved when, to the observed result, there is joined in thought this something with a name; though there is no notion what the something really is, nor the remotest idea how the result can be wrought by it. Having such illustrations furnished by those around us, we shall have no difficulty in seeing how the savage, with fewer experiences more vaguely grouped, adopts, as quite adequate, the first explanation which familiar associations suggest. If Siberian tribes, finding mammoths imbedded in ice and the bones of mammoths in the ground, ascribe earthquakes to the burrowing of these huge beasts; or if savages living near volcanoes, think of them as fires lighted by some of their ancestors to cook by; they do but illustrate in a more marked way, the common readiness to fill up the missing term of a causal relation by the first agency which occurs to the mind. Further, it is observable that proximate interpretations suffice—there is no tendency to ask for anything beyond them. The Africans who denied the alleged obligations to God, by saying that “the earth, and not God, gave them gold, which was dug out of its bowels; that the earth yielded them maize and rice; . . . that for fruits they were obliged to the Portuguese, who had planted the [I-106] trees;” and so on; show us that a relation between the last consequent and its immediate antecedent having been established, nothing further happens. There is not enough mental excursiveness to raise a question respecting any remoter antecedent.

One other trait, consequent on the foregoing traits, should be added. There result conceptions that are inconsistent and confused. Certain fundamental ideas as found among the Iroquois, are described by Morgan as “vague and diversified;” as found among the Creeks, are characterized by Schoolcraft as “confused and irregular;” as found among the Karens, are said by Mason to be “confused, indefinite, and contradictory.” Everywhere occur gross inconsistencies which arise from leaving propositions uncompared; as when, in almost the same breath, a Malagasy “will express his belief that when he dies he ceases altogether to exist, . . . and yet confess the fact that he is in the habit of praying to his ancestors”—a special inconsistency occurring among many peoples. How illogicalities so extreme are possible, we shall the more easily see on recalling certain of our own illogicalities. Instance the popular notion that killing a mad dog preserves from harm a person just bitten by it; or instance that familiar absurdity fallen into by believers in ghosts, who, admitting that ghosts are seen clothed, admit, by implication, that coats have ghosts—an implication they had not perceived. Among men of low type, then, far more ignorant and with less capacity for thought, we must expect to find a chaos of notions, and a ready acceptance of doctrines which are ludicrously incongruous.

And now we have prepared ourselves, so far as may be, for understanding primitive ideas. We have seen that a true interpretation of these must be one which recognizes their naturalness under the conditions. The mind of the savage, like the mind of the civilized, proceeds by classing objects and relations with their likes in past experience. In [I-107] the absence of adequate mental power, there result simple and vague classings of objects by conspicuous likenesses, and of actions by conspicuous likenesses; and hence come crude notions, too simple and too few in their kinds, to represent the facts. Further, these crude notions are inevitably inconsistent to an extreme degree. Let us now glance at the sets of ideas thus formed and thus charcterized.

§ 53. In the sky, clear a few moments ago, the savage sees a fragment of cloud which grows while he gazes. At another time, watching one of these moving masses, he observes shreds of it drift away and vanish; and presently the whole disappears. What thought results in him? He knows nothing about precipitation of vapour and dissolution of vapour; nor has there been any one to stop his inquiry by the reply—“It is only a cloud.” Something he could not before see has become visible; and something just now visible has vanished. The whence, and the where, and the why, he cannot tell; but there is the fact.

In this same space above him occur other changes. As day declines bright points here and there show themselves, becoming clearer and more numerous as darkness increases; and then at dawn they fade gradually, until not one is left. Differing from clouds utterly in size, form, colour, etc.; differing also as continually re-appearing in something like the same places, in the same relative positions, and in moving but very slowly always in the same way; they are yet like them in becoming now visible and now invisible. That feeble lights may be wholly obscured by a bright light, and that the stars are shining during the day though he does not see them, are facts beyond the imagination of the savage. The truth, as he perceives it, is that these existences now show themselves and now are hidden.

Utterly unlike clouds and stars in their aspects as Sun and Moon are, they show, in common with them, this same [I-108] alternation of visibility with invisibility. The Sun rises on the other side of the mountains; from time to time covered by a cloud presently comes out again; and at length hides below the level of the sea. The Moon, besides doing the like, first increases slowly night after night, and then wanes: by and by re-appearing as a thin bright streak, with the rest of her disc so faintly perceptible as to seem only half existing.

Added to these commonest and most regular occultations and manifestations, are various others, even more striking—comets, meteors, and the aurora with its arch and pulsating streams; flashes of lightning, rainbows, halos. Differing from the rest and from one another as these do, they similarly appear and disappear. So that by a being absolutely ignorant but able to remember, and to group the things he remembers, the heavens must be regarded as a scene of arrivals and departures of many kinds of existences; some gradual, some sudden, but alike in this, that it is impossible to say whence the existences come or whither they go.

Not the sky only, but also the Earth’s surface, supplies various instances of these disappearances of things which have unaccountably appeared. Now the savage sees little pools of water formed by the rain drops coming from a source he cannot reach; and now, in a few hours, the gathered liquid has made itself invisible. Here, again, is a fog—perhaps lying isolated in a hollow, perhaps enwrapping everything—which came a while since, and presently goes without leaving a trace of its whereabouts. Afar off is perceived water—obviously a great lake; but on approaching it the seeming lake recedes, and cannot be found. In the desert, what we know as sand-whirlwinds, and on the sea what we know as water-spouts, are to the primitive man moving things which come out of nothing and then vanish into nothing. Looking over the ocean he recognizes an island known to be a long way off, and commonly invisible, but which has now risen from the water; and to-morrow, he observes, unsupported in space, an inverted figure of a boat, perhaps [I-109] by itself, or perhaps joined to an erect figure above. In one place he sometimes perceives land-objects on the surface of the sea, or in the air over it—a fata morgana; and in another, opposite to him on the mist, there occasionally comes into view a gigantic duplicate of himself—“a Brocken spectre.” These occurrences, some familiar and some unfamiliar, repeat the same experience—show transitions between the visible and the invisible.

Once more, let us ask what must be the original conception of wind. Nothing in early experiences yields the idea of air, as we are now familiar with it; and, indeed, most can recall the difficulty they once had in thinking of the surrounding medium as a material substance. The primitive man cannot regard it as a something which acts as do the things he sees and handles. Into this seemingly-empty space on all sides, there from time to time comes an invisible agent which bends the trees, drives along the leaves, disturbs the water; and which he feels moving his hair, fanning his cheek, and now and then pushing his body with a force he has some difficulty in overcoming. What may be the nature of this agent there is nothing to tell him; but one thing is irresistibly thrust on his consciousness—that sounds are made, things about him are moved, and he himself is buffeted, by an existence he can neither grasp nor see.

What primitive ideas arise out of these experiences derived from the inorganic world? In the absence of hypothesis (which is foreign to thought in its earliest stages), what mental association do these occurrences, some at long intervals, some daily, some hourly, some from minute to minute, tend to establish? They present, under many forms, the relation between a perceptible and an imperceptible mode of existence. In what way does the savage think of this relation? He cannot think of it in terms of dissipation into vapour and condensation from it, nor in terms of optical relations producing illusions, nor in any terms of physical [I-110] science. How, then, does he formulate it? A clue to the answer will be furnished by recalling certain remarks of young children. When an image from the magic lantern thrown on a screen, suddenly disappears on withdrawal of the slide, or when the reflection from a looking-glass, cast for a child’s amusement on the wall or ceiling, is made to vanish by changing the attitude of the glass, the child asks—“Where is it gone to?” The notion arising in its mind is, not that this something no longer seen has become non-existent, but that it has become non-apparent; and it is led to think this by daily observing persons disappear behind adjacent objects, by watching while things are put out of sight, and by now and again finding a toy that had been hidden or lost. Similarly, the primitive idea is, that these various entities now manifest themselves and now conceal themselves. As the animal which he has wounded hides itself in the brushwood, and, if it cannot be found, is supposed by the savage to have escaped in some incomprehensible way, but to be still existing; so, in the absence of accumulated and organized knowledge, the implication of all these experiences is, that many of the things above and around pass often from visibility to invisibility, and conversely. Bearing in mind how the actions of wind prove that there is an invisible form of existence which possesses power, we shall see this belief to be plausible.

It remains only to point out that along with this conception of a visible condition and an invisible condition, which each of these many things has, there comes the conception of duality. Each of them is in a sense double; since it has these two complementary modes of being.

§ 54. Significant facts of another order may next be noted—facts impressing the primitive man with the belief that things are transmutable from one kind of substance into another. I refer to the facts forced on his attention by imbedded remains of animals and plants.

[I-111]

While gathering food on the sea-shore, he finds, protruding from a rock, a shell, which, if not of the same shape as the shells he picks up, is so similar that he naturally classes it with them. But instead of being loose, it is part of a solid block; and on breaking it off, he finds its inside as hard as its matrix. Here, then, are two kindred forms, one of which consists of shell and flesh, and the other of shell and stone. Near at hand, in the mass of clay débris detached from an adjacent cliff, he picks up a fossil ammonite. Perhaps, like the Gryphœa just examined, it has a shelly coating with a stony inside. Perhaps, as happens with some liassic ammonites of which the shell has been dissolved away, leaving the masses of indurated clay that filled its chambers locked loosely together, it suggests a series of articulated vertebræ coiled up; or, as with other liassic ammonites of which the shell has been replaced by iron pyrites, it has a glistening appearance like that of a snake’s skin. As such fossils are sometimes called “snake-stones,” and are, in Ireland, supposed to be the serpents St. Patrick banished, we cannot wonder if the uncritical savage, classing this object with those it most resembles, thinks it a transmuted snake—once flesh and now stone. In another place, where a gully has been cut through sandstone by a stream, he observes on the surface of a slab the outline of a fish, and, looking closely, sees scales and the traces of fins; and elsewhere, similarly imbedded in rock, he finds bones not unlike those of the animals he kills for food: some of them, indeed, not unlike those of men.

Still more suggestive are the fossil plants occasionally discovered. I do not refer so much to the prints of leaves in shale, and the stony stems found in strata accompanying coal. I refer, more especially, to the silicified trees here and there met with. Retaining, not their general forms only but their minute structures, so that the annual growths are marked by rings of colour such as mark them in living stems, these yield the savage clear evidence of transmutation. With [I-112] all our knowledge it remains difficult to understand how silica can so replace the components of the wood as to preserve the appearance thus perfectly; and for the primitive man, knowing nothing of molecular action and unable to conceive a process of substitution, there is no possible thought but that the wood is changed into stone. [*]

Thus, if we ignore those conceptions of physical causation which have arisen only as experiences have been slowly organized during civilization, we shall see that in their absence there would be nothing to prevent us from putting on these facts the interpretations which the primitive man puts on them. Looking at the evidence through his eyes, we find his belief that things change from one kind of substance to another, to be the inevitable belief.

And here let us not omit to note that along with the notion of transmutation is involved the notion of duality. These things have obviously two states of existence.

§ 55. Did we not thoughtlessly assume that truths made obvious by culture are naturally obvious, we should see that an unlimited belief in change of shape, as well as in change of substance, is one which the savage cannot avoid. From early childhood we hear remarks implying that certain transformations which living things undergo are matters of course, while other transformations are impossible. This distinction we suppose to have been manifest at the outset. But at the outset, the observed metamorphoses suggest that any metamorphosis may occur.

[I-113]

Consider the immense contrast in form as in texture between the seed and the plant. Look at this nut with hard brown shell and white kernel, and ask what basis there is for the expectation that from it will presently come a soft shoot and green leaves. When young we are told that the one grows into the other; and the blank form of explanation being thus filled up, we cease to wonder and inquire. Yet it needs but to consider what thought would have arisen had there been no one to give this mere verbal solution, to see that the thought would have been—transformation. Apart from hypothesis, the bare fact is that a thing having one size, shape, and colour, becomes a thing having an utterly different size, shape, and colour.

Similarly with the eggs of birds. A few days since this nest contained five rounded, smooth, speckled bodies; and now in place of them are as many chicks gaping for food. We are brought up to the idea that the eggs have been hatched; and with this semblance of interpretation we are content. This extreme change in visible and tangible characters being recognized as one constantly occurring in the order of nature, is therefore regarded as not remarkable. But to a mind occupied by no generalized experiences of its own or of others, there would seem nothing more strange in the production of chicks from nuts than in the production of chicks from eggs: a metamorphosis of the kind we think impossible, would stand on the same footing as one which familiarity has made us think natural. Indeed, on remembering that there still survives, or till lately survived, the belief that barnacle-geese arise from barnacles—on learning that in the early Transactions of the Royal Society, there is a paper describing a barnacle as showing traces of the young bird it is about to produce; it will be seen that only by advanced science has there been discriminated the natural organic transformations, from transformations which to ignorance seem just as likely.

The insect-world yields instances of metamorphoses even [I-114] more misleading. To a branch above his wigwam, the savage saw a few days ago, a caterpillar hanging with its head downwards. Now in the same place hangs a differently formed and coloured thing—a chrysalis. A fortnight after there comes out a butterfly: leaving a thin empty case. These insect-metamorphoses, as we call them, which we now interpret as processes of evolution presenting certain definitely-marked stages, are in the eyes of the primitive man, metamorphoses in the original sense. He accepts them as actual changes of one thing into another thing utterly unlike it.

How readily the savage confounds these metamorphoses which really occur, with metamorphoses which seem to occur but are impossible, we shall perceive on noting a few cases of mimicry by insects, and the conclusions they lead to. Many caterpillars, beetles, moths, butterflies, simulate the objects by which they are commonly surrounded. The Onychocerus scorpio is so exactly like, “in colour and rugosity,” to a piece of the bark of the particular tree it frequents, “that until it moves it is absolutely invisible:” thus raising the idea that a piece of the bark itself has become alive. Another beetle, Onthophilus sulcatus is “like the seed of an umbelliferous plant;” another is “undistinguishable by the eye from the dung of caterpillars;” some of the Cassidæ “resemble glittering dew-drops upon the leaves;” and there is a weevil so coloured and formed that, on rolling itself up, it “becomes a mere oval brownish lump, which it is hopeless to look for among the similarly-coloured little stones and earth pellets among which it lies motionless,” and out of which it emerges after its fright, as though a pebble had become animated. To these examples given by Mr. Wallace, may be added that of the “walking-stick insects,” so called “from their singular resemblance to twigs and branches.”

“Some of these are a foot long and as thick as one’s finger, and their whole colouring, form, rugosity, and the arrangement of the [I-115] head, legs, and antennæ, are such as to render them absolutely identical in appearance with dead sticks. They hang loosely about shrubs in the forest, and have the extraordinary habit of stretching out their legs unsymmetrically, so as to render the deception more complete.”

What wonderful resemblances exist, and what illusions they may lead to, will be fully perceived by those who have seen, in Mr. Wallace’s collection, butterflies of the Indian genus Kallima, placed amid the objects they simulate. Settling on branches bearing dead leaves, and closing its wings, one of these then resembles a dead leaf, not only in general shape, colour, markings, but in so seating itself that the processes of the lower wings unite to form the representation of a foot-stalk. When it takes flight, the impression produced is that one of the leaves has changed into a butterfly. This impression is greatly strengthened when the creature is caught. On the under-side of the closed wings, is clearly marked the mid-rib, running right across them both from foot-stalk to apex; and here, too, are lateral veins. Nay, this is not all. Mr. Wallace says—

“We find representatives of leaves in every stage of decay, variously blotched and mildewed and pierced with holes, and in many cases irregularly covered with powdery black dots gathered into patches and spots, so closely resembling the various kinds of minute fungi that grow on dead leaves that it is impossible to avoid thinking at first sight that the butterflies themselves have been attacked by real fungi.”

On recalling the fact that, a few generations ago, civilized people believed, as many civilized people believe still, that decaying meat is itself transformed into maggots—on being reminded that our peasantry at the present time, think the thread-like aquatic worm Gordius, is a horsehair that has fallen into the water and become living; we shall see that these extreme resemblances inevitably raise a suspicion of actual metamorphoses. That this suspicion, so suggested, becomes a belief, is a proved fact. In Java and neighbouring regions inhabited by it, that marvellous insect, “the [I-116] walking leaf,” is positively asserted to be a leaf that has become animated. What else should it be? In the absence of that explanation of mimicry so happily hit upon by Mr. Bates, no other origin for such wonderful likenesses between things wholly unallied can be imagined.

Once established, the belief in transformation easily extends itself to other classes of things. Between an egg and a young bird, there is a far greater contrast in appearance and structure than between one mammal and another. The tadpole, with a tail and no limbs, differs from the young frog with four limbs and no tail, more than a man differs from a hyæna; for both of these have four limbs, and both laugh. Hence there seems ample justification for the belief that any kind of creature may be transformed into any other; and so there results the theory of metamorphosis in general, which rises into an explanation everywhere employed without check.

Here, again, we have to note that while initiating and fostering the notion that things of all kinds may suddenly change their forms, the experiences of transformations confirm the notion of duality. Each object is not only what it seems, but is potentially something else.

§ 56. What are shadows? Familiar as has become the interpretation of them in terms of physical causation, we do not ask how they look to the absolutely ignorant.

Those from whose minds the thoughts of childhood have not wholly vanished, will remember the interest they once felt in watching their shadows—moving legs and arms and fingers, and observing how corresponding parts of the shadows moved. By a child a shadow is thought of as an entity. I do not assert this without evidence. A memorandum made in 1858-9, in elucidation of the ideas described in the book of Williams on the Fijians, then recently published, concerns a little girl seven years old, who did not know what a shadow was, and to whom I could give no conception [I-117] of its true nature. On ignoring acquired knowledge, we shall see this difficulty to be quite natural. A thing having outlines, and differing from surrounding things in colour, and especially a thing which moves, is, in other cases, a reality. Why is not this a reality? The conception of it as merely a negation of light, cannot be framed until after the behaviour of light is in some degree understood. Doubtless the uncultured among ourselves, without formulating the truth that light, proceeding in straight lines, necessarily leaves unlighted spaces behind opaque objects, nevertheless regard a shadow as naturally attending an object exposed to light, and as not being anything real. But this is one of the countless cases in which inquiry is set at rest by a verbal explanation. “It’s only a shadow,” is the answer given in early days; and this answer, repeatedly given, deadens wonder and stops further thought.

The primitive man, left to himself, necessarily concludes a shadow to be an actual existence, which belongs to the person casting it. He simply accepts the facts. Whenever the sun or moon is visible, he sees this attendant thing which rudely resembles him in shape, which moves when he moves, which now goes before him, now keeps by his side, now follows him, which lengthens and shortens as the ground inclines this way or that, and which distorts itself in strange ways as he passes by irregular surfaces. True, he cannot see it in cloudy weather; but, in the absence of a physical interpretation, this simply proves that his attendant comes out only on bright days and bright nights. It is true, also, that such resemblance as his shadow bears to him, and its approximate separateness from him, are shown only when he stands up: on lying down it seems to disappear and partially merge into him. But this observation confirms his impression of its reality. The greater or less separateness of his own shadow, reminds him of cases where a shadow is quite separate. When watching a fish in the water on a fine day, he sees a dark, fish-shaped patch on the bottom at a considerable [I-118] distance from the fish, but nevertheless following it hither and thither. Lifting up his eyes, he observes dark tracts moving along the mountain sides—tracts which, whether traced or not to the clouds that cast them, are seen to be widely disconnected from objects. Hence it is clear that shadows, often so closely joined with their objects as to be hardly distinguishable from them, may become distinct and remote.

Thus, by minds beginning to generalize, shadows must be conceived as existences appended to, but capable of separation from, material things. And that they are so conceived is abundantly proved. The Benin-negroes regard men’s shadows as their souls; and the Wanika are afraid of their own shadows: possibly thinking, as some other negroes do, that their shadows watch all their actions, and bear witness against them. The Greenlanders say a man’s shadow is one of his two souls—the one which goes away from his body at night. Among the Fijians, too, the shadow is called “the dark spirit,” as distinguished from another which each man possesses. And the community of meaning, hereafter to be noted more fully, which various unallied languages betray between shade and spirit, shows us the same thing.

These illustrations suggest more than I here wish to show. The ideas of the uncivilized as we now find them, have developed from their first vague forms into forms having more coherence and definiteness. We must neglect the special characters of these ideas, and consider only that most general character with which they began. This proves to be the character inferred above. Shadows are realities which, always intangible and often invisible, nevertheless severally belong to their visible and tangible correlatives; and the facts they present, furnish further materials for developing both the notion of apparent and unapparent states of being, and the notion of a duality in things.

[I-119]

§ 57. Other phenomena, in some respects allied, yield to these notions still more materials. I refer to reflections.

If the rude resemblance which a shadow bears to the person casting it, raises the idea of a second entity, much more must the exact resemblance of a reflection do this. Repeating all the details of form, of light and shade, of colour, and mimicking even the grimaces of the original, this image cannot at first be interpreted otherwise than as an existence. Only by experiment is it ascertained that to the visual impressions there are not, in this case, those corresponding tactual impressions yielded by most other things. What results? Simply the notion of an existence which can be seen but not felt. Optical interpretation is impossible. That the image is formed by reflected rays, cannot be conceived while physical knowledge does not exist; and in the absence of authoritative statement that the reflection is a mere appearance, it is inevitably taken for a reality—a reality in some way belonging to the person whose traits it simulates and whose actions it mocks. Moreover, these duplicates seen in the water, yield to the primitive man verifications of certain other beliefs. Deep down in the clear pool, are there not clouds like those he sees above? The clouds above appear and disappear. Has not the existence of these clouds below something to do with it? At night, again, seeming as though far underneath the surface of the water, are stars as bright as those overhead. Are there, then, two places for the stars? and did those which disappeared during the day go below where the rest are? Once more, overhanging the pool is the dead tree from which he breaks off branches for firewood. Is there not an image of it too? and the branch which he burns and which vanishes while burning—is there not some connexion between its invisible state and that image of it in the water which he could not touch, any more than he can now touch the consumed branch?

That reflections thus generate a belief that each person has a duplicate, usually unseen, but which may be seen on [I-120] going to the water-side and looking in, is not an a priori inference only: there are facts verifying it. Besides “the dark spirit,” identified with the shadow, which the Fijians say goes to Hades, they say each man has another—“his likeness reflected in water or a looking-glass,” which “is supposed to stay near the place in which a man dies.” This belief in two spirits, is, indeed, the most consistent one. For are not a man’s shadow and his reflection separate? and are they not co-existent with one another and with himself? Can he not, standing at the water-side, observe that the reflection in the water and the shadow on the shore, simultaneously move as he moves? Clearly, while both belong to him, the two are independent of him and one another; for both may be absent together, and either may be present in the absence of the other.

Early theories about the nature of this duplicate are now beside the question. We are concerned only with the fact that it is thought of as real. Here is revealed another class of facts confirming the notion that existences have their visible and invisible states, and strengthening the implication of a duality in each existence.

§ 58. Let any one ask himself what would be his thought if, in a state of child-like ignorance, he were to hear repeated a shout which he uttered. Would he not inevitably conclude that the answering shout came from another person? Succeeding shouts severally responded to in tones like his own, yet without visible source, would rouse the idea that this person was mocking him, and at the same time concealing himself. A futile search in the wood or under the cliff, would end in the conviction that the hiding person was very cunning: especially when joined to the fact that here, in the spot whence the answer before came, no answer was now given—obviously because it would disclose the mocker’s whereabouts. If at this same place on subsequent occasions, a responsive shout always came to any passer-by who called [I-121] out, the resulting thought would be that in this place there dwelt one of these invisible forms—a man who had passed into an invisible state, or who could become invisible when sought.

No physical explanation of an echo can be framed by the uncivilized man. What does he know about the reflection of sound-waves?—what, indeed, is known about the reflection of sound-waves by the mass of our own people? Were it not that the spread of knowledge has modified the mode of thought throughout all classes, producing everywhere a readiness to accept what we call natural interpretations, and to assume that there are natural interpretations to occurrences not comprehended; there would even now be an explanation of echoes as caused by unseen beings.

That to the primitive mind they thus present themselves, is shown by facts. Of the Abipones, we read that “what became of the Lokal [spirit of the dead] they knew not, but they fear it, and believe that the echo was its voice.” The Indians of Cumana (Central America) “believed the soul to be immortal, that it did eat and drink in a plain where it resided, and that the echo was its answer to him that spoke or called.” Narrating his voyage down the Niger, Lander says that from time to time, as they came to a turn in the creek, the captain of the canoe halloed “to the fetish, and where an echo was returned, half-a-glass of rum, and a piece of yam and fish, were thrown into the water . . . on asking Boy the reason why he was throwing away the provisions thus, he asked: ‘Did you not hear the fetish?’ ”

Here, as before, I must ask the reader to ignore these special interpretations, acceptance of which forestalls the argument. Attention is now drawn to this evidence simply as confirming the inference that, in the absence of physical explanation, an echo is conceived as the voice of some one who avoids being seen. So that once more we have duality implied—an invisible state as well as a visible state.

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§ 59. To a mind unfurnished with any ideas save those of its own gathering, surrounding nature thus presents multitudinous cases of seemingly-arbitrary change. In the sky and on the earth, things make their appearance and disappear; and there is nothing to show why they do so. Here on the surface and there imbedded in the ground, are things that have been transmuted in substance—changed from flesh to stone, from wood to flint. Living bodies on all sides exemplify metamorphosis in ways marvellous enough to the instructed, and to the primitive man quite incomprehensible. And the conception of two or more inter-changeable states of existence, impressed on him by such phenomena, is again impressed on him by shadows, reflections, and echoes.

Did we not thoughtlessly accept as self-evident the truths elaborated during civilization and acquired insensibly during our early days, we should at once see that these ideas which the primitive man forms, are inevitably formed. The laws of mental association necessitate these primitive notions of transmutation, of metamorphosis, of duality; and, until experiences have been systematized, no restraints are put on them. With the eyes of developed knowledge we look at snow as a particular form of crystallized water, and at hail as drops of rain which congealed as they fell. When these become fluid we say they have thawed—thinking of the change as a physical effect of heat; and, similarly, when the hoar frost fringing the sprays turns into hanging drops, or when the surface of the pool solidifies and again liquefies. But looked at with the eyes of absolute ignorance, these changes are transmutations of substance—passings from one kind of existence into another kind of existence. And in like ways are conceived all the changes above enumerated.

Let us now ask what happens in the primitive mind when there has been accumulated this chaotic assemblage of crude ideas, having, amid their differences, certain resemblances. In conformity with the law of evolution, every aggregate [I-123] tends to integrate, and to differentiate while it integrates. The aggregate of primitive ideas must do this. After what manner will it do it? These multitudinous vague notions form a loose mass without order. They slowly segregate, like cohering with like, and so forming indefinitely-marked groups. When these groups begin to form a consolidated whole, constituting a general conception of the way in which things at large go on, they must do it in the same way: such coherence of the groups as arises, must be due to some likeness among the members of all the groups. We have seen that there is such a likeness—this common trait of duality joined with this aptitude for passing from one mode of existence to another. Integration must be set up by the recognition of some conspicuous typical case. When, into a heap of detached observations, is introduced an observation akin to them in which a causal relation is discernible, it forthwith commences assimilating to itself from this heap of observations, those which are congruous; and tends even to coerce into union those of which the congruity is not manifest. One may say that as the protoplasm forming an unfertilized germ, remains inert until the matter of a sperm-cell is joined with it, but begins to organize when this addition is made; so a loose mass of observations continues unsystematized in the absence of an hypothesis, but under the stimulus of an hypothesis undergoes changes bringing about a coherent systematic doctrine. What particular example, then, of this prevalent duality, plays the part of an organizing principle to the aggregate of primitive ideas? We must not look for an hypothesis properly so called: an hypothesis is an implement of inquiry not to be framed by the primitive mind. We must look for some experience in which this duality is forcibly thrust on the attention. As a consciously-held hypothesis is based on some obtrusive instance of a relation, which other instances are suspected to be like; so the particular primitive notion which is to serve as an unconscious hypothesis, setting up organization [I-124] in this aggregate of primitive notions, must be one conspicuously exemplifying their common trait.

First identifying this typical notion, we must afterwards enter on a survey of the conceptions which result. It will be needful to pursue various lines of inquiry and exposition not manifestly relevant to our subject; and it will also be needful to contemplate much evidence furnished by men who have advanced beyond the savage state. But this discursive treatment is unavoidable. Until we can figure to ourselves with approximate truth the primitive system of thought, we cannot understand primitive conduct; and rightly to conceive the primitive system of thought, we must compare the systems found in many societies: helping ourselves by observing its developed forms, to verify our conclusions respecting its undeveloped form. [*]

 


 

[I-125]

CHAPTER IX.

THE IDEAS OF THE ANIMATE AND THE INANIMATE.

§ 60. At first sight, the difference between an animal and a plant seems greater than the difference between a plant and a lifeless object. Its frequent movements distinguish a quadruped or a bird from inert things; but a plant, inert in most respects, is not thus distinguished. Only to beings capable of making those comparisons between past and present by which growth is detected and the cycle of reproductive changes traced, can it become manifest that plants are allied with animals more than with other entities. The earliest classification, then, puts animals into one group and the rest of things into another.

Hence, in considering how there arises in consciousness the distinction between the living and the not-living, we may, for a while, neglect the phenomena of plant-life and consider only those of animal-life.

To understand the nature of the conceived distinction in the mind of the primitive man, we must observe the development of it through lower forms of consciousness.

§ 61. If, when wandering some sunny day on the seashore among masses of rock covered with “acorn-shells,” one stops to examine something, a feeble hiss many be heard. On investigation, it will be found that this sound proceeds from the acorn-shells. During low tide they commonly remain with their valves not quite shut; but those on which [I-126] a shadow is suddenly cast begin to close, and by simultaneous closure of the great numbers covered by the shadow, this faint noise is produced. Here the fact to be observed is that these cirrhipeds, which are transformed crustaceans having aborted eyes imbedded in their bodies, and vision which suffices only to discriminate light from darkness, draw to the doors of their cells when the light is all at once intercepted. Ordinarily, something alive casts the shadow—there is an adjacent source of danger. But as the shadow may be cast by a sharp-edged cloud, which obscures the sun with adequate suddenness, an adjacent living body is not always the cause: the test is an imperfect one. Still, we see that deep down among creatures thus unintelligent, there is a vague general response to an indication of adjacent life: the indication being a change that implies a moving body.

Various inferior types whose lives are carried on mainly by reflex actions, display no very marked advance on this mode of discriminating the living from the not-living, as visually presented. Further along the shore, in the tide-pools, are shrimps, which dart in all directions when a large body comes near; and when decaying sea-weed is disturbed, the sea-fleas jump at random, whatever may have caused the disturbance. So in the neighbouring fields, the insects, not distinguishing the shapes of moving objects or their kinds of motion, fly or leap when sudden great changes of visual impression are made on them—each such change usually implying a living body near at hand. In these cases, as in the cases of caterpillars that roll themselves up when touched, the action is automatic. After the vivid nervous stimulus comes a strong motor discharge, resulting in flight or in diffused contraction of the muscles.

In such cases the motion which implies life is confounded with the motion which does not. The kind of mental act is like that occurring in ourselves when some large object suddenly passes close in front. An involuntary start results, before there is time to decide whether the object is alive or [I-127] dead—a source of danger or not. The primary suggestion with us, as with these lower creatures, is that motion implies life; but whereas with us conscious observation instantly disproves or verifies this suggestion, with them it does not.

§ 62. What is the first specialization of this original consciousness? How do superior creatures begin to qualify this association between motion and life, in such way as to exclude from the class of living things a number which move but are not living? Where intelligence rises beyond the merely automatic, the motion implying life begins to be distinguished from other motion by its spontaneity. Without being struck or pushed by anything external, bodies which are alive suddenly change from rest to movement, or from movement to rest. Rooks show appreciation of this difference. Watching doubtfully as you pass in the distance, they rise into the air if you stop; or, not doing this, do it when you walk on.

That the spontaneity of the motion serves as a test, is clearly shown by the behaviour of animals in presence of a railway train, which shows no spontaneity. In the early days of railways they displayed great alarm; but after a time, familiarized with the roar and the swift motion of this something which, appearing in the distance rushed by and disappeared in the distance, they became regardless of it. The cattle now continue to graze; and even the partridges on the embankment-slopes scarcely raise their heads.

Converse evidence is yielded by the behaviour of a dog mentioned by Mr. Darwin. Like others of his kind, and like superior animals generally, he was regardless of the swaying flowers and the leaves occasionally rustled by the summer breeze. But there happened to be on the lawn an opened parasol. From time to time the breeze stirred this; and when it did so, the dog growled fiercely and barked. Conscious, as his experiences had made him, that the familiar agency which he felt raising his own hair, sufficed also to [I-128] move the leaves about, and that consequently their motion was not self-produced, he had not observed so large a thing as a parasol thus moved. Hence arose the idea of some living power—an intruder.

Again, appearances which at first vividly suggest life, presently cease to suggest it if spontaneity is absent. The behaviour of a dog before a looking-glass proves this. At first conceiving the reflected image to be another dog, he is excited; and if the back of the looking-glass is accessible, makes attempts to reach the supposed stranger. When, however, the glass is so placed, say in a chiffonier, as to show him the image very frequently, he becomes indifferent to it. For what reason? The appearance does not spontaneously move. While he is still, it remains still; and any motion in it follows motion in himself.

§ 63. Yet a further test used by intelligent animals to discriminate the living from the not-living, is the adaptation of motion to ends. Amusing herself with a mouse she has caught, the cat, if it remains long stationary, touches it with her paw to make it run. Obviously the thought is that a living thing disturbed will try to escape, and so bring a renewal of the chase. Not only is it expected that there will be self-produced motion; but it is expected that this motion will be away from danger. Habitually it is observable of animals that when failing to decide by the odour whether something smelt at is a living creature or not, there is an anticipation that disturbance will cause it to run away if it is alive. And even the behaviour of some gregarious birds when one of their number has been shot, shows that the absence of response to the cries and movements of the flock, leads to the impression that their companion is no longer one of that class of objects known as animated.

§ 64. Thus in the ascent from low to high types of creatures, the power of distinguishing the animate from the [I-129] inanimate increases. First motion, then spontaneous motion, then adapted spontaneous motion, are the successive tests used as intelligence progresses.

Doubtless other traits aid. Sniffing the air, a deer perceives by something in it the proximity of an enemy; and a carnivore often follows prey by the scent it has left. But certain odours, though concomitants of life, are not used as tests of life; for when found, the objects which exhale the odours are not regarded as living if they exhibit none of the expected motions. Sounds, too, serve as indications; but these, when caused by animals, are the results of spontaneous motions, and are taken to imply life only because they accompany other spontaneous motions.

It should be added that the ability thus to class apart the animate and the inanimate, is inevitably developed in the course of evolution. Under penalties of death by starvation or destruction, there has been a constant cultivation of the power to discriminate the two, and a consequent increase of it.

§ 65. Shall we say that the primitive man is less intelligent than the lower mammals, less intelligent than birds and reptiles, less intelligent even than insects? Unless we say this, we must say that the primitive man distinguishes the living from the not-living; and if we credit him with intelligence higher than that of brutes, we must infer that he distinguishes the living from the not-living better than brutes do. The tests which other creatures use, and which the superior among them rightly use in nearly all cases, he also must use: the only difference being that occasional errors of classing into which the most developed among other creatures fall, he avoids.

It is true that the uncivilized man as we now find him, commonly errs in his classification when shown certain products of civilized art, having traits of structure or behaviour like those of living things. By the Esquimaux, Ross’s vessels [I-130] were thought alive—moving as they did without oars; and Thomson says of the New Zealanders, that “when Cook’s ship hove in sight, the people took her for a whale with wings.” Andersson tells us that by the Bushmen, a waggon was supposed to be animated, and to want grass: its complexity, its symmetry, and its moving wheels, being irreconcilable with their experiences of inanimate things. “It is alive” said an Arawâk to Brett, on seeing a pocket-compass. That a watch is taken by savages for a living creature, is a fact frequently noted. And we have, again, the story of the Esquimaux, who, ascribing life to a musical box and a barrel-organ, regarded the one as the child of the other. But automatic instruments emitting various sounds, are in that respect strikingly like many animated bodies. The motions of a watch seem spontaneous; and hence the ascription of life is quite natural. We must exclude mistakes made in classing those things which advanced arts have made to simulate living things; since such things mislead the primitive man in ways unlike those in which he can be misled by the natural objects around him. Limiting ourselves to his conceptions of these natural objects, we cannot but conclude that his classification of them into animate and inanimate, is substantially correct.

Concluding this, we are obliged to diverge at the outset from certain interpretations currently given of his superstitions. The belief, tacit or avowed, that the primitive man thinks there is life in things which are not living, is clearly an untenable belief. Consciousness of the difference between the two, growing ever more definite as inteligence evolves, must be in him more definite than in all lower creatures. To suppose that without cause he begins to confound them, is to suppose the process of evolution is inverted.

§ 66. It is, indeed, urged that undeveloped human intelligence daily shows a tendency to confound them. Certain [I-131] facts are named as implying that children fail in the discrimination. Were not this evidence vitiated by the suggestions of adults, it would have weight. But on remembering that when trying to pacify a child that has hurt itself against some inanimate object, a mother or nurse will affect to take the child’s part against this object, perhaps saying, “Naughty chair to hurt baby—beat it!” we shall suspect that the notion does not originate with the child but is given to it. The habitual behaviour of children to surrounding things implies no such confusion. Unless an inanimate object so far resembles an animate one as to suggest the idea that it may be a motionless living creature which will presently move, a child shows no fear of it. True, if an inanimate thing moves without a perceived external force, alarm results. Unlike as a thing may be to living things, yet if it displays this spontaneity characteristic of living things, the idea of life is aroused, and a scream may be caused. But otherwise, life is no more ascribed by a child than by a puppy or a kitten. [*] Should it be said that an [I-132] older child, endowing its playthings with personalities, speaks of them and fondles them as though they were living; the reply is that this shows not belief but deliberate fiction. Though pretending that the things are alive, the child does not really think them so. Were its doll to bite, it would be no less astounded than an adult would be. To secure that pleasurable action of unused faculties called play, many intelligent creatures thus dramatize: lacking the living objects, they will accept as representing them, non-living objects—especially if these can be made to simulate life. But the dog pursuing a stick does not think it alive. If he gnaws it after catching it, he does but carry out his dramatized chase. Did he think the stick alive, he would bite it as eagerly before it was thrown as after. It is further alleged that even the grown man sometimes betrays a lurking tendency to think of inanimate objects as animate. Made angry by resistance to his efforts, he may in a fit of rage swear at some senseless thing, or dash it on the ground, or kick it. But the obvious interpretation is that anger, like every strong emotion, tends to discharge itself in violent muscular actions, which must take some direction or other; that when, as in many past cases, the cause of the anger has been a living object, the muscular actions have been directed towards the injury of such object; and that the established association directs the muscular discharges in the same way when the object is not living, if there is nothing to determine them in any other way. But the man who thus vents his fury cannot be said to think the thing is alive, though this mode of showing his irritation makes him seem to think so.

None of these facts, then, imply any real confusion between the animate and the inanimate. The power to distinguish between the two, which is one of the first powers vaguely shown even by creatures devoid of special senses, which goes on increasing as intelligence evolves, and which becomes complete in the civilized man, must be regarded as [I-133] approaching completeness in the uncivilized man. It cannot be admitted that he confuses things which, through all lower forms of mind, have been growing clear.

§ 67. “How, then, are we to explain his superstitions?” it will be asked. “That these habitually imply the ascription of life to things not alive, is undeniable. If the primitive man has no proclivity to this confusion, how is it possible to explain the extreme prevalence, if not the universality, of beliefs which give personalities, and tacitly ascribe animation, to multitudes of inanimate things?”

The reply is, that these cannot be primary beliefs, but must be secondary beliefs into which the primitive man is betrayed during his early attempts to understand the surrounding world. The incipiently-speculative stage must come after a stage in which there is no speculation—a stage in which there yet exists no sufficient language for carrying on speculation. During this stage, the primitive man no more tends to confound animate with inanimate than inferior creatures do. If, in his first efforts at interpretation, he forms conceptions inconsistent with this pre-established distinction between animate and inanimate, it must be that some striking experience misleads him—introduces a germ of error which develops into an erroneous set of interpretations.

What is the germinal error? We may fitly seek for it amid those experiences which mask the distinction between animate and inanimate. There are continually-recurring states in which living things simulate things not alive; and in certain attendant phenomena we shall find the seed of that system of superstitions which the primitive man forms.

 


 

[I-134]

CHAPTER X.

THE IDEAS OF SLEEP AND DREAMS.

§ 68. A conception which is made so familiar to us during education that we mistake it for an original and necessary one, is the conception of Mind, as an internal existence distinct from body. The hypothesis of a sentient, thinking entity, dwelling within a corporeal framework, is now so deeply woven into our beliefs and into our language, that we can scarcely imagine it to be one which the primitive man did not entertain, and could not entertain.

Yet if we ask what is given in experience to the untaught human being, we find that there is nothing to tell him of any such existence. From moment to moment he sees things around, touches them, handles them, moves them hither and thither. He knows nothing of sensations and ideas—has no words for them. Still less has he any such highly-abstract word or conception as consciousness. He thinks without observing that he thinks; and therefore never asks how he thinks, and what it is which thinks. His senses make him conversant only with objects externally existing, and with his own body; and he transcends his senses only far enough to draw concrete inferences respecting the actions of these objects. An invisible, intangible entity, such as Mind is supposed to be, is a high abstraction unthinkable by him, and inexpressible by his vocabulary.

This, which is obvious a priori, is verified a posteriori The savage cannot speak of internal intuition except in [I-135] terms of external intuition. We ourselves, indeed, when saying that we see something that has been clearly explained, or grasp an argument palpably true, still express mental acts by words originally used to express bodily acts. And this use of words implying vision and touch, which with us is metaphorical, is, with the savage, not distinguished from literal. He symbolizes his mind by his eye. (See Principles of Psychology, § 404.)

But until there is a conception of Mind as an internal principle of activity, there can be no such conception of dreams as we have. To interpret the sights and sayings and doings we are conscious of during sleep, as activities of the thinking entity which go on while the senses are closed, is impossible until the thinking entity is postulated. Hence arises the inquiry—What explanation is given of dreams before the conception of Mind exists.

§ 69. Hunger and repletion, both very common with the primitive man, excite dreams of great vividness. Now, after a bootless chase and a long fast, he lies exhausted; and, while slumbering, goes through a successful hunt—kills, skins, and cooks his prey, and suddenly wakes when about to taste the first morsel. To suppose him saying to himself—“It was all a dream,” is to suppose him already in possession of that hypothesis which we see he cannot have. He takes the facts as they occur. With perfect distinctness he recalls the things he saw and the actions he performed; and he accepts undoubtingly the testimony of memory. True, he all at once finds himself lying still. He does not understand how the change took place; but, as we have lately seen, the surrounding world familiarizes him with unaccountable appearances and disappearances, and why should not this be one? If at another time, lying gorged with food, the disturbance of his circulation causes nightmare—if, trying to escape and being unable, he fancies himself in the clutches of a bear, and wakes with a shriek; why should he [I-136] conclude that the shriek was not due to an actual danger? Though his squaw is there to tell him that she saw no bear, yet she heard his shriek; and like him has not the dimmest notion that a mere subjective state can produce such an effect—has, indeed, no terms in which to frame such a notion.

The belief that dreams are actual experiences is confirmed by narrations of them in imperfect language. We forget that discriminations easy to us, are impossible to those who have but few words, all concrete in their meanings, and only rude propositional forms in which to combine these words. When we read that in the language of so advanced a people as the ancient Peruvians, the word huaca meant “idol, temple, sacred place, tomb, hill, figures of men and animals,” we may judge how indefinite must be the best statements which the vocabularies of the rudest men enable them to make. When we read of an existing South American tribe, that the proposition—“I am an Abipone,” is expressible only in the vague way—“I, Abipone;” we cannot but infer that by such undeveloped grammatical structures, only the simplest thoughts can be rightly conveyed. When, further, we learn that among the lowest men inadequate words indefinitely combined are also imperfectly pronounced, as, for instance, among the Akka, whose speech struck Schweinfurth by its inarticulateness, we recognize a third cause of confusion. And thus prepared, we need feel no surprise on being told that the Zuni Indians require “much facial contortion and bodily gesticulation to make their sentences perfectly intelligible;” that the language of the Bushmen needs so many signs to eke out its meaning, that “they are unintelligible in the dark;” and that the Arapahos “can hardly converse with one another in the dark.” If, now, remembering all this, we ask what must happen when a dream is narrated by a savage, we shall see that even supposing he suspects some distinction between ideal actions and real actions, he cannot express it. His [I-137] language does not enable him to say—“I dreamt that I saw,” instead of—“I saw.” Hence each relates his dreams as though they were realities; and thus strengthens in every other, the belief that his own dreams are realities.

What then is the resulting notion? The sleeper on awaking recalls various occurrences, and repeats them to others. He thinks he has been elsewhere; witnesses say he has not; and their testimony is verified by finding himself where he was when he went to sleep. The simple course is to believe both that he has remained and that he has been away—that he has two individualities, one of which leaves the other and presently comes back. He, too, has a double existence, like many other things.

§ 70. From all quarters come proofs that this is the conception actually formed of dreams by savages, and which survives after considerable advances in civilization have been made. Here are a few of the testimonies.

Schoolcraft tells us that the North American Indians in general, think “there are duplicate souls, one of which remains with the body, while the other is free to depart on excursions during sleep;” and, according to Crantz, the Greenlanders hold “that the soul can forsake the body during the interval of sleep.” The theory in New Zealand is “that during sleep the mind left the body, and that dreams are the objects seen during its wanderings;” and in Fiji, “it is believed that the spirit of a man who still lives will leave the body to trouble other people when asleep.” Similarly in Borneo. It is the conviction of the Dyaks that the soul during sleep goes on expeditions of its own, and “sees, hears, and talks.” Among Hill-tribes of India, such as the Karens, the same doctrine is held: their statement being that “in sleep it [the Là, spirit or ghost] wanders away to the ends of the earth, and our dreams are what the Là sees and experiences in his perambulations.” By the ancient Peruvians, too, developed as was the social state they had reached, [I-138] the same interpretation was put upon the facts. They held that “the soul leaves the body while it is sleeping. They asserted that the soul could not sleep, and that the things we dream are what the soul sees in the world while the body sleeps.” And we are told the like even of the Jews: “Sleep is looked upon as a kind of death, when the soul departs from the body, but is restored again in awaking.”

Occurring rarely, it may be, somnambulism serves, when it does occur, to confirm this interpretation. For to the uncritical, a sleep-walker seems to be exemplifying that activity during sleep, which the primitive conception of dreams implies. Each phase of somnambulism furnishes its evidence. Frequently the sleeper gets up, performs various actions, and returns to rest without waking; and, recalling afterwards these actions, is told by witnesses that he actually did the things he thought he had been doing. What construction must be put on such an experience by primitive men? It proves to the somnambulist that he may lead an active life during his sleep, and yet find himself afterwards in the place where he lay down. With equal conclusiveness it proves to those who saw him, that men really go away during their sleep; that they do the things they dream of doing; and may even sometimes be visible. True, a careful examination of the facts would show that in this case the man’s body was absent from its place of rest. But savages do not carefully examine the facts. Again, in cases where the sleep-walker does not recollect the things he did, there is still the testimony of others to show him that he was not quiescent; and occasionally there is more. When, as often happens, his night-ramble brings him against an obstacle and the collision wakes him, he has a demonstration of the alleged fact that he goes hither and thither during sleep. On returning to his sleeping-place he does not, indeed, find a second self there; but this discovery, irreconcilable with the accepted notion, simply increases the confusion of his ideas about these matters. Unable to deny [I-139] the evidence that he wanders when asleep, he takes his strange experience in verification of the current belief, without dwelling on the inconsistency.

When we consider what tradition, with its exaggerations, is likely to make of these abnormal phenomena, now and then occurring, we shall see that the primitive interpretation of dreams must receive from them strong support.

§ 71. Along with this belief there of course goes the belief that persons dreamt of were really met. If the dreamer thinks his own actions real, he ascribes reality to whatever he saw—place, thing, or living being. Hence a group of facts similarly prevalent.

Morgan states that the Iroquois think dreams real, and obey their injunctions—do what they are told by those they see in dreams; and of the Chippewas, Keating asserts that they fast for the purpose of “producing dreams, which they value above all things.” The Malagasy “have a religious regard to dreams, and think that the good dæmon . . . comes, and tells them in their dreams when they ought to do a thing, or to warn them of some danger.” The Sandwich Islanders say the departed member of a family “appears to the survivors sometimes in a dream, and watches over their destinies;” and the Tahitians have like beliefs. In Africa it is the same. The Congo people hold that what they see and hear in “dreams come to them from spirits;” and among East Africans, the Wanika believe that the spirits of the dead appear to the living in dreams. The Kaffirs, too, “seem to ascribe dreams in general to the spirits.” Abundant evidence is furnished by Bishop Callaway concerning the Zulus, whose ideas he has written down from their own mouths. Intelligent as these people are, somewhat advanced in social state, and having language enabling them to distinguish between dream-perceptions and ordinary perceptions, we nevertheless find among them (joined with an occasional scepticism) a prevalent belief that the persons [I-140] who appear in dreams are real. Out of many illustrations, here is one furnished by a man who complains that he is plagued by the spirit of his brother. He tells his neighbours:—

“I have seen my brother.” They ask what he said. He says, “I dreamed that he was beating me, and saying, ‘How is it that you do no longer know that I am?’ I answered him, saying, ‘When I do know you, what can I do that you may see I know you? I know that you are my brother.’ He answered me as soon as I said this, and asked, ‘When you sacrifice a bullock, why do you not call upon me?’ I replied, ‘I do call on you, and laud you by your laud-giving names. Just tell me the bullock which I have killed, without calling on you. For I killed an ox, I called on you; I killed a barren cow, I called on you.’ He answered, saying, ‘I wish for meat.’ I refused him, saying, ‘No, my brother, I have no bullock; do you see any in the cattle-pen?’ He replied, ‘Though there be but one, I demand it.’ When I awoke, I had a pain in my side.”

Though this conception of a dead brother as a living being who demands meat, and inflicts pain for non-compliance, is so remote from our own conceptions as to seem scarcely possible; yet we shall see its possibility on remembering how little it differs from the conceptions of early civilized races. At the opening of the second book of the Iliad, we find the dream sent by Zeus to mislead the Greeks, described as a real person receiving from Zeus’s directions what he is to say to the sleeping Agamemnon. In like manner, the soul of Patroclus appeared to Achilles when asleep “in all things like himself,” saying “bury me soon that I may pass the gates of Hades,” and, when grasped at, “like smoke vanished with a shriek:” the appearance being accepted by Achilles as a reality, and its injunction as imperative. Hebrew writings show us the like. When we read that “God came to Abimelech in a dream by night,” that “the Lord came, and stood, and called as at other times, Samuel, Samuel;” we see an equally unhesitating belief in an equally objective reality. During civilization this faith has been but slowly losing ground, and even still survives; [I-141] as is proved by the stories occasionally told of people who when just dead appeared to distant relations, and as is proved by the superstitions of the “spiritualists.”

Indeed, after recalling these last, we have but to imagine ourselves de-civilized—we have but to suppose faculty decreased, knowledge lost, language vague, and scepticism absent, to understand how inevitably the primitive man conceives as real, the dream-personages we know to be ideal.

§ 72. A reflex action on other beliefs is exercised by these beliefs concerning dreams. Besides fostering a system of erroneous ideas, this fundamental misconception discredits the true ideas which accumulated experiences of things are ever tending to establish.

For while the events dreamed are accepted as events that have really occurred—while the order of phenomena they exhibit is supposed to be an actual order; what must be thought about the order of phenomena observed at other times? Such uniformities in it as daily repetition makes conspicuous, cannot produce that sense of certainty they might produce if taken by themselves; for in dreams these uniformities are not maintained. Though trees and stones seen when awake, do not give place to other things which panoramically change, yet, when the eyes are closed at night they do. While looking at him in broad daylight, a man does not transform himself; but during slumber, something just now recognized as a companion, turns into a furious beast, threatening destruction; or what was a moment since a pleasant lake, has become a swarm of crocodiles. Though when awake, the ability to leave the earth’s surface is limited to a leap of a few feet; yet, when asleep, there sometimes comes a consciousness of flying with ease over vast regions. Thus, the experiences in dreams habitually contradict the experiences received during the day; and tend to cancel the conclusions drawn from day-experiences. Or rather, they tend to confirm the erroneous conclusions [I-142] suggested by day-experiences, instead of the correct conclusions. For do not these sudden appearances and disappearances in dreams, prove, like many facts observed when awake, that things can pass unaccountably from visible to invisible states, and vice versa? And do not these dream-transformations thoroughly accord with those other transformations, some real and some apparent, which make the primitive man believe in an unlimited possibility of metamorphosis? When that which in his dream he picked up as a stone, becomes alive, does not the change harmonize with his discoveries of fossils having the hardness of stones and the shapes of living things? And is not the sudden exchange of a tiger-shape for the shape of a man, which his dream shows him, akin to the insect metamorphoses he has noticed, and akin to the seeming transformations of leaves into walking creatures?

Clearly, then, the acceptance of dream-activities as real activities, strengthens allied misconceptions otherwise generated. It strengthens them both negatively and positively. It discredits those waking experiences from which right beliefs are to be drawn; and it yields support to those waking experiences which suggest wrong beliefs.

§ 73. That the primitive man’s conception of dreaming is natural, will now be obvious. As said at the outset, his notions seem strange because, in thinking about them, we carry with us the theory of Mind which civilization has slowly established. Mind, however, as we conceive it, is unknown to the savage; being neither diclosed by the senses, nor directly revealed as an internal entity. The fact that even now some metaphysicians hold that nothing beyond impressions and ideas can be known to exist, while others hold that impressions and ideas imply a something of which they are states, proves that Mind, as conceived by us, is not an intuition but an implication; and therefore cannot be conceived until reasoning has made some progress.

[I-143]

Like every child, the primitive man passes through a phase of intelligence during which there has not yet arisen the power of introspection implied by saying—“I think—I have ideas.” The thoughts that accompany sensations and the perceptions framed of them, are so unobtrusive, and pass so rapidly, that they are not noticed: to notice them implies a self-criticism impossible at the outset. But these faint states of consciousness which, during the day, are obscured by the vivid states, become obtrusive at night, when the eyes are shut and the other senses dulled. Then the subjective activities clearly reveal themselves, as the stars reveal themselves when the sun is absent. That is to say, dream-experiences necessarily precede the conception of a mental self; and are the experiences out of which the conception of a mental self eventually grows. Mark the order of dependence:—The current interpretation of dreams implies the hypothesis of mind as a distinct entity; the hypothesis of mind as a distinct entity cannot exist before the experiences suggesting it; the experiences suggesting it are the dream-experiences, which seem to imply two entities; and originally the supposition is that the second entity differs from the first simply in being absent and active at night while the other is at rest. Only as this assumed duplicate becomes gradually modified by the dropping of physical characters irreconcilable with the facts, does the hypothesis of a mental self, as we understand it, become established.

Here, then, is the germinal principle which sets up such organization as the primitive man’s random observations of things can assume. This belief in another self belonging to him, harmonizes with all those illustrations of duality furnished by things around; and equally harmonizes with those multitudinous cases in which things pass from visible to invisible states and back again. Nay more. Comparison shows him a kinship between his own double and the doubles of other objects. For have not these objects their shadows? Has not he too his shadow? Does not his shadow [I-144] become invisible at night? Is it not obvious, then, that this shadow which in the day accompanies his body is that other self which at night wanders away and has adventures? Clearly, the Greenlanders who, as we have seen, believe this, have some justification for the belief.

 


 

[I-145]

CHAPTER XI.

THE IDEAS OF SWOON, APOPLEXY, CATALEPSY, ECSTASY, AND OTHER FORMS OF INSENSIBILITY.

§ 74. The quiescence of ordinary sleep is daily seen by the savage to be quickly exchanged for activity when the slumberer is disturbed. Differences between the amounts of the required disturbances are, indeed, observable. Now the slightest sound suffices; and now it needs a shout, or rough handling, or pinching. Still, his experience shows that when a man’s body lies motionless and insensible, a mere calling of the name usually causes re-animation.

Occasionally, however, something different happens. Here is a companion exhibiting signs of extreme pain, who, all at once, sinks down into an inert state; and at another time, a feeble person greatly terrified or even overjoyed, undergoes a like change. In those who behave thus, the ordinary sensibility cannot be forthwith re-established. Though the Fijian, in such case, calls the patient by his name, and is led by the ultimate revival to believe that his other self may be brought back by calling, yet there is forced on him the fact that this absence of the other self is unlike its usual absences. Evidently, the occurrence of this special insensibility, commonly lasting for a minute or two but sometimes for hours, confirms the belief in a duplicate that wanders away from the body and returns to it: the desertion of the body being now more determined than usual, and being followed by silence as to what has been done or seen in the interval.

[I-146]

Our familiar speech bears witness to this primitive interpretation of syncope. We say of one who revives from a fainting fit, that she is “coming back to herself”—“returning to herself.” Though we no longer explain insensibility as due to an absence of the sentient entity from the body, yet our phrases bear witness to a time when insensibility was so explained.

§ 75. Apoplexy “is liable to be confounded with syncope or fainting, and with natural sleep.” The instructed medical man thus describes it. Judge then how little it can be discriminated by savages.

Suddenly falling, the apoplectic patient betrays a “total loss of consciousness, of feeling, and of voluntary movement.” The breathing is sometimes natural, as in quiet sleep; and sometimes the patient lies “snoring loudly as in deep sleep.” In either case, however, it presently turns out that the sleeper cannot be “brought back to himself” as usual: shouts and shakes have no effect.

What must the savage think about a fellow-savage in this state; which continues perhaps for a few hours, but occasionally for several days? Clearly the belief in duality is strengthened. The second self has gone away for a time beyond recall; and when it eventually comes back, nothing can be learnt about its experiences while absent.

If, as commonly happens, after months or years there comes a like fall, a like prolonged insensibility, and a like return, there is again a silence about what has been done. And then, on a third occasion, the absence is longer than before—the relatives wait and wait, and there is no coming back: the coming back seems postponed indefinitely.

§ 76. Similar in its sudden onset, but otherwise dissimilar, is the nervous seizure called catalepsy; which also lasts sometimes several hours and sometimes several days. Instantaneous loss of consciousness is followed by a state in [I-147] which the patient “presents the air of a statue rather than that of an animated being.” The limbs placed in this or that position, remain fixed: the agent which controlled them seems absent; and the body is passive in the hands of those around.

Resumption of the ordinary state is as sudden as was cessation of it. And, as before, “there is no recollection of anything which occurred during the fit.” That is to say, in primitive terms, the wandering other-self will give no account of its adventures.

That this conception, carrying out their conception of dreams, is entertained by savages we have direct testimony. Concerning the journeyings of souls, the Chippewas say that some “are the souls of persons in a lethargy or trance. Being refused a passage [to the other world], these souls return to their bodies and re-animate them.” And that a kindred conception has been general, is inferable from the fact named by Mr. Fiske in his Myths and Myth-makers that “in the Middle Ages the phenomena of trance and catalepsy were cited in proof of the theory that the soul can leave the body and afterwards return to it.”

§ 77. Another, but allied, form of insensibility yields evidence similarly interpretable. I refer to ecstasy. While, by making no responses to ordinary stimuli, the ecstatic subject shows that he is “not himself,” he seems to have vivid perceptions of things elsewhere.

Sometimes “induced by deep and long-sustained contemplation,” ecstasy is characterized by “a high degree of mental excitement, co-existing with a state of unconsciousness of all surrounding things.” While the muscles are “rigid, the body erect and inflexible,” there is “a total suspension of sensibility and voluntary motion.” During this state, “visions of an extraordinary nature occasionally occur,” and “can be minutely detailed afterwards.”

Witnessing such phenomena is evidently calculated to [I-148] strengthen the primitive belief that each man is double, and that one part can leave the other; and that it does strengthen them we have facts to show. Bp. Callaway, describing Zulu ideas, says a man in ecstasy is believed to see “things which he would not see if he were not in a state of ecstasy:” a statement which, joined with their interpretation of dreams, implies that the visions of his ecstatic state were regarded by the Zulus as experiences of his wandering other-self.

§ 78. I need not detail the phases of coma, having the common trait of an unconsciousness more or less unlike that of sleep, and all of them explicable in the same way. But there is one other kind of insensibility, highly significant in its implications, which remains to be noticed—the insensibility which direct injury produces. This has two varieties: the one following loss of blood; the other following concussion.

When treating of the familiar insensibility known as swoon, I purposely refrained from including loss of blood among the causes named: this origin not being visibly allied to its other origins. Leading, as he does, a life of violence, the primitive man often witnesses fainting from anæmia. Not that he connects cause and effect in this definite way. What he sees is, that after a serious wound comes a sudden collapse, with closed eyes, immobility, speechlessness. For a while there is no response to a shake or a call. Presently his wounded fellow-warrior “returns to himself”—opens his eyes and speaks. Again the blood gushes from his wound, and after a time he is again absent. Perhaps there is a revival and no subsequent unconsciousness; or, perhaps, there comes a third quietude—a quietude so prolonged that hope of immediate return is given up.

Sometimes the insensibility has a partially-different antecedent. In battle, a blow from a waddy lays low a companion, or a club brought down with force on the head of an enemy reduces him to a motionless mass. The one or the [I-149] other may be only stunned; and presently there is a “reanimation.” Or the stroke may have been violent enough to cause concussion of the brain, or fracture of the skull and consequent pressure on the brain; whence may result prolonged insensibility, followed by incoherent speech and feeble motion; after which may come a second lapse into unconsciousness—perhaps ending after another interval, or perhaps indefinitely continued.

§ 79. Joined with the evidence which sleep and dreams furnish, these evidences yielded by abnormal states of insensibility, originate a further group of notions concerning temporary absences of the other-self.

A swoon, explained as above, is not unfrequently preceded by feelings of weakness in the patient and signs of it to the spectators. These rouse in both a suspicion that the other-self is about to desert; and there comes anxiety to prevent its desertion. Revival of a fainting person has often taken place while he was being called to. Hence the question—will not calling bring back the other-self when it is going away? Some savages say yes. The Fijian may sometimes be heard to bawl out lustily to his own soul to return to him. Among the Karens, a man is constantly in fear lest his other-self should leave him: sickness or languor being regarded as signs of its absence; and offerings and prayers being made to bring it back. Especially odd is the behaviour which this belief causes at a funeral.

“On returning from the grave, each person provides himself with three little hooks made of branches of trees, and calling his spirit to follow him, at short intervals, as he returns, he makes a motion as if hooking it, and then thrusts the hook into the ground. This is done to prevent the spirit of the living from staying behind with the spirit of the dead.”

Similarly with the graver forms of insensibility. Mostly occurring, as apoplexy, trance, and ecstasy do, to persons otherwise unwell, these prolonged absences of the other-self [I-150] become mentally associated with its impending absences at other times; and hence an interpretation of ill-health or sickness. Among some Northern Asiatics disease is ascribed to the soul’s departure. By the Algonquins, a sick man is regarded as a man whose “shadow” is “unsettled, or detached from his body.” And in some cases the Karens suppose one who is taken ill and dying to be one who has had his soul transferred to another by witchcraft.

Various beliefs naturally arise respecting the doings of the other-self during these long desertions. Among the Dyaks, “elders and priestesses often assert that in their dreams they have visited the mansion of Tapa [the Supreme God], and seen the Creator dwelling in a house like that of a Malay, the interior of which was adorned with guns and gongs and jars innumerable, Himself being clothed like a Dyak.” And Hind speaks of a Cree Indian who asserted that he had once been dead and visited the spirit-world: his alleged visit being probably, like the alleged visits of the Dyaks, a vision during abnormal insensibility. For, habitually, a journey to the world of spirits is assigned as the cause for one of these long absences of the other-self. Instances are given by Mr. Tylor of this explanation among the Australians, the Khonds, the Greenlanders, the Tatars; and he names Scandinavian and Greek legends implying the same notion.

I may add, as one of the strangest of these derivative beliefs, that of certain Greenlanders, who think that the soul can “go astray out of the body for a considerable time. Some even pretend, that when going on a long journey they can leave their souls at home, and yet remain sound and healthy.”

Thus what have become with us figurative expressions, remain with men in lower states literal descriptions. The term applied by Southern Australians to one who is unconscious, means “without soul;” and we say that such an one is “inanimate.” Similarly, though our thoughts respecting [I-151] a debilitated person are no longer like those of the savage, yet the words we use to convey them have the same original implication: we speak of him as having “lost his spirit.”

§ 80. The beliefs just instanced, like those instanced in foregoing chapters, carry us somewhat beyond the mark. Evolution has given to the superstitions we now meet with, more specific characters than had the initial ideas out of which they grew. I must therefore, as before, ask the reader to ignore the specialities of these interpretations, and to recognize only the trait common to them. The fact to be observed is that the abnormal insensibilities now and then witnessed, are inevitably interpreted in the same general way as the normal insensibility daily witnessed: the two interpretations supporting one another.

The primitive man sees various durations of the insensible state and various degrees of the insensibility. There is the doze in which the dropping of the head on the breast is followed by instant waking; there is the ordinary sleep, ending in a few minutes or continuing many hours, and varying in profundity from a state broken by a slight sound to a state not broken without shouts and shakes; there is lethargy in which slumber is still longer, and the waking short and imperfect; there is swoon, perhaps lasting a few seconds or perhaps lasting hours, from which the patient now seems brought back to himself by repeated calls, and now obstinately stays away; and there are apoplexy, catalepsy, ecstasy, etc., similar in respect of the long persistence of insensibility, though dissimilar in respect of the accounts the patient gives on returning to himself. Further, these several comatose states differ as ending, sometimes in revival, and sometimes in a quiescence which becomes complete and indefinitely continued: the other-self remaining so long away that the body goes cold.

Most significant of all, however, are the insensibilities which follow wounds and blows. Though for other losses of [I-152] consciousness the savage saw no antecedents, yet for each of these the obvious antecedent was the act of an enemy. And this act of an enemy produced variable results. Now the injured man shortly “returned to himself,” and did not go away again; and now, returning to himself only after a long absence, he presently deserted his body for an indefinite time. Lastly, instead of these temporary returns followed by final absence, there sometimes occurred cases in which a violent blow caused continuous absence from the first: the other-self never came back at all.

 


 

[I-153]

CHAPTER XII.

THE IDEAS OF DEATH AND RESURRECTION.

§ 81. We assume without hesitation that death is easily distinguished from life; and we assume without hesitation that the natural ending of life by death, must have been always known as it is now known. Each of the assumptions thus undoubtingly made, is erroneous.

“Nothing is more certain than death; nothing is at times more uncertain than its reality: and numerous instances are recorded of persons prematurely buried, or actually at the verge of the grave, before it was discovered that life still remained; and even of some who were resuscitated by the knife of the anatomist.”

This passage, which I extract from Forbes and Tweedie’s Cyclopædia of Practical Medicine, is followed by an examination of the tests commonly trusted: showing that they are all fallacious. If, then, having the accumulated experiences bequeathed by civilization, joined to that acquaintance with natural death gained through direct observation in every family, we cannot be sure whether revival will or will not take place; what judgments are to be expected from the primitive man, who, lacking all this recorded knowledge, lacks also our many opportunities of seeing natural death? Until facts have proved it, he cannot know that this permanent quiescence is the necessary termination to the state of activity; and his wandering, predatory life keeps out of view most of the evidence which establishes this truth.

[I-154]

So circumstanced, then, what ideas does the primitive man form of death? Let us observe the course of his thought, and the resulting conduct.

§ 82. He witnesses insensibilities various in their lengths and various in their degrees. After the immense majority of them there come re-animations—daily after sleep, frequently after swoon, occasionally after coma, now and then after wounds or blows. What about this other form of insensibility?—will not re-animation follow this also?

The inference that it will, is strengthened by the occasional experience that revival occurs unexpectedly. One in course of being buried, or one about to be burned, suddenly comes back to himself. The savage does not take this for proof that the man supposed to be dead was not dead; but it helps to convince him that the insensibility of death is like all the other insensibilities—only temporary. Even were he critical, instead of being incapable of criticism, the facts would go far to justify his belief that in these cases re-animation has been only longer postponed.

That this confusion, naturally to be inferred, actually exists, we have proof. Arbousset and Daumas quote the proverb of the Bushmen—“Death is only a sleep.” Concerning the Tasmanians, Bonwick writes:—“When one was asked the reason of the spear being stuck in the tomb, he replied quietly, ‘To fight with when he sleep.’ ” Even so superior a race as the Dyaks have great difficulty in distinguishing sleep from death. When a Toda dies, the people “entertain a lingering hope that till putrefaction commences, reanimation may possibly take place.” More clearly still is this notion of revival implied in the reasons given for their practices by two tribes—one in the Old World and one in the New—who both unite great brutality with great stupidity. The corpse of a Damara, having been sewn-up sitting “in an old ox-hide,” is buried in a hole, and “the spectators jump backwards and forwards over the grave to [I-155] keep the deceased from rising out of it.” And among the Tupis, “the corpse had all its limbs tied fast, that the dead man might not be able to get up, and infest his friends with his visits.”

Apart from avowed convictions and assigned reasons, abundant proofs are furnished by the behaviour; as in the instances last given. Let us observe the various acts prompted by the belief that the dead return to life.

§ 83. First come attempts to revive the corpse—to bring back the other-self. These are sometimes very strenuous, and very horrible. Alexander says of the Arawâks, that a man who had lost two brothers “cut thorny twigs, and beat the bodies all over, uttering at the same time ‘Heia! Heia!’ as if he felt the pain of the flagellation. . . . Seeing that it was impossible to reanimate the lifeless clay, he opened their eyes, and beat the thorns into the eyeballs, and all over the face.” Similarly, the Hottentots reproach and ill-use the dying, and those just dead, for going away.

This introduces us to the widely-prevalent practice of talking to the corpse: primarily with the view of inducing the wandering duplicate to return, but otherwise for purposes of propitiation. The Fijian thinks that calling sometimes brings back the other-self at death; as does, too, the Banks’ Islander, by whom “the name of the deceased is loudly called with the notion that the soul may hear and come back;” and we read that the Hos even call back the spirit of a corpse which has been burnt. The Fantees address the corpse “sometimes in accents of reproach for leaving them; at others beseeching his spirit to watch over and protect them from evil.” During their lamentations, the Caribs asked “the deceased to declare the cause of his departure from the world.” In Samoa “the friends of the deceased . . . went with a present to the priest, and begged him to get the dead man to speak and confess the sins which caused his death;” in Loango, a dead man’s relatives question him [I-156] for two or three hours why he died; and on the Gold Coast, “the dead person is himself interrogated” as to the cause of his death. Even by the Hebrews “it was believed that a dead man could hear anything.” So, too, when depositing food, etc. Among the Todas, the sacrificer addressed the deceased, and, naming the cow killed, “said they had sent her to accompany him.” Moffat tells us of the Bechuanas that, on bringing things to the grave, an old woman speaks to the corpse the words—“There are all your articles.” And the Innuits visit the graves, talk to the dead, leave food, furs, etc., saying—“Here, Nukertou, is something to eat, and something to keep you warm.”

As implied by the last case, this behaviour, originally adopted towards those just dead, extends to those dead some time. After a burial among the Bagos, “a dead man’s relations come and talk to him under the idea that he hears what they say.” After burning, also, the same thing sometimes happens: among the old Kookies the ashes are “addressed by the friends of the deceased, and his good qualities recited.” The Malagasy not only “address themselves in an impassioned manner to the deceased,” but, on entering the burial-place, inform the surrounding dead that a relative is come to join them, and bespeak a good reception. Even by such comparatively-advanced peoples as those of ancient America, this practice was continued, and, indeed, highly developed. The Mexicans, giving to the deceased certain papers, said:—“By means of this you will pass without danger between the two mountains which fight against each other. With the second, they said: By means of this you will walk without obstruction along the road which is defended by the great serpent. With the third: By this you will go securely through the place where there is the crocodile Xochitonal.” So, too, among the Peruvians, the young knights on their initiation, addressed their embalmed ancestors, beseeching “them to make their descendants as fortunate and brave as they had been themselves.”

[I-157]

After learning that death is at first regarded as one kind of quiescent life, these proceedings no longer appear so absurd. Beginning with the call, which wakes the sleeper and sometimes seems effectual in reviving one who has swooned, this speaking to the dead develops in various directions; and continues to be a custom even where immediate re-animation is not looked for.

§ 84. The belief that death is a long-suspended animation, has a further effect, already indicated in some of the foregoing extracts. I refer to the custom of giving the corpse food: in some cases actually feeding it; and in most cases leaving eatables and drinkables for its use.

Occasionally in a trance, the patient swallows morsels put into his mouth. Whether or not such an experience led to it, there exists a practice implying the belief that death is an allied state. Kolff says of the Arru Islanders, that after one has died, these Papuans try to make him eat; “and when they find that he does not partake of it, the mouth is filled with eatables, siri, and arrack, until it runs down the body, and spreads over the floor.” Among the Tahitians, “if the deceased was a chief of rank or fame, a priest or other person was appointed to attend the corpse, and present food to its mouth at different periods during the day.” So is it with the Malanaus of Borneo: when a chief dies, his slaves attend to his imagined wants with the fan, sirih and betel-nut. The Curumbars, between death and burning, frequently drop a little grain into the mouth of the deceased.

Mostly, however, the aim is to give the deceased available supplies whenever he may need them. In some cases he is thus provided for while awaiting burial; as among the Fantees, who place “viands and wine for the use of the departed spirit,” near the sofa where the corpse is laid; and as among the Karens, by whom “meat is set before the body as food,” before burial. Tahitians and Sandwich Islanders, too, who expose their dead on stages, place fruits and water [I-158] beside them; and the New Zealanders, who similarly furnish provisions, “aver that at night the spirit comes and feeds from the sacred calabashes.” Herrera tells us of certain Brazilians, that they put the dead man in “the net or hammock he used to lie in, and during the first days they bring him meat, thinking he lies in his bed.” And the belief that the unburied required refreshment, was otherwise shown by the Peruvians, who held a funeral feast, “expecting the soul of the deceased, which, they say, must come to eat and to drink.”

So general is the placing of provisions in or upon the grave, that an enumeration of the cases before me would be wearisome: a few must suffice. In Africa may be instanced the Sherbro people, who “are in the habit of carrying rice and other eatables to the graves of their departed friends;” the Loango people, who deposit provisions at the tomb; the Inland Negroes, who put food and wine on the graves; and the sanguinary Dahomans, who place on the grave an iron “asen,” on which “water or blood, as a drink for the deceased, is poured.” Turning to Asia, we find the practice among the Hill-tribes of India. The Bhils cook rice and leave some where the body was burnt, and the rest at the “threshold of his late dwelling . . . as provision for the spirit;” and kindred customs are observed by Santals, Kookies, Karens. In America, of the uncivilized races, may be named the Caribs; who put the corpse “in a cavern or sepulchre” with water and eatables. But it was by the extinct civilized races that this practice was most elaborated. The Chibchas, shutting up the dead in artificial caves, wrapped them in fine mantles and placed round them many maize cakes and mucuras of chicha [a drink]; and of the Peruvians, Tschudi tells us that “in front of the bodies they used to place two rows of pots filled with quiana, maize, potatoes, dried llama-flesh, etc.”

The like is done even along with cremation. Among the Kookies, the widow places “rice and vegetables on the ashes [I-159] of her husband.” The ancient Central Americans had a kindred habit. Oviedo gives thus the statement of an Indian:—“When we are about to burn the body we put beside it some boiled maize in a calabash, and attach it to the body and burn it along with it.” Though where the corpse is destroyed by fire, the conception of re-animation in its original form must have died out, this continued practice of supplying food indicates a past time when re-animation was conceived literally: an inference verified by the fact that the Kookies, some of whom bury their dead while others burn them, supply eatables in either case.

§ 85. What is the limit to the time for the return of the other-self? Hours have elapsed and the insensible have revived; days have elapsed and the insensible have revived; will they revive after weeks or months, and then want food? The primitive man cannot say. The answer is at least doubtful, and he takes the safe course: he repeats the supplies of food.

It is thus with the indigenes of India. Among the Bodo and Dhimáls, the food and drink laid on the grave are renewed after some days, and the dead is addressed; among the Kookies the corpse being “deposited upon a stage raised under a shed,” food and drink are “daily brought, and laid before it.” By American races this custom is carried much further. Hall tells us of the Innuits that “whenever they return to the vicinity of the kindred’s grave, a visit is made to it with the best of food” as a present; and Schoolcraft says most of the North American Indians “for one year visit the place of the dead, and carry food and make a feast for the dead, to feed the spirit of the departed.” But in this, as in other ways, the extinct civilized races of America provided most carefully. In Mexico “after the burial, they returned to the tomb for twenty days, and put on it food and roses; so they did after eighty days, and so on from eighty to eighty.” The aboriginal Peruvians used to open the tombs, [I-160] and renew the clothes and food which were placed in them. Still further were such practices carried with the embalmed bodies of the Yncas. At festivals they brought provisions to them, saying—“When you were alive you used to eat and drink of this; may your soul now receive it and feed on it, wheresoever you may be.” And Pedro Pizarro says they brought out the bodies every day and seated them in a row, according to their antiquity. While the servants feasted, they put the food of the dead on a fire, and their chicha vessels before them.

Here the primitive practice of repeating the supplies of food for the corpse, in doubt how long the revival may be delayed, has developed into a system of observances considerably divergent from the original ones.

§ 86. Other sequences of the belief in re-animation, equally remarkable, may next be named. If the corpse is still in some way alive, like one in a trance, must it not breathe, and does it not require warmth? These questions sundry races practically answer in the affirmative.

The Guaranis “believe that the soul continued with the body in the grave, for which reason they were careful to leave room for it” . . . they would remove “part of the earth, lest it should lie heavy upon them” . . . and sometimes “covered the face of the corpse with a concave dish, that the soul might not be stifled.” It is an Esquimaux belief “that any weight pressing upon the corpse would give pain to the deceased.” And after the conquest, the Peruvians used to disinter people buried in the churches, saying that the bodies were very uneasy when pressed by the soil, and liked better to stay in the open air.

A fire serves both to give warmth and for cooking; and one or other of these conveniences is in some cases provided for the deceased. By the Iroquois “a fire was built upon the grave at night to enable the spirit to prepare its food.” Among the Brazilians it is the habit to “light fires by the [I-161] side of newly-made graves . . . for the personal comfort of the defunct.” Of the Sherbro people (Coast Negroes) Schön says that “frequently in cold or wet nights they will light a fire” on the grave of a departed friend. By the Western Australians, too, fires are kept burning on the burial place for days; and should the deceased be a person of distinction, such fires are lighted daily for three or four years.

§ 87. Resuscitation as originally conceived, cannot take place unless there remains a body to be resuscitated. Expectation of a revival is therefore often acompanied by recognition of the need for preserving the corpse from injury.

Note, first, sundry signs of the conviction that if the body has been destroyed resurrection cannot take place. When Bruce tells us that among the Abyssinians, criminals are seldom buried; when we learn that by the Chibchas the bodies of the greatest criminals were left unburied in the fields; we may suspect the presence of a belief that renewal of life is prevented when the body is devoured. This belief we elsewhere find avowed. “No more formidable punishment to the Egyptian was possible than destroying his corpse, its preservation being the main condition of immortality.” The New Zealanders held that a man who was eaten by them, was destroyed wholly and for ever. The Damaras think that dead men, if buried, “cannot rest in the grave. . . . You must throw them away, and let the wolves eat them; then they won’t come and bother us.” The Matiamba negresses believe that by throwing their husbands’ corpses into the water, they drown the souls: these would otherwise trouble them. And possibly it may be under a similar belief that the Kamschadales give corpses “for food to their dogs.”

Where, however, the aim is not to insure annihilation of the departed, but to further his well-being, anxiety is shown that the corpse shall be guarded against ill-treatment. This [I-162] anxiety prompts devices which vary according to the views taken of the deceased’s state of existence.

In some cases security is sought in secrecy, or inaccessibility, or both. Over certain sepulchres the Chibchas planted trees to conceal them. After a time the remains of New Zealand chiefs were “secretly deposited by priests in sepulchres on hill-tops, in forests, or in caves.” The Muruts of Borneo place the bones of their chiefs in boxes on the ridges of the highest hills; and sometimes the Tahitians, to prevent the bones from being stolen, deposited them on the tops of almost inaccessible mountains. Among the Kaffirs, while the bodies of common people are exposed to be devoured by wolves, those of chiefs are buried in their cattle-pens. So, too, a Bechuana chief “is buried in his cattle-pen, and all the cattle are driven for an hour or two around and over the grave, so that it may be quite obliterated.” Still stranger was the precaution taken on behalf of the ruler of Bogota. “They divert,” says Simon, “the course of a river, and in its bed make the grave. . . . As soon as the cazique is buried, they let the stream return to its natural course.” The interment of Alaric was similarly conducted; and Cameron tells us that in the African state of Urua, the like method of burying a king is still in use.

While in these cases the desire to hide the corpse and its belongings from enemies, brute and human, predominates; in other cases the desire to protect the corpse against imagined discomfort predominates. We have already noted the means sometimes used to insure its safety without stopping its breathing, supposed to be still going on; and probably a kindred purpose originated the practice of raising the corpse to a height above the ground. Sundry of the Polynesians place dead bodies on scaffolds. In Australia, too, and in the Andaman Islands, the corpse is occasionally thus disposed of. Among the Zulus, while some bury and some burn, others expose in trees; and Dyaks and Kyans have a similar custom. But it is in America, where the natives, as [I-163] we see, betray in other ways the desire to shield the corpse from pressure, that exposure on raised stages is commonest. The Dakotahs adopt this method; at one time it was the practice of the Iroquois; Catlin, describing the Mandans as having scaffolds on which “their ‘dead live,’ as they term it,” remarks that they are thus kept out of the way of wolves and dogs; and Schoolcraft says the same of the Chippewas. Among South-American tribes, a like combination of ends was sought by using chasms and caverns as places of sepulture. The Caribs did this. The Guiana Indians bury their dead, only in the absence of cavities amid the rocks. The Chibchas interred in a kind of “bobedas” or caves, which had been made for the purpose. And the several modes of treating the dead adopted by the ancient Peruvians, all of them attained, as far as might be, both ends—protection, and absence of supposed inconvenience to the corpse. Where they had not natural clefts in the rocks, they made “great holes and excavations with closed doors before them;” or else they kept the embalmed bodies in temples.

Leaving the New World, throughout which the primitive conception of death as a long-suspended animation seems to have been especially vivid, we find elsewhere less recognition of any sensitiveness in the dead to pressure or want of air: there is simply a recognition of the need for preventing destruction by animals, or injury by men and demons. This is the obvious motive for covering over the corpse; and, occasionally, the assigned motive. Earth is sometimes not enough; and then additional protection is given. By the Mandingoes, “prickly bushes are laid upon” the grave, “to prevent the wolves from digging up the body;” and the Joloffs, a tribe of Coast Negroes, use the same precaution. The Arabs keep out wild beasts by heaping stones over the body; and the Esquimaux do the like. The Bodo and Dhimáls pile stones “upon the grave to prevent disturbance by jackals,” etc. In Damara-land, a chief’s tomb “consists of a large heap of stones surrounded by an enclosure of [I-164] thorn-brushes.” And now observe a remarkable sequence. The kindred of the deceased, from real or professed affection, and others from fear of what he may do when his double returns, join in augmenting the protective mass. Among the Inland Negroes, large cairns are formed over graves, by passing relatives who continually add stones to the heap; and it was a custom with the aborigines of San Salvador “to throw a handful of earth, or a stone, upon the grave of the distinguished dead, as a tribute to their memory.” Obviously, in proportion as the deceased is loved, reverenced, or dreaded, this process is carried further. Hence an increasing of the heap for protective purposes, brings about an increasing of it as a mark of honour or of power. Thus, the Guatemala Americans “raised mounds of earth corresponding in height with the importance of the deceased.” Of the Chibchas, Cieza says—“they pile up such masses of earth in making their tombs, that they look like small hills;” and Acosta, describing certain other burial mounds in those parts as “heaped up during the mourning,” adds—“as that extended as long as drink was granted, the size of the tumulus shows the fortune of the deceased.” Ulloa makes a kindred remark respecting the monuments of the Peruvians.

So that, beginning with the small mound necessarily resulting from the displacement of earth by the buried body, we come at length to such structures as the Egyptian pyramids: the whole series originating in the wish to preserve the body from injuries hindering resuscitation.

§ 88. Another group of customs having the same purpose, must be named. Along with the belief that re-animation will be prevented if the returning other-self finds a mutilated corpse, or none at all; there goes the belief that to insure re-animation, putrefaction must be stopped. That this idea leaves no traces among men in very low states, is probably due to the fact that no methods of arresting decomposition [I-165] have been discovered by them. But among more advanced races, we find proofs that the idea arises and that it leads to action.

The prompting motive was shown by certain of the ancient Mexicans, who believed that “the dead were to rise again, and when their bones were dry, they laid them together in a basket, and hung them up to a bough of a tree, that they might not have to look for them at the resurrection.” Similarly, the Peruvians, explaining their observances to Garcilasso, said—“We, therefore, in order that we may not have to search for our hair and nails at a time when there will be much hurry and confusion, place them in one place, that they may be brought together more conveniently, and, whenever it is possible, we are also careful to spit in one place.”

With such indications to guide us, we cannot doubt the meaning of the trouble taken to prevent decay. When we read that in Africa the Loango people smoke corpses, and that in America some of the Chibchas “dried the bodies of their dead in barbacoas on a slow fire;” we must infer that the aim is, or was, to keep the flesh in a state of integrity against the time of resuscitation. And on finding that by these same Chibchas, as also by some of the Mexicans, and by the Peruvians, the bodies of kings and caziques were embalmed; we must conclude that embalming was adopted simply as a more effectual method of achieving the same end: especially after noting that the preservation was great in proportion as the rank was high; as is shown by Acosta’s remark that “the body [of an Ynca] was so complete and well preserved, by means of a sort of bitumen, that it appeared to be alive.”

Proof that like ideas suggested the like practices of the ancient Egyptians, has already been given.

§ 89. Some further funeral rites, indirectly implying the belief in resurrection, must be added; partly because [I-166] they lead to certain customs hereafter to be explained. I refer to the bodily mutilations which, in so many cases, are marks of mourning.

We read in the Iliad that at the funeral of Patroclus, the Myrmidons “heaped all the corpse with their hair that they cut off and threw thereon;” further, that Achilles placed “a golden lock” in the hands of the corpse; and that this act went along with the dedication of himself to avenging Patroclus, and with the promise to join him afterward. Hair is thus used as a gage: a portion of the body is given as symbolizing a gift of the whole. And this act of affection, or mode of propitiation, or both, prevails widely among uncivilized races.

As further showing what the rite means, I may begin with Bonwick’s statement that, by Tasmanian women, “the hair, cut off in grief, was thrown upon the mound;” and may add the testimony of Winterbottom respecting the Soosoos, that one grave was seen—that of a woman—with her eldest daughter’s hair placed upon it. Where we do not learn what becomes of the hair, we yet in numerous cases learn that it is cut off. Among the Coast Negroes a dead man’s more immediate relations shave off all the hair; and some Damaras, on the death of a valued friend, do the like. Similarly with the Mpongwe, the Kaffirs, and the Hottentots. In Hawaii and Samoa the hair is cut or torn; the Tongans shave the head; the New Zealanders, in some cases, clip half the head-hair short; among the Tannese “cutting off the hair is a sign of mourning;” and on the death of the late Queen of Madagascar, “the entire country round Antananarivo was clean clipped, except the Europeans and some score or so of privileged Malagasy.” In America it is the same. A Greenlander’s widow sacrifices her tresses; the near relatives of a dead Chinook cut their hair off; and the Chippewayans, the Comanches, the Dakotahs, the Mandans, the Tupis, have the same custom. The significance of this rite as a sign of subordination, [I-167] made to propitiate the presently-reviving dead, is shown by sundry facts. Among the Todas, there is a cutting off of the hair at a death, but only “by the younger members to denote their respect for their seniors;” and among the Arabs, “on the death of a father, the children of both sexes cut off their kerouns or tresses of hair in testimony of grief.” By South Americans, both political and domestic loyalty are thus marked. We read that among the Abipones, “on the death of a cacique, all the men under his authority shave their long hair as a sign of grief.” So was it with the Peruvians: the Indians of Llacta-cunya made “great lamentations over their dead, and the women who are not killed, with all the servants, are shorn of their hair.” That is to say, those wives who did not give themselves wholly to go with the dead, gave their hair as a pledge.

Like in their meanings are the accompanying self-bleedings, gashings, and amputations. At funerals, the Tasmanians “lacerated their bodies with sharp shells and stones.” The Australians, too, cut themselves; and so do, or did, the Tahitians, the Tongans, and the New Zealanders. We read that among the Greenlanders the men “sometimes gash their bodies;” and that the Chinooks “disfigure and lacerate their bodies.” The widows of the Comanches “cut their arms, legs, and bodies in gashes, until they are exhausted by the loss of blood, and frequently commit suicide;” and the Dakotahs “not unfrequently gash themselves and amputate one or more fingers.” In this last instance we are introduced to the fact that not blood only, but sometimes a portion of the body, is given, where the expression of reverence or obedience is intended to be great. In Tonga, on the death of a high priest, the first joint on the little finger is amputated; and when a king or chief in the Sandwich Islands died, the mutilations undergone by his subjects were—tattooing a spot on the tongue, or cutting the ears, or knocking out one of the front teeth. On remembering that blood, and portions [I-168] of the body, are offered in religious sacrifice—on reading that the Dahomans sprinkle human blood on the tombs of their old kings, to get the aid of their ghosts in war—on finding that the Mexicans gave their idols their blood to drink, that some priests bled themselves daily, and that even male infants were bled—on being told that the like was done in Yucatan, and Guatemala, and San Salvador, and that the coast-people of Peru offered blood alike to idols and on sepulchres; we cannot doubt that propitiation of the dead man’s double is the original purpose of these funeral rites.

That such is the meaning is, indeed, in one case distinctly asserted. Turner tells us that a Samoan ceremony on the occasion of a decease, was “beating the head with stones till the blood runs; and this they called ‘an offering of blood’ for the dead.”

§ 90. All these various observances, then, imply the conviction that death is a long-suspended animation. The endeavours to revive the corpse by ill-usage; the calling it by name, and addressing to it reproaches or inquiries; the endeavours to feed it, and the leaving with it food and drink; the measures taken to prevent its discomfort from pressure and impediments to breathing; the supplying of fire to cook by, or to keep off cold; the care taken to prevent injury by wild beasts, and to arrest decay; and even these various self-injuries symbolizing subordination;—all unite to show this belief. And this belief is avowed.

Thus in Africa, the Ambamba people think that “men and youths are thrown by the fetich priests into a torpid state lasting for three days, and sometimes buried in the fetich-house for many years, but being subsequently restored to life.” Referring to a man who had died a few days before among the Inland Negroes, Lander says “there was a public declaration that his tutelary god had resuscitated him.” And Livingstone was thought by a Zambesi chief, to be an [I-169] Italian, Siriatomba, risen from the dead. Turning to Polynesia, we find, among the incongruous beliefs of the Fijians, one showing a transition between the primitive idea of a renewed ordinary life, and the idea of another life elsewhere; they think that death became universal because the children of the first man did not dig him up again, as one of the gods commanded. Had they done so, the god said all men would have lived again after a few days’ interment. And then, in Peru, where so much care was taken of the corpse, resuscitation was an article of faith. “The Yncas believed in a universal resurrection—not for glory or punishment, but for a renewal of this temporal life.”

Just noting past signs of this belief among higher races—such as the fact that “in Moslem law, prophets, martyrs, and saints are not supposed to be dead: their property, therefore, remains their own;” and such as the fact that in Christian Europe, distinguished men, from Charlemagne down to the first Napoleon, have been expected to reappear; let us note the still existing form of this belief. It differs from the primitive form less than we suppose. I do not mean merely that in saying “by one man sin entered into the world, and death by sin,” the civilized creed implies that death is not a natural event; just as clearly as do the savage creeds which ascribe death to some difference of opinion among the gods, or disregard of their injunctions. Nor do I refer only to the further evidence that in our State Prayer-Book, bodily resurrection is unhesitatingly asserted; and that poems of more modern date contain descriptions of the dead rising again. I have in view facts showing that, even still, many avow this belief as clearly as it was lately avowed by a leading ecclesiastic. On July 5th, 1874, the Bishop of Lincoln preached against cremation, as tending to undermine men’s faith in bodily resurrection. Not only, in common with the primitive man, does Dr. Wordsworth hold that the corpse of each buried person will be resuscitated; but he also holds, in common with the primitive man, that [I-170] destruction of the corpse will prevent resuscitation. Had he been similarly placed, the bishop would doubtless have taken the same course as the Ynca Atahuallpa, who turned Christian in order to be hanged instead of burnt because (he said to his wives and to the Indians) if his body was not burnt, his father, the Sun, would raise him again.

And now observe, finally, the modification by which the civilized belief in resurrection is made partially unlike the savage belief. There is no abandonment of it: the anticipated event is simply postponed. Supernaturalism, gradually discredited by science, transfers its supernatural occurrences to remoter places in time or space. As believers in special creations suppose them to happen, not where we are, but in distant parts of the world; as miracles, admitted not to take place now, are said to have taken place during a past dispensation; so, re-animation of the body, no longer expected as immediate, is expected at an indefinitely far-off time. The idea of death differentiates slowly from the idea of temporary insensibility. At first revival is looked for in a few hours, or in a few days, or in a few years; and gradually, as death becomes more definitely conceived, revival is not looked for till the end of all things.

 


 

[I-171]

CHAPTER XIII.

THE IDEAS OF SOULS, GHOSTS, SPIRITS, DEMONS, ETC.

§ 91. The traveller Mungo Park, after narrating a sudden rencontre with two negro horsemen, who galloped off in terror, goes on to say:—“About a mile to the westward, they fell in with my attendants, to whom they related a frightful story: it seems their fears had dressed me in the flowing robes of a tremendous spirit; and one of them affirmed that when I made my appearance, a cold blast of wind came pouring down upon him from the sky, like so much cold water.”

I quote this passage to remind the reader how effectually fear, when joined with a pre-established belief, produces illusions supporting that belief; and how readily, therefore, the primitive man finds proof that the dead reappear.

Another preliminary:—A clergyman known to me, accepting in full the doctrine of the natural evolution of species, nevertheless professes to accept literally the statement that “God formed man of the dust of the ground, and breathed into his nostrils the breath of life:” an incongruity of beliefs which may pair off with that of Roman Catholics who, seeing, touching, and tasting the unchanged wafer, yet hold it to be flesh.

These acceptances of irreconcilable conceptions, even by cultivated members of civilized communities, I instance as suggesting how readily primitive men, low in intelligence and without knowledge, may entertain conceptions which [I-172] are mutually destructive. It is difficult to picture them as thinking that the dead, though buried, come back in tangible shapes. And where they assert that the duplicate goes away, leaving the corpse behind, there seems no consistency in the accompanying supposition that it needs the food and drink they provide, or wants clothing and fire. For if they conceive it as aëriform or ethereal, then how can they suppose it to consume solid food, as in many cases they do; and if they regard it as substantial, then how do they conceive it to co-exist with the corpse, and to leave the grave without disturbing its covering?

But after reminding ourselves, as above, of the extremes of credulity and illogicality possible even in educated men of developed races, we shall infer that the primitive man’s ideas of the other-self, impossible though they look to us, can nevertheless be entertained.

§ 92. Typical as it is, I must set out with the often-cited notion of the Australians, so definitely expressed by the condemned criminal who said that after his execution he should jump up a white-fellow and have plenty of sixpences. Many have heard of the case of Sir George Grey, who was recognized and caressed by an Australian woman as her deceased son come back; and equally illustrative is the case of Mrs. Thomson, who, regarded as the returned other-self of a late member of the tribe, was sometimes spoken of by the Australians she lived with as “Poor thing! she is nothing—only a ghost!” Again, a settler with a bent arm, being identified as a lately-deceased native who had a bent arm, was saluted with—“O, my Balludery, you jump up white fellow!” And, giving other instances, Bonwick quotes Davis’s explanation of this Australian belief, as being that black men, when skinned before eating them, are seen to be white; and that therefore the whites are taken for their ghosts. But a like belief is elsewhere entertained without this hypothesis. The New Caledonians “think white men [I-173] are the spirits of the dead, and bring sickness.” “At Darnley Island, the Prince of Wales’ Islands, and Cape York, the word used to signify a white man also means a ghost.” Krumen call Europeans “the ghost-tribe;” a people in Old Calabar call them “spirit-men;” and the Mpongwe of the Gaboon call them “ghosts.”

The implication, put by these many cases beyond doubt, that the duplicate is at first conceived as no less material than its original, is shown with equal clearness in other ways among other peoples. Thus the Karens say “the Là [spirit] sometimes appears after death, and cannot then be distinguished from the person himself.” The Araucanians think “the soul, when separated from the body, exercises in another life the same functions it performed in this, with no other difference except that they are unaccompanied with fatigue or satiety.” The inhabitants of Quimbaya “acknowledged that there was something immortal in man, but they did not distinguish the soul from the body.” The distinct statement of the ancient Peruvians was that “the souls must rise out of their tombs, with all that belonged to their bodies.” They joined with this the belief “that the souls of the dead wandered up and down and endure cold, thirst, hunger, and travell.” And along with the practice of lighting fires at chiefs’ graves, there went, in Samoa, the belief that the spirits of the unburied dead wandered about crying “Oh, how cold! oh! how cold!”

Besides being expressed, this belief is implied by acts. The practice of some Peruvians, who scattered “flour of maize, or quinua, about the dwelling, to see, as they say, by the footsteps whether the deceased has been moving about,” is paralleled elsewhere: even among the Jews, sifted ashes were used for tracing the footsteps of demons; and by some of them, demons were regarded as the spirits of the wicked dead. A like idea must exist among those Negroes mentioned by Bastian, who put thorns in the paths leading to their villages, to keep away demons. Elsewhere, the alleged [I-174] demands for provisions by the dead have the same implication. “Give us some food, that we may eat and set out,” say certain Amazulu spirits, who represent themselves as going to fight the spirits of another place. Among the North-American Indians, the spirits are supposed to smoke; and in Fiji, it is said that the gods “eat the souls of those who are destroyed by men”—first roasting them. It is also a Fijian belief that some “souls are killed by men:” that is, the second self may have to be fought in battle like the first. So, too, by the Amazulu, “it is supposed that the Amatongo, or the dead, can die again. . . . We have allusions to their being killed in battle, and of their being carried away by the river.” This belief in the substantiality of the double, was shared by the ancient Hindus, by the Tatars, and by early Europeans.

§ 93. The transition from this original conception, to the less crude conceptions which come later, cannot be clearly traced; but there are signs of a progressive modification.

While the Tahitians hold that most spirits of the dead are “eaten by the gods,” not at once, but by degrees (implying separability of the parts); they hold that others are not eaten, and sometimes appear to the survivors in dreams: this re-appearance being probably the ground for the inference that they are not eaten. Again, a substantiality that is partial is not complete, is implied by the ascription to ghosts of organs of sense. The Yakuts leave conspicuous marks to show the spirits where the offerings are left; and the Indians of Yucatan think “that the soul of the deceased returns to the world, and in order that on leaving the tomb it may not lose the way to the domestic hearth, they mark the path from the hut to the tomb with chalk.” The materiality implied by physical vision, is similarly ascribed by the Nicobar people, who think that the “malignant spirits [of the dead] are effectually prevented from taking their abode again in the village, by a screen made of pieces of cloth, which [I-175] keeps out of their baneful sight the place where the houses stand.”

The elaborated doctrine of the Egyptians regarded each person as made up of several separate entities—soul, spirit, ghost, &c. The primary one was a partially-material duplicate of the body. M. Maspero writes:—“Le ka, qui j’appellerai le Double, etait comme un second exemplaire du corps en une matière moins dense que la matière corporelle, une projection colorée mais aérienne de l’individu, le reproduisant trait pour trait, . . . le tombeau entier, s’appelait la maison du Double.

The Greek conception of ghosts was of allied kind. “It is only,” says Thirlwall, “after their strength has been repaired by the blood of a slaughtered victim, that they recover reason and memory for a time, can recognize their living friends, and feel anxiety for those they have left on earth.” That these dwellers in Hades have some substantiality, is implied both by the fact that they come trooping to drink the sacrificial blood, and by the fact that Ulysses keeps them back with his sword. Moreover, in this world of the dead he beholds Tityus having his liver torn by vultures; speaks of Agamemnon’s soul as “shedding the warm tear;” and describes the ghost of Sisyphus as sweating from his efforts in thrusting up the still-gravitating stone. And here let me quote a passage from the Illiad, showing how the primitive notion becomes modified. On awaking after dreaming of, and vainly trying to embrace, Patroclus, Achilles says:—“Ay me, there remaineth then even in the house of Hades, a spirit and phantom of the dead, albeit the life be not anywise therein.” Yet, being described as speaking and lamenting, the ghost of Patroclus is conceived as having the materiality implied by such acts. Thus, in the mind of the Homeric age, the dream, while continuing to furnish proof of an after-existence, furnished experiences which, when reasoned upon, necessitated an alteration in the idea of the other-self: complete substantiality was negatived.

[I-176]

Nor do the conceptions which prevailed among the Hebrews appear to have been different. We find ascribed, now substantiality, now insubstantiality, and now something between the two. The resuscitated Christ was described as having wounds that admitted of tactual examination; and yet as passing unimpeded through a closed door or through walls. And their supernatural beings generally, whether revived dead or not, were similarly conceived. Here angels dining with Abraham, or pulling Lot into the house, apparently possess complete corporeity; there both angels and demons are spoken of as swarming invisibly in the surrounding air, thus being incorporeal; while elsewhere they are said to have wings, implying locomotion by mechanical action, and are represented as rubbing against, and wearing out, the dresses of Rabbins in the synagogue.

Manifestly the stories about ghosts universally accepted among ourselves in past times, involved the same thought. The ability to open doors, to clank chains and make other noises, implies considerable coherence of the ghost’s substance; and this coherence must have been assumed, however little the assumption was avowed. Moreover, the still extant belief in the torture of souls by fire similarly presupposes some kind of materiality.

§ 94. As implied above, we find, mingled with these ideas of semi-substantial duplicates, and inconsistently held along with them, the ideas of aëriform and shadowy duplicates. The contrast between the dying man and the man just dead, has naturally led to a conception of the departed in terms of the difference: each marked difference generating a correlative conception.

The heart ceases to beat. Is then the heart the other-self which goes away? Some races think it is. Bobadilla asked the Indians of Nicaragua—“Do those who go upwards, live there as they do here, with the same body and head and the rest?” To which the reply was—“Only the [I-177] heart goes there.” And further inquiry brought out a confused idea that there are two hearts, and that “that heart which goes is what makes them live.” So, too, among the Chancas of ancient Peru, Cieza says, soul “they called Sonccon, a word which also means heart.” More conspicuous as the cessation of breathing is than the cessation of the heart’s action, it leads to the more prevalent identification of the departed other-self with the departed breath. Among the Central Americans this identification co-existed with the last. To one of Bobadilla’s questions an Indian replied—“When they are dying, something like a person called yulio, goes off their mouth, and goes there, where that man and woman stay, and there it stays like a person and does not die, and the body remains here.” That the same belief has been generally held by higher races is too well known to need proof. I will name only the graphic presentation of it in illustrated ecclesiastical works of past times; as in the Mortilogus, of the Prior Conrad Reitter, printed in 1508, which contains woodcuts of dying men out of whose mouths smaller figures of themselves are escaping, and being received, in one case by an angel, and in another by a devil. Of direct identifications of the soul with the shadow, there are many examples; such as that of the Greenlanders, who “believe in two souls, namely, the shadow and the breath.” It will suffice, in further support of ancient examples, to cite the modern example of the Amazulu, as given by Bp. Callaway. Looking at the facts from the missionary point of view, and thus inverting the order of genesis, he says—“Scarcely anything can more clearly prove the degradation which has fallen on the natives than their not understanding that isitunzi meant the spirit, and not merely the shadow cast by the body; for there now exists among them the strange belief that the dead body casts no shadow.”

The conceptions of the other-self thus resulting, tending to supplant the conceptions of it as quite substantial, or half [I-178] substantial, because less conspicuously at variance with the evidence, lead to observances implying the belief that ghosts need spaces to pass through, though not large ones. The Iroquois leave “a slight opening in the grave for it” [the soul] to re-enter; “in Fraser Island (Great Sandy Island), Queensland . . . they place a sheet of bark over the corpse, near the surface, to leave room, as they say, for the spirit or ghost to move about and come up;” and in other cases, with the same motive, holes are bored in coffins. Of the Ansayrii, Walpole says—“In rooms dedicated to hospitality, several square holes are left, so that each spirit may come or depart without meeting another.”

§ 95. Were there no direct evidence that conceptions of the other-self are thus derived, the indirect evidence furnished by language would suffice. This comes to us from all parts of the world, from peoples in all stages.

Describing the Tasmanians, Milligan says—“To these guardian spirits they give the generic name ‘Warrawah,’ an aboriginal term, . . . signifying shade, shadow, ghost, or apparition.” In the Aztec language, ehecatl means both air, life, and soul. The New England tribes called the soul chemung, the shadow. In Quiché, natub, and in Esquimaux, tarnak, severally express both these ideas. And in the Mohawk dialect, atouritz, the soul, is from atourion, to breathe. Like equivalences have been pointed out in the vocabularies of the Algonquins, the Arawâks, the Abipones, the Basutos. That the speech of the civilized by certain of its words identifies soul with shade, and by others identifies soul with breath, is a familiar fact. I need not here repeat the evidence detailed by Mr. Tylor, proving that both the Semitic and the Aryan languages show the like original conceptions.

§ 96. And now we come to certain derivative conceptions of great significance. Let us take first, the most obvious.

[I-179]

Quadrupeds and birds are observed to breathe, as men breathe. If, then, a man’s breath is that other-self which goes away at death, the animal’s breath, which also goes away at death, must be its other-self: the animal has a ghost. Even the primitive man, who reasons but a step beyond the facts directly thrust on his attention, cannot avoid drawing this conclusion. And similarly where there exists the belief that men’s shadows are their souls, it is inferred the shadows of animals, which follow them and mimic them in like ways, must be the souls of the animals.

The savage in a low stage, stops here; but along with advance in reasoning power there is revealed a further implication. Though unlike men and familiar animals in not having any perceptible breath (unless, indeed, perfume is regarded as breath), plants are like men and animals in so far that they grow and reproduce: they flourish, decay, and die, after leaving offspring. But plants cast shadows; and as their branches sway in the gale, their shadows exhibit corresponding agitations. Hence, consistency demands an extension of the belief in duality: plants, too, have souls. This inference, drawn by somewhat advanced races, as the Dyaks, the Karens, and some Polynesians, leads among them to propitiate plant-spirits. And it persists in well-known forms through succeeding stages of social evolution.

But this is not all. Having gone thus far, advancing intelligence has to go further. For shadows are possessed not by men, animals, and plants only: other things have them. Hence, if shadows are souls, these other things must have souls. And now mark that we do not read of this belief among the lowest races. It does not exist among the Fuegians, the Australians, the Tasmanians, the Andamanese, the Bushmen; or, if it does, it is not sufficiently pronounced to have drawn the attention of travellers. But it is a belief that arises in the more intelligent races, and develops. The Karens think “every natural object has its lord or god, in the signification of its possessor or presiding [I-180] spirit:” even inanimate things that are useful, such as instruments, have each of them its Là or spirit. The Chippewas “believe that animals have souls, and even that inorganic substances, such as kettles, etc., have in them a similar essence.” By the Fijians who, as we have seen (§ 41), are among the most rational of barbarians, this doctrine is fully elaborated. They ascribe souls “not only to all mankind, but to animals, plants, and even houses, canoes, and all mechanical contrivances;” and this ascription is considered by T. Williams to have the origin here alleged. He says—“probably this doctrine of shadows has to do with the notion of inanimate objects having spirits.” Peoples in more advanced states have drawn the same conclusion. The Mexicans “supposed that every object had a god;” and that its possession of a shadow was the basis for this supposition, we may reasonably conclude on observing the like belief avowedly thus explained by a people adjacent to the Chibchas. Piedrahita writes:—

The Laches “worshipped every stone as a god, as they said that they had all been men, and that all men were converted into stones after death, and that a day was coming when all stones would be raised as men. They also worshipped their own shadow, so that they always had their god with them, and saw him when it was daylight. And though they knew that the shadow was produced by the light and an interposed object, they replied that it was done by the Sun to give them gods. . . . And when the shadows of trees and stones were pointed out to them, it had no effect, as they considered the shadows of the trees to be gods of the trees, and the shadows of the stones the gods of the stones, and therefore the gods of their gods.”

These facts, and especially the last, go far to show that the belief in object-souls, is a belief reached at a certain stage of intellectual evolution as a corollary from a pre-established belief respecting the souls of men. Without waiting for the more special proofs to be hereafter given, the reader will see what was meant in § 65, by denying that the primitive man could have so retrograded to an intelligence below that [I-181] of brutes, as originally to confuse the animate with the inanimate; and he will see some ground for the accompanying assertion that such confusion of them as his developing conceptions show, he is betrayed into by inference from a natural but erroneous belief previously arrived at.

§ 97. Returning from this parenthetical remark, it will be useful, before closing, to note the various classes of souls and spirits which this system of interpretation originates.

We have, first, the souls of deceased parents and relatives. These, taking in the minds of survivors vivid shapes, are thus distinguished from the souls of ancestors; which, according to their remoteness, pass into vagueness: so implying ideas of souls individualized in different degrees. We have, next, the wandering doubles of persons who are asleep, or more profoundly insensible. That these are recognized as a class, is shown by Schweinfurth’s account of the Bongo; who think that old people “may apparently be lying calmly in their huts, whilst in reality they are taking counsel with the spirits of mischief” in the woods. Further, we have, in some cases, the souls of waking persons which have temporarily left them: instance the belief of the Karens, that “every human being has his guardian spirit walking by his side, or wandering away in search of dreamy adventures; and if too long absent, he must be called back with offerings.” The recognition of such distinctions is clearly shown us by the Malagasy, who have different names for the ghost of a living person and the ghost of a dead person.

Another classification of souls or spirits is to be noted. There are those of friends and those of enemies—those belonging to members of the tribe, and those belonging to members of other tribes. These groups are not completely coincident; for there are the ghosts of bad men within the tribe, as well as the ghosts of foes outside of it; and there are in some cases the malignant spirits of those who have [I-182] remained unburied. But, speaking generally, the good and the bad spirits have these origins; and the amity or the enmity ascribed to them after death, is but a continuance of the amity or the enmity shown by them during life.

We must add to these the souls of other things—beasts, plants, and inert objects. The Mexicans ascribed the “blessing of immortality to the souls of brutes;” and the Malagasy think the ghosts “of both men and beasts reside in a great mountain in the south.” But though animal-souls are not uncommonly recognized; and though Fijians and others believe that the souls of destroyed utensils go to the other world; yet souls of these classes are not commonly regarded as interfering in human affairs.

§ 98. It remains only to note the progressive differentiation of the conceptions of body and soul, which the facts show us. As, in the last chapter, we saw that, along with the growth of intelligence, the idea of that permanent insensibility we call death is gradually differentiated from the ideas of those temporary insensibilities which simulate it, till at length it is marked off as radically unlike; so, here, we see that the ideas of a substantial self and an unsubstantial self, acquire their strong contrast by degrees; and that increasing knowledge, joined with a growing critical faculty, determine the change.

Thus when the Basutos, conceiving the other-self as quite substantial, think that if a man walks on the river-bank, a crocodile may seize his shadow in the water and draw him in; we may see that the irreconcilability of their ideas is so great, that advancing physical knowledge must modify them—must cause the other-self to be conceived as less substantial. Or again, if, on the one hand, the Fijian ascribes to the soul such materiality that, during its journey after death, it is liable to be seized by one of the gods and killed by smashing against a stone; and if, on the other hand, he holds that each man has two souls, his shadow and his reflection; [I-183] it is manifest that his beliefs are so incongruous that criticism must ultimately change them. Consciousness of the incongruity, becoming clearer as thought becomes more deliberate, leads to successive compromises. The second self, originally conceived as equally substantial with the first, grows step by step less substantial: now it is semi-solid, now it is aeriform, now it is ethereal. And this stage finally reached, is one in which there cease to be ascribed any of the properties by which we know existence: there remains only the assertion of an existence that is wholly undefined.

 


 

[I-184]

CHAPTER XIV.

THE IDEAS OF ANOTHER LIFE.

§ 99. Belief in re-animation implies belief in a subsequent life. The primitive man, incapable of deliberate thought, and without language fit for deliberate thinking, has to conceive this as best he may. Hence a chaos of ideas concerning the after-state of the dead. Among tribes who say that death is annihilation, we yet commonly find such inconsequent beliefs as those of some Africans visited by Schweinfurth, who shunned certain caves from dread of the evil spirits of fugitives who had died in them.

Incoherent as the notions of a future life are at first, we have to note their leading traits, and the stages of their development into greater coherence. The belief is originally qualified and partial. In the last chapter we saw that some think resuscitation depends on the treatment of the corpse—that destruction of it causes annihilation. Moreover, the second life may be brought to a violent end: the dead man’s double may be killed afresh in battle; or may be destroyed on its way to the land of the dead; or may be devoured by the gods. Further, there is in some cases a caste-limitation: in Tonga it is supposed that only the chiefs have souls. Elsewhere, resuscitation is said to depend on conduct and its incidental results. Some races think another life is earned by bravery; as do the Comanches, who anticipate it for good men—those who are daring in taking scalps and stealing horses. Conversely, “a mild and unwarlike tribe of Guatemala [I-185] . . . were persuaded that to die by any other than a natural death, was to forfeit all hope of life hereafter, and therefore left the bodies of the slain to the beasts and vultures.” Or, again, revival is contingent on the pleasure of the gods; as among the ancient Aryans, who prayed for another life and made sacrifices to obtain it. And there is in many cases a tacit supposition that the second life is ended by a second and final death.

Before otherwise considering the primitive conception of a future life, we will glance at this last trait—its duration.

§ 100. One of the experiences suggesting another life, is also one of the experiences suggesting a limit to it; namely, the appearance of the dead in dreams. Sir John Lubbock has been, I believe, the first to point out this. Manifestly the dead persons recognized in dreams, must be persons who were known to the dreamers; and consequently, the long dead, ceasing to be dreamt of, cease to be thought of as still existing. Savages who, like the Manganjas, “expressly ground their belief in a future life on the fact that their friends visit them in their sleep;” naturally draw the inference that when their friends cease to visit them in their sleep, they have ceased to be. Hence the contrast which Sir John Lubbock quotes from Du Chaillu. Ask a negro “where is the spirit of his great-grandfather, he says he does not know; it is done. Ask him about the spirit of his father or brother who died yesterday, then he is full of fear and terror.” And as we shall hereafter see, when dealing with another question, the evidence furnished by dreams establishes in the minds of the Amazulu, a like marked distinction between the souls of the lately dead and the souls of the long dead; which they think have died utterly.

How the notion of a temporary after-life grows into the notion of an enduring after-life, we must leave unconsidered. For present purposes it suffices to point out that the notion of an enduring after-life is reached through stages.

[I-186]

§ 101. What is the character of this after-life: here believed in vaguely and in a variable way; here believed in as lasting for a time; here believed in as permanent?

Sundry of the funeral rites described in a foregoing chapter, imply that the life which goes on after death is supposed to differ in nothing from this life. The Chinooks assert that at night the dead “awake and get up to search for food.” No doubt it is with a like belief in the necessity for satisfying their material wants, that the Comanches think the dead “are permitted to visit the earth at night, but must return at daylight”—a superstition reminding us of one still current in Europe. Among South American tribes, too, the second life is conceived as an unvaried continuation of the first: death-being, as the Yucatan Indians say, “merely one of the accidents of life.” The Tupis buried the dead body in the house “in a sitting posture with food before it; for there were some who believed that the spirit went to sport among the mountains, and returned there to eat and to take rest.”

Where the future life is thought of as divided from the present by a more decided break, we still find it otherwise contrasted in little or nothing. What is said of the Fijians may be said of others. After death they “plant, live in families, fight, and in short do much as people in this world.” Let us note the general agreement on this point.

§ 102. The provisions they count upon, differ from the provisions they have been accustomed to, only in being better and more abundant. The Innuits expect to feast on reindeer-meat; after death the Creek goes where “game is plenty and goods very cheap, where corn grows all the year round and the springs of pure water are never dried up;” the Comanches look forward to hunting buffaloes which are “abundant and fat;” while the Patagonians hope “to enjoy the happiness of being eternally drunk.” The conception differs elsewhere only as the food, etc., differs. The [I-187] people of the New Hebrides believe that in the next life “the cocoa-nuts and the bread-fruit are finer in quality, and so abundant in quantity as never to be exhausted.” Arriaga says that the Peruvians “do not know, either in this life or in the other, any greater happiness than to have a good farm wherefrom to eat and to drink.” And pastoral peoples show a kindred adjustment of belief: the Todas think that after death their buffaloes join them, to supply milk as before.

With like food and drink there go like occupations. The Tasmanians expected “to pursue the chase with unwearied ardour and unfailing success.” Besides killing unlimited game in their heaven, the Dakotahs look forward to “war with their former enemies.” And, reminded as we thus are of the daily fighting and feasting anticipated by the Scandinavians, we are shown the prevalence of such ideas among peoples remote in habitat and race. To see how vivid these ideas are, we must recall the observances they entail.

§ 103. Books of travel have familiarized most readers with the custom of burying a dead man’s movables with him. This custom elaborates as social development goes through its earlier stages. Here are a few illustrations, joined with the constructions we must put upon them.

The dead savage, having to hunt and to fight, must be armed. Hence the deposit of weapons and implements with the corpse. The Tongous races have these, with other belongings, “placed on their grave, to be ready for service the moment they awake from what they consider to be their temporary repose.” And a like course is followed by the Kalmucks, the Esquimaux, the Iroquois, the Araucanians, the Inland Negroes, the Nagas, and by tribes, savage and semi-civilized, too numerous to mention: some of whom, too, recognizing the kindred needs of women and children, bury with women their domestic appliances and with children their toys.

[I-188]

The departed other-self will need clothes. Hence the Abipones “hang a garment from a tree near the place of interment, for him [the dead man] to put on if he chooses to come out of the grave;” and hence the Dahomans, along with other property, bury with the deceased “a piece of cloth as a change of raiment when arriving in dead-land.” This providing of wearing apparel (sometimes their “best robes” in which they are wrapped at burial, sometimes an annual supply of fresh clothes placed on their skeletons, as among the Patagonians) goes along with the depositing of jewels and other valued things. Often interment of the deceased’s “goods” with him is specified generally; as in the case of the Samoyeds, the Western Australians, the Damaras, the Inland Negroes, the New Zealanders. With the dead Patagonian were left whatever “the deceased had while alive;” with the Naga, “any article to which he or she may have been particularly attached during life;” with the Guiana people, “the chief treasures which they possessed in life;” with the Papuan of New Guinea, his “arms and ornaments;” with a Peruvian Ynca, “his plate and jewels;” with the Ancient Mexican, “his garments, precious stones,” etc.; with the Chibcha, his gold, emeralds, and other treasures. With the body of the late Queen of Madagascar were placed “an immense number of silk dresses, native silk cloths, ornaments, glasses, a table and chairs, a box containing 11,000 dollars . . . and many other things.” By the Mishmis, all the things necessary for a person whilst living are placed in a house built over the grave. And in Old Calabar, a house is built on the beach to contain the deceased’s possessions, “together with a bed, that the ghost may not sleep upon the floor.” To such an extent is this provision for the future life of the deceased carried, as, in many cases, to entail great evil on the survivors. Among the Fantees “a funeral is usually absolute ruin to a poor family.” The Dyaks, besides the deceased’s property, bury with him sometimes large sums of money, and other valuables; so that [I-189] “it frequently happens that a father unfortunate in his family, is by the death of his children reduced to poverty.” And in some extinct societies of America, nothing but the deceased’s land, which they were unable to put into his grave, remained for his widow and children.

Carrying out consistently this conception of the second life, uncivilized peoples infer that, not only his inanimate possessions, but also his animate possessions, will be needed by the deceased. Hence the slaughter of his live stock. With the Kirghiz chief are deposited “his favourite horses,” as also with the Yakut, the Comanche, the Patagonian; with the Borghoo, his horse and dog; with the Bedouin, his camel; with the Damara, his cattle; with the Toda, in former times, “his entire herd;” and the Vatean, when about to die, has his pigs first tied to his wrist by a cord and then killed. Where the life led, instead of having being predatory or pastoral, has been agricultural, the same idea prompts a kindred practice. Among the Indians of Peru, writes Tschudi, “a small bag with cocoa, maize, quinua, etc., is laid beside the dead, that they might have wherewithal to sow the fields in the other world.”

§ 104. Logically developed, the primitive belief implies something more—it implies that the deceased will need not only his weapons and implements, his clothing, ornaments, and other movables, together with his domestic animals; but also that he will want human companionship and services. The attendance he had before death must be renewed after death.

Hence the immolations which have prevailed, and still prevail, so widely. The custom of sacrificing wives, and slaves, and friends, develops as society advances through its earlier stages, and the theory of another life becomes more definite. Among the Fuegians, the Andamanese, the Australians, the Tasmanians, with their rudimentary social organizations, wives are not killed to accompany dead [I-190] husbands; or if they are, the practice is not general enough to be specified in the accounts given of them. But it is a practice shown us by more advanced peoples: in Polynesia, by the New Caledonians, by the Fijians, and occasionally by the less barbarous Tongans—in America, by the Chinooks, the Caribs, the Dakotahs—in Africa, by the Congo people, the Inland Negroes, the Coast Negroes, and most extensively by the Dahomans. To attend the dead in the other world, captives taken in war are sacrificed by the Caribs, the Dakotahs, the Chinooks; and without enumerating the savage and semi-savage peoples who do the like, I will only further instance the survival of the usage among the Homeric Greeks, when slaying (though with another assigned motive) twelve Trojans at the funeral pyre of Patroclus. Similarly with domestics: a dead man’s slaves are slain by the Kyans and the Milanaus of Borneo; the Zulus kill a king’s valets; the Inland Negroes kill his eunuchs to accompany his wives; the Coast Negroes poison or decapitate his confidential servants. Further, there is in some cases an immolation of friends. In Fiji, a leading man’s chief friend is sacrificed to accompany him; and among the sanguinary peoples of tropical Africa, a like custom exists.

It was, however, in the considerably-advanced societies of ancient America that such arrangements for the future convenience of the dead were carried out with the greatest care. In Mexico, every great man’s chaplain was slain, that he might perform for him the religious ceremonies in the next life as in this. Among the Indians of Vera Paz, “when a lord was dying, they immediately killed as many slaves as he had, that they might precede him and prepare the house for their master.” Besides other attendants, the Mexicans “sacrified some of the irregularly-formed men, whom the king had collected in his palaces for his entertainment, in order that they might give him the same pleasure in the other world.” Of course, such elaborate precautions that [I-191] the deceased should not lack hereafter any advantages he had enjoyed here, entailed enormous bloodshed. By the Mexicans “the number of the victims was proportioned to the grandeur of the funeral, and amounted sometimes, as several historians affirm, to 200.” In Peru, when an Ynca died, “his attendants and favourite concubines, amounting sometimes, it is said, to a thousand, were immolated on his tomb.” And until the reign of Soui-Zin, when a Japanese emperor died “on enterrait avec lui tous ceux qui, de son vivant, approchaient sa personne.”

The intensity of the faith prompting such customs, we shall the better conceive on learning that the victims are often willing, and occasionally anxious, to die. Among the Guaranis in old times, some faithful followers “sacrificed themselves at the grave of a chief.” A dead Ynca’s wives “volunteered to be killed, and their number was often such that the officers were obliged to interfere, saying that enough had gone at present;” and “some of the women, in order that their faithful service might be held in more esteem, finding that there was delay in completing the tomb, would hang themselves up by their own hair, and so kill themselves.” Similarly of the Chibchas, Simon says that with a corpse “they interred the wives and slaves who most wished it.” Of Tonquin in past times Tavernier wrote—“Many Lords and Ladies of the Court will needs be buried alive with him [the dead king] for to serve him in the places where he is to go.” In Africa it is the same even now. Among the Yorubans, at the funeral of a great man, “many of his friends swallow poison,” and are entombed with him. Formerly in Congo, “when the king was buried a dozen young maids leapt into the grave . . . and were buried alive to serve him in the other world. These maids were then so eager for this service to their deceased prince, that, in striving who should be first, they killed one another.” And in Dahomey, immediately the king dies, his wives begin to destroy all his furniture and things of value, as [I-192] well as their own; and to murder one another. On one occasion 285 of the women were thus killed before the new king could stop it. [*]

These immolations sometimes follow the deaths of the young. Kane says a Chinook chief wished to kill his wife, that she might accompany his dead son to the other world; and in Aneiteum, on the death of a beloved child, the mother, aunt, or grandmother, is strangled that she may accompany it to the world of spirits.

As further qualifying the interpretation to be put on sanguinary customs of this kind, we must bear in mind that not only are inferiors and dependents sacrificed at a funeral, with or without their assent, but that the superiors themselves in some cases decide to die. Fiji is not the only place where people advancing in years are buried alive by their dutiful children. The like practice holds in Vate, where an old chief requests his sons to destroy him in this way.

§ 105. Conceived as like the first in its needs and occupations and pleasures, the second life is conceived as like the first in its social arrangements. Subordination, both domestic and public, is expected to be the same hereafter as here. A few specific statements to this effect may be added to the foregoing implications.

Cook states that the Tahitians divided the departed into classes similar to those existing among themselves; or, as Ellis re-states it, “those who were kings or Areois in this world were the same there for ever.” The creed of the Tongans, too, represents deceased persons as organized after the system of ranks existing in Tonga. The like holds in Fiji; where it “is most repugnant to the native mind” [I-193] that a chief should appear in the other world unattended. The Chibchas thought that in the future life, they would “be attended to by their servants, as in the present.” So, too, is it among the Hill-tribes of India: the heaven of the Karens “has its rulers and its subjects;” and in the Kookie heaven, the ghost of every enemy a man has slain becomes his slave. With African races the like holds. According to the creed of the Dahomans, classes are the same in the second life as in the first. By Kaffirs the political and social relations after death are supposed to remain as before. And a kindred conception is implied among the Akkra Negroes, by their assertion that in the rainy season, their guardian gods go on a visit to the supreme god.

That this analogy persists in the conceptions of higher races, scarcely needs saying. The legend of the descent of Ishtar, the Assyrian Venus, shows us that the residence of the Assyrian dead had, like Assyria, its despotic ruler, with officers levying tribute. So, too, in the underworld of the Greeks. We have the dread Aïdes, with his wife Persephone, as rulers; we have Minos “giving sentence from his throne to the dead, while they sat and stood around the prince, asking his dooms;” and Achilles, is thus addressed by Ulysses:—“For of old, in the days of thy life, we Argives gave thee one honour with the gods, and now thou art a great prince here among the dead.” And while departed men are thus under political and social relations like those of living men, so are the celestials. Zeus stands to the rest “exactly in the same relation that an absolute monarch does to the aristocracy of which he is the head.” Nor did Hebrew ideas of another life, when they arose, fail to yield like analogies. Originally meaning simply the grave, or, in a vague way, the place or state of the dead, Sheol, when acquiring the more definite meaning of a miserable place for the dead, a Hebrew Hades, and afterwards developing into a place of torture, Gehenna, introduces us to a form of diabolical government having [I-194] gradations. And though, as the conception of life in the Hebrew heaven elaborated, the ascribed arrangements did not, like those of the Greeks, parallel terrestrial arrangements domestically, they did politically. As some commentators express it, there is implied a “court” of celestial beings. Sometimes, as in the case of Ahab, God is represented as taking council with his attendants and accepting a suggestion. There is a heavenly army, spoken of as divided into legions. There are archangels set over different elements and over different peoples: these deputy-gods being, in so far, analogous to the minor gods of the Greek Pantheon. The chief difference is that their powers are more distinctly deputed, and their subordination greater. Though here, too, the subordination is incomplete: we read of wars in heaven, and of rebellious angels cast down to Tartarus. That this parallelism continued down to late Christian times, is abundantly shown. In 1407, Petit, professor of theology in the University of Paris, represented God as a feudal sovereign, Heaven as a feudal kingdom, and Lucifer as a rebellious vassal. “He deceived numbers of angels, and brought them over to his party, so that they were to do him homage and obedience, as to their sovereign lord, and be no way subject to God; and Lucifer was to hold his government in like manner to God, and independent of all subjection to him. . . . St. Michael, on discovering his intentions, came to him, and said that he was acting very wrong.” “A battle ensued between them, and many of the angels took part on either side, but the greater number were for St. Michael.” That a kindred view was held by our protestant Milton, is obvious.

§ 106. Along with this parallelism between the social systems of the two lives, may fitly be named the closeness of communion between them. The second life is originally allied to the first by frequency and directness of intercourse. In Dahomey, many immolations are due to the alleged need [I-195] for periodically supplying the departed monarch with fresh attendants in the shadowy world; and further, “whatever action, however trivial, is done by the King, . . . it must be dutifully reported by some male or female messenger to the paternal ghost.” Among the Kaffirs the system of appeal from subordinates to superiors, is extended so as to include those who have passed into the other-life: “the departed spirit of a chief being sometimes invoked to compel a man’s ancestors to bless him.” And with this may be named a still stranger instance—the extension of trading transactions from the one life into the other: money being borrowed “in this life, to be repaid with heavy interest in the next.”

In this respect, as in other respects, the conceptions of civilized races have but slowly diverged from those of savage races. On reading that when tribes of the Amazulu are hostile, the ancestral spirits of the one tribe go to fight those of the other, we are reminded of the supernatural beings who, siding some with Greeks and some with Trojans, joined in the combat; and we are also reminded that the Jews thought “the angels of the nations fought in heaven when their allotted peoples made war on earth.” Further, we are reminded that the creed of Christendom, under its predominant form, implies a considerable communion between those in the one life and those in the other. The living pray for the dead; and the canonized dead are asked to intercede on behalf of the living.

§ 107. The second life, being originally conceived as repeating the first in other respects, is originally conceived as repeating it in conduct, sentiments, and ethical code.

According to the Thibetan cosmogony, the gods fought among themselves. The Fijian gods “are proud and revengeful, and make war, and kill and eat each other, and are, in fact, savages like themselves.” Their names of honour are “the adulterer,” “the woman-stealer,” “the brain-eater,” “the murderer.” And the ghost of a Fijian chief, [I-196] on arriving in the other world, recommends himself by the boast—“I have destroyed many towns, and slain many in war.” This parallelism between the standards of conduct in the two lives, typical as it is of parallelisms everywhere repeated in lower stages of progress, reminds us of like parallelisms between the standards of those early peoples whose literatures have come down to us.

Of the after-life of the departed Greeks, under its ethical aspect, the traits are but indistinct. Such as we may perceive, however, conform to those of Greek daily life. In Hades, Achilles thinks of vengeance, and rejoices in the account of his son’s success in battle; Ajax is still angry because Ulysses defeated him; and the image of Hercules goes about threateningly, frightening the ghosts around him. In the upper world it is the same: “the struggle on earth is only the counterpart of the struggle in heaven.” Mars is represented as honoured by the titles of “bane of mortals,” and “blood-stainer.” Jealousy and revenge are ruling motives. Tricking each other, the immortals also delude men by false appearances—even combine, as Zeus and Athene did, to prompt the breaking of treaties solemnly sworn to. Easily offended and implacable, they are feared just as his demons are feared by the primitive man. And the one act sure to be resented, is disregard of observances which express subordination. As among the Amazulu at the present time, the anger of ancestral spirits is to be dreaded only when they have not been duly lauded, or have been neglected when oxen were killed; as among the Tahitians “the only crimes that were visited by the displeasure of their deities were the neglect of some rite or ceremony, or the failing to furnish required offerings;” so the ascribed character of the Olympians is such that the one unforgiveable offence is neglect of propitiations. Nevertheless, we may note that the unredeemed brutality implied by the stories of the earlier gods, is, in the stories of the later, considerably mitigated; in correspondence with the mitigation [I-197] of barbarism attending the progress of Greek civilization.

Nor in the ascribed moral standard of the Hebrew other-life, do we fail to see a kindred similarity, if a less complete one. Subordination is still the supreme virtue. If this is displayed, wrong acts are condoned, or are not supposed to be wrong. The obedient Abraham is applauded for his readiness to sacrifice Isaac: there is no sign of blame for so readily accepting the murderous suggestion of his dream as a dictate from heaven. The massacre of the Amalekites by divine command, is completed by the merciless Samuel without check; and there is tacit condemnation of the more merciful Saul. But though the God of the Hebrews is represented as hardening Pharaoh’s heart, and as sending a lying spirit to deceive Ahab through his prophets; it to be noted that the ethical codes of heaven and paradise, while reflecting the code of a people in some respects barbarous, reflect the code of a people in other respects morally superior. Justice and mercy enter into the moral standards of both lives (as expressed by the prophets, at least), in a degree not shown us in the moral standards of lower men.

§ 108. And here we are introduced to the fact remaining to be noted—the divergence of the civilized idea from the savage idea. Let us glance at the chief contrasts.

The complete substantiality of the second life as originally conceived, following necessarily from the conception of the other-self as quite substantial, the foregoing evidence clearly shows us. Somehow keeping himself out of sight, the deceased eats, drinks, hunts, and fights as before. How material his life is supposed to be, we see in such facts as that, among the Kaffirs, a deceased’s weapons are “broken or bent lest the ghost, during some midnight return to air, should do injury with them,” and that an Australian cuts off the right thumb of a slain enemy, that the ghost may be unable to throw a spear. Evidently, destruction of the [I-198] body by burning or otherwise, tending to produce a qualified notion of the revived other-self, tends to produce a qualified notion of the other-life, physically considered. The rise of this qualified notion we may see in the practice of burning or breaking or cutting to pieces the things intended for the dead man’s use. We have already noted cases (§ 84) in which food placed with the corpse is burnt along with it; and elsewhere, in pursuance of the same idea, the property is burnt. In Africa this is common. Among the Koossas the widows of chiefs “burn all the household utensils;” the Bagos (Coast Negroes) do the like, and include all their stores of food: “even their rice is not saved from the flames.” It is a custom of the Comanches to burn the deceased’s weapons. Franklin says of the Chippewayans, “no article is spared by these unhappy men when a near relative dies; their clothes and tents are cut to pieces, their guns broken, and every other weapon rendered useless.” Obviously the implication is that the ghosts of these possessions go with the deceased; and the accompanying belief that the second life is physically unlike the first, is in some cases expressed: it is said that the essences of the offerings made are consumed by departed souls and not the substances of them. More decided still seems to be the conceived contrast indicated by destroying models of the deceased’s possessions. This practice, prevailing among the Chinese, was lately afresh witnessed by Mr. J. Thomson; who describes two lamenting widows of a dead mandarin whom he saw giving to the flames “huge paper-models of houses and furniture, boats and sedans, ladies-in-waiting and gentlemen-pages.” Clearly, another life in which the burnt semblances of things are useful, must be figured as if a very shadowy kind.

The activities and gratifications of the second life, originally conceived as identical with those of the first, come in course of time to be conceived as more or less unlike them. Besides seeing that at first the predatory races look forward [I-199] to predatory occupations, and that races living by agriculture expect to plant and reap as before; we see that even where there is reached the advanced social state implied by the use of money, the burial of money with the body shows the belief that there will be buying and selling in the second life; and where sham coins made of tinsel are burnt, there remains the same implication. But parallelism passes into divergence. Without trying to trace the changes, it will suffice if we turn to the current description of a hereafter, in which the daily occupations and amusements find no place, and in which there is neither marrying nor giving in marriage. Still, being conceived as a life in which all the days are Sundays, passed “where congregations ne’er break up,” it is conceived as akin to a part of the present life, though not to the average of it.

Again, the supposed form of social order becomes partially unlike the known form. Type of government, caste distinctions, servile institutions, are originally transferred from the experiences here to the imaginations of the hereafter. But though in the conceptions entertained by the most civilized, the analogy between the social orders of the first and the second lives does not wholly disappear, the second deviates a good deal from the first. Though the gradations implied by a hierarchy of archangels, angels, etc., bear some relation to the gradations seen around us; yet they are thought of as otherwise based: such inequalities as are imagined have a different origin.

Similarly respecting the ethical conceptions and the implied sentiments. Along with the emotional modifications that have taken place during civilization, there have gone modifications in the beliefs respecting the code of conduct and the measure of goodness in the life to come. The religion of enmity, which makes international revenge a duty and successful retaliation a glory, is to be wholly abandoned; and the religion of amity to be unqualified. Still, in certain respects the feelings and motives now dominant are to remain [I-200] dominant. The desire for approbation, which is a ruling passion here, is represented as being a ruling passion hereafter. The giving of praise and receiving of approval are figured as the chief sources of happiness.

Lastly, we observe that the two lives become more widely disconnected. At first perpetual intercourse between those in the one and those in the other, is believed to be going on. The savage daily propitiates the dead; and the dead are supposed daily to aid or hinder the acts of the living. This close communion, persisting throughout the earlier stages of civilization, gradually becomes less close. Though by paying priests to say masses for departed souls, and by invocations of saints for help, this exchange of services has been, and still continues to be, generally shown; yet the cessation of such practices among the most advanced, implies a complete sundering of the two lives in their thoughts.

Thus, then, as the idea of death gets gradually marked off from the idea of suspended animation; and as the anticipated resurrection comes to be thought of as more and more remote; so the distinction between the second life and the first life, grows, little by little, decided. The second life diverges by becoming less material; by becoming more unlike in its occupations; by having another kind of social order; by presenting gratifications more remote from those of the senses; and by the higher standard of conduct it assumes. And while thus differentiating in nature, the second life separates more widely from the first. Communion decreases; and there is an increasing interval between the ending of the one and the beginning of the other.

 


 

[I-201]

CHAPTER XV.

THE IDEAS OF ANOTHER WORLD.

§ 109. While describing in the last chapter, the ideas of another life, I have quoted passages which imply ideas of another world. The two sets of ideas are so closely connected, that the one cannot be treated without occasional reference to the other. I have, however, reserved the second for separate treatment; both because the question of the locality in which another life is supposed to be passed, is a separate question, and because men’s conceptions of that locality undergo modifications which it will be instructive to trace.

We shall find that by a process akin to the processes lately contemplated, the place of residence for the dead diverges slowly from the place of residence for the living.

§ 110. Originally the two coincide: the savage imagines his dead relatives are close at hand. If he renews the supplies of food at their graves, and otherwise propitiates them, the implication is that they are not far away, or that they will soon be back. This implication he accepts.

The Sandwich Islanders think “the spirit of the departed hovers about the places of its former resort;” and in Madagascar, the ghosts of ancestors are said to frequent their tombs. The Guiana Indians believe “every place is haunted where any have died.” So, too, is it throughout Africa. On the Gold Coast, “the spirit is supposed to remain near [I-202] the spot where the body has been buried;” and the East Africans “appear to imagine the souls to be always near the places of sepulture.” Nay, this assumed identity of habitat is, in some cases, even closer. In the country north of the Zambesi, “all believe that the souls of the departed still mingle among the living, and partake in some way of the food they consume.” So, likewise, “on the Aleutian Islands the invisible souls or shades of the departed wander about among their children.”

Certain funeral customs lead to the belief in a special place of residence near at hand; namely, the deserted house or village in which the deceased lived. The Kamschadales “frequently remove to some other place when any one has died in the hut, without dragging the corpse along with them.” Among the Lepchas, the house where there has been a death “is almost always forsaken by the surviving inmates.” The motive, sufficiently obvious, is in some cases assigned. If a deceased Creek Indian “has been a man of eminent character, the family immediately remove from the house in which he is buried, and erect a new one, with a belief that where the bones of their dead are deposited, the place is always attended by goblins.” Various African peoples have the same practice. Among the Balonda, a man abandons the hut where a favourite wife died; and if he revisits the place, “it is to pray to her or make an offering.” In some cases a more extensive desertion takes place. The Hottentots remove their kraal “when an inhabitant dies in it.” After a death the Boobies of Fernando Po forsake the village in which it occurred. And of the Bechuanas we read that “on the death of Mallahawan, . . . the town [Lattakoo] was removed, according to the custom of the country.”

In these cases the consistency is complete. From the other primitive ideas we have traced, arises this primitive idea that the second life is passed in the locality in which the first life was passed.

[I-203]

§ 111. Elsewhere we trace small modifications: the region said to be haunted by the souls of the dead becomes wider. Though they revisit their old homes, yet commonly they keep at some distance.

In New Caledonia, “the spirits of the departed are supposed to go to the bush;” and in Eromanga “spirits are also thought to roam the bush.” We find, with a difference, this belief among some Africans. The Coast Negroes think there are wild people in the bush who summon their souls to make slaves of them; and the notion of the Bulloms is that the inferior order of demons reside in the bush near the town, and the superior further off.

In other cases funeral customs generate the idea that the world of the dead is an adjacent mountain. The Caribs buried their chiefs on hills; the Comanches on “the highest hill in the neighbourhood;” the Patagonians, too, interred on the summits of the highest hills; and in Western Arabia, the burial grounds “are generally on or near the summits of mountains.” This practice and the accompanying belief, have sometimes an unmistakable connexion. We saw that in Borneo they deposit the bones of their dead on the least accessible peaks and ridges. Hence the Hill-Dyaks’ belief given by Low, that the summits of the higher hills are peopled with spirits; or, as St. John says, “with regard to a future state the (Land) Dyaks point to the highest mountain in sight as the abode of their departed friends.” Many more peoples have mountain other-worlds. In Tahiti, “the heaven most familiar . . . was situated near . . . glorious Tamahani, the resort of departed spirits, a celebrated mountain on the north-west side of Raiatea.” As we lately saw (§ 97), a like belief prevails in Madagascar. And I may add the statement quoted by Sir John Lubbock from Dubois, that the “seats of happiness are represented by some Hindu writers to be vast mountains on the north of India.”

Where caves are used for interments, they become the supposed places of abode for the dead; and hence develops [I-204] the notion of a subterranean other-world. Ordinary burial, joined with the belief in a double who continually wanders and returns to the grave, may perhaps suggest an idea like that of the Khonds, whose “divinities [ancestral spirits] are all confined to the limits of the earth: within it they are believed to reside, emerging and retiring at will.” But, obviously, cave-burial tends to give a more developed form to this conception. Professor Nilsson, after pointing out how the evidence yielded by remains in caves verifies the traditions and allusions current throughout Europe and Asia—after referring to the villages of artificial mountain-caves, which men made when they became too numerous for natural caves; and after reminding us that along with living in caves there went burial in caves; remarks that “this custom, like all religious customs, . . . survived long after people had commenced to inhabit proper houses.” This connexion of practices is especially conspicuous in America, from Terra del Fuego to Mexico, as indicated in § 87. And along with it we find the conception of an under-ground region to which the dead betake themselves; as, for instance, among the Patagonians; who believe “that some of them after death are to return to those divine caverns” where they were created, and where their particular deities reside.

§ 112. To understand fully the genesis of this last belief, we must, however, join with it the genesis of the belief in more distant localities inhabited by the departed. What changes the idea of another world close at hand, to the idea of another world comparatively remote? The answer is simple—migration.

The dreams of those who have lately migrated, initiate beliefs in future abodes which the dead reach by long journeys. Having attachments to relatives left behind, and being subject to home-sickness (sometimes in extreme degrees, as shown by Livingstone’s account of some negroes who died from it), uncivilized men, driven by war or famine [I-205] to other habitats, must often dream of the places and persons they have left. Their dreams, narrated and accepted in the original way as actual experiences, make it appear that during sleep they have been to their old abodes. First one and then another dreams thus: rendering familiar the notion of visiting the father-land during sleep. What, naturally, happens at death; interpreted as it is by the primitive man? The other-self is long absent—where has he gone? Obviously to the place which he often went to, and from which at other times he returned. Now he has not returned. He longed to go back, and frequently said he would go back. Now he has done as he said he would.

This interpretation we meet with everywhere: in some cases stated, and in others implied. Among the Peruvians, when an Ynca died, it was said that he “was called home to the mansions of his father the Sun.” “When the Mandans die they expect to return to the original seats of their forefathers.” In Mangaia “when a man died, his spirit was supposed to return to Avaiki, i. e., the ancient home of their ancestors in the region of sunset.” “Think not,” said a New Zealand chief, “that my origin is of the earth. I come from the heavens; my ancestors are all there; they are gods, and I shall return to them.” If the death of a Santal occurs at a distance from the river, “his nearest kinsman carries a little relic . . . and places it in the current, to be conveyed to the far off eastern land from which his ancestors came:” an avowed purpose which, in adjacent regions, dictates the placing of the entire body in the stream. Similarly, “the Teutonic tribes so conceived the future as to reduce death to a ‘home-going’—a return to the Father.” Let us observe how the implications of this belief correspond with the facts.

Migrations have been made in all directions; and hence, on this hypothesis, there must have arisen many different beliefs respecting the direction of the other world. These we find. I do not mean only that the beliefs differ in widely-separated [I-206] parts of the world. They differ within each considerable area; and often in such ways as might be expected from the probable routes through which the habitats were reached, and in such ways as to agree with traditions. Thus in South America the Chonos, “trace their descent from western nations across the ocean;” and they anticipate going in that direction ofter death. The adjacent Araucanians believe that “after death they go towards the west beyond the sea.” Expecting to go to the east, whence they came, Peruvians of the Ynca race turned the face of the corpse to the east; but not so those of the aboriginal race living on the coast. The paradise of the Ottomacks of Guiana, is in the west; while that of the Central Americans was “where the sun rises.” In North America the Chinooks, inhabiting high latitudes, have their heaven in the south, as also have the Chippewas; while the tribes inhabiting the more southerly parts of the continent, have their “happy hunting-grounds” in the west. Again, in Asia the paradise of the Kalmucks is in the west; that of the Kookies in the north; that of the Todas “where the sun goes down.” And there are like differences among the beliefs of the Polynesian Islanders. In Eromanga “the spirits of the dead are supposed to go eastward;” while in Lifu, “the spirit is supposed to go westward at death, to a place called Loeha.” As is shown by one of the above cases, the position of the corpse has reference, obviously implied and in some cases avowed, to the road which the deceased is expected to take. By the Mapuchés the body is placed sitting “with the face turned towards the west—the direction of the spirit-land.” The Damaras place the corpse with the face towards the north, “to remind them (the natives) whence they originally came;” and the corpses of the neighbouring Bechuanas are made to face to the same point of the compass.

Along with these different conceptions there go different ideas of the journey to be taken after death; with correspondingly-different [I-207] preparations for it. There is the journey to an under-world; the journey over land; the journey down a river; and the journey across the sea.

Descent from troglodytes, alike shown by remains and surviving in traditions, generates a group of beliefs respecting man’s origin; and (when joined with this expectation of returning at death to the ancestral home) a further group of beliefs respecting the locality of the other world. “At least one-half of the tribes in America represent that man was first created under the ground, or in the rocky caverns of the mountains,” says Catlin. This is a notion which could scarcely fail to arise among those whose forefathers dwelt in caves. Having no language capable of expressing the difference between begetting and creating, their traditions inevitably represent them as having been made in caves, or, more vaguely, as having come out of the earth. According as the legends remain special (which they are likely to do where the particular caves once inhabited are in the neighbourhood) or become general (which they are likely to do where the tribe migrates to other regions) the belief may assume the one or the other form. In the first case, there will arise stories such as that current in the Basuto-country, where exists a cavern whence the natives say they all proceeded; or such as that named by Livingstone concerning a cave near the village of Sechele, which is said to be “the habitation of the Deity.” In the second case, there will arise such ideas as those still existing among the Todas, who think of their ancestors as having risen from the ground; and such ideas as those of the ancient historic races, who regarded “mother Earth” as the source of all beings. Be this as it may, however, we do actually find along with the belief in a subterranean origin, the belief in a subterranean world, where the departed rejoin their ancestors. Without dwelling on the effects produced in primitive minds by such vast branching caverns as the Mammoth-cave of Kentucky, or the cave of Bellamar in Florida, it suffices to remember [I-208] that in limestone-formations all over the globe, water has formed long ramifying passages (in this direction bringing the explorer to an impassable chasm, in that to an underground river) to see that the belief in an indefinitely-extended under-world is almost certain to arise. On recalling the credulity shown by our own rustics in every locality where some neighbouring deep pool or tarn is pointed out as bottomless, it will be manifest that caves of no great extent, remaining unexplored to their terminations, readily come to be regarded as endless—as leading by murky ways to gloomy infernal regions. And where any such cave, originally inhabited, was then or afterwards used for purposes of sepulture, and was consequently considered as peopled by the souls of ancestors, there would result the belief that the journey after death to the ancestral home, ended in a descent to Hades. [*]

Where the journey thus ending, or otherwise ending, is a long one, preparations have to be made. Hence the club put into the hand of the dead Fijian to be ready for self-defence; hence the spear-thrower fastened to the finger of a New Caledonian’s corpse; hence the “hell-shoon” provided by the Scandinavians; hence the sacrificed horse or camel on which to pursue the weary way; hence the passports by which the Mexicans warded off some of the dangers; hence the dog’s head laid by the Esquimaux on the grave of a child to serve as a guide to the land of souls; hence the ferry-money, and the presents for appeasing the demons met.

Of course, a certain family-likeness among alleged difficulties of this return-journey after death, is to be expected where the migrations have had similar difficulties. The heaven of the Gold Coast Negroes, is an “inland country called Bosmanque:” a river having to be crossed on the [I-209] way. This is naturally a leading event in the description of the journey, among inhabitants of continents. An overland migration can rarely have occurred without some large river being met with. The passing of such a river will, in the surviving tradition, figure as a chief obstacle overcome; and the re-passing it will be considered a chief obstacle on the journey back, made by the dead. Sometimes inability to pass the river is the assigned reason for a supposed return of the soul. By a North American tribe, the revival from trance is thus explained: the other-self, failing to get across, came back. It is not impossible that the conceived danger of this river-crossing—a danger so great that, having once escaped, the deceased will not encounter it again—leads to the idea that spirits cannot pass over running streams.

Where a migrating tribe, instead of reaching the new habitat by an overland route, has reached it by ascending a river, the tradition, and the consequent notion of the journey back to the ancestral home, take other shapes and entail other preparations. Humboldt tells us that in South America, tribes spread along the rivers and their branches: the intervening forests being impenetrable. In Borneo, too, where the invading races are located about the shores and rivers, the rivers have clearly been the channels up which the interior had been reached. Hence certain funeral rites which occur in Borneo. The Kanowits send much of a deceased chief’s goods adrift in a frail canoe on the river. The Malanaus used “to drift the deceased’s sword, eatables, cloths, jars—and often in former days a slave woman accompanied these articles, chained to the boat—out to sea, with a strong ebb tide running.” Describing this as a custom of the past, Brooke says that at present “these crafts are placed near their graves:” an example of the way in which observances become modified and their meanings obscured. A kindred example is furnished by the Chinooks, who, putting the body in a canoe near the river-side, place the canoe with its head pointing down the stream.

[I-210]

The journey to the other-world down a river, brings us with scarcely a break to the remaining kind of journey—that over the sea. We habitually find it where there has been an over-sea migration. The heaven of the Tongans is a distant island. Though it is not clear where Bulu, the Fijian abode of bliss, is situated, yet “the fact that it cannot be reached except in a canoe, shows that it is separated from this world by water.” The entrance to the Samoan Hades is “at the west-end of Savaii,” and to reach this entrance the spirit (if belonging to a person living on another island) journeyed partly by land and partly swimming the intermediate sea or seas. Moreover the Samoans “say of a chief who has died, ‘he has sailed.’ ” Along with, or instead of, these distinct statements, we have, in other cases, practices sufficiently significant. Sometimes a part of a canoe is found near a grave in the Sandwich Islands. In New Zealand, undoubtedly peopled by immigrant Polynesians, Angas says a canoe, sometimes with sails and paddles, or part of a canoe, is placed beside or in their graves; while the statement of Thompson that the bodies of New Zealand chiefs were put into canoe-shaped boxes, shows us a modification which explains other such modifications. Already we have seen that the Chonos, of western Patagonia, who trace their descent from western people across the ocean, expect to go back to them after death; and here it is to be added that “they bury their dead in canoes, near the sea.” Of the Araucanians, too, with like traditions and like expectations, we read that a chief is sometimes buried in a boat. Bonwick alleges of the Australians that formerly in Port Jackson, the body was put adrift in a bark canoe; and Angas, again showing us how an observance having at first an unmistakable meaning passes into a form of which the meaning is less distinct, says the New South Wales people sometimes bury the dead in a bark canoe.

Like evidence is found in the northern hemisphere. Among the Chinooks “all excepting slaves, are laid in canoes [I-211] or wooden sepulchres;” the Ostyaks “bury in boats;” and there were kindred usages among the ancient Scandinavians.

§ 113. Yet a further explanation is thus afforded. We see how, in the same society, there arise beliefs in two or more other-worlds. When with migration there is joined conquest, invaders and invaded will naturally have different ancestral homes to which their respective dead depart. Habitually, where physical and mental unlikenesses indicate unlike origins of the governing classes and the governed classes, there is a belief in unlike other-worlds for them. The Samoan chiefs “were supposed to have a separate place allotted to them, called Pulotu.” We have seen that in Peru, the Ynca race and the aborigines went after death to different regions. In the opinion of some Tongans, only the chiefs have souls, and go to Bolotoo, their heaven: the probability being that the traditions of the more recent conquering immigrants, and the belief in their return journey after death, are relatively distinct and dominant. Using the clue thus furnished, we may see how the different other-worlds for different ranks in the same society, become other worlds for good and bad respectively. On remembering that our word villain, now so expressive of detestable character, once merely meant a serf, while noble was at first indicative only of high social position; we cannot question the tendency of early opinion to identify subjection with badness and supremacy with goodness. On also remembering that victors become the military class, while vanquished become slaves who do not fight, and that in societies so constituted worth is measured by bravery, we perceive a further reason why the other-worlds of upper and lower classes, though originally their respective ancestral homes, come to be regarded as places for worthy and unworthy. Naturally, therefore, where indigenous descendants from cave-dwellers have been subjugated by an invading race, [I-212] it will happen that the respective places to which the two expect to return, will differentiate into places for bad and good. There will arise such a belief as that of the Nicaragua-people, who held that the bad (those who died in their houses) went under the earth to Miqtanteot, while the good (who died in battle) went to serve the gods where the sun rises, in the country whence the maize came. As the Patagonians show us, the unsubjugated descendants of cave-dwellers do not regard the under-world as a place of misery. Contrariwise, their return after death to the “divine caverns,” is to bring a pleasurable life with the god who presides in the land of strong drink. But where, as in Mexico, there have been conquests, the under-world is considered, if not as a place of punishment, still as a relatively-uncomfortable place.

Thus then, the noteworthy fact is that a supposed infernal abode like the Greek Hades, not undesirable as conceived by proximate descendants of troglodytes, may differentiate into a dreary place, and at length into a place of punishment, mainly because of the contrast with the better places to which the other souls go—Isles of the West for the specially brave, or the celestial abode for favourites of the gods. And the further noteworthy fact is, that the most inhospitable regions into which rebels are expelled, yield a kindred origin for a Tartarus or a Gehenna. [*]

§ 114. Interpretable after the same general manner, is the remaining conception of another world, above or outside of this world. The transition from a mountain abode to [I-213] an abode in the sky, conceived as the sky is by primitive men, presents no difficulties.

Burial on hills is practised by many peoples; and we have already seen that there are places, as Borneo, where, along with the custom of depositing a chief’s remains on some peak difficult of access, there goes the belief that the spirits of the departed inhabit the mountain-tops. That the custom causes the belief, is in this case probable; though, as we shall presently see, an apparently-similar belief arises otherwise. Here, however, it concerns us only to observe that “the highest mountain in sight” is regarded as a world peopled by the departed; and that in the undeveloped speech of savages, living on a peak up in the heavens is readily confounded with living in the heavens. Remembering that, originally, the firmament is considered as a dome supported by these loftiest peaks, the conclusion that those who live on them have access to it, is a conclusion certain to be drawn.

But, as already hinted, besides the above origin, carrying with it the belief that departed souls of men live on the mountain-tops, or in the heavens, there is another possible, and indeed probable, origin, not carrying such a conclusion; but, contrariwise, restricting this heavenly abode to a different race of beings. Observe how this other belief is suggested. The choice of high places for purposes of defence, we may trace back through civilized times into barbarous times. What many of our own castles show us—what we are shown by modern and ancient fortresses on the Rhine—what we are shown by mediæval towns and villages capping the hills in Italy, and by scattered fastnesses perched on scarcely accessible peaks throughout the East; we are shown wherever primitive savagery has been outgrown in regions affording fit sites. A fortress on an elevation in ancient Mexico, is described by Godoi; the Panches made entrenchments on high spots; and the Peruvians fortified the tops of mountains by ranges of walled [I-214] moats. Both invaded and invaders have thus utilized commanding eminences. The remains of Roman encampments on our own hills, remind us of this last use. Clearly then, during the conflicts and subjugations which have been ever going on, the seizing of an elevated stronghold by a conquering race, has been a not infrequent occurrence; and the dominance of this race has often gone along with the continued habitation of this stronghold. An account given by Brooke of his long contest with a mountain-chief in Borneo, shows what would be likely to happen when the stronghold was in the possession of the superior race. His antagonist had fortified an almost inaccessible crag on the top of Sadok—a mountain about 5,000 feet high, surrounded by lower mountains. Described by Brooke as “grim and grand,” it figures in Dyak legends and songs as “the Grand Mount, towards which no enemy dare venture.” The first attempt to take this fastness failed utterly; the second, in which a small mortar was used, also failed; and only by the help of a howitzer, dragged up by the joint strength of hundreds of yelling Dyaks, did the third attempt succeed. This chieftain, who had many followers and was aided by subordinate chiefs, Layang, Nanang, and Loyioh, holding secondary forts serving as outposts, was unconquerable by the surrounding tribes, and was naturally held in dread by them. “Grandfather Rentap,” as he was commonly called, was dangerously violent; occasionally killed his own men; was regardless of established customs; and, among other feats, took a second wife from a people averse to the match, carried her off to his eyrie, and, discarding the old one, made the young one Ranee of Sadok. Already there were superstitions about him. “Snakes were supposed to possess some mysterious connection with Rentap’s forefathers, or the souls of the latter resided in these loathsome creatures.” Now if, instead of a native ruler thus living up in the clouds (which hindered the last attack), keeping the country around in fear, occasionally [I-215] coming down to fulfil a threat of vengeance, and giving origin to stories already growing into superstitions, we suppose a ruler belonging to an invading race which, bringing knowledge, skill, arts and implements, unknown to the natives, were regarded as beings of superior kind, just as civilized men now are by savages; we shall see that there would inevitably arise legends concerning this superior race seated in the sky. Considering that among these very Dyaks, divine beings are conceived as differing so little from men, that the supreme god and creator, Tapa, is supposed to dwell “in a house like that of a Malay, . . . himself being clothed like a Dyak;” we shall see that the ascription of a divine character to a conqueror thus placed, would be certain. And if the country was one in which droughts had fostered the faith in rain-makers and “heaven-herds”—if, among the Zulus, there was a belief in weather-doctors able to “contend with the lightning and hail,” and to “send the lightning to another doctor to try him;” this ruler, living on a peak round which the clouds formed and whence the storms came, would, without hesitation, be regarded as the causer of these changes—as a thunderer holding the lightnings in his hand. [*] Joined with which ascribed powers, there would nevertheless be stories of his descents from this place up in the heavens, appearances among men, and amours with their daughters. Grant a little time for such legends to be exaggerated and idealized—let the facts be magnified as was the feat of Samson with the ass’s jawbone, or the prowess of Achilles making “the earth flow with blood,” or the achievement of Ramses II in slaying 100,000 [I-216] foes single-handed; and there would be reached the idea that heaven was the abode of superhuman beings commanding the powers of nature and punishing men. [*]

I am aware that this interpretation will be called Euhemeristic; and that having so called it, the mythologists whose views are now in fashion will consider it disposed of. Only incidentally implied as this view here is, I must leave it for the present unsupported. By-and-by, after showing that it is congruous with all the direct evidence we have respecting primitive modes of thought, I hope further to show that the multitudinous facts which existing uncivilized and semi-civilized races furnish, yield no support to the current theories of mythologists, and that these theories are equally at variance with the laws of mental evolution.

§ 115. The general conclusion to which we are led is that the ideas of another world pass through stages of development. The habitat of the dead, originally conceived as coinciding with that of the living, gradually diverges—here to the adjacent forest, there to the remoter forest, and elsewhere to distant hills and mountains. The belief that the dead rejoin their ancestors, leads to further divergences, which vary according to the traditions. Stationary descendants of troglodytes think they return to a subterranean other-world, whence they emerged; while immigrant races have for their other-worlds the abodes of their fathers, to which they journey after death: over land, down a river, or across the sea, as the case may be. Societies consisting of conquerors and conquered, having separate traditions of origin, have separate other-worlds; which differentiate into superior and inferior places, in correspondence with the respective [I-217] positions of the two races. Conquests of these mixed peoples by more powerful immigrants, bring further complications—additional other-worlds, more or less unlike in their characters. Finally, where the places for the departed, or for superior classes of beings, are mountain-tops, there is a transition to an abode in the heavens; which, at first near and definite, passes into the remote and indefinite. So that the supposed residence for the dead, originally coinciding with the residence of the living, is little by little removed in thought: distance and direction grow increasingly vague, and finally the localization disappears in space.

All these conceptions, then, which have their root in the primitive idea of death, simultaneously undergo like progressive modifications. Resurrection, once looked for as immediate, is postponed indefinitely; the ghost, originally conceived as quite substantial, fades into ethereality; the other-life, which at first repeated this exactly, becomes more and more unlike it; and its place, from a completely-known adjacent spot, passes to a somewhere unknown and unimagined.

 


 

[I-218]

CHAPTER XVI.

THE IDEAS OF SUPERNATURAL AGENTS.

§ 116. Specialized as they are in correspondence with our thoughts, our words do not represent truly the thoughts of the savage; and often entirely misrepresent them. The supernatural pre-supposes the natural; and until there has been reached that idea of orderly causation which we call natural, there can exist no such idea as we imply by supernatural. I am obliged to use the word, however, in default of a better; but the reader must be cautioned against ascribing to the primitive man a conception like that which the word gives to us.

This premised, let us, so far as we can, picture the imaginary environment the primitive man makes for himself, by the interpretations described in the last four chapters. Inconsistent in detail as are the notions he forms concerning surrounding actions, they are, in their ensemble, consistent with the notions that have been set forth as necessarily generated in him.

§ 117. In every tribe, a death from time to time adds another ghost to the many ghosts of those who died before. We have seen that, originally, these ghosts are thought of as close at hand—haunting the old home, lingering near the place of burial, wandering about in the adjacent bush. Continually accumulating, they form a surrounding population; [I-219] usually invisible, but some of them occasionally seen. Here are a few illustrations.

By Australians the supernatural beings thus derived are supposed to be everywhere: the face of the country swarms with them—thickets, watering-places, rocks. The Veddahs, who trust in “the shades of their ancestors and their children,” “believe that the air is peopled with spirits, that every rock and every tree, every forest and every hill, in short, every feature of nature, has its genius loci.” The Tasmanians imagine “a host of malevolent spirits and mischievous goblins” in caverns, forests, clefts, mountain-tops. Where burial within the house prevails, the ghosts of the dead are conceived to be at the elbows of the living; and where, as among the aborigines of the Amazons, “some of the large houses have more than a hundred graves in them,” they must be thought of as ever jostling their descendants. “To a Karen, the world is more thickly peopled with spirits than it is with men. . . . The spirits of the departed dead crowd around him.” Similarly the Tahitians “imagined they lived in a world of spirits, which surrounded them night and day, watching every action.” Here regarded as friendly, and here as workers of mischief, the ancestral spirits are, in some cases, driven away, as by the Nicobar people—

“Once in the year, and sometimes when great sickness prevails, they [the Nicobarians] build a large canoe, and the Minloven, or priest, has the boat carried close to each house, and then, by his noise, he compels all the bad spirits to leave the dwelling, and to get into the canoe; men, women, and children assist him in his conjuration. The doors of the house are shut; the ladder is taken out [the houses are built on posts 8 or 9 feet high]; the boat is then dragged along to the seashore, where it is soon carried off by the waves, with a full cargo of devils.”

There is a like custom in the Maldive islands; and some of the Indians of California annually expel the ghosts which have accumulated during the year.

These multitudinous disembodied spirits are agents ever [I-220] available, as conceived antecedents to all occurrences needing explanation. It is not requisite that their identification as ghosts should continue in a distinct form: many of them are sure to lose this character. The swarms of demons by whom the Jews thought themselves environed, while regarded by some as the spirits of the wicked dead, readily came to be regarded by others as the offspring of the fallen angels and the daughters of men. When the genealogies of an accumulating host have been lost, there remains nothing to resist any suggested theory respecting their origin. But though the Arab who thinks the desert is so thickly peopled with spirits that on throwing anything away he asks the forgiveness of those which may be struck, probably does not now regard them as the wandering doubles of the dead; it is clear that, given the wandering doubles of the dead, supposed by the primitive man to be everywhere around, and we have the potentiality of countless supernatural agencies capable of indefinite variation.

§ 118. Hence the naturalness, and, indeed, the inevitableness, of those interpretations which the savage gives of surrounding phenomena. With the development of the ghost-theory, there arises an easy way of accounting for all those changes which the heavens and earth hourly exhibit. Clouds that gather and presently vanish, shooting stars that appear and disappear, sudden darkenings of the water’s surface by a breeze, animal-metamorphoses, transmutations of substance, storms, earthquakes, eruptions—all of them are now understood. These beings to whom is ascribed the power of making themselves visible and invisible at will, and to whose other powers no limits are known, are omnipresent. Explaining, as their agency seems to do, all unexpected changes, their own existence becomes further verified. No other causes for such changes are known, or can be conceived; therefore these souls of the dead must be the causes; therefore the survival of souls is manifest: [I-221] a circular reasoning which suffices many besides savages.

The interpretations of nature which precede scientific interpretations, are thus the best that can then be framed. If by the Karens “unaccountable sounds and sights in the jungles” are, as Mason says, ascribed to the ghosts of the wicked, the Karens do but assume an origin which, in the absence of generalized knowledge, is the only imaginable origin. If, according to Bastian, the Nicobar people attribute to evil spirits the unlucky events they cannot explain by ordinary causes, they are simply falling back on such remaining causes as they can conceive. Livingstone names certain rocks which, having been intensely heated by the sun, and then suddenly cooled externally in the evening, break with loud reports; and these reports the natives set down to evil spirits. To what else should they set them down? Uncivilized men are far removed from the conception that a stone may break from unequal contraction; and in the absence of this conception, what assignable cause of breaking is there, but one of these mischievous demons everywhere at hand? In his account of the Danákil, Harris tells us that “no whirlwind ever sweeps across the path without being pursued by a dozen savages with drawn creeses, who stab into the centre of the dusty column in order to drive away the evil spirit that is believed to be riding on the blast.” Ludicrous as this notion appears, we have but to remember that the physical interpretation of a sand-whirlwind cannot be framed by the savage, to see that the only conceivable interpretation is that which he gives. Occasionally, too, his experiences suggest that such agencies are multitudinous, and everywhere present. Describing a tropical scene, Humboldt says—“the surface of these sands, heated by the rays of the sun, seems to be undulating, like the surface of a liquid . . . the sun animates the landscape, and gives mobility to the sandy plain, to the trunks of trees, and to the rocks that project into the sea like promontories.” What [I-222] shakes the tree-trunks and makes the rocks oscillate? There is no alternative but to assume invisible beings scattered about everywhere. By savages these appearances cannot be understood as illusions caused by refraction.

As one of the above examples shows, the ghosts of the dead are in comparatively early stages the assigned agents for unusual phenomena; and there are other such examples. Thomson says the Araucanians think tempests are caused by the fights which the spirits of their countrymen have with their enemies. Such interpretations differ from the interpretations of more advanced races, only by presenting the individualities of dead friends and foes in their original forms: the eventful fading of these individualities leaves notions of personal agencies less definite in kind. An eddy in the river, where floating sticks are whirled round and engulfed, is not far from the place where one of the tribe was drowned and never seen again. What more manifest, then, than that the double of this drowned man, malicious as the unburied ever are, dwells thereabouts, and pulls these things under the surface—nay, in revenge, seizes and drags down persons who venture near? When those who knew the drowned man are all dead—when, after generations, the details of the story, thrust aside by more recent stories, have been lost—and especially when there comes some conquering tribe, in whose past history the local stories have no roots; there survives only the belief in a water-demon haunting the place. [*] And so throughout. There is nothing [I-223] to maintain in tradition the likenesses between the ghosts and the individuals they were derived from; and along with innumerable divergences, there comes not only a fading of individual traits, but also at length a fading of human traits. Varieties pass into species, and genera, and orders, of supernatural beings.

§ 119. Of course, if the ghosts of the dead, passing gradually into less distinct but still personal forms, are thus the agents supposed to work all the notable effects in the surrounding world; they are also the agents supposed to work notable effects in the affairs of men. Ever at hand and moved by amity or enmity, it is incredible that they should not interfere with human actions. The soul of a dead foe is on the watch to cause an accident; the soul of a late relative is ready to help and to guard if in good humour, or, if offended, to make something go wrong.

Hence explanations, universally applicable, of successes and failures. Among all peoples such explanations have prevailed: differing only in the extent to which the aiding or hindering spirits have lost the human character. Low down we have the Veddah, who looks to the shade of his dead parent or child to give him success in the chase, and ascribes a bad shot to the lack of an invocation; we have the Australian who, “if a man tumbles out of a tree and breaks his neck,” thinks that “his life has been charmed away by the Boyala-men of another tribe;” we have the Ashantees, who “believe that the spirits of their departed relatives exercise a guardian care over them,” and that “the ghosts of departed enemies are . . . bad spirits,” who work mischief. Higher up we have, among the Homeric heroes, feats of arms set down to the assistance of the supernatural beings who join in the battle. With Hector “one at least of the gods is ever present, who wards off death;” and “Menelaus conquered by Minerva’s aid.” Diomed is unscathed because an immortal “has turned into another [I-224] course the swift shaft just about to hit him;” Paris, dragged by the helmet, would have been lost had not Venus, “who quickly perceived it, broke for him the thong;” and Idæus escaped only because “Vulcan snatched him away.” Be it the Araucanian who ascribes success to the aid of his particular fairy; be it the African chief Livingstone names, who thought he had ensured the death of an elephant they were attacking by emptying his snuff-box as an offering to the Barimo; be it the Greek whose spear is well fixed in a Trojan’s side by the guiding hand of his favourite deity; be it the Jew’s ministering angel or the Catholic’s patron saint; there is identity in essentials, and only more or less of difference in form. The question is solely how far this evolution of the ghosts of the dead into supernatural agents has gone.

§ 120. Lastly, and chiefly, we have to note the fact that this machinery of causation which the primitive man is inevitably led to frame for himself, fills his mind to the exclusion of any other machinery. This hypothesis of ghost-agency gains a settled occupation of the field, long before there is either the power or the opportunity of gathering together and organizing the experiences which yield the hypothesis of physical-force-agency. Even among ourselves, with our vast accumulation of definite knowledge, and our facilities for diffusing it, the displacement of an old doctrine by a new one is difficult. Judge then its difficulty where the few facts known remain ungeneralized, unclassified, unmeasured; where the very notions of order, cause, law, are absent; where criticism and scepticism are but incipient; and where there is not even the curiosity needful to prompt inquiry. If, parodying a common adage, we may fitly say that prepossession is nine points of belief—if this is so even in the relatively-plastic minds of the civilized; how many points of belief must it be in the relatively-rigid minds of the uncivilized?

[I-225]

Hence the surprise commonly expressed at these primitive interpretations is an unwarranted surprise. If, as Mr. St. John tells us, the Dyaks never take the natural explanation of any phenomena, such as an accident, but always “fly to their superstitions;” they fly to the only kind of explanation which yet exists for them. The absurdity is in supposing that the uncivilized man possesses at the outset the idea of “natural explanation.” Only as societies grow, arts multiply, experiences accumulate, and constant relations of phenomena become recognized, registered, and familiar, does the notion of natural explanation become possible.

And now, having seen how the primitive man is led to think of the activities in his environment as controlled by the spirits of the dead, and by spirits more or less differentiated from them, let us observe how he is similarly led to think of such spirits as controlling the activities within his body and within the bodies of other men.

 


 

[I-226]

CHAPTER XVII.

SUPERNATURAL AGENTS AS CAUSING EPILEPSY AND CONVULSIVE ACTIONS, DELIRIUM AND INSANITY, DISEASE AND DEATH.

§ 121. The phenomena exhibited during evolution cannot be placed in serial order. Always there go on divergences and re-divergences. Setting out with the primitive ideas of insensibility, of death, and of the ghost, we have traced along certain lines the developing ideas of another life and another world; and along other lines we have traced the developing ideas of supernatural agents as existing on all sides. Setting out afresh from the insensible body as the starting point, we have now to observe how a further class of ideas has been simultaneously developing by the aid of those we have considered.

In sleep, in swoon, in trance, in apoplexy, there is almost complete quiescence; and at death the quiescence becomes absolute. Usually, then, during the supposed absence of the other-self, the body does nothing. But sometimes the body, lying on the ground with eyes closed, struggles violently; and, after the ordinary state is resumed, the individual denies having struggled—says that he knows nothing about those actions of his body which the spectators saw. Obviously his other-self has been away. But how came his body to behave so strangely during the interval?

The answer given to this question is the most rational which the primitive man can give.

[I-227]

§ 122. If, during insensibilities of all kinds, the soul wanders, and, on returning, causes the body to resume its activity—if the soul can thus not only go out of the body but can go into it again; then may not the body be entered by some other soul? The savage thinks it may.

Hence the interpretation of epilepsy. The Congo people ascribe epilepsy to demoniac possession. Among the East Africans, “falling sickness” is peculiarly common; and Burton thinks it has given rise to the prevalent notion of possession. Of Asiatic races may be instanced the Kalmucks: by these nomads epileptics are regarded as persons into whom bad spirits have entered. That the Jews similarly explained the facts is clear; and the Arabic language has the same word for epilepsy and possession by devils. It is needless to show that this explanation persisted among the civilized up to comparatively-recent times.

The original inference is, then, that while the patient’s other-self has gone away, some disembodied spirit, usurping its place, uses his body in this violent way. Where we have a specific account of the conception in its earliest stage, we learn that the assumed supernatural agent is a ghost. From the Amazulu cross-examined by Bishop Callaway, there is brought out the statement that when a diviner is becoming possessed by the Itongo (ancestral spirits), “he has slight convulsions.” Moreover, a witness who “went to a person with a familiar spirit to inquire respecting a boy . . . who had convulsions,” got the answer—“he is affected by the ancestral spirits.”

§ 123. A further question comes before the primitive mind, and a further rational corollary is drawn, which develops into a series of curious but consistent ideas.

Occasionally a person, while still conscious, cannot control the actions of his body. He finds himself doing something without willing it, or even in spite of his will. Is it, then, that another soul has entered him; even though his [I-228] own soul has not wandered away? An affirmative answer is inevitable.

Hence the explanation of hysteria, with its uncontrollable and meaningless laughs, sobs, and cries. Among the Amazulu, hysterical symptoms are counted as traits of one who is becoming an Inyanga, or diviner—one who is becoming possessed. The remark made by Parkyns respecting the Abyssinians, that “the greater part of the ‘possessed’ are women,” indicates a kindred interpretation: women being so much more liable to hysteria than men. And when we read in Mariner, that among the Tongans inspiration is not confined to the priests, but is sometimes experienced by others, especially females, we may reasonably conclude that fits of hysterics are the signs of inspiration referred to. Indeed, is not one of the symptoms of the disorder conclusive proof? What can be said of the globus hystericus—a ball that is suddenly felt within the body—unless it is this alleged possessing spirit?

Carried thus far, the explanation has to be carried further. If these more violent actions of the body, performed in defiance of the will, are ascribable to a usurping demon, so, too, must be the less violent actions of this kind. Hence the primitive theory of sneezing and yawning. The Amazulu regard these involuntary actions as marks of possession. When a man is becoming an Inyanga,

“his head begins to give signs of what is about to happen. He shows that he is about to be a diviner by yawning again and again, and by sneezing again and again. And men say, ‘No! Truly it seems as though this man was about to be possessed by a spirit.’ ”

In other cases we have proof, not of permanent possession, but of temporary possession, being inferred from the sneeze. The Khonds dash water on the priest when they wish to consult him. He sneezes, and becomes inspired. Of course, there is nothing to determine whether this possession is by a friendly or by an unfriendly spirit: it may be, as among the Zulus, an ancestral ghost, or, as among other peoples, it [I-229] may be a malicious demon. But be the sneeze, as with the Moslem, a reason for asking Allah to protect him against Satan as the presumed cause; or be it, as with the Christian, the occasion of a now-unmeaning “God bless you” from bystanders; or be it the ground for putting faith in an utterance as inspired; the root idea is the same: some intruding spirit has made the body do what its owner did not intend.

Two kindred interpretations may be added. Among the Yakuts there is a disorder accompanied by a violent hiccough, and “they persist in believing that a devil is in the body of the person afflicted.” A neighbouring people, the Kirghiz, furnish a still stranger instance. Mrs. Atkinson says that a woman in child-bed is supposed to be possessed by a devil; and it is even the custom to beat her for the purpose of driving him away.

In this last case, as in all the others, there are involuntary muscular contractions. These may reasonably be ascribed to possession, if those of epilepsy are so; and we see that the ascription of epilepsy to possession is an implication of the original ghost-theory.

§ 124. Certain allied phenomena, explicable in like manner and otherwise inexplicable, further confirm the doctrine of possession. I refer to the phenomena of delirium and madness.

What is come to this man who, lying prostrate, and refusing to eat, does not know those around; now mutters incoherently or talks nonsense; now speaks to some one the bystanders cannot see; now shrinks in terror from an invisible foe; now laughs without a cause? And how does it happen that when he has become calm he either knows nothing about these strange doings of his, or narrates things which no one witnessed? Manifestly one of these spirits or ghosts, swarming around, had entered his body at night while he was away, and had thus abused it. That savages do thus interpret the facts we have not much evidence: [I-230] probably because travellers rarely witness among them this kind of mental disturbance. Still, Petherick says the Arabs suppose that “in high fever, when a person is delirious, he is possessed by the devil.”

But when from temporary insanity we pass to permanent insanity, we everywhere find proof that this is the interpretation given. The Samoans attribute madness to the presence of an evil spirit; as also do the Tongans. The Sumatrans, too, consider that lunatics are possessed. Among more advanced races the interpretation has been, and still remains, the same. When the writer of Rambles in Syria. tells us that, “in the East, madness is tantamount to inspiration,” we are reminded that if there is any difference between this conception and the conceptions recorded of old, it concerns only the nature of the possessing spirit. These earlier records, too, yield evidence that the original form of the belief was the form above inferred. “According to Josephus, demons are the spirits of the wicked dead: they enter into the bodies of the living.” As the possessed were said to frequent burial-places, and as demons were supposed to make tombs their favourite haunts, we may conclude that by Jews in general the possessing spirit was at first conceived as a ghost.

The continuance of this view of insanity through mediæval days, down to the days when the 72nd canon of our Church tacitly embodied it by forbidding the casting out of devils without a special licence, is easy to understand. Only after science had made familiar the idea that mental states result from nervous actions, which can be disordered by physical causes, did it become possible to conceive the madman’s amazing ideas and passions in any other way than as the expressions of some nature unlike his own.

We must not overlook a verification which the behaviour of the insane yields to the belief in surrounding ghosts or spirits. The uncivilized or semi-civilized man knows nothing about subjective illusions. What then must he think [I-231] when he hears a maniac talking furiously to an invisible person, or throwing a missile at some being, unseen by others, whom he wants to drive away? His frantic gestures, his glaring eyes, his shrieking voice, make it impossible to doubt the strength of his belief. Obviously, then, there are mischievous demons around: manifest to him, but not to bystanders. Any who doubted the existence of supernatural agents can no longer doubt.

One further noteworthy idea is thus yielded. In his paroxysms, an insane person is extremely strong—strong enough to cope single-handed with several men. What is the inference? The possessing demon has superhuman energy. The belief thus suggested has developments hereafter to be observed.

§ 125. Once established, this mode of explaining unusual actions, mental and bodily, extends itself. Insensibly it spreads from abnormalities of the kinds above instanced, to those of other kinds. Diseases are soon included under the theory. As in fever bodily derangement co-exists with mental derangement, the inference is that the same agent causes both. And if some unhealthy states are produced by indwelling demons, then others are thus produced. A malicious spirit is either in the body, or is hovering around, inflicting evil on it.

The primitive form of this interpretation is shown us by the Amazulu. Even a stitch in the side they thus explain: “if the disease lasts a long time,” they say, “he is affected by the Itongo. He is affected by his people who are dead.” The Samoans supposed that the spirits of the dead “had power to return, and cause disease and death in other members of the family.” As we saw in § 92, the New Caledonians “think white men are the spirits of the dead, and bring sickness.” The Dyaks who, like the Australians, attribute every disease to spirits, like them, too, personify diseases. They will not call the small-pox by its name; but [I-232] ask—“Has he yet left you?” Sometimes they call it “the chief.” In these cases ghosts are the assumed agents; and in some of them, occupation of the sufferer’s body is alleged or implied. In other cases, the supernatural agent, not specified in its origin, appears to be regarded as external. By the Arawâks, pain is called “the evil spirit’s arrow;” and the Land-Dyaks believe that sickness is occasionally “caused by spirits inflicting on people invisible wounds with invisible spears.” But everywhere the supposed cause is personal. In Asia, the Karens “attribute diseases to the influence of unseen spirits.” By the Lepchas, all ailments “are deemed the operations of devils;” as also by the Bodo and Dhimáls. In Africa, the Coast Negroes ascribe illness to witchcraft or the operations of the gods; the Koossas consider it caused by enemies and evil spirits; and the offended ancestor of a Zulu is represented as saying—“I will reveal myself by disease.” In America, the Comanches think a malady is due to the “blasting breath” of a foe; and the Mundrucús regard it as the spell of an unknown enemy.

If instead of “ghost” we read “supernatural agent,” the savage theory becomes the semi-civilized theory. The earliest recorded hero of the Babylonians, Izdubar, is smitten with a grievous malady by the offended goddess Ishtar. In the first book of the Iliad, the Greeks who die of pestilence are represented as hit by Apollo’s arrows—an idea parallel to one of the savage ideas above named. It was believed by the Jews that dumbness and blindness ceased when the devils causing them were ejected. And in after-times, the Fathers held that demons inflicted diseases. How persistent this kind of interpretation has been, we are shown by the fact that the production of illness by witches, who instigate devils, is even now alleged among the uncultured; and by the fact that some of the cultured still countenance the belief that illness is diabolically caused. A State-authorized expression of this theory of disease is often repeated [I-233] by priests. In the order for the visitation of the sick, one of the prayers is, “renew in him” “whatsoever has been decayed by the fraud and malice of the devil.”

§ 126. After contemplating the genesis of the foregoing beliefs, the accompanying belief that death is due to supernatural agency will no longer surprise us.

In one form or other this belief occurs everywhere. The Uaupè Indians, Wallace tells us, “scarcely seem to think that death can occur naturally;” and Hearne says the Chippewayans ascribe the deaths of their chiefs to witchcraft—commonly by the Esquimaux. The Kalmucks believe that “death is caused by some spirit at the command of the deity;” the Kookies attribute death, as well as all earthly evils, to supernatural causes; and the Khonds hold “that death is not the necessary and appointed lot of man, but that it is incurred only as a special penalty for offences against the gods.” The Bushmen think death is chiefly due to witchcraft; and by the Bechuanas, death, even in old age, is ascribed to sorcery. The Coast Negroes think “no death is natural or accidental;” Burton says that “in Africa, as in Australia, no man, however old, dies a natural death;” and the Loango people do not believe in natural death, even from drowning or other accident. The Tahitians regarded the effects of poisons as “more the effects of the god’s displeasure, . . . than the effects of the poisons themselves. . . . Those who were killed in battle were also supposed to die from the influence of the gods.” And kindred ideas are current among the Sandwich Islanders, the Tannese, and various other peoples.

A sequence must be named. Eventually the individualities of the particular demons supposed to have caused death, merge in a general individuality—a personalized Death: the personalization probably beginning, everywhere, in the tradition of some ferocious foe whose directly-seen acts of vengeance were multitudinous, and to whom, [I-234] afterwards, unseen acts of vengeance were more and more ascribed. Be this as it may, however, we may trace the evolution of these primitive notions into those which existed in classic times and mediæval times. At a Naga’s burial, his friends arm themselves, and challenge the spirit who caused his death. Of the Tasmanians, Mr. Davis relates that, “during the whole of the first night after the death of one of their tribe, they will sit round the body, using rapidly a low, continuous recitative, to prevent the evil spirit from taking it away. Such evil spirit being the ghost of an enemy.” On the other hand, among the Kora-Hottentots the conception has become partially generalized: they personalize death—say “Death sees thee.” Which several facts show us the root of the belief implied by the story of Alcestis, who is rescued from the grasp of the strong Death by the still stronger Hercules; and also the root of the belief implied by the old representations of Death as a skeleton, holding a dart or other weapon.

In the minds of many, the primitive notion still lingers. When reading with astonishment that savages, not recognizing natural death, ascribe all death to supernatural agency, we forget that even now supernatural agency is assigned in cases where the cause of death is not obvious—nay, in some cases where it is obvious. We still occasionally read the coroner’s verdict—“Died by the visitation of God;” and we still meet people who think certain deaths (say the drownings of those who go boating on Sundays) directly result from divine vengeance: a belief differing from these savage beliefs only in a modified conception of the supernatural agent.

§ 127. Considered thus as following from the primitive interpretation of dreams, and consequent theory of ghosts, souls, or spirits, these conclusions are quite consistent.

If souls can leave bodies and re-enter them, why should not bodies be entered by strange souls, while their own souls [I-235] are absent? If, as in epilepsy, the body performs acts which the owner denies having performed, there is no choice but to assume such an agency. And if certain uncontrollable movements, as those of hysteria, as well as the familiar ones of sneezing, yawning, and hiccough, take place involuntarily, the conclusion must be that some usurping spirit directs the actions of the subject’s body in spite of him.

This hypothesis explains, too, the strange behaviour of the delirious and the insane. That a maniac’s body has been taken possession of by an enemy, is proved by the fact that it is impelled to self-injury. Its right owner would not make the body bite and tear itself. Further, the possessing demon is heard to hold converse with other demons, which he sees but which bystanders do not see.

And if these remarkable derangements of body and mind are thus effected, the manifest inference is that diseases and disorders of less remarkable kinds are effected in the same way. Should there not be a demon within the body, there must be, at any rate, some invisible enemy at hand, who is working these strange perturbations in it.

Often occurring after long-continued disease, death must be caused by that which caused the disease. Whenever the death has no visible antecedent, this is the only possible supposition; and even when there is a visible antecedent, it is still probable that there was some demoniacal interference. The giving way of his foothold and consequent fatal fall of a companion down a precipice, or the particular motion which carried a spear into his heart, was very likely determined by the malicious spirit of a foe.

 


 

[I-236]

CHAPTER XVIII.

INSPIRATION, DIVINATION, EXORCISM, AND SORCERY.

§ 128. If a man’s body may be entered by a “wicked soul of the dead” enemy, may it not be entered by a friendly soul? If the struggles of the epileptic, the ravings of the delirious, the self-injuries of the insane, are caused by an indwelling demon; then must not the transcendent power or marvellous skill occasionally displayed, be caused by an indwelling beneficent spirit? If, even while a man is conscious, the ghost of a foe may become joint occupant of his body and control its actions in spite of him, so producing hiccough, and sneezing, and yawning; may not joint occupancy be assumed by an ancestral ghost, which co-operates with him instead of opposing him: so giving extra strength, or knowledge, or cunning?

These questions the savage consistently answers in the affirmative. There result the ideas to be here glanced at.

§ 129. The fact that maniacs, during their paroxysms, are far stronger than men in their normal states, raises, as we before saw, the belief that these supernatural agents have superhuman energies.

That manifestations of unusual will and strength are thus accounted for, we find proofs among early traditions. Encouraging Diomede, Minerva says—“In thy breast have I set thy father’s courage undaunted, even as it was in knightly Tydeus:” words implying some kind of inspiration—some [I-237] breathing-in of a soul that had been breathed-out of a father. More distinctly is this implied by certain legendary histories of the Egyptians. In the third Sallier papyrus, narrating a conquest, Ramses II invokes his “father Ammon,” and has the reply—“Ramses Miamon, I am with thee, I thy father Ra. . . . I am worth to thee 100,000 joined in one.” And when Ramses, deserted by his own army, proceeds single-handed to slay the army of his foes, they are represented as saying—“No mortal born is he whoso is among us.”

Here several points of significance are observable. The ancestral ghost was the possessing spirit, giving superhuman strength. Along with development of this ancestral ghost into a great divinity had gone increase of this strength from something a little above the human to something immeasurably above the human. The conception, common to all these ancient races—Egyptians, Babylonians, Assyrians, Greeks—was that gods, otherwise much like men, were distinguished by power transcending that of men; and this conception, subject to no restraint, readily expanded into the conception of omnipotence. A concomitant result was that any display of bodily energy exceeding that which was ordinary, raised in observers the suspicion, either that there was possession by a supernatural being, or that a supernatural being in disguise was before them.

§ 130. Similarly with extraordinary mental power. If an incarnate spirit, having either the primitive character of an ancestral ghost or some modified and developed character, can give superhuman strength of body, then it can give, too, superhuman intelligence and superhuman passion.

We are now so remote from this doctrine of inspiration, as to have difficulty in thinking of it as once accepted literally. Some existing races, as the Tahitians, do indeed show us, in its original form, the belief that the priest when inspired “ceased to act or speak as a voluntary agent, but [I-238] moved and spoke as entirely under supernatural influence;” and so they make real to us the ancient belief that prophets were channels for divine utterances. But we less clearly recognize the truth that the inspiration of the poet was at first conceived in the same way. “Sing, O goddess, the destructive wrath of Achilles,” was not, like the invocations of the Muses in later times, a rhetorical form; but was an actual prayer for possession. The Homeric belief was, that “all great and glorious thoughts . . . come from a god.” Of course, this mode of interpreting ideas and feelings admits of unlimited extension; and hence the assumption of a supernatural cause, made on the smallest suggestion, becomes habitual. In the Iliad, Helen is represented as having an ordinary emotion excited in her by Iris; who “put into her heart, sweet longing for her former husband, and her city, and parents.” Nor does the interpretation extend itself only to exaltations, emotional or intellectual. In the Homeric view, “not the doers of an evil deed, but the gods who inspire the purpose of doing it, are the real criminals;” and even a common error of judgment the early Greek explains by saying—“a god deceived me that I did this thing.”

How this theory, beginning with that form still shown us by such savages as the Congoese, who ascribe the contortions of the priest to the inspiration of the fetish, and differentiating into inspirations of the divine and the diabolical kinds, has persisted and developed, it is needless to show in detail. It still lives in both sacred and secular thought; and between the earliest and latest views the unlikeness is far less than we suppose. When we read in Brinton that “among the Tahkalis the priest is accustomed to lay his hand on the head of the nearest relative of the deceased, and to blow into him the soul of the departed, which is supposed to come to life in his next child;” we are reminded that in the service for ordaining priests there are the words—“Receive the Holy Ghost for the office and work of a priest in the Church of God, now committed unto thee by the imposition of our [I-239] hands.” Not only in the theory of Apostolic Succession do we see this modified form of the savage belief in inspiration, but we see it, with a difference, in the ideas of the most unsacerdotal of our sects, the Quakers. Being moved by the spirit, as they understand it, is being temporarily possessed or inspired. And then, in its secular application, the primitive notion has left a trace in the qualitative distinction, still asserted by some, between genius and talent.

§ 131. There is but a nominal difference between the facts just grouped under the head of inspiration, and the facts to be grouped under the head of divination. The diviner is simply the inspired man using his supernatural power for particular ends.

The ideas of the Amazulu, which have been so carefully ascertained, we may again take as typical. Mark, first, that bodily derangement, leading to mental perturbation, is the usual preliminary. Fasting is requisite. They say “the continually-stuffed body cannot see secret things.” Moreover, “a man who is about to be an inyanga . . . does not sleep, . . . his sleep is merely by snatches,” “he becomes a house of dreams.” Mark, next, that mental perturbation, rising to a certain point, is taken as proof of inspiration. Where the evidence is not strong, “some dispute and say, ‘No. The fellow is merely mad. There is no Itongo [ancestral ghost] in him.’ Others say, ‘O, there is an Itongo in him; he is already an inyanga.’ ” And then mark, further, that the alleged possession is proved by his success: doubters say—“We might allow that he is an inyanga if you had concealed things for him to find, and he had discovered what you had concealed.”

The conception here so clearly implied is traceable in all cases: the chief difference being in the supposed nature of the indwelling supernatural agent. Such mode of living as produces abnormal excitement, is everywhere a preparation for the diviner’s office. Everywhere, too, this excitement is [I-240] ascribed to the possessing ghost, demon, or divinity; and the words uttered are his. Of the inspired Fijian priest, Williams says:—

“All his words and actions are considered as no longer his own, but those of the deity who has entered into him. . . . While giving the answer, the priest’s eyes stand out and roll as in a frenzy; his voice is unnatural, his face pale, his lips livid, his breathing depressed, and his entire appearance like that of a furious madman.”

And just the same constituents of the belief are shown by the Santals. Starving many days, the Santal priest brings on a state of half wildness. He then answers questions through the power of the possessing god. And in the case named by Sherwill, this god was “formerly a chief amongst them.”

The views of the semi-civilized and civilized need mention only to show their kinship. As represented by Homer, “the gods maintain an intercourse with men as part of the ordinary course of their providence, and this intercourse consists principally in revelations of the divine will, and specially of future events, made to men by oracular voices,” etc. Here we are shown likeness in nature, though some unlikeness in form, between the utterances of the Greek oracle and those of the Zulu Inyanga, to whom the ancestral ghost says—“You will not speak with the people; they will be told by us everything they come to inquire about.” Greater deviation in non-essentials has left unchanged the same essentials in the notions current throughout Christendom; beginning with the “inspired writers,” whose words were supposed to be those of an indwelling holy spirit, and ending with the Pope, who says his infallible judgments have a like origin.

§ 132. Inevitably there comes a further development of these ideas. When the ghost of an enemy has entered a man’s body, can it not be driven out? And if this cannot otherwise be done, can it not be done by supernatural aid? [I-241] If some men are possessed to their hurt by spirits of evil, while others are possessed to their benefit by friendly spirits, as powerful or more powerful, is it not possible by the help of the good spirits to undo the mischief done by the bad ones—perhaps to conquer and expel them? This possibility is reasonably to be inferred. Hence exorcism.

The medicine-man is primarily an exorcist. What Rowlatt tells us of the Mishmis, that, in illness, a priest is sent for to drive away the evil spirit, is told us directly or by implication in hosts of instances. The original method is that of making the patient’s body so disagreeable a residence that the demon will not remain in it. In some cases very heroic modes of doing this are adopted; as by the Sumatrans, who, in insanity, try to expel the spirit by putting the insane person into a hut, which they set fire to, leaving him to escape as he best can. Probably various other extreme measures described, including the swallowing of horrible things, and the making intolerable smells, have the purpose of disgusting the intruder. Generally, also, the exorcist tries to alarm the mischievous tenants by shouts, and gesticulations, and fearful faces. Among the Californian tribes, the doctor “squats down opposite the patient and barks at him after the manner of an enraged cur, for hours together;” and a Koniaga-doctor has a female assistant who does the groaning and growling. Sometimes with other means is joined physical force. Among the Columbian Indians, the medicine-man “proceeds to force the evil spirit from the sick man by pressing both clenched fists with all his might in the pit of his stomach.” As a type of such processes may be taken that ascribed by Herrera to the Indians of Cumana:—

“If the disease increased, they said the patient was possessed with spirits, stroked all the body over, used words of enchantment, licked some joints, and sucked, saying they drew out spirits; took a twig of a certain tree, the virtue whereof none but the physician knew, tickled their own throats with it, till they vomited and bled, [I-242] sighed, roared, quaked, stamped, made a thousand faces, sweated for two hours, and at last brought up a sort of thick phlegm, with a little, hard, black ball in the middle of it, which those that belonged to the sick person carried into the field, saying—‘Go thy way, Devil.’ ”

But in what we may consider the more-developed form of exorcism, one demon is employed to drive out another. The medicine-man or priest conquers the demon in the patient by the help of a demon with which he is himself possessed; or else he summons a friendly supernatural power to his aid.

Everyone knows that, in this last form, exorcism continues during civilization. In their earlier days the Hebrews employed some physical process, akin to the processes we find among savages; such as making a dreadful stench by burning the heart and liver of a fish. Through such exorcism, taught by the angel Raphael, the demon Asmodeus was driven out—fled to Egypt when he “had smelled” the smoke. But later, as in the exorcisms of Christ, the physical process was replaced by the compulsion of superior supernatural agency. In this form exorcism still exists in the Roman Catholic Church, which has specially-ordained exorcists; and it was daily practised in the Church of England in the time of Edward VI, when infants were exorcized before baptism, in the words—“I command thee, unclean spirit, in the name of the Father, of the Son, and of the Holy Ghost, that thou come out, and depart from these infants.” Occasional exorcism continued till 1665, if not later: a clergyman named Ruddle, licensed to exorcize by the Bishop of Exeter, having then, according to his own account, succeeded in laying the ghost of a woman, by using the means appointed for dealing with demons—magic circle, “pentacle,” etc. Nor is this all. It has been an ecclesiastical usage, lasting down to Protestant times, to exorcize the water used in divine service: a practice implying the primitive notion that invisible demons swarm everywhere around.

In this, as in other cases, we may still trace the original nature of the supernatural agent. Malicious ghosts which [I-243] annoy the living because their bodies have been ill-treated, differ but little from evil spirits which vex the living by possessing them. The instance given above, clearly implies that the laying of ghosts and the exorcism of demons, are but modifications of the same thing. The Amazulu show the two in undistinguishable forms. Concerning a woman persecuted by the ghost of her dead husband, we read:—

“If it trouble her when she has gone to another man without being as yet married; if she has left her husband’s children behind, the dead husband follows her and asks, ‘With whom have you left my children? What are you going to do here? Go back to my children. If you do not assent I will kill you.’ The spirit is at once laid in that village because it harasses the woman.”

Of course, as civilization advances, the processes differentiate; so that while evil spirits are commanded or conjured, ghosts are pacified by fulfilling their requests. But since the meanings of ghost, spirit, demon, devil, angel, were at first the same, we may infer that what eventually became the casting out of a devil, was originally an expulsion of the malicious double of a dead man.

§ 133. A medicine-man who, helped by friendly ghosts, expels malicious ghosts, naturally asks himself whether he may not get ghostly aid for other purposes. Can he not by such aid revenge himself on enemies, or achieve ends not else possible? The belief that he can initiates sorcery.

A primitive form of this belief is shown us by the Kaffirs, who think dead bodies are restored to life by bad persons, and made hobgoblins to aid them in mischief. Here we have direct identification of the familiar demon with the deceased man. When we read that the Tahitians think sickness and death are produced by the incantations of priests, who induce the evil spirits to enter the sick; or when we read that most misfortunes are attributed by the Australians “to the power which hostile tribes possess over the spirits and demons which infest every corner of the land;” [I-244] we recognize the same notion less specifically stated. In the fact that by Jewish writers “a necromancer is defined as one who fasts and lodges at night amongst tombs, in order that the evil spirit may come upon him;” we have a hint of a kindred belief in an early historic race. And we see the connexion between these original forms of the conception and those derived forms of it which have survived among the more civilized.

The operations of the sorcerer, having for their primary end the gaining of power over a living person, and having for their secondary end (which eventually becomes predominant) the gaining of power over the souls of dead persons, or supernatural agents otherwise conceived, are guided by a notion which it will be instructive to consider.

In § 52 it was shown why, originally, the special power or property of an object is supposed to be present in all its parts. This mode of thinking, we saw, prompted certain actions. Others such may here be instanced. The belief that the qualities of any individual are appropriated by eating him, is illustrated by the statement of Stanbridge, that when the Australians kill an infant, they feed a previously-born child with it; believing “that by its eating as much as possible of the roasted infant, it will possess the strength of both.” Elsewhere, dead relatives are consumed in pursuance of an allied belief. We read of the Cucamas that “as soon as a relation died, these people assembled and ate him roasted or boiled, according as he was thin or fat.” The Tariánas and Tucános, who drink the ashes of their relatives, “believe that thus the virtues of the deceased will be transmitted to the drinkers;” and an allied people, the Arawâks, think it “the highest mark of honour they could pay to the dead, to drink their powdered bones mixed in water.” Scarcely less significant is a custom of the whale-fishing Koniagas. “When a whaler dies, the body is cut into small pieces and distributed among his fellow-craftsmen, each of whom, after rubbing the point of his lance upon it, dries and [I-245] preserves his piece as a sort of talisman. Or the body is placed in a distant cave, where, before setting out upon a chase, the whalers all congregate, take it out, carry it to a stream, immerse it, and then drink of the water.” The particular virtue possessed by an aggregate is supposed not only to inhere in all parts of it, but to extend to whatever is associated with it. Even its appearance is regarded as a property which cannot exist apart from its other properties. Hence the dislike often shown by savages to having their portraits taken. Along with this lively representation they think there must go some part of the life. A belief like that of the Chinooks who, if photographed, “fancied that their spirit thus passed into the keeping of others, who could torment it at pleasure,” or that of the Mapuchés, who hold that to have a man’s likeness is to have a fatal power over him, will be fully exemplified hereafter under another head. For the present, it must suffice to name this belief, as further showing the ways in which unanalytical conceptions of things work out. One more way must be added. Even with the name, there is this association. The idea betrayed by our own uncultured that some intrinsic connexion exists between word and thing (an idea which even the cultured among the Greeks did not get rid of) is betrayed still more distinctly by savages. From all parts of the world come illustrations of the desire to keep a name secret. Burton remarks it of North Americans, and Smith of some South Americans. The motive for this secrecy was clearly expressed by the Chinook who thought Kane’s desire to know his name proceeded from a wish to steal it. Indeed, as Bancroft puts it, “with them the name assumes a personality; it is the shadow or spirit, or other-self, of the flesh and blood person.” An allied interpretation is shown among the Land-Dyaks, who often change the names of their children, especially if they are sickly: “there being an idea that they will deceive the inimical spirits by following this practice.” And in another direction this belief works out [I-246] in the widely-prevalent repugnance to naming the dead. That which Dove tells us of the Tasmanians, that they fear “pronouncing the name by which a deceased friend was known, as if his shade might thus be offended,” is told us, with or without the assigned motive, by travellers from many regions.

The facts thus grouped make sufficiently clear the genesis of the sorcerer’s beliefs and practices. Everywhere he begins by obtaining a part of his victim’s body, or something closely associated with his body, or else by making a representation of him; and then he does to this part, or this representation, something which he thinks is thereby done to his victim. The Patagonians hold that possession of a man’s hair or nails enables the magician to work evil on him; and this is the general conception. New Zealanders “all dread cutting their nails” for this reason. By the Amazulu, “sorcerers are supposed to destroy their victims by taking some portion of their bodies, as hair or nails; or something that has been worn next their person, as a piece of old garment, and adding to it certain medicines, which is then buried in some secret place.” Ancient Peruvian magicians did the like by acting on blood taken from them. Among the Tannese this fatal power over any one is exercised by operating on the remnants of his meals. Probably the idea is that these remnants continue to be connected with the portions he has eaten, and that have become part of him. They believe that—

“men can create disease and death by burning what is called nahak. Nahak means rubbish, but principally refuse of food. Everything of the kind they bury or throw into the sea, lest the disease-makers should get hold of it. . . . If a disease-maker was ill himself, he felt sure that some one must be burning his nahak.”

Spells which originate in the belief that a representation is physically connected with the thing represented, might be exemplified from societies in all stages. Keating tells us of the Chippewas, that a sorcerer transfers a disease by making [I-247] a “wooden image of his patient’s enemy,” piercing it to the heart, and introducing powders: a method identical with methods indicated in tales of European witchcraft.

Turning from this simpler form of magic to the form in which supernatural agents are employed, there comes the question—Does not the second grow out of the first? Reasons exist for thinking that it does. On remembering how small a difference the primitive man recognizes between the living and the dead, we may suspect that he thinks the two can be similarly acted upon. If possessing a portion of a living man gives power over him, will not possessing a portion of a dead man give power over him too? That by some peoples the deceased is supposed to have need of all his parts, has already been shown. We saw, in § 88, that the Mexicans put his bones where he could easily find them at the resurrection; and that a dead Peruvian’s hair and nails were preserved for him in one place. A like custom has a like assigned reason among the Inland Negroes in Ardrah. Is there not, then, the implication that one who obtains such relics thereby obtains a means of hurting, and therefore of coercing, the dead owner? Accept this implication, and the meaning of enchantments becomes clear. Habitually there is destructive usage; and habitually the things bruised, or burned, or boiled, are fragments of dead things, brute or human, but especially human. Speaking of the Ancient Peruvians, Arriaga says that by “a certain powder ground from the bones of the dead,” a sorcerer “stupifies all in the house.” During early times in Europe, it was thought dangerous “to leave corpses unguarded, lest they should be mangled by the witches, who took from them the most choice ingredients composing their charms.” Our own Parliament, so late even as 1604, enacted a death-penalty on any one who exhumed a corpse, or any part of it, to be used in “witchcrafte, sorcerie, charme, or inchantment.” Portions of the dead man having been the elements originally used, and such portions having repulsiveness as their most [I-248] conspicuous trait, repulsive things in general naturally suggested themselves as things likely to strengthen the “hell-broth.” Especially if animal-souls, or the souls of metamorphosed human beings, were to be coerced, there might be looked for those strange mixtures of “eye of newt, and toe of frog,” etc., which the witch-cauldron contains. [*] That some such relationship exists between the arts of the necromancer and these ideas of the [I-249] savage, we find further reason to suspect in the supposed potency of names. The primitive notion that a man’s name forms a part of him, and the derivative notion that calling the dead by their names affects them and may offend them, originate the necromancer’s notion of invocation. Everywhere, be it in the Hebrew legend of Samuel, whose ghost asks why he has been disquieted, or in an Icelandic saga, which describes ghosts severally summoned by name as answering to the summons, we get evidence that possession of the name is supposed to give over the dead an influence like that which it is supposed to give over the living. The power acquired by knowledge of the name is again implied by such stories as the “open Sesame” of the Arabian Nights; and the alleged effect of calling the name we see in the still-extant, though now jocose, saying—“Talk of the devil and he is sure to appear.”

Special interpretations aside, however, the general interpretation is sufficiently manifest. The primitive ghost-theory, implying but little difference between dead and living, fosters the notion that the dead can be acted on by arts like those which act on the living; and hence results that species of magic which, in its earlier form, is a summoning of the dead to get from them information, as the witch of Endor summons the spirit of Samuel, and in its later form is a raising of demons to help in mischief.

§ 134. Exorcism and sorcery pass insensibly into miracle. What difference exists refers less to the natures of the effects worked than to the characters of the agents working them. If the marvellous results are ascribed to a supernatural being at enmity with the observers, the art is sorcery; [I-250] but if ascribed to a friendly supernatural being, the marvellous results are classed as miracles.

This is well shown in the contest between the Hebrew priests and the magicians of Egypt. From Pharaoh’s point of view, Aaron was an enchanter working by the help of a spirit antagonistic to himself; while his own priests worked by the help of his favouring gods. Contrariwise, from the point of view of the Israelites, the achievements of their own leaders were divine, and those of their antagonists diabolical. But both believed that supernatural agency was employed, and that the more powerful supernatural agent had to be yielded to.

Alleged ancient miracles of another order are paralleled in their meanings by alleged miracles now wrought every day in South Africa. By the Bechuanas, missionaries are taken for another sort of rain-makers; and among the Yorubas, “an old farmer, seeing a cloud, will say to a missionary, ‘please let it rain for us.’ ” Rain being thus, in these arid regions, as in the East, synonymous with blessing, we find contests between rain-doctors, or “heaven-herds,” like that between Elijah and the priests of Baal. There are similar trials of strength, and kindred penalties for failure. In Zululand, at a time when “the heaven was hot and dry,” a rain-doctor, “Umkqaekana, says—‘let the people look at the heaven at such a time; it will rain.’ . . . And when it rained, the people said—‘truly, he is a doctor.’ . . . After that year the heaven was hard, and it did not rain. The people persecuted him exceedingly. . . . It is said they poisoned him.” Habitually we find this same conception of the weather-doctor, as, in the words of Bishop Callaway, “a priest to whom is entrusted the power of prevailing mediation;” and habitually we find both his mediatory power and the power of the supernatural agent with whom he has influence, tested by the result. Thus, in the account of his captivity in Brazil, the old voyager, Hans Stade, saying, “God did a wonder through me,” narrates how, at the [I-251] request of two savages, he stopped by prayer a coming storm, which threatened to hinder their fishing; and that “the savage, Parwaa, said—‘Now I see that thou hast spoken with thy God:’ ” heathen and Christian being thus perfectly at one in their interpretation.

The only difference of moment is the extent to which the supernatural agent who produces the miraculous effect at the instigation of the medicine-man, rain-maker, prophet, or priest, has diverged in ascribed nature from the primitive ancestral ghost.

§ 135. And now we approach another order of phenomena which has been evolving simultaneously with the orders described in this chapter and the one preceding it.

The primitive belief is that the ghosts of the dead, entering the bodies of the living, produce convulsive actions, insanity, disease, and death; and as this belief develops, these original supernatural agents conceived as causing such evils, differentiate into supernatural agents of various kinds and powers. Above, we have contemplated certain sequences of this theory of possession. Along with a belief in maleficent possession there goes a belief in beneficent possession; which is prayed for under the forms of supernatural strength, inspiration, or knowledge. Further, from the notion that if maleficent demons can enter they can be driven out, there results exorcism. And then there comes the idea that they may be otherwise controlled—may be called to aid: whence enchantments and miracles.

But if ghosts of the dead, or derived supernatural agents otherwise classed, can thus inflict evils on men when at enmity with them, or, when amicable, can give them help and protection, will it not be wise so to behave as to gain their good-will? This is evidently one of several policies that may be adopted. Supposed as these souls or spirits originally are, to be like living men in their perceptions and intelligence, they may be evaded and deceived. Or, as in [I-252] the procedures above described, they may be driven away and defied. Or, contrariwise, there may be pursued the course of pacifying them if angry, and pleasing them if friendly.

This last course, which originates religious observances in general, we have now to consider. We shall find that the group of ideas and practices constituting a cult, has the same root with the groups of ideas and practices already described, and gradually diverges from them.

 


 

[I-253]

CHAPTER XIX.

SACRED PLACES, TEMPLES, AND ALTARS; SACRIFICE, FASTING, AND PROPITIATION; PRAISE, PRAYER, ETC.

§ 136. The inscriptions on grave-stones commonly begin with the words—“Sacred to the memory of.” The sacredness thus ascribed to the tomb, extends to whatever is, or has been, closely associated with the dead. The bedroom containing the corpse is entered with noiseless steps; words are uttered in low tones; and by the subdued manner is shown a feeling which, however variable in other elements, always includes the element of awe.

The sentiment excited in us by the dead, by the place of the dead, and by the immediate belongings of the dead, while doubtless partly unlike that of the primitive man, is in essence like it. When we read of savages in general, as of the Dakotahs, that “they stand in great awe of the spirits of the dead,” and that many tribes, like the Hottentots “leave the huts they died in standing,” with their contents untouched; we are shown that fear is a chief component of the sentiment. Shrinking from the chamber of death, often shown among ourselves, like aversion to going through a churchyard at night, arises partly from a vague dread. Common to uncivilized and civilized, this feeling colours all the ideas which the dead arouse.

Parallelisms apart, we have abundant proof that the place where the dead are, awakens in savages an emotion of fear; is approached with hesitating steps; and acquires the [I-254] character of sanctity. In the Tonga Islands, the cemeteries containing the greatest chiefs are considered sacred. When a New Zealand chief is buried in a village, the whole village become tapu: no one, on pain of death, being permitted to go near it. The Tahitians never repair or live in the house of one who has died: that, and everything belonging to him, is tabooed. Food for the departed is left by New Zealanders in “sacred calabashes;” in Aneiteum, the groves in which they leave offerings of food for their dead ancestors, are “sacred groves;” and by Ashantis, the town of Bantama “is regarded as sacred because it contains the fetish-house, which is the mausoleum of the kings of Ashanti.”

The fact which here concerns us is, that this awe excited by the dead grows into a sentiment like that excited by the places and things used for religious purposes. The kinship is forced on our attention when Cook tells us of the Sandwich Islanders, that the morai seems to be their pantheon as well as their burial-place; and that the morais or burying-grounds of the Tahitians are also places of worship. But we shall see this relationship most clearly on tracing the genesis of temples and altars.

§ 137. By the cave-inhabiting Veddahs, until recently, the dead man was left where he died: the survivors sought some other cave, leaving that in which the death occurred to the spirit of the deceased. As already shown in connexion with another belief, the Bongo people could not be got to enter a certain cave which they said was haunted by the spirits of fugitives who had died in it. Further south “no one dared to enter the Lohaheng, or cave, for it was the common belief that it was the habitation of the Deity.” And in the Izdubar legends, Heabani, represented as living in a cave, is said, at death, to be taken by his “mother earth,” and his ghost is raised out of the earth. On being thus reminded that primitive men lived in caves and interred their dead in them; on adding that when they ceased to use caves [I-255] as dwellings they continued to use them as cemeteries; and on remembering, further, the general custom of carrying offerings to the places where the departed lie; we see how there arises the sacred cave or cave-temple. That the cave-temples of Egypt thus originated is tolerably clear. In various parts of the world natural caverns are found with rude frescoes daubed on their sides; and these artificial caverns in which some Egyptian kings were buried, had their long passages and sepulchral chambers covered with paintings. If we assume that to the preserved bodies of these kings, as to those of Egyptians generally, offerings were made; we must infer that the sacred burial-cave had become a cave-temple. And on learning that elsewhere in Egypt there are cave-temples of a more developed kind that were not sepulchral, we may properly regard these as derivative; for it is not to be supposed that men begun cutting their places of worship out of the solid rock, without having a preceding habit to prompt them.

For another class of temples we have another origin caused by another mode of burial. The Arawâks place the corpse in a “small corial (boat) and bury it in the hut.” By the Guiana tribes, “a hole is dug in the hut and there the body is laid.” Among the Creeks, the habitation of the dead becomes his place of interment. Similarly in Africa. By the Fantees “the dead person is buried in his own house;” the Dahomans bury in the deceased’s “own house or in the abode of certain ancestors;” and there is house-burial among the Fulahs, the Bagos, and the Gold Coast people. Whether the house thus used tends to become a temple, depends on whether it is, or is not, abandoned. In cases like those cited in § 117, where the survivors continue to inhabit it after one or more interments, the acquirement of the sacred character is prevented. When Landa tells us of the Yucatanese, that, “as a rule, they abandoned the house and left it uninhabited after the burial, unless there were many people living in it who overcame the fear of [I-256] death by company;” we are shown the rise of the sentiment and what results from it if not checked. Hence, when told of the Caribs that, “burying the corpse in the centre of his own dwelling” [if the master of the house] the relations “quitted the house altogether, and erected another in a distant situation;” and when told of the Brazilian Indians that a dead man “is buried in the hut which, if he was an adult, is abandoned, and another built in its stead;” and when told that “the ancient Peruvians frequently buried their dead in their dwellings and then removed;” we cannot but see that the abandoned house, thus left to the ghost of the deceased, becomes a place regarded with awe. Moreover, as repeated supplies of food are taken to it; and as along with making offerings there go other propitiatory acts; the deserted dwelling-house, turned into a mortuary-house, acquires the attributes of a temple.

Where house-burial is not practised, the sheltering structure raised above the grave, or above the stage bearing the corpse, becomes the germ of the sacred building. By some of the New Guinea people there is a “roof of atap erected over” the burial-place. In Cook’s time, the Tahitians placed the body of a dead person upon a kind of bier supported by sticks and under a roof. So, too, in Sumatra, where “a shed is built over” the grave; and so, too, in Tonga. Of course this shed admits of enlargement and finish. The Dyaks in some places build mausoleums like houses, 18 ft. high, ornamentally carved, containing the goods of the departed—sword, shield, paddle, etc. When we read that the Fijians deposit the bodies of their chiefs in small mbures or temples, we may fairly conclude that these so-called temples are simply more-developed sheltering structures. Describing the funeral rites of a Tahitian chief, placed under a protective shed, Ellis says the corpse was clothed “and placed in a sitting posture; a small altar was erected before it, and offerings of fruit, food, and flowers, daily presented by the relatives, or the priest appointed to attend the body.” Here [I-257] the shed has become a place of worship. Still more clearly did the customs of the Peruvians show that the structure erected over the dead body develops into a temple. Acosta tells us that “every one of these kings Yncas left all his treasure and revenues to entertaine the place of worshippe where his body was layed, and there were many ministers with all his familie dedicated to his service.”

Nor is it among inferior races alone that we trace this genesis of the temple out of the specially-provided house for the dead. That which early Spanish travellers tell us about the Peruvians, ancient Greek travellers tell us about the Egyptians. Just as Cieza remarks “how little [the Collas] cared for having large and handsome houses for the living, while they bestowed so much care on the tombs where the dead were interred;” so Diodorus, giving a reason for the meanness of the Egyptians’ dwellings as contrasted with the splendour of their tombs, says—“they termed the houses of the living inns, because they stay in them but a little while, but the sepulchres of the dead they call everlasting habitations.” As these Egyptian tombs, like their houses in type though so superior in quality, were places in which offerings to the dead were made, they were essentially temples. Indeed, as it is doubtful whether that most ancient underground structure close to the great pyramid, is a tomb or a temple—as the Serapeum (also underground) where the god Osiris-Apis was buried after each incarnation, “resembled in appearance the other Egyptian temples, even those which were not of a funereal character;” we have reason for thinking that in earlier Egyptian times the temple, as distinguished from the tomb, did not exist. Not unfrequently in the East, these mortuary structures united the characters of the cave-temple and the dwelling-house temple. As at Petra, as at Cyrene, so in Etruria, the tombs were arranged along a cliff “like houses in a street,” and “were severally an imitation of a dwelling-chamber:” to which add that the Etruscans had also underground [I-258] temples like underground burial places, which were like primitive underground houses. A temple at Mahavellipore in Dravidian style, suggests that in India the rock-temple was originally a tomb: there is a reclining (? dead) figure being worshipped. The tomb of Darius, too, cut in the rock, “is an exact reproduction” of his palace on the same scale. I may end with the remark of Mr. Fergusson, who, writing of the Chaldean temples, and indicating the likeness of the tomb of Cyrus to a temple, says “the most celebrated example of this form is as often called [by ancient writers] the tomb as the temple of Belus, and among a Turanian people the tomb and the temple may be considered as one and the same thing.”

Later times have seen manifest tendencies to such a genesis of the temple, de novo. In the oases of the Sahara, are chapels built over the remains of marabouts, or Mahometan saints; and to these chapels the pious make pilgrimages and take offerings. Obviously, too, a chapel covering the tomb of a saint within a Roman Catholic cathedral, is a small temple within a large one. And every detached mausoleum containing the bones of a distinguished man, is visited with feelings akin to the religious, and is an incipient place of worship.

§ 138. When, from tracing the origin of the sacred chamber, be it cave, or deserted house, or special mortuary-house, or temple, we proceed to trace the origin of the sacred structure within it—the altar—we come first to something intermediate. In India there are highly-developed sacred structures uniting the attributes of the two.

The grave-heap growing into the tumulus, which increases in size with the dignity of the deceased, sometimes develops from a mound of earth into a mound partly of stones and partly of earth, or otherwise wholly of stones, and finally into a stone structure, still solid like a mound, and still somewhat mound-shaped, but highly elaborated architecturally. [I-259] Instead of a sacred edifice evolved from the sepulchral chamber, we have, in the Indian Tope, a sacred edifice evolved from the grave-heap itself. “The Tope is the lineal and direct descendant of the funereal tumulus,” says Mr. Fergusson; or, as defined by Gen. Cunningham in his elaborate work, it is “a regularly-built cairn,” as its name implies. Of these Indian Topes, some contain relics of Sakyá-muni; and others contain relics of his principal disciples, priests, and saints: relics only, because in the case of Sakyá-muni, parts of his remains were carried to different places, and because, in the other cases, burning of the dead having been adopted by the Indian Buddhists, the tomb became not the receptacle of a body but of a remnant. As nearly as this change of practice permits, therefore, the Tope is a tomb; and the prayers offered at Topes, the processions made round them, and the adorations paid to them (as shown in the sculptures on their own surfaces), prove that they are simply solid temples instead of hollow temples. Further evidence of this remains: the name given to certain of them, Chaitya, means, in Sanskrit, “an altar, a temple, as well as any monument raised on the site of a funeral pile.”

Returning to the grave-heap in its original form, we have first to recall the fact (§ 85) that among savages who bury, and who take supplies of food to the dead, the grave-heap is thereby made a heap on which offerings are placed. Here of earth or turf, there partly of stones, elsewhere of stones entirely, it has the same relation to offerings for the dead that an altar has to offerings for a deity.

Where corpses are supported on platforms, which also bear the refreshments provided, these platforms become practically altars; and we have evidence that in some cases the altars used in the worship of deities are derived from them. In Tahiti, when Cook was there, the altars on which the natives placed their offerings to the gods were similar to the biers on which they placed their dead: both were small stages, raised on wooden pillars, from five to seven feet high. [I-260] A like structure was used in the Sandwich Islands to support the provisions taken to the grave of one of Cook’s sailors. Elsewhere, neither the grave-heap simply nor the raised stage, plays the part of a stand for offerings. Ximenez tells us of the Central Americans that “if, after the slaves had been laid in the sepulchre beside their master, any space was left, they filled it up with earth, and levelled it. They afterwards erected an altar upon the grave, a cubit high, of lime and rock, on which generally much incense was burnt, and sacrifices offered.” And then, among peoples who enlarge the grave-heap, this structure carrying food and drink is placed close to it; as even now before the vast tumulus of a Chinese Emperor.

Among ancient orientals the altar had a like origin. A ceremony at one of the Egyptian festivals was crowning the tomb of Osiris with flowers; and in like manner they placed garlands on the sarcophagi of dead persons. On altars “outside the doors of the catacombs at Thebes” “are carved in bas-relief the various offerings they bore, which are the same as those represented in the paintings of tombs:” an illustration showing us that where it became a support for offerings placed in front of the dead, the altar still bore traces of having originally been the receptacle for the dead. One more case. Though, along with their advance from the earliest pastoral state, the Hebrews probably diverged somewhat from their original observances of burial and sacrifice, their primitive altars as described, suggest the origin here alleged. They were either of turf, and in so far like a grave-heap, or they were of undressed stones, and in so far also like a grave-heap. Bearing in mind that, as illustrated in the use of the flint-knife for circumcision, religious usages are those which remain longest unchanged, we may suspect the cause of the restriction to undressed stones for building an altar, was that the use of them had persisted from the time when they formed the primitive cairn. It is true that the earliest Hebrew legends imply cave-burials, and that [I-261] later burials were in artificial caves or sepulchres; but pastoral tribes, wandering over wide plains, could not constantly have buried thus. The common mode was probably that still practised by such wild Semites as the Bedouins, whose dead have “stones piled over the grave,” and who “make sacrifices in which sheep or camels are devoutly slaughtered at the tombs of their dead kinsmen:” the piled stones being thus clearly made into an altar.

The usages of European races also yield evidence of this derivation. Here, partly from Blunt’s Dictionary of Theology, and partly from other sources, are some of the proofs. The most ancient altar known is “a hollow chest, on the lid or mensa of which the Eucharist was celebrated.” This form was associated with “the early Christian custom of placing the relics of martyred saints” under altars; and it is still a standing rule in the Catholic Church to enclose the relics of a saint in an altar. “Stone was ordered by councils of the fourth century, from an association of the altar with the sepulchre of Christ.” Moreover, “the primitive Christians chiefly held their meetings at the tombs of the martyrs, and celebrated the mysteries of religion upon them.” And to Mr. Fergusson’s statement, that in the middle ages “the stone coffin became an altar,” may be joined the fact that our churches still contain “altar-tombs.”

Thus what we are clearly shown by the practices of the uncivilized, is indicated also by the practices of the civilized. The original altar is that which supports offerings to the dead; and hence its various forms—a heap of turf, a pile of stones, a raised stage, a stone coffin.

§ 139. Altars imply sacrifices; and we pass naturally from the genesis of the one to the genesis of the other.

Already in § 84 I have exemplified at length the custom of providing the deceased with food; and I might, space permitting, double the number of examples. I might, too, dwell on the various motives avowed by various peoples—by [I-262] the Lower Californians, among whom “the priest demands provisions for the spirit’s journey;” by the Coras of Mexico, who, after a man’s death, “placed some meat upon sticks about the fields, for fear he might come for the cattle he formerly owned;” by the Damaras, who, bringing food to the grave of a relation, request “him to eat and make merry,” and in return “invoke his blessing” and aid. A truth also before illustrated (§ 85), but which, as bearing directly on the argument, it will be well to re-illustrate here, is that these offerings are repeated at intervals: in some places for a short time; in other places for a long time. Of the Vancouver-Island people we are told that “for some days after the death relatives burn salmon or venison before the tomb;” and among the Mosquito Indians, “the widow was bound to supply the grave of her husband with provisions for a year.” When, with practices of this kind, we join such practices as those of the Karen, who thinks himself surrounded by the spirits of the departed dead, “whom he has to appease by varied and unceasing offerings;” we cannot fail to recognize the transition from funeral gifts to religious sacrifices.

The kinship becomes further manifest on observing that in both cases there are, besides offerings of the ordinary kind, festival offerings. The Karens just named as habitually making oblations, have also annual feasts for the dead, at which they ask the spirits to eat and drink. Of the Bodo and Dhimáls Hodgson tells us that “at harvest home, they offer fruits and a fowl to deceased parents.” Such yearly sacrifices, occurring in November among the natives of the Mexican Valley, who then lay live animals, edibles, and flowers on the graves of their dead relatives and friends, and occurring in August among the Pueblos, who then place corn, bread, meat, etc., in the “haunts frequented by the dead,” have prevailed widely: the modern Chinese still exemplifying them, as they were exemplified by the ancient Peruvians and Aztecs.

[I-263]

Moreover there are offerings on occasions specially suggesting them. “When passing a burial-ground they [the Sea Dyaks] throw on it something they consider acceptable to the departed;” and a Hottentot makes a gift on passing a burial-place, and ask for ghostly guardianship. In Samoa, where the spirits of the dead are supposed to roam the bush, “people in going far inland to work, would scatter food here and there as a peace-offering to them, and utter a word or two of prayer for protection.” Development of funeral offerings into habitual sacrifices is carried a stage further in the practice of reserving for the dead a part of each meal. In Fiji “often when the natives eat or drink anything, they throw portions of it away, stating them to be for their departed ancestors.” Always when liquor is given the Bhils, they pour a libation on the ground before drinking any; and as their forefathers are their gods, the meaning of this practice is unmistakable. So, too, the Araucanians spill a little of their drink, and scatter a little of their food, before eating and drinking; and the Virzimbers of Madagascar, when they sit down to meals, “take a bit of meat and throw it over their heads, saying—‘There’s a bit for the spirit.’ ” Ancient historic races had like ways.

The motives for these offerings are often avowed. We read in Livingstone that a Berotse having a headache said—“ ‘My father is scolding me because I do not give him any of the food I eat.’ I asked him where his father was. ‘Among the Barimo,’ [gods] was the reply.” The Kaffirs are described as attributing every untoward event to the spirit of a deceased person, and as “slaughtering a beast to propitiate its favour.” The Amazulu show us the same thing. “There, then, is your food,” they say: “all ye spirits of our tribe, summon one another. I am not going to say, ‘So-and-so, there is your food,’ for you are jealous. But thou, So-and-so, who art making this man ill, call all the spirits; come all of you to eat this food.”

So that alike in motive and in method, this offering of [I-264] food and drink to the dead man parallels the offering of food and drink to a deity. Observe the points of community. The giving of portions of meals is common to the two. In the Sandwich Islands, before the priests begin a meal, says Cook, they utter a sort of prayer, and then offer some of the provisions to the deity. As with these Polynesians, so with the Homeric Greeks: “the share which is given to the gods of the wine that flows, and the flesh that smokes on the festal board,” corresponds with the share cast aside by various peoples for the ancestral spirits. The like is true of the larger oblations on special occasions. When told that a Kaffir chief kills a bullock, that he may thereby get help in war from a dead ancestor, we are reminded that “Agamemnon, king of men, slew a fat bull of five years to most mighty Kronion.” When among the Amazulu, after “an abundant harvest sometimes the head of the village dreams that it is said to him—‘How is it, when you have been given so much food, that you do not give thanks?’ ” and when he thereupon makes a feast to the Amatongo (ghosts of the dead), his act differs in no way from that of presenting first-fruits to deities. And when at another time “he tells his dream, and says—‘Let a sin-offering be sacrificed, lest the Itongo be angry and kill us;’ ” we are reminded of sin-offerings made among various peoples to avert divine vengeance. There is a no less complete correspondence between the sacrifices made at fixed periods. As above shown, we find in addition to other feasts to the dead, annual feasts; and these answer to the annual festivals in honour of deities. Moreover, the times are alike fixed by astronomical events. The parallel holds also in respect of the things offered. In both cases we have oxen, goats, etc.; in both cases bread and cakes occur; in both cases the local drink is given—wine where it exists, chicha by American races, beer by various tribes in Africa; in both cases, too, we find incense used; in both cases flowers; and, in short, whatever consumable commodities [I-265] are most valued, down even to tobacco. As we saw above, an African chief expected to get aid by emptying his snuff-box to the gods; and among the Kaffirs, when the spirits “are invited to eat, beer and snuff are usually added.” Nor is there any difference in the mode of preparation. Both to spirits and to deities we find uncooked offerings and also burnt offerings. Yet another likeness must be named. Gods are supposed to profit by the sacrifices as ghosts do, and to be similarly pleased. As given in the Iliad, Zeus’ reason for favouring Troy is that there “never did mine altar lack the seemly feast, even drink-offering and burnt-offering, the worship that is our due.” In the Odyssey, Athene is described as coming in person to receive the roasted heifer presented to her, and as rewarding the giver. Lastly, we have the fact that in sundry cases the sacrifices to ghosts and gods coexist in undistinguishable forms. By the Sandwich Islanders provisions are placed before the dead and before images of the deities. Among the Egyptians “the offerings made to the dead were similar to the ordinary oblations in honour of the gods.” The mummies were kept in closets, “out of which they were taken . . . to a small altar, before which the priest officiated;” and on this altar were made “offerings of incense and libations, with cakes, flowers, and fruits.”

§ 140. Little as we should look for such an origin, we meet with evidence that fasting, as a religious rite, is a sequence of funeral rites. Probably the practice arises in more ways than one. Involuntary as abstinence from food often is with the primitive man, and causing as it then does vivid dreams, it becomes a deliberately-adopted method of obtaining interviews with the spirits. Among numerous savage races fasting has now, as it had among the Jews of Talmudic times, this as one of its motives. In other cases it has the allied motive of bringing on that preternatural excitement regarded as inspiration. But besides fastings thus [I-266] originating, there is the fasting which results from making excessive provision for the dead. By implication this grows into an accepted mark of reverence; and finally becomes a religious act.

In § 103, it was shown how extensive is in many cases the destruction of property, of cattle, of food, at the tomb. I have quoted the statements that, as a consequence, among the Dyaks burial-rites frequently reduce survivors to poverty; and that, on the Gold Coast, “a funeral is usually absolute ruin to a poor family.” If, as in some extinct American societies, everything a man had except his land went into the grave with him—if on the death of a Toda “his entire herd” of oxen was sacrificed; the implication is that his widow and children had to suffer great want. Such want is, indeed, alleged. We read that “the Indians of the Rocky Mountains burn with the deceased all his effects, and even those of his nearest relatives, so that it not unfrequently happens that a family is reduced to absolute starvation;” and that in Africa, among the Bagos, “the family of the deceased, who are ruined by this act of superstition [burning his property, including stores of food], are supported through the next harvest by the inhabitants of the village.” Now when along with these facts, obviously related as cause and consequence, we join the fact that the Gold Coast people, to their other mourning observances, add fasting; as well as the fact that among the Dahomans “the weeping relatives must fast;” we can scarcely avoid the conclusion that what is at first a natural result of great sacrifice to the dead, becomes eventually a usage signifying such sacrifice; and continues as a usage when no longer made needful by impoverishment. We shall see the more reason for concluding this on finding that fasting was a funeral rite among sundry extinct peoples whose attentions to the dead were elaborate. The Yucatanese “fasted for the sake of the dead.” The like was a usage with the Egyptians: during the mourning for a king “a solemn fast was established.” [I-267] Even by the Hebrews fasting was associated with mourning dresses; and after the burial of Saul the people of Jabesh-Gilead fasted for seven days.

This connexion of practices and ideas is strengthened by a kindred connexion, arising from daily offerings to the dead. Throwing aside a part of his meal to the ancestral ghosts, by diminishing the little which the improvident savage has, often entails hunger; and voluntarily-borne hunger thus becomes an expression of duty to the dead. How it passes into an expression of duty to the gods, is well shown by the Polynesian legend concerning Maui and his brothers. Having had a great success in fishing, Maui says to them—“After I am gone, be courageous and patient; do not eat food until I return, and do not let our fish be cut up, but rather leave it until I have carried an offering to the gods for this great haul of fish. . . . I will then return, and we can cut up this fish in safety.” And the story goes on to describe the catastrophe resulting from the anger of the gods, because the brothers proceeded to eat before the offering had been made.

Of course the fasting thus entailed, giving occasions for self-discipline, comes to be used for self-discipline after the original purpose is forgotten. There still clings to it, however, the notion that approval of a supernatural being is gained; and the clinging of this notion supports the inference drawn.

§ 141. From this incidental result, introduced parenthetically, let us return to our study of the way in which the offerings at burials develop into religious offerings.

We have seen that for the immolation of human victims at funerals, there are two motives: one of them being the supply of food for the dead; and the other being the supply of attendants for service in the future life. We will glance at the two in this order. Remembering that a man’s ghost is supposed to retain the likings of the living [I-268] man, we shall see that among cannibals the offering of human flesh to the dead is inevitable. The growth of the usage is well shown by a passage in Turner’s Samoa. He says that Sama was “the name of the cannibal god of a village in Savaii. He was incarnate as a man, who had human flesh laid before him when he chose to call for it. This man’s power extended to several villages, and his descendants are traced to this day.” Again, those ferocious anthropophagi the Fijians, who have victims buried with them, and whose apotheosized chiefs join other gods to whom “human flesh is still the most valued offering;” show us the entire series of sequences—cannibalism during life, cannibal ghosts, cannibal deities, and human sacrifices made as religious rites. So, too, was it with the ancient Mexicans. The man-eating habits of their ruling race were accompanied by slayings of slaves, etc., at burials, as well as by slayings of prisoners before their gods; and though the immolations at graves were not, during their later times, avowedly food-offerings, yet we may suspect that they were so in earlier times, on seeing how literally a victim immolated to the god was made a food-offering—the heart being torn out, put into the mouth of the idol, and its lips anointed with the blood. When, too, we read that the Chibchas offered men to the Spaniards as food; and when Acosta, remarking that the Chibchas were not cannibals, asks “can they have believed that the Spaniards, as sons of the Sun (as they were styled by them), must take delight in the barbarous holocausts they offered to that star?” we may suspect that their immolations at funerals, like their immolations to the Sun, were the remains of an extinct cannibalism. Having before us such facts as that some Khonds believe the god eats the person killed for him; that the Tahitians, thinking their gods fed on the spirits of the dead, provided them with such spirits by frequent slaughterings; and that the Tongans made offerings of children to their gods, who were deified chiefs; we cannot doubt that human sacrifices [I-269] at graves had originally the purpose of supplying human flesh, along with other food, for the soul of the deceased; and that the slaughter of victims as a religious rite was a sequence. The like holds of slaying men as attendants. We have seen (§ 104) how common, in uncivilized and semi-civilized societies, is the killing of prisoners, slaves, wives, friends, to follow the departed; and in some cases there is a repetition of the observance. By the Mexicans additional slaves were slain on the fifth day after the burial, on the twentieth, on the fortieth, on the sixtieth, and on the eightieth days. In Dahomey there are frequent beheadings that the victims, going to the other world to serve the dead king, may carry messages from his living descendant. Human sacrifices thus repeated to propitiate the ghosts of the dead, evidently pass without break into the periodic human sacrifices which have commonly been elements in primitive religions.

In § 89 were brought together, from peoples in all parts of the world, examples of blood-offerings to the dead. Meaningless as such offerings otherwise are, they have meanings when made by primitive cannibals. That any men, in common with most ferocious brutes, should delight in drinking blood—especially the blood of their own species—is almost incredible to us. But on reading that in Australia human flesh “is eaten raw” by “the blood-revengers;” that the Fijian chief Tanoa, cut off a cousin’s arm, drank the blood, cooked the arm, and ate it in presence of the owner; and that the cannibal Vateans will exhume, cook, and eat, bodies that have been buried even more than three days; that among the Haidahs of the Pacific States, the taamish, or inspired medicine-man, “springs on the first person he meets, bites out and swallows one or more mouthfuls of the man’s living flesh wherever he can fix his teeth, then rushes to another and another;” and that among the neighbouring Nootkas the medicine-man, instead of doing this, “is satisfied with what his teeth can tear from the [I-270] corpses in the burial-places;” we see that horrors beyond our imaginations of possibility are committed by primitive men, and, among them, the drinking of warm human blood. We may infer, indeed, that the vampire-legends of European folk-lore, grew out of such facts concerning primitive cannibals: the original vampire being the supposed other-self of a ferocious savage, still seeking to satisfy his bloodsucking propensities. And we shall not doubt that those blood-offerings to the dead described in § 89, were originally, as they are now in Dahomey, “drink for the deceased.” Indeed, as there is no greater difference between drinking animal blood and drinking human blood, than there is between eating animal flesh and eating human flesh, hesitation disappears on reading that even now, the Samoiedes delight in the warm blood of animals, and on remembering that Ulysses describes the ghosts in the Greek Hades as flocking to drink the sacrificial blood he provides for them, and as being refreshed by it. If, then, blood, shed at a funeral was at first meant for the refreshment of the ghost—if when shed on subsequent occasions, as by the sanguinary Dahomans to get the aid of a dead king’s ghost in war, it became a blood-offering to a supernatural being for special propitiation; we can scarcely doubt that the offering of human blood to a deity with a like motive, is but a further development of the practice. The case of the Mexicans is typical. Their ruling races descended from conquering cannibals; they had cannibal-gods, whose idols were fed with human hearts; the priests, when there had not been recent sacrifices, reminded the kings that the idols “were starving with hunger;” war was made, to take prisoners, “because their gods demanded something to eat;” and thousands were for this reason sacrificed annually. When we add the facts that the blood of victims was separately offered; that “the Indians gave the idols, to drink, their own blood, drawn from their ears;” “that the priests and dignified persons also drew blood from their legs, and daubed [I-271] their temples;” and that “the effusion of blood was frequent and daily with some of the priests;” we shall see an obvious filiation. Even the records of ancient Eastern nations describe blood-offerings as parts of the two sets of rites. That self-bleeding at funerals occurred among the Hebrews, is implied by the passage in Deuteronomy which forbids them to cut themselves for the dead. And that self-bleeding was a religious ceremony among their neighbours, there is direct proof. In propitiation of their god the prophets of Baal cut themselves “till the blood gushed out upon them.”

The only question is how far this kind of offering has passed into the kind we have now to glance at—the sacrificing a part of the body as a mark of subordination. In § 89 were given many cases of mutilation as a funeral rite, and many more might be added. Among the Nateotetains of North America, a woman “cuts off one joint of a finger upon the death of a near relative. In consequence of this practice, some old women may be seen with two joints off every finger on both hands.” On the death of a Salish chief, it is the custom for the bravest woman and the man who is to be the succeeding chief, to cut off portions of one another’s flesh, and throw them into the fire along with meat and a root. Paralleling these funeral mutilations, we elsewhere in America find mutilations as religious observances. Some Mexicans practised circumcision (or something like it), and self-injuries much more serious than circumcision, in propitiation of their deities. The Guancavilcas, a Peruvian people, pulled out three teeth from each jaw of their young children, which they thought “very acceptable to their gods;” while, as we before saw, knocking out one of the front teeth is a rite at the funeral of a chief in the Sandwich Islands.

Proofs that at funerals the cutting-off of hair is usual among savages have been given in abundance; and it occurs also as a religious sacrifice. In the Sandwich Islands, on the [I-272] occasion of the volcanic eruption of 1803, when, to appease the gods, many offerings were made in vain, we are told that at length the king Tamehameha cut off part of his own hair, which was considered sacred, and threw it into the torrent, as the most valuable offering. By the Peruvians, too, hair was given as an act of worship. “In making an offering they pulled a hair out of their eyebrows,” says Garcilasso; and Arriaga and Jos. de Acosta similarly describe the presentation of eyelashes or eyebrows to the deities. In ancient Central America part of the marriage ceremony was a sacrifice of hair. Even among the Greeks there was a kindred observance: on a marriage the bride sacrificed a lock of her hair to Aphrodite.

Alike, then, in the immolation of human victims, in the offering of blood that flows from the living as well as the dying, in the offering of portions of the body, and even in the offering of hair, we see that funeral rites are paralleled by religious rites.

§ 142. Is there no further way in which the goodwill of these invisible beings may be secured? If savages in general think, as the Aleutian Islanders do, that the shades of the departed must be propitiated “as being able to give good and evil,” will they not ask this question and find an affirmative answer? When alive their relatives were pleased by applause; and now that, though invisible, they are often within hearing, praise will still be pleasing to them. Hence another group of observances.

Bancroft quotes from an eye-witness the account of a funeral in which an American Indian, carrying on his back the corpse of his wife to the burial cave, expresses his sense of loss by chanting her various virtues, and is followed by others of the tribe repeating his utterances. This practice, which is in large measure the natural expression of bereavement, is a prevalent practice into which there enters also the idea of propitiation. By the Tupis, at a funeral feast, [I-273] “songs were sung in praise of the dead.” Among the Lower Californians, one of the honours paid to the departed is that “a quama, or priest, sings his praises;” and the Chippewas make praises permanent by placing at a man’s grave a post bearing “devices denoting the number of times he has been in battle, and the number of scalps he has taken.” By partially-civilized American peoples, funeral laudations were much more elaborated. In San Salvador “they chanted the lineage and deeds of the dead” for four days and nights; the Chibchas “sang dirges and the great achievements of the deceased;” and during ancient Peruvian obsequies, they traversed the village, “declaring in their songs the deeds of the dead chief.” Like observances occur in Polynesia. On the occasion of a death in Tahiti, there are “elegiac ballads, prepared by the bards, and recited for the consolation of the family.” We trace the same practice in Africa. The Mandingoes, at a burial, deliver a eulogium on the departed; and by the ancient Egyptians, the like usage was developed in a degree proportionate to the elaboration of their social life. Not only did they sing commemorative hymns when a king died, but kindred praises were general at deaths. There were hired mourners to enumerate the deceased’s virtues; and when a man of rank was deposited in his tomb, the priest read from a papyrus an account of his good deeds, and the multitude joined in praising him—uttered something like responses.

Frequently eulogies do not end with the funeral. The Brazilian Indians, “sing in honour of their dead as often as they pass near their graves.” We read in Bancroft that “for a long time after a death, relatives repair daily at sunrise and sunset to the vicinity of the grave to sing songs of mourning and praise.” In Peru, for a month after death, “they loudly shouted out the deeds of the late Ynca in war, and the good he had done to the provinces. . . . After the first month they did the same every fortnight, at each phase of the moon, and this went on the whole year.” Moreover, [I-274] “bards and minstrels were appointed to chronicle his achievements, and their songs continued to be rehearsed at high festivals.”

The motive parallels the religious motive. By the Amazulu these praises of the dead are repeated for the avowed purpose of gaining favours or escaping punishments. Answering the reproaches of his brother’s angry ghost, a Zulu says—“I do call on you, and laud you by your laud-giving names.” Again, “if there is illness in the village, the eldest son lauds him [the father] with the laud-giving names which he gained when fighting with the enemy, and at the same time lauds all the other Amatongo” [ancestral ghosts]. Further, we have proof that in their desire for praise, these ancestral ghosts are jealous ghosts. When by a diviner, it has been determined which ancestral ghost has inflicted disease, this ghost is singled out for eulogy. Here is the statement of a Zulu named Umpengula Mbanda:—

“Therefore he is called upon first, and it is said, ‘So-and-so, son of So-and-so,’ he being lauded by his laud-giving names; then they proceed to his father, and he too is mentioned in connexion with the disease; and so in time they come to the last; and so there is an end, when it is said, ‘Ye people of Gwala, who did so-and-so,’ (his great deeds being mentioned), ‘come all of you.’ ”

So that, beginning with eulogy of the dead as a funeral rite, passing to praises repeated for a time, then to praises both occasional and periodic that are established, we rise to the characteristics of religious praises. Moreover, the two are alike in the ascribed demand for them by supernatural beings; in the nature of them as narrating great deeds; and in the motive for them as a means of obtaining benefits or avoiding evils.

§ 143. Yet another parallelism. Along with praises of the dead there go prayers to them. The Bambiri “pray to departed chiefs and relatives;” and in Equatorial Africa, in times of distress the people go to the forest and cry to the [I-275] spirits of those who have passed away. The Amazulu join prayers with their sacrifices. One of Callaway’s informants says:—

“The owner of the bullock having prayed to the Amatongo, saying ‘There is your bullock, ye spirits of our people;’ and as he prays naming grandfathers and grandmothers who are dead, saying, ‘There is your food; I pray for a healthy body, that I may live comfortably; and thou, So-and-so, treat me with mercy; and thou, So-and-so,’ mentioning by name all of their family who are dead.”

The Veddahs, again, think themselves guarded by the spirits of “their ancestors and their children;” and “in every calamity, in every want, they call on them for aid.” They “call on their deceased ancestors by name. ‘Come, and partake of this! Give us maintenance, as you did when living!’ ” A Dakotah, when going hunting, utters the prayer—“Spirits or ghosts, have mercy on me, and show me where I can find a deer.” By the Banks’ Islanders, “prayers, as a rule, are made to dead men and not to spirits.” Turner, describing the Vateans, who “worship the spirits of their ancestors,” says “they pray to them over the kava-bowl, for health and prosperity;” and, describing the adjacent Tannese, he says that, sacrificing first-fruits to their dead and deified chiefs, the living chief prays aloud thus—“Compassionate father, here is some food for you; eat it; be kind to us on account of it.”

Only in the supposed origin or nature of the supernatural being prayed to, do prayers like these differ from the prayers of more civilized races to their divinities. In the Iliad, Chryses, Apollo’s priest, is represented as saying—“O Smintheus! if ever I built a temple gracious in thine eyes, or if ever I burnt to thee fat flesh of thighs of bulls or goats, fulfil now this my desire; let the Danauns pay by their arrows for my tears.” So, too, Rameses, calling on Ammon for aid in battle, reminds him of the 30,000 bulls he has sacrificed to him. [*] Between the Trojan or Egyptian, [I-276] and the Zulu or New Caledonian, there is no difference in feeling or idea.

Of course, along with mental evolution there go modifications in the prayers, as in the conceptions associated with them. The Hebrew prophets, who in later times represent the Hebrew God as not delighting in the odour of offerings, have evidently advanced far enough to abandon that gross kind of religious bribery which asks material benefits proportionate to material sacrifices; though it is manifest from the denunciations these prophets uttered, that the Hebrew people at large had not dropped the primitive beliefs and practices. But while the notion of the partially civilized is not the same in form as the notion of the uncivilized, it is the same in essence. The mediæval knight who, praying for aid to the Virgin or to a saint, promises a chapel if he is delivered, adopts the same policy as does the savage who bargains with the ancestral ghost to exchange protection for provision.

§ 144. There are sundry other parallelisms which I cannot spare space to exhibit in full. A paragraph only can be devoted to each.

The East Africans believe “the spirits of the departed know what those they have left behind them are doing, and are pleased or not, according as their deeds are good or evil;” and during a death-lament the North American Indians address the spirit of the departed, promising to behave well. Here reprobation of the ancestral ghost is feared, just as [I-277] among civilized races, divine reprobation is feared; and approval is sought with kindred motives.

There is evidence, too, of repentance caused by supposed ghostly reprobation. Of the Turkomans, Vámbéry tells us that “no greater punishment can befall a living man, than to be accused before the shade of his departed father or ancestor. This is done by planting a lance upon the top of the grave. . . . No sooner did Oraz perceive the lance fixed upon the high Yoska of his grandfather, when in the silence of the following night he led the horse back to the tent of the Mollah and tied it to its former place. This act of restitution, as he himself told me, will pain him for a long time to come. But it is better to lie in the black earth than to have disturbed the repose of one’s ancestors.”

Among the Iroquois “a prominent part of the ceremonial [mourning for Sachems] consisted in the repetition of their ancient laws.” In this we trace an analogy to the repetition of divine injunctions as a religious observance.

Lighting a fire at the grave for the benefit of the deceased, we found to be a not infrequent funeral rite; and in some cases the fire was kept alight, or re-lighted, for a long period. On adding the facts that lamps were kept burning in Egyptian tombs, as also in the sepulchres of the Romans, we see that maintenance of a sacred fire in a temple again exemplifies the development of funeral rites into religious rites.

Expressions of grief naturally characterize funerals, and grow into funeral rites: sometimes, in advanced societies, being swollen by the cries of hired mourners. It was thus with the ancient Egyptians; and with the ancient Egyptians wailing was also a religious rite. Once a year, they offered first-fruits on the altar of Isis with “doleful lamentations.” During an annual festival at Busiris, which was the alleged burial-place of Osiris, the votaries having fasted and put on mourning dresses, uttered a lament round a burnt-offering: the death of Osiris being the subject of the lament. Adherents [I-278] to the theory of nature-myths of course find a symbolic meaning for this observance; but to others it will appear significant that this further likeness between funeral rites and religious rites, occurred among people who sacrificed so elaborately to their ordinary dead, and who were characterized by the unparalleled persistence of their customs.

Along with dislike to tell his name, which the savage thinks will put him in the power of one who learns it, there goes dislike to name the dead: the exercise of the implied power over them, being supposed to excite their anger. So strong is this feeling among the Malagasy, that “they account it a crime to mention them [the dead] by the names they had when living.” Similarly, among some peoples, the calling of deities by their true names has been interdicted or considered improper. The Chinese say “it is not lawful to use his [the supreme ruler’s] name lightly, we name him by his residence, which is in Tien” [heaven]. Again, Exod. III, 13-15, proves that the Hebrew God was not to be referred to by name. And Herodotus carefully avoids naming Osiris. [*]

In Kaffir-land the grave of a chief is an asylum; and in the Tonga Islands the cemeteries where the great chiefs are buried, have such sacredness that enemies meeting there [I-279] must regard each other as friends. Beecham says that on the Gold Coast the fetich-house forms a sort of sanctuary to run-away slaves. Here we see arising the right of sanctuary, attaching to the temples of deities among higher peoples.

Speaking of oaths among the Nasamonians, Herodotus says “the man, as he swears, lays his hand upon the tomb of some one considered to have been pre-eminently just and good, and so doing swears by his name.” In Sumatra, “the place of greatest solemnity for administering an oath, is the . . . burying-ground of their ancestors.” In mediæval Europe “oaths over the tombs and relics of saints were of frequent occurrence;” and a capitulary required them “to be administered in a church and over relics, invoking the name of God, and those saints whose remains were below.” The transition from the original to the developed form is clear.

Visiting the grave to take food, to repeat praises, to ask aid, implies a journey; and this journey, short if the grave is near, becomes, if the grave is far off, a pilgrimage. That this is its origin, proof is given by Vámbéry in describing certain predatory tribes of Turkomans, who, regarding as a martyr one of their number who is killed, adorn his grave and “make pilgrimages to the holy place, where they implore with tears of contrition the intercession of the canonized robber.” Filial piety, taking a more expanded form as the ancestral ghost comes to be dominated by the ghost of the distinguished man, the pilgrimage to a relation’s burial-place passes into the religious pilgrimage. Habitually a grave is the terminus: the city where Mahomet was buried as well as that in which he was born; the tomb of Baha-ed-din, regarded as a second Mahomet; the tope containing relics of Buddha; the sepulchre of Christ. Moreover, Chaucer’s poem reminds us that the tombs of saints have been, and still continue to be on the Continent, the goals of pilgrimages among Christians.

Yet one more analogy. In some cases parts of the dead are swallowed by the living, who seek thus to inspire themselves [I-280] with the good qualities of the dead; and we saw (§ 133) that the dead are supposed to be thereby honoured. The implied notion was shown to be associated with the notion that the nature of another being, inhering in all fragments of his body, inheres, too, in the unconsumed part of anything incorporated with his body; and with the further notion that between those who swallow different parts of the same food some community of nature is established. Hence such beliefs as that ascribed by Bastian to certain negroes, who think that on eating and drinking consecrated food they eat and drink the god himself—such god being an ancestor, who has taken his share. Various ceremonies which savages adopt are prompted by this conception; as, for instance, the choosing a totem. Among the Mosquito Indians, “the manner of obtaining this guardian was to proceed to some secluded spot and offer up a sacrifice: with the beast or bird which thereupon appeared, in dream or in reality, a compact for life was made, by drawing blood from various parts of the body.” This blood, supposed to be taken by the chosen animal, connected the two; and the animal’s “life became so bound up with their own that the death of one involved that of the other.” [*] And now mark that in these same regions this idea originated a religious observance. Mendieta, describing a ceremony used by the Aztecs, says—“they had also a sort of communion. . . . They made a sort of small idols of seeds . . . and ate them as the body or memory of their gods.” As the seeds were cemented partly by the blood of sacrificed boys; as their [I-281] gods were cannibal gods; as Huitzilopochtli, whose worship included this rite, was the god to whom human sacrifices were most extensive; it is clear that the aim was to establish community with him by taking blood in common. So that what, among certain of these allied American races, was a funeral rite, by which survivors sought to inspire themselves with the virtues of the dead, and to bind themselves to the ghost, became, among the more civilized, modified into an observance implying inspiration by, and fealty to, one of their deities.

§ 145. Thus, evidence abundant in amount and varied in kind, justifies the statement made at the close of the last chapter. It was pointed out that the souls of the dead, conceived by savages sometimes as beneficent agents, but chiefly as the causers of evils, might be variously dealt with—might be deceived, resisted, expelled, or might be treated in ways likely to secure goodwill and mitigate anger. It was asserted that from this last policy all religious observances take their rise. We have seen how they do so.

The original sacred place is the place where the dead are, and which their ghosts are supposed to frequent; the sheltering cave, or house, or other chamber for the dead, becomes the sacred chamber or temple; and that on which offerings for the dead are put becomes the sacred support for offerings—the altar. Food and drink and other things laid for the dead, grow into sacrifices and libations to the gods; while immolations of victims, blood-offerings, mutilations, cuttings-off of hair, originally occurring at the grave, occur afterwards before idols, and as marks of fealty to a deity. Fasting as a funeral rite, passes into fasting as a religious rite; and lamentations, too, occur under both forms. Praises of the dead, chanted at the burial and afterwards, and recurring at festivals, pass into praises forming parts of religious worship; and prayers made to the dead for aid, for blessing, for protection, become prayers made [I-282] to divinities for like advantages. Ancestral ghosts supposed to cause diseases, as gods send pestilences, are similarly propitiated by special sacrifices: the ascribed motives of ghosts and gods being the same in kind, and the modes of appealing to those motives the same. The parallelism runs out into various details. There is oversight of conduct by ghosts as there is by deities; there are promises of good behaviour to both; there is penitence before the one as before the other. There is repetition of injunctions given by the dead, as there is repetition of divine injunctions. There is a maintenance of fires at graves and in sepulchral chambers, as there is in temples. Burial-places are sometimes, like temples, used as places of refuge. A distinguished dead man is invoked to witness an oath, as God is invoked. Secrecy is maintained respecting the name of the dead, as in some cases respecting the name of a god. There are pilgrimages to the graves of relatives and martyrs, as well as pilgrimages to the graves of supposed divine persons. And in America, certain less-civilized races adopted a method of binding the living with the dead by seeking to participate in the qualities of the ghost, which a more civilized American race paralleled by a method of binding to a deity through a kindred ceremony for establishing communion.

Can so many and such varied similarities have arisen in the absence of genetic relationship? Suppose the two sets of phenomena unconnected—suppose primitive men had, as some think, the consciousness of a Universal Power whence they and all other things proceeded. What probability would there be that to such a Power they would perform an act like that performed to the dead body of a fellow savage? And if one such community would not be probable, what would be the probability of two such communities? What the probability of four? What the probability of the score above specified? In the absence of causal relation the chances against such a correspondence would be almost infinity to one.

[I-283]

Again, if the two sets of rites have a common root, we may see how they come to coexist under forms differing only in their degrees of elaboration. But otherwise, how does it happen that in sundry societies the two sets of rites have been, or are, simultaneously observed in like ways? In Egypt at funerals, and afterwards in tombs, the dead were lauded and sacrificed to as their deities were lauded and sacrificed to. Every day in Mexico there were burial-oblations of food and drink, slayings of servants, offerings of flowers, just as there were daily ceremonies of like kinds before their gods; and images of the dead were preserved and worshipped as were images of the gods. Peruvians poured out human blood on sepulchres, and gave it to idols; sacrificed victims to the deceased chief and victims to the deity; cut off their hair for the dead and presented their hair to the Sun; praised and prayed to embalmed bodies, as they praised and prayed to divinities; and made obeisances to the one as to the other. If between the father regarded as ancestor and the father regarded as divinity there is no connexion, the likenesses between these coexisting observances are inexplicable.

Nor is this all. Were there no such origination of religious rites out of funeral rites, it would be impossible to understand the genesis of ceremonies apparently so absurd. How could men possibly have come to think, as did the Mexicans, that a stone-bowl full of human blood would please the Sun? or that the Sun would be pleased by burning incense, as the Egyptians thought? In what imaginable way were the Peruvians led to believe that the Sun was propitiated by blowing towards it hairs from their eye-brows; or why did they suppose that by doing the like towards the sea they would mitigate its violence? From what antecedent did there result such strange ideas as those of the Santals, who, worshipping “the Great Mountain,” sacrifice to it beasts, flowers, and fruit? Or why should the Hebrews think to please Jahveh by placing on an altar flesh, bread, [I-284] wine, and incense; which were the things placed by the Egyptians on altars before their mummies? The assumption that men gratuitously act in irrational ways is inadmissible. But if these propitiations of deities were developed from propitiations of the dead, their seeming irrationality is accounted for.

We have, then, numerous lines of evidence which, converging to a focus, are by themselves enough to dissipate any doubt respecting this natural genesis of religious observances. Traceable as it is in so many ways, the development of funeral rites into worship of the dead, and eventually into worship of deities, becomes clear. We shall find that it becomes clearer still on contemplating other facts under other aspects.

 


 

[I-285]

CHAPTER XX.

ANCESTOR-WORSHIP IN GENERAL.

§ 146. From various parts of the world, witnesses of different nations and divergent beliefs bring evidence that there exist men who are either wholly without ideas of supernatural beings, or whose ideas of them are extremely vague. “When Father Junípero Serra established the Mission of Dolores in 1776, the shores of San Francisco Bay were thickly populated by the Ahwashtees, Ohlones, Altahmos, Romanons, Tuolomos, and other tribes. The good Father found the field unoccupied, for, in the vocabulary of these people, there is found no word for god, angel, or devil; they held no theory of origin or destiny.” This testimony, which Bancroft cites respecting the Indians of California, corresponds with the testimonies of old Spanish writers respecting some South American peoples. Garcilasso says that “the Chirihuanas and the natives of the Cape de Pasau . . . had no inclination to worship anything high or low, neither from interested motives nor from fear;” Balboa mentions tribes without any religion as having been met with by Ynca Yupangui; and Avendaño asserts that in his time the Antis had no worship whatever. Many kindred instances are given by Sir John Lubbock, and further ones will be found in Mr. Tylor’s Primitive Culture. But I agree with Mr. Tylor that the evidence habitually implies some notion, however wavering and inconsistent, of a reviving other-self. Where this has not become a definite belief, the [I-286] substance of a belief is shown by the funeral rites and by the fear of the dead.

Leaving unsettled the question whether there are men in whom dreams have not generated the notion of a double, and the sequent notion that at death the double has gone away, we may hold it as settled that the first traceable conception of a supernatural being is the conception of a ghost. This exists where no other idea of the same order exists; and this exists where multitudinous other ideas of the same order exist.

That belief in a surviving duplicate is produced among the savage, and is perpetually reproduced among the civilized, is a fact of great significance. Whatever is common to men’s minds in all stages, must be deeper down in thought than whatever is peculiar to men’s minds in higher stages; and if the later product admits of being reached by modification and expansion of the earlier product, the implication is that it has been so reached. Recognizing this implication, we shall see how fully the facts now to be contemplated justify acceptance of it.

§ 147. As the notion of a ghost grows from that first vagueness and variableness indicated above, into a definite and avowed idea, there naturally arise the desire and the endeavour to propitiate the ghost. Hence, almost as widely spread as the belief in ghosts, may be looked for a more or less developed ancestor-worship. This we find. To the indirect evidence already given I must now add, in brief form, the direct evidence.

Where the levels of mental nature and social progress are lowest, we usually find, along with an absence of religious ideas generally, an absence of, or very slight development of, ancestor-worship. A typical case is that of the Juángs, a wild tribe of Bengal, who, described as having no word for god, no idea of a future state, no religious ceremonies, are also said to “have no notion of the worship of [I-287] ancestors.” Cook, telling us what the Fuegians were before contact with Europeans had introduced foreign ideas, said there were no appearances of religion among them; and we are not told by him or others that they were ancestor-worshippers. So far as the scanty evidence may be trusted, the like seems to be the case with the Andamanese. And though believing in ghosts, the Australians and Tasmanians show us but little persistence in ghost-propitiation. Among the Veddahs, indeed, though extremely low, an active if simple ancestor-worship prevails; but here, contact with the more advanced Cingalese has probably been a factor.

When, however, instead of wandering groups who continually leave far behind the places where their members lie buried, we come to settled groups whose burial-places are in their midst, and among whom development of funeral rites is thus made possible, we find that continued propitiation of dead relatives becomes an established practice. All varieties of men show us this. Taking first the Negrito races, we read that “with the Fijians, as soon as beloved parents expire, they take their place amongst the family gods. Bures, or temples, are erected to their memory.” Of the Tannese, we learn that “their general name for gods seems to be aremha; that means a dead man.” And the like is told us of other New Caledonian peoples. With the Malayo-Polynesians it is the same; save that with simple ancestor-worship there usually coexists a more developed worship of remoter ancestors, who have become deities. Sacrificing to their gods, the Tahitians also sacrifice to the spirits of departed chiefs and kindred. Similar statements are made respecting the Sandwich Islanders, the Samoans, the Malagasy, and the Sumatrans; of which last people Marsden says, that though “they neither worship god, devil, nor idol,” yet they “venerate, almost to the point of worshipping, the tombs and manes of their deceased ancestors.” The like holds in Africa. The people of [I-288] Angola “are constantly deprecating the wrath of departed souls;” and the Bambiri “pray to departed chiefs and relatives.” So by the Kaffirs the spirits of the dead “are elevated in fact to the rank of deities.” And parallel accounts are given of the Balonda, the Wanika, the Congoese. Quite different though they are in type, the lower Asiatic races yield us allied illustrations. Of the Bhils, of the Bghais, of the Karens, of the Khonds, we find ancestor-worship alleged. The Santals’ religion “is based upon the family,” and “in addition to the family-god, each household worships the ghosts of its ancestors.” And were there any doubt about the origin of the family-god, it would be removed by Macpherson’s statement respecting the Khonds—“The more distinguished fathers of the tribe, of its branches, or of its sub-divisions, are all remembered by the priests, their sanctity growing with the remoteness of the period of their deaths.” Of Northern Asiatics, the Kirghiz and the Ostyaks yield further examples; and the Turkomans were lately instanced as showing how this worship of the dead survives along with a nominal monotheism. Then, crossing over into America, the like phenomena are found from the extreme North to the uttermost South—from the Esquimaux to the Patagonians: reaching, as we have seen, very elaborate developments among the ancient civilized races.

How ancestor-worship prevailed, and was greatly elaborated, among the people who, in the Nile valley, first carried civilization to a high stage, has been already shown. How in the far East, another vast society which had reached considerable heights of culture while Europe was covered by barbarians, has practised, and still practises, ancestor-worship, scarcely needs saying. And that it has all along characterized the Hindu civilization is also a fact, though a fact less familiar. With the highly-developed religious systems of India, there coexists a daily re-genesis of deities from dead men. Sir A. C. Lyall says:—

[I-289]

“So far as I have been able to trace back the origin of the best-known minor provincial deities, they are usually men of past generations who have earned special promotion and brevet rank among disembodied ghosts by some peculiar acts or accidents of their lives or deaths. . . . The Bunjâras, a tribe much addicted to highway robbery, worship a famous bandit. . . . M. Raymond, the French commander, who died at Hyderabad, has been there canonized after a fashion. . . . Of the numerous local gods known to have been living men, by far the greater proportion derive from the ordinary canonization of holy personages. . . . The number of shrines thus raised in Berar alone to these anchorites and persons deceased in the odour of sanctity is large, and it is constantly increasing. Some of them have already attained the rank of temples.”

And now having observed the natural genesis of ancestor-worship, its wide diffusion over the world, and its persistence among advanced races side by side with more developed forms of worship, let us turn from its external aspect to its internal aspect. Let us, so far as we can, contemplate it from the stand-point of those who practise it. Fortunately, two examples, one of its less-developed form and one of its more-developed form, are exhibited to us in the words of ancestor-worshippers themselves.

§ 148. Our old acquaintances the Amazulu, whose ideas have been taken down from their own lips, supply the first. Here are the slightly-varying, but similar, statements of different witnesses:—

“The ancients said that it was Unkulunkulu who gave origin to men, and everything besides, both cattle and wild animals.”

“The sun and moon we referred to Unkulunkulu, together with the things of this world; and yonder heaven we referred to Unkulunkulu.”

“When black men say Unkulunkulu, or Uthlanga, [*] or the Creator, they mean one and the same thing.”

[I-290]

“It is said, Unkulunkulu came into being, and begat men; he gave them being; he begat them.”

“He begat the ancients of long ago; they died and left their children; they begat others, their sons, they died; they begat others; thus we at length have heard about Unkulunkulu.”

“Unkulunkulu is no longer known. It is he who was the first man; he broke off in the beginning.”

“Unkulunkulu told men—saying, ‘I, too, sprang from a bed of reeds.’ ”

“Unkulunkulu was a black man, for we see that all the people from whom we sprang are black, and their hair is black.”

After noting that here, and in other passages not quoted, there are inconsistencies (as that sometimes a reed and sometimes a bed of reeds is said to be the origin of Unkulunkulu); and after noting that variations of this primitive creed have arisen since European immigration, as is shown by one of the statements that “there were at first two women in a bed of reeds; one gave birth to a white man, and one to a black man;” let us go on to note the meaning of Unkulunkulu. This, Bp. Callaway tells us, “expresses antiquity, age, literally the old-old one, as we use great, in great-great-grandfather.” So that, briefly stated, the belief is that from a reed or bed of reeds, came the remotest ancestor, who originated all other things. By the Amazulu, however, this remotest ancestor is but nominally recognized. Propitiation is limited to their nearer ancestors who are secondary Unkulunkulus, called, in some cases, Onkulunkulus. The ideas concerning, and the behaviour towards, the remoter and nearer ancestors, may be gathered from the following extracts:—

“They say that Unkulunkulu, who sprang from the bed of reeds, is dead.”

“By that it began to be evident that Unkulunkulu had no longer a son who could worship him; . . . the praise-giving names of Unkulunkulu are lost.”

“All nations [i. e., tribes] have their own Unkulunkulu. Each has its own.”

“Utshange is the praise-giving name of our house; he was the first man of our family,—our Unkulunkulu, who founded our house.”

[I-291]

“We worshipped those whom we had seen with our eyes, their death and their life amongst us.”

“All we know is this, the young and the old die, and the shade departs. The Unkulunkulu of us black men is that one to whom we pray for our cattle, and worship, saying, ‘Father!’ We say, ‘Udhlamini? Uhhadebe! Umutimkulu! Uthlomo! Let me obtain what I wish, Lord! Let me not die, but live, and walk long on the earth.’ Old people see him at night in their dreams.”

Here, then, we see ancestor-worship in but a slightly-developed form—an unhistoric ancestor-worship. There have arisen no personages dominant enough to retain their distinct individualities through many generations, and to subordinate the minor traditional individualities.

§ 149. Peoples who are more settled and further advanced show us a progress. Along with worship of recent and local ancestors, there goes worship of ancestors who died at earlier dates, and who, remembered by their power, have acquired in the general mind a supremacy. This truth ought to need but little illustration, for the habits of ancient races make it familiar. As Mr. Grote says—

“In the retrospective faith of a Greek, the ideas of worship and ancestry coalesced: every association of men, large or small, in whom there existed a feeling of present union, traced back that union to some common initial progenitor, and that progenitor, again, was either the common god whom they worshipped, or some semi-divine being closely allied to him.”

This stage of development in which, along with worship of ancestry traced back a certain number of generations, there went a more widely-diffused worship of some to whom the relationships were lost in the far past, we find paralleled in other places; as, for example, in Peru. Sun-worship and Ynca-worship were there associated with an active worship of forefathers. Avendaño, repeating the affirmative answers to his questions, says:—

“Each of your ancestors . . . worshipped the marcayocc, who is the founder or senior of the village, from whom you are sprung. He [I-292] was not worshipped by the Indians of any other village, for they had another marcayocc.

Chiefly, however, let us remark that these settled races of America exhibited in their professed creeds the transformation of their remotest progenitors into deities. By the Amazulu, the traditional old-old-one, though regarded as having given origin to them and all other things, is not worshipped: he is finally dead, and his sons, who once worshipped him, are finally dead; and the worship is monopolized by those later descendants who are remembered as founders of tribes. But among these more advanced peoples of America, the most ancient men, considered as still living elsewhere, had a worship which subordinated the worship of immediate ancestors. This is well brought out by Friar Bobadilla’s cross-examination of some Nicaraguans. Here are a few of the questions and answers:—

Friar.

Do you know who made a heaven and earth?

Indian.

My parents told me when I was a child that it was Tamagostat and Çipattonal. . . .

Fr.

Where are they?

Ind.

I do not know; but they are our great gods whom we call teotes. . . .

Fr.

By whom are the teotes served?

Ind.

I have heard old men say that there are people who serve them, and that the Indians who die in their houses go under the earth, and that those who die in battles go to serve the teotes.

Fr.

Which is better—to go under the earth or to serve the teotes?

Ind.

It is better to go to serve the teotes, for they go there to their fathers.

Fr.

But if their fathers have died in bed, how can they see them there?

Ind.

Our fathers are these teotes.

Here are passages from the examination of another witness—the cazique Avagoaltegoan:—

Fr.

Who created heaven and earth, and the stars, and the moon, and man, and all the rest?

Ind.

Tamagostat and Çipattonal; the former is a man, and the latter a woman.

[I-293]

Fr.

Who created that man and that woman?

Ind.

No one; on the contrary, all men and women descend from them. . . .

Fr.

Are those gods whom you name made of flesh or wood, or of what other material?

Ind.

They are of flesh, and are man and woman, and youths, and are always the same; and they are of brownish colour, like us Indians; and they walked over the earth dressed, and ate what the Indians ate. . . .

Fr.

What do they live on now?

Ind.

They eat what the Indians eat; for the plant (maize?) and all other eatables came from where the teotes dwell.”

Another witness, Taçoteyda, a priest, apparently sixty years of age, who declined to become a Christian, gave a like account of these ancestor-gods, answering questions thus:—

Fr.

Are they men?

Ind.

They are men.

Fr.

How do you know?

Ind.

My ancestors told me.

Fr.

Where are those gods of yours?

Ind.

My ancestors told me that they are where the sun rises. . . .

Fr.

Did they come to . . . your shrines to speak to you?

Ind.

Our ancestors said that long ago they used to come and speak with them, but now they come no more.

Fr.

Do those teotes eat?

Ind.

I have heard my ancestors say that they eat the blood and hearts of men, and some birds; and we give them candlewood, incense and resin; that is what they eat.”

From other like testimonies given by the thirteen caziques, and chiefs, and priests, I will add only the following:—

Fr.

Who sends you rain and all things?”

Ind.

The water is sent us by Quiateot, who is a man, and has father and mother, and the father is called Omeyateite, and the mother, Omeyateçigoat; and those dwell . . . where the sun rises in heaven.”

Pages might be filled by evidence of like meaning. What has been given shows, like the rest, that the remotest remembered ancestors have become divinities, remaining human in physical and mental attributes, and differing only [I-294] in power; that being recognized in tradition as the begetters, or causers, of existing men, they, as the only known causers of anything, come to be tacitly regarded as the causers of other things; [*] and that they reside in the region whence the race came, which is the other world travelled to by the dead. The statements of these peoples directly imply that transformation of ancestors into deities, which we saw was directly implied by the growth of funeral rites into worship of the dead, and eventually into religious worship.

§ 150. It is said, however, that ancestor-worship is peculiar to the inferior races. I have seen implied, I have heard in conversation, and I have now before me in print, the statement that “no Indo-European or Semitic nation, so far as we know, seems to have made a religion of worship of the dead.” And the suggested conclusion is that these superior races, who in their earliest recorded times had higher forms of worship, were not even in their still earlier times, ancestor-worshippers.

That those who have another theory to uphold should thus interpret the evidence, is not unnatural. Every hypothesis tends to assimilate facts yielding it support and to reject adverse facts. But that adherents of the Evolution-doctrine should admit a distinction so profound between the minds of different human races, is surprising. Those who believe in creation by manufacture, may consistently [I-295] hold that Aryans and Semites were supernaturally endowed with higher conceptions than Turanians. If species of animals were separately made with fundamental differences, varieties of men may have been so too. But to assert that the human type has been evolved from lower types, and then to deny that the superior human races have been evolved, mentally as well as physically, from the inferior, and must once have had those general conceptions which the inferior still have, is a marvellous inconsistency. Even in the absence of evidence it would be startling; and in the presence of contrary evidence it is extremely startling.

If in their more advanced stages the leading divisions of the Aryans habitually, while worshipping their greater deities, also worshipped ancestors, who, according to their remoteness, were regarded as divine, semi-divine, and human; must we really infer that in the course of their progress they adopted this ancestor-worship from inferior races? On finding that by the Greeks, heroes from whom the people of each locality traced their descent, were made objects of religious rites, just as by aboriginal Peruvians and others; shall we say that while becoming civilized they grafted on their higher creed this lower creed? When we recall the facts that besides sacrificing to the ghosts of their recent dead, the Romans sacrificed to the ghosts of their ancient dead, who were the founders of their families, just as the Amazulu do at the present time; are we to infer that while Asiatic nomads they had no such worship, but that, then worshipping only certain personalized powers of Nature, they adopted the religion of less cultured peoples as they themselves became more cultured? Such assumptions would be inadmissible, even had we no indications of the original Aryan beliefs; and are still more inadmissible now that we know what the original Aryan beliefs were. As expressed in their sacred writings, they were essentially the same as those of existing barbarians. “The heroic Indra, who delights in praise,” and to whom the hymn is “chaunted [I-296] at the sacrifice,” hoping to impel “the well-accoutred, the loud-thundering, to succour us,” is but the ancestor considerably expanded; and from the mouth of the Zulu chief about to sacrifice, would equally well come the words of the Aryan rishi—“friends drive hither the milch cow with a new hymn.” If the human derivation of Indra needs further evidence, we have it in the statement concerning an intoxicating beverage made from the sacred plant—“the soma exhilarates not Indra unless it be poured out;” which is exactly the belief of an African respecting the libation of beer for an ancestral ghost. From the Rig-Veda we learn that men who by their virtues gained admission to heaven, attained an existence like that of deities; and these “ancient pious sages,” who “shared in the enjoyments of the gods,” were implored to be “propitious” and to protect. Still more specific are passages from the laws of Menu. We have the statement that the manes eat of the funeral meal; we have the direction to the head of the family to make a daily offering to get the good will of the manes, and also a monthly offering. And the ideas of savages, whose superior gods are the more powerful ghosts, are undeniably paralleled in a further injunction. That an oblation to the manes may be obtained by them, the master of the house must commence with an oblation to the gods, so that the gods may not appropriate what is intended for the manes!

Do, then, the Semitic races furnish a solitary exception? Strong evidence must be assigned before it can be admitted that they do; and no such strong evidence is forthcoming. Contrariwise, what positive facts we gather have opposite implications. Remembering that nomadic habits are unfavourable to evolution of the ghost-theory, it is manifest that if the ancient Hebrews, like some existing peoples, had not reached the conception of a permanently-existing ghost, they would, of course, have no established ancestor-worship: not because it was beneath them, but because the conditions [I-297] for display of it were not fulfilled. Further, we must note that the silence of their legends is but a negative fact, which may be as misleading as negative facts often are; and beyond the general reason we have special reasons for suspecting this illusiveness. For among other peoples we find traditions that give no accounts of practices which not only existed but were dominant: the cause being that extraordinary occurrences only are narrated, and not ordinary occurrences. Interesting personal adventures form their subject-matter and not social habits, which are at best traceable by implication, and in a condensed narrative may leave no traces at all. Thus, to take a case, the legends of the Polynesians say scarcely more than the Bible does about the worship of ancestors; and yet ancestor-worship was in full activity among them. Again, it should be remembered that the sacred books of a religion nominally professed, may give very untrue ideas concerning the actual beliefs of its professors. Two facts already named incidentally show this. The Turkomans are rigid Mahometans; and yet, making pilgrimages to the tombs of canonized robbers, they pray to their ghosts. Similarly, the acceptance of Mahometanism does not prevent the Bedouins from sacrificing at the graves of their forefathers. In both cases there is habitually done that which we should infer could not be done, if we drew our inferences from the Koran. When, thus warned, we turn to the denunciations of the Hebrew prophets, directed against forms of worship which the Hebrews had in common with other races, we are reminded that the religion embodied in the Bible differed greatly from the popular religion. Besides the idolatry persisted in notwithstanding reprobation, there was tree-worship; and the ceremonials, equally low with those of semi-civilized peoples in general, included prostitution in temples. Moreover, the association of mourning dresses with fasting, as well as the law against self-bleeding and cutting-off the hair for the dead, imply primitive funeral rites like those of [I-298] ancestor-worshippers in general. Nor is this all. On making an offering of first-fruits to Jahveh, the sacrificer is required to say that he has not “given ought thereof for the dead.” Hence, the conclusion must be that ancestor-worship had developed as far as nomadic habits allowed, before it was repressed by a higher worship. But be there or be there not adequate reason for ascribing a partially-developed ancestor-worship to the Hebrews, there is evidence that it has existed, and continues to exist, among other Semitic peoples. In a paper entitled “Le culte des ancêtres divinisés dans l’Yémen,” contained in the Comptes rendus of the French Academy, M. Lenormant, after commenting on some inscriptions, says:—

“Here, then, we have twice repeated a whole series of human persons, decidedly deceased ancestors or relations of the author of the dedication. Their names are accompanied with the titles they bore during lifetime. They are invoked by their descendants at the same time, in the same degree (rank), with the same intention, as the gods [mentioned in the same formula]; being, in short, completely placed on a par with the inhabitants of heaven. . . . They incontestably are deified persons, objects of a family worship, and gods or genii in the belief of the people of their race.”

Kindred evidence is furnished by the following passage from the Essai sur l’histoire des Arabes of M. Caussin de Perceval. Speaking of the time of Mahomet, he says the greatest part of the nation [i.e., all who were not either Jews or Christians] were pagans.

“They had a great number of deities; each tribe and nearly each family had one which they held in special honour. They admitted, however, the existence of a Supreme God (Allah), with whom the other deities were powerful intercessors. . . . Some believed that at death all was at an end; others believed in a resurrection and another life.”

Several significant implications occur here. The fact last named reminds us of the ancient Hebrew belief, or no-belief. Further, this difference of opinion among Arabs, some of whom are stationary and some wandering, harmonizes [I-299] with the suggestion above made, that nomadic habits are less favourable than the habits of settled life to a persistent ghost-propitiation with all its sequences. Respecting the idea of a supreme deity, accompanying ancestor-worship among them, it is manifest that wandering hordes, coming in frequent contact with relatively-civilized peoples, would inevitably acquire it from them; as, from their European visitors, it is now acquired by savages. But that the belief so acquired is vague and superficial, is shown us by the existing Bedouins; whose Mahometanism, according to Mr. Palgrave, is of the most shadowy kind, while the reality of their ancestor-worship is proved by the sacrifices they “devoutly” make at tombs. No more, then, of Semites than of Aryans can ancestor-worship be denied.

§ 151. Mythologists, however, say that these observances have a moral rather than a religious character. Let us contemplate this proposed distinction under its concrete aspects.

When Nicaraguans are described as having adored the teotes, said by them to be the ancient men from whom they descended, we may accept the fact as it stands, for these people were of inferior race; but when, in the Institutes of Menu, we read that “the sons of Maríchi and of all the other Rĭshis [ancient sages], who were the offspring of Menu, son of Brahmá, are called the companies of Pitrĭs, or forefathers,” we must understand the fatherhood not literally but metaphorically: these people were Aryans. If one of the Amazulu, sacrificing a bullock, begins by inviting “the first Itongo who is known” (oldest ancestral ghost), or in other cases is careful to name first a ghost who is supposed to be angry because he has not been propitiated, the fact exhibits the crude ideas of a race incapable of high civilization. If, however, the Institutes of Menu say—“Let an offering to the gods be made at the beginning and end of the sráddha: it must not begin and end with an offering [I-300] to ancestors; for he who begins and ends it with an oblation to the Pitrĭs, quickly perishes with his progeny;” we must, seeing the proved capacities of the Aryan mind, distinguish between the religious sentiment prompting one part of the sacrifice, and the moral sentiment prompting the other. Negroes who, when suffering, go to the woods and cry for help to the spirits of dead relatives, show by these acts the grovelling nature of their race; and we must not confound with their low conceptions those high conceptions of the Iranians implied in the Khorda Avesta, where the souls of forefathers are called upon in prayers: these express filial feeling only. Obviously, the frequent sacrifices by which the ancient Egyptians honoured their dead, namely, three “festivals of the seasons,” twelve “festivals of the month,” and twelve “festivals of the half-month,” formed part of their religion; for were they not Turanians and ancestor-worshippers? Quite otherwise, however, must we interpret the offerings made by the Romans to their Lares, on the calends, nones, and ides of every month; for these were merely marks of proper respect to forefathers. The act of a savage who at each meal throws aside some food and drink for the spirits of the dead, shows a wish to propitiate which was not felt by the Roman who offered a portion of each meal to his Lares. And if, on going abroad, the Roman prayed to his Lares for a happy return, he did not ascribe to them a power such as is ascribed to ghosts of relatives by the Indian or Veddah who asks their aid when he goes hunting. Still less must we suppose any similarity between the ideas of the sanguinary Mexicans, Peruvians, Chibchas, Dahomans, Ashantis, and others who immolate victims at funerals, and the ideas of those early Romans who offered up human sacrifices at tombs. Considering that the Romans belonged to one of the noble types of man, we must conclude that they adopted this habit from baser types around them.

What shall we say of such modes of interpretation? We [I-301] may say at least this, that were he allowed equal licence in dealing with facts, the feeblest dialectician might safely undertake to establish any proposition that could be named.

§ 152. How unwarranted is the assertion that the superior races have not passed through this lower cult, will be again seen on remembering that down to the present time, ancestor-worship lingers among the most civilized of them. Throughout Europe it still shows itself, here feebly and there with some vigour, notwithstanding the repressive influence of Christianity.

Even Protestants yield undeniable traces of the aboriginal ideas and sentiments and acts. I do not refer merely to the decoration of graves with flowers, reminding us of the placings of flowers on graves by ancestor-worshipping peoples who also offered flowers to their deities; for this practice, spreading with the ritualistic reaction, may be considered as part of a revived Catholicism. I refer rather to certain less obtrusive facts. Dead parents are often thought of among us as approving or disapproving. They are figured in the minds of relatives as though they knew what was being done, and as likely to be hurt by disregard of their injunctions. Occasionally a portrait is imagined to look reproachfully on a descendant who is transgressing; and the anxiety not to disobey a dying wish certainly acts as a deterrent. So that, indefinite though their forms have become, the aboriginal notions of subordination and propitiation have not wholly disappeared.

It is, however, among Catholic peoples that this primitive religion most distinctly shows itself. The mortuary chapels in cemeteries on the Continent, are manifestly homologous with the elaborate tombs of the ancients. If erecting a chapel to the Virgin is an act of worship, then the sentiment of worship cannot be wholly absent if the erected chapel is over a dead parent. And though mostly the prayers in such chapels, or at graves, are only for the [I-302] dead, I am told by two French Catholics that exceptionally, when a pious parent is supposed to be not in purgatory but in heaven, there are prayers to the dead for intercession. A French correspondent questions this; but he admits that men and women who have died in the odour of sanctity, are canonized by popular opinion and adored. “Ainsi, j’ai vu, en Bretagne, le tombeau d’un prêtre très pieux et très charitable: il était couvert de couronnes; on s’y rendait en foule le prier de procurer des guérisons, de veiller sur les enfants,” etc. Accepting only this last statement as trustworthy, it proves that the primitive religion lingers yet.

Even clearer proof that it lingers is yielded by the still-extant customs of feeding the spirits, both annually and at other times. If we read of periodic feasts for the dead among extinct nations, or now among the existing Chinese, and regard such observances as parts of their ancestor-worship; and if we learn that the feast of All Souls and sundry kindred observances are continued yet in various parts of Europe, both by Teutons and Celts; can we deny that an original ancestor-worship is implied by them? [*]

[I-303]

§ 153. See, then, how fully induction justifies deduction; and verifies the inference suggested in the last chapter.

Taking the aggregate of human peoples—tribes, societies, nations—we find that nearly all of them, if not literally all, have a belief, vague or distinct, in a reviving other-self of the dead man. Within this class of peoples we find a class not quite so large, by the members of which the other-self of the dead man is supposed to exist for a time, or always, after death. Nearly as numerous is the class of peoples included in this, who show us ghost-propitiation at the funeral, and for a subsequent interval. Then comes the narrower class contained in the last—those more advanced peoples who, along with the belief in a ghost which permanently exists, show us a persistent ancestor-worship. Again, somewhat further restricted, though by no means small, we have a class of peoples whose worship of distinguished ancestors partially subordinates that of the undistinguished. And eventually, the subordination growing more decided, becomes marked where these distinguished ancestors were leaders of conquering races.

Even the words applied in more advanced societies to different orders of supernatural beings, indicate by their original community of meaning, that this has been the course of genesis. The fact cited above, that among the Tannese the word for a god means literally a dead man, is typical of facts everywhere found. Ghost, spirit, demon—names at first applied to the other-self without distinctions of character—come to be differently applied as ascribed differences of character arise: the shade of an enemy becomes a devil, and a friendly shade becomes a divinity. Where the conceptions have not developed far, there are no differentiated titles, and the distinctions made by us cannot be expressed. The early Spanish missionaries in America were inconvenienced by finding that the only native word they could use for God also meant devil. In Greek, δαίμων and θεός are interchangeable. By Æschylus, Agamemnon’s [I-304] children are represented as appealing to their father’s ghost as to a god. So, too, with the Romans. Besides the unspecialized use of dæmon, which means an angel or genius, good or bad, we find the unspecialized use of deus for god and ghost. On tombs the manes were called gods; and a law directs that “the rights of the manes gods are to be kept sacred.” Similarly with the Hebrews. Isaiah, representing himself as commanded to reject it, quotes a current belief implying such identification:—“And when they say unto you, ‘Consult the ghost-seers and the wizards, that chirp and that mutter! Should not people consult their gods, even the dead on behalf of the living?’ ” When Saul goes to question the ghost of Samuel, the expression of the enchantress is—“I saw gods [elohim] ascending out of the earth:” god and ghost being thus used as equivalents. [*] Even in our own day the kinship is traceable. The statement that God is a spirit, shows the application of a term which, otherwise applied, signifies a human soul. Only by its qualifying epithet is the meaning of Holy Ghost distinguished from the meaning of ghost in general. A divine being is still denoted by words that originally meant the breath which, deserting a man’s body at death, was supposed to constitute the surviving part.

Do not these various evidences warrant the suspicion that from the ghost, once uniformly conceived, have arisen the variously-conceived supernatural beings? We may infer, a priori, that in conformity with the law of Evolution, [I-305] there will develop many unlike conceptions out of conceptions originally alike. The spirits of the dead, forming, in a primitive tribe, an ideal group the members of which are but little distinguished from one another, will grow more and more distinguished. As societies advance, and as traditions, local and general, accumulate and complicate, these once-similar human souls, acquiring in the popular mind differences of character and importance, will diverge; until their original community of nature becomes scarcely recognizable.

Expecting, then, heterogeneous modifications of them, multiplying in thought as populations increase, ever spreading into more varied habitats, and tending continually to fill every place in Nature that can be occupied, let us now contemplate some of their most conspicuous types.

 


 

[I-306]

CHAPTER XXI.

IDOL-WORSHIP AND FETICH-WORSHIP.

§ 154. Facts already named show how sacrifices to the man recently dead, pass into sacrifices to his preserved body. In § 137 we saw that to the corpse of a Tahitian chief, daily offerings were made on an altar by a priest; and the ancient Central Americans performed kindred rites before bodies dried by artificial heat. That, as embalming developed, this grew into mummy-worship, Peruvians and Egyptians have furnished proof. Here the thing to be observed is that, while believing the ghost of the dead man to have gone away, these peoples had confused notions, either that it came back into the mummy, or that the mummy was itself conscious. Among the Egyptians, this was implied by the practice of sometimes placing their embalmed dead at table. The Peruvians, who by a parallel custom betrayed a like belief, betrayed it in other ways also. By some of them the dried corpse of a parent was carried round the fields that he might see the state of the crops. How the ancestor, thus recognized as present, was also recognized as exercising authority, we see in a story narrated by Santa Cruz. When his second sister refused to marry him, Huayna Ccapac “went with presents and offerings to the body of his father, praying him to give her for his wife, but the dead body gave no answer, while fearful signs appeared in the heavens.”

The primitive notion that any property characterizing an aggregate inheres in all parts of it, implies a corollary [I-307] from this belief. The soul, present in the body of the dead man preserved entire, is also present in preserved parts of his body. Hence the faith in relics. In the Sandwich Islands, bones of kings and principal chiefs were carried about by their descendants, under the belief that the spirits exercised guardianship over them. The Crees carry bones and hair of deceased relatives about for three years. The Caribs, and several Guiana tribes, have their cleaned bones “distributed among the relatives after death.” The Tasmanians show “anxiety to possess themselves of a bone from the skull or the arms of their deceased relatives.” The Andamanese “widows may be seen with the skulls of their deceased partners suspended from their necks.”

This belief in the power of relics leads in some cases to direct worship of them. The natives of Lifu, Loyalty Islands, who “invoke the spirits of their departed chiefs,” also “preserve relics of their dead, such as a finger-nail, a tooth, a tuft of hair, . . . and pay divine homage to it.” “In cases of sickness, and other calamities,” New Caledonians “present offerings of food to the skulls of the departed.” Moreover, we have the evidence furnished by conversation with a relic. “In the private fetish-hut of the King Adólee, at Badagry, the skull of that monarch’s father is preserved in a clay vessel placed in the earth.” He “gently rebukes it if his success does not happen to answer his expectations.” Similarly among the Mandans, who place the skulls of their dead in a circle, each wife knows the skull of her former husband or child,

“and there seldom passes a day that she does not visit it, with a dish of the best-cooked food. . . . There is scarcely an hour in a pleasant day, but more or less of these women may be seen sitting or lying by the skull of their child or husband—talking to it in the most pleasant and endearing language that they can use (as they were wont to do in former days), and seemingly getting an answer back.”

Thus propitiation of the man just dead leads to propitiation of his preserved body, or a preserved part of it; and the ghost is supposed to be present in each.

[I-308]

§ 155. Any one asked to imagine a transition from worship of the preserved body, or a preserved part of it, to idol-worship, would probably fail; but transitions occur.

The object worshipped is sometimes a figure of the deceased, made partly of his remains and partly of other substances. Landa says the Yucatanese—

“cut off the heads of the ancient lords of Cocom when they died, and cleared them from flesh by cooking them; they then sawed off half of the top of the head, leaving the anterior part with the jawbones and teeth, and to these half-skulls they joined what they wanted in flesh with a certain cement, and made them as like as possible to those to whom they belonged; and they kept them along with the statues and the ashes. All were kept in the oratories of their houses beside their idols, and were greatly reverenced and assiduously cared for. On all their festivals they offered them food.” . . . In other cases they “made for their fathers wooden statues,” left “the occiput hollow,” put in ashes of the burnt body, and attached “the skin of the occiput taken off the corpse.”

The Mexicans had a different method of joining some of the deceased’s substance with an effigy of him. When a dead lord had been burned, “they carefully collected the ashes, and after having kneaded them with human blood, they made of them an image of the deceased, which was kept in memory of him.” And from Camargo we also learn that images of the dead were worshipped.

A transitional combination partially unlike in kind is found: sometimes the ashes are contained in a man-shaped receptacle of clay. Among the Yucatanese—

“The bodies of lords and people of high position were burnt. The ashes were put in large urns and temples erected over them. . . . In the case of great lords the ashes were placed in hollow clay statues.”

And in yet other cases there is worship of the relics joined with the representative figure, not by inclusion but only by proximity. Speaking of the Mexicans, Gomara says that having burnt the body of their deceased king, they gathered up the ashes, bones, jewels, and gold, in cloths, and made a [I-309] figure dressed as a man, before which, as well as before the relics, offerings were placed.

Lastly may be named the practice of the Egyptians, who as their frescoes show, often worshipped the mummy not as exposed to view, but as inclosed in a case shaped and painted to represent the dead man.

§ 156. From these examples of transition we may turn to those in which funeral propitiations are made to a substituted image.

The Mexicans practised cremation; and when men killed in battle were missing, they made figures of them, and after honouring these burnt them. Again,

“When any of the merchants died on their journey, . . . his relations . . . formed an imperfect statue of wood to represent the deceased, to which they paid all the funeral honours which they would have done to the real body.”

“When some one died drowned or in any other way which excluded concremation and required burial, they made a likeness of him and put it on the altar of idols, together with a large offering of wine and bread.”

In Africa kindred observances occur. While a deceased king of Congo is being embalmed, a figure is set up in the palace to represent him, and is daily furnished with food and drink. Among the Abyssinians mourning takes place on the third day; and the deceased having been buried on the day of his death, a representation of the corpse does duty instead. Some Papuan Islanders, after a grave is filled up, collect round an idol and offer provisions to it. Concerning certain Javans, Raffles says that after a death a feast is held, in which a man-shaped figure, “supported round the body by the clothes of the deceased,” plays an important part.

These practices look strange to us; but a stranger thing is that we have so soon forgotten the like practices of civilized nations. When Charles VI of France was buried,

[I-310]

“Over the coffin was an image of the late king, bearing a rich crown of gold and diamonds and holding two shields, one of gold, the other of silver; the hands had white gloves on, and the fingers were adorned with very precious rings. This image was dressed with cloth of gold,” . . . “In this state was he solemnly carried to the church of Notre Dame.”

Speaking of the father of the great Condé, Mme. de Motteville says—“The effigy of this prince was waited upon (servit) for three days, as was customary:” forty days having been the original time during which food was supplied to such an effigy at the usual hours. Monstrelet describes a like figure used at the burial of Henry V of England; and figures of many English monarchs, thus honoured at their funerals, are still preserved in Westminster Abbey: the older having decayed into fragments.

With these reminders before us, we can have little difficulty in understanding the primitive ideas respecting such representations. When we read that the Coast Negroes in some districts “place several earthen images on the graves;” that the Araucanians fixed over a tomb an upright log, “rudely carved to represent the human frame;” that after the deaths of New Zealand chiefs, wooden images, 20 to 40 ft. high, were erected as monuments; we cannot shut our eyes to the fact that the figure of the dead man is an incipient idol. Could we doubt, our doubting would end on finding the figure persistently worshipped. Jos. de Acosta says of the Peruvians that—

“every king in his lifetime caused a figure to be made wherein he was represented, which they called Huanque, which signifieth brother, for that they should doe to this image, during his life and death, as much honour and reverence as to himself.”

So, too, according to Andagoya,

“When a chief died, his house and wives and servants remained as in his lifetime, and a statue of gold was made in the likeness of the chief, which was served as if it had been alive, and certain villages were set apart to provide it with clothing, and all other necessaries.”

[I-311]

And the Yucatanese “worshipped the idol of one who is said to have been one of their great captains.”

§ 157. That we may understand better the feelings with which a savage looks at a representative figure, let us recall the feelings produced by representations among ourselves.

When a lover kisses the miniature of his mistress, he is obviously influenced by an association between the appearance and the reality. Even more strongly do such associations sometimes act. A young lady known to me confesses that she cannot bear to sleep in a room having portraits on the walls; and this repugnance is not uncommon. In such cases the knowledge that portraits consist of paint and canvas only, fails to expel the suggestion of something more. The vivid representation so strongly arouses the thought of a living person, that this cannot be kept out of consciousness.

Now suppose culture absent—suppose there exist no ideas of attribute, law, cause—no distinctions between natural and unnatural, possible and impossible. This associated consciousness of a living presence will then persist. No conflict with established knowledge arising, the unresisted suggestion will become a belief.

In § 133, beliefs thus produced in savages were incidentally referred to. Here are some further examples of them. The North American Indians think portraits supernatural, and look at them with the same ceremony as at a dead person. The Okanagans “have the same aversion that has been noted on the coast” to having their portraits taken. The Mandans thought the life put into a picture was so much life taken from the original. Catlin says—

“They pronounced me the greatest medicine man in the world; for they said I had made living beings,—they said they could see their chiefs alive, in two places—those that I had made were a little alive—they could see their eyes move.”

Nor do more advanced races fail to supply kindred facts. [I-312] In Madagascar, friends of a prince, on seeing a photograph of him, took off their hats to it and verbally saluted it.

That which holds of a picture holds of an image—holds even more naturally; since the carved representation being solid, approaches closer to the reality. Where the image is painted and has eyes inserted, this notion of participation in the vitality of the person imitated becomes, in the uncritical mind of the savage, very strong. Any one who remembers the horror a child shows on seeing an adult put on an ugly mask, even when the mask has been previously shown to it, may conceive the awe which a rude effigy excites in the primitive mind. The sculptured figure of the dead man arouses the thought of the actual dead man, which passes into a conviction that he is present.

§ 158. And why should it not? If the other-self can leave the living body and re-enter it—if the ghost can come back and animate afresh the dead body—if the embalmed Peruvian, presently to be revived by his returned double, was then to need his carefully-preserved hair and nails—if the soul of the Egyptian, after its transmigrations occupying some thousands of years, was expected to infuse itself once more into his mummy; why should not a spirit go into an image? A living body differs more from a mummy in texture, than a mummy does from wood. Obviously this was the reasoning of the Egyptians who provided for the ka, or double, of a dead man, a statue or statues entombed with his dried body, as substitutes for it should it be destroyed. M. Maspéro writes:—

“Le corps qui, pendant la durée de l’existence terrestre, avait servi de support au Double, momifié maintenant et défiguré, quelque soin qu’on eût mis à l’embaumer, ne rappelait plus que de loin la forme du vivant. Il était, d’ailleurs, unique et facile à détruire: on pouvait le brûler, le démembrer, en disperser les morceaux. Lui disparu, que serait devenu le Double? Il s’appuyait sur les statues. Les statues étaient plus solides et rien n’empêchait de les fabriquer en la quantité qu’on voulait. Un seul corps était une seule chance [I-313] de durée pour le Double; vingt statues représentaient vingt-cinq chances. De là, ce nombre vraiment étonnant de statues qu’on rencontre quelquefois dans une seule tombe.”

Whence it is inferable that the Egyptians regarded the statues of gods and kings as occasional habitations for their ghosts.

That a savage thinks an effigy is inhabited we have abundant proofs. Among the Yorubans, a mother carries for some time a wooden figure of her lost child, and when she eats, puts part of her food to its lips. The Samoiedes “feed the wooden images of the dead.” The relatives of an Ostyak—

“make a rude wooden image representing, and in honour of, the deceased, which is set up in the yurt and receives divine honours for a greater or less time as the priest directs. . . . At every meal they set an offering of food before the image; and should this represent a deceased husband, the widow embraces it from time to time. . . . This kind of worship of the dead lasts about three years, at the end of which time the image is buried.”

Erman, who states this, adds the significant fact that the descendants of deceased priests preserve the images of their ancestors from generation to generation;

“and by well-contrived oracles and other arts, they manage to procure offerings for these their family penates, as abundant as those laid on the altars of the universally-acknowledged gods. But that these latter also have an historical origin, that they were originally monuments of distinguished men, to which prescription and the interest of the Shamans gave by degrees an arbitrary meaning and importance, seems to me not liable to doubt.”

These Ostyaks, indeed, show us unmistakably how the dead man’s effigy passes into the divine idol; for the worships of the two are identical. At each meal, placing the dishes before the household god, they wait (i. e., fast) till “the idol, who eats invisibly, has had enough.” Moreover, when a Samoiede goes on a journey, “his relatives direct the idol towards the place to which he is gone, in order that it may look after him.” How, among more advanced peoples in these regions, there persists the idea that the idol of the god, [I-314] developed as we have seen from the effigy of the dead man, is the residence of a conscious being, is implied by the following statement of Erman respecting the Russians of Irkutsk:—

“Whatever familiarities may be permitted between the sexes, the only scruple by which the young women are infallibly controlled, is a superstitious dread of being alone with their lovers in the presence of the holy images. Conscientious difficulties of this kind, however, are frequently obviated by putting these witnesses behind a curtain.”

Like beliefs are displayed by other races wholly unallied. After a death in a Sandwich-Island family, the survivors worship “an image with which they imagine the spirit is in some way connected;” and “Oro, the great national idol, was generally supposed to give the responses to the priests.” Of the Yucatanese we read that “when the Itzaex performed any feat of valour, their idols, whom they consulted, were wont to make reply to them;” and Villagutierre describes the beating of an idol said to have predicted the arrival of the Spaniards, but who had deceived them respecting the result. Even more strikingly shown is this implication in the Quiché legend. Here is an extract:—

“And they worshipped the gods that had become stone, Tohil, Avilix, and Hacavitz; and they offered them the blood of beasts, and of birds, and pierced their own ears and shoulders in honour of these gods, and collected the blood with a sponge, and pressed it out into a cup before them. . . . And these three gods, petrified, as we have told, could nevertheless resume a moveable shape when they pleased; which, indeed, they often did.”

Nor is it among inferior races only that conceptions of this kind are found. Dozy, describing the ideas and practices of idolatrous Arabians, quotes this story:—

“When Amrolcais set out to revenge the death of his father on the Beni-Asad, he stopped at the temple of the idol Dhou-’l-Kholosa to consult fate by means of the three arrows called command, prohibition, expectation. Having drawn prohibition, he recommenced drawing. But three times he drew prohibition. Thereupon he broke the arrows and throwing them at the idol’s head, he shouted—‘Wretch, [I-315] if the killed man had been thy father, thou wouldst not have forbidden revenging him.’ ”

Of kindred beliefs in classic times, an instance is furnished by the statements respecting the so-called vocal Memnon. Among the inscriptions made by visitors on its pedestal, here is one signed Gemellus:—“Once the son of Saturn, great Jove, had made thee monarch of the East; now thou art but a stone; and it is from a stone that thy voice proceeds.” Similarly with the beliefs of early Christians, implied by the miracles narrated in the Apocryphal Gospels. “Coming into India, the Apostle Bartholomew entered a temple, in which was the idol Ashtaroth.” . . . At the wish of the king, he agrees to expel the demon, and next day engages in a dialogue with him. . . . “Then the apostle commands him—‘If thou dost not wish to be hurled into the abyss, come forth from the image and break it, and go forth into the desert.’ ”

The proofs, then, are many and conclusive. The savage, thinking the effigy of the dead man is inhabited by his ghost, propitiates it accordingly; and as the effigy of the dead man develops into the idol of the god, the sacrifices to it are made under a kindred belief in a spiritual resident.

§ 159. What degree of likeness to a human being suffices to suggest the presence of a human soul? These images the savage makes are very rude. The carved post he sticks on a grave, or the little stone figure he hangs round his neck instead of an actual relic of a relative, resembles but remotely a human being, and not at all the individual commemorated. Still it suffices. And considering how easily the primitive mind, unchecked by scepticism, accepts the slightest suggestion, we may expect that even smaller likenesses will suffice. A dead tree outstretching its remaining arms in a strange way, or a rock of which the profile seen against the sky recalls a face, will arouse the idea of a human inhabitant. Merely noting, however, that such accidental [I-316] similarities aid in extending to various objects the notion of resident ghosts, let us observe the more potent causes of fetichistic beliefs.

In § 54 we saw how the discovery of plants and animals imbedded in rock, prepares the mind to suspect animation in certain inanimate things. Here is a fossil shell; there are the remains of a fish changed into stone. If wood, retaining all its fibrous appearance, may become flint, may not a man also turn into this dense substance? And if the dry, hard body of a mummy may be entered by its soul—if a wooden image may be so too; may not souls be present in petrified masses that look like parts of men? See these bones which have been dug up—heavy, stony, but in shape sufficiently like human bones to deceive the savage; as, in fact, such bones have, in past times, habitually deceived the civilized, leading to stories of giant races. What is to be thought of them? Are they not, like other human remains, frequented by the doubles to which they once belonged? Will they not some day be re-animated?

Be this or be it not the origin of reverence for stones, this reverence is certainly in some cases accompanied by the belief that they were once men, and that they will eventually revive as men. Already I have named the fact that the Laches “worshipped every stone as a god, as they said that they had all been men.” Arriaga says the Peruvians “worship certain heights and mountains, and very large stones . . . saying that they were once men.” Avendaño argued with them thus:—

“Your wise men say that of old in Purmupacha there were men, and now we see with our own eyes that they are stones, or hills, or rocks, or islands of the sea. . . . If these huacas originally were men, and had a father and mother, like ourselves, and then Contiviracocha has turned them into stones, they are worthless.”

Such stones stand in the same relation to the inhabiting ghosts that mummies do: witness Arriaga’s statement that the Marcayoc who is worshipped as the patron of the village, [I-317] “is sometimes a stone and sometimes a mummy.” They also stand in the same relation to ghosts that idols do: witness the statement of Montesinos, that the Ynca Rocca “caused to be thrown from the mountain [a certain idol]. . . . They say that a parrot flew out of it and entered another stone, which is still shown in the valley. The Indians have greatly honoured it since that time, and still worship it.” And this belief was definitely expressed when in 1560, the native priests, describing the ancestral ghosts or huacas as enraged with those who had become Christians, said “the times of the Yncas would be restored, and the huacas would not enter into stones or fountains to speak, but would be incorporated in men whom they will cause to speak.” The Coast Negroes betray kindred ideas. In some towns, when a person dies, a stone is taken to a certain house provided; and among the Bulloms, certain women “make occasional sacrifices and offerings of rice to the stones which are preserved in memory of the dead. They prostrate themselves before these.”

This last instance introduces us to another mode in which fetichistic conceptions arise. Already the practices of sorcerers have familiarized us with the primitive belief that each person’s nature inheres not only in all parts of his body, but in his dress and the things he has used. Probably the interpretation of odour has led to this belief. If the breath is the spirit or other-self, is not this invisible emanation which permeates a man’s clothing, and by which he may be traced, also a part of his other-self? Various derivations show us this connexion of ideas. Perfume and fume coming from a word applied to smoke or vapour, are thus brought into relation with the visible vapour of breath. Exhalation is that which breathes out of. In Latin, nidor was applicable alike to a steam and a smell; and the German duft, used for a delicate odour, originally meant vapour. Just as we now speak of the “breath of flowers” as equivalent to their fragrance; so, in early speech, did men associate smell with [I-318] expired air, which was identified with soul. Have we not, indeed, ourselves come to use the word spirit, similarly having reference to breath, for the odorous steam which distils from a thing; and may not the savage therefore naturally regard the spirit as having entered that to which the odour clings? However this may be, we find proof that not dress only, but even stones, are supposed to become permeated by this invisible emanation, existing either as breath or as odour. When a noble died in Vera Paz, “the first thing they did after his death was to put a precious stone in his mouth. Others say that they did this, not after his death, but in his last moments. The object of it was that the stone received his soul.” A kindred notion is implied by a practice of the Mexicans, who, along with a man’s remains, “put a gem of more or less value, which they said would serve him in place of a heart in the other world:” heart and soul being, with sundry American peoples, convertible terms. Under another form the idea meets us among the New Zealanders. Mr. White, who in Te Rou embodies many New Zealand superstitions, narrates a discussion concerning the ghosts of the dead, in which an old man says—

“Are not all things the offspring of the gods? Is not the kumara the god that hid himself from fear? Do you not eat the kumara? Are not fish another god who went into the water? Do you eat fish? Are not the birds also gods? Were not the gods spirits [i. e., ghosts of men]? Then why are you not afraid of the things that you eat? Anything cooked sends the spirit into the stones on which they are cooked. Then, why do old people eat out of a hangi, and off the stones which hold the spirit of the food cooked on them?”

Thus the original belief is that as a dead body, or a mummy, or an effigy, may be entered by a spirit; so, too, may a shapeless stone. Adoration of inanimate objects thus possessed by ghosts, is really adoration of the indwelling ghosts; and the powers ascribed to such objects are the powers ascribed to such ghosts.

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§ 160. This notion, once established, develops in all directions. A ready explanation of everything remarkable is furnished. When ghosts, accumulating and losing their once-remembered individualities, are thought of as a multitude of invisible beings—when they are here conceived as elbowing the inhabitants of the house, there as swarming in the nooks of the forests, elsewhere as so numerous that a thing cannot be thrown aside without danger of hitting one; it happens, inevitably, that being always at hand they become the assigned causes of unfamiliar occurrences. Instances are furnished by every race.

In Africa the Bulloms regard with awe, as implying spirit-agency, “whatever appears to them strange or uncommon.” By the Congo people, certain shells are called “God’s children;” and the Negroes of Little Addoh (on the Niger), astonished at the size of a European vessel, worshipped it. The like holds in Polynesia. A sledge left by Cook or his companions was worshipped by the natives. A cocoa-nut tree in Fiji, which divided into two branches, “was consequently regarded with great veneration.” Similarly in America. Supernaturalness is alleged of “anything which a Dakotah cannot comprehend;” and by the Mandans all unusual things are deemed supernatural. If the Chippewas “do not understand anything, they immediately say, it is a spirit” and the same notion was dominant among the ancient Peruvians, who “did worship all things in nature which seemed to them remarkable and different from the rest, as acknowledging some particular deitie.”

Thus the unusualness which makes an object a fetich, is supposed to imply an indwelling ghost—an agent without which deviation from the ordinary would be inexplicable. There is no tendency gratuitously to ascribe duality of nature; but only when there is an unfamiliar appearance, or motion, or sound, or change, in a thing, does there arise this idea of a possessing spirit. The Chibchas worshipped “at lakes, rivulets, rocks, hills, and other places of striking or [I-320] unusual aspect:” saying that by certain occurrences “the demon had given a sign that they should worship him at such places.” The implication here so manifest, that one of the haunting invisible beings is the object of adoration, is again shown us by the Hindus. Sir A. C. Lyall, though he thinks that their fetichism has become a kind of Pantheism, so states the results of his Indian experiences that they perfectly harmonize with the interpretation here given. He says—

“It is not difficult to perceive how this original downright adoration of queer-looking objects is modified by passing into the higher order of imaginative superstition. First, the stone is the abode of some spirit; its curious shape or situation betraying possession. Next, this strange form or aspect argues some design, or handiwork, of supernatural beings,” etc.

So that indirect evidences from all sides, converge to the conclusion that the fetich-worship is the worship of a special soul supposed to have taken up its abode in the fetich; which soul, in common with supernatural agents at large, is originally the double of a dead man.

§ 161. But we need not rest with indirect evidence of this. Direct evidence is abundant.

Many pages back, facts were given showing that originally the fetich is nothing but the ghost. While, in § 58, we saw that the Abipones, fearing the ghost, thought “the echo was its voice;” we saw that the African, when asked why he made an offering to the echo, answered—“Did you not hear the fetish?” In East Africa the fetich-huts have food and beer placed in them “to propitiate the ghosts.” The Coast Negroes who, worshipping the dead, perform “pilgrimages to their graves to make oblations and sacrifices”—who mould clay figures of their departed chiefs—who sometimes have tubes leading down to the buried corpses, through which they daily pour libations; show us by various associated observances, that the fetich is the residence of the ghost. The natives round Sierra Leone “seldom or never [I-321] drink spirits, wine, etc., without spilling a little of it upon the ground, and wetting the greegree or fetish;” Cruikshank mentions certain foods abstained from according to the direction of the fetich; Bastian names a fetich-man who used ventriloquism in announcing the oracles;—facts all implying notions like those which elsewhere go along with ghost-worship. Speaking of a village on the Niger where the fetich was a carved image, Lander says—“We were desired to roast our bullock under him, that he might enjoy the savoury smell.” And in Dahomey “the roads, villages, and houses are filled with fetich-images and sacrifices to the fetich.” Whether the fetich is a bundle of things belonging to a relative who has died, or an effigy of this deceased person, or an idol that has lost historic individuality, or some other object, the resident spirit is nothing but a modification of an ancestral ghost, deviating more or less according to circumstances. The certainty of this conclusion is best shown by the summarized statement Beecham makes.

“The fetiches are believed to be spiritual, intelligent beings, who make the remarkable objects of nature their residence, or enter occasionally into the images and other artificial representations, which have been duly consecrated by certain ceremonies. It is the belief of the people that the fetiches not unfrequently render themselves visible to mortals. . . . They believe that these fetiches are of both sexes, and that they require food.”

And if this occasional visibility, this need for food, and this difference of sex, are not enough to show the original human nature of the fetich, it is conclusively shown by the following statement of Bastian about the Congo people.

“The natives say that the great fetich of Bamba lives in the interior of the bush, where no man sees him, or can see him. When he dies, the fetich-priests carefully collect his bones, in order to revive them, and nourish them till they again acquire flesh and blood.”

So that the fetich, besides otherwise corresponding to the ghost, corresponds as being expected to resume, in like manner, the original bodily form.

[I-322]

§ 162. We will now draw a corollary from this interpretation of fetichism, and observe how completely it harmonizes with the facts.

Evidence has been given that sundry low types of men have either no ideas of revival after death, or vague and wavering ideas: the conception of a ghost is undeveloped. If, as contended above, the worship of the fetich is the worship of an indwelling ghost, or a supernatural being derived from the ghost; it follows that the fetich-theory, being dependent on the ghost-theory, must succeed it in order of time. Absent where there is no ghost-theory, fetichism will arise after the ghost-theory has arisen. That it does this, proofs are abundant.

Of the Indian Hill-tribes may be named, as about the lowest known, the Juángs, who, with no word for a supernatural being, with no idea of another life, with no ancestor-worship, have also no fetichism: an accompanying absence of witchcraft being also noteworthy. The Andaman Islanders, classed with the most degraded of mankind, who are without a “notion of their own origin,” and without a notion “of a future existence,” are also without fetichism: such, at least, is the conclusion we may draw from the silence of those who describe them. Of the Fuegians, too, among whom no appearances of religion were found by Cook, no fetichism is alleged. Nor have those very inferior savages the Australians, though they believe in ghosts, reached the stage at which the ghost-theory originates this derivative theory: they do not propitiate inanimate objects. Their now-extinct neighbours, too, the Tasmanians, like them in grade, were like them in this. And even the Veddahs, who, thinking the souls of their relatives are everywhere around, have a dominant ancestor-worship, but whose intelligence and social state are extremely low, do not show us this extension of the ghost-theory.

The implications of a doctrine do not occur to the utterly stupid; but they become obvious to those who begin [I-323] to think. Hence, in proportion as the reasoning faculty is good, will be the number of erroneous conclusions drawn from erroneous premises. As was pointed out in §§ 57 and 96, it is not savages devoid of intelligence, but highly intelligent savages, such as the Fijians, who believe that a man has two souls, his shadow and his reflection; and who accept the inference that, as objects have shadows, they too must have souls. The various African peoples even taken by themselves, suffice to show that fetichism, arises only when a certain stage of mental and social evolution has been reached. No fetichism is alleged of the Bushmen; and of the African races whose state is known to us, the Bushmen are the lowest. The Damaras, among whom, according to Andersson, intelligence is “an unusual phenomenon,” and whose stupidity Galton exemplifies so vividly, have not drawn from their feebly-marked ghost-beliefs the inferences whence fetichism arises: Galton says—“of the fetish superstition there is no trace.” But fetichism meets us among the more advanced African races—the Congo people, the Inland Negroes, the Coast Negroes, the Dahomans, the Ashantees. We find it rampant where there are fortified towns, well-organized governments, large standing armies, prisons, police, and sumptuary laws, considerable division of labour, periodical markets, regular shops, and all the appliances showing some progress in civilization. Still more conspicuously is this relation exhibited in America. We do not read of fetichism among the rude Chirihuanas of ancient Peru; but among the civilized Peruvians it was immensely elaborated. Both before and after the Ynca conquest, “they worshipped herbs, plants, flowers, all kinds of trees, high hills, great rocks, and the chinks in them, hollow caves, pebbles, and small stones of different colours.” And then, if we ask where fetichism has culminated, we are referred to a people whose civilization, older in date than our own, has created vast cities, elaborate industries, a highly-structured [I-324] language, great poems, subtle philosophies. In India,

“A woman adores the basket which serves to bring or to hold her necessaries, and offers sacrifices to it; as well as to the rice-mill, and other implements that assist her in her household labours. A carpenter does the like homage to his hatchet, his adze, and other tools; and likewise offers sacrifices to them. A Brahman does so to the style with which he is going to write; a soldier to the arms he is to use in the field; a mason to his trowel.”

And this statement of Dubois, quoted by Sir John Lubbock, coincides with that of Sir A. C. Lyall, who says—“Not only does the husbandman pray to his plough, the fisher to his net, the weaver to his loom; but the scribe adores his pen, and the banker his account-books.”

How untenable is the idea that fetichism comes first among superstitions, will now be manifest. Suppose the facts reversed. Suppose that by Juangs, Andamanese, Fuegians, Australians, Tasmanians, and Bushmen, the worship of inanimate objects was carried to the greatest extent; that among tribes a little advanced in intelligence and social state, it was somewhat restricted; that it went on decreasing as knowledge and civilization increased; and that in highly-developed societies, such as those of ancient Peru and modern India, it became inconspicuous. Should we not say that the statement was conclusively proved? Clearly, then, as the facts happen to be exactly the opposite, the statement is conclusively disproved.

§ 163. Induction having shown the untruth of this current dogma, we are now prepared for seeing how entirely deduction discredits it.

Made on the strength of evidence given by early travellers, whose contact was chiefly with races partially advanced and even semi-civilized, the assertion that fetichism is primordial gained possession of men’s minds; and prepossession being nine points of belief, it has held its ground with scarcely a question. I had myself accepted it; though, as [I-325] I remember, with some vague dissatisfaction, probably arising from inability to see how so strange an interpretation arose. This vague dissatisfaction passed into scepticism on becoming better acquainted with the ideas of savages. Tabulated facts presented by the lowest races, changed scepticism into disbelief; and thought has made it manifest that the statement, disproved a posteriori, is contrary to a priori probability.

In the chapter on “The Ideas of the Animate and Inanimate,” it was shown that progressing intelligence gives increasing power to discriminate the living from the not-living; that the higher animals rarely confound the one with the other; and that to suppose the animal which is far above the rest in sagacity, gratuitously confuses the two, is unwarrantable. Were the fetichistic conception primordial, it would be possible to show how the evolution of thought necessitated its antecedence; whereas this, so far as I see, is impossible. Consider the mind of the savage as delineated in foregoing chapters—unspeculative, uncritical, incapable of generalizing, and with scarcely any notions save those yielded by the perceptions. Ask what could lead him to think of an inanimate object as having in it some existence besides that which his senses acquaint him with? He has no words for separate properties, much less a word for property in general; and if he cannot even conceive a property apart from an aggregate displaying it, how can he imagine a second invisible entity as causing the actions of the visible entity? He has neither that tendency to think which must precede such a conception, nor has he the mental power required to grasp such a conception. Only as the ghost-theory evolves, does there arise, when circumstances suggest it, this idea of an animate agent in an inanimate object. I say advisedly—when circumstances suggest it; for at first he does not gratuitously assume spiritual possession. Something anomalous is requisite to suggest the presence of a spirit. And if afterwards, in higher stages of [I-326] progress, he extends such interpretations, and thinks of multitudinous things as possessed, the antecedent is an accumulation of ghosts and derived spirits swarming everywhere.

That fetichism is a sequence of the ghost-theory might, indeed, be suspected from the evidence which our own people have furnished, and still furnish. I do not specially refer to the still extant doctrine of the real presence; nor to the belief implied by the obsolete practice of exorcising the water used in baptism; nor to the conceptions of those who in past times thought objects which behaved strangely were “possessed,” though they did not assume possession to account for the ordinary powers of objects. I refer chiefly to the evidence which modern spiritualists yield us. If tables turn and chairs move about without visible agency, spirits are the assumed agents. In presence of some action not understood, there is a revival of the fetichistic interpretation: the cause is a supernatural being, and this supernatural being is a ghost.

§ 164. Propitiation of the dead, which, originating funeral rites, develops into the observances constituting worship in general, has thus, among its other divergent results, idol-worship and fetich-worship. All stages in the genesis of these are traceable.

There are sacrifices to the recently-dead body, to the dried body or mummy, to the relics; there are sacrifices to a figure made partly of the relics and partly of other substances; there are sacrifices to a figure placed on a box containing the relics; there are sacrifices to a figure placed on the grave containing the remains. And as thus combined, the remains and the representative figure have been in kindred ways worshipped by civilized races—Egyptians, Etruscans, Romans, down to mediæval Christians; for does not the adored figure of a saint above his tomb, undeniably correspond to the carved effigy which the savage places on a grave and propitiates? That this representative [I-327] image of the dead man grows into the idol of the deity, we have good evidence. Persistent for various periods, the worship becomes in some cases permanent; and then constitutes the idolatry of the savage, which evolves into elaborate religious ceremonies performed before awe-inspiring statues in magnificent temples. Further, from the primitive notion that along with likeness in aspect there goes likeness in nature, comes a belief that the effigy is inhabited by the ghost; and from this there descends the notion that deities enter idols and occasionally speak from them.

Between idol-worship and fetich-worship there is no break. In Africa the visible fetich is often a man-shaped figure, sometimes a figure less like a man, resembling “nothing so much as one of our scare-crows;” and sometimes a thing human only in its connexions, having the character of an amulet: the faith in which, as we saw (§ 133), grows from a faith in relics, and therefore arises from the ghost-theory. That the worship of things which are strange in size, shape, aspect, or behaviour, is derivative, and goes along with belief in the presence of a spirit originally human, facts make clear. This extension accompanies growth and elaboration of the ghost-theory—occurs where ghosts are supposed to be ever-present causes of diseases, cures, accidents, benefits, etc.; and exhibits the unchecked application of an hypothesis which seems to explain everything. Beliefs thus originating are aided by the idea that shadows are souls. As we before saw (§ 96), this idea into which primitive men are naturally betrayed, they extend to other shadows than those cast by their own bodies. Gradually reason forces this implication on them; and acceptance of it strengthens those conceptions of object-souls otherwise reached. Proof that the thing worshipped in the remarkable object is a ghost, is in some cases joined with proof that it is an ancestral ghost. The huacas of the Peruvians were their forefathers. [I-328] Garcilasso says “an Indian is not looked upon as honourable unless he is descended from a fountain, river, or lake (or even the sea); or from a wild animal, such as a bear, lion, tiger, eagle, or the bird they call cuntur [condor], or some other bird of prey; or from a mountain, cave, or forest;” and these huacas whence they descended, they worshipped.

That idolatry and fetichism are aberrant developments of ancestor-worship, thus made sufficiently clear, will become clearer still on passing to the kindred groups of facts which now follow.

 


 

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CHAPTER XXII.

ANIMAL-WORSHIP.

§ 165. In the chapter on “Primitive Ideas,” it was pointed out that in the animal kingdom the metamorphoses which actually occur, are, at first sight, more marvellous than many which are wrongly supposed to occur—that the contrasts between a maggot and a fly, an egg and a bird, are greater than the contrasts between a child and a dog, a man and a bull.

Encouraged, then, by the changes he daily sees, and not deterred by such cognitions as long-accumulating experiences establish, the savage yields to any suggestion, however caused, that a creature has assumed a different shape. In some cases the supposed change is from one of the lower animals into another; as in Brazil, where, Burton says, “the people universally believe that the humming-bird is transmutable into the humming-bird hawk-moth.” But mostly, the transformations are of men into animals, or of animals into men.

All races furnish evidence. We will first take a number of examples, and then consider the interpretations.

§ 166. The belief that human beings disguise themselves as brutes, is in some cases specified generally; as concerning the Thlinkeets, who “will kill a bear only in case of great necessity, for the bear is supposed to be a man that has taken the shape of an animal.” And the converse idea [I-330] in its general form occurs among the Karens, who think “the waters are inhabited by beings whose proper form is that of dragons [? crocodiles], but that occasionally appear as men, and who take wives of the children of men.” Usually, however, only persons distinguished by power of some kind, or believed to be so, have this ability ascribed to them.

Regarding all special skill as supernatural, sundry African peoples think the blacksmith (who ranks next to the medicine-man) works by spirit-agency; and in Abyssinia, “blacksmiths are supposed able to turn themselves into hyænas and other animals.” So strong is this belief that it infects even European residents: Wilkinson instances a traveller who asserted that he had seen the metamorphosis. More commonly it is the sorcerers exclusively of whom this power is alleged. The Khonds believe “witches have the faculty of transforming themselves into tigers.” In case of “an alligator seizing upon a child whilst bathing in the river, or a leopard carrying off a goat,” the Bulloms “are of opinion that it is not a real leopard or alligator which has committed the depredation, but a witch under one of these assumed forms.” Among the Mexicans “there were sorcerers and witches who were thought to transform themselves into animals.” In Honduras they “punish sorcerers that did mischief; and some of them are said to have ranged on the mountains like tigers or lions, killing men, till they were taken and hanged.” And the Chibchas “pretended to have great sorcerers who might be transformed into lions, bears, and tigers, and devour men like these animals.” To chiefs, as well as to sorcerers, this faculty is in some places ascribed. The Cacique Thomagata, one of the Chibcha rulers, was believed “to have had a long tail, after the manner of a lion or a tiger, which he dragged on the soil.” Africa, too, yields evidence.

“There are also a great many lions and hyænas, and there is no check upon the increase of the former, for the people, believing that [I-331] the souls of their chiefs enter into them, never attempt to kill them; they even believe that a chief may metamorphose himself into a lion, kill any one he chooses, and then return to the human form; therefore, when they see one they commence clapping their hands, which is the usual mode of salutation.”

In some cases this supposed power is shared by the chief’s relatives. Schweinfurth, when at Gallabat, having shot a hyæna, was reproached by the sheikh because his, the sheikh’s, mother, was a “hyæna-woman.”

Instead of change of form there is, in other cases, possession. We saw how the primitive dream-theory, with its wandering double which deserts the body and re-enters it, brings, among many sequences, the belief that wandering doubles can enter other bodies than their own; and the last chapter exhibited some wide extensions of this doctrine: representative figures, and even inanimate objects not having human shapes, being supposed permeable by human ghosts. Naturally, then, animals are included among the things men’s souls go into. At Tete, in Africa, the people believe “that while persons are still living they may enter into lions and alligators, and then return again to their own bodies;” and the Guiana tribes think some jaguars “are possessed by the spirits of men.”

Of course, along with beliefs in possession by the doubles of living persons, there go beliefs in possession by the doubles of dead persons. The Sumatrans imagine that—

“tigers in general are actuated with the spirits of departed men, and no consideration will prevail on a countryman to catch or to wound one, but in self-defence, or immediately after the act of destroying a friend.”

Among existing American races, the Apaches “hold that every rattlesnake contains the soul of a bad man or is an emissary of the Evil Spirit;” and “the Californians round San Diego will not eat the flesh of large game, believing such animals are inhabited by the souls of generations of people that have died ages ago: ‘eater of venison!’ is a term of reproach among them.” With the ancient American [I-332] races it was the same. Here is one out of many instances.

“The people of Tlascala believed that the souls of persons of rank went, after their death, to inhabit the bodies of beautiful and sweet singing birds, and those of the nobler quadrupeds; while the souls of inferior persons were supposed to pass into weazles, beetles,” etc.

There are like beliefs among Africans. When Hutchinson doubted the assertion that men’s souls pass into monkeys and crocodiles, he was answered—“It be Kalabar ‘fash,’ and white man no saby any ting about it.”

Passing over various developments of this general notion which early civilizations show us, such as the Scripture story of the expelled devils who entered into swine, and the were-wolf legends of the middle ages; let us turn to the interpretations. We have seen that his experiences prepare the savage for supposing metamorphoses, if circumstances suggest them; but we must not assume him to suppose them without suggestive circumstances. What, then, are these? We shall find three kinds; leading to three groups of allied, but partially-different, beliefs.

§ 167. “There are Amatongo who are snakes,” say the Zulus; and, as we have repeatedly seen, Amatongo is their name for ancestral ghosts. But why do these people think that snakes are transformed ancestors? Some extracts from Bp. Callaway’s cross-examination, I place in an order which will prepare the reader for the answer.

“The snakes into which men turn are not many; they are distinct and well known. They are the black Imamba, and the green Imamba, which is called Inyandezulu. Chiefs turn into these. Common people turn into the Umthlwazi.”

“These snakes are known to be human beings when they enter a hut; they do not usually enter by the doorway. Perhaps they enter when no one is there, and go to the upper part of the hut, and stay there coiled up.”

“If the snake has a scar on the side, some one who knew a certain dead man of that place who also had such a scar, comes forward [I-333] and says, ‘It is So-and-so. Do you not see the scar on his side?’ It is left alone, and they go to sleep.”

“Those which are men are known by their frequenting huts, and by their not eating mice, and by their not being frightened at the noise of men.”

Now join with these statements the facts set forth in §§ 110, 137, and the genesis of this belief becomes manifest. All over the world there prevails the idea that the ghost of the dead man haunts the old home. What, then, is meant by the coming of these snakes into the huts? Are they not returned relations? Do not the individual marks they sometimes bear yield proof? Just as an Australian settler who had a bent arm, was concluded to be the other-self of a dead native who had a bent arm (§ 92); so here, the scar common to the man and the snake proves identity. When, therefore, the Zulus say—“Neither does a snake that is an Itongo excite fear in men. . . . When men see it, it is as though it said as they look at it, ‘Be not afraid. It is I’;” we are shown that recognition of the snake as a human being, come back in another shape, is suggested by several circumstances: frequentation of the house being the chief. This recognition is utilized and confirmed by the diviners. Some persons who, through them, sought supernatural aid, remarked—“We wondered that we should continually hear the spirits, which we could not see, speaking in the wattles, and telling us many things without our seeing them.” Elsewhere a man says—“The voice was like that of a very little child; it cannot speak aloud, for it speaks above, among the wattles of the hut.” The trick is obvious. Practising ventriloquism, the diviner makes the replies of the ancestral ghost seem to come from places in which these house-haunting snakes conceal themselves.

Though most men are supposed to turn into the harmless snakes which frequent huts, some turn into the “imamba which frequents open places.” “The imamba is said especially to be chiefs;” it is “a poisonous snake,” and has “the stare of an enemy, which makes one afraid.” Whence it [I-334] appears that as special bodily marks suggest identity with persons who bore kindred marks, so traits of character in snakes of a certain species, lead to identification with a class of persons. This conclusion we shall presently find verified by facts coming from another place in Africa.

Among the Amazulu, belief in the return of ancestors disguised as serpents, has not led to worship of serpents as such: propitiation of them is mingled with propitiation of ancestral ghosts in an indefinite way. Other peoples, too, present us with kindred ideas, probably generated in like manner, which have not assumed distinctly religious forms; as witness the fact that “in the province of Culiacan tamed serpents were found in the dwellings of the natives, which they feared and venerated.” But, carrying with us the clue thus given, we find that along with a developed cult and advanced arts, a definite serpent-worship results. Ophiolatry prevails especially in hot countries; and in hot countries certain kinds of ophidia secrete themselves in dark corners of rooms, and even in beds. India supplies us with a clear case. Serpent-gods are there common; and the serpent habitually sculptured as a god, is the cobra. Either in its natural form or united to a human body, the cobra with expanded hood in attitude to strike, is adored in numerous temples. And then, on inquiry, we learn that the cobra is one of the commonest intruders in houses. Yet another instance is furnished by the Egyptian asp, a species of cobra. Figuring everywhere as this does in their sacred paintings and sculptures, we find that, greatly reverenced throughout Egypt, it was a frequenter of gardens and houses, and was so far domesticated that it came at a signal to be fed from the table. [*]

[I-335]

The like happens with other house-haunting creatures. In many countries lizards are often found indoors; and among the Amazulu, the “Isalukazana, a kind of lizard,” is the form supposed to be taken by old women. The New Zealanders believe that the spirits of their ancestors re-visit them as lizards; and I learn from a colonist that these are lizards which enter houses. Certain Russian foresters, again, “cherish, as a kind of household gods, a species of reptile, which has four short feet like a lizard, with a black flat body. . . . These animals are called ‘givoites,’ and on certain days are allowed to crawl about the house in search of the food which is placed for them. They are looked upon with great superstition.” Then, too, we have the wasp, which is one of the animal-shapes supposed to be assumed by the dead among the Amazulu; and the wasp is an insect which often joins the domestic circle to share the food on the table. Alongside this belief I may place a curious passage from the flood-legend of the Babylonians. Hasisadra, describing his sacrifice after the deluge, says—“The gods collected at its burning, the gods collected at its good burning; the gods, like flies, over the sacrifice gathered.” Once more, of house-haunting creatures similarly regarded, we have the dove. Describing animal-worship among the ancients, Mr. M‘Lennan remarks that “the dove, in fact . . . was almost as great a god as the serpent.” The still-extant symbolism of Christianity shows us the surviving effect of this belief in the ghostly character of the dove.

§ 168. By most peoples the ghost is believed now to revisit the old home, and now to be where the body lies. If, [I-336] then, creatures which frequent houses are supposed to be metamorphosed ancestors, will not creatures habitually found with corpses be also considered as animal-forms assumed by the dead? That they will, we may conclude; and that they are, we have proofs.

The prevalence of cave-burial among early peoples everywhere, has been shown. What animals commonly occur in caves? Above all others, those which shun the light—bats and owls. Where there are no hollow trees, crevices and caverns are the most available places for these night-flying creatures; and often in such places they are numerous. An explorer of the Egyptian cave known from its embalmed contents as “Crocodilopolis,” tells me that he was nearly suffocated with the dust raised by bats, the swarms of which nearly put out the torches. Now join with these statements the following passage from the Izdubar legend translated by Mr. Smith:—

“Return me from Hades, the land of my knowledge; from the house of the departed, the seat of the god Irkalla; from the house within which is no exit; from the road the course of which never returns; from the place within which they long for light—the place where dust is their nourishment and their food mud. Its chiefs also, like birds, are clothed with wings.”

In Mr. Talbot’s rendering of the legend of the descent of Ishtar, Hades, described as “a cavern of great rocks,” is again said to be “the abode of darkness and famine, where earth is their food: their nourishment clay: light is not seen: in darkness they dwell: ghosts, like birds, flutter their wings.” Amid minor differences, the agreement respecting the cavernous nature of the place, its gloom, its lack of food, its dust, and the winged structure of its inhabitants, clearly points to the development of the burial-cave with its tenanting creatures, into Hades with its inhabiting spirits. In the same way that, as we before saw, Sheol, primarily a cave, expanded into an under-world; so here we see that the winged creatures habitually found along with the corpses in the cave, and supposed to be the transformed dead, originated [I-337] the winged ghosts who inhabit the under-world. Verification is yielded by an already-quoted passage from the Bible, in which sorcerers are said to chirp like bats when consulting the dead: the explanation being that their arts, akin to those of the Zulu diviners lately named, had a like aim. The ventriloquists, says Delitzsch, “imitated the chirping of bats, which was supposed to proceed from the shades of Hades.” Further verification comes to us from the legends of the Greeks. The spirits of the dead are said in the Odyssey to twitter like bats and clamour “as it were fowls flying every way in fear.” The far East yields confirmatory evidence. In past times the Philippine Islanders had the ideas and customs of ancestor-worship highly developed; and they buried in caves, which were held sacred. Mr. Jagor narrates his visit to a cavern “tenanted by multitudes of bats.” The few natives who dared enter, “were in a state of great agitation, and were careful first to enjoin upon each other the respect to be observed by them towards Calapnitan”—literally “lord of the bats.”

The experience that bats are commonly found in caves, while owls more generally frequent the dark corners of deserted houses, may have tended to differentiate the associated conceptions. “Mother of ruins” is an Arabian name for the owl. Mr. Talbot, in translations embodying the religious beliefs of the Assyrians, has the following prayer uttered on a man’s death:—“Like a bird may it [the soul] fly to a lofty place!” With this we may join the fact that, in common with modern Arabs, their ancient kindred preferred to bury in high places. We may also join with it the following passage from M. Caussin de Perceval:—

“In their opinion the soul, when leaving the body, fled away in the form of a bird which they called Hâma or Sada (a sort of owl), and did not cease flying round the tomb and crying pitifully.”

The Egyptians also, along with familiar knowledge of these cave-hiding and ruin-haunting creatures, had a belief in winged souls. One of their wall-paintings given by Wilkinson, [I-338] represents, over the face of a corpse, a human-headed bird about to fly away, carrying with it the sign of life and the symbol of transmigration. Moreover, on their mummy cases they figured either a bird with out-stretched wings, or such a bird with a human head, or a winged symbol. Thus it seems likely that by them, too, the creatures often found in the places of the dead were supposed to be forms assumed by the dead.

Possibly these ancient peoples had not enough knowledge of insect metamorphoses to be struck by the illusive analogy on which modern theologians dwell; but, if they observed them, one kind must have seemed to furnish a complete parallel. I refer to that of various moths: the larva buries itself in the earth, and after a time there is found near the chrysalis-case a winged creature. Why, then, should not the winged creature found along with the human body which has been buried in a cave, be concluded to have come out of it? [*]

§ 169. Before dealing with supposed transformations of a third kind, like the above as identifying animals with deceased men, but unlike them as being otherwise suggested, two explanatory descriptions are needed: one of primitive language and the other of primitive naming.

The savage has a small vocabulary. Consequently of, the things and acts around, either but few can have signs, or those signs must be indiscriminately applicable to different things and acts: whence inevitable misunderstandings. If, as Burton says of the Dacotahs, “colours are expressed by a comparison with some object in sight,” an intended [I-339] assertion about a colour must often be taken for an assertion about the illustrative object. If, as Schweinfurth tells us of the Bongo dialect, one word means either “shadow” or “cloud,” another “rain” or “the sky,” another “night” or “to-day;” the interpretations of statements must be in part guessed at, and the guesses must often be wrong. Indefiniteness, implied by this paucity of words, is further implied by the want of terms expressing degree. A Damara cannot understand the question whether of two stages the next is longer than the last. The question must be—“The last stage is little; the next, is it great?” and the only reply is—“It is so,” or “It is not so.” In some cases, as among the Abipones, superlatives are expressed by raising the voice. And then the uncertainties of meaning which such indefinitenesses cause, are made greater by the rapid changes in primitive dialects. Superstitions lead to frequent substitutions of new words for those previously in use; and hence statements current in one generation, otherwise expressed in the next, are misconstrued. Incoherence adds to the confusion. In the aboriginal languages of South Brazil, “there are no such things as declensions and conjugations, and still less a regular construction of the sentences. They always speak in the infinitive, with, or mostly without, pronouns or substantives. The accent, which is chiefly on the second syllable, the slowness or quickness of pronunciation, certain signs with the hand, the mouth, or other gestures, are necessary to complete the sense of the sentence. If the Indian, for instance, means to say, ‘I will go into the wood,’ he says ‘Wood-go:’ pushing out his mouth to indicate the quarter which he intends to visit.” Clearly, no propositions that involve even moderate degrees of discrimination, can be communicated by such people. The relative homogeneity of early speech, thus implied by the absence of modifying terminations to words or the auxiliaries serving in place of them, is further implied by the absence of general [I-340] and abstract words. Even the first grades of generality and abstractness are inexpressible. Both the Abipones and the Guaranis “want the verb substantive to be. They want the verb to have. They have no words whereby to express man, body, God, place, time, never, ever, everywhere.” Similarly, the Koossa language has “no proper article, no auxiliary verbs, no inflections either of their verbs or substantives. . . . The simple abstract proposition, I am, cannot be expressed in their language.”

Having these a posteriori verifications of the a priori inference, that early speech is meagre, incoherent, indefinite, we may anticipate countless erroneous beliefs caused by misapprehensions. Dobrizhoffer says that among the Guaranis, “Aba che has three meanings—I am a Guarani, I am a man, or I am a husband; which of these is meant must be gathered from the tenor of the conversation.” On asking ourselves what will happen with traditions narrated in such speech, we must answer that the distortions will be extreme and multitudinous.

§ 170. Proper names were not always possessed by men: they are growths. It never occurred to the uninventive savage to distinguish this person from that by vocal marks. An individual was at first signified by something connected with him, which, when mentioned, called him to mind—an incident, a juxta-position, a personal trait.

A descriptive name is commonly assumed to be the earliest. We suppose that just as objects and places in our own island acquire their names by the establishment of what was originally an impromptu description; so, names of savages, such as “Broad face,” “Head without hair,” “Curly head,” “Horse-tail,” are the significant sobriquets with which naming begins. But it is not so. Under pressure of the need for indicating a child while yet it has no peculiarities, it is referred to in connexion with some circumstance attending its birth. The Lower Murray Australians derive their [I-341] names either from some trivial occurrence, from the spot where they were born, or from a natural object seen by the mother soon after the birth of the child. This is typical. Damara “children are named after great public incidents.” “Most Bodo and Dhimáls bear meaningless designations, or any passing event of the moment may suggest a significant term.” The name given to a Kaffir child soon after birth, “usually refers to some circumstance connected with that event, or happening about the same time.” Among the Comanches, “the children are named from some circumstance in tender years;” and the names of the Chippewayan boys are “generally derived from some place, season, or animal.” Even with so superior a type as the Bedouins, the like happens: “a name is given to the infant immediately on his birth. The name is derived from some trifling accident, or from some object which has struck the fancy of the mother or any of the women present at the child’s birth. Thus, if the dog happened to be near on this occasion, the infant is probably named Kelab (from Kelb, a dog).”

This vague mode of identification, which arises first in the history of the race, and long survives as a birth-naming, is by-and-by habitually followed by a re-naming of a more specific kind: a personal trait that becomes decided in the course of growth, a strange accident, or a remarkable achievement, furnishing the second name. Among the peoples above mentioned, the Comanches, the Damaras, the Kaffirs illustrate this. Speaking of the Kaffirs, Mann says—“Thus ‘Umgodi’ is simply ‘the boy who was born in a hole.’ That is a birth name. ‘Umginqisago’ is ‘the hunter who made the game roll over.’ That is a name of renown.” Omitting multitudinous illustrations, let us note some which immediately concern us. Of the additional names gained by the Tupis after successes in battle, we read—“They selected their appellations from visible objects, pride or ferocity influencing their choice:” whence obviously results naming after savage animals. Among animal-names [I-342] used by the Karens are—‘Tiger,’ ‘Yellow-Tiger,’ ‘Fierce-Tiger,’ ‘Gaur,’ ‘Goat-antelope,’ ‘Horn-bill,’ ‘Heron,’ ‘Prince-bird,’ and ‘Mango-fish:’ the preference for the formidable beast being obvious. In New Zealand a native swift of foot is called ‘Kawaw,’ a bird or fowl; and the Dacotah women have such names as the ‘White Martin,’ the ‘Young Mink,’ the ‘Musk-rat’s Paw.’ All over the world this nicknaming after animals is habitual. Lander speaks of it among the Yorubans; Thunberg, among the Hottentots; and that it prevails throughout North America every one knows. As implied in cases above given, self-exaltation is sometimes the cause, and sometimes exaltation by others. When a Makololo chief arrives at a village, the people salute him with the title, ‘Great Lion.’ King Koffi’s attendants exclaim—“Look before thee, O Lion.” In the Harris papyrus, King Mencheper-ra (Tothmes III) is called ‘the Furious Lion;’ and the name of one of the kings of the second Egyptian dynasty, Kakau, means “the bull of bulls.” In early Assyrian inscriptions we read—“Like a bull thou shalt rule over the chiefs:” a simile which, as is shown in another case, readily passes into metaphor. Thus in the third Sallier papyrus it is said of Rameses—“As a bull, terrible with pointed horns he rose;” and then in a subsequent passage the defeated address him—“Horus, conquering bull.”

Remembering that this habit survives among ourselves, so that the cunning person is called a fox, the rude a bear, the hypocritical a crocodile, the dirty a pig, the keen a hawk, and so on—observing that in those ancient races who had proper names of a developed kind, animal-nicknaming still prevailed; let us ask what resulted from it in the earliest stages.

§ 171. Verbal signs being at first so inadequate that gesture-signs are needful to eke them out, the distinction between metaphor and fact cannot be expressed, much less [I-343] preserved in tradition. If, as shown by instances Mr. Tylor gives, even the higher races confound the metaphorical with the literal—if the statement in the Koran that God opened and cleansed Mahomet’s heart, originates a belief that his heart was actually taken out, washed, and replaced—if from accounts of tribes without governors, described as without heads, there has arisen among civilized people the belief that there are races of headless men; we cannot wonder if the savage, lacking knowledge and speaking a rude language, gets the idea that an ancestor named “the Tiger” was an actual tiger. From childhood upwards he hears his father’s father spoken of by this name. No one suspects he will misinterpret it: error being, indeed, a general notion the savage has scarcely reached. And there are no words serving to convey a correction, even if the need is perceived. Inevitably, then, he grows up believing that his father descended from a tiger—thinking of himself as one of the tiger stock. Everywhere the results of such mistakes meet us.

“A characteristic feature in Central Asiatic traditions,” say the Michells, “is the derivation of their origin from some animal.” According to Brooke, the Sea-Dyaks shrink superstitiously from eating certain animals; because “they suppose these animals bear a proximity to some of their forefathers, who were begotten by them or begot them.” Among the Bechuana tribes “the term Bakatla means, ‘they of the monkey;’ Bakuena, ‘they of the alligator;’ Batlápi, ‘they of the fish:’ each tribe having a superstitious dread of the animal after which it is called.” The Patagonians possess “a multiplicity of these deities; each of whom they believe to preside over one particular caste or family of Indians, of which he is supposed to have been the creator. Some make themselves of the caste of the tiger, some of the lion, some of the guanaco, and others of the ostrich.” Leaving the many illustrations supplied by other regions, we will look more nearly at those coming [I-344] from North America. The tribes north of the Columbia “pretend to be derived from the musk-rat.” “All the aboriginal inhabitants of California, without exception, believe that their first ancestors were created directly from the earth of their respective present dwelling-places, and, in very many cases, that these ancestors were coyotes” [prairie-wolves]. Of the Zapotecs we read that “some, to boast of their valour, made themselves out the sons of lions and divers wild beasts.” By the Haidahs, “descent from the crows is quite gravely affirmed and steadfastly maintained.” “Among the Ahts of Vancouver Island, perhaps the commonest notion of origin is that men at first existed as birds, animals, and fishes.” The Chippewayans “derive their origin from a dog. At one time they were so strongly imbued with respect for their canine ancestry, that they entirely ceased to employ dogs in drawing their sledges.” The Koniagas “have their legendary Bird and Dog,—the latter taking the place occupied in the mythology of many other tribes by the wolf or coyote.”

In some cases, accounts are given of the transmutations. Californian Indians descending from the prairie-wolf, explain the loss of their tails: they say, “an acquired habit of sitting upright, has utterly erased and destroyed that beautiful member.” Those North Californians who ascribe their origin in part to grizzly bears, asert that in old times these walked “on their hind legs like men, and talked, and carried clubs, using the fore-limbs as men use their arms.” Even more strangely are these ideas of relationship shown by Franklin’s account of the Dog-rib Indians:—

“These people take their names, in the first instance, from their dogs. A young man is the father of a certain dog, but when he is married and has a son, he styles himself the father of the boy. The women have a habit of reproving the dogs very tenderly when they observe them fighting. ‘Are you not ashamed,’ say they, ‘to quarrel with your little brother?’ ”

[I-345]

§ 172. This last illustration introduces us to various sequences from the conception of animal-ancestry, thus arising by misinterpretation of nicknames.

Animals must think and understand as men do; for are they not derived from the same progenitors? Hence the belief of the Papagos, that in primeval days “men and beasts talked together: a common language made all brethren.” Hence the practice of the Kamschadales, who, when fishing, “entreat the whales or sea-horses not to overthrow their boats; and in hunting, beseech the bears and wolves not to hurt them.” Hence the habit of the Dacotahs, who ask snakes to be friendly; and of whom Schoolcraft says—“I have heard Indians talk and reason with a horse, the same as with a person.” Hence the notion betrayed by the negro attendants of Livingstone, who tells us—“I asked my men what the hyænas were laughing at; as they usually give animals credit for a share of intelligence. They said they were laughing because we could not take the whole [of the elephant], and that they would have plenty to eat as well as we.”

A second sequence is that animals, thus conceived as akin to men, are often treated with consideration. The Chippewas, thinking they will have to encounter in the other world the spirits of slain animals, apologized to a bear for killing him, asked forgiveness, and pretended that an American was to blame; and, similarly, the Ostyaks, after destroying a bear, cut off his head, and paying it “the profoundest respect,” tell the bear that the Russians were his murderers. Among the Kookies, “the capture of an elephant, tiger, bear, wild hog, or any savage wild beast, is followed by a feast in propitiation of its manes.” Kindred ceremonies are performed by the Stiens of Cambodia, the Sumatrans, the Dyaks, the Kaffirs, the Siamese, and even the Arabs.

Naturally, as a further sequence, there comes a special regard for the animal which gives the tribal name, and is [I-346] considered a relative. As the ancestor conceived under the human form is thought able to work good or ill to his descendants, so, too, is the ancestor conceived under the brute-form. Hence “no Indian tracing his descent from the spirit mother and the grizzly . . . will kill a grizzly bear.” The Osages will not destroy the beaver: believing themselves derived from it. “A tribe never eats of the animal which is its namesake,” among the Bechuanas. Like ideas and practices occur in Australia in a less settled form. “A member of the family will never kill an animal of the species to which his kobong [animal-namesake] belongs, should he find it asleep; indeed, he always kills it reluctantly, and never without affording it a chance of escape.” Joined with this regard for the animal-namesake considered as a relative, there goes belief in its guardianship; and hence arises the faith in omens derived from birds and quadrupeds. The ancestor under the brute form, is supposed to be solicitous for the welfare of his kindred; and tells them by signs or sounds of their danger.

§ 173. Do we not in these observances see the beginnings of a worship? If the East Africans think the souls of departed chiefs enter into lions and render them sacred; we may conclude that sacredness will equally attach to the animals whose human souls were ancestral. If the Congo people, holding this belief about lions, think “the lion spares those whom he meets, when he is courteously saluted;” the implication is that there will arise propitiations of the beast-chief who was the progenitor of the tribe. Prayers and offerings may be expected to develop into a cult, and the animal-namesake into a deity.

When, therefore, among American Indians, whose habit of naming after animals still continues, and whose legends of animal-progenitors are so specific, we find animals taking rank as creators and divinities—when we read that “ ‘raven’ and ‘wolf’ are the names of the two gods of the Thlinkeets, [I-347] who are supposed to be the founders of the Indian race;” we have just the result to be anticipated. And when of this tribe we further read that “the Raven trunk is again divided into sub-clans, called the Frog, the Goose, the Sea-Lion, the Owl, and the Salmon,” while “the Wolf family comprises the Bear, Eagle, Dolphin, Shark, and Alca;” we see that apotheosis under the animal form, follows the same course as apotheosis under the human form. In either case, more recent progenitors of sub-tribes are subordinate to the ancient progenitors of the entire tribe.

Guided by these various clues we may, I think, infer that much of the developed animal-worship of the ancient historic races, grew out of this misinterpretation of nicknames. Even now, among partially-civilized peoples, the re-genesis of such worship is shown us. In Ashantee certain of the king’s attendants, whose duty it is to praise him, or “give him names,” cry out among other titles—“Bore,” (the name of a venomous serpent) “you are most beautiful, but your bite is deadly.” As these African kings ordinarily undergo apotheosis—as this laudatory title “Bore,” may be expected to survive in tradition along with other titles, and to be used in propitiations—as the Zulus, who, led by another suggestion, think dead men become snakes, distinguish certain venomous snakes as chiefs; we must admit that from this complimentary nickname of a king who became a god, may naturally grow up the worship of a serpent: a serpent who, nevertheless, had a human history. Similarly when we ask what is likely to happen from the animal-name by which the king is honoured in Madagascar. “God is gone to the west—Radama is a mighty bull,” were expressions used by the Malagasy women in their songs in praise of their king, who was absent on a warlike expedition. Here we have the three titles simultaneously applied—the god, the king, the bull. If, then, the like occurred in ancient Egypt—if the same papyrus which shows us Rameses II invoking his divine ancestor, also contains the title “conquering bull,” [I-348] given to Rameses by the subjugated—if we find another Egyptian king called “a resolute Bull, he went forward, being a Bull king, a god manifest the day of combats;” can we doubt that from like occurrences in earlier times arose the worship of Apis? Can we doubt that Osiris-Apis was an ancient hero-king, who became a god, when, according to Brugsch, the Step-pyramid, built during the first dynasty, “concealed the bleached bones of bulls and the inscriptions chiselled in the stone relating to the royal names of the Apis,” and, as he infers, “was a common sepulchre of the holy bulls:” re-incarnations of this apotheosized hero-king? Can we doubt that the bovine deities of the Hindus and Assyrians similarly originated?

So that misinterpretations of metaphorical titles, which inevitably occur in early speech, being given, the rise of animal-worship is a natural sequence. Mammals, birds, reptiles, fishes, all yield nicknames; are all in one place or other regarded as progenitors; all acquire, among this or that people, a sacredness rising in many cases to adoration. Even where the nickname is one of reproach—even where the creature is of a kind to inspire contempt rather than respect, we see that identification with the ancestor explains worship of it. The Veddahs, who are predominantly ancestor-worshippers, also worship a tortoise. Though among them the reason is not traceable, we find an indication of it elsewhere. Mr. Bates, during his Amazon explorations, had two attendants surnamed Tortoise; and their surname had descended to them from a father whose slowness had suggested this nickname. Here we see the first step towards the formation of a tortoise tribe; having the tortoise for ancestor, totem, deity.

§ 174. Some strange facts, completely explicable on the hypothesis above set forth, may be added. I refer to the worship of beings represented as half man half brute.

If, in the genealogy of future Ashantee kings, tradition [I-349] preserves the statement that their ancestor was the venomous serpent “Bore”—if there goes down to posterity the fact that “Bore” was a ruler, a law-maker, an articulate speaking person—if legend says both that he was a snake and that he was a man; what is likely to happen? Implicitly believing his seniors, the savage will accept both these assertions. In some cases he will sit down contentedly under the contradiction; in others he will attempt a compromise. Especially if he makes a graphic or sculptured effigy, will he be led to unite the incongruous characters as best he can—will produce a figure partly human, partly reptilian. It may be reasonably anticipated that if Malagasy stories and songs tell of the conquering Radama as “a mighty bull,” as a king, as a god, development of the resulting cult, joined with development of the plastic arts, will end in a representation of the god Radama either as a man, or as a bull, or as a bull-headed man, or as a creature having a bovine body with a human head.

In another manner does misinterpretation of metaphors suggest this type of deity. Ancestors who survive in legends under their animal-names, and of whom the legends also say that they took to wife certain ancestors bearing either different animal-names or human names, will be supposed to have had offspring combining the attributes of both parents. A passage from Bancroft’s account of the Aleutians shows us the initial stage of such a belief.

“Some say that in the beginning a Bitch inhabited Unalaska, and that a great Dog swam across to her from Kadiak; from which pair the human race have sprung. Others, naming the bitch-mother of their race Mahakh, describe a certain Old Man, called Iraghdadakh, who came from the north to visit this Mahakh. The result of this visit was the birth of two creatures, male and female, with such an extraordinary mixing up of the elements of nature in them that they were each half man half fox.”

Now such a legend, or such a one as that of the Quichés concerning the descent of mankind from a cave-dwelling woman and a dog who could transform himself into a handsome [I-350] youth, or such a one as that of the Dikokamenni Kirghiz, who say they are descended “from a red greyhound and a certain queen with her forty handmaidens,” can hardly fail to initiate ideas of compound gods. Peoples who advance far enough to develop their rude effigies of ancestors placed on graves, into idols inclosed in temples, will, if they have traditions of this kind, be likely to represent the creators of their tribes as dog-headed men or human-faced dogs.

In these two allied ways, then, the hybrid deities of semi-civilized peoples are explicable. The Chaldeans and Babylonians had in common their god Nergal, the winged man-lion, and also Nin, the fish-god—a fish out of which grew near its head a human head, and near its tail human feet. The adjacent Philistines, too, had their kindred god Dagon, shown with the face and hands of a man and the tail of a fish. Then in Assyria there was the winged man-bull, representative of Nin; and in Phœnicia there was Astarte, sometimes represented as partially human and partially bovine. Egypt had a great variety of these compound supernatural beings. In addition to the god Ammon, figured as a man with a ram’s head, Horus, with the head of a hawk, the goddesses Muth and Hathor with that of a lion and that of a cow, Thoth with that of an ibis, Typhon with that of an ass, and brute-headed demons too numerous to mention; we have the various sphinxes, which to a lion’s body unite the heads of men, of rams, of hawks, of snakes, etc. We have also more involved compounds; as winged mammals with hawks’ heads, and winged crocodiles with hawks’ heads. Nay, there was one named Sak, which, says Wilkinson, “united a bird, a quadruped, and a vegetable production in its own person.” The explanation is evident. We have seen that to the late king of Ashantee both “Lion” and “Snake” were given as names of honour; and the multiplication of names of honour was carried to a great extent by the Egyptians.

[I-351]

§ 175. To abridge what remains of this exposition, I will merely indicate the additional groups of supporting facts.

The Egyptians, whose customs were so persistent and whose ancestor-worship was so elaborate, show us, just where we might expect them, all the results of this misinterpretation. They had clans whose sacred animals differed, and who regarded each other’s sacred animals with abhorrence: a fact pointing to an early stage when these animals gave the names to chiefs of antagonistic tribes. Animal-naming continued down to late periods in their history: after their kings had human proper names, they still had animal-names joined with these. The names of some of their sacred animals were identical with those given in honour. They embalmed animals as they embalmed men. They had animal-gods; they had many kinds of hybrid gods.

Where we find most dominant the practice of naming after animals, and where there result these legends of descent from animals and regard for them as divinities, we also find developed to the greatest extent, the legends about animal-agency in human affairs. As Bancroft says concerning the Indians of the Pacific States—“Beasts and birds and fishes fetch and carry, talk and act, in a way that leaves even Æsop’s heroes in the shade.” Numerous such facts answer to the hypothesis.

The hypothesis explains, also, the cases in which the order of genesis is inverted. “The Salish, the Nisquallies, and the Yakimas . . . all hold that beasts, fishes, and even edible roots are descended from human originals.” Clearly this is a conception which the misinterpretation of nicknames may originate. If “the Bear” was the founder of a tribe whose deeds were preserved in tradition, the alternative interpretations might be that he was the bear from whom men descended, or that he was the man from whom bears descended. Many of the metamorphoses of classic mythology probably thus originated, when the human antecedents, [I-352] either of parentage or adventures, were so distinct as to negative the opposite view.

Of course the doctrine of metempsychosis becomes comprehensible; and its developments no longer look so grotesque. Where a man who had several animal-names was spoken of in this legend as the eagle and in that as the wolf, there would result the idea that he was now one and now the other; and from this suggestion, unchecked credulity might not unnaturally elaborate the belief in successive transformations.

Stories of women who have borne animals, similarly fall into their places. The Land-Dyaks of Lundu consider it wrong to kill the cobra, because “one of their female ancestors was pregnant for seven years, and ultimately brought forth twins—one a human being, the other a cobra.” The Batavians “believe that women, when they are delivered of a child, are frequently at the same time delivered of a young crocodile as a twin.” May we not conclude that twins of whom one gained the nickname of the crocodile, gave rise to a legend which originated this monstrous belief?

If the use of animal-names preceded the use of human proper names—if, when there arose such proper names, these did not at first displace the animal-names but were joined with them—if, at a still later stage, animal-names fell into disuse and the conventional surnames became predominant; then it seems inferable that the brute-god arises first, that the god half-brute and half-human belongs to a later stage, and that the anthropomorphic god comes latest. Amid the entanglements due to the mixtures of mythologies, it is difficult to show this; but there seems reason for suspecting that it has been so among peoples who originally practised animal-naming extensively.

§ 176. We conclude, then, that in three ways is the primitive man led to identify the animal with the ancestor.

The other-self of the dead relative is supposed to come [I-353] back occasionally to his old abode; how else is it possible for the survivors, sleeping there, to see him in their dreams? Here are creatures which commonly, unlike wild creatures in general, come into houses—come in, too, secretly in the night. The implication is clear. That snakes, which especially do this, are the returned dead, is inferred by peoples in Africa, Asia, and America: the haunting of houses being the common trait of the kinds of snakes reverenced or worshipped; and also the trait of certain lizards, insects, and birds similarly regarded.

The ghost, sometimes re-visiting the house, is thought also to linger in the neighbourhood of the corpse. Creatures found in caves used for burials, hence come to be taken for the new shapes assumed by departed souls. Bats and owls are conceived to be winged spirits; and from them arise the ideas of devils and angels.

Lastly, and chiefly, comes that identification of the animal with the ancestor, which is caused by interpreting metaphorical names literally. Primitive speech is unable to transmit to posterity the distinction between an animal and a person named after that animal. Hence the confusion of the two; hence the regard for the animal as progenitor; hence the growth of a worship. Besides explaining animal-gods, this hypothesis accounts for sundry anomalous beliefs—the divinities half-brute, half-human; the animals that talk, and play active parts in human affairs; the doctrine of metempsychosis, etc.

By modification upon modification, leading to complications and divergences without limit, evolution brings into being products extremely unlike their germs; and we here have an instance in this derivation of animal-worship from the propitiation of ghosts.

Note.—Some have concluded that animal-worship originates from totemism: a totem being an animal, plant, or inorganic object, chosen as a distinctive symbol by a tribe or by a man. Among some peoples, individuals, led by signs, fix on particular animals as guardians; and thereafter treat them [I-354] as sacred. It is assumed that tribal totems have originated in similar acts of deliberate choice; and that in each case the belief in descent from the animal, plant, or other object chosen, originates subsequently.

This hypothesis inverts the facts: belief in descent is primary and totemism is secondary. Doubtless there are cases, in which individual savages fix on special objects as their totems; but this no more proves that totemism thus arose, than does the fixing on a coat of arms by a wealthy trader prove that heraldic distinctions were at the outset established by deliberate selections.

The totem-theory incidentally propounds a problem more difficult than that which it professes to solve. It raises the question—Why did there occur so purely gratuitous an act as that of fixing on a symbol for the tribe? That by one tribe out of multitudes so strange a whim might be displayed, is credible. But that by tribes unallied in type and scattered throughout the world, there should have been independently adopted so odd a practice is incredible.

Not only is the hypothesis untenable as implying a result without a comprehensible cause, but it is untenable as being at variance with the nature of the primitive mind. The savage invents nothing, initiates nothing. He simply does and believes whatever his seniors taught him; and he deviates into anything new unintentionally. An hypothesis which assumes the contrary is out of court.

 


 

[I-355]

CHAPTER XXIII.

PLANT-WORSHIP.

§ 177. Whether produced by fasting, fever, hysteria, or insanity, any extreme excitement is, by savage and semi-civilized peoples, ascribed to a possessing spirit: this we saw in §§ 123—31. Similar is the interpretation of an unusual mental state caused by a nervous stimulant. It is thought that a supernatural being, contained in the solid or liquid swallowed, produces it.

Speaking of opium-eaters, Vámbéry says—“What surprised me most was that these wretched people were regarded as eminently religious, of whom it was thought that from their love to God and the Prophet they had become mad, and stupefied themselves in order that in their excited state they might be nearer the Beings they loved so well.” So, too, the Mandingoes intoxicate themselves to enter into relation with the godhead: the accompanying belief being that the exaltation experienced is a divine inspiration. This was the view definitely expressed by the Arafura (Papuan Islander) who, when told about the Christian God, said—“Then this God is certainly in your arrack, for I never feel happier than when I have drunk plenty of it.”

May we not hence expect certain derivative beliefs respecting plants which yield intoxicating liquors? Obviously; and our search for them will not be fruitless.

§ 178. As a typical case may be taken the worship of the Soma. This plant, represented as growing in certain [I-356] mountains, as gathered by moonlight, and as drawn with ceremonies to the place of sacrifice, was crushed between stones, and its juice expressed and filtered. When fermented, the juice (in some places described as sweet) produced an intoxicating liquor which was drunk by the devotees, who, judging from the words, “a rishi, a drinker of the Soma,” were of the priestly class. The exhilarating effects of the beverage were attributed to inspiration by a supernatural being, who was therefore lauded and adored. In his essay on the subject, partly translated by Dr. Muir, Windischmann describes the Soma as “the holiest offering of the ancient Indian worship” (ii, 471); or, as Muir says, “the rishis had come to regard Soma as a god, and apparently to be passionately devoted to his worship.” Here, from the Sanscrit Texts of the latter writer, are passages showing the genesis of the belief. First may be placed some implying the exaltation caused by the fermented Soma-juice.

Rig Veda vi, 47, 3. “This [soma] when drunk, stimulates my speech [or hymn]; this called forth the ardent thought”

(iii, 264).

R. V. ix, 25, 5. “The ruddy Soma, generating hymns, with the powers of a poet”

(iii, 265).

R. V. viii, 48, 3. “We have drunk the soma, we have become immortal, we have entered into light, we have known the gods”

(iii, 265).

Not only the rishis are inspired by Soma, but also their deities. “The gods drink the offered beverage,” and are “thrown into a joyous intoxication.” Indra “performs his great deeds under its influence.” It is said—“We summon his soul [that of Varuna] with Soma.” Elsewhere the contained supernatural being is addressed personally.

R. V. ix, 110, 7. “The former [priests] having strewed the sacred grass, offered up a hymn to thee, O Soma, for great strength and food”

(iii, 223).

R. V. ix, 96, 11. “For through thee, O pure Soma, our wise forefathers of old performed their sacred rights”

(iii, 222).

R. V. ix, 96, 18. “Soma, rishi-minded, rishi-maker, bestower of good, master of a thousand songs, the leader of sages”

(iii, 251).

[I-357]

How literal was the belief that by a draught of soma the drinker became possessed, is proved by the prayer—“Soma . . . do thou enter into us, full of kindness.” And then, showing how the resulting mental power was regarded as a divine afflatus, we have the passage in R. V. ix, 97, 7—“Uttering, like Uśanas, the wisdom of a sage, the god (Soma) declares the births of the gods.” Other passages, along with this deification of the Soma, join the belief that he is present in the beverage partaken of alike by the other gods and by men. Instance, in R. V. ix, 42, 2, the words—“This god, poured forth to the gods, with an ancient hymn, purifies with his stream.” Further, there are implied identifications of this supernatural being with a once-living person. One of the less specific in R. V. ix, 107, 7, runs—“A rishi, a sage, intelligent, thou (Soma) wast a poet, most agreeable to the gods.” In other places his identity is more specifically stated. Thus, in the Taittirīya Brāhmana, ii, 3, 10, 1, it is said—“Prajāpati created king Soma. After him the three Vedas were created.” And still more specific are the legends which describe king Soma as having wives, and narrate his disagreements with some of them. Much more exalted, however, is the character elsewhere given to him. “He is immortal, and confers immortality on gods and men;” “the creator and father of the gods;” “king of gods and men.” Yet along with this ascription of supreme divinity goes the belief that he is present in the Soma-juice. Here is a passage combining all the attributes:—

R. V. ix, 96, 5 and 6. “Soma is purified; he who is the generator of hymns, of Dyaus, of Prithivī, of Agni, of Sūrya, of Indra, and of Vishnu. Soma, who is a brăhmăn-priest among the gods (or priests), a leader among the poets, a rishi among sages, a buffalo among wild beasts, a falcon among vultures, an axe amid the forests, advances to the filter with a sound”

(iii, 266).

The origin of these conceptions dates back to a time when the Aryan races had not widely diverged; for like conceptions occur in the Zend-Avesta. Though instead of Soma, [I-358] the name there used is Haoma, there is so general an agreement as to show identity of the plant and of the worship. Windischmann says the Haoma is “not a plant only, but also a powerful deity;” and also that “in both works (Zend-Avesta and Rig Veda) the conceptions of the god and the sacred juice blend wonderfully with each other.”

That certain plants yielding intoxicating agents are therefore supposed to contain supernatural beings, is a conclusion supported by other instances—that of the vine being one. Speaking of Soma as “the Indian Dionysus,” Dr. Muir quotes from the Bacchæ of Euripides certain passages showing analogous conceptions. Of Dionysus it is said:—

“He discovered and introduced among men the liquid draught of the grape, which puts an end to the sorrows of wretched mortals”

(v, 260).

“He, born a god, is poured out in libations to gods”

(v, 260).

“And this deity is a prophet. For Bacchic excitement and raving have in them much prophetic power. For when this god enters in force into the body, he causes those who rave to foretell the future”

(iii, 265).

That the facts are to be thus interpreted is shown by certain allied but less developed beliefs found elsewhere. In Peru, tobacco “has been called the sacred herb”—a nervous stimulant was regarded with reverence. Similarly with another plant which has an invigorating effect, coca. “The Peruvians still look upon it [coca] with feelings of superstitious veneration. In the time of the Incas it was sacrificed to the Sun, the Huillac Umu, or high priest, chewing the leaf during the ceremony.” Among the Chibchas, too, hayo (coca) was used as an inspiring agent by the priests; and certain people chewed and smoked tobacco to produce the power of divination. In North Mexico, a kindred notion is implied by the fact that some of the natives “have a great veneration for the hidden virtues of poisonous plants, and believe that if they crush or destroy one, some harm will happen to them.” And at the present time in the Philippine Islands, the Ignatius bean, which contains strychnia and is [I-359] used as a medicine, is worn as an amulet and held capable of miracles. [*]

§ 179. The attribution to a plant of a human personality, and the consequent tendency towards worship of the plant, has other origins. Here is one of them.

In § 148, after giving some extracts from the cosmogony of the Amazulu, including the statement that Unkulunkulu, their creator, descended from a reed, or a bed of reeds, I cited the interpretation of Bp. Callaway: remarking that we should hereafter find a more natural one. This more natural one is not derivable from traditions furnished by the Amazulu alone; but comparison of their traditions with those of neighbouring races discloses it.

[I-360]

Already it has been shown that in South Africa, as in other parts of the world, stories obviously descending from ancestral troglodytes, refer to caves as places of creation. Instances before given may be supported by others. Respecting the Bechuanas, Moffat says—

“Morimo [the native name for a god] as well as man, with all the different species of animals, came out of a hole or cave in the Bakone country, to the north, where, say they, their footmarks are still to be seen in the indurated rock, which was at that time sand.”

Again, the beliefs of the Basutos are thus given by Casalis:—

“A legend says that both men and animals came out of the bowels of the earth by an immense hole, the opening of which was in a cavern, and that the animals appeared first. Another tradition, more generally received among the Basutos, is, that man sprang up in a marshy place, where reeds were growing.”

And now observe the unexpected way in which these two traditions of the Basutos are reconciled with one another, as well as with the traditions of the Bechuanas and the Amazulu. Here is a passage from Arbousset and Daumas:—

“This spot is very celebrated amongst the Basutos and the Lighoyas, not only because the litakus of the tribes are there, but because of a certain mythos, in which they are told that their ancestors came originally from that place. There is there a cavern surrounded with marsh reeds and mud, whence they believe that they have all proceeded.”

So that these several statements refer to the same place—the place where Unkulunkulu “broke off in the beginning”—where he “broke off the nations from Uthlanga” [a reed]—where the tribes separated (the word used means literally to separate). And while in some traditions the cave became dominant, in others the surrounding bed of reeds was alone recollected. Men came out of the reeds—men descended from reeds—men descended from a reed; became one form of the legend.

Among the Amazulu there seems no resulting worship of the reed; and as, worshipping their near ancestors, they [I-361] do not worship their remotest ancestor Unkulunkulu, it is consistent that they should not worship the plant whence he is said to have proceeded. Another South African race, however, worship a plant similarly regarded as an original ancestor. Of the Damaras, Galton tells us “a tree is supposed to be the universal progenitor, two of which divide the honour” (Andersson says there are several). Elsewhere he adds—“We passed a magnificent tree. It was the parent of all the Damaras. . . . The savages danced round and round it in great delight.” In another place he thus gives the Damara creed:—“In the beginning of things there was a tree, . . . and out of this tree came Damaras, Bushmen, oxen, and zebras. . . . The tree gave birth to everything else that lives.” Unconnected with anything further, this appears to be an unaccountable belief. But a clue to the origin of it is yielded by the following note in Andersson’s Ngami. “In my journey to the Lake Ngami, . . . I observed whole forests of a species of tree called Omumborombonga, the supposed progenitor of the Damaras.” If, now, we make the reasonable supposition that these tribes descended from a people who lived in forests of such trees (and low types, as Veddahs, Juangs, and wild tribes in the interior of Borneo, are forest-twellers), we may infer that a confusion like that between a reed and a bed of reeds, originated this notion of descent from a tree.

The inference drawn from these two allied cases might be questionable were it unsupported; but it is supported by the inference from a much stronger case. Bastian tells us that the Congoese proper, according to their traditions, have sprung from trees; and we are also told that “the forest from which the reigning family of Congo originated, was afterwards an object of veneration to the natives.” Here, then, emergence from a forest is obviously confounded with descent from trees; and there is a consequent quasi-worship both of the forest and of its component tree: individual [I-362] trees of the species being planted in their marketplaces.

On recalling the before-named fact, that even Sanscrit indiscriminately applies to the same process the words making and begetting; we shall not doubt that an inferior language will fail to maintain in tradition the distinction between emerging from a forest of trees of a certain kind and emerging from a certain kind of tree. Doubt, if any remains, will disappear when we come to sundry analogous cases of confusion between a locality whence the race came, and a conspicuous object in that locality, which so becomes the supposed parent of the race.

§ 180. Before passing to the third origin of plant-worship, which, like the third origin of animal-worship, is linguistic, I must remind the reader of the defects of language conducing to it, and exemplify some others.

According to Palgrave, “the colours green, black, and brown are habitually confounded in common Arabic parlance.” Hunter says “Santali, being barren of abstract terms, has no word for ‘time.’ ” The Kamschadales have “but one term for the sun and the moon,” and have “scarcely any names for fish or birds, which are merely distinguished by the moon in which they are the most plentiful.” Such instances strengthen the conclusion that undeveloped speech cannot express the distinction between an object and a person named after it.

But here let us observe that this inference need not be left in the form of an implication: it may be directly drawn. In early stages of linguistic progress there can exist no such word as name; still less a word for the act of naming. Even the ancient Egyptian language had not risen to the power of expressing any difference between “My name” and “I name or call.” Understood in the abstract, the word name is a symbol of symbols. Before a word can be conceived as a name, it must be thought of not simply as a sound associated [I-363] with a certain object, but it must be thought of as having the ability to remind other persons of that object; and then this general property of names must be abstracted in thought from many examples, before the conception of a name can arise. If now we remember that in the languages of inferior races the advances in generalization and abstraction are so slight that, while there are words for particular kinds of trees, there is no word for tree, and that, as among the Damaras, while each reach of a river has its special title, there is none for the river as a whole, much less a word for river; or if, still better, we consider the fact that the Cherokees have thirteen verbs to express washing different parts of the body and different things, but no word for washing, dissociated from the part or thing washed; we shall see that social life must have passed through sundry stages, with their accompanying steps in linguistic progress, before the conception of a name became possible.

Inductive justification is not wanting. Unfortunately, in most vocabularies of the uncivilized, travellers have given us only such equivalents for our words as they contain: taking no note of the words we possess for which they have no equivalents. There is not this defect, however, in the vocabularies compiled by Mr. F. A. de Röepstorff. From these it appears that the tribes in Great Nicobar, in Little Nicobar, in Teressa, and in the Andaman Islands, have no words corresponding to our word name.

The inference, then, is inevitable. If there is no word for name, it is impossible for the narrators of legends to express the distinction between a person and the object he was named after. The results of the confusion we have now to observe in its relations to plant-worship.

§ 181. By the Tasmanians, “the names of men and women were taken from natural objects and occurrences around, as, for instance, a kangaroo, a gum-tree, snow, hail, thunder, the wind.” Among the Hill-tribes of India the [I-364] like occurs: “Cotton” and “White Cotton” are names of persons among the Karens. Similarly in North America. Among Catlin’s portraits occur those of “The Hard Hickory” a Séneca warrior, Pshán-sháw (“the Sweet-scented grass”) a Riccarrée girl, Shée-de-a (“Wild Sage”) a Pawneepićt girl, Mongshóng-shaw (“the Bending Willow”) a Púncah woman. And in South America it is the same. The Arawaks have individuals known as “Tobacco,” “Tobacco-leaf,” “Tobacco-flower;” and by the ancient Peruvians one of the Yncas was called “Sayri,” a tobacco-plant.

On joining with these facts the fact that by the Pueblos, one of the several tribes into which they are divided is called the “Tobacco-plant race,” we cannot fail to recognize an effect of this naming after plants. Associated as this clan of Pueblos is with other clans named after the bear, the prairie-wolf, the rattle-snake, the hare, which have severally descended from men called after, and eventually identified with, these animals, the “Tobacco-plant race” has doubtless descended from one who was called after, and eventually identified with, the tobacco-plant. In like manner the “Reed-grass race,” of these same people, may be concluded to have had a kindred derivation; as also, among the tribes of the river Isánna, the “Mandiocca” race.

Now if an animal regarded as original progenitor, is therefore reverentially treated; so, too, may we expect a plant-ancestor will be: not, perhaps, so conspicuously, since the powers of plants to affect the fates of human beings are less conspicuous. But the idea of the sacredness of certain plants is likely thus to originate, and to generate quasi-religious observances.

A converse misinterpretation must here be noted. Already we have seen (§ 175) that by the Salish, the Nisquallies, the Yakimas, not only birds and beasts, but also edible roots are supposed to have had human ancestors; and the way in which misconstruction of names might lead to this supposition was indicated. But there exists a habit more [I-365] specially conducing to beliefs of this class. With various peoples it is customary for the parent to take a name from the child, and to be known after its birth as father or mother of So-and-so: an instance was given in § 171, and the Malays and Dyaks furnish others. Now if the child has either an animal-name or a plant-name, the literal rendering in tradition of the statement that a certain man was “the father of the turtle,” or a certain woman “the mother of maize,” would lead to the belief that this animal or this plant had a human progenitor. In some cases a figurative use of these names of parenthood, leads in a still stranger way to the same error, and to many kindred errors. An individual is regarded as the producer, or generator, of some attribute by which he or she is distinguished; and is hence called the parent of that attribute. For example, Mason tells us of the Karens—

“When the child grows up, and develops any particular trait of character, the friends give it another name, with ‘father’ or ‘mother’ attached to it. Thus, a boy is very quick to work, and he is named ‘Father of swiftness.’ If he is a good shot with a bow and arrow, he is called ‘Father of shooting.’ When a girl is clever to contrive, she is named ‘Mother of contrivance.’ If she be ready to talk, she becomes ‘Mother of talk.’ Sometimes the name is given from the personal appearance. Thus a very white girl is called ‘Mother of white cotton;’ and another of an elegant form is named ‘Mother of the pheasant.’ ”

The Arabs have a like habit. Here then we have kinds of names which, misunderstood in after times, may initiate beliefs in the human ancestry not only of plants and animals, but of other things.

§ 182. An indirect proof that the attribution of spirits to plants, and the resulting plant-worship, have arisen in one or other of the ways shown, must be added.

Did plant-worship arise from an alleged primeval fetichism—were it one of the animistic interpretations said to result from the tendency of undeveloped minds to ascribe [I-366] duality to all objects; there would be no explanation of the conceived shape of the plant-spirit. The savage thinks of the other-self of a man, woman, or child, as like the man, woman, or child, in figure. If, then, the conception of plant-spirits were, as alleged, sequent upon an original animism, preceding and not succeeding the ghost-theory, plant-spirits ought to be conceived as plant-shaped; and they ought to be conceived as having other attributes like those of plants. Nothing of the kind is found. They are not supposed to have any plant-characters; and they are supposed to have many characters unlike those of plants. Observe the facts.

In the East there are stories of speaking trees: to the indwelling doubles is attributed a faculty which the trees themselves have not. The Congo-people place calabashes of palm-wine at the feet of their sacred trees, lest they should be thirsty: they ascribe to them a liking not shown by trees, but treat them as they do their dead. In like manner the statement quoted by Sir J. Lubbock from Oldfield, who, at Addacoodah, saw fowls and many other things suspended as offerings to a gigantic tree; the statement of Mr. Tylor, who, to an ancient cypress in Mexico, found attached by the Indians, teeth and locks of hair in great numbers; the statement of Hunter that once a year, at Beerbhoom, the Santals “make simple offerings to a ghost who dwells in a Bela-tree;” unite to show that not the tree, but the resident being, is propitiated; and that this has characters utterly unlike those of a tree, and completely like those of a human being. Further, in some Egyptian wall-paintings, female forms are represented as emerging from trees and dispensing blessings.

Still more conclusive is the direct evidence. The Sarawak people believe men are sometimes metamorphosed into trees; and Low further says that the Land-Dyaks venerate certain plants, building small bamboo altars near them, to which is placed a ladder to facilitate the ascent of the spirits to the offerings, consisting of food, water, etc., placed on [I-367] the altar on festive occasions. Equally specific is the conception of the Iroquois. By them the spirit of corn, the spirit of beans, the spirit of squashes, “are supposed to have the forms of beautiful females:” recalling the dryads of classic mythology, who, similarly conceived as human-shaped female spirits, were sacrificed to in the same ways that human spirits in general were sacrificed to. And then, lastly, we have the fact that by the Santals these spirits or ghosts are individualized. At their festivals the separate families “dance around the particular trees which they fancy their domestic lares chiefly haunt.”

Harmonizing with the foregoing interpretations, these facts are incongruous with the animistic interpretation.

§ 183. Plant-worship, then, like the worship of idols and animals, is an aberrant species of ancestor-worship—a species somewhat more disguised externally, but having the same internal nature. Though it develops in three different directions, there is but one origin.

The toxic excitements produced by certain plants, or by extracts from them, or by their fermented juices, are classed with other excitements, as caused by spirits or demons. Where the stimulation is agreeable, the possessing spirit, taken in with the drug, is regarded as a beneficent being—a being sometimes identified with a human original and gradually exalted into a divinity who is lauded and prayed to.

Tribes that have come out of places characterized by particular trees or plants, unawares change the legend of emergence from them into the legend of descent from them: words fitted to convey the distinction not being contained in their vocabularies. Hence the belief that such trees are their ancestors; and hence the regard for them as sacred.

Further, the naming of individuals after plants becomes a cause of confusion. Identification of the two in tradition can be prevented only by the use of verbal qualifications that are impossible in rude languages; and from the unchecked [I-368] identification there arise ideas and sentiments respecting the plant-ancestor, allied to those excited by the animal-ancestor or the ancestor figured as human.

Thus the ghost-theory, supplying us with a key to other groups of superstitions, supplies us with a key to the superstitions constituting this group—superstitions otherwise implying gratuitous absurdities which we may not legitimately ascribe even to primitive men.

 


 

[I-369]

CHAPTER XXIV.

NATURE-WORSHIP.

§ 184. Under this title which, literally interpreted, covers the subject-matters of the last two chapters, but which, as conventionally used, has a narrower meaning, it remains to deal with superstitious beliefs concerning the more conspicuous inorganic objects and powers.

If not prepossessed by other theories, the reader will anticipate parallelism between the genesis of these beliefs and the genesis of those already dealt with. That their derivation is wholly unlike all derivations thus far traced, will seem improbable. He will, indeed, see that some of the reasons for identifying the adored object with a departed human being, no longer apply. Sun and Moon do not come into the old home or haunt the burial-cave, as certain animals do; and therefore cannot for this reason be regarded as spirits of the dead. Seas and mountains have not, in common with certain plants, the trait that parts of them when swallowed produce nervous exaltation; and ascription of divine natures to them cannot thus be accounted for. But there remain, as common causes, the misinterpretation of traditions and the misinterpretation of names. Before dealing with these linguistic sources of Nature-worship, let me point out a further imperfection in undeveloped speech which co-operates with the other imperfections.

In the Personal Recollections of Mrs. Somerville, she says that her little brother, on seeing the great meteor of [I-370] 1783, exclaimed, “O, Mamma, there’s the moon rinnin’ awa.” This description of an inorganic motion by a word rightly applied only to an organic motion, illustrates a peculiarity of the speech used by children and savages. A child’s vocabulary consists mainly of words referring to those living beings which chiefly affect it; and its statements respecting non-living things and motions, show a lack of words free from implications of vitality. The statements of uncivilized men are similarly characterized. The inland negroes who accompanied Livingstone to the west coast, and on their return narrated their adventures, described their arrival at the sea by the words—“The world said to us ‘I am finished; there is no more of me.’ ” Like in form and like in implication were the answers given to a correspondent who was in Ashantee during the late war.

“I exclaimed, ‘We ought to be at Beulah by now, surely. But what’s that?’ The answer came from our guide. ‘That, sar, plenty of water live, bimeby we walkee cross him.’ ‘Where’s Beulah, then?’ ‘Oh, Beulah live other side him big hill.’ ”

So, too, is it with the remark which a Bechuana chief made to Casalis—“One event is always the son of another, . . . and we must never forget the genealogy.” The general truth that the poorer a language the more metaphorical it is, and the derivative truth that being first developed to express human affairs, it carries with it certain human implications when extended to the world around, is well shown by the fact that even still our word “to be” is traced back to a word meaning “to breathe.” Manifestly this defect in early speech conspires with the defects we have already observed, in favouring personalization. If anything raises the suspicion that an inorganic mass was once a human being, or is inhabited by the ghost of one, the necessity of using words implying life, fosters the suspicion. Taken alone, this defect has probably little influence. Though a fetichistic system logically elaborated, may lead to the conclusion that boiling water is alive; yet I see no [I-371] evidence that the child who remarks of the boiling water that “it says bubble, bubble,” is led by the use of the word “says” to believe the water a living being; nor is there any indication that the negro who represented the Earth as saying “I am finished,” therefore conceived the Earth as a speaking creature. All we can safely say is that, given personalizations otherwise caused, and the use of these life-implying words will confirm them. In the case of Nature-worship, as in the cases of Animal-worship and Plant-worship, the misleading beliefs due to language, take their rise from positive statements accepted on authority, and unavoidably misinterpreted.

Yet another cause of misinterpretation is the extremely variable use of words in undeveloped speech, and consequent wide differences of interpretation given to them. Here is a passage from Krapf which well exemplifies this:—

“To the question, what precise meaning the Wanika attach to the word Mulungu? one said that Mulungu was thunder; some thought it meant heaven, the visible sky; some, again, were of opinion that Mulungu was the being who caused diseases; whilst others, however, still held fast to a feeble notion of a Supreme Being as expressed by that word. Some, too, believe that every man becomes a Mulungu after death.”

Now when we are also told that Mulungu is the name applied by the East Africans to their king—when we find that the same word is employed to mean thunder, the sky, the chief man, an ordinary ghost, it becomes manifest that personalization of the great natural objects and powers, is not only easy but almost inevitable.

In thus foreshadowing the conclusion that the worship of conspicuous objects and powers around, conceived as persons, results from linguistic errors, I appear to be indicating agreement with the mythologists. But though misconstruction of words is on both hypotheses the alleged cause, the misconstruction is different in kind and the erroneous course of thought opposite in direction. The mythologists hold that the powers of nature, at first conceived and worshipped [I-372] as impersonal, come to be personalized because of certain characters in the words applied to them; and that the legends concerning the persons identified with these natural powers arise afterwards. Contrariwise, the view here held is that the human personality is the primary element; that the identification of this with some natural power or object is due to identity of name; and that the worship of this natural power thus arises secondarily.

That the contrast between these two modes of interpretation may be clearly understood, let us take an illustration.

§ 185. All winter the beautiful Sunshine, pursued by the dark Storm, was ever hiding herself—now behind the clouds, now below the mountains. She could not steal forth from her concealment for more than a short time without being again chased with swift footsteps and loud thundering noise; and had quickly to retreat. After many moons, however, the Storm, chasing less furiously and seeing her more clearly, became gentler; and Sunshine, gaining courage, from time to time remained longer visible. Storm failing to capture by pursuit, and softened by her charms, made milder advances. Finally came their union. Then the Earth rejoiced in the moist warmth; and from them were born plants which covered its surface and made it gay with flowers. But every autumn Storm begins to frown and growl; Sunshine flies from him; and the pursuit begins again.

Supposing the Tasmanians had been found by us in a semi-civilized state with a mythology containing some such legend as this, the unhesitating interpretation put upon it, after the method now accepted, would be that the observed effects of mingled sunshine and storm were thus figuratively expressed; and that the ultimate representation of Sunshine and Storm as persons who once lived on the Earth, was due to the natural mythopœic tendency, which took its direction from the genders of the words.

[I-373]

Contrariwise, how would such a supposed Tasmanian legend be explained in pursuance of the hypothesis here set forth? As already shown, birth-names among uncivilized races, taken from the incidents of the moment, often refer to the time of day and the weather. Catlin gives us portraits of Ojibbeway Indians named “The Driving Cloud,” “The Moonlight Night,” “The Hail Storm.” Among names which Mason enumerates as given by the Karens, are “Evening,” “Moon-rising,” etc. Hence there is nothing anomalous in the fact that “Ploo-ra-na-loo-na,” meaning Sunshine, is the name of a Tasmanian woman; nor is there anything anomalous in the fact that among the Tasmanians “Hail,” “Thunder,” and “Wind” occur as names, as they do among the American Indians as shown by Catlin’s portraits of “The Roaring Thunder,” “The Red Thunder,” “The Strong Wind,” “The Walking Rain.” The inference here drawn, therefore, harmonizing with all preceding inferences, is that the initial step in the genesis of such a myth, would be the naming of human beings Storm and Sunshine; that from the confusion inevitably arising in tradition between them and the natural agents having the same names, would result this personalizing of these natural agents, and the ascription to them of human origins and human adventures: the legend, once having thus germinated, being, in successive generations, elaborated and moulded into fitness with the phenomena.

Let us now consider more closely which of these two hypotheses is most congruous with the laws of mind, and with the facts as various races present them.

§ 186. Human intelligence, civilized and savage, in common with intelligence at large, proceeds by the classing of objects, attributes, acts, each with its kind. The very nature of intelligence, then, forbids the assumption that primitive men will gratuitously class unlike things as akin to one another. In proportion as the unlikeness is great [I-374] must there be great resistance to putting them in the same group. And if things wholly unallied are bracketed as of the same nature, some strong mental bias must furnish the needful coercive force.

What likeness can we find between a man and a mountain? Save that they both consist of matter, scarcely any. The one is vast, the other relatively minute; the one is of no definite shape, the other symmetrical; the one is fixed, the other locomotive; the one is cold, the other warm; the one is of dense substance, the other quite soft; the one has little internal structure and that irregular, the other is elaborately structured internally in a definite way. Hence the classing of them in thought as akin, is repugnant to the laws of thought; and nothing but unlimited faith can cause a belief in their alleged relationship as progenitor and progeny. There are, however, misinterpreted statements which lead to this belief.

Read first the following passages from Bancroft:—

“Ikánam, the creator of the universe, is a powerful deity among the Chinooks, who have a mountain named after him from a belief that he there turned himself into stone.”

“The Californian tribes believe . . . the Navajos came to light from the bowels of a great mountain near the river San Juan.”

“The citizens of Mexico and those of Tlatelolco were wont to visit a hill called Cacatepec, for they said it was their mother.”

Of the Mexicans Prescott writes:—“A puerile superstition of the Indians regarded these celebrated mountains as gods, and Iztaccihuatl as the wife of her more formidable neighbour,” Popocatepetl. Of the Peruvians, who worshipped the snow-mountains, we read that at Potosi “there is a smaller hill, very similar to the former one, and the Indians say that it is its son, and call it . . . the younger Potosi.” Now observe the clue to these beliefs furnished by Molina. He says the principal huaca of the Yncas was that of the hill, Huanacauri, whence their ancestors were said to have commenced their journey. It is described as “a great figure [I-375] of a man.” “This huaca was of Ayar-cachi, one of the four brothers who were said to have come out of the cave at Tampu.” And a prayer addressed to it was:—“O Huanacauri! our father, may . . . thy son, the Ynca, always retain his youth, and grant that he may prosper in all he undertakes. And to us, thy sons,” etc.

One way in which a mountain comes to be worshipped as ancestor, is here made manifest. It is the place whence the race came, the source of the race, the parent of the race: the distinctions implied by the different words here used being, in rude languages, inexpressible. Either the early progenitors of a tribe were dwellers in caves on the mountain; or the mountain, marking conspicuously the elevated region they migrated from, is identified as the object whence they sprang. We find this connexion of ideas elsewhere. Various peoples of India who have spread from the Himalayas to the lower lands, point to the snowy peaks as the other world to which their dead return. Among some, the traditional migration has become a genesis, and has originated a worship. Thus the Santals regard the eastern Himalayas as their natal region; and Hunter tells us that “the national god of the Santals is Màrang Buru, the great mountain,” who is “the divinity who watched over their birth,” and who “is invoked with bloody offerings.”

When we remember that even now among ourselves, a Scotch laird, called by the name of his place, is verbally identified with it, and might in times when language was vague have readily become confounded in legend with the high stronghold in which he lived; when we remember, too, that even now, in our developed language, the word “descend” means either coming down from a higher level or coming down from an ancestor, and depends for its interpretation on the context; we cannot, in presence of the above facts, doubt that mountain-worship in some cases arises from mistaking the traditional source of the race for the traditional parentage of the race. This interpretation [I-376] strengthens, and is strengthened by, a kindred interpretation of tree-worship given in the last chapter.

There is another possible linguistic cause for conceptions of this kind. “Mountain” and “Great Mountain” are used by primitive men as names of honour: the king of Pango-Pango (Samoa) is thus addressed. Elsewhere I have suggested that a personal name arising in this way, may have initiated the belief of the New Zealand chief, who claimed the neighbouring volcano, Tongariro, as his ancestor: such ancestor possibly having acquired this metaphorical name as expressive of his fiery nature. One further fact may be added in support of the belief that in some cases mountain-worship thus arises as an aberrant form of ancestor-worship. Writing of the Araucanians, and stating that “there is scarcely a material object which does not furnish them with a discriminative name” of a family, Thompson specifies “Mountains” as among their family names.

§ 187. Save in respect of its motion, which, however, is of utterly different character, the Sea has even less in common with a man than a mountain has: in form, in liquidity, in structurelessness, it is still more unlike a person. Yet the Sea has been personalized and worshipped, alike in the ancient East and in the West. Arriaga says of the Peruvians that “all who descend from the Sierra to the plains worship the sea when they approach it, and pull out the hair of their eyebrows, and offer it up, and pray not to get sick.” Whence this superstition?

We have inferred that confusing the derivation from a place with the derivation of parenthood, has led to the worship both of mountains and of the trees composing a forest once dwelt in. Ocean-worship seems to have had, in some cases, a parellel genesis. Though when we call sailors “seamen,” our organized knowledge and developed language save us from the error which literal interpretation might cause; yet a primitive people on whose shores there arrived [I-377] unknown men from an unknown source, and who spoke of them as “men of the sea,” would be very apt thus to originate a tradition describing them as coming out of the sea or being produced by it. The change from “men of the sea” to “children of the sea” is an easy one—one paralleled by figures of speech among ourselves; and from the name “children of the sea” legend would naturally evolve a conception of the sea as generator or parent. Trustworthy evidence in support of this conclusion, I cannot furnish. Though concerning Peruvians, the Italian Benzoni says—“They think that we are a congelation of the sea, and have been nourished by the froth;” yet this statement, reminding us of the Greek myth of Aphrodite, is attributed to a verbal misconstruction of his. Still it may be held that by a savage or semi-civilized people, who are without even the idea of lands beyond the ocean-horizon, there can hardly be formed any other conception of marine invaders, who have no apparent origin but the ocean itself.

That belief in descent from the Sea as a progenitor sometimes arises through misinterpretation of individual names, is likely. Indirect evidence is yielded by the fact that a native religious reformer who appeared among the Iroquois about 1800 was called “Handsome Lake;” and if “lake” may become a proper name, it seems not improbable that “ocean” may do so. There is direct evidence too; namely the statement of Garcilasso, already quoted in another connexion (§ 164), that the Sea was claimed by some clans of Peruvians as their ancestor.

§ 188. If asked to instance a familiar appearance still less human in its attributes than a mountain or the sea, we might, after reflection, hit on the one to be next dealt with, the Dawn, as perhaps the most remote imaginable: having not even tangibility, nor definite shape, nor duration. Was the primitive man, then, led by linguistic needs to personalize the Dawn? And, having personalized it, did he invent [I-378] a biography for it? Affirmative answers are currently given; but with very little warrant.

Treating of the dawn-myth, Prof. Max Müller, in his Lectures on the Science of Language, takes first Saramâ as one embodiment of the dawn. He quotes with qualified assent Prof. Kuhn’s “conclusion that Saramâ meant storm.” He does not doubt that “the root of Saramâ is sar, to go.” He says:—“Admitting that Saramâ meant originally the runner, how does it follow that the runner was meant for storm?” Recognizing the fact that an allied word meant wind and cloud, he alleges that this is habitually masculine in Sanscrit; but admits that if the Veda gave Saramâ the “qualities of the wind” this incongruity “would be no insurmountable objection.” He then gives Saramâ’s adventures in search of the cows; and says it yields no evidence that Samarâ is “representative of the storm.” After saying that in a fuller version of the story, Saramâ is described as “the dog of the gods” sent by Indra “to look for the cows”—after giving from another source the statements that Saramâ, refusing to share the cows with them, asks the robbers for a drink of milk, returns and tells a lie to Indra, is kicked by him, and vomits the milk, Prof. Max Müller gives his own interpretation. He says:—

“This being nearly the whole evidence on which we must form our opinion of the original conception of Saramâ, there can be little doubt that she was meant for the early dawn, and not for the storm.”

Here, then, we have a sample of myth-rendering. It is agreed that the root is sar, to go; from which one distinguished philologist infers that Saramâ meant the runner and therefore the storm (allied words meaning wind and cloud); while another distinguished philologist thinks this inference erroneous. Saramâ in the legend is a woman; and in some versions a dog. It is, however, concluded that she is the dawn, because an epithet applied to her means quick; and because another epithet means fortunate; and because she appears before Indra; and because of sundry metaphors [I-379] which, if cows stand for clouds, may be applied figuratively to mean the dawn. On the strength of these vague agreements Prof. Max Müller thinks—

“The myth of which we have collected the fragments is clear enough. It is a reproduction of the old story of the break of day. The bright cows, the rays of the sun or the rain-clouds—for both go by the same name—have been stolen by the powers of darkness, by the Night and her manifold progeny,” etc., etc.

Thus, notwithstanding all the discrepancies and contradictions, and though the root of the name gives no colour to the interpretation, yet because of certain metaphors (which in primitive speech are so loosely used as to mean almost anything) we are asked to believe that men personalized a transitory appearance as unlike humanity as can be conceived.

Whatever difficulties stand in the way of the alternative interpretation, it has facts instead of hypotheses to start from. It may be that sometimes Dawn is a complimentary metaphorical name given to a rosy girl; though I can give no evidence of this. But that Dawn is a birth-name, we have clear proof. Naming the newly-born from concurrent events, we have seen to be a primitive practice. Of names so originating among the Karens, Mason instances “Harvest,” “February,” “Father-returned.” As we saw (§ 185), he shows that times of the day are similarly utilized; and among the names hence derived, he gives “Sunrise.” South America supplies an instance. Hans Stade was present at the naming of a child among the Tupis, who was called Koem—the morning (one of its forefathers having also been similarly named); and Captain Burton, the editor, adds in a note that Coéma piranga means literally the morning-red or Aurora. Another case occurs in New Zealand. Rangihaeata, a Maori chief’s name, is interpreted “heavenly dawn;” (“lightning of heaven” being another chief’s name). If, then, Dawn is an actual name for a person—if it has probably often been given to those born early in the [I-380] morning; the traditions concerning one of such who became noted, would, in the mind of the uncritical savage, lead to identification with the Dawn; and the adventures would be interpreted in such manner as the phenomena of the Dawn made most feasible. Further, in regions where this name had been borne either by members of adjacent tribes, or by members of the same tribe living at different times, incongruous genealogies and conflicting adventures of the Dawn would result.

§ 189. Is there a kindred origin for the worship of Stars? Can these also become identified with ancestors? This seems difficult to conceive; and yet there are facts justifying the suspicion that it has been so.

The Jews regarded stars as living beings who in some cases transgressed and were punished; and kindred notions of their animation existed among the Greeks. If we ask for the earlier forms of such beliefs, which now appear so strange, savages supply them. The Patagonians say “that the stars are old Indians.” “In Fiji large ‘shooting stars’ are said to be gods; smaller ones, the departing souls of men.” The Hervey Islanders think that the ghosts of warriors killed in battle, go to the top of a mountain and “leap into the azure expanse, where they float as specks. Hence this elysium of the brave is often called speckland” [i.e., star-land: they become stars]. The South Australians think “the constellations are groups of children.” “Three stars in one of the constellations are said to have been formerly on the Earth: one is the man, another his wife, and the smaller one their dog; and their employment is that of hunting opossums through the sky.” The implication that human beings get into the heavens, recurs in the Tasmanian tradition that fire was brought by two black fellows, who threw the fire among the Tasmanians, and after staying awhile in the land, became the two stars, Castor and Pollux. Possibly the genesis of this story was that the coupled lights [I-381] of these stars were fancied to be the distant fires lighted by these men after they went away. Such a conception occurs among the North Americans, who say that the Milky Way is “the ‘Path of Spirits,’ ‘the Road of Souls,’ where they travel to the land beyond the grave, and where their campfires may be seen blazing as brighter stars.” It harmonizes, too, with the still more concrete belief of some North Americans, that their medicine-men have gone up through holes in the sky, have found the Sun and Moon walking about there like human creatures, have walked about with them, and looked down through their peepholes upon the Earth below.

Definite explanation of such ideas is difficult so long as we frame hypotheses only; but it becomes less difficult when we turn to the facts. These same peoples have a legend yielding us a feasible solution. First noting that Robinson describes certain other Californians as worshipping for their chief god something in the form of a stuffed coyote, read this legend of the Coyote, current among one of the Californian tribes—the Cahrocs. The Coyote was—

“so proud that he determined to have a dance through heaven itself, having chosen as his partner a certain star that used to pass quite close by a mountain where he spent a good deal of his time. So he called out to the star to take him by the paw and they would go round the world together for a night; but the star only laughed, and winked in an excessively provoking way from time to time. The Coyote persisted angrily in his demand, and barked and barked at the star all round heaven, till the twinkling thing grew tired of his noise and told him to be quiet and he should be taken nxet night. Next night the star came quite up close to the cliff where the Coyote stood, who leaping was able to catch on. Away they danced together through the blue heavens. Fine sport it was for a while; but oh, it grew bitter cold up there for a Coyote of the earth, and it was an awful sight to look down to where the broad Klamath lay like a slack bow-string and the Cahroc villages like arrow-heads. Woe for the Coyote! his numb paws have slipped their hold on his bright companion; dark is the partner that leads the dance now, and the name of him is Death. Ten long snows the Coyote is in falling, and [I-382] when he strikes the earth he is ‘smashed as flat as a willow-mat.’—Coyotes must not dance with stars.”

When we remember that this conception of the heavens as resting on, or adjacent to, the mountain tops, is general among the uncivilized and semi-civilized; and that access to the heavens after some such method as the one described, presents no difficulty to the uncritical mind of the primitive man; the identification of stars with persons will seem less incomprehensible. Though the ancestral coyote meets with a catastrophe, like catastrophes are not necessarily alleged of other ancestral animals who thus get into the heavens. Special hills, and special groups of stars seen to rise from behind them, being identified as those referred to in the legends, the animal-ancestors said to have ascended may become known as constellations. Here, at least, seems a feasible explanation of the strange fact, that the names of animals and men were, in early times, given to clusters of stars which in no way suggest them by their appearances.

That misinterpretation of proper names and metaphorical titles has played a part in this case, as in other cases, is possible. One of the Amazon tribes is called “Stars.” The name of a Dyak chief is rendered—“the bear of Heaven.” And in Assyrian inscriptions, Tiglath-pileser is termed “the bright constellation,” “the ruling constellation.” Literal acceptance of legends containing such names has, in the earliest stages, probably lead to identification.

If ancestors, animal or human, supposed to have migrated to the heavens, become identified with certain stars, there result the fancies of astrology. A tribal progenitor so translated, will be conceived as still caring for his descendants; while the progenitors of other tribes (when conquest has united many) will be conceived as unfriendly. Hence may result the alleged good or ill fortune of being looked down upon at birth by this or that star.

[I-383]

§ 190. Supposed accessibility of the heavens makes similarly easy the identification of the Moon with a man or with a woman.

Sometimes the traditional person is believed to reside in the Moon; as by the Loucheux branch of the Tinneh, who, while supplicating him for success in hunting, say that he “once lived among them as a poor ragged boy.” More frequently, however, there is an alleged metamorphosis. The Esquimaux think Sun, Moon, and Stars “are spirits of departed Esquimaux, or of some of the lower animals;” and the South Australians believe that the Sun, Moon, etc., are living beings who once inhabited the earth. Clearly, then, certain low races, who do not worship the heavenly bodies, have nevertheless personalized these by vaguely identifying them with ancestors in general. Biographies of the Moon do not here occur; but we find biographies among races which are advanced enough to keep up traditions. The Chibchas say that when on Earth, Chia taught evil, and that Bochica, their deified instructor, “translated her to heaven, to become the wife of the Sun and to illuminate the nights without appearing at daytime [on account of the bad things she had taught], and that since then there has been a Moon.” The Mexican story was that, “together with the man who threw himself into the fire and came out the Sun, another went in a cave and came out the Moon.”

Has identification of the Moon with persons who once lived, been caused by misinterpretation of names? Indirect evidence would justify us in suspecting this, even were there no direct evidence. In savage and semi-civilized mythologies, the Moon is more commonly represented as female than as male; and it needs no quotations to remind the reader how often, in poetry, a beautiful woman is either compared to the Moon or metaphorically called the Moon. And if, in primitive times, Moon was used as a complimentary name for a woman, erroneous identification of person [I-384] and object, naturally originated a lunar myth wherever the woman so named survived in tradition.

To this, which is a hypothetical argument, is to be added an argument based on fact. Whether it supplies complimentary names or not, the Moon certainly supplies birth-names. Among those which Mason enumerates as given by the Karens, is “Full Moon.” Obviously, peoples who distinguish children by the incidents of their birth, using, as in Africa, days of the week, and as we have seen in other cases, times of the day, will also use phases of the Moon. And since many peoples have this custom, birth-names derived from phases of the Moon have probably been common, and subsequent identifications with the Moon not rare.

And here a significant correspondence may be noted. Birth-names derived from the Moon will habitually refer to it either as rising or setting, or else as in one of its phases—waxing, full, waning: a state of the Moon, rather than the Moon itself, will be indicated. Now the Egyptian goddess Bubastis, appears to have been the new Moon (some evidence implies the full)—at any rate a phase. The symbolization of Artemis expresses a like limitation; as does also that of Selene. And in his Mythology of the Aryan Nations, Sir G. W. Cox tells us that Iô is “pre-eminently the horned” or young Moon; while Pandia is the full Moon. How do these facts harmonize with the current interpretation? Is the tyranny of metaphor so great that, of itself, it compels this change of personality?

§ 191. Naturally, we may expect to find that, in common with the Stars and the Moon, the Sun has been personalized by identification with a traditional human being.

Already implied by some of the above-quoted statements respecting the Moon, this is implied more distinctly by statements now to be quoted. The original parent of the Comanches, like themselves but of gigantic stature, lives, they say, in the Sun. So, too, “the Chechemecas called the [I-385] Sun their father.” Of the Olchones, Bancroft says—“The sun here begins to be connected, or identified by name, with that great spirit, or rather, that Big Man, who made the earth and who rules in the sky;” and he also says of the Tinneh that “some of them believe in a good spirit called Tihugun, ‘my old friend,’ supposed to reside in the sun and in the moon.” By the Salive, one of the Orinoco tribes, the Sun is named “the man of the Earth above.” Among the less civilized American peoples, then, the implication of original existence on Earth and subsequent migration to the sky, is general only. Their conception is on a level with that of the African (a Barotse), who, when asked whether a halo round the Sun portended rain, replied—“O no, it is the Barimo (gods or departed spirits) who have called a picho; don’t you see they have the Lord (sun) in the centre?”: the belief doubtless being that as the rest of the celestial assemblage had once been on Earth, so, too, had their chief. But among more advanced American peoples, the terrestrial personality of the Sun is definitely stated:—

“According to the Indians [of Tlascala] the Sun was a god so leprous and sick that he could not move. The other gods pitied him, and constructed a very large oven and lighted an enormous fire in it, to put him out of pain by killing him, or to purify him.”

The Quiché tradition is that after “there had been no sun in existence for many years,”

“the gods being assembled in a place called Teotihuacan, six leagues from Mexico, and gathered at the time round a great fire, told their devotees that he of them who should first cast himself into that fire, should have the honour of being transformed into a sun.”

There is a legend concerning the ancestor of the cazique of Mizteca, who,

“shot there against the great light even till the going down of the same; then he took possession of all that land, seeing he had grievously wounded the sun, and forced him to hide behind the mountains.”

More specific still is a kindred story of the Mexicans, forming the sequel to one above cited. When the god who became [I-386] the Sun by throwing himself into the fire, first rose, he stood still; and when the other gods sent a messenger ordering him to go on,

“the Sun replied that it would not go on until it had destroyed them. Both afraid and angry at this answer, one of them, called Citli, took a bow and three arrows, and shot at its fiery head; but the Sun stooped, and thus avoided being hit. The second time he wounded its body, and also the third time. In rage, the Sun took one of the arrows and shot at Citli, piercing his forehead, and thus killing him on the spot.”

Nor does this exhaust the cases which Mexican traditions furnish. After expounding the Sun-myths in which he figures, Waitz concludes that “Quetzalcoatl was originally a man, a priest in Tula, who rose as a religious reformer among the Toltecs, but was expelled by the adherents of Tezcatlipoca.”

By the mythologists these stories, in common with kindred stories of the Aryans, are said to result from personalizations figuratively expressing the Sun’s doings; and they find no difficulty in believing that men not only gratuitously ascribed human nature to the Sun, but gratuitously identified him with a known man. Doubtless the Mexican tradition “that at one time there were five suns; and the fruits of the earth did not grow well, and the men died,” will in some way be explained as harmonizing with their hypothesis. Here, however, the interpretation adopted, like preceding interpretations, does not imply that these legends grew out of pure fictions; but that, however much transformed, they grew out of facts. Even were there no direct evidence that solar myths have arisen from misapprehensions of narratives respecting actual persons, or actual events in human history, the evidence furnished by analogy would warrant the belief. But the direct evidence is abundant. In some cases we are left in doubt how the supposed connexion with the Sun originated, as in the case of the Damaras, who have “five or six different ‘eandas’ or descents”—some [I-387] “who come from the sun,” and some “who come from the rain;” but in other cases there is an obvious clue to the connexion.

One source of these solar myths, is the literal acceptance of figurative statements concerning the quarter whence the race came. Already we have concluded that emergence of a people from a forest, confounded in tradition with emergence from the trees forming it, has led to the worship of trees as ancestors; and that the story of migration from a distant mountain has become, through defect of language, changed into the story of descent from the mountain as a progenitor. The like has happened with peoples who have migrated from a locality marked by the Sun. On referring to § 112, where are given the ideas of various peoples respecting that other world whence their forefathers came, and to which they expect to return after death, it will be seen that its supposed direction is usually either East or West: the obvious cause being that the places of sunrise and sunset, ranging through considerable angles of the horizon on either side, serve as general positions to which more northerly and southerly ones are readily approximated by the inaccurate savage, in the absence of definite marks. “Where the Sun rises in heaven,” is said, by the Central American, to be the dwelling-place of his gods, who were his ancestors (§ 149); and the like holds in many cases. Of the Dinneh (or Tinneh), Franklin says each tribe, or horde, adds some distinctive epithet taken from the name of the river, or lake, on which they hunt, or the district from which they last migrated. Those who come to Fort Chipewyan term themselves “Saw-eesaw-dinneh—Indians from the rising Sun.” Now may we not suspect that such a name as “Indians from the rising Sun,” will, in the legends of people having an undeveloped speech, generate a belief in descent from the Sun? We ourselves use the expression “children of light;” we have the descriptive name “children of the mist” for a clan living in a foggy locality; nay, we apply [I-388] the phrase “children of the Sun” to races living in the tropics. Much more, then, will the primitive man in his poverty-stricken language, speak of those coming from the place where the Sun rises as “children of the Sun.” That peoples even so advanced as the Peruvians did so, we have proof.

“The universal tradition pointed to a place called Paccari-tampu, as the cradle or point of origin of the Yncas. It was from Cuzco, the nearest point to the sun-rising; and as the sun was chosen as the pacarisca [origin] of the Yncas, the place of their origin was at first assigned to Paccari-tampu. But when their conquests were extended to the Collao, they could approach nearer to the sun, until they beheld it rising out of lake Titicaca; and hence the inland sea became a second traditional place of royal origin.”

When with this we join the facts that the Yncas, who otherwise carried ancestor-worship to so great an extent, were predominantly worshippers of the Sun as ancestor; and that when the Ynca died he was “called back to the mansions of his father, the Sun;” we have warrant for concluding that this belief in descent from the Sun resulted from misapprehension of the historical fact that the Ynca-race emerged from the land where the Sun rises. Kindred evidence comes from certain names given to the Spaniards. The Mexicans “called Cortes the offspring of the Sun;” and as the Spaniards came from the region of the rising Sun, we have a like cause preceding a like effect. Though apparently not for the same reason, the Panches, too, made solar heroes of the Spaniards. “When the Spaniards first entered this kingdom, the natives were in a great consternation, looking upon them as the children of the Sun and Moon” says Herrera: a statement made in other words of the Chibchas by Simon, and by Lugo, who tells us that in their language, “Suâ means the Sun, and Suê the Spaniard. The reason why this word suê is derived from suâ is that the ancient Indians, when they saw the first Spaniards, said that they were children of the Sun.”

In this case, too, as in preceding cases, misinterpretation [I-389] of individual names is a factor. In the essay which contained a rude outline of the argument elaborated in the foregoing chapters, I contended that by the savage and semi-civilized, “Sun” was likely to be given as a title of honour to a distinguished man. I referred to the fact that such complimentary metaphors are used by poets: instancing from Henry VIII the expression—“Those suns of glory, those two lights of men;” to which I might have added the lines from Julius Cæsar

“O setting sun,
As in thy red rays thou dost sink to-night,
So in his red blood Cassius’ day is set;
The sun of Rome is set!”

And I argued that among primitive peoples speaking more figuratively than we do, and greatly given to flattery, “the Sun” would probably be a frequent name of laudation. Facts justifying this inference were not then at hand; but I can now give several. Egyptian records furnish some of them; as instance the address to the Egyptian king by an envoy from the Bakhten—“Glory to thee, Sun of the Nine bow barbarians, Let us live before thee;” and then the gods Amen, Horus and Tum, are all identified with the Sun. Here, again, is a sentence from Prescott’s Mexico.

“The frank and joyous manners [of Alvarado] made him a great favourite with the Tlascalans; and his bright, open countenance, fair complexion, and golden locks gave him the name of Tonatiuh, the Sun.”

The Peruvians gave a modification of the name to those who were mentally superior; as is shown by the statement that they “were so simple, that any one who invented a new thing was readily recognized by them as a child of the Sun.” And then we have evidence that in these regions the title, sometimes given in compliment, was sometimes arrogantly assumed. In the historic legend of the Central Americans, the Popol Vuh, is described the pride of Vukub-Cakix, who boasted that he was Sun and Moon.

Once more we have, as a root for a Sun-myth, the birth-name. [I-390] Among the Karens occurs the name “Yellow Rising Sun;” and though Mason speaks of “a handsome young person” as thus called, so implying that it is a complimentary name, yet considering that these people use “Evening,” “Moon-rise,” “Sun-rise,” “Full Moon,” as birth-names, it seem probable that “Rising Sun” is a birth-name. Catlin’s portraits of North Americans yield some good evidence. There is among them an Esquimaux man named “the Rising Sun,” which, as the Esquimaux have no chiefs or warriors, is not likely to have been a complimentary name; and there is a Minatarrée girl called “The Mid-day Sun,” which is not likely to have been a title of honour for a girl. Manifestly it would be anomalous were celestial incidents thus used, with the exception of the most striking one.

And now mark a significant congruity and a significant incongruity, parallel to those we marked in the case of the Moon’s phases. Birth-names taken from the Sun must refer to the Sun at some part of his course—the rising Sun, the soaring Sun, the setting Sun, according to the hour of the birth; and complimentary names taken from the Sun, may express various of his attributes, as “the glory of the Sun,” “the Sun’s brightness,” etc. That names of this class have been used is, indeed, a known fact. Among complimentary titles of Egyptian kings in the Select Papyri, we find—“the Sun of creation,” “the Sun becoming victorious,” “the Sun orderer of creation.” Hence no difficulty is presented by the fact that “the Egyptians made of the Sun several distinct deities; as the intellectual Sun, the physical orb, the cause of heat, the author of light, the power of the Sun, the vivifying cause, the Sun in the firmament, and the Sun in his resting-place.” On the other hand, how do the mythologists reconcile such facts with their hypothesis? Was the linguistic necessity for personalizing so great that eight distinct persons were required to embody the Sun’s several attributes and states? Must we conclude that the Aryans, too, were led [I-391] solely by the hypostasis of descriptions to suppose Hyperion, “the high-soaring Sun,” to be one individual, and Endymion, “the Sun setting,” to be another individual: both being independent of “the separate divinity of Phoibos Apollôn”? Did the mere need for concreting abstracts, force the Greeks to think that when the Sun was thirty degrees above the horizon he was one person who had such and such adventures, and that by the time he had got within ten degrees of the horizon he had changed into a person having a different biography? That the mythologists cannot think this I will not say; for their stores of faith are large. But the faith of others will, I imagine, fall short here, if it has not done so before.

§ 192. When the genesis of solar myths after the manner I have described, was briefly indicated as a part of the general doctrine set forth in the essay above referred to, sundry resulting correspondences with the traits of such myths were pointed out. The fact that conspicuous celestial objects, in common with the powers of nature at large, were conceived as male and female, was shown to be a sequence. The fact that in mythologies the Sun has such alternative names as “the Swift One,” “the Lion,” “the Wolf,” which are not suggested by the Sun’s sensible attributes, was shown to be explicable on the hypothesis that these were additional complimentary names given to the same individual. Further, the strange jumbling of celestial phenomena with the adventures of earth-born persons, was accounted for as a result of endeavours to reconcile the statements of tradition with the evidence of the senses. And once more it was suggested that by aggregation of local legends concerning persons thus named, into a mythology co-extensive with many tribes who were united into a nation, would necessitate conflicting genealogies and biographies of the personalized Sun. While able then to illustrate but briefly these positions, I alluded to evidence which was forthcoming. [I-392] Of such evidence I have now given an amount which fulfils the tacit promise made; and goes far to justify the inference drawn. I did not then, however, hope to do more than make the inference highly probable. But while collecting materials for the foregoing chapters, I have come upon a passage in the records of the ancient Egyptians which, I think, gives conclusiveness to the argument. It is in the third Sallier Papyrus. This document, recording the triumphs of Ramses II, has already yielded us illustrations of the ancient belief in the supernatural strength given by an ancestral ghost who has become a god; and more recently I have quoted from it a phrase exemplifying the complimentary application of an animal-name to a conquering monarch. Here, from an address of the subjugated people, praying for mercy, I quote in full the significant sentence:—

“Horus, conquering bull, dear to Ma, Prince guarding thy army, valiant with the sword, bulwark of his troops in day of battle, king mighty of strength, great Sovran, Sun powerful in truth, approved of Ra, mighty in victories, Ramses Miamon.”

The whole process described above as likely to occur, is shown in this record as actually occurring. Observe all the correspondences. The deity to whom, as we saw, Ramses says he has sacrificed 30,000 bulls, and to whom he prays for supernatural aid, is regarded as his ancestor. “I call on thee my father Ammon,” he says; and the defeated say to him—“truly thou art born of Ammon, issue of his body.” Further, Ramses, described as performing the feats of a god, is spoken of as though a god: the defeated call him “giver of life for ever like his father Ra.” Thus regarded as divine, he receives, as we find warriors among the semi-civilized and savage still doing, many complimentary titles and metaphorical names; which, being joined to the same individual, become joined to one another: Ramses is at once the King, the Bull, the Sun. And while this record gives the human genealogy of Ramses and his achievements on Earth, its expressions point to his subsequent apotheosis; and imply [I-393] that his deeds will be narrated as the deeds of the “conquering bull” and of “the Sun.” Remembering that at the deaths even of ordinary Egyptians, there were ceremonial eulogies by priests and others, who afterwards, at fixed intervals, repeated their praises; we cannot doubt that in laudations of a king who became a god after death, carried on in still more exaggerated language than during his life, there persisted these metaphorical titles: resulting in such hymns as that addressed to Amen—“The Sun the true king of gods, the Strong Bull, the mighty lover (of power).”

To me it seems obvious that in this legend of the victorious Ramses, king, conqueror, bull, sun, and eventually god, we have the elements which, in an early stage of civilization, generate a solar myth like that of Indra; who similarly united the characters of the conquering hero, the bull, the sun. To say that when orally transmitted for generations among a less-advanced people, a story such as this would not result in a human biography of the Sun, is to deny a process congruous with the processes we find going on; and is to assume an historical accuracy that was impossible with a language which, like that of the Egyptians even in historic times, could not distinguish between a name and the act of naming. While to allege, instead, that the Sun may not only be affiliated on human parents, but may be credited with feats of arms as a king, while he is also a brute, and this solely because of certain linguistic suggestions, is to allege that men disregard the evidence of their senses at the prompting of reasons relatively trivial.

§ 193. Little, then, as first appearances suggest it, the conclusion warranted by the facts, is that Nature-worship, like each of the worships previously analyzed, is a form of ancestor-worship; but one which has lost, in a still greater degree, the external characters of its original.

Partly by confounding the parentage of the race with a conspicuous object marking the natal region of the race, [I-394] partly by literal interpretation of birth-names, and partly by literal interpretation of names given in eulogy, there have been produced beliefs in descents from Mountains, from the Sea, from the Dawn, from animals which have become constellations, and from persons once on Earth who now appear as Moon and Sun. Implicitly believing the statements of forefathers, the savage and semi-civilized have been compelled grotesquely to combine natural powers with human attributes and histories; and have been thus led into the strange customs of propitiating these great terrestrial and celestial objects by such offerings of food and blood as they habitually made to other ancestors.

 


 

[I-395]

CHAPTER XXV.

DEITIES.

§ 194. In the foregoing five chapters the genesis of deities has been so fully set forth by implication, that there seems no need for a chapter dealing directly with the subject. But though we have dealt with those classes of deities in which human personalities are greatly disguised, there remains to be dealt with the class of those deities which have arisen by simple idealization and expansion of human personalities. For while some men have, by misinterpretation of traditions, had their individualities merged in those of natural objects; the individualities of other men have survived with man-like attributes.

This last class, always co-existing with the other classes, eventually becomes predominant: probably, as before hinted, through the agency of proper names that are less and less connotative and more and more denotative. So long as men were named after objects around, they failed to survive in tradition under their human forms; and the worship of them as ancestors became the worship of the things they were nominally identified with. But when there arose such proper names as were not also borne by objects, men began to be preserved in story as men. It became possible for ghosts to retain their anthropomorphic individualities long after the deaths of contemporaries; and so an anthropomorphic pantheon resulted.

Already, in the chapter on “Ancestor-worship in General,” [I-396] the initiation of this class of deities has been indicated; and now, having traced the evolution of the other classes, we must trace the evolution of this most important class.

§ 195. Like an animal, a savage fears whatever is strange in appearance or behaviour. Along with the unparalleled quality he sees, there is no knowing what other unparalleled qualities may go. He feels endangered by these capacities which transcend those he is familiar with; and behaves to the possessor of them in a way betraying his consciousness of danger. As we saw, he regards as supernatural whatever he cannot comprehend. His mental attitude is well illustrated by the two Bechuanas, who, when taken over a ship, said it “was for certain an uncreated thing—a thing come of itself, and never made by human hands.” This supposed supernaturalness of the unaccountable, holds alike of a remarkable object and of a remarkable man. If the North American Indians “do not understand anything, they immediately say it is a spirit;” and a man of special talent “is said to be a spirit.”

In various cases we find the native equivalent for god is thus indiscriminately applied to an incomprehensible object and to a person whose powers are incomprehensible. The Fijian name for a divine being, kalou, means also “anything great or marvellous.” And while, in pursuance of this conception, the Fijians declared a printing-press to be a god, they also applied the word to their European visitors: “You are a kalou,” “Your countrymen are gods.” So, too, it is with the Malagasy, who speak of their king as a god, and by whom whatever is new or useful or extraordinary is called a god. Silk, “rice, money, thunder and lightning, and earthquakes, are all called gods. Their ancestors and a deceased sovereign they designate in the same manner.” A book, too, is a god; and “velvet is called by the singular epithet—Son of God.” It is the same with the man-worshipping Todas. Respecting the meanings of Dêr, Swâmi (gods, [I-397] lords), as used by them, Marshall says “there is a tendency for everything mysterious or unseen to ripen into Dêr; cattle, relics, priests, are . . . confused in the same category, until it would seem that Dêr, like Swâmi, is truly an adjective-noun of eminence.”

And now we shall no longer find it difficult to understand how the title god, is, in early stages of progress, given to men in ways which seem so monstrous. Not meaning by the title anything like what we mean, savages naturally use it for powerful persons, living and dead, of various kinds. Let us glance at the several classes of them.

§ 196. We may fitly begin with individuals whose superiorities are the least definite—individuals who are regarded by others, or by themselves, as better than the rest.

A typical case is furnished by the Todas above named. Col. Marshall, describing the palal, a holy milkman or priest among them, thus gives part of a conversation with one:—

“ ‘Is it true that Todas salute the sun?’ I asked. ‘Tschâkh!’ he replied, ‘those poor fellows do so; but me,’ tapping his chest, ‘I, a god! why should I salute the Sun?’ At the time, I thought this a mere ebullition of vanity and pride, but I have since had opportunity of testing the truth of his speech. The pâlâl for the time being is not merely the casket containing divine attributes, but is himself a God.

And “the palal, being himself a God, may with propriety mention the names of his fellow-Gods, a licence which is permitted to no one else to do.” This elevation to godhood of a living member of the tribe, who has some undefined superiority, is again exemplified in Central America. Montgomery describes the Indians of Taltique as adoring such a god.

“This was no other than an old Indian, whom they had dressed up in a peculiar way, and installed in a hut, where they went to worship him, offering him the fruits of their industry as a tribute, and performing in his presence certain religious rites, according to their ancient practice.”

[I-398]

Clearly people who are so awe-struck by one of their number as to propitiate him in this way, probably under the belief that he can bring good or evil on them, may thus originate a deity. For if the ghost in general is feared, still more feared will be the ghost of a man distinguished during life. Probably there is no ancestor-worship but what shows this tendency to the evolution of a predominant ghost from a predominant human being. We have seen how, by the Amazulu, the remembered founder of the family is the one chiefly propitiated; and the implication is that this founder was in some way superior. We have seen, too, how among the Central Americans, Tamagastad and Cipattonal were the remotest ancestors known; and their doings were probably unusual enough to cause recollection of them. Here I may add, as obviously of kindred origin, the god of the Kamschadales. They “say that Kut, whom they sometimes call god and sometimes their first father, lived two years upon each river, and left the children that river on which they were born, for their proper inheritance.”

Such facts show us in the most general way, how the conception of a deity begins to diverge from the conception of a remarkable person; feared during his life and still more feared after his death. We will now pass to the special ways in which genesis of this conception is shown.

§ 197. If, at first, the superior and the divine are equivalent ideas, the chief or ruler will tend to become a deity during his life and a greater deity after his death. This inference is justified by facts.

Already I have referred (§ 112) to the Maori chief who scornfully repudiated an earthly origin, and looked forward to re-joining his ancestors, the gods. It is thus elsewhere in Polynesia. “I am a god,” said Tuikilakila, the chief of Somosomo. And of these Fijians, Williams says:—

“Indeed, there is very little difference between a chief of high rank and one of the second order of deities. The former regards [I-399] himself very much as a god, and is often spoke of as such by his people, and, on some occasions, claims for himself publicly the right of divinity.”

So, too, the Tahitians give indirect praises to the king quite as exalted as any used in worship of deities. The king’s—

“houses were called the aorai, the clouds of heaven; anuanua, the rainbow, was the name of the canoe in which he voyaged; his voice was called thunder; the glare of the torches in his dwelling was denominated lightning; and when the people saw them in the evening, as they passed near his abode, instead of saying the torches were burning in the palace, they would observe that the lightning was flashing in the clouds of heaven.” [*]

The like holds in Africa. In Benin the king is not only the representative of god upon earth, but god himself; and is worshipped by his subjects in both natures. “The king of Loango is respected like a deity, being called Samba and Pongo, that is, God.” The people of Msambara say—“We are all slaves of the Zumbe [king] who is our Mulungu [god].” So was it with the ancient American races. In Peru Huayna Ccapac “was so feared and obeyed, that they almost looked upon him as their god, and his image was set up in many towns:” he “was worshipped of his subjects for a god, being yet alive.” And the statement of Garcilasso that out of various chiefs and petty kings, the good were worshipped, is confirmed by Balboa. Nor do only races of inferior types deify living men. Palgrave exemplifies deification of them among the Semites as follows:—

“ ‘Who is your God?’ said an Arab traveller of my acquaintance to a Mesaleekh nomade, not far from Basra. ‘It was Fādee,’ answered [I-400] the man, naming a powerful provincial governor of those lands, lately deceased; ‘but since his death I really do not know who is God at the present moment.’ ”

That Aryans have had like conceptions, we are reminded by such facts as that Greek kings of the East, besides altars erected to them, had θεός stamped on their coins, and that Roman emperors were worshipped when alive. Nay, cases occur even now. When the Prince of Wales was in India, Hindu poets “were apostrophizing him as an Avatâr, or Incarnation of the Deity.”

Of course, as above said, identification of the superior with the divine, which leads to propitiation of living chiefs and kings as gods, leads to more marked propitiation of them after death. In Peru a dead king was immediately regarded as a god, and had his sacrifices, statues, etc. Of the Yucatanese, Cogolludo, saying that Ytzamat was a great king, adds:—“This king died, and they raised altars to him, and it was an oracle which gave them answers.” In Mexico the people of Cholula considered Quetzalcoatl [feathered serpent] “to be the principal god,” and they “said that Quetzalcoatl, though he was a native of Tula, came from that place to people the provinces of Tlaxcala, Huexotzingo and Cholula.” Again, “Huitzilopochtli, [‘humming-bird, left’] afterwards a supreme deity of the Aztecs . . . was originally a man, whose apotheosis may be clearly traced.” Polynesia supplies kindred illustrations. The Sandwich Islanders regarded the spirit of one of their ancient kings as a tutelar deity. In Tonga they hold “that there are other Hotooas, or gods, viz., the souls of all deceased nobles and matabooles, who have a like power of dispensing good and evil, but in an inferior degree.” And “the New Zealanders believed that several high chiefs after death became deified, and that from them all punishments in this world for evil doings were sent.” In Africa it is the same. We have seen that among the Coast Negroes, king Adólee looks for aid to the ghost of his father, and [I-401] that in Dahomey the living king sacrifices victims that they may carry to the late king in the other world, reports of what has been done. That is, these dead kings have become gods. In like manner the king of Shoa prays at his father’s shrine; and “in Yoruba, Shango, the god of thunder, is regarded as a cruel and mighty king who was raised to heaven.” Asia, too, furnishes examples. Drew names a temple erected to Golab Singh the conqueror.

Evidently, then, the apotheosis of deceased rulers among ancient historic races, was but the continuation of a primitive practice. When we learn that “Ramses Hek An (a name of Ramses III) means ‘engendered by Ra [Sun], prince of An (Heliopolis),’ ” and when, in the Harris papyrus, we find this Ramses III saying of his father, “the gods appointed their son arising from their limbs to (be) prince of the whole land in their seat;” we cannot but recognize a more developed form of those conceptions which savage and semi-civilized exhibit all over the world. When in the Babylonian legend of the flood, we, on the one hand, meet with the statements—“the gods feared the tempest and sought refuge,” “the gods like dogs fixed in droves prostrate” (implying that the gods differed little from men in their powers and feelings); and when, on the other hand, we find that the conquering Izdubar, the hero of the legend, afterwards becomes a god, and that Bel, who made the deluge, was “the warrior Bel;” we cannot doubt that the early Babylonians, too, worshipped chiefs who, gods while alive, became greater gods after death. [*]

§ 198. Power displayed by the political head of a tribe, and in higher stages of progress by a king, is not the only [I-402] kind of power. Hence, if at first the divine means simply the superior, men otherwise distinguished than by chieftainship, will be regarded as gods. Evidence justifies this conclusion. Sorcerers, and also persons who show unparalleled skill, are deified.

That medicine-men, whose predominance has no other origin than their craft, are treated as gods during their lives, we have but little direct evidence. Sometimes, where the medicine-man is also political head, he appears to be propitiated in both capacities; as in Loango, where the king is god, and where “they believe he can give rain when he has a mind. In December the people gather to beg it of him, every one bringing his present.” But we have proof that the medicine-man becomes a deity after death. Indeed, some facts raise the suspicion that his ghost is the one which first grows into predominance as a being to be feared. The Fuegians, to whom otherwise no definite religious ideas are ascribed, believe in “a great black man . . . wandering about the woods and mountains, . . . who influences the weather according to men’s conduct:” evidently a deceased weather-doctor. So, too, by the neighbouring Patagonians, wandering demons are believed to be “the souls of their wizards.” A god of the Chippewas, Manabosho, is represented as sounding his magic drum and rattles “to raise up supernatural powers to help him:” he uses in the other world those appliances which, as a sorcerer, he used in this. Again, the Cahrocs have “some conception of a great deity called Chareya, the Old Man Above: . . . he is described as wearing a close tunic, with a medicine-bag.” In Africa the Damaras furnish a definite instance. Galton says—“We passed the grave of the god Omakuru; the Damaras all threw stones on the cairn, . . . singing out, ‘Father Omakuru.’ ” “He gives and withholds rain.” The apotheosis of the medicine-man in Polynesia, is shown by the Sandwich Islanders, who have a tradition that a certain man, whom they deified after his death, obtained all their medicinal [I-403] herbs from the gods. To this man the doctors address their prayers. So of the ancient Mexicans Mendieta writes—“Others said that only such men had been taken for gods who transformed themselves or . . . appeared in some other shape, and in it spoke or did something beyond human power.” And similarly in China, Taouism “deifies hermits and physicians, magicians, and seekers after the philosopher’s stone,” etc. But the best examples are furnished by our own Scandinavian kinsmen. As described in the Heimskringla, [*] Odin was manifestly a medicine-man. We read that “when Odin of Asaland came to the north, and the gods with him,” he “was the cleverest of all, and from him all the others learned their magic arts.” We read further that when the Vanaland people beheaded Memir, a man of great understanding, “Odin took the head, smeared it with herbs so that it should not rot, and sang incantations over it. Thereby he gave it the power that it spoke to him, and discovered to him many secrets.”

“Odin died in his bed in Sweden; and when he was near his death he made himself be marked with the point of a spear, and said he was going to Godheim, and would give a welcome there to all his [I-404] friends, and all brave warriors should be dedicated to him, and the Swedes believed that he was gone to the ancient Asgaard, and would live there eternally. Then began the belief in Odin and the calling upon him . . . Odin was burnt, and at his pile there was great splendour.”

Niord of Noatun is also described as continuing the sacrifices after Odin; and the Swedes believed he “ruled over the growth of seasons.”

“In his time all the diars or gods died, and blood-sacrifices were made for them. Niord died on the bed of sickness, and before he died made himself be marked for Odin with the spear-point.

“Freyr took the kingdom after Niord; . . . there were good seasons in all the land, which the Swedes ascribed to Freyr, so that he was much more worshipped than the other gods. . . . Now when Freyr died they bore him secretly into the mound, but told the Swedes he was alive; and they kept watch over him for three years. They brought all the taxes into the mound. . . . Peace and good seasons continued.”

In these extracts there are various instructive implications. The dominant race, coming from the East, returned there at death. While living they were worshipped; as we see superior men are, and have been, elsewhere. Such among them as were accounted powerful magicians, were more especially worshipped. After death these gained the character of great gods in virtue of their repute as great medicine-men; and were propitiated for a continuance of their supernatural aid. Of course, with the mythologists these stories of the lives, deaths, and funeral rites, of reputed magicians, go for nothing. They think them products of the mythopœic tendency; and are not astonished at the correspondence between alleged fictions and the facts which existing savages show us. I suppose they are prepared similarly to dispose of the case of Æsculapius, which shows us so clearly an apotheosis of this kind. Referred to by Homer as a doctor (in early stages synonymous with medicine-man) and known at a later time as locally propitiated by a tribe the members of which counted their links of descent from him, he presently came to have songs and temples in his [I-405] honour, and eventually developed into a great god worshipped throughout a wide region.

“As we advance into the Hellenistic and Roman periods, it is easy to perceive that a vast chauge has come over the spirit of his divinity. Everywhere in Asia his effigy begins to appear upon the currency, and men have begun to invoke him, not only as a healer of bodily disease and pain, but as a present help in every trouble, a rescuer from every kind of ill. The slave is emancipated in his temples; the sailor in peril implores his aid, and to him the soldier ransomed from the foe dedicates a thank-offering; men hail him Saviour and King; and at last the devotee, exalting him high above all gods, exclaims, ‘Asklepios, thou my master, whom I so often have invoked in prayer by night and day,’ ‘great is thy power and manifold, for thou art He’ who dost guide and govern the Universe, Preserver of the world and Bulwark of the immortal Gods!”

In presence of such evidence of the development of a doctor into a deity, harmonizing with that which existing savage races furnish of the derivation of deities from medicine-men, we may reasonably conclude that the stories concerning the early doings of the Scandinavian gods originated in distorted accounts of actual events—are not fictions due to the need for personalizing the powers of nature.

Between the medicine-man and the teacher of new arts, there is but a nominal distinction; for, as we have seen, the primitive man thinks that any ability beyond the ordinary is supernatural: even the blacksmith is a kind of magician to the African. Hence we may expect to find deifications of those whose superiority was shown by their greater knowledge or skill; and we find them in many places. The Brazilians “ascribe the origin of agriculture to their teacher Tupan, who seems to be identical with the founder . . . of the race, and with the Supreme Being, so far as they have any idea of such.” A Chinook tradition is that “a kind and powerful spirit called Ikánam, . . . taught them how to make canoes as well as all other implements and utensils; and he threw great rocks into the rivers and made falls, to obstruct the salmon in their ascent, so that they might be [I-406] easily caught.” The Mexican god Quetzalcoatl was “a divinity who, during his residence on earth, instructed the natives in the use of metals, in agriculture, and in the arts of government.” Further, the Mexicans apotheosized Chicomecoatl as the first woman who made bread; Tzaputlatena as the inventress of the vxitl-resin; Opuchtli as the inventor of some fishing implements; Yiacatecutli as the originator of trade; and Napatecutli as the inventor of rush mats. The Central Americans, too, had their gods and goddesses Chac, Ixazalvoh, Itzamná, Ixchebelyax, who were the inventors of agriculture, of cotton-weaving, of letters, of painting. In the earliest records of historic peoples we meet with like facts. The Egyptian gods, Osiris, Ombte, Neph, and Thoth are said to have taught arts. The Babylonian god Oannes is similarly represented as having been an instructor. And it is needless to enumerate the Greek and Roman deities described as teachers of one or other new process, or inventors of this or that new appliance.

Still, then, we have the same truth under another aspect. Power exceeding previously-known powers, excites awe; and the possessor of it, feared during his life, is still more feared after his death.

§ 199. In treating of those who, within the tribe, as medicine-men, or men of unusual ability, have acquired repute leading to deification, I have unawares entered on the next class of facts—facts showing us that the immigrant member of a superior race becomes a god among an inferior race.

At the present time it occasionally happens that Europeans, such as shipwrecked sailors or escaped convicts, thrown among savage peoples, gain ascendency over them by the knowledge and skill they display; and when we remember that after the deaths of such men, their powers, exalted in legend, are sure to make their ghosts feared more than ordinary ghosts, we shall recognize another source from [I-407] which deities arise. That men of low type even now class strangers of high type as gods, we have abundant proofs. It is said by the Bushmen—“Those white men are children of God; they know everything.” The East Africans exclaim to Europeans—“Truly ye are gods;” and Europeans are thus spoken of in Congo. A chief on the Niger, seeing whites for the first time, thought them “children of heaven.” When Thompson and Moffat wished to see a religious ceremony peculiar to the Bechuana women, the women said—“These are gods, let them walk in.” Even among so superior an African race as the Fulahs, some villages, says Barth, “went so far as to do me the honour . . . of identifying me with their god ‘Féte,’ who, they thought, might have come to spend a day with them” (staying to dinner, like Zeus with the Ethiopians). Other races furnish kindred instances. Some Khond women said of Campbell’s tent—“It is the house of a god.” The “Nicobarians have such a high idea of the power of Europeans, that to them they attribute the creation of their islands, and they think it depends on them to give fine weather.” [*] Remarking of the Fijians that “there appears to be no certain line of demarcation between gods and living men,” Erskine tells us that one of the chiefs said to Mr. Hunt—“If you die first, I shall make you my god.” Mr. Alfred Wallace, who has had extensive opportunities of studying primitive men, says of the Arru Islanders—

“I have no doubt that to the next generation, or even before, I myself shall be transformed into a magician or a demi-god, a worker of miracles, and a being of supernatural knowledge. They already believe that all the animals I preserve will come to life again; and to their children it will be related that they actually did so. An unusual spell of fine weather setting in just at my arrival, has made them believe I can control the seasons.”

[I-408]

And then, lastly, we have the fact that an apotheosis like that which Mr. Wallace anticipates, has already occurred in a neighbouring island. The Dyaks attribute supernatural power to Rajah Brooke: he is invoked along with the other gods.

With such abundant proofs that the genesis of gods out of superior strangers is now going on, we cannot, without perversity, regard as fictions those stories found in many countries, which represent certain gods as having brought knowledge and arts from elsewhere. The Mexican god, Quetzalcoatl, who came from the west, was “a tall white man, with broad forehead, large eyes, long black hair, and great round beard,” who, having instructed them and reformed their manners, departed by the way he came. So, too, the great god of the Chibchas, Bochica, was a white man with a beard, who gave them laws and institutions, and who disappeared after having long lived at Sogamoso. In South America it is the same. Humboldt tells us that “Amalivaca, the father of the Tamanacs, that is, the creator of the human race (for every nation regards itself as the root of all other nations) arrived in a bark.” He afterwards re-embarked.

In some cases the remarkable strangers who thus become a people’s gods, are regarded as the returned ghosts of their own remarkable men. Ghosts and gods being originally undifferentiated in thought; and neither of them being always distinguishable from living persons; it happens, as was shown in § 92, that the whites are, by Australians, Polynesians, and Africans, held to be the doubles of their own dead. When we read that among the Wanikas, “Mulungu,” the word applied like the Kaffir “Uhlunga” to the Supreme God, also denotes any good or evil revenant; we see how it happens that Europeans are called indiscriminately ghosts and gods. Hence the naturalness of the fact that in the Sandwich Islands, when “Captain Cook arrived, it was supposed, and reported, that the good Rono was returned, [I-409] hence the people prostrated themselves before him.” Hence, too, the idea implied by Camargo’s account of the Mexicans, that, “as soon as the Spaniards had disembarked, news came to the very smallest villages that the gods had arrived:” the belief being “that their god Quetzalcoatl had come” back with his companions. And hence, again, the reason that the Chibchas at Turmequé “showed to the Spaniards the veneration and worship they showed to the gods, making incense to them.”

Thus we find re-illustrated under other conditions, the same general truth that the primitive god is the superior man, either indigenous or foreign; propitiated during his life and still more after his death.

§ 200. From this deification of single men of higer races, there is a natural transition to the deification of conquering races, not individually but bodily. The expression “gods and men,” occurring in the traditions of various peoples, is made readily interpretable.

We assume that, as a matter of course, every tribe of savages has a word meaning a human being, applicable equally to members of their own tribe and to members of other tribes; but, as usual, we are misled by assimilating their thoughts and language to ours. Often their name for men is their tribal name. Already we have seen that in South America, among the Guaranis, the same word means man and Guarani. The North American people who call themselves Thlinkeets, have no word but this to signify human beings; and an adjacent people, the Tinneh, furnish a parallel case. Pim and Seemann tell us that—

“The distinctive appellation of the Mosquitoes amongst themselves is ‘Waikna’ ‘man,’ and all the other tribes imitate them in this conceit; indeed, it is a common practice amongst the Indians of the American continent, from the dwellers furthest north, Esquimaux, who call themselves ‘Innuit’ ‘men,’ par excellence, as far south as the Araucanians, the Patagonians, and even the wretched natives of Tierra del Fuego.”

[I-410]

Similarly in Africa, the native name for the Kaffir tribes is Abantu, Bantu (plural of ntu, a man); and for the Hottentot tribes the designation is Koi-koin (i. e., “men of men,” from koi, a man). In Asia it is thus with the Karens: “a few of the tribes only have distinctive names for themselves, and all, when speaking of each other, use the word for man to designate themselves.” The Kamschadales, again, “have no designation either for themselves or their country. They called themselves simply men, as considering themselves either the only inhabitants of the earth, or so far surpassing all others as to be alone worthy of this title.” Indeed, Nilsson, generalizing such facts, says that “all rude nations apply the designation ‘men’ to themselves only, all others being differently designated.”

What will happen when savages who call themselves “men” are conquered by savages otherwise called, but proved by the conquest to have that superiority which in the primitive mind is equivalent to divinity? Clearly, the names of conquering and conquered will become equivalent in their meanings to “gods and men.” In some cases, indeed, the name by which the conquerors call themselves will necessitate this. We read of the Tupis that “Tupa is their word for father, for the Supreme Being, and for thunder; it passed by an easy process from the first of these meanings to the last, and the barbarous vanity of some tribes compounded from it a name for themselves.” So that if these children of Tupa, which means “children of God,” subjugate a people whose name is equivalent to “men,” the distinction of the two as “gods and men” becomes inevitable.

With such evidence before us, what shall we think about the “gods and men” who figure in the legends of higher races? On learning from Nilsson that in Scandinavia there are distinct traces of the antagonism of aboriginal races to colonists, as early as the stone and bronze periods; and on then reading in Scandinavian traditions about Odin, Freyr, [I-411] Niord, and the rest, coming from Godheim (god’s-home or land) to Menheim (men’s-home or land); ruling there and being worshipped; dying there believing that they were going back to Godheim, just as barbarous peoples everywhere believe that they return after death to fatherland; we shall conclude that these “gods and men” were simply conquering and conquered races: all mythological interpretations notwithstanding. When we find that, as given by Pausanias, a popular legend among the Greeks was that the ancient Arcadians “were guests and table-companions of the gods,” we shall not set this down as a fiction devised after the gods had been created by personalizing the powers of nature; but shall infer that the tradition had its root in those conquests of earlier races by later implied in Hesiod—conquests such as must certainly have been going on, and must certainly have left exaggerated narratives. So, too, when “the sons of god saw the daughters of men” in Hebrew story. If we recall the reprobation which has everywhere been visited on the intermarriage of a conquering caste and a subject caste—if we remember that in Greek belief it was a transgression for the race of gods to fall in love with the race of men—if we add the fact that in our own feudal times union of nobles with serfs was a crime; we shall have little difficulty in seeing how there originated the story of the fall of the angels.

Any one who, after considering this evidence, remembers that from the names and natures ascribed by existing savage peoples to Europeans, legends of “gods and men” are even now arising, will, I think, scarcely hesitate. Remaining doubt will disappear on reading the legend of the Quichés, which gives, with sufficient clearness, the story of invaders who, seizing an elevated region, and holding in terror the natives of the lower lands, became the deities of the surrounding country, and their mountain residence the local Olympus. (See Appendix A.)

[I-412]

§ 201. This brings us once more to the Aryan gods, as seen from another point of view. That we may judge which hypothesis best fits the facts, let us observe how the early Greeks actually conceived their gods: ignoring the question how they got their conceptions. And let us compare their pantheon with the pantheon of another race—say that of the Fijians. Any one who objects to the comparison as insulting, needs only to be reminded that cannibalism was ascribed to some of their deities by the Greeks; and that human sacrifices to Zeus were continued down to late times.

The Greek god is everywhere presented to us under the guise of a powerful man; as is the Fijian. Among the Fijians, “gods sometimes assume the human form, and are thus seen by men;” and how common was a like theophany among the Greeks, the Iliad shows us page after page. So like a man was the Greek god, that special insight, supernaturally given, was required to distinguish him; and, as we have seen, it is difficult to find what is the difference between a god and a chief among the Fijians. In the Fijian pantheon there are grades and divided functions—a chief god, mediating gods, gods over different things and places: thus paralleling the Greek pantheon, which was a hierarchy with a distribution of ranks and duties. Fijian deities may be classed into gods proper and deified mortals—some whose apotheosis has dropped out of memory and some whose apotheosis is remembered; and there were apotheosized mortals, too, among the Greek deities. A descriptive title of one of the Fijian gods is “the Adulterer”—a title applicable to sundry Greek gods. Another name is “the Woman-stealer”—a name not undeserved by Zeus. Yet a further sobriquet borne by a Fijian god is “Fresh-from-the-slaughter;” which would answer for Ares, who is called “the Blood-stainer.” The Fijian gods love and hate, are proud and revengeful, and make war, and kill and eat one another; and if we include the earlier generations of Greek gods, kindred atrocities are told of them. Though fighting does not [I-413] remain conspicuous, still there is the conspiracy from which Zeus was saved by Thetis; and there is perpetual squabbling and vituperation: even Zeus being vilified by his daughter Athene, as well as by the divine shrew Here. The Fijian gods play one another tricks, as did also the gods of the Greeks. Sometimes the Fijians “get angry with their deities and abuse and even challenge them to fight;” and among the Greeks, too, there was abuse of the gods even to their faces, as of Aphrodite by Helen, and if there was not challenging to fight, still there was fighting with, and even victory over, gods, as of Diomede over Ares, and there was threatening of gods, as when Laomedon refusing to pay Poseidon his wages, said he would cut off his ears. The Fijians have a story of a god who tumbled out of a canoe, and, being picked up by a woman, was taken to a chief’s house to dry himself—a story against which we may set that of Dionysus, who, frightened by the Thracian Lycurgus, took refuge in the sea, and who when seized by pirates was carried bound on board their vessel. Though Dionysus unbound himself, we are reminded that in other cases gods remained subject to men; as was Proteus, and as was even Ares, when Otus and Ephialtes kept him in prison thirteen months, and as was Apollo when a slave to Laomedon. Thus, however material and human are the Fijian gods, living, eating, acting as men do; the gods of the Greeks are represented as no less material and human. They talk, and banquet, and drink, and amuse themselves during the day, and go to bed at sunset: “the Olympian thunderer, Zeus, went to his couch” and slept. They are pierced by men’s weapons. Ares’ wound is healed by a “pain-assuaging plaster;” and Aphrodite, after some loss of blood and being distracted with pain, borrows her brother’s chariot and drives off to Olympus to be similarly doctored. All their attributes and acts are in keeping with this conception. In battle Here simulates Stentor in appearance and voice; Apollo shouts from Pergamus to exhort the Trojans: Iris [I-414] comes “running down from Olympus;” and the celestial chariots, made in earthly fashion of earthly materials, are drawn by steeds that are lashed and goaded, through the gates of Heaven which creak. The single fact that Zeus is on visiting terms with “the milk-fed men of Thrace,” suffices of itself to show how little the divine was distinguished from the human, and how essentially parallel were the Greek conceptions to the conceptions which the Fijians now show us.

Here, then, is the question. Similar as these conceptions are, were they similarly generated? Beyond all doubt the Fijian pantheon has arisen by that apotheosis of men which was still going on when travellers went among them; and if we say that by the Greeks, who also apotheosized men, a pantheon was generated in like manner, the interpretation is consistent. We are forbidden to suppose this, however. These Greek gods, with their human structures, dispositions, acts, histories, resulted from the personalization of natural objects and powers. So that, marvellous to relate, identical conceptions have been produced by diametrically opposite processes! Here we see an ascending growth of men into gods; there we see a descending condensation of natural powers into gods; and the two sets of gods, created by these two contrary methods, are substantially the same!

Even in the absence of all the foregoing chapters, those who are not wedded to an hypothesis will, I think, say that evidence widely different in amount and quality from that which the mythologists offer, is required to demonstrate so astonishing a coincidence.

§ 202. Must we recognize a single exception to the general truth thus far verified everywhere? While among all races in all regions the conceptions of deities have been naturally evolved in the way shown; must we conclude that a small clan of the Semitic race had given to it supernaturally, [I-415] a conception which, though superficially like the rest, was in substance absolutely unlike them?

Education, the social sanction, and an authority possessed of imposing credentials, lead nearly all to assume that the genesis of their own idea of deity differs fundamentally from the genesis of every other idea. So unhesitatingly, indeed, do they assume this, that they think it impious to ask whether any parallelism exists. In the case of another creed they can see the mischief which arises from refusal to examine. The saying of Euripides that “in things which touch the gods it is not good to suffer captious reason to intrude,” will readily draw from them the remark that a faith profound enough to negative criticism, fosters superstition. Still more on finding that the cannibal Fijians, accepting humbly the established dogmas respecting their bloodthirsty deities, assert that “punishment is sure to overtake the sceptic;” they can see clearly enough how vile may be the belief which defends itself by interdicting inquiry, but, looking at the outsides of other creeds, antagonistically, and at their own creed from within, sympathetically, they cannot think possible that in their case a kindred mischief may result from a kindred cause. On reading that when the Spaniards arrived in Mexico, the natives, thinking them gods, offered up human beings to them, it is allowable to ask whether the ideas and motives of these people were analogous to those of the Scandinavian king On, when he immolated his son to Odin; but it is not allowable to ask whether like ideas and motives prompted Abraham’s intention to sacrifice Isaac. The above-cited fact that Barth was taken by the Fulahs for their god, Féte, may properly raise the question whether, if there had arisen a quarrel between his party and the Fulahs in which he was worsted by one of their chiefs, there might not have grown up a legend akin to that which tells how the god Ares was worsted by Diomede; but it is highly improper to raise the question whether the story of Jacob’s struggle with the Lord had an origin of allied kind. [I-416] Here, however, pursuing the methods of science, and disregarding foregone conclusions, we must deal with the Hebrew conception in the same manner as with all others; and must ask whether it had not a kindred genesis.

What the primitive Semitic notion of a deity was, we may prepare ourselves to see by contemplating the notion of a deity which is entertained by wandering Semites at the present time. Already I have quoted from Mr. Palgrave one illustration of it, and here is another.

“ ‘What will you do on coming into God’s presence for judgment after so graceless a life?’ said I one day to a spirited young Sherarat. . . . ‘What will we do?’ was his unhesitating answer, ‘why, we will go up to God and salute him, and if he proves hospitable (gives us meat and tobacco), we will stay with him; if otherwise, we will mount our horses and ride off.’ . . . Were I not afraid of an indictment for profaneness, I might relate fifty similar anecdotes at least.”

Clearly, then, the existing Semitic idea of deity, is no higher than that which other races have shown us; and the question is, whether the ancient Semites had an idea not only absolutely unlike that of all other races but absolutely unlike that of their modern kindred.

To find a clear answer in traditions recorded by different writers at different dates—traditions with which are incorporated stories and conceptions derived from adjacent more civilized peoples; is of course difficult. The difficulty is increased by the established habit of carrying back developed ideas to the interpretation of early statements; as by commentators who explain away certain highly concrete descriptions of divine actions as “anthropomorphic language suited to the teaching of man in a state of simple and partial civilization.” If, however, we reject non-natural interpretations, and infer, as analogy warrants, that the most crudely anthropomorphic descriptions are the original ones, we shall find the difficulty less.

Abraham is described as doing that which primitive men, and especially nomads, are often compelled to do by [I-417] increase of numbers—leaving his kindred and migrating to a new dwelling-place: separating, as he afterwards separated from Lot, to get pasturage. That he thinks himself supernaturally prompted, apparently by a vision, recalls the ideas of kindred Semites now existing, of whom Baker tells us that “if in a dream a particular course of action is suggested, the Arab believes that God has spoken and directed him.” The new territory he migrates to, the story represents as made over to him; and the question is—Was Abraham dealing with a terrestrial potentate, or with the Power by which planets gravitate and stars shine?

The words applied to this giver of the territory are expressive simply of superiority. Elohim, in some cases translated gods, is applied also to kings, judges, powerful persons, and to other things great or high. So, too, Adonai is indiscriminately used (as “Lord” is among ourselves), to a being regarded as supernatural and to a living man. Kuenen says the meaning of Shaddai is “ ‘the mighty one,’ or perhaps still more exactly, ‘the violent one:’ ” a title harmonizing with the titles of Assyrian kings, who delight in comparing themselves to whirlwinds and floods. Even the more exalted names find their parallels in those of neighbouring rulers. When, in the cuneiform inscriptions, we find Tiglath-pileser called “king of kings, lord of lords,” we see that there is nothing exceptional in the title “god of gods, and lord of lords, a great god, a mighty and terrible:” a description implying that the Hebrew god is one of many, distinguished by his supremacy.

By this being who bears titles such as are borne by terrestrial potentates, Abraham is promised certain benefits to be given in return for homage. When he complains that the promise has not been fulfilled, he is pacified by renewed promises. Finally, a covenant is made—Abraham is to have “all the land of Canaan,” while the giver is “to be a god unto” him. The supposition that such an agreement was entered into between the First Cause of things and a shepherd [I-418] chief, would be an astounding one were it admissible; but it is excluded by the words used. The expression “a god” negatives the conception on either side of a supreme universal power. If, however, instead of supposing that “a god” is here used to mean a supernatural being, we suppose that it is used, as by the existing Arab, to mean a powerful ruler, the statement becomes consistent.

Still more clearly have we the same implications in the ceremony by which the covenant is established. Abraham, and each of his male descendants, and each of his male slaves, is circumcised. The mark of the covenant, observe, is to be borne not only by Abraham and those of his blood, but also by those of other blood whom he has bought. The mark is a strange one, and the extension of it is a strange one, if we assume it to be imposed by the Creator of the Universe, on a favoured man and his descendants; and on this assumption it is no less strange that the one transgression for which every “soul shall be cut off,” is not any crime, but is the neglect of this rite. Such a ceremony, however, insisted on by a living potentate under penalty of death, is not strange; for, as we shall hereafter see, circumcision is one of various mutilations imposed as marks on subject persons by terrestrial superiors.

And now, passing from collateral to direct evidence, observe the idea which Abraham is himself represented as forming of this being with whom he has covenanted. While he sat at his tent door, “three men stood by him.” Nothing implies that they were unlike other men or much unlike one another. He “bowed himself toward the ground,” and addressed one of them “my lord.” Asking them to rest and to wash their feet, he said he would “fetch a morsel of bread, and comfort ye your hearts.” So that, regarding them as tired, travel-stained, and hungry travellers, Abraham treats these “three men” according to those rites of hospitality still observed by the Arabs. There is no indication that Abraham suspects supernaturalness in any of the three; nor, [I-419] when Sarah laughs at the promise that she shall have a son, does it seem that she, either, imagines she is in the presence of anything more than a human being. It is true that Abraham, addressing this visitor with the title given to superior persons, believes him able to do things we class as supernatural—ascribes to him the character common to primitive potentates, who are frequently magicians as well as rulers, like Solomon—ascribes to him powers such as savages now think are possessed by Europeans. But though, while showing him the road to Sodom, Abraham talks in a way implying this belief, he implies no more. The question, mark, is not that which theologians raise—Who actually were these “three men?” was the chief of them Jehovah? or his angel? or the Son? The question is what Abraham thought; or is described as thinking by those who preserved the tradition. Either alternative has the same ultimate implication. If this person to whom Abraham salaams as his lord, with whom he has made the covenant, is a terrestrial ruler, as implied by the indirect evidence, the conclusion is reached that the ancient Semitic idea of a deity was like the modern Semitic idea cited above. And if, otherwise, Abraham conceives this person not as a local ruler but as the Maker of All Things, then he believes the Earth and the Heavens are produced by one who eats and drinks and feels weary after walking: his conception of a deity still remains identical with that of his modern representative, and with that of the uncivilized in general.

§ 203. And so the universality of anthropomorphism has the sufficient cause that the divine man as conceived, had everywhere for antecedent a powerful man as perceived. The abundant evidence above given that the primitive mind frames the notion in this way, may be enforced by facts showing that it fails to frame any other notion.

When Burton, encamped among the Eesa, heard an old woman with the toothache exclaiming, “O Allah, may thy [I-420] teeth ache like mine”—when he tells us that the wilder Bedouins ask where Allah is to be found that they may spear him, “because he lays waste their homes and kills their cattle”—when, according to Moffat, the Hottentots, notwithstanding missionary instruction, regard the Christian god as “a notable warrior of great physical strength”—when, as Hunter narrates, a Santal, responding to a missionary’s account of God’s omnipotence, said, “and what if that Strong One should eat me;” we are not only taught that the undeveloped mind conceives God as a powerful man, but that it is incapable of any higher conception. Even a people so cultured as the ancient Egyptians failed to conceive of gods as differing fundamentally from men. Says Renouf—“All the gods are liable to be forced to grant the prayers of men, through fear of threats which it is inconceivable to us that any intelligence but that of idiots should have believed.”

A like implication everywhere meets us in the aboriginal belief that gods are mortal. In a Quiché legend, given by Bancroft, we read—“so they died like gods; and each left to the sad and wondering men who were his servants, his garments for a memorial.” The writers of the Vedic hymns, says Muir, “looked upon the gods” as “confessedly mere created beings;” and they, like men, were made immortal by drinking soma. In the legend of Buddha it is stated that the prince, inquiring about a corpse, was told by his guide—“This is the final destiny of all flesh: gods and men, rich and poor, alike must die.” We saw that the Scandinavian gods died and were burnt—returning thereafter to Asgard. So, too, the Egyptian gods lived and died: there are frescoes at Philæ and at Abydos showing the burial of Osiris. And though in the Greek pantheon, the death of gods is exemplified only in the case of Pan, yet their original mortality is implied by the legends; for how could Apollo have been a slave to Laomedon, if he then had that power of assuming and throwing-off the material form at will, which is [I-421] possessed in common by the Greek god and the primitive ghost?

How deeply rooted are these ideas of deities, is further shown by the slowness with which culture changes them. Down to civilized times the Greeks thought of their gods as material persons. About 550 bc they believed in a living woman palmed upon them as Athene; and in 490 bc, to Phidippides on his way from Athens to Sparta, Pan, meeting him, complains of neglect. Mahomet had to forbid the adoration which certain of his followers offered him; and about ad 1000 the Caliph Hakem was worshipped while living, and is still worshipped by the Druses. Paul and Barnabas were treated as gods by the priest and people of Lystra. And the sculpture, painting, and literature of mediæval Europe, show how grossly anthropomorphic was the conception of deity which prevailed down to recent centuries. Only alluding to the familiar evidence furnished by the mystery-plays, it will suffice if I instance the Old-French verses which describe God’s illness as cured by laughter at a dancing rhymer (see Appendix A). Nor among some Catholic peoples are things much better now. Just as the existing savage beats his idol if his hopes are not fulfilled—just as the ancient Arcadian was apt “to scourge and prick Pan if he came back empty-handed from the chase;” so, an Italian peasant or artizan will occasionally vent his anger by thrashing a statue of the Madonna: as in Milan in Sept., 1873, and as at Rome not long before. Instead of its being true that ideas of deity such as are entertained by cultivated people, are innate; it is, contrariwise, true that they arise only at a comparatively advanced stage, as results of accumulated knowledge, greater intellectual grasp, and higher sentiment.

§ 204. Behind the supernatural being of this order, as behind supernatural beings of all other orders, we thus find that there has in every case been a human personality.

[I-422]

Anything which transcends the ordinary, a savage thinks of as supernatural or divine: the remarkable man among the rest. This remarkable man may be simply the remotest ancestor remembered as the founder of the tribe; he may be a chief famed for strength and bravery; he may be a medicine-man of great repute; he may be an inventor of something new. And then, instead of being a member of the tribe, he may be a superior stranger bringing arts and knowledge; or he may be one of a superior race predominating by conquest. Being at first one or other of these, regarded with awe during his life, he is regarded with increased awe after his death; and the propitiation of his ghost, becoming greater than the propitiation of ghosts which are less feared, develops into an established worship.

There is no exception then. Using the phrase ancestor-worship in its broadest sense as comprehending all worship of the dead, be they of the same blood or not, we conclude that ancestor-worship is the root of every religion. [*]

 


 

[I-423]

CHAPTER XXVI.

THE PRIMITIVE THEORY OF THINGS.

§ 205. That seeming chaos of puerile assumptions and monstrous inferences, making up the vast mass of superstitious beliefs everywhere existing, thus falls into order when, instead of looking back upon it from our advanced stand-point, we look forward upon it from the stand-point of the primitive man.

Interpreters of early conceptions err in ways like those in which teachers of the young err. Never having studied Psychology, the pedagogue has but the dimmest notion of his pupil’s mind; and, thinking of the undeveloped intellect as though it had ideas which only the developed intellect can have, he presents it with utterly incomprehensible facts—generalizations before there exist in it the things to be generalized, and abstractions while there are none of the concrete experiences from which such abstractions are derived: so causing bewilderment and an appearance of stupidity. Similarly, narrators of primitive legends and speculators about the superstitions of savages, carry with them the general notions civilization has developed, and, crediting the savage with these, either express an unreasoning wonder that he should think as he does, or else, seeking to explain his thoughts, give explanations which ascribe to him ideas he cannot have.

When, however, we cease to figure his mental processes in terms of our own, the confusion disappears. When, verifying [I-424] a priori inference by a posteriori proof, we recognize the fact that the primitive man does not distinguish natural from unnatural, possible from impossible; knows nothing of physical law, order, cause, etc.; and that while he shows neither rational surprise nor the curiosity which prompts examination, he lacks fit words for carrying on inquiry, as well as the requisite power of continued thinking; we see that instead of being a speculator and maker of explanations, he is at first an almost passive recipient of conclusions forced on him. Further, we find that he is inevitably betrayed into an initial error; and that this originates an erroneous system of thought which elaborates as he advances.

How natural is the evolution of this system of thought, we shall perceive on now recapitulating, in the briefest way, the results reached in the foregoing eighteen chapters.

§ 206. Changes in the sky and on the earth, occurring hourly, daily, and at shorter or longer intervals, go on in ways about which the savage knows nothing—unexpected appearances and disappearances, transmutations, metamorphoses. While seeming to show that arbitrariness characterizes all actions, these foster the notion of a duality in the things which become visible and vanish, or which transform themselves; and this notion is confirmed by experiences of shadows, reflections, and echoes.

The impressions thus produced by converse with external nature, favour a belief set up by a more definite experience—the experience of dreams. Having no conception of mind, the primitive man regards a dream as a series of actual occurrences: he did the things, went to the places, saw the persons, dreamt of. Untroubled by incongruities, he accepts the facts as they stand; and, in proportion as he thinks about them, is led to conceive a double which goes away during sleep and comes back. This conception of his own duality seems confirmed by the somnambulism occasionally witnessed.

[I-425]

More decisively does it seem confirmed by other abnormal insensibilities. In swoon, apoplexy, catalepsy, and the unconsciousness following violence, it appears that the other-self, instead of returning at call, will not return for periods varying from some minutes to some days. Occasionally after one of these states, the other-self tells what has happened in the interval; occasionally no account of its adventures can be got; and occasionally prolonged absence raises the doubt whether it has not gone away for an indefinite period.

The distinction between these conditions of temporary insensibility and the condition of permanent insensibility, is one which, sometimes imperceptible to instructed persons, cannot be perceived by the savage. The normal unconsciousness of sleep from which a man’s double is readily brought back, is linked by these abnormal kinds of unconsciousness from which the double is brought back with difficulty, to that lasting kind of unconsciousness from which the double cannot be brought back at all. Still, analogy leads the savage to infer that it will eventually come back. And here, recalling the remark often made among ourselves after a death, that it is difficult to believe the deceased, lying not more quietly than he has often done, will never move again, let me point out how powerful over the primitive mind must be the association between this sleep-like quiescence and the waking that habitually follows—an association which, even alone, must go far towards suggesting resurrection. Such resurrection, shown by the universal fear of the dead to be vaguely imagined even by the lowest races, becomes clearly imagined in proportion as the idea of a wandering duplicate is made definite by the dream-theory.

The second-self ascribed to each man, at first differs in nothing from its original. It is figured as equally visible, equally material; and no less suffers hunger, thirst, fatigue, pain. Indistinguishable from the person himself, capable of being slain, drowned, or otherwise destroyed a second [I-426] time, the original ghost, soul, or spirit, differentiates slowly in supposed nature. Having at the outset but a temporary second life, it gradually acquires a permanent one; while it deviates more and more in substance from body: becoming at length etherealized.

This double of the dead man, originally conceived as like him in all other respects, is conceived as having like occupations. If of predatory race, it fights and hunts as before; if of pastoral, it continues to tend cattle, and drink milk; if of agricultural, it resumes the business of sowing, reaping, etc. And from this belief in a second life thus like the first, and also like in the social arrangements it is subject to, there result the practices of leaving with the corpse food, drink, clothes, weapons, and of sacrificing at the grave domestic animals, wives, slaves.

The place in which this life after death is believed to be passed, varies with the antecedents of the race. Often ghosts are thought of as mingling with their descendants, and portions of meals are daily set aside for them; sometimes the adjacent forests are their imagined haunts, and they are supposed to consume the offerings of food left there; while in other cases the idea is that they have gone back to the region whence the race came. This other-world is reached by a journey over land, or down a river, or across the sea, towards this or that point of the compass, according as the traditions determine. Hence at the grave are left fit appliances for the journey—canoes for the voyage, or horses to ride, dogs to guide, weapons for defence, money and passports for security. And where burial on a mountain range entails belief in this as a residence of ancestral ghosts, or where such range has been held by a conquering race, the heavens, supposed to be accessible from the mountain-tops, come to be regarded as the other-world, or rather as one of the other-worlds.

The doubles of dead men, at first assumed to have but temporary second lives, do not, in that case, tend to form [I-427] in popular belief an accumulating host; but they necessarily tend to form such a host when permanent second lives are ascribed to them. Swarming everywhere, capable of appearing and disappearing at will, and working in ways that cannot be foreseen, they are thought of as the causes of all things which are strange, unexpected, inexplicable. Every deviation from the ordinary is attributed to their agency; and their agency is alleged even where what we call natural causation seems obvious.

Regarded as workers of remarkable occurrences in the surrounding world, they are regarded as workers also of unusual actions in living persons. The body, deserted by its other-self during insensibility, normal or abnormal, can then be entered by the other-self of someone else, living or dead; and hence to the malicious doubles of dead men are ascribed epilepsy and convulsions, delirium and insanity. Moreover, this theory of possession, accounting for all those bodily actions which the individual does not will, makes comprehensible such acts as sneezing, yawning, etc., and is extended to diseases at large and to death; which is habitually ascribed to an invisible enemy.

While the entrance of friendly spirits into men, giving supernatural strength or knowledge, is desired and prayed for, this entrance of spirits which inflict evils, physical and mental, is of course dreaded; and when it is believed to have occurred, expulsion is the only remedy. The exorcist, by loud noises, frightful grimaces, abominable stenches, etc., professes to drive out the malicious intruder. And this simple form of exorcism is followed by the developed form in which a more powerful spirit is called in to help. Whence, also, there eventually grow up the practices of the sorcerer; who, using means to coerce the souls of the dead, commissions them to work his evil ends.

But while primitive men, regarding themselves as at the mercy of surrounding ghosts, try to defend themselves by the aid of the exorcist and the sorcerer, who deal with ghosts [I-428] antagonistically; there is simultaneously adopted a contrary behaviour towards ghosts—a propitiation of them. Two opposite ways of treating the corpse show us the divergence of these two opposite policies. In some cases the avowed aim is to prevent revival of the deceased, so that he may not trouble the living: a kind of motive which, where he is supposed to have revived, prompts antagonistic dealings. But in most cases the avowed aim is to secure the welfare of the deceased on resuscitation: a kind of motive which prompts propitiatory observances.

Out of this motive and these observances come all forms of worship. Awe of the ghost makes sacred the sheltering structure for the tomb, and this grows into the temple; while the tomb itself becomes the altar. From provisions placed for the dead, now habitually and now at fixed intervals, arise religious oblations, ordinary and extraordinary—daily and at festivals. Immolations and mutilations at the grave, pass into sacrifices and offerings of blood at the altar of a deity. Abstinence from food for the benefit of the ghost, develops into fasting as a pious practice; and journeys to the grave with gifts, become pilgrimages to the shrine. Praises of the dead and prayers to them, grow into religious praises and prayers. And so every holy rite is derived from a funeral rite.

After finding that the earliest conception of a supernatural being, and the one which remains common to all races, is that of a ghost; and after finding that the ways of propitiating a ghost were in every case the originals of the ways of propitiating deities; the question was raised whether the ghost is not the type of supernatural being out of which all other types are evolved. The facts named in justification of an affirmative answer were of several classes. From the lips of primitive peoples themselves, were quoted proofs that out of ghost-worship in general, there grew up the worship of remote ancestral ghosts, regarded as creators or deities. Worship of deities so evolved, we found characterized ancient [I-429] societies in both hemispheres: co-existing in them with elaborate worship of the recent dead. Evidence was given that by the highest races as by the lowest, ancestor-worship, similarly practised, similarly originated deities; and we saw that it even now survives among the highest races, though overshadowed by a more developed worship. Concluding, then, that from worship of the dead every other kind of worship has arisen, we proceeded to examine those worships which do not externally resemble it, to see whether they have traceable kinships.

From the corpse receiving offerings before burial, to the embalmed body similarly cared for, and thence to figures formed partly of the dead man’s remains and partly of other things, we passed to figures wholly artificial: so finding that the effigy of a dead man supplied with food, etc., is then propitiated in place of him. Proof was found that this effigy of the dead man occasionally becomes the idol of a god; while this continued propitiation becomes an established worship of it. And since the doubles of the dead, believed to be present in these images of them, are the real objects to which offerings are made; it follows that all idolatry, hence arising, is a divergent development of ancestor-worship. This belief extends. Objects rudely resembling human beings, and supposed parts of human beings, as well as those which by contact with human bodies have absorbed their odour or spirit, come to be included; and so it results that resident ghosts are assumed in many things besides idols: especially those having extraordinary appearances, properties, actions. That the propitiation of the inhabiting ghosts, constituting fetichism, is thus a collateral result of the ghost-theory, is shown by various facts; but especially by the fact that fetichism is absent where the ghost-theory is absent or but little developed, and extends in proportion as the ghost-theory evolves.

It was demonstrated that animal-worship is another derivative form of ancestor-worship. Actual and apparent [I-430] metamorphoses occurring in the experiences of the savage, encourage belief in metamorphosis when anything suggests it: all races showing us that the transformation of men into animals and of animals into men, is a familiar thought. Hence house-haunting creatures are supposed to be the dead returned in new shapes; and creatures which frequent the burial-place are taken for disguised souls. Further, the widely-prevalent habit of naming men after animals, leads, by the inevitable misinterpretation of traditions, to beliefs in descent from animals. And thus the sacred animal, now treated with exceptional respect, now propitiated, now worshipped, acquires its divine character by identification with an ancestor, near or remote.

Similarly, plant-worship is the worship of a spirit originally human, supposed to be contained in the plant—supposed either because of the exciting effects of its products; or because misapprehended tradition raises the belief that the race descended from it; or because a misinterpreted name identifies it with an ancestor. Everywhere the plant-spirit is shown by its conceived human form, and ascribed human desires, to have originated from a human personality.

Even deification of the greater objects and powers in Nature has the same root. When it marks the place whence the race came, a mountain is described in tradition as the source or parent of the race, as is probably the sea in some cases; and both also give family names: worship of them as ancestors thus arising in two ways. Facts imply that the conception of the dawn as a person, results from the giving of Dawn as a birth-name. The personalization of stars and of constellations, we found associated among inferior races with the belief that they are beings who once lived on the Earth. So, too, is it with the Moon. Traditions of people in low stages tell of the Moon as having been originally a man or woman; and the Moon is still a source of birth-names among the uncivilized: the implication being that reverence for it is reverence for a departed person. Lastly, worship [I-431] of the Sun is derived in three ways from ancestor-worship. Here conquerors coming from the region of sunrise, and therefore called “children of the Sun,” come to regard the Sun as ancestor; and there Sun is either a birth-name or a metaphorical name given because of personal appearance, or because of achievements, or because of exalted position: whence identification with the Sun in tradition, and consequent Sun-worship.

Besides these aberrant developments of ancestor-worship which result from identification of ancestors with idols, animals, plants, and natural powers, there are direct developments of it. Out of the assemblage of ghosts, some evolve into deities who retain their anthropomorphic characters. As the divine and the superior are, in the primitive mind, equivalent ideas—as the living man and re-appearing ghost are at first confounded in early beliefs—as ghost and god are originally convertible terms; we may understand how a deity develops out of a powerful man, and out of the ghost of a powerful man, by small steps. Within the tribe the chief, the magician, or some one otherwise skilled, held in awe during his life as showing powers of unknown origin and extent, is feared in a higher degree when, after death, he gains the further powers possessed by all ghosts; and still more the stranger bringing new arts, as well as the conqueror of superior race, is treated as a superhuman being during life and afterwards worshipped as a yet greater superhuman being. Remembering that the most marvellous version of any story commonly obtains the greatest currency, and that so, from generation to generation, the deeds of such traditional persons grow by unchecked exaggerations eagerly listened to; we may see that in time any amount of expansion and idealization can be reached.

Thus, setting out with the wandering double which the dream suggests; passing to the double that goes away at death; advancing from this ghost, at first supposed to have but a transitory second life, to ghosts which exist permanently [I-432] and therefore accumulate; the primitive man is led gradually to people surrounding space with supernatural beings, small and great, which become in his mind causal agents for everything unfamiliar. And in carrying out the mode of interpretation initiated in this way, he is committed to the ever-multiplying superstitions we have traced out.

§ 207. How orderly is the genesis of these beliefs, will be seen on now observing that the Law of Evolution is as clearly exemplified by it as by every other natural process. I do not mean merely that a system of superstitions arises by continuous growth, each stage of which leads to the next; but I mean that the general formula of Evolution is conformed to by the changes gone through.

Integration is, in the first place, shown us by simple increase of mass. In extremely low tribes which have but faint and wavering beliefs in the doubles of the dead, there are no established groups of supposed supernatural beings. Among the more advanced, who hold that dead members of the tribe have temporary second lives, ghosts form an imagined assemblage which, though continually augmented, is continually dissolving away—a cluster which does not increase because the subtractions equal the additions. But when, later, there arises the belief that ghosts exist permanently, this cluster necessarily grows; and its growth becomes great in proportion both as the society enlarges and as traditions are longer preserved. Hence such a multiplication of supernatural beings that even the superior among them are scarcely numerable. Gomara tells us that “the gods of Mexico are said to number 2,000;” and with these must be joined the far more numerous demons, and spirits of undistinguished persons, recognized in every locality. A like immense growth was exhibited in ancient mythologies; and is now exhibited by the mythology of India, as well as by that of Japan. Along with this increase of mass, goes increase of coherence. The superstitions of the primitive man are loose and inconsistent: different members [I-433] of a tribe make different statements; and the same individual varies his interpretations as occasion suggests. But in course of time the beliefs are elaborated into a well-knit system. Further, the hypothesis to which the ghost-theory leads, initiated by anomalous occurrences, extends itself to all phenomena; so that the properties and actions of surrounding things, as well as the thoughts and feelings of men, are ascribed to unseen beings, who thus constitute a combined mechanism of causation.

While increasing in mass and in coherence, the supernatural aggregate increases in heterogeneity. Alike as ghosts are at first conceived to be, they become unlike as fast as the tribe grows, complicates, and begins to have a history: the ghost-fauna, almost homogeneous at the outset, differentiates. Originally, the only distinctions of good or bad among the doubles of the dead, are such as were shown by the living men; as are also the only unlikenesses of power. But there soon arise conceived contrasts in goodness between the ghosts of relatives and the ghosts of other persons; as well as stronger contrasts between friendly ghosts belonging to the tribe and malicious ghosts belonging to other tribes. When social ranks are established, there follow contrasts of rank and accompanying potency among supernatural beings; which, as legends expand, grow more and more marked. Eventually there is formed in this way a hierarchy of partially-deified ancestors, demigods, great gods, and among the great gods one who is supreme; while there is simultaneously formed a hierarchy of diabolical powers. Then come those further differentiations which specialize the functions and habitats of these supernatural beings; until each mythology has its major and minor presiding agents, from Apollo down to a dryad, from Thor down to a water-sprite, from a Saint down to a fairy. So that out of the originally small and almost uniform aggregate of supernatural beings, there gradually comes an aggregate as multiform as it is vast.

[I-434]

Change from the indefinite to the definite is no less clearly displayed. That early stage in which men show fear of the dead and yet do not themselves expect any future existence, shows us an extreme indefiniteness of the ghost-theory. Even after the ghost-theory is established the beliefs in the resulting supernatural beings, though strong, are indistinct. At the same time that Livingstone describes the people of Angola as “constantly deprecating the wrath of departed souls,” he says that they “have half-developed ideas and traditions of something or other, they know not what.” And kindred accounts of uncivilized races elsewhere, are given by various travellers. But with progress conceptions become clearer. The different kinds of supernatural beings grow more defined in their forms, dispositions, powers, habits; until, in developed mythologies, they are specifically, and even individually, distinguished by attributes precisely stated.

Undeniably, then, a system of superstitions evolves after the same manner as all other things. By continuous integration and differentiation, it is formed into an aggregate which, while increasing, passes from an indefinite incoherent homogeneity to a definite coherent heterogeneity. This correspondence is, indeed, inevitable. The law which is conformed to by the evolving human being, and which is consequently conformed to by the evolving human intelligence, is of necessity conformed to by all products of that intelligence. Showing itself in structures, and by implication in the functions of those structures, this law cannot but show itself in the concrete manifestations of those functions. Just as language, considered as an objective product, bears the impress of this subjective process; so, too, does that system of ideas concerning the nature of things, which the mind gradually elaborates.

So that in fact the hypothesis of Evolution absorbs the antagonist hypotheses preceding it, and strengthens itself by assimilating their components.

 


 

[I-435]

CHAPTER XXVII.

THE SCOPE OF SOCIOLOGY.

§ 208. Through the minds of some who are critical respecting logical order, there has doubtless passed the thought that, along with the Data of Sociology, the foregoing chapters have included much which forms a part of Sociology itself. Admitting an apparent justification for this objection, the reply is that in no case can the data of a science be stated before some knowledge of the science has been reached; and that the analysis which discloses the data cannot be made without reference to the aggregate of phenomena analyzed. For example, in Biology the explanation of functions implies knowledge of the various physical and chemical actions going on throughout the organism. Yet these actions become comprehensible only as fast as the relations of structures and reciprocities of functions become known; nay, they cannot even be described without reference to the vital actions interpreted by them. Similarly in Sociology, it is impossible to explain the origin and development of those ideas and sentiments which are leading agents in social evolution, without referring directly or by implication to the phases of that evolution.

The need for this preliminary statement of data, and the especial need for the latter part of it, will be seen when the results are gathered up, generalized, and formulated.

§ 209. After recognizing the truth that the phenomena of social evolution are determined partly by the external [I-436] actions to which the social aggregate is exposed, and partly by the natures of its units; and after observing that these two sets of factors are themselves progressively changed as the society evolves; we glanced at these two sets of factors in their original forms.

A sketch was given of the conditions, inorganic and organic, on various parts of the earth’s surface; showing the effects of cold and heat, of humidity and dryness, of surface, contour, soil, minerals, of floras and faunas. After seeing how social evolution in its earlier stages depends wholly on a favourable combination of circumstances; and after seeing that though, along with advancing development, there goes increasing independence of circumstances, these ever remain important factors; it was pointed out that while dealing with principles of evolution which are common to all societies, we might neglect those special external factors which determine some of their special characters.

Our attention was then directed to the internal factors as rude societies display them. An account was given of “The Primitive Man—Physical:” showing that by stature, structure, strength, as well as by callousness and lack of energy, he was ill fitted for overcoming the difficulties in the way of advance. Examination of “The Primitive Man—Emotional,” led us to see that his improvidence and his explosiveness, restrained but little by sociality and by the altruistic sentiments, rendered him unfit for co-operation. And then, in the chapter on “The Primitive Man—Intellectual,” we saw that while adapted by its active and acute perceptions to the needs of a wild life, his type of mind is deficient in the faculties required for progress in knowledge.

After recognizing these as general traits of the original social unit, we found that there remained to be noted certain more special traits, implied by his ideas and their accompanying sentiments. This led us to trace the genesis of those beliefs concerning his own nature and the nature of surrounding things, which were summed up in the last chapter. [I-437] And now observe the general conclusion reached. It is that while the conduct of the primitive man is in part determined by the feelings with which he regards men around him; it is in part determined by the feelings with which he regards men who have passed away. From these two sets of feelings, result two all-important sets of social factors. While the fear of the living becomes the root of the political control, the fear of the dead becomes the root of the religious control. On remembering how large a share the resulting ancestor-worship had in regulating life among the people who, in the Nile-valley, first reached a high civilization—on remembering that the ancient Peruvians were subject to a rigid social system rooted in an ancestor-worship so elaborate that the living might truly be called slaves of the dead—on remembering that in the lives of Greeks and Romans propitiation of the family and tribal manes was habitual—on remembering that in China, too, there has been, and still continues, a kindred worship generating kindred restraints; we shall recognize, in the fear of the dead, a social factor which is, at first, not less important, if indeed it is not more important, than the fear of the living.

And thus is made manifest the need for the foregoing account of the origin and development of this trait in the social units, by which co-ordination of their actions is rendered possible.

§ 210. Setting out with social units as thus conditioned, as thus constituted physically, emotionally, and intellectually, and as thus possessed of certain early-acquired notions and correlative feelings, the Science of Sociology has to give an account of all the phenomena that result from their combined actions.

The simplest of such combined actions are those by which the successive generations of units are produced, reared, and fitted for co-operation. The development of the family thus stands first in order. The ways in which the [I-438] fostering of offspring is influenced by promiscuity, by polyandry, by polygyny, and by monogamy, have to be traced; as have also the results of exogamous marriage and endogamous marriage. These, considered first as affecting the maintenance of the race in number and quality, have also to be considered as affecting the condition of adults. Moreover, beyond observing how the several forms of the sexual relations modify family-life, they have to be treated in connexion with public life; on which they act and which reacts on them. And then, after the sexual relations, there have to be similarly dealt with the parental and filial relations.

Sociology has next to describe and explain the rise and development of that political organization which in several ways regulates affairs—which combines the actions of individuals for purposes of tribal or national offence and defence; and which restrains them in certain of their dealings with one another, as also in certain of their dealings with themselves. It has to trace the relations of this co-ordinating and controlling apparatus, to the area occupied, to the amount and distribution of population, to the means of communication. It has to show the differences of form which this agency presents in the different social types, nomadic and settled, militant and industrial. It has to describe the changing relations between this regulative structure which is unproductive, and those structures which carry on production. It has also to set forth the connexions between, and reciprocal influences of, the institutions carrying on civil government, and the other governmental institutions simultaneously developing—the ecclesiastical and the ceremonial. And then it has to take account of those modifications which persistent political restraints are ever working in the characters of the social units, as well as the modifications worked by the reactions of these changed characters on the political organization.

There has to be similarly described the evolution of the ecclesiastical structures and functions. Commencing with [I-439] these as scarcely distinguished from the political structures and functions, their divergent developments must be traced. How the share of ecclesiastical agencies in political actions becomes gradually less; how, reciprocally, political agencies play a decreasing part in ecclesiastical actions; are phenomena to be set forth. How the internal organization of the priesthood, differentiating and integrating as the society grows, stands related in type to the co-existing organizations, political and other; and how changes of structure in it are connected with changes of structure in them; are also subjects to be dealt with. Further, there has to be shown the progressive divergence between the set of rules framed into civil law, and the set of rules which the ecclesiastical organization enforces; and in this second set of rules there has to be traced the divergence between those which become a code of religious ceremonial and those which become a code of ethical precepts. Once more, the science has to note how the ecclesiastical agency in its structure, functions, laws, and creed, stands related to the character of the people; and how the actions and reactions of the two mutually modify them.

The system of restraints whereby the minor actions of citizens are regulated, has also to be dealt with. Earlier than the political and ecclesiastical controls is the control embodied in ceremonial observances; which, beginning with propitiations that initiate acts of class-subordination, grow into rules of intercourse between man and man. The mutilations which mark conquest and become badges of servitude; the obeisances which are originally signs of submission made by the conquered; the titles which are words directly or metaphorically attributing mastery over those who utter them; the salutations which are also the flattering professions of subjection and implied inferiority—these, and some others, have to be traced in their genesis and development. The growth of the structure which maintains observances; the accumulation, complication, and increasing [I-440] definition of observances; and the resulting code of bye-laws of conduct, have to be severally delineated. These regulative arrangements, too, must be considered in their relations to co-existing regulative arrangements; with which they all along maintain a congruity in respect of coerciveness. And the reciprocal influences exercised by them on men’s natures, and by men’s natures on them, need setting forth.

Co-ordinating structures and functions having been treated, there have to be treated the structures and functions co-ordinated. The regulative and the operative are the two most generally contrasted divisions of every society; and the inquiries of highest importance concern the relations between them. The stages through which the industrial part passes, from its original union with the governmental part to its ultimate separateness, have to be studied. An allied subject of study is the growth of those regulative structures which the industrial part develops within itself. The producing activities of its units have to be directed; and the various forms of the directive apparatus have to be dealt with—the kinds of government under which separate groups of workers act; the kinds of government under which workers in the same business and of the same class are combined (eventually differentiating into guilds and into unions); and the kind of government which keeps in balance the activities of the various industrial structures. The relations between the types of these industrial governments and the types of the co-existing political and ecclesiastical governments, have to be considered at each successive stage; as have also the relations between each type and the natures of the citizens: there being here, too, a reciprocity of influences. After the regulative part of the industrial organization comes the operative part; also presenting its successive stages of evolution. The separation of the distributive system from the productive system having been first traced, there has to be traced the growing division of [I-441] labour within each—the rise of grades and kinds of distributors as well as grades and kinds of producers. And then there have to be added the effects which the developing and differentiating industries produce on one another—the advances of the industrial arts themselves, caused by mutual help.

These developments of the structures and functions which make up the organization and life of each society, having been followed out, we have then to follow out certain associated developments which aid, and are aided by, social evolution—the developments of language, knowledge, morals, æsthetics. Linguistic progress has to be considered first as displayed in language itself, while passing from a relatively incoherent, indefinite, homogeneous state, to states that are successively more coherent, definite, and heterogeneous. We have to note how increasing social complexity conduces to increasing complexity of language; and how, as a society becomes settled, its language acquires permanence. The connexion between the developments of words and sentences and the correlative developments of thought which they aid, and which are aided by them, has to be observed: the reciprocity being traced in the increasing multiplicity, variety, exactness, which each helps the other to gain. Progress in intelligence, thus associated with progress in language, has also to be treated as accompanying social progress; which, while furthering it, is furthered by it. From experiences which accumulate, come comparisons leading to generalizations of simple kinds. Gradually the ideas of uniformity, order, and cause, becoming nascent, gain clearness with each fresh truth established. And while there has to be noted the connexion between each phase of science and the concomitant phase of social life, there have also to be noted the stages through which, within the body of science itself, there is an advance from a few, simple, incoherent truths, to a number of specialized sciences forming an aggregate of truths that are multitudinous, [I-442] varied, exact, coherent. The emotional modifications which accompany social modifications, both as causes and as consequences, also demand separate attention. Besides observing the interactions of the social state and the moral state, we have to observe the associated modifications of those moral codes in which moral feelings get their intellectual expression. The kind of behaviour which each kind of régime necessitates, finds for itself a justification which acquires an ethical character; and hence systems of ethics must be dealt with in their social dependences. Then come the groups of phenomena we call æsthetic; which, as exhibited in art-products and in the correlative sentiments, have to be studied in their respective evolutions internally considered, and in the relations of those evolutions to accompanying social phenomena. Diverging as they do from a common root, architecture, sculpture, painting, together with dancing, music, and poetry, have to be severally treated as connected with the political and ecclesiastical stages, with the co-existing phases of moral sentiment, and with the degrees of intellectual advance.

Finally we have to consider the inter-dependence of structures, and functions, and products, taken in their totality. Among these many groups of phenomena there is a concensus; and the highest achievement in Sociology is so to grasp the vast heterogeneous aggregate, as to see how the character of each group at each stage is determined partly by its own antecedents and partly by the past and present actions of the rest upon it.

§ 211. But now before trying to explain these most involved phenomena, we must learn by inspection the relations of co-existence and sequence in which they stand to one another. By comparing societies of different kinds, and societies in different stages, we must ascertain what traits of size, structure, function, etc., are associated. In other [I-443] words, before deductive interpretation of the general truths, there must come inductive establishment of them.

Here, then, ending preliminaries, let us examine the facts of Sociology, for the purpose of seeing into what empirical generalizations they may be arranged.

 


 

PART II.

THE INDUCTIONS OF SOCIOLOGY.

[I-447]

CHAPTER I.

WHAT IS A SOCIETY?

§ 212. This question has to be asked and answered at the outset. Until we have decided whether or not to regard a society as an entity; and until we have decided whether, if regarded as an entity, a society is to be classed as absolutely unlike all other entities or as like some others; our conception of the subject-matter before us remains vague.

It may be said that a society is but a collective name for a number of individuals. Carrying the controversy between nominalism and realism into another sphere, a nominalist might affirm that just as there exist only the members of a species, while the species considered apart from them has no existence; so the units of a society alone exist, while the existence of the society is but verbal. Instancing a lecturer’s audience as an aggregate which by disappearing at the close of the lecture, proves itself to be not a thing but only a certain arrangement of persons, he might argue that the like holds of the citizens forming a nation.

But without disputing the other steps of his argument, the last step may be denied. The arrangement, temporary in the one case, is permanent in the other; and it is the permanence of the relations among component parts which constitutes the individuality of a whole as distinguished from the individualities of its parts. A mass broken into fragments ceases to be a thing; while, conversely, the stones, [I-448] bricks, and wood, previously separate, become the thing called a house if connected in fixed ways.

Thus we consistently regard a society as an entity, because, though formed of discrete units, a certain concreteness in the aggregate of them is implied by the general persistence of the arangements among them throughout the area occupied. And it is this trait which yields our idea of a society. For, withholding the name from an ever-changing cluster such as primitive men form, we apply it only where some constancy in the distribution of parts has resulted from settled life.

§ 213. But now, regarding a society as a thing, what kind of thing must we call it? It seems totally unlike every object with which our senses acquaint us. Any likeness it may possibly have to other objects, cannot be manifest to perception, but can be discerned only by reason. If the constant relations among its parts make it an entity; the question arises whether these constant relations among its parts are akin to the constant relations among the parts of other entities. Between a society and anything else, the only conceivable resemblance must be one due to parallelism of principle in the arrangement of components.

There are two great classes of aggregates with which the social aggregate may be compared—the inorganic and the organic. Are the attributes of a society in any way like those of a not-living body? or are they in any way like those of a living body? or are they entirely unlike those of both?

The first of these questions needs only to be asked to be answered in the negative. A whole of which the parts are alive, cannot, in its general characters, be like lifeless wholes. The second question, not to be thus promptly answered, is to be answered in the affirmative. The reasons for asserting that the permanent relations among the parts of a society, are analogous to the permanent relations among the parts of a living body, we have now to consider.

 


 

[I-449]

CHAPTER II.

A SOCIETY IS AN ORGANISM.

§ 214. When we say that growth is common to social aggregates and organic aggregates, we do not thus entirely exclude community with inorganic aggregates. Some of these, as crystals, grow in a visible manner; and all of them, on the hypothesis of evolution, have arisen by integration at some time or other. Nevertheless, compared with things we call inanimate, living bodies and societies so conspicuously exhibit augmentation of mass, that we may fairly regard this as characterizing them both. Many organisms grow throughout their lives; and the rest grow throughout considerable parts of their lives. Social growth usually continues either up to times when the societies divide, or up to times when they are overwhelmed.

Here, then, is the first trait by which societies ally themselves with the organic world and substantially distinguish themselves from the inorganic world.

§ 215. It is also a character of social bodies, as of living bodies, that while they increase in size they increase in structure. Like a low animal, the embryo of a high one has few distinguishable parts; but while it is acquiring greater mass, its parts multiply and differentiate. It is thus with a society. At first the unlikenesses among its groups of units are inconspicuous in number and degree; but as population [I-450] augments, divisions and sub-divisions become more numerous and more decided. Further, in the social organism as in the individual organism, differentiations cease only with that completion of the type which marks maturity and precedes decay.

Though in inorganic aggregates also, as in the entire Solar System and in each of its members, structural differentiations accompany the integrations; yet these are so relatively slow, and so relatively simple, that they may be disregarded. The multiplication of contrasted parts in bodies politic and in living bodies, is so great that it substantially constitutes another common character which marks them off from inorganic bodies.

§ 216. This community will be more fully appreciated on observing that progressive differentiation of structures is accompanied by progressive differentiation of functions.

The divisions, primary, secondary, and tertiary, which arise in a developing animal, do not assume their major and minor unlikenesses to no purpose. Along with diversities in their shapes and compositions go diversities in the actions they perform: they grow into unlike organs having unlike duties. Assuming the entire function of absorbing nutriment at the same time that it takes on its structural characters, the alimentary system becomes gradually marked off into contrasted portions; each of which has a special function forming part of the general function. A limb, instrumental to locomotion or prehension, acquires divisions and sub-divisions which perform their leading and their subsidiary shares in this office. So is it with the parts into which a society divides. A dominant class arising does not simply become unlike the rest, but assumes control over the rest; and when this class separates into the more and the less dominant, these, again, begin to discharge distinct parts of the entire control. With the classes whose actions are controlled it is the same. The various groups into which they [I-451] fall have various occupations: each of such groups also, within itself, acquiring minor contrasts of parts along with minor contrasts of duties.

And here we see more clearly how the two classes of things we are comparing, distinguish themselves from things of other classes; for such differences of structure as slowly arise in inorganic aggregates, are not accompanied by what we can fairly call differences of function.

§ 271. Why in a body politic and in a living body, these unlike actions of unlike parts are properly regarded by us as functions, while we cannot so regard the unlike actions of unlike parts in an inorganic body, we shall perceive on turning to the next and most distinctive common trait.

Evolution establishes in them both, not differences simply, but definitely-connected differences—differences such that each makes the others possible. The parts of an inorganic aggregate are so related that one may change greatly without appreciably affecting the rest. It is otherwise with the parts of an organic aggregate or of a social aggregate. In either of these, the changes in the parts are mutually determined, and the changed actions of the parts are mutually dependent. In both, too, this mutuality increases as the evolution advances. The lowest type of animal is all stomach, all respiratory surface, all limb. Development of a type having appendages by which to move about or lay hold of food, can take place only if these appendages, losing power to absorb nutriment directly from surrounding bodies, are supplied with nutriment by parts which retain the power of absorption. A respiratory surface to which the circulating fluids are brought to be aerated, can be formed only on condition that the concomitant loss of ability to supply itself with materials for repair and growth, is made good by the development of a structure bringing these materials. Similarly in a society. What we call with perfect propriety its organization, necessarily implies traits of the same kind. [I-452] While rudimentary, a society is all warrior, all hunter, all hut-builder, all tool-maker: every part fulfils for itself all needs. Progress to a stage characterized by a permanent army, can go on only as there arise arrangements for supplying that army with food, clothes, and munitions of war by the rest. If here the population occupies itself solely with agriculture and there with mining—if these manufacture goods while those distribute them, it must be on condition that in exchange for a special kind of service rendered by each part to other parts, these other parts severally give due proportions of their services.

This division of labour, first dwelt on by political economists as a social phenomenon, and thereupon recognized by biologists as a phenomenon of living bodies, which they called the “physiological division of labour,” is that which in the society, as in the animal, makes it a living whole. Scarcely can I emphasize enough the truth that in respect of this fundamental trait, a social organism and an individual organism are entirely alike. When we see that in a mammal, arresting the lungs quickly brings the heart to a stand; that if the stomach fails absolutely in its office all other parts by-and-by cease to act; that paralysis of its limbs entails on the body at large death from want of food, or inability to escape; that loss of even such small organs as the eyes, deprives the rest of a service essential to their preservation; we cannot but admit that mutual dependence of parts is an essential characteristic. And when, in a society, we see that the workers in iron stop if the miners do not supply materials; that makers of clothes cannot carry on their business in the absence of those who spin and weave textile fabrics; that the manufacturing community will cease to act unless the food-producing and food-distributing agencies are acting; that the controlling powers, governments, bureaux, judicial officers, police, must fail to keep order when the necessaries of life are not supplied to them by the parts kept in order; we are obliged to say that this [I-453] mutual dependence of parts is similarly rigorous. Unlike as the two kinds of aggregates otherwise are, they are unlike in respect of this fundamental character, and the characters implied by it.

§ 218. How the combined actions of mutually-dependent parts constitute life of the whole, and how there hence results a parallelism between social life and animal life, we see still more clearly on learning that the life of every visible organism is constituted by the lives of units too minute to be seen by the unaided eye.

An undeniable illustration is furnished by the strange order Myxomycetes. The spores or germs produced by one of these forms, become ciliated monads, which, after a time of active locomotion, change into shapes like those of amœbæ, move about, take in nutriment, grow, multiply by fission. Then these amœba-form individuals swarm together, begin to coalesce into groups, and these groups to coalesce with one another: making a mass sometimes barely visible, sometimes as big as the hand. This plasmodium, irregular, mostly reticulated, and in substance gelatinous, itself exhibits movements of its parts like those of a gigantic rhizopod, creeping slowly over surfaces of decaying matters, and even up the stems of plants. Here, then, union of many minute living individuals to form a relatively vast aggregate in which their individualities are apparently lost, but the life of which results from combination of their lives, is demonstrable.

In other cases, instead of units which, originally discrete, lose their individualities by aggregation, we have units which, arising by multiplication from the same germ, do not part company, but nevertheless display their separate lives very clearly. A growing sponge has its horny fibres clothed with a gelatinous substance; and the microscope shows this to consist of moving monads. We cannot deny life to the sponge as a whole, for it shows us some corporate [I-454] actions. The outer amœba-form units partially lose their individualities by fusion into a protective layer or skin; the supporting framework of fibres is produced by the joint agency of the monads; and from their joint agency also result those currents of water which are drawn in through the smaller orifices and expelled through the larger. But while there is thus shown a feeble aggregate life, the lives of the myriads of component units are very little subordinated: these units form, as it were, a nation having scarcely any sub-division of functions. Or, in the words of Professor Huxley, “the sponge represents a kind of subaqueous city, where the people are arranged about the streets and roads, in such a manner, that each can easily appropriate his food from the water as it passes along.” Again, in the hydroid polype Myriothela, “pseudopodial processes are being constantly projected from the walls of the alimentary canal into its cavity;” and these Dr. Allman regards as processes from the cells forming the walls, which lay hold of alimentary matter just as those of an amœba do. The like may be seen in certain planarian worms.

Even in the highest animals there remains traceable this relation between the aggregate life and the lives of components. Blood is a liquid in which, along with nutritive matters, circulate innumerable living units—the blood corpuscles. These have severally their life-histories. During its first stage each of them, then known as a white corpuscle, makes independent movements like those of an amœba; it “may be fed with coloured food, which will then be seen to have accumulated in the interior;” “and in some cases the colourless blood-corpuscles have actually been seen to devour their more diminutive companions, the red ones.” Nor is this individual life of the units provable only where flotation in a liquid allows its signs to be readily seen. Sundry mucous surfaces, as those of the air passages, are covered with what is called ciliated epithelium—a layer of minute elongated cells packed side by side, and [I-455] each bearing on its exposed end several cilia continually in motion. The wavings of these cilia are essentially like those of the monads which live in the passages running through a sponge; and just as the joint action of these ciliated sponge-monads propels the current of water, so does the joint action of the ciliated epithelium-cells move forward the mucous secretion covering them. If there needs further proof that these epithelium-cells have independent lives, we have it in the fact that when detached and placed in a fit menstruum, they “move about with considerable rapidity for some time, by the continued vibrations of the cilia with which they are furnished.”

On thus seeing that an ordinary living organism may be regarded as a nation of units which live individually, and have many of them considerable degrees of independence, we shall have the less difficulty in regarding a nation of human beings as an organism.

§ 219. The relation between the lives of the units and the life of the aggregate, has a further character common to the two cases. By a catastrophe the life of the aggregate may be destroyed without immediately destroying the lives of all its units; while, on the other hand, if no catastrophe abridges it, the life of the aggregate is far longer than the lives of its units.

In a cold-blooded animal, ciliated cells perform their motions with perfect regularity long after the creature they are part of has become motionless. Muscular fibres retain their power of contracting under stimulation. The cells of secreting organs go on pouring out their product if blood is artificially supplied to them. And the components of an entire organ, as the heart, continue their co-operation for many hours after its detachment. Similarly, arrest of those commercial activities, governmental co-ordinations, etc., which constitute the corporate life of a nation, may be caused, say by an inroad of barbarians, without immediately [I-456] stopping the actions of all the units. Certain classes of these, especially the widely-diffused ones engaged in food-production, may long survive and carry on their individual occupations.

On the other hand, the minute living elements composing a developed animal, severally evolve, play their parts, decay, and are replaced, while the animal as a whole continues. In the deep layer of the skin, cells are formed by fission which, as they enlarge, are thrust outwards, and, becoming flattened to form the epidermis, eventually exfoliate, while the younger ones beneath take their places. Liver-cells, growing by imbibition of matters from which they separate the bile, presently die, and their vacant seats are occupied by another generation. Even bone, though so dense and seemingly inert, is permeated by blood-vessels carrying materials to replace old components by new ones. And the replacement, rapid in some tissues and in others slow, goes on at such rate that during the continued existence of the entire body, each portion of it has been many times over produced and destroyed. Thus it is also with a society and its units. Integrity of the whole as of each large division is perennially maintained, notwithstanding the deaths of component citizens. The fabric of living persons which, in a manufacturing town, produces some commodity for national use, remains after a century as large a fabric, though all the masters and workers who a century ago composed it have long since disappeared. Even with minor parts of this industrial structure the like holds. A firm that dates from past generations, still carrying on business in the name of its founder, has had all its members and employés changed one by one, perhaps several times over; while the firm has continued to occupy the same place and to maintain like relations with buyers and sellers. Throughout we find this. Governing bodies, general and local, ecclesiastical corporations, armies, institutions of all orders down to guilds, clubs, philanthropic associations, etc., [I-457] show us a continuity of life exceeding that of the persons constituting them. Nay, more. As part of the same law, we see that the existence of the society at large exceeds in duration that of some of these compound parts. Private unions, local public bodies, secondary national institutions, towns carrying on special industries, may decay, while the nation, maintaining its integrity, evolves in mass and structure.

In both cases, too, the mutually-dependent functions of the various divisions, being severally made up of the actions of many units, it results that these units dying one by one, are replaced without the function in which they share being sensibly affected. In a muscle, each sarcous element wearing out in its turn, is removed and a substitution made while the rest carry on their combined contractions as usual; and the retirement of a public official or death of a shopman, perturbs inappreciably the business of the department, or activity of the industry, in which he had a share.

Hence arises in the social organism, as in the individual organism, a life of the whole quite unlike the lives of the units; though it is a life produced by them.

§ 220. From these likenesses between the social organism and the individual organism, we must now turn to an extreme unlikeness. The parts of an animal form a concrete whole; but the parts of a society form a whole which is discrete. While the living units composing the one are bound together in close contact, the living units composing the other are free, are not in contact, and are more or less widely dispersed. How, then, can there be any parallelism?

Though this difference is fundamental and apparently puts comparison out of the question, yet examination proves it to be less than it seems. Presently I shall have to point out that complete admission of it consists with maintenance of the alleged analogy; but we will first observe how one who thought it needful, might argue that even in this respect there is a smaller contrast than a cursory glance shows.

[I-458]

He might urge that the physically-coherent body of an animal is not composed all through of living units; but that it consists in large measure of differentiated parts which the vitally active parts have formed, and which thereafter become semi-vital and in some cases un-vital. Taking as an example the protoplasmic layer underlying the skin, he might say that while this consists of truly living units, the cells produced in it, changing into epithelium scales, become inert protective structures; and pointing to the insensitive nails, hair, horns, etc., arising from this layer, he might show that such parts, though components of the organism, are hardly living components. Carrying out the argument, he would contend that elsewhere in the body there exist such protoplasmic layers, from which grow the tissues composing the various organs—layers which alone remain fully alive, while the structures evolved from them lose their vitality in proportion as they are specialized: instancing cartilage, tendon, and connective tissue, as showing this in conspicuous ways. From all which he would draw the inference that though the body forms a coherent whole, its essential units, taken by themselves, form a whole which is coherent only throughout the protoplasmic layers.

And then would follow the facts showing that the social organism, rightly conceived, is much less discontinuous than it seems. He would contend that as, in the individual organism, we include with the fully living parts, the less living and not living parts which co-operate in the total activities; so, in the social organism, we must include not only those most highly vitalized units, the human beings, who chiefly determine its phenomena, but also the various kinds of domestic animals, lower in the scale of life, which, under the control of man, co-operate with him, and even those far inferior structures, the plants, which, propagated by human agency, supply materials for animal and human activities. In defence of this view he would point out how largely these lower classes of organisms, co-existing [I-459] with men in societies, affect the structures and activities of the societies—how the traits of the pastoral type depend on the natures of the creatures reared; and how in settled societies the plants producing food, materials for textile fabrics, etc., determine certain kinds of social arrangements and actions. After which he might insist that since the physical characters, mental natures, and daily doings, of the human units, are, in part, moulded by relations to these animals and vegetals, which, living by their aid and aiding them to live, enter so much into social life as even to be cared for by legislation, these lower forms cannot rightly be excluded from the conception of the social organism. Hence would come his conclusion that when, with human beings, are incorporated the less vitalized beings, animal and vegetal, covering the surface occupied by the society, there results an aggregate having a continuity of parts more nearly approaching to that of an individual organism; and which is also like it in being composed of local aggregations of highly vitalized units, imbedded in a vast aggregation of units of various lower degrees of vitality, which are, in a sense, produced by, modified by, and arranged by, the higher units.

But without accepting this view, and admitting that the discreteness of the social organism stands in marked contrast with the concreteness of the individual organism, the objection may still be adequately met.

§ 221. Though coherence among its parts is a prerequisite to that co-operation by which the life of an individual organism is carried on; and though the members of a social organism, not forming a concrete whole, cannot maintain co-operation by means of physical influences directly propagated from part to part; yet they can and do maintain co-operation by another agency. Not in contact, they nevertheless affect one another through intervening spaces, both by emotional language and by the language, oral [I-460] and written, of the intellect. For carrying on mutually-dependent actions, it is requisite that impulses, adjusted in their kinds, amounts, and times, shall be conveyed from part to part. This requisite is fulfilled in living bodies by molecular waves, that are indefinitely diffused in low types, and in high types are carried along definite channels (the function of which has been significantly called inter-nuncial). It is fulfilled in societies by the signs of feelings and thoughts, conveyed from person to person; at first in vague ways and only through short distances, but afterwards more definitely and through greater distances. That is to say, the inter-nuncial function, not achievable by stimuli physically transferred, is nevertheless achieved by language—emotional and intellectual.

That mutual dependence of parts which constitutes organization is thus effectually established. Though discrete instead of concrete, the social aggregate is rendered a living whole.

§ 222. But now, on pursuing the course of thought opened by this objection and the answer to it, we arrive at an implied contrast of great significance—a contrast fundamentally affecting our idea of the ends to be achieved by social life.

Though the discreteness of a social organism does not prevent sub-division of functions and mutual dependence of parts, yet it does prevent that differentiation by which one part becomes an organ of feeling and thought, while other parts become insensitive. High animals of whatever class are distinguished from low ones by complex and well-integrated nervous systems. While in inferior types the minute scattered ganglia may be said to exist for the benefit of other structures, the concentrated ganglia in superior types are the structures for the benefit of which the rest may be said to exist. Though a developed nervous system so directs the actions of the whole body as to preserve its integrity; yet [I-461] the welfare of the nervous system is the ultimate object of all these actions: damage to any other organ being serious in proportion as it immediately or remotely entails that pain or loss of pleasure which the nervous system suffers. But the discreteness of a society negatives differentiations carried to this extreme. In an individual organism the minute living units, most of them permanently localized, growing up, working, reproducing, and dying away in their respective places, are in successive generations moulded to their respective functions; so that some become specially sentient and others entirely insentient. But it is otherwise in a social organism. The units of this, out of contact and much less rigidly held in their relative positions, cannot be so much differentiated as to become feelingless units and units which monopolize feeling. There are, indeed, traces of such a differentiation. Human beings are unlike in the amounts of sensation and emotion producible in them by like causes: here callousness, here susceptibility, is a characteristic. The mechanically-working and hard-living units are less sensitive than the mentally-working and more protected units. But while the regulative structures of the social organism tend, like those of the individual organism, to become specialized as seats of feeling, the tendency is checked by want of that physical cohesion which brings fixity of function; and it is also checked by the continued need for feeling in the mechanically-working units for the due discharge of their functions.

Hence, then, a cardinal difference in the two kinds of organisms. In the one, consciousness is concentrated in a small part of the aggregate. In the other, it is diffused throughout the aggregate: all the units possess the capacities for happiness and misery, if not in equal degrees, still in degrees that approximate. As, then, there is no social sensorium, the welfare of the aggregate, considered apart from that of the units, is not an end to be sought. The society exists for the benefit of its members; not its members [I-462] for the benefit of the society. It has ever to be remembered that great as may be the efforts made for the prosperity of the body politic, yet the claims of the body politic are nothing in themselves, and become something only in so far as they embody the claims of its component individuals.

§ 223. From this last consideration, which is a digression rather than a part of the argument, let us now return and sum up the reasons for regarding a society as an organism.

It undergoes continuous growth. As it grows, its parts become unlike: it exhibits increase of structure. The unlike parts simultaneously assume activities of unlike kinds. These activities are not simply different, but their differences are so related as to make one another possible. The reciprocal aid thus given causes mutual dependence of the parts. And the mutually-dependent parts, living by and for one another, form an aggregate constituted on the same general principle as is an individual organism. The analogy of a society to an organism becomes still clearer on learning that every organism of appreciable size is a society; and on further learning that in both, the lives of the units continue for some time if the life of the aggregate is suddenly arrested, while if the aggregate is not destroyed by violence, its life greatly exceeds in duration the lives of its units. Though the two are contrasted as respectively discrete and concrete, and though there results a difference in the ends subserved by the organization, there does not result a difference in the laws of the organization: the required mutual influences of the parts, not transmissible in a direct way, being, in a society, transmitted in an indirect way.

Having thus considered in their most general forms the reasons for regarding a society as an organism, we are prepared for following out the comparison in detail.

 


 

[I-463]

CHAPTER III.

SOCIAL GROWTH.

§ 224. Societies, like living bodies, begin as germs—originate from masses which are extremely minute in comparison with the masses some of them eventually reach. That out of small wandering hordes have arisen the largest societies, is a conclusion not to be contested. The implements of pre-historic peoples, ruder even than existing savages use, imply absence of those arts by which alone great aggregations of men are made possible. Religious ceremonies that survived among ancient historic races, pointed back to a time when the progenitors of those races had flint knives, and got fire by rubbing together pieces of wood; and must have lived in such small clusters as are alone possible before the rise of agriculture.

The implication is that by integrations, direct and indirect, there have in course of time been produced social aggregates a million times in size the aggregates which alone existed in the remote past. Here, then, is a growth reminding us, by its degree, of growth in living bodies.

§ 225. Between this trait of organic evolution and the answering trait of super-organic evolution, there is a further parallelism: the growths in aggregates of different classes are extremely various in their amounts.

[I-464]

Glancing over the entire assemblage of animal types, we see that the members of one large class, the Protozoa, rarely increase beyond that microscopic size with which every higher animal begins. Among the multitudinous kinds of Cœlenterata, the masses range from that of the small Hydra to that of the large Medusa. The annulose and molluscous types, respectively show us immense contrasts between their superior and inferior members. And the vertebrate animals, much larger on the average than the rest, display among themselves enormous differences.

Kindred unlikenesses of size strike us when we contemplate the entire assemblage of human societies. Scattered over many regions there are minute hordes—still extant samples of the primordial type of society. We have Wood-Veddahs living sometimes in pairs, and only now and then assembling; we have Bushmen wandering about in families, and forming larger groups but occasionally; we have Fuegians clustered by the dozen or the score. Tribes of Australians, of Tasmanians, of Andamanese, are variable within the limits of perhaps twenty to fifty. And similarly, if the region is inhospitable, as with the Esquimaux, or if the arts of life are undeveloped, as with the Digger-Indians, or if adjacent higher races are obstacles to growth, as with Indian Hill-tribes like the Juangs, this limitation to primitive size continues. Where a fruitful soil affords much food, and where a more settled life, leading to agriculture, again increases the supply of food, we meet with larger social aggregates: instance those in the Polynesian Islands and in many parts of Africa. Here a hundred or two, here several thousands, here many thousands, are held together more or less completely as one mass. And then in the highest socities, instead of partially-aggregated thousands, we have completely-aggregated millions.

§ 226. The growths of individual and social organisms are allied in another respect. In each case size augments by [I-465] two processes, which go on sometimes separately, sometimes together. There is increase by simple multiplication of units, causing enlargement of the group; there is increase by union of groups, and again by union of groups of groups. The first parallelism is too simple to need illustration; but the facts which show us the second must be set forth.

Organic integration, treated of at length in the Principles of Biology, §§ 180—211, must be here summarized to make the comparison intelligible. The compounding and re-compounding, as shown us throughout the vegetal kingdom, may be taken first, as most easily followed. Plants of the lowest orders are minute cells, some kinds of which in their myriads colour stagnant waters, and others compose the green films on damp surfaces. By clusterings of such cells are formed small threads, discs, globes, etc.; as well as amorphous masses and laminated masses. One of these last (called a thallus when scarcely at all differentiated, as in a sea-weed, and called a frond in cryptogams that have some structure), is an extensive but simple group of the protophytes first named. Temporarily united in certain low cryptogams, fronds become permanently united in higher cryptogams: then forming a series of foliar surfaces joined by a creeping stem. Out of this comes the phænogamic axis—a shoot with its foliar organs or leaves. That is to say, there is now a permanent cluster of clusters. And then, as these axes develop lateral axes, and as these again branch, the compounding advances to higher stages. In the animal-kingdom the like happens; though in a less regular and more disguised manner. The smallest animal, like the smallest plant, is essentially a minute group of living molecules. There are many forms and stages showing us the clustering of such smallest animals. Sometimes, as in the compound Vorticellæ and in the Sponges, their individualities are scarcely at all masked; but as evolution of the composite aggregate advances, the individualities of the component aggregates become less distinct. In some Cœlenterata, [I-466] though they retain considerable independence, which they show by moving about like Amœbæ when separated, they have their individualities mainly merged in that of the aggregate formed of them: instance the common Hydra. Tertiary aggregates similarly result from the massing of secondary ones. Sundry modes and phases of the process are observable among cœlenterate types. There is the branched hydroid, in which the individual polypes preserve their identities, and the polypidom merely holds them together; and there are forms, such as Velella, in which the polypes have been so modified and fused, that their individualities were long unrecognized. Again, among the Molluscoida we have feebly-united tertiary aggregates in the Salpidæ; while we have, in the Botryllidæ, masses in which the tertiary aggregate, greatly consolidated, obscures the individualities of the secondary aggregates. So, too, is it with certain annuloid types; and, as I have sought to show, with the Annulosa generally. (Prin. of Biol., § 205.)

Social growth proceeds by an analogous compounding and re-compounding. The primitive social group, like the primitive group of living molecules with which organic evolution begins, never attains any considerable size by simple increase. Where, as among Fuegians, the supplies of wild food yielded by an inclement habitat will not enable more than a score or so to live in the same place—where, as among Andamanese, limited to a strip of shore backed by impenetrable bush, forty is about the number of individuals who can find prey without going too far from their temporary abode—where, as among Bushmen, wandering over barren tracts, small hordes are alone possible, and even families “are sometimes obliged to separate, since the same spot will not afford sufficient sustenance for all;” we have extreme instances of the limitation of simple groups, and the formation of migrating groups when the limit is passed. Even in tolerably productive habitats, fission of the groups is eventually necessitated in a kindred manner. Spreading as its number [I-467] increases, a primitive tribe presently reaches a diffusion at which its parts become incoherent; and it then gradually separates into tribes that become distinct as fast as their continually-diverging dialects pass into different languages. Often nothing further happens than repetition of this. Conflicts of tribes, dwindlings or extinctions of some, growths and spontaneous divisions of others, continue. The formation of a larger society results only by the joining of such smaller societies; which occurs without obliterating the divisions previously caused by separations. This process may be seen now going on among uncivilized races, as it once went on among the ancestors of the civilized races. Instead of absolute independence of small hordes, such as the lowest savages show us, more advanced savages show us slight cohesions among larger hordes. In North America each of the three great tribes of Comanches consists of various bands, having such feeble combination only, as results from the personal character of the great chief. So of the Dakotahs there are, according to Burton, seven principal bands, each including minor bands, numbering altogether, according to Catlin, forty-two. And in like manner the five Iroquois nations had severally eight tribes. Closer unions of these slightly-coherent original groups arise under favourable conditions; but they only now and then become permanent. A common form of the process is that described by Mason as occurring among the Karens. “Each village, with its scant domain, is an independent state, and every chief a prince; but now and then a little Napoleon arises, who subdues a kingdom to himself, and builds up an empire. The dynasties, however, last only with the controlling mind.” The like happens in Africa. Livingstone says—“Formerly all the Maganja were united under the government of their great Chief, Undi; . . . but after Undi’s death it fell to pieces. . . . This has been the inevitable fate of every African Empire from time immemorial.” Only occasionally does there result a compound social aggregate that endures [I-468] for a considerable period, as Dahomey or as Ashantee, which is “an assemblage of states owing a kind of feudal obedience to the sovereign.” The histories of Madagascar and of sundry Polynesian islands also display these transitory compound groups, out of which at length come in some cases permanent ones. During the earliest times of the extinct civilized races, like stages were passed through. In the words of Maspero, Egypt was “divided at first into a great number of tribes, which at several points simultaneously began to establish small independent states, every one of which had its laws and its worship.” The compound groups of Greeks first formed, were those minor ones resulting from the subjugation of weaker towns by stronger neighbouring towns. And in Northern Europe during pagan days, the numerous German tribes, each with its cantonal divisions, illustrated this second stage of aggregation. After such compound societies are consolidated, repetition of the process on a larger scale produces doubly-compound societies; which, usually cohering but feebly, become in some cases quite coherent. Maspero infers that the Egyptian nomes described above as resulting from integrations of tribes, coalesced into the two great principalities, Upper Egypt and Lower Egypt, which were eventually united: the small states becoming provinces. The boasting records of Mesopotamian kings similarly show us this union of unions going on. So, too, in Greece the integration at first occurring locally, began afterwards to combine the minor societies into two confederacies. During Roman days there arose for defensive purposes federations of tribes, which eventually consolidated; and subsequently these were compounded into still larger aggregates. Before and after the Christian era, the like happened throughout Northern Europe. Then after a period of vague and varying combinations, there came, in later times, as is well illustrated by French history, a massing of small feudal territories into provinces, and a subsequent massing of these into kingdoms.

[I-469]

So that in both organic and super-organic growths, we see a process of compounding and re-compounding carried to various stages. In both cases, after some consolidation of the smallest aggregates there comes the process of forming larger aggregates by union of them; and in both cases repetition of this process makes secondary aggregates into tertiary ones.

§ 227. Organic growth and super-organic growth have yet another analogy. As above said, increase by multiplication of individuals in a group, and increase by union of groups, may go on simultaneously; and it does this in both cases.

The original clusters, animal and social, are not only small, but they lack density. Creatures of low types occupy large spaces considering the small quantities of animal substance they contain; and low-type societies spread over areas that are wide relatively to the numbers of their component individuals. But as integration in animals is shown by concentration as well as by increase of bulk; so that social integration which results from the clustering of clusters, is joined with augmentation of the number contained by each cluster. If we contrast the sprinklings in regions inhabited by wild tribes with the crowds filling equal regions in Europe; or if we contrast the density of population in England under the Heptarchy with its present density; we see that besides the growth produced by union of groups there has gone on interstitial growth. Just as the higher animal has become not only larger than the lower but more solid; so, too, has the higher society.

Social growth, then, equally with the growth of a living body, shows us the fundamental trait of evolution under a twofold aspect. Integration is displayed both in the formation of a larger mass, and in the progress of such mass towards that coherence due to closeness of parts.

It is proper to add, however, that there is a model of social [I-470] growth to which organic growth affords no parallel—that caused by the migration of units from one society to another. Among many primitive groups and a few developed ones, this is a considerable factor; but, generally, its effect bears so small a ratio to the effects of growth by increase of population and coalescence of groups, that it does not much qualify the analogy.

 


 

[I-471]

CHAPTER IV.

SOCIAL STRUCTURES.

§ 228. In societies, as in living bodies, increase of mass is habitually accompanied by increase of structure. Along with that integration which is the primary trait of evolution, both exhibit in high degrees the secondary trait, differentiation.

The association of these two characters in animals was described in the Principles of Biology, § 44. Excluding certain low kinds of them whose activities are little above those of plants, we recognized the general law that large aggregates have high organizations. The qualifications of this law which go along with differences of medium, of habitat, of type, are numerous; but when made they leave intact the truth that for carrying on the combined life of an extensive mass, involved arrangements are required. So, too, is it with societies. As we progress from small groups to larger; from simple groups to compound groups; from compound groups to doubly compound ones; the unlikenesses of parts increase. The social aggregate, homogeneous when minute, habitually gains in heterogeneity along with each increment of growth; and to reach great size must acquire great complexity. Let us glance at the leading stages.

Naturally in a state like that of the Cayaguas or Wood-Indians of South America, so little social that “one family [I-472] lives at a distance from another,” social organization is impossible; and even where there is some slight association of families, organization does not arise while they are few and wandering. Groups of Esquimaux, of Australians, of Bushmen, of Fuegians, are without even that primary contrast of parts implied by settled chieftainship. Their members are subject to no control but such as is temporarily acquired by the stronger, or more cunning, or more experienced: not even a permanent nucleus is present. Habitually where larger simple groups exist, we find some kind of head. Though not a uniform rule (for, as we shall hereafter see, the genesis of a controlling agency depends on the nature of the social activities), this is a general rule. The headless clusters, wholly ungoverned, are incoherent, and separate before they acquire considerable sizes; but along with maintenance of an aggregate approaching to, or exceeding, a hundred, we ordinarily find a simple or compound ruling agency—one or more men claiming and exercising authority that is natural, or supernatural, or both. This is the first social differentiation. Soon after it there frequently comes another, tending to form a division between regulative and operative parts. In the lowest tribes this is rudely represented only by the contrast in status between the sexes: the men, having unchecked control, carry on such external activities as the tribe shows us, chiefly in war; while the women are made drudges who perform the less skilled parts of the process of sustentation. But that tribal growth, and establishment of chieftainship, which gives military superiority, presently causes enlargement of the operative part by adding captives to it. This begins unobtrusively. While in battle the men are killed, and often afterwards eaten, the non-combatants are enslaved. Patagonians, for example, makes slaves of women and children taken in war. Later, and especially when cannibalism ceases, comes the enslavement of male captives; whence results, in some cases, an operative part clearly marked off [I-473] from the regulative part. Among the Chinooks, “slaves do all the laborious work.” We read that the Beluchi, avoiding the hard labour of cultivation, impose it on the Jutts, the ancient inhabitants whom they have subjugated. Beecham says it is usual on the Gold Coast to make the slaves clear the ground for cultivation. And among the Felatahs “slaves are numerous: the males are employed in weaving, collecting wood or grass, or on any other kind of work; some of the women are engaged in spinning . . . in preparing the yarn for the loom, others in pounding and grinding corn, etc.”

Along with that increase of mass caused by union of primary social aggregates into a secondary one, a further unlikeness of parts arises. The holding together of the compound cluster implies a head of the whole as well as heads of the parts; and a differentiation analogous to that which originally produced a chief, now produces a chief of chiefs. Sometimes the combination is made for defence against a common foe, and sometimes it results from conquest by one tribe of the rest. In this last case the predominant tribe, in maintaining its supremacy, develops more highly its military character: thus becoming unlike the others.

After such clusters of clusters have been so consolidated that their united powers can be wielded by one governing agency, there come alliances with, or subjugations of, other clusters of clusters, ending from time to time in coalescence. When this happens there results still greater complexity in the governing agency, with its king, local rulers, and petty chiefs; and at the same time, there arise more marked divisions of classes—military, priestly, slave, etc. Clearly, then, complication of structure accompanies increase of mass.

§ 229. This increase of heterogeneity, which in both classes of aggregates goes along with growth, presents another trait in common. Beyond unlikenesses of parts due to development of the co-ordinating agencies, there presently follow unlikenesses among the agencies co-ordinated—the [I-474] organs of alimentation, etc., in the one case, and the industrial structures in the other.

When animal-aggregates of the lowest order unite to form one of a higher order, and when, again, these secondary aggregates are compounded into tertiary aggregates, each component is at first similar to the other components; but in the course of evolution dissimilarities arise and become more and more decided. Among the Cœlenterata the stages are clearly indicated. From the sides of a common hydra, bud out young ones which, when fully developed, separate from their parent. In the compound hydroids the young polypes produced in like manner, remain permanently attached, and, themselves repeating the process, presently form a branched aggregate. When the members of the compound group lead similar and almost independent lives, as in various rooted genera, they remain similar: save those of them which become reproductive organs. But in the floating and swimming clusters, formed by a kindred process, the differently-conditioned members become different, while assuming different functions. It is thus with the minor social groups combined into a major social group. Each tribe originally had within itself such feebly-marked industrial divisions as sufficed for its low kind of life; and these were like those of each other tribe. But union facilitates exchange of commodities; and if, as mostly happens, the component tribes severally occupy localities favourable to unlike kinds of production, unlike occupations are initiated, and there result unlikenesses of industrial structures. Even between tribes not united, as those of Australia, barter of products furnished by their respective habitats goes on so long as war does not hinder. And evidently when there is reached such a stage of integration as in Madagascar, or as in the chief Negro states of Africa, the internal peace that follows subordination to one government makes commercial intercourse easy. The like parts being permanently held together, mutual dependence becomes [I-475] possible; and along with growing mutual dependence the parts grow unlike.

§ 230. The advance of organization which thus follows the advance of aggregation, alike in individual organisms and in social organisms, conforms in both cases to the same general law: differentiations proceed from the more general to the more special. First broad and simple contrasts of parts; then within each of the parts primarily contrasted, changes which make unlike divisions of them; then within each of these unlike divisions, minor unlikenesses; and so on continually.

The successive stages in the development of a vertebrate column, illustrate this law in animals. At the outset an elongated depression of the blastoderm, called the “primitive groove,” represents the entire cerebro-spinal axis: as yet there are no marks of vertebræ, nor even a contrast between the part which is to become head and the part which is to become back-bone. Presently the ridges bounding this groove, growing up and folding over more rapidly at the anterior end, which at the same time widens, begin to make the skull distinguishable from the spine; and the commencement of segmentation in the spinal part, while the cephalic part remains unsegmented, strengthens the contrast. Within each of these main divisions minor divisions soon arise. The rudimentary cranium, bending forward, simultaneously acquires three dilatations indicating the contained nervous centres; while the segmentation of the spinal column, spreading to its ends, produces an almost-uniform series of “proto-vertebræ.” At first these proto-vertebræ not only differ very little from one another, but each is relatively simple—a quadrate mass. Gradually this almost-uniform series falls into unlike divisions—the cervical group, the dorsal group, the lumbar group; and while the series of vertebræ is thus becoming specialized in its different regions, each vertebra is changing from that general form which it at [I-476] first had in common with the rest, to the more special form eventually distinguishing it from the rest. Throughout the embryo there are, at the same time, going on kindred processes; which, first making each large part unlike all other large parts, then make the parts of that part unlike one another. During social evolution analogous metamorphoses may everywhere be traced. The rise of the structure exercising religious control will serve as an example. In simple tribes, and in clusters of tribes during their early stages of aggregation, we find men who are at once sorcerers, priests, diviners, exorcists, doctors,—men who deal with supposed supernatural beings in all the various possible ways: propitiating them, seeking knowledge and aid from them, commanding them, subduing them. Along with advance in social integration, there come both differences of function and differences of rank. In Tanna “there are rain-makers . . . and a host of other ‘sacred men;’ ” in Fiji there are not only priests, but seers; among the Sandwich Islanders there are diviners as well as priests; among the New Zealanders, Thomson distinguishes between priests and sorcerers; and among the Kaffirs, besides diviners and rain-makers, there are two classes of doctors who respectively rely on supernatural and on natural agents in curing their patients. More advanced societies, as those of ancient America, show us still greater multiformity of this once-uniform group. In Mexico, for example, the medical class, descending from a class of sorcerers who dealt antagonistically with the supernatural agents supposed to cause disease, were distinct from the priests, whose dealings with supernatural agents were propitiatory. Further, the sacerdotal class included several kinds, dividing the religious offices among them—sacrificers, diviners, singers, composers of hymns, instructors of youth; and then there were also gradations of rank in each. This progress from general to special in priesthoods, has, in the higher nations, led to such marked distinctions that the original kinships are [I-477] forgotten. The priest-astrologers of ancient races were initiators of the scientific class, now variously specialized; from the priest-doctors of old have come the medical class with its chief division and minor divisions; while within the clerical class proper, have arisen not only various ranks from Pope down to acolyte, but various kinds of functionaries—dean, priest, deacon, chorister, as well as others classed as curates and chaplains. Similarly if we trace the genesis of any industrial structure; as that which from primitive blacksmiths who smelt their own iron as well as make implements from it, brings us to our iron-manufacturing districts, where preparation of the metal is separated into smelting, refining, puddling, rolling, and where turning this metal into implements is divided into various businesses.

The transformation here illustrated, is, indeed, an aspect of that transformation of the homogeneous into the heterogeneous which everywhere characterizes evolution; but the truth to be noted is that it characterizes the evolution of individual organisms and of social organisms in especially high degrees.

§ 231. Closer study of the facts shows us another striking parallelism. Organs in animals and organs in societies have internal arrangements framed on the same principle.

Differing from one another as the viscera of a living creature do in many respects, they have several traits in common. Each viscus contains appliances for conveying nutriment to its parts, for bringing it materials on which to operate, for carrying away the product, for draining off waste matters; as also for regulating its activity. Though liver and kidneys are unlike in their general appearances and minute structures, as well as in the offices they fulfil, the one as much as the other has a system of arteries, a system of veins, a system of lymphatics—has branched channels through which its excretions escape, and nerves [I-478] for exciting and checking it. In large measure the like is true of those higher organs which, instead of elaborating and purifying and distributing the blood, aid the general life by carrying on external actions—the nervous and muscular organs. These, too, have their ducts for bringing prepared materials, ducts for drafting off vitiated materials, ducts for carrying away effete matters; as also their controlling nerve-cells and fibres. So that, along with the many marked differences of structure, there are these marked communities of structure.

It is the same in a society. The clustered citizens forming an organ which produces some commodity for national use, or which otherwise satisfies national wants, has within it subservient structures substantially like those of each other organ carrying on each other function. Be it a cotton-weaving district or a district where cutlery is made, it has a set of agencies which bring the raw material, and a set of agencies which collect and send away the manufactured articles; it has an apparatus of major and minor channels through which the necessaries of life are drafted out of the general stocks circulating through the kingdom, and brought home to the local workers and those who direct them; it has appliances, postal and other, for bringing those impulses by which the industry of the place is excited or checked; it has local controlling powers, political and ecclesiastical, by which order is maintained and healthful action furthered. So, too, when, from a district which secretes certain goods, we turn to a sea-port which absorbs and sends out goods, we find the distributing and restraining agencies are mostly the same. Even where the social organ, instead of carrying on a material activity, has, like a university, the office of preparing certain classes of units for social functions of particular kinds, this general type of structure is repeated: the appliances for local sustentation and regulation, differing in some respects, are similar in essentials—there are like classes of distributors, like classes [I-479] for civil control, and a specially-developed class for ecclesiastical control.

On observing that this community of structure among social organs, like the community of structure among organs in a living body, necessarily accompanies mutual dependence, we shall see even more clearly than hitherto, how great is the likeness of nature between individual organization and social organization.

§ 232. One more structural analogy must be named. The formation of organs in a living body proceeds in ways which we may distinguish as primary, secondary, and tertiary; and, paralleling them, there are primary, secondary, and tertiary ways in which social organs are formed. We will look at each of the three parallelisms by itself.

In animals of low types, bile is secreted, not by a liver, but by separate cells imbedded in the wall of the intestine at one part. These cells individually perform their function of separating certain matters from the blood, and individually pour out what they separate. No organ, strictly so-called, exists; but only a number of units not yet aggregated into an organ. This is analogous to the incipient form of an industrial structure in a society. At first each worker carries on his occupation alone, and himself disposes of the product to consumers. The arrangement still extant in our villages, where the cobbler at his own fireside makes and sells boots, and where the blacksmith single-handed does what iron-work is needed by his neighbours, exemplifies the primitive type of every producing structure. Among savages slight differentiations arise from individual aptitudes. Even of the degraded Fuegians, Fitzroy tells us that “one becomes an adept with the spear; another with the sling; another with a bow and arrows.” As like differences of skill among members of primitive tribes, cause some to become makers of special things, it results that necessarily the industrial organ begins as a [I-480] social unit. Where, as among the Shasta Indians of California, arrow-making is a distinct profession, it is clear that manipulative superiority being the cause of the differentiation, the worker is at first single. And during subsequent periods of growth, even in small settled communities, this type continues. The statement that among the Coast Negroes, “the most ingenious man in the village is usually the blacksmith, joiner, architect, and weaver,” while it shows us artizan-functions in an undifferentiated stage, also shows us how completely individual is the artizan-structure: the implication being that as the society grows, it is by the addition of more such individuals, severally carrying on their occupations independently, that the additional demand is met.

By two simultaneous changes, an incipient secreting organ in an animal reaches that higher structure with which our next comparison may be made. The cells pass from a scattered cluster into a compact cluster; and they severally become compound. In place of a single cell elaborating and emitting its special product, we now have a small elongated sac containing a family of cells; and this, through an opening at one end, gives exit to their products. At the same time there is formed an integrated group of such follicles, each containing secreting units and having its separate orifice of discharge. To this type of individual organ, we find, in semi-civilized societies, a type of social organ closely corresponding. In one of these settled and growing communities, the demands upon individual workers, now more specialized in their occupations, have become unceasing; and each worker, occasionally pressed by work, makes helpers of his children. This practice, beginning incidentally, establishes itself; and eventually it grows into an imperative custom that each man shall bring up his boys to his own trade. Illustrations of this stage are numerous. Skilled occupations, “like every other calling and office in Peru, always descended from father to son. [I-481] The division of castes, in this particular, was as precise as that which existed in Egypt or Hindostan.” In Mexico, too, “the sons in general learned the trades of their fathers, and embraced their professions.” The like was true of the industrial structures of European nations in early times. By the Theodosian code, a Roman youth “was compelled to follow the employment of his father . . . and the suitor who sought the hand of the daughter could only obtain his bride by becoming wedded to the calling of her family.” In mediæval France handicrafts were inherited; and the old English periods were characterized by a like usage. Branching of the family through generations into a number of kindred families carrying on the same occupation, produced the germ of the guild; and the related families who monopolized each industry formed a cluster habitually occupying the same quarter. Hence the still extant names of many streets in English towns—“Fellmonger, Horsemonger, and Fleshmonger, Shoewright and Shieldwright, Turner and Salter Streets:” a segregation like that which still persists in Oriental bazaars. And now, on observing how one of these industrial quarters was composed of many allied families, each containing sons working under direction of a father, who while sharing in the work sold the produce, and who, if the family and business were large, became mainly a channel taking in raw material and giving out the manufactured article, we see that there existed an analogy to the kind of glandular organ described above, which consists of a number of adjacent cell-containing follicles having separate mouths.

A third stage of the analogy may be traced. Along with that increase of a glandular organ necessitated by the more active functions of a more developed animal, there goes a change of structure consequent on augmentation of bulk. If the follicles multiply while their ducts have all to be brought to one spot, it results that their orifices, increasingly numerous, occupy a larger area of the wall of the [I-482] cavity which receives the discharge; and if lateral extension of this area is negatived by the functional requirements, it results that the needful area is gained by formation of a cæcum. Further need of the same kind leads to secondary cæca diverging from this main cæcum; which hence becomes, in part, a duct. Thus is at length evolved a large viscus, such as a liver, having a single main duct with ramifying branches running throughout its mass. Now we rise from the above-described kind of industrial organ by parallel stages to a higher kind. There is no sudden leap from the household-type to the factory-type, but a gradual transition. The first step is shown us in those rules of trade-guilds under which, to the members of the family, might be added an apprentice (possibly at first a relation), who, as Brentano says, “became a member of the family of his master, who instructed him in his trade, and who, like a father, had to watch over his morals, as well as his work:” practically, an adopted son. This modification having been established, there followed the employing of apprentices who had changed into journeymen. With development of this modified household-group, the master grew into a seller of goods made, not by his own family only, but by others; and, as his business enlarged, necessarily ceased to be a worker, and became wholly a distributor—a channel through which went out the products, not of a few sons, but of many unrelated artizans. This led the way to establishments in which the employed far outnumbered the members of the family; until at length, with the use of mechanical power, came the factory: a series of rooms, each containing a crowd of producing units, and sending its tributary stream of product to join other streams before reaching the single place of exit. Finally, in greatly-developed industrial organs, we see many factories clustered in the same town, and others in adjacent towns; to and from which, along branching roads, come the raw materials and go the bales of cloth, calico, etc.

There are instances in which a new industry passes through [I-483] these stages in the course of a few generations; as happened with the stocking-manufacture. In the Midland counties, fifty years ago, the rattle and burr of a solitary stocking-frame came from a road-side cottage every here and there; the single worker made and sold his product. Presently arose work-shops in which several such looms might be heard going: there was the father and his sons, with perhaps a journeyman. At length grew up the large building containing many looms driven by a steam-engine; and finally many such large buildings in the same town.

§ 233. These structural analogies reach a final phase that is still more striking. In both cases there is a contrast between the original mode of development and a substituted later mode.

In the general course of organic evolution from low types to high, there have been passed through by insensible modifications all the stages above described; but now, in the individual evolution of an organism of high type, these stages are greatly abridged, and an organ is produced by a comparatively direct process. Thus the liver of a mammalian embryo is formed by the accumulation of numerous cells, which presently grow into a mass projecting from the wall of the intestine; while simultaneously there dips down into it a cæcum from the intestine. Transformation of this cæcum into the hepatic duct takes place at the same time that within the mass of cells there arise minor ducts, connected with this main duct; and there meanwhile go on other changes which, during evolution of the organ through successively higher types, came one after another. In the formation of industrial organs the like happens. Now that the factory system is well-established—now that it has become ingrained in the social constitution, we see direct assumptions of it in all industries for which its fitness has been shown. If at one place the discovery of ore prompts the setting up of ironworks, or at another a special kind of water facilitates brewing, [I-484] there is no passing through the early stages of single worker, family, clustered families, and so on; but there is a sudden drafting of materials and men to the spot, followed by formation of a producing structure on the advanced type. Nay, not one large establishment only is thus evolved after the direct manner, but a cluster of large establishments. At Barrow-in-Furness we see a town with its ironworks, its importing and exporting businesses, its extensive docks and means of communication, all in the space of a few years framed after that type which it has taken centuries to develop through successive modifications.

An allied but even more marked change in the evolutionary process, is also common to both cases. Just as in the embryo of a high animal, various organs have their important parts laid down out of their original order, in anticipation, as it were; so, with the body at large, it happens that entire organs which, during the serial genesis of the type, came comparatively late, come in the evolving individual comparatively soon. This, which Prof. Haeckel has called heterochrony, is shown us in the early marking out of the brain in a mammalian embryo, though in the lowest vertebrate animal, no brain ever exists; or, again, in the segmentation of the spinal column before any alimentary system is formed, though, in a proto-vertebrate, even when its alimentary system is completed, there are but feeble signs of segmentation. The analogous change of order in social evolution, is shown us by new societies which inherit the confirmed habits of old ones. Instance the United States, where a town in the far west, laid down in its streets and plots, has its hotel, church, post-office, built while there are but few houses; and where a railway is run through the wilderness in anticipation of settlements. Or instance Australia, where a few years after the huts of gold-diggers begin to cluster round new mines, there is established a printing-office and journal; though, in the mother-country, centuries passed before a town of like size developed a like agency.

 


 

[I-485]

CHAPTER V.

SOCIAL FUNCTIONS.

§ 234. Changes of structures cannot occur without changes of functions. Much that was said in the last chapter might, therefore, be said here with substituted terms. Indeed, as in societies many changes of structure are more indicated by changes of function than directly seen, it may be said that these last have been already described by implication.

There are, however, certain functional traits not manifestly implied by traits of structure. To these a few pages must be devoted.

§ 235. If organization consists in such a construction of the whole that its parts can carry on mutually-dependent actions, then in proportion as organization is high there must go a dependence of each part upon the rest so great that separation is fatal; and conversely. This truth is equally well shown in the individual organism and in the social organism.

The lowest animal-aggregates are so constituted that each portion, similar to every other in appearance, carries on similar actions; and here spontaneous or artificial separation interferes scarcely at all with the life of either separated portion. When the faintly-differentiated speck of protoplasm forming a Rhizopod is accidently divided, each division [I-486] goes on as before. So, too, is it with those aggregates of the second order in which the components remain substantially alike. The ciliated monads clothing the horny fibres of a living sponge, need one another’s aid so little that, when the sponge is cut in two, each half carries on its processes without interruption. Even where some unlikeness has arisen among the units, as in the familiar polype, the perturbation caused by division is but temporary: the two or more portions resulting, need only a little time for the units to rearrange themselves into fit forms before resuming their ordinary simple actions. The like happens for the like reason with the lowest social aggregates. A headless wandering group of primitive men divides without any inconvenience. Each man, at once warrior, hunter, and maker of his own weapons, hut, etc., with a squaw who has in every case the like drudgeries to carry on, needs concert with his fellows only in war and to some extent in the chase; and, except for fighting, concert with half the tribe is as good as concert with the whole. Even where the slight differentiation implied by chieftainship exists, little inconvenience results from voluntary or enforced separation. Either before or after a part of the tribe migrates, some man becomes head, and such low social life as is possible recommences.

With highly-organized aggregates of either kind it is very different. We cannot cut a mammal in two without causing immediate death. Twisting off the head of a fowl is fatal. Not even a reptile, though it may survive the loss of its tail, can live when its body is divided. And among annulose creatures it similarly happens that though in some inferior genera, bisection does not kill either half, it kills both in an insect, an arachnid, or a crustacean. If in high societies the effect of mutilation is less than in high animals, still it is great. Middlesex separated from its surroundings would in a few days have all its social processes stopped by lack of supplies. Cut off the cotton-district from [I-487] Liverpool and other ports, and there would come arrest of its industry followed by mortality of its people. Let a division be made between the coal-mining populations and adjacent populations which smelt metals or make broadcloth by machinery, and both, forthwith dying socially by arrest of their actions, would begin to die individually. Though when a civilized society is so divided that part of it is left without a central controlling agency, it may presently evolve one; yet there is meanwhile much risk of dissolution, and before re-organization is efficient, a long period of disorder and weakness must be passed through.

So that the consensus of functions becomes closer as evolution advances. In low aggregates, both individual and social, the actions of the parts are but litle dependent on one another; whereas in developed aggregates of both kinds, that combination of actions which constitutes the life of the whole, makes possible the component actions which constitute the lives of the parts.

§ 236. Another corollary, manifest a priori and proved a posteriori, must be named. Where parts are little differentiated, they can readily perform one another’s functions; but where much differentiated they can perform one another’s functions very imperfectly, or not at all.

Again the common polype furnishes a clear illustration. One of these sack-shaped creatures admits of being turned inside out, so that the skin becomes stomach and the stomach becomes skin: each thereupon beginning to do the work of the other. The higher we rise in the scale of organization the less practicable do we find such exchanges. Still, to some extent, substitutions of functions remain possible in highly developed creatures. Even in man the skin shows a trace of its original absorptive power, now monopolized by the alimentary canal: it takes into the system certain small amounts of matter rubbed on to it. Such vicarious actions are, however, most manifest between parts [I-488] having functions that are still allied. If, for instance, the bile-excreting function of the liver is impeded, other excretory organs, the kidneys and the skin, become channels through which bile is got rid of. If a cancer in the œsophagus prevents swallowing, the arrested food, dilating the œsophagus, forms a pouch in which imperfect digestion is set up. But these small abilities of the differentiated parts to discharge one another’s duties, are not displayed where they have diverged more widely. Though mucous membrane, continuous with skin at various orifices, will, if everted, assume to a considerable extent the characters and powers of skin, yet serous membrane will not; nor can bone or muscle undertake, for any of the viscera, portions of their functions if they fail.

In social organisms, low and high, we find these relatively great and relatively small powers of substitution. Of course, where each member of the tribe repeats every other in his mode of life, there are no unlike functions to be exchanged; and where there has arisen only that small differentiation implied by the barter of weapons for other articles, between one member of the tribe skilled in weapon-making and others less skilled, the destruction of this specially-skilled member entails no great evil; since the rest can severally do for themselves that which he did for them, though not quite so well. Even in settled societies of considerable sizes, we find the like holds to a great degree. Of the ancient Mexicans, Zurita says—“Every Indian knows all handicrafts which do not require great skill or delicate instruments;” and in Peru each man “was expected to be acquainted with the various handicrafts essential to domestic comfort:” the parts of the societies were so slightly differentiated in their occupations, that assumption of one another’s occupations remained practicable. But in societies like our own, specialized industrially and otherwise in high degrees, the actions of one part which fails in its function cannot be assumed by other parts. Even the relatively-unskilled farm [I-489] labourers, were they to strike, would have their duties very inadequately performed by the urban population; and our iron manufactures would be stopped if their trained artizans, refusing to work, had to be replaced by peasants or hands from cotton-factories. Still less could the higher functions, legislative, judicial, etc., be effectually performed by coalminers and navvies.

Evidently the same reason for this contrast holds in the two cases. In proportion as the units forming any part of an individual organism are limited to one kind of action, as that of absorbing, or secreting, or contracting, or conveying an impulse, and become adapted to that action, they lose adaptation to other actions; and in the social organism the discipline required for effectually discharging a special duty, causes unfitness for discharging special duties widely unlike it.

§ 237. Beyond these two chief functional analogies between individual organisms and social organisms, that when they are little evolved, division or mutilation causes small inconvenience, but when they are much evolved it causes great perturbation or death, and that in low types of either kind the parts can assume one another’s functions, but cannot in high types; sundry consequent functional analogies might be enlarged on did space permit.

There is the truth that in both kinds of organisms the vitality increases as fast as the functions become specialized. In either case, before there exist structures severally adapted for the unlike actions, these are ill-performed; and in the absence of developed appliances for furthering it, the utilization of one another’s services is but slight. But along with advance of organization, every part, more limited in its office, performs its office better; the means of exchanging benefits become greater; each aids all, and all aid each with increasing efficiency; and the total activity we call life, individual or national, augments.

[I-490]

Much, too, remains to be said about the parallelism between the changes by which the functions become specialized; but this, along with other parallelisms, will best be seen on following out, as we will now do, the evolution of the several great systems of organs, individual and social: considering their respective structural and functional traits together.

 


 

[I-491]

CHAPTER VI.

SYSTEMS OF ORGANS.

§ 237a. The hypothesis of evolution implies a truth which was established independently of it—the truth that all animals, however unlike they finally become, begin their developments in like ways. The first structural changes, once passed through in common by divergent types, are repeated in the early changes undergone by every new individual of each type. Admitting some exceptions, chiefly among parasites, this is recognized as a general law.

This common method of development among individual organisms, we may expect to find paralleled by some common method among social organisms; and our expectation will be verified.

§ 238. In First Principles (§§ 149-152) and in the Principles of Biology (§§ 287-9) were described the primary organic differentiations which arise in correspondence with the primary contrast of conditions among the parts, as outer and inner. Neglecting earlier stages, let us pass to those which show us the resulting systems of organs in their simple forms.

The aggregated units composing the lowest cœlenterate animal, have become so arranged that there is an outer layer of them directly exposed to the surrounding medium with its inhabitants, and an inner layer lining the digestive cavity [I-492] directly exposed only to the food. From units of the outer layer are formed those tentacles by which small creatures are caught, and those thread-cells, as they are called, whence are ejected minute weapons against invading larger creatures; while by units of the inner layer is poured out the solvent which prepares the food for that absorption afterwards effected by them, both for their own sustentation and for the sustentation of the rest. Here we have in its first stage the fundamental distinction which pervades the animal kingdom, between the external parts which deal with environing existences—earth, air, prey, enemies,—and the internal parts which utilize for the benefit of the entire body the nutritious substances which the external parts have secured. Among the higher Cœlenterata a complication occurs. In place of each single layer of units there is a double layer, and between the two double layers a space. This space, partially separate from the stomach in creatures of this type, becomes completely shut off in types above it. In these last the outer double layer forms the wall of the body; the inner double layer bounds the alimentary cavity; and the space between them, containing absorbed nutriment, is the so-called peri-visceral sac. Though the above-described two simple layers with their intervening protoplasm, are but analogous to the outer and inner systems of higher animals, these two double layers, with the intervening cavity, are homologous with the outer and inner systems of higher animals. For in the course of evolution the outer double layer gives rise to the skeleton, the nervomuscular system, the organs of sense, the protecting structures, etc.; while the inner double layer becomes the alimentary canal, with its numerous appended organs which almost monopolize the cavity of the body.

Early stages which are in principle analogous, occur in the evolution of social organisms. When from low tribes entirely undifferentiated, we pass to tribes next above them, we find classes of masters and slaves—masters who, as warriors [I-493] carry on the offensive and defensive activities and thus especially stand in relations to environing agencies; and slaves who carry on inner activities for the general sustentation, primarily of their masters and secondarily of themselves. Of course this contrast is at first vague. Where the tribe subsists mainly on wild animals, its dominant men, being hunters as well as warriors, take a large share in procuring food; and such few captives as are made by war, become men who discharge the less skilled and more laborious parts of the process of sustentation. But along with establishment of the agricultural state, the differentiation grows more appreciable. Though members of the dominant class, superintending the labour of their slaves in the fields, sometimes join in it; yet the subject-class is habitually the one immediately in contact with the food-supply, and the dominant class, more remote from the food-supply, is becoming directive only, with respect to internal actions, while it is both executive and directive with respect to external actions, offensive and defensive. A society thus composed of two strata in contact, complicates by the rise of grades within each stratum. For small tribes the structure just described suffices; but where there are formed aggregates of tribes, necessarily having more-developed governmental and militant agencies, with accompanying more-developed industrial agencies supporting them, the higher and lower strata severally begin to differentiate internally. The superior class, besides minor distinctions which arise locally, originates everywhere a supplementary class of personal adherents who are mostly also warriors; while the inferior class begins to separate into bond and free. Various of the Malayo-Polynesian societies show us this stage. Among the East Africans, the Congo people, the Coast Negroes, the Inland Negroes, we find the same general sub-division—the king with his relatives, the class of chiefs, the common people, the slaves; of which the first two with their immediate dependents carry on the corporate [I-494] actions of the society, and the second two those actions of a relatively-separate order which yield it all the necessaries of life.

§ 239. In both individual and social organisms, after the outer and inner systems have been marked off from one another, there begins to arise a third system, lying between the two and facilitating their co-operation. Mutual dependence of the primarily-contrasted parts, implies intermediation; and in proportion as they develop, the apparatus for exchanging products and influences must develop too. This we find it does.

In the low cœlenterate animal first described, consisting of inner and outer layers with intervening protoplasm, the nutritive matter which members of the inner layer have absorbed from prey caught by members of the outer layer, is transmitted almost directly to these members of the outer layer. Not so, however, in the superior type. Between the double-layered body-wall and the double-layered alimentary cavity, there is now a partially-separate peri-visceral sac; and this serves as a reservoir for the digested matters from which the surrounding tissues take up their shares of prepared food. Here we have the rudiment of a distributing system. Higher in the animal series, as in Mollusca, this peri-visceral sac, quite shut off, has ramifications running throughout the body, carrying nutriment to its chief organs; and in the central part of the sac is a contractile tube which, by its occasional pulses, causes irregular movements in the nutritive fluid. Further advances are shown by the lengthening and branching of this tube, until, dividing and sub-dividing, it becomes a set of blood-vessels, while its central part becomes a heart. As this change progresses, the nutriment taken up by the alimentary structures, is better distributed by these vascular structures to the outer and inner organs in proportion to their needs. Evidently this distributing system must arise between the two pre-existing [I-495] systems; and it necessarily ramifies in proportion as the parts to which it carries materials become more remote, more numerous, and severally more complex.

The like happens in societies. The lowest types have no distributing systems—no roads or traders exist. The two original classes are in contact. Any slaves possessed by a member of the dominant class, stand in such direct relation to him that the transfer of products takes place without intervening persons; and each family being self-sufficing, there need no agents through whom to effect exchanges of products between families. Even after these two primary divisions become partially subdivided, we find that so long as the social aggregate is a congeries of tribes severally carrying on within themselves the needful productive activities, a distributing system is scarcely traceable: occasional assemblings for barter alone occur. But as fast as consolidation of such tribes makes possible the localization of industries, there begins to show itself an appliance for transferring commodities; consisting now of single hawkers, now of travelling companies of traders, and growing with the formation of roads into an organized system of wholesale and retail distribution which spreads everywhere.

§ 240. There are, then, parallelisms between these three great systems in the two kinds of organisms. Moreover, they arise in the social organism in the same order as in the individual organism; and for the same reasons.

A society lives by appropriating matters from the earth—the mineral matters used for buildings, fuel, etc., the vegetal matters raised on its surface for food and clothing, the animal matters elaborated from these with or without human regulation; and the lowest social stratum is the one through which such matters are taken up and delivered to agents who pass them into the general current of commodities: the higher part of this lowest stratum being that which, in workshops and factories, elaborates some of these materials [I-496] before they go to consumers. Clearly, then, the classes engaged in manual occupations play the same part in the function of social sustentation, as is played by the components of the alimentary organs in the sustentation of a living body. No less certain is it that the entire class of men engaged in buying and selling commodities of all kinds, on large and small scales, and in sending them along gradually-formed channels to all districts, towns, and individuals, so enabling them to make good the waste caused by action, is, along with those channels, fulfilling an office essentially like that fulfilled in a living body by the vascular system; which, to every structure and every unit of it, brings a current of nutritive matters proportionate to its activity. And it is equally manifest that while in the living body, the brain, the organs of sense, and the limbs guided by them, distant in position from the alimentary surfaces, are fed through the tortuous channels of the vascular system; so the controlling parts of a society, most remote from the operative parts, have brought to them through courses of distribution often extremely indirect, the needful supplies of consumable articles.

That the order of evolution is necessarily the same in the two cases, is just as clear. In a creature which is both very small and very inactive, like a hydra, direct passage of nutriment from the inner layer to the outer layer by absorption suffices. But in proportion as the outer structures, becoming more active, expend more, simple absorption from adjacent tissues no longer meets the resulting waste; and in proportion as the mass becomes larger, and the parts which prepare nutriment consequently more remote from the parts which consume it, there arises the need for a means of transfer. Until the two original systems have been marked off from one another, this tertiary system has no function; and when the two original systems arise, they cannot develop far without corresponding development of this [I-497] tertiary system. In the evolution of the social organism we see the like. Where there exist only a class of masters and a class of slaves, in direct contact, an appliance for transferring products has no place; but a larger society having classes exercising various regulative functions, and localities devoted to different industries, not only affords a place for a transferring system, but can grow and complicate only on condition that this transferring system makes proportionate advances.

And now, having observed the relations among these three great systems, we may trace out the evolution of each by itself.

 


 

[I-498]

CHAPTER VII.

THE SUSTAINING SYSTEM.

§ 241. The parts carrying on alimentation in a living body and the parts carrying on productive industries in the body politic, constitute, in either case, a sustaining system: sustentation is the office they have in common. These parts are differentiated in conformity with certain laws which are common to individual organisms and social organisms; and of these laws the most general is that which concerns localization of their divisions.

As a typical example of this localization in vegetal organisms, may be named the ordinary contrast between the underground parts and the above-ground parts—the first absorbing water and mineral constituents, and the last, by the aid of light, depriving the atmospheric carbonic acid of its carbon. That this distinction of functions is originally caused by the relations of the two parts to environing agents, is proved by the facts that if not covered with an opaque bark, the root-part, when above the surface, becomes green and decomposes carbonic acid, while, conversely, branches bent down and imbedded in the ground develop rootlets. That is to say, unlikeness of their conditions determines this difference between the nutritive actions which these two great divisions of the plant carry on for the good of the whole. Among animals (with the exception of certain entozoa which, being immersed in nutritive matters, [I-499] feed themselves through their outer surfaces) the outer surfaces take no share in alimentation. As already shown, the primary differentiation, establishing in the external layers a monopoly of those activities which their position makes possible, establishes in the internal layers a monopoly of those activities by which the swallowed prey is utilized. Here we have to note how the general process of utilization is divided among the parts of the alimentary canal, in conformity with their respective relations to nutritive matters. The course of evolution will be roughly conceived on recalling the antithesis between the uniform digestive tube with undivided function which an inferior creature possesses, and the multiform digestive apparatus, with great and small divisions of function, which a bird or mammal possesses. Secured in a solid form, the food has first to be triturated; and hence triturating appliances when formed, come at, or near, the beginning of the series of structures—teeth where they exist, or a gizzard where they do not. Crushed to pieces, the ingested substances must be further reduced before absorption can begin; and their presence in an incompletely broken down state, therefore throws on a succeeding portion of the alimentary canal the duty of completing the disintegration in a contractile sac, furnished with glands secreting solvent liquids. The pulp produced in this sac entails on the next part of the canal a different office. There can no longer be trituration, or dissolution of large fragments into minute shreds; and any further preparation must consist in the addition of secretions which fit the matters for absorption. Preparation being now completed, there remains nothing to do but take up what is prepared—the arrival at a certain part of the alimentary canal in an absorbable state, determines in that part the absorbing function. And similarly, though indirectly, with the localization of the great appended glands (Prin. of Biol., § 298-9).

In the social organism localization of the various industries [I-500] which jointly sustain the whole, is determined in an analogous manner. Primarily, the relations to different parts of the organic and inorganic environments, usually not alike over the whole area the society covers, initiate differences in the occupations carried on. And, secondarily, the nearness to districts which have had their industries thus fixed, fixes the positions of other industries which especially require their products. The first of these localizations is traceable even among the semi-civilized. Jackson describes some of the Fiji Islands as famous for wooden implements, others for mats and baskets, others for pots and pigments—unlikenesses between the natural products of the islands being the causes; as also in Samoa, where Turner says net-making is “confined principally to the inland villages,” and ascribes this to “proximity to the raw material.” The slightly-advanced societies of Africa show us kindred differentiations, having kindred origins. In Loango, “the sea-coasts are frequented by regular professed fishermen,” and there are also men who live near the sea and make salt by “evaporating sea-water over a fire.” Here local facilities manifestly fix these occupations; as they doubtless do in that Ashantee town which is devoted to pottery. The extinct societies of America had more numerous such instances. Lorenzana says—“An extensive commerce is carried on in this salt [saltpetre] by the Mexicans of Yxtapaluca and Yxtapalapa, which mean the places where salt, or Yxtatl, is gathered;” and when we read in Clavigero of the potters of Cholula, the stone-cutters of Tenajocan, the fishers of Cuitlahuac, and the florists of Xochimilco, we cannot doubt that these several businesses grew up in places which respectively furnished natural advantages for carrying them on. So of the Ancient Peruvians we are told that “the shoes were made in the provinces where aloes were most abundant, for they were made of the leaves of a tree called maguey. The arms also were supplied by the provinces where the materials for [I-501] making them were most abundant.” By showing us the generality of the law, these instances give point to the evidence around us. Familiarity must not make us overlook the meaning of the facts that the population fringing our shores is, by virtue of its position, led into occupations directly or indirectly maritime—fishing, sailing ship-building—while certain coast-towns are, by physical circumstances, differentiated into places of import and export; and that the inland population, mostly raising this or that kind of food as soil and climate determine, has its energies otherwise turned by proximity to the raw material, here to quarrying stone or slate, here to brick-making, and in other places raising minerals. Then, as above implied, there result the secondary localizations favoured by these. Where not drawn by natural advantages in the way of water-power, manufactures in general cluster in or around regions where abundance of coal makes steam-power cheap. And if two materials are needed, the localization is determined by them jointly; as with the nail-making industry at Stourbridge, where both iron and coal are close at hand; as in Birmingham, with its multifarious hardwares, which is similarly adjacent to the sources of these two chief raw materials; as in Manchester, which lies near the chief cotton port and on a coal region; as in Sheffield, which, besides the five streams yielding its water-power, and its adjacency to supplies of iron, coal, and charcoal, has at hand “the best grit in the world for grindstones.”

§ 242. This localization of organs devoted to the preparation of those matters which the organism, individual or social, needs for sustentation, exhibits a further common trait. Alimentary structures differentiate and develop in a manner quite unlike that followed by regulating structures.

The common trait referred to is most visible where the two kinds of aggregates respectively consisted at first of similar segments, which gradually became consolidated. [I-502] Among animals the annulose type best shows us this transformation with all its concomitants. The segments, or somites, as they are called, forming a low type of aquatic worm, such as a Syllis, repeat one another’s structures. Each has its enlargement of the alimentary canal; each its contractile dilatation of the great blood-vessel; each its portion of the double nervous cord, with ganglia when these exist; each its branches from the nervous and vascular trunks answering to those of its neighbours; each its similarly answering set of muscles; each its pair of openings through the body-wall; and so on throughout, even to the organs of reproduction. Externally, too, they have like locomotive appendages, like branchiæ, and sometimes even like pairs of eyes (Prin. of Biol., § 205). But when we come to the higher Annulosa, such as Crustaceans and Insects, the somites of which, much more integrated, are some of them so completely fused that their divisions are no longer traceable, we find that the alimentary organs have entirely lost their original relations to the somites. In a moth or a cockroach, the abdomen of which is still externally segmented, these internal parts which carry on sustentation do not, as in the annelid, repeat one another in each segment; but the crop, stomach, glands, intestines, severally extend themselves through two, three, four, or more segments. Meanwhile it is observable that the nervous centres carrying on co-ordination, though now partially unlike in the successive segments, have not lost their original relations to the segments. Though in a moth the anterior ganglia, controlling the external activities, have become a good deal displaced and integrated; yet the ganglia of the abdominal segments, now relatively small, remain in their localities.

With the industrial structures which arise in a large society formed by permanent consolidation of small societies, the like happens: they extend themselves without reference to political divisions, great or little. We have around us a sufficiency of illustrations. Just noting the partial differentiations [I-503] of the agricultural system, here characterized by predominance of cereal produce, here by the raising of cattle, and in mountainous parts by sheep-farming—differences which have no reference to county-boundaries—we may note more especially how the areas devoted to this or that manufacture, are wholly unrelated to the original limits of political groups, and to whatever limits were politically established afterwards. We have an iron-secreting district occupying part of Worcestershire, part of Staffordshire, part of Warwickshire. The cotton manufacture is not restricted to Lancashire, but takes in a northern district of Derbyshire. And in the coal and iron region round Newcastle and Durham it is the same. So, too, of the smaller political divisions and the smaller parts of our industrial structures. A manufacturing town grows without regard to parish-boundaries; which are, indeed, often traversed by the premises of single establishments. On a larger scale the like is shown us by our great city. London overruns many parishes; and its increase is not checked by the division between Middlesex and Surrey. Occasionally it is observable that even national boundaries fail to prevent this consequence of industrial localization: instance the fact named by Hallam, that “the woollen manufacture spread from Flanders along the banks of the Rhine, and into the northern provinces of France.” Meanwhile the controlling structures, however much they change their proportions, do not thus lose their relations to the original segments. The regulating agencies of our countries continue to represent what were once independent governments. In the old English period the county was an area ruled by a comes or earl. According to Bp. Stubbs, “the constitutional machinery of the shire thus represents either the national organization of the several divisions created by West Saxon conquests; or that of the early settlements which united in the Mercian kingdom as it advanced westwards; or the re-arrangement by the West Saxon dynasty of the whole of England on the principles [I-504] already at work in its own shires.” Similarly respecting the eighty small Gaulish states which originally occupied the area of France, M. Fustel de Coulanges says—“Ni les Romains ni les Germains, ni la féodalité ni la monarchie n’ont détruit ces unités vivaces;” which up to the time of the Revolution remained substantially, as “provinces” and “pays,” the minor local governments.

§ 243. This community of traits between the developments of sustaining structures in an individual organism and in a social organism, requires to be expressed apart from detail before its full meaning can be seen.

What is the course of evolution in the digestive system of an animal as most generally stated? That the entire alimentary canal becomes adapted in structure and function to the matters, animal or vegetal, brought in contact with its interior; and, further, that its several parts acquire fitnesses for dealing with these matters at successive stages of their preparation. That is, the foreign substances serving for sustentation, on which its interior operates, determine the general and special characters of that interior. And what, stated in terms similarly general, is the course of evolution in the industrial system of a society? That as a whole it takes on activities and correlative structures, determined by the minerals, animals, and vegetals, with which its workers are in contact; and that industrial specializations in parts of its population, are determined by differences, organic or inorganic, in the local products those parts have to deal with.

The truth that while the material environment, yielding in various degrees and with various advantages consumable things, thus determines the industrial differentiations, I have, in passing, joined with a brief indication of the truth that differentiations of the regulative or governmental structures are not thus determined. The significance of this antithesis remains to be pointed out when the evolution of these governmental structures is traced.

 


 

[I-505]

CHAPTER VIII.

THE DISTRIBUTING SYSTEM.

§ 244. In the last chapter but one, where the relations between the three great systems of organs were described, it was pointed out that neither in an animal nor in a society can development of the sustaining system or of the regulating system go on without concomitant development of the distributing system. Transition from a partially-coherent group of tribes which are severally self-sufficing, to a completely-coherent group in which industrial differences have arisen, cannot take place without the rise of an agency for transferring commodities; any more than a cluster of similar polypites can be changed into such a combination as we see in Diphyes, without some modification facilitating conveyance of nutriment from its feeding members to its swimming members. A mediæval society formed of slightly-subordinated feudal states, each having besides its local lord its several kinds of workers and traders within itself, just as an annelid is formed of segments, each having besides its ganglia its own appendages, brachiæ, and simply alimentary tract; can no more pass into an integrated society having localized industries, without the development of roads and commercial classes, than the annelid can evolve into a crustacean or insect, characterized by many unlikenesses of parts and actions, without the growth of a vascular system.

Here, then, we have to observe the implied parallelisms [I-506] between the distributing systems, individual and social, in their successive stages.

§ 245. Protozoa of the rhizopod type are without channels of communication from part to part. The close proximity of the parts, the likeness of function among the parts, and their great variability of relative position, make a distributing system alike useless and impracticable. Even such animal aggregates as Myxomycetes, which are of considerable extent but are homogeneous, have no permeable lines for the distribution of nutriment. So is it with low societies. Tribes that are small, migratory, and without division of labour, by each of these characters negative the formation of channels for intercourse. A group of a dozen or two, have among themselves such small and indefinite communications as scarcely to make tracks between huts; when migratory, as they mostly are, the beaten paths they begin forming at each temporary abode are soon overgrown; and even where they are settled, if they are scattered and have no unlikenesses of occupations, the movements of individuals from place to place are so trifling as to leave but faint traces.

Animal aggregates of which the parts, differently related to conditions, assume different functions, must have channels for transfer which develop as the aggregates grow. Through the mere double-walled sac constituting a hydra, nutritive matter absorbed by the inner layer, may reach the outer layer without visible openings: passing, as we may assume, along lines of least resistance which, once opened, are continually followed and made more permeable. With advance to larger aggregates having parts further from the stomach, there comes first a branching stomach—a gastric cavity that sends ramifications throughout the body. Distribution of crude nutritive matters through such gastric sinuses occurs in the Medusæ and again in the Planariæ. But in those higher types characterized by a peri-visceral sac containing the filtered nutriment, this, which is the [I-507] rudiment of a vascular system, becomes the cavity out of which there diverge channels ramifying through the tissues—lacunæ probably formed by the draughts of liquid caused by local demands, and established by the repetitions of such draughts. With societies, as with living bodies, channels of communication are produced by the movements which they afterwards facilitate: each transit making subsequent transits easier. Sometimes lines opened by animals are followed; as by the Nagas, who use the tracks made through the jungle by wild beasts. Similarly caused, the early paths of men are scarcely better than these. The roads of the Bechuanas are “with difficulty to be distinguished from those made by the quaghas and antelopes.” Throughout Eastern Africa “the most frequented routes are foot-tracks like goat-walks.” And in Abyssinia, a high road “is only a track worn by use, and a little larger than the sheep-paths, from the fact of more feet passing over it.” Even with such social growth as produces towns carrying on much intercourse, there is at first nothing more than an undesigned production of a less resistant channel by force of much passing. Describing the road between the old and new capitals of the Bechuanas, Burchell says—“This consists of a number of footpaths wide enough only for a single person, and running either parallel to each other, or crossing very obliquely. I counted from twelve to about eighteen or twenty of these paths, within the breadth of a few yards.”

In animal organisms, ascending from the stage in which there is a mere oozing of nutritive liquids through the most permeable places in the tissues, to the stage in which occasional currents move feebly through indefinite sinuses, we come at length to the stage in which there are regular motions of blood along vessels having definite walls. As before pointed out, the formation of a true vascular system begins in the central regions and spreads to the periphery. At first there arises in the peri-visceral sac a short open-mouthed tube, by the rhythmical contractions of which [I-508] agitation is kept up in the surrounding liquid, now entering one end of this pulsating tube and now the other; and gradually this primitive heart, elongating and giving off smaller contractile vessels which ramify into the lacunæ, originates a vascular system. The like happens with channels of communication through the social organism: indefinite lacunæ, as we see that they are all at the outset, first acquire definite boundaries in the parts where there is most traffic. Of East African roads, which are commonly like goat-walks, Burton says that “where fields and villages abound they are closed with rough hedges, horizontal tree-trunks, and even rude stockades, to prevent trespassing and pilferage.” So, too, in Dahomey, though the roads are mostly footpaths, yet “the roads to the coast, except in a few places, are good enough for wheeled vehicles,” while “the road, six or seven miles long, separating the two capitals, may compare with the broadest in England.” And from the capital of Ashantee, described as having broad, clean streets, there radiate towards distant parts of the territory eight pathways, cut by successive kings through the forest—doubtless replacing the primitive paths made by traffic. Ignoring Roman roads, which were not produced by local evolution, we may trace in our own history this centrifugal development of channels of communication. The paving of the central parts of London did not begin till after the eleventh century; and, having got as far outwards as Holborn at the beginning of the fifteenth century, it spread into some of the suburbs during the sixteenth century. In Henry VIIIth’s reign a way, when too deep and miry to be traversed, was “merely abandoned and a new track selected.” Up to about 1750 the great north road from London was a turnpike for the first 100 miles, and “north of that point there was only a narrow causeway fit for pack-horses, flanked with clay sloughs on either side.” At the same time, in North-England and Mid-England, the roads were “still for the most part entirely unenclosed.” Then [I-509] macadamization, an improvement belonging to our own century, beginning with main lines of communication, gradually extended itself first to all turnpike roads, then to parish roads, and finally to private roads.

Further analogies may be indicated. With increased pressure of traffic has come, in addition to the road, the railway; which, in place of a single channel for movement in both directions, habitually has a double channel—up-line and down-line—analogous to the double set of tubes through which, in a superior animal, blood proceeds from the centre and towards the centre. As in the finished vascular system the great blood-vessels are the most direct, the divergent secondary ones less direct, the branches from these more crooked still, and the capillaries the most tortuous of all; so we see that these chief lines of transit through a society are the straightest, high roads less straight, parish roads more devious, and so on down to cart-tracks through fields. One more strange parallel exists. In considerably-developed animals, as many Mollusca, though the vascular system is so far complete in its central parts that the arteries have muscular coats, and are lined with “pavement epithelium,” it remains incomplete at its peripheral parts: the small blood-vessels terminate in lacunæ of the primitive kind. Similarly in the developed distributing system of a society, while the main channels are definitely bounded and have surfaces fitted for bearing the wear and tear of great traffic, the divergent channels carrying less traffic are less highly structured; and the redivergent ones, becoming less finished as they ramify, everywhere end in lacunæ—unfenced, unmetalled tracks for cart, horse, or pedestrian, through field or wood, over moor and mountain.

Notice must also be taken of the significant fact that in proportion as organisms, individual and social, develop largely the appliances for conflict with other organisms, these channels of distribution arise not for internal sustentation [I-510] only, but partly, and often mainly, for transferring materials from the sustaining parts to the expending parts. As in an animal with a large nervo-muscular system, arteries are formed more for carrying blood from the viscera to the brain and limbs than for carrying blood from one viscus to another; so in a kingdom with activities predominantly militant, the chief roads are those made for purposes of offence and defence. The consumption of men and supplies in war, makes more necessary than all others the roads which take them; and they are the first to assume definiteness. We see this in the above-named royal roads in Ashantee; again in the ancient Peruvian royal roads for conveying troops; and we are reminded of the relation in the empire of the Romans, between finished roads and military activity at remote points. The principle, however, remains the same: be it in the commercial railways of England or the military railways of Russia, the channels arise between places of supply and places of demand, though the consumption may be here in peace and there in war.

§ 246. When from the channels which carry, in the one case blood-corpuscles and serum, and in the other case men and commodities, we turn to the movements along them, we meet with further analogies.

Devoid of canals for distribution, animals of low types show us nothing but an extremely slow, as well as irregular, diffusion through the tissues; and so in primitive societies, where nothing beyond a small amount of barter goes on, the exchanged products are dispersed very gradually and in indefinite ways: the movements are feeble, and do not constitute anything like circulation. On ascending to such a type as an ascidian, having a peri-visceral sac with pulsating vessel in it, we see a distribution of nutriment which cannot be called circulation, but which approaches to it. The pulsations, setting up in the surrounding fluid such waves as send feeble currents through the sinuses and [I-511] lacunæ, presently undergo a reversal, causing movement in the opposite direction. This alternation of waves, now setting towards a certain part which thereupon becomes congested, and presently setting away from it towards parts which have been drained, is analogous to the first movements of distribution in developing societies. We do not begin with constant currents in the same directions; but we begin with periodical currents, now directed to certain spots and then away from them. That which, when established, we know as a fair, is the commercial wave in its first form. We find it in slightly-advanced societies. The Sandwich Islanders met on the Wairuku river at stated times to exchange their products; and the Fijians of different islands, assembled occasionally at a fixed place for barter. Of course, with the increase of population the streams of people and commodities which set at intervals to and from certain places, become more frequent. The semi-civilized African kingdoms show us stages. On the Lower Niger, “every town has a market generally once in four days,” and at different parts of the river a large fair about once a fortnight. In other cases, as at Sansanding, besides some daily sale there was a great market once a week, to which crowds from the surrounding country came. And then in the largest places, such as Timbuctoo, constant distribution has replaced periodic distribution. So, too, in the Batta territory, Sumatra, there are assemblings for traffic every fourth day; and in Madagascar, besides the daily market in the capital, there are markets at longer intervals in the provincial towns. Ancient American societies displayed this stage passing into a higher. Among the Chibchas, along with constant traffic, the greatest traffic was at eight-day intervals; and Mexico, besides daily markets, had larger markets every five days, which, in adjacent cities, were at different dates: there being meanwhile merchants who, Sahagun says, “go through the whole country . . . buying in one district and selling in others”—so fore-shadowing [I-512] a more developed system. Clearly these occasional assemblings and dispersings, shortening their intervals until they reach a daily bringing of products by some and buying by others, thus grow into a regular series of frequent waves, transferring things from places of supply to places of demand. Our own history shows how such slow periodic repletions and depletions, now in this locality and now in that, pass gradually into a rapid circulation. In early English times the great fairs, annual and other, formed the chief means of distribution, and remained important down to the seventeenth century, when not only villages but even small towns, devoid of shops, were irregularly supplied by hawkers who had obtained their stocks at these gatherings. Along with increased population, larger industrial centres, and improved channels of communication, local supply became easier; and so, frequent markets more and more fulfilled the purpose of infrequent fairs. Afterwards in chief places and for chief commodities, markets themselves multiplied; becoming in some cases daily. Finally came a constant distribution such that of some foods there is to each town an influx every morning; and of milk even more than one in the day. The transitions from times when the movements of people and goods between places were private, slow, and infrequent, to times when there began to run at intervals of several days public vehicles moving at four miles an hour, and then to times when these shortened their intervals and increased their speed while their lines of movement multiplied, ending in our own times when along each line of rails there go at high speed a dozen waves daily that are relatively vast; sufficiently show us how the social circulation progresses from feeble, slow, irregular movements to a rapid, regular, and powerful pulse.

§ 247. If from the channels of communication and the movements along them, we turn to the circulating currents [I-513] themselves, and consider their natures and their relations to the parts, we still meet with analogies.

Relatively simple in a low animal, the nutritive fluid becomes in a high animal relatively complex—a heterogeneous combination of general and special materials required by, and produced by, the several parts. Similarly, the currents of commodities, if they can be so called, which move from place to place in a low society, are little varied in composition; but as we advance to high societies, the variety of components in the currents continually increases. Moreover, the parallelism of composition holds in another way; for in both cases relative simplicity is joined with crudity, whereas relative complexity in both cases results from elaboration. In low animal types the product of a rude digestion is carried in an unprepared state through extensions of the gastric cavity to the neighbourhoods of the parts which need it; but in developed types the products are refined before they are distributed—protein substances of several kinds, fats, sugar, etc. And while the blood is thus made heterogeneous by containing many matters fitted for use, and while its heterogeneity is increased by the swarms of white and red corpuscles which take part in the processes of purification, etc., it is made more heterogeneous still by the inorganic constituents which aid molecular change, as well as by the effete products of molecular change on their ways to places of exit. If, in like manner, with the currents in a low society, we contrast the currents in an advanced society, we see that here, too, the greater heterogeneity is mainly caused by the many kinds of manufactured articles fitted for consumption; and though certain waste products of social life do not return into the circulating currents, but are carried off by under-ground channels, yet other waste products are carried off along those ordinary channels of circulation which bring materials for consumption. Next we have to note the special [I-514] actions which the local structures exert on the general current of commodities. While in a living body the organs severally take from the blood everywhere carried through them, the materials needed for their sustentation, those which are occupied in excretion and secretion also severally take from the blood particular ingredients, which they either cast out or compound. A salivary gland forms from the matters it appropriates, a liquid which changes starch into sugar and by doing this aids the subsequent preparation of food; the gastric follicles elaborate and pour out acids, etc., which help to dissolve the contents of the stomach; the liver, separating certain waste products from the blood, throws them into the intestine as bile, along with that glycogen it forms from other components which is to be re-absorbed; and the units of these several organs live, grow, and multiply, by carrying on their several businesses. So is it with social organs. While all of them, under restrictions to be hereafter specified, absorb from the distributed supply of commodities shares needful for their sustentation, such of them as carry on manufactures, large or small, also select from the heterogeneous streams of things that run everywhere, the materials which they transform; and afterwards return into these streams the elaborated products. Ignoring for the moment the familiar aspect of sale and purchase, under which these transactions present themselves to us, and contemplating simply the physical process, we see that each industrial structure, allowing various materials to pass through its streets untouched, takes out of the mixed current those it is fitted to act upon; and throws into the circulating stock of things, the articles it has prepared for general consumption.

The fact that competition is common to the two cases must also be observed. Though commonly thought of as a phenomenon exclusively social, competition exists in a living body—not so obviously between parts that carry on the same function, as between parts that carry on different [I-515] functions. The general stock of nutriment circulating through an organism has to support the whole. Each organ appropriates a portion of this general stock for repair and growth. Whatever each takes diminishes by so much the amount available for the rest. All other organs therefore, jointly and individually, compete for blood with each organ. So that though the welfare of each is indirectly bound up with that of the rest; yet, directly, each is antagonistic to the rest. Hence it happens that extreme cerebral action so drafts away the blood as to stop digestion; that, conversely, the visceral demand for blood after a heavy meal often so drains the brain as to cause sleep; and that extremely violent exertion, carrying an excessive amount of blood to the motor organs, may arrest digestion, or diminish thought and feeling, or both. While these facts prove that there is competition, they also prove that the exalted function of a part caused by demands made on it, determines the flow of blood to it. Though, as we shall hereafter see, there is in the higher organisms a kind of regulation which secures a more prompt balancing of supplies and demands under this competitive arrangement, yet, primarily, the balancing results from the setting of blood towards parts in proportion to their activities. Morbid growths, which not only draw to themselves much blood but develop in themselves vascular structures to distribute it, show us how local tissue-formation (which under normal conditions measures the waste of tissue in discharging function) is itself a cause of increased supply of materials. Now we have daily proof that in a society, not only individuals but classes, local and general, severally appropriate from the total stock of commodities as much as they can; and that their several abilities to appropriate, normally depend on their several states of activity. If less iron is wanted for export or home consumption, furnaces are blown out, men are discharged, and there flows towards the district a diminished stream of the things required for nutrition: causing arrest [I-516] of growth and, if continued, even decay. When a cotton famine entails greater need for woollens, the increased activity of the factories producing them, while it leads to the drawing in of more raw material and sending out of more manufactured goods, determines towards the cloth districts augmented supplies of all kinds—men, money, consumable commodities; and there results enlargement of old factories and building of new ones. Evidently this process in each social organ, as in each individual organ, results from the tendency of the units to absorb all they can from the common stock of materials for sustentation; and evidently the resulting competition, not between units simply but between organs, causes in a society, as in a living body, high nutrition and growth of parts called into greatest activity by the requirements of the rest.

§ 248. Of course, along with these likenesses there go differences, due to the contrast named at the outset between the concreteness of an individual organism and the discreteness of a social organism. I may name, first, a difference which accompanies the likeness last dwelt upon.

If the persons forming a body-politic were mostly fixed in their positions, as are the units forming an individual body, the feeding of them would have to be similarly effected. Their respective shares of nutriment, not simply brought to their neighbourhood, would have to be taken home to them. A process such as that by which certain kinds of food are daily carried round to houses by a class of locomotive units, would be the universal process. But as members of the body politic, though having stationary habitations and working places, are themselves locomotive, it results that the process of distribution is effected partly in this way and partly by their own agency. Further, there results from the same general cause, a difference between the ways in which motion is given to the circulating currents in the two cases. Physical cohesion of the parts in an individual living [I-517] body, makes possible the propulsion of the nutritive liquid by a contractile organ; but lacking this physical cohesion, and lacking too the required metamorphosis of units, the body-politic cannot have its currents of commodities thus moved: though remotely produced by other forces, their motion has to be proximately produced by forces within the currents themselves.

After recognizing these unlikenesses, however, we see that they do but qualify the essential likenesses. In both cases so long as there is little or no differentiation of parts there is little or no need for channels of communication among the parts; and even a differentiation, when such only that the unlike parts remain in close contact, does not demand appliances for transfer. But when the division of labour, physiological or sociological, has so far progressed that parts at some distance from one another co-operate, the growth of channels of distribution, with agents effecting distribution, becomes necessary; and the development of the distributing system has to keep pace with the other developments. A like necessity implies a like parallelism between the progressing circulations in the two cases. Feeble activities, small amounts of exchange, obstacles to transfer, unite in preventing at first anything more than very slow and irregular repletions and depletions, now at one place now at another; but with multiplication of parts increasingly specialized in their functions, increasingly efficient therefore, and combining to produce an increased amount of general life, there goes an increased need for large distributions in constant directions. Irregular, weak, and slow movements at long intervals, are changed into a regular rapid rhythm by strong and unceasing local demands. Yet more. With the advance of the aggregate, individual or social, to a greater heterogeneity, there goes advancing heterogeneity in the circulating currents; which at first containing few crude matters, contain at last many prepared matters. In both cases, too, structures [I-518] which elaborate the requisites for sustentation, stand to these currents in like relations—take from them the raw materials on which they have to operate, and directly or indirectly deliver into them again the products; and in both cases these structures, competing with one another for their shares of the circulating stock of consumable matters, are enabled to appropriate, to repair themselves, and to grow, in proportion to their performances of functions.

Stated most generally, the truth we have to carry with us is that the distributing system in the social organism, as in the individual organism, has its development determined by the necessities of transfer among inter-dependent parts. Lying between the two original systems, which carry on respectively the outer dealings with surrounding existences, and the inner dealings with materials required for sustentation, its structure becomes adapted to the requirements of this carrying function between the two great systems as wholes, and between the sub-divisions of each.

 


 

[I-519]

CHAPTER IX.

THE REGULATING SYSTEM.

§ 249. When observing how the great systems of organs, individual and social, are originally marked off from one another, we recognized the truth that the inner and outer parts become respectively adapted to those functions which their respective positions necessitate—the one having to deal with environing actions and agents, the other having to use internally-placed materials. We have seen how the evolution of interior structures is determined by the natures and distributions of these matters they are in contact with. We have now to see how the evolution of the structures carrying on outer actions is determined by the characters of things existing around.

Stated in a more concrete form, the general fact to be here set forth is, that while the alimentary systems of animals and the industrial systems of societies, are developed into fitness for dealing with the substances, organic and inorganic, used for sustentation, the regulating and expending systems (nervo-motor in the one, and governmental-military in the other) are developed into fitness for dealing with surrounding organisms, individual or social—other animals to be caught or escaped from, hostile societies to be conquered or resisted. In both cases that organization which fits the aggregate for acting as a whole in conflict with other aggregates, [I-520] indirectly results from the carrying on of conflicts with other aggregates.

§ 250. To be slow of speed is to be caught by an enemy; to be wanting in swiftness is to fail in catching prey: death being in either case the result. Sharp sight saves the herbivorous animal from a distant carnivore; and is an essential aid to the eagle’s successful swoop on a creature far below. Obviously it is the same with quickness of hearing and delicacy of scent; the same with all improvements of limbs that increase the power, the agility, the accuracy of movements; the same with all appliances for attack and defence—claws, teeth, horns, etc. And equally true must it be that each advance in that nervous system which, using the information coming through the senses, excites and guides these external organs, becomes established by giving an advantage to its possessor in presence of prey, enemies, and competitors. On glancing up from low types of animals having but rudimentary eyes and small powers of motion, to high types of animals having wide vision, considerable intelligence, and great activity, it becomes undeniable that where loss of life is entailed on the first by these defects, life is preserved in the last by these superiorities. The implication, then, is that successive improvements of the organs of sense and motion, and of the internal co-ordinating apparatus which uses them, have indirectly resulted from the antagonisms and competitions of organisms with one another.

A parallel truth is disclosed on watching how there evolves the regulating system of a political aggregate, and how there are developed those appliances for offence and defence put in action by it. Everywhere the wars between societies originate governmental structures, and are causes of all such improvements in those structures as increase the efficiency of corporate action against environing societies. Observe, first, the conditions under which there is an [I-521] absence of this agency furthering combination; and then observe the conditions under which this agency begins to show itself.

Where food is scarce, diffusion great, and co-operation consequently hindered, there is no established chieftainship. The Fuegians, the Cayaguas or Wood-Indians of South America, the Jungle-Veddahs of Ceylon, the Bushmen of South Africa, are instances. They do not form unions for defence, and have no recognized authorities: personal predominance of a temporary kind, such as tends to arise in every group, being the only approach to it. So of the Esquimaux, necessarily much scattered, Hearne says—“they live in a state of perfect freedom; no one apparently claiming the superiority over, or acknowledging the least subordination to, another:” joined with which fact stands the fact that they do not know what war means. In like manner where barrenness of territory negatives anything more than occasional assemblings, as with the Ghippewayans, there is nothing like chieftainship beyond the effect due to character; and this is very small. Elsewhere adequate concentration is negatived by the natures of the people. They are too little social or too little subordinate. It is thus with the Abors, a Hill-tribe of India, who, “as they themselves say, are like tigers, two cannot dwell in one den,” and who have their houses “scattered singly or in groups of two and three.” It is thus, too, as before pointed out (§ 35), with the Mantras of the Malay peninsula, who separate if they dispute. Here both the diffusion and the disposition causing the diffusion, check the evolution of a political head. But it is not only in cases like these that governmental co-ordination is absent. It is absent also among tribes which are settled and considerably more advanced, provided they are not given to war. Among such Papuans as the Arafuras and the Dalrymple Islanders, there are but nominal chiefs: the people living “in such peace and brotherly love with one another” that they need no control but the decisions of their elders. [I-522] The Todas, too, wholly without military organization, and described as peaceable, mild, friendly, have no political headships. So again is it with the placable Bodo and Dhimáls; described as being honest, truthful, entirely free from revenge, cruelty, and violence, and as having headmen whose authorities are scarcely more than nominal. To which, as similarly significant, I may add that the Lepchas, referred to by Sir J. Hooker as “amiable and obliging,” are said by Campbell to be “wonderfully honest,” “singularly forgiving of injuries,” “making mutual amends and concessions;” while at the same time “they are averse to soldiering, and cannot be induced to enlist in our army,” and are so little subordinate that they fly to the jungle and live on roots rather than submit to injustice.

Now observe how the headless state is changed and political co-ordination initiated. Edwards says the Caribs in time of peace admitted no supremacy; but, he adds, “in war, experience had taught them that subordination was as requisite as courage.” So, too, describing the confederations of tribes among the Caribs, Humboldt compares them with “those warlike hordes who see no advantage in the ties of society but for common defence.” Of the Creeks, whose subordination to authority is but slight, Schoolcraft says “it would be difficult, if not impossible, to impress on the community at large the necessity of any social compact, that should be binding upon it longer than common danger threatened them.” Again, Bonwick says—“Chieftains undoubtedly did exist among the Tasmanians, though they were neither hereditary nor elective. They were, nevertheless, recognized, especially in time of war, as leaders of the tribes. . . . After the cessation of hostilities they retired . . . to the quietude of every-day forest life.” In other cases we find a permanent change produced. Kotzebue says the Kamschadales “acknowledged no chief;” while another statement is that the principal authority was that of “the old men, or those who were remarkable for their [I-523] bravery.” And then it is remarked that these statements refer to the time before the Russian conquest—before there had been combined opposition to an enemy. This development of simple headship in a tribe by conflict with other tribes, we find advancing into compound headship along with larger antagonisms of race with race. Of the Patagonians Falkner tells us that though the tribes “are at continual variance among themselves, yet they often join together against the Spaniards.” It was the same with the North American Indians. The confederacy of the six nations, which cohered under a settled system of co-operation, resulted from a war with the English. Stages in the genesis of a compound controlling agency by conflict with other societies are shown us by the Polynesians. In Samoa eight or ten village-communities, which are in other respects independent,

“unite by common consent, and form a district, or state, for mutual protection. . . . When war is threatened by another district, no single village can act alone; . . . Some of these districts or states have their king; others cannot agree on the choice of one; . . . there is no such thing as a king, or even a district, whose power extends all over the group.” Yet in case of war, they sometimes combine in twos or threes.

Early histories of the civilized similarly show us how union of smaller social aggregates for offensive or defensive purposes, necessitating co-ordination of their actions, tends to initiate a central co-ordinating agency. Instance the Hebrew monarchy: the previously-separate tribes of Israelites became a nation subordinate to Saul and David, during wars with the Moabites, Ammonites, Edomites and Philistines. Instance the case of the Greeks: the growth of the Athenian hegemony into mastership, and the organization, political and naval, which accompanied it, was a concomitant of the continued activity of the confederacy against external enemies. Instance in later times the development of governments among Teutonic peoples. At the beginning of the Christian era there were only chieftainships of separate tribes; and, during wars, temporary greater chieftainships [I-524] of allied forces. Between the first and the fifth centuries the federations made to resist or invade the Roman empire did not evolve permanent heads; but in the fifth century the prolonged military activities of these federations ended in transforming these military leaders into kings over consolidated states.

As this differentiation by which there arises first a temporary and then a permanent military head, who passes insensibly into a political head, is initiated by conflict with adjacent societies, it naturally happens that his political power increases as military activity continues. Everywhere, providing extreme diffusion does not prevent, we find this connexion between predatory activity and submission to despotic rule. Asia shows it in the Kirghiz tribes, who are slave-hunters and robbers, and of whose manaps, once elective but now hereditary, the Michells say—“The word Manap literally means a tyrant, in the ancient Greek sense. It was at first the proper name of an elder distinguished for his cruelty and unrelenting spirit; from him the appellation became general to all Kirghiz rulers.” Africa shows it in the cannibal Niam-niams, whose king is unlimited lord of persons and things; or again in the sanguinary Dahomans with their Amazon army, and in the warlike Ashantees, all trained to arms: both of them under governments so absolute that the highest officials are slaves to the king. Polynesia shows it in the ferocious Fijians, whose tribes are ever fighting with one another, and among whom loyalty to absolute rulers is the extremest imaginable—even so extreme that people of a slave district “said it was their duty to become food and sacrifices for the chiefs.” This relation between the degree of power in the political head and the degree of militancy, has, indeed, been made familiar to us in the histories of ancient and modern civilized races. The connexion is implied in the Assyrian inscriptions as well as in the frescoes and papyri of Egypt. The case of Pausanias and other such cases, were regarded by the Spartans [I-525] themselves as showing the tendency of generals to become despots—as showing, that is, the tendency of active operations against adjacent societies to generate centralized political power. How the imperativeness fostered by continuous command of armies thus passes into political imperativeness, has been again and again shown us in later histories.

Here, then, the induction we have to carry with us is that as in the individual organism that nervo-muscular apparatus which carries on conflict with environing organisms, begins with, and is developed by, that conflict; so the governmental-military organization of a society, is initiated by, and evolves along with, the warfare between societies. Or, to speak more strictly, there is thus evolved that part of its governmental organization which conduces to efficient co-operation against other societies.

§ 251. The development of the regulating system may now be dealt with. Let us first trace the governmental agency through its stages of complication.

In small and little-differentiated aggregates, individual and social, the structure which co-ordinates does not become complex: neither the need for it nor the materials for forming and supporting it, exist. But complexity begins in compound aggregates. In either case its commencement is seen in the rise of a superior co-ordinating centre exercising control over inferior centres. Among animals the Annulosa illustrate this most clearly. In an annelid the like nervous structures of the like successive segments, are but little subordinated to any chief ganglion or group of ganglia. But along with that evolution which, integrating and differentiating the segments, produces a higher annulose animal, there arise at the end which moves foremost, more developed senses and appendages for action, as well as a cluster of ganglia connected with them; and along with formation of this goes an increasing control exercised by it [I-526] over the ganglia of the posterior segments. Not very strongly marked in such little-integrated types as centipedes, a nervous centralization of this kind becomes great in such integrated types as the higher crustaceans and the arachnida. So is it in the progress from compound social aggregates that are loosely coherent to those that are consolidated. Manifestly during those early stages in which the chief of a conquering tribe succeeds only in making the chiefs of adjacent tribes tributary while he lives, the political centralization is but slight; and hence, as in cases before referred to in Africa and elsewhere, the powers of the local centres re-assert themselves when they can throw off their temporary subordination. Many races which have got beyond the stage of separate simple tribes, show us, along with various degrees of cohesion, various stages in the subjection of local governing centres to a general governing centre. When first visited, the Sandwich Islanders had a king with turbulent chiefs, formerly independent; and in Tahiti there was similarly a monarch with secondary rulers but little subordinate. So was it with the New Zealanders; and so was it with the Malagasy until a century since. The nature of the political organization during such stages, is shown us by the relative degrees of power which the general and special centres exercise over the people of each division. Thus of the Tahitians we read that the power of the chief was supreme in his own district, and greater than that of the king over the whole. Lichtenstein tells us of the Koossas that “they are all vassals of the king, chiefs, as well as those under them; but the subjects are generally so blindly attached to their chiefs, that they will follow them against the king.” “Scarcely would the slave of an Ashantee chief,” says Cruickshank, “obey the mandate of his king, without the special concurrence of his immediate master.” And concerning the three grades of chiefs among the Araucanians, Thompson says of those who rule the smallest divisions that “their authority is less [I-527] precarious” than that of the higher officers. These few instances, which might readily be multiplied, remind us of the relations between major and minor political centres in feudal times; when there were long periods during which the subjection of barons to kings was being established—during which failures of cohesion and re-assertions of local authority occurred—during which there was loyalty to the district ruler greater than that to the general ruler.

And now let us note deliberately, what was before implied, that this subordination of local governing centres to a general governing centre, accompanies co-operation of the components of the compound aggregate in its conflicts with other like aggregates. Between such superior Annulosa as the winged insects and clawed crustaceans above described as having centralized nervous systems, and the inferior Annulosa composed of many similar segments with feeble limbs, the contrast is not only in the absence from these last of centralized nervous systems, but also in the absence of offensive and defensive appliances of efficient kinds. In the high types, nervous subordination of the posterior segments to the anterior, has accompanied the growth of those anterior appendages which preserve the aggregate of segments in its dealings with prey and enemies; and this centralization of the nervous structure has resulted from the co-operation of these external organs. It is thus also with the political centralizations which become permanent. So long as the subordination is established by internal conflict of the divisions with one another, and hence involves antagonism among them, it remains unstable; but it tends towards stability in proportion as the regulating agents, major and minor, are habituated to combined action against external enemies. The recent changes in Germany have re-illustrated under our eyes this political centralization by combination in war, which was so abundantly illustrated in the Middle Ages by the rise of monarchical governments over numerous fiefs.

[I-528]

How this compound regulating agency for internal control, results from combined external actions of the compound aggregate in war, we may understand on remembering that at first the army and the nation are substantially the same. As in each primitive tribe the men are all warriors, so, during early stages of civilization the military body is co-extensive with the adult male population excluding only the slaves—co-extensive with all that part of the society which has political life. In fact the army is the nation mobilized, and the nation the quiescent army. Hence men who are local rulers while at home, and leaders of their respective bands of dependents when fighting a common foe under direction of a general leader, become minor heads disciplined in subordination to the major head; and as they carry more or less of this subordination home with them, the military organization developed during war survives as the political organization during peace.

Chiefly, however, we have here to note that in the compound regulating system evolved during the formation of a compound social aggregate, what were originally independent local centres of regulation become dependent local centres, serving as deputies under command of the general centre; just as the local ganglia above described become agents acting under direction of the cephalic ganglia.

§ 252. This formation of a compound regulating system characterized by a dominant centre and subordinate centres, is accompanied, in both individual organisms and social organisms, by increasing size and complexity of the dominant centre.

In an animal, along with development of senses to yield information and limbs to be guided in conformity with it, so that by their co-operation prey may be caught and enemies escaped, there must arise one place to which the various kinds of information are brought, and from which are issued the adjusted motor impulses; and, in proportion as evolution [I-529] of the senses and limbs progresses, this centre which utilizes increasingly-varied information and directs better-combined movements, necessarily comes to have more numerous unlike parts and a greater total mass. Ascending through the annulose sub-kingdom, we find a growing aggregation of optic, auditory, and other ganglia receiving stimuli, together with the ganglia controlling the chief legs, claws, etc. And so in the vertebrate series, beginning in its lowest member with an almost uniform cord formed of local centres undirected by a brain, we rise finally to a cord appended to an integrated cluster of minor centres through which are issued the commands of certain supreme centres growing out of them. In a society it similarly happens that the political agency which gains predominance, is gradually augmented and complicated by additional parts for additional functions. The chief of chiefs begins to require helpers in carrying on control. He gathers round him some who get information, some with whom he consults, some who execute his commands. No longer a governing unit, he becomes the nucleus in a cluster of governing units. Various stages in this compounding, proceeding generally from the temporary to the permanent, may be observed. In the Sandwich Islands the king and governor have each a number of chiefs who attend on them and execute their orders. The Tahitian king had a prime minister, as well as a few chiefs to give advice; and in Samoa, too, each village chief has a sort of prime minister. Africa shows us stages in this progress from simple personal government to government through agents. Among the Beetjuans (a Bechuana people) the king executes “his own sentence, even when the criminal is condemned to death;” and Lichtenstein tells us of another group of Bechuanas (the Maatjaping) that, his people being disorderly, the monarch “swung his tremendous sjambok of rhinoceros leather, striking on all sides, till he fairly drove the whole multitude before him:” being thereupon imitated by his courtiers. And then of the [I-530] Bachapin government, belonging to this same race, we learn that the duty of the chief’s brother “was to convey the chief’s orders wherever the case demanded, and to see them put in execution.” Among the Koossas, governed by a king and vassal chiefs, every chief has councillors, and “the great council of the king is composed of the chiefs of particular kraals.” Again, the Zulu sovereign shares his power with two soldiers of his choice, and these form the supreme judges of the country. The appendages which add to the size and complexity of the governing centre in the larger African kingdoms are many and fully established. In Dahomey, besides two premiers and various functionaries surrounding the king, there are two judges, of whom one or other is “almost constantly with the king, informing him of every circumstance that passes;” and, according to Burton, every official is provided with a second in command, who is in reality a spy. Though the king joins in judging causes, and though when his executioners bungle he himself shows them how to cut off heads, yet he has agents around him into whose hands these functions are gradually lapsing; as, in the compound nervous structures above described, there are appended centres through which information is communicated, and appended centres through which the decisions pass into execution. How in civilized nations analogous developments have taken place—how among ourselves William the Conqueror made his “justiciar” supreme administrator of law and finance, having under him a body of Secretaries of whom the chief was called Chancellor; how the justiciar became Prime Minister and his staff a supreme court, employed alike on financial and judicial affairs and in revision of laws; how this in course of time became specialized and complicated by appendages; needs not to be shown in detail. Always the central governing agency while being enlarged, is made increasingly heterogeneous by the multiplication of parts having specialized functions. And then, as in nervous evolution after a certain complication of [I-531] the directive and executive centres is reached, there begin to grow deliberative centres, which, at first unobtrusive, eventually predominate; so in political evolution, those assemblies which contemplate the remoter results of political actions, beginning as small additions to the central governing agency, outgrow the rest. It is manifest that these latest and highest governing centres perform in the two cases analogous functions. As in a man the cerebrum, while absorbed in the guidance of conduct at large, mainly in reference to the future, leaves the lower, simpler, older centres to direct the ordinary movements and even the mechanical occupations; so the deliberative assembly of a nation, not attending to those routine actions in the body politic controlled by the various administrative agencies, is occupied with general requirements and the balancing of many interests which do not concern only the passing moment. It is to be observed, also, that these high centres in the two cases, are neither the immediate recipients of information nor the immediate issuers of commands; but receive from inferior agencies the facts which guide their decisions, and through other inferior agencies get those decisions carried into execution. The cerebrum is not a centre of sensation or of motion; but has the function of using the information brought through the sensory centres, for determining the actions to be excited by the motor centres. And in like manner a developed legislative body, though not incapable of getting impressions directly from the facts, is habitually guided by impressions indirectly gained through petitions, through the press, through reports of committees and commissions, through the heads of ministerial departments; and the judgments it arrives at are executed not under its immediate direction but under the immediate direction of subordinate centres, ministerial, judicial, etc.

One further concomitant may be added. During evolution of the supreme regulating centres, individual and social, the older parts become relatively automatic. A simple [I-532] ganglion with its afferent and efferent fibres, receives stimuli and issues impulses unhelped and unchecked; but when there gather round it ganglia through which different kinds of impressions come to it, and others through which go from it impulses causing different motions, it becomes dependent on these, and in part an agent for transforming the sensory excitements of the first into the motor discharges of the last. As the supplementary parts multiply, and the impressions sent by them to the original centre, increasing in number and variety, involve multiplied impulses sent through the appended motor centres, this original centre becomes more and more a channel through which, in an increasingly-mechanical way, special stimuli lead to appropriate actions. Take, for example, three stages in the vertebrate animal. We have first an almost uniform spinal cord, to the successive portions of which are joined the sensory and motor nerves supplying the successive portions of the body: the spinal cord is here the supreme regulator. Then in the nervous system of vertebrates somewhat more advanced, the medulla oblongata and the sensory ganglia at the anterior part of this spinal cord, taking a relatively large share in receiving those guiding impressions which lead to motor discharges from its posterior part, tend to make this subordinate and its actions mechanical: the sensory ganglia have now become the chief rulers. And when in the course of evolution the cerebrum and cerebellum grow, the sensory ganglia with the co-ordinating motor centre to which they were joined, lapse into mere receivers of stimuli and conveyers of impulses: the last-formed centres acquire supremacy, and those preceding them are their servants. Thus is it with kings, ministries, and legislative bodies. As the original political head, acquiring larger functions, gathers agents around him who bring data for decisions and undertake execution of them, he falls more and more into the hands of these agents—has his judgments in great degree made for him [I-533] by informers and advisers, and his deputed acts modified by executive officers: the ministry begins to rule through the original ruler. At a later stage the evolution of legislative bodies is followed by the subordination of ministries; who, holding their places by the support of majorities, are substantially the agents executing the wills of those majorities. And while the ministry is thus becoming less deliberative and more executive, as the monarch did previously, the monarch is becoming more automatic: royal functions are performed by commission; royal speeches are but nominally such; royal assents are practically matters of form. This general truth, which our own constitutional history so well illustrates, was illustrated in another way during the development of Athenian institutions, political, judicial, and administrative: the older classes of functionaries survived, but fell into subordinate positions, performing duties of a comparatively routine kind.

§ 253. From the general structures of regulating systems, and from the structures of their great centres of control, we must now turn to the appliances through which control is exercised. For co-ordinating the actions of an aggregate, individual or social, there must be not only a governing centre, but there must also be media of communication through which this centre may affect the parts.

Ascending stages of animal organization carry us from types in which this requirement is scarcely at all fulfilled, to types in which it is fulfilled effectually. Aggregates of very humble orders, as Sponges, Thallassicollæ, etc., without co-ordinating centres of any kind, are also without means of transferring impulses from part to part; and there is no co-operation of parts to meet an outer action. In Hydrozoa and Actinozoa, not possessing visible centres of co-ordination, slow adjustments result from the diffusion of molecular changes from part to part through the body: contraction of the whole creature presently follows rough handling of the [I-534] tentacles, while contact of the tentacles with nutritive matter causes a gradual closing of them around it. Here by the propagation of some influence among them, the parts are made to co-operate for the general good, feebly and sluggishly. In Polyzoa, along with the rise of distinct nerve-centres, there is a rise of distinct nerve-fibres, conveying impulses rapidly along definite lines, instead of slowly through the substance in general. Hence comes a relatively prompt co-operation of parts to deal with sudden external actions. And as these internuncial lines multiply, becoming at the same time well adjusted in their connexions, they make possible those varied co-ordinations which developed nervous centres direct. Analogous stages in social evolution are sufficiently manifest. Over a territory covered by groups devoid of political organization, news of an inroad spreads from person to person, taking long to diffuse over the whole area; and the inability of the scattered mass to co-operate, is involved as much by the absence of internuncial agencies as by the absence of regulating centres. But along with such slight political co-ordination as union for defence produces, there arise appliances for influencing the actions of distant allies. Even the Fuegians light fires to communicate intelligence. The Tasmanians, too, made use of signal fires, as do also the Tannese; and this method of producing a vague co-ordination among the parts in certain emergencies, is found among other uncivilized races. As we advance, and as more definite combinations of more varied kinds have to be effected for offence and defence, messengers are employed. Among the Fijians, for instance, men are sent with news and commands, and use certain mnemonic aids. The New Zealanders “occasionally conveyed information to distant tribes during war by marks on gourds.” In such comparatively advanced states as those of Ancient America, this method of sending news was greatly developed. The Mexicans had couriers who at full speed ran six-mile stages, and so carried intelligence, [I-535] it is said, even 300 miles in a day; and the Peruvians, besides their fire and smoke signals in time of rebellion, had runners of the same kind. So, too, was it with the Persians. Herodotus writes:—

“Nothing mortal travels so fast as these Persian messengers. The entire plan is a Persian invention; and this is the method of it. Along the whole line of road there are men (they say) stationed with horses,” and the message “is borne from hand to hand along the whole line, like the light in the torch-race, which the Greeks celebrate to Vulcan.”

Thus what is in its early stage a slow propagation of impulses from unit to unit throughout a society, becomes, as we advance, a more rapid propagation along settled lines: so making quick and definitely-adjusted combinations possible. Moreover, we must note that this part of the regulating system, like its other parts, is initiated by the necessities of co-operation against alien societies. As in later times among Highland clans, the fast runner, bearing the fiery cross, carried a command to arm; so, in early English times, the messages were primarily those between rulers and their agents, and habitually concerned military affairs. Save in these cases (and even state-messengers could not move swiftly along the bad roads of early days) the propagation of intelligence through the body-politic was very slow. The slowness continued down to comparatively late periods. Queen Elizabeth’s death was not known in some parts of Devon until after the Court had gone out of mourning; and the news of the appointment of Cromwell as Protector took nineteen days to reach Bridgewater. Nor have we to remark only the tardy spread of the influences required for co-operation of parts. The smallness and uniformity of these influences have also to be noted in contrast with their subsequent greatness and multiformity. Instead of the courier bearing a single despatch, military or political, from one ruling agent to another, at irregular intervals in few places; there come eventually, through despatches of multitudinous letters daily and several times a-day, in all [I-536] directions through every class, swift transits of impulses, no less voluminous than varied, all instrumental to co-operation. Two other internuncial agencies of more developed kinds are afterwards added. Out of the letter, when it had become comparatively frequent among the educated classes, there came the news-letter: at first a partially-printed sheet issued on the occurrence of an important event, and having an unprinted space left for a written letter. From this, dropping its blank part, and passing from the occasional into the periodic, came the newspaper. And the newspaper has grown in size, in multitudinousness, in variety, in frequency, until the feeble and slow waves of intelligence at long and irregular intervals, have become the powerful, regular, rapid waves by which, twice and thrice daily, millions of people receive throughout the kingdom stimulations and checks of all kinds, furthering quick and balanced adjustments of conduct. Finally there arises a far swifter propagation of stimuli serving to co-ordinate social actions, political, military, commercial, etc. Beginning with the semaphore-telegraph, which, reminding us in principle of the signal-fires of savages, differed by its ability to convey not single vague ideas only, but numerous, complex, and distinct ideas, we end with the electric-telegraph, immeasurably more rapid, through which go quite definite messages, infinite in variety and of every degree of complexity. And in place of a few such semaphore-telegraphs, transmitting, chiefly for governmental purposes, impulses in a few directions, there has come a multiplicity of lines of instant communication in all directions, subserving all purposes. Moreover, by the agency of these latest internuncial structures, the social organism, though discrete, has acquired a promptness of co-ordination equal to, and indeed exceeding, the promptness of co-ordination in concrete organisms. It was before pointed out (§ 221) that social units, though forming a discontinuous aggregate, achieve by language a transmission of impulses which, in individual aggregates, [I-537] is achieved by nerves. But now, utilizing the molecular continuity of wires, the impulses are conveyed throughout the body-politic much faster than they would be were it a solid living whole. Including times occupied by taking messages to and from the offices in each place, any citizen in Edinburgh may give motion to any citizen in London, in less than one-fourth of the time a nervous discharge would take to pass from one to the other, were they joined by living tissue. Nor should we omit the fact that parallelism in the requirements, has caused something like parallelism in the arrangements, of the internuncial lines. Out of great social centres emerge many large clusters of wires, from which, as they get further away, diverge at intervals minor clusters, and these presently give off re-diverging clusters; just as main bundles of nerves on their way towards the periphery, from time to time emit lateral bundles, and these again others. Moreover, the distribution presents the analogy that near chief centres these great clusters of internuncial lines go side by side with the main channels of communication—railways and roads—but frequently part from these as they ramify; in the same way that in the central parts of a vertebrate animal, nerve-trunks habitually accompany arteries, while towards the periphery the proximity of nerves and arteries is not maintained: the only constant association being also similar in the two cases; for the one telegraph-wire which accompanies the railway system throughout every ramification, is the wire which checks and excites its traffic, as the one nerve which everywhere accompanies an artery, is the vaso-motor nerve regulating the circulation in it. Once more, it is a noteworthy fact that in both cases insulation characterizes the internuncial lines. Utterly unlike as are the molecular waves conveyed, it is needful in both cases that they should be limited to the channels provided. Though in the aerial telegraph-wires insulation is otherwise effected, in under-ground wires it is effected in a way analogous to that seen in nerve-fibres. [I-538] Many wires united in a bundle are separated from one another by sheaths of non-conducting substance; as the nerve-fibres that run side by side in the same trunk, are separated from one another by their respective medullary sheaths.

The general result, then, is that in societies, as in living bodies, the increasing mutual dependence of parts, implying an increasingly-efficient regulating system, therefore implies not only developed regulating centres, but also means by which the influences of such centres may be propagated. And we see that as, under one of its aspects, organic evolution shows us more and more efficient internuncial appliances subserving regulation, so, too, does social evolution.

§ 254. There is one other remarkable and important parallelism. In both kinds of organisms the regulating system, during evolution, divides into two systems, to which is finally added a third partially-independent system; and the differentiations of these systems have common causes in the two cases.

The general law of organization, abundantly illustrated in foregoing chapters, is that distinct duties entail distinct structures; that from the strongest functional contrasts come the greatest structural differences; and that within each of the leading systems of organs first divided from one another in conformity with this principle, secondary divisions arise in conformity with the same principle. The implication is, then, that if in an organism, individual or social, the function of regulation falls into two divisions which are widely unlike, the regulating apparatus will differentiate into correspondingly-unlike parts, carrying on their unlike functions in great measure independently. This we shall find it does.

The fundamental division in a developed animal, we have seen to be that between the outer set of organs which deal with the environment and the inner set of organs which carry on sustentation. For efficient mutual aid it [I-539] is requisite, not only that the actions of these inner and outer sets, considered as wholes, shall be co-ordinated; but also that each set shall have the actions of its several parts co-ordinated with one another. Prey can be caught or enemies escaped, only if the bones and muscles of each limb work together properly—only if all the limbs effectually co-operate—only if they jointly adjust their motions to the tactual, visual, and auditory impressions; and to combine these many actions of the various sensory and motor agents, there must be a nervous system that is large and complex in proportion as the actions combined are powerful, multiplied, and involved. Like in principle, though much less elaborate, is the combination required among the actions of the sustaining structures. If the masticated food is not swallowed when thrust to the entrance of the gullet, digestion cannot begin; if when food is in the stomach contractions, but no secretions, take place, or if the pouring out of gastric juices is not accompanied by due rhythmical movements, digestion is arrested; if the great appended glands send into the intestines not enough of their respective products, or send them at wrong times, or in wrong proportions, digestion is left imperfect; and so with the many minor simultaneous and successive processes which go to make up the general function. Hence there must be some nervous structure which, by its internuncial excitations and inhibitions, shall maintain the co-ordination. Now observe how widely unlike are the two kinds of co-ordination to be effected. The external doings must be quick in their changes. Swift motions, sudden variations of direction, instant stoppages, are needful. Muscular contractions must be exactly adjusted to preserve the balance, achieve the leap, evade the swoop. Moreover, involved combinations are implied; for the forces to be simultaneously dealt with are many and various. Again, the involved combinations, changing from moment to moment, rarely recur; because the circumstances are [I-540] rarely twice alike. And once more, not the needs of the moment only, have to be met, but also the needs of a future more or less distant. Nothing of the kind holds with the internal co-ordinations. The same series of processes has to be gone through after every meal—varying somewhat with the quantity of food, with its quality, and with the degree to which it has been masticated. No quick, special, and exact adaptations are required; but only a general proportion and tolerable order among actions which are not precise in their beginnings, amounts, or endings. Hence for the sustaining organs there arises a regulating apparatus of a strongly contrasted character, which eventually becomes substantially separate. The sympathetic system of nerves, or “nervous system of organic life,” whether or not originally derived from the cerebro-spinal system, is, in developed vertebrates, practically independent. Though perpetually influenced by the higher system which, working the muscular structures, causes the chief expenditure, and though in its turn influencing this higher system, the two carry on their functions apart: they affect one another chiefly by general demands and general checks. Only over the heart and lungs, which are indispensable co-operators with both the sustaining organs and the expending organs, do we find that the superior and inferior nervous systems exercise a divided control. The heart, excited by the cerebro-spinal system in proportion to the supply of blood required for external action, is also excited by the sympathetic when a meal has made a supply of blood needful for digestion; and the lungs which (because their expansion has to be effected partly by thoracic muscles belonging to the outer system of organs) largely depend for their movements on cerebro-spinal nerves, are nevertheless also excited by the sympathetic when the alimentary organs are at work. And here, as showing the tendency there is for all these comparatively-constant vital processes to fall under a nervous control unlike that which directs the ever-varying outer processes, it may be remarked that such influences as [I-541] the cerebro-spinal system exerts on the heart and lungs differ greatly from its higher directive actions—are mainly reflex and unconscious. Volition fails to modify the heart’s pulsations; and though an act of will may temporarily increase or decrease respiration, yet the average respiratory movements are not thus changeable, but during waking and sleeping are automatically determined. To which facts let me add that the broad contrast here illustrated in the highest or vertebrate type, is illustrated also in the higher members of the annulose type. Insects, too, have visceral nervous systems substantially distinguished from the nervous systems which co-ordinate outer actions. And thus we are shown that separation of the two functionally-contrasted regulating systems in animals, is a concomitant of greater evolution.

A parallel contrast of duties produces a parallel differentiation of structures during the evolution of social organisms. Single in low societies as in low animals, the regulating system in high societies as in high animals becomes divided into two systems; which, though they perpetually affect one another, carry on their respective controls with substantial independence. Observe the like causes for these like effects. Success in conflicts with other societies implies quickness, combination, and special adjustments to ever-varying circumstances. Information of an enemy’s movements must be swiftly conveyed; forces must be rapidly drafted to particular spots; supplies fit in kinds and quantities must be provided; military manœuvres must be harmonized; and to these ends there must be a centralized agency that is instantly obeyed. Quite otherwise is it with the structures carrying on sustentation. Though the actions of these have to be somewhat varied upon occasion, especially to meet war-demands, yet their general actions are comparatively uniform. The several kinds of food raised have to meet a consumption which changes within moderate limits only; for clothing the demands are tolerably [I-542] constant, and alter in their proportions not suddenly but slowly; and so with commodities of less necessary kinds: rapidity, speciality, and exactness, do not characterize the required co-ordinations. Hence a place for another kind of regulating system. Such a system evolves as fast as the sustaining system itself evolves. Let us note its progress. In early stages the occupations are often such as to prevent division between the control of defensive actions and the control of sustaining actions, because the two are closely allied. Among the Mandans the families joined in hunting, and divided the spoil equally: showing us that the war with beasts carried on for joint benefit, was so nearly allied to the war with men carried on for joint benefit, that both remained public affairs. Similarly with the Comanches, the guarding of a tribe’s cattle is carried on in the same manner as military guarding; and since the community of individual interests in this protection of cattle from enemies, is like the community of interests in personal protection, unity in the two kinds of government continues. Moreover in simple tribes which are under rulers of any kinds, what authority exists is unlimited in range, and includes industrial actions as well as others. If there are merely wives for slaves, or if there is a slave-class, the dominant individuals who carry on outer attack and defence, also direct in person such labour as is performed; and where a chief having considerable power has arisen, he not only leads in war but orders the daily activities during peace. The Gonds, the Bhils, the Nagas, the Mishmis, the Kalmucks, and many other simple tribes, show us this identity of the political and industrial governments. A partial advance, leading to some distinction, does not separate the two in a definite way. Thus among the Kookies the rajah claims and regulates work, superintends village removals, and apportions the land each family has to clear on a new site; among the Santals the head man partially controls the people’s labour; and among the Khonds he acts as [I-543] chief merchant. Polynesia presents like facts. The New Zealand chiefs superintend agricultural and building operations; the Sandwich Islanders have a market, in which “the price is regulated by the chiefs;” trade in Tonga also “is evidently under [the chief’s] supervision!” and the Kadayan chiefs “settle the price of rice.” So again in Celebes, the days for working in the plantations are decided by the political agency, and the people go at beat of gong; so again in East Africa, the times of sowing and harvest depend on the chief’s will, and among the Inland Negroes the “market is arranged according to the directions of the chiefs;” so again in some parts of Ancient America, as San Salvador, where the cazique directed the plantings; and so again in some parts of America at the present time. Those who trade with the Mundurcús “have first to distribute their wares . . . amongst the minor chiefs,” and then wait some months “for repayment in produce;” and the Patagonians could not sell any of their arms to Wilkes’s party without asking the chief’s permission. In other societies, and especially in those which are considerably developed, we find this union of political and industrial rule becoming modified: the agency, otherwise the same, is doubled. Thus among the Sakarran Dyaks there is a “trading chief” in addition to two principal chiefs; among the Dahomans there is a commercial chief in Whydah; and there are industrial chiefs in Fiji, where, in other respects, social organization is considerably advanced. At a later stage the commercial chief passes into the government officer exercising stringent supervision. In Ancient Guatemala a State-functionary fixed the price of the markets; and in Mexico, agents of the State saw that lands did not remain uncultivated. Facts of this kind introduce us to the stages passed through by European societies. Up to the 10th century each domain in France had its bond, or only partially-free, workmen and artizans, directed by the seigneur and paid in meals and goods; between the [I-544] 11th and 14th centuries the feudal superiors, ecclesiastical or lay, regulated production and distribution to such extent that industrial and commercial licences had to be purchased from them; in the subsequent monarchical stage, it was a legal maxim that “the right to labour is a royal right, which the prince may sell and subjects can buy;” and onwards to the time of the Revolution, the country swarmed with officials who authorized occupations, dictated processes, examined products: since which times State-control has greatly diminished, and the adjustments of industry to the nation’s needs have been otherwise effected. Still better does our own history show us this progressive differentiation. In the Old English period the heads of guilds were identical with the local political heads—ealdormen, wick-, port-, or burgh-reeves; and the guild was itself in part a political body. Purchases and bargains had to be made in presence of officials. Agricultural and manufacturing processes were prescribed by law. Dictations of kindred kinds, though decreasing, continued to late times. Down to the 16th century there were metropolitan and local councils, politically authorized, which determined prices, fixed wages, etc. But during subsequent generations, restrictions and bounties disappeared; usury laws were abolished; liberty of commercial combination increased.

And now if, with those early stages in which the rudimentary industrial organization is ruled by the chief, and with those intermediate stages in which, as it develops, it gets a partially-separate political control, we contrast a late stage like our own, characterized by an industrial organization which has become predominant, we find that this has evolved for itself a substantially-independent control. There is now no fixing of prices by the State; nor is there prescribing of methods. Subject to but slight hindrances from a few licences, citizens adopt what occupations they please; buy and sell where they please. The amounts grown and manufactured, imported and exported, are unregulated by laws; [I-545] improvements are not enforced nor bad processes legislatively interdicted; but men, carrying on their businesses as they think best, are simply required by law to fulfil their contracts and commanded not to aggress upon their neighbours. Under what system, then, are their industrial activities adjusted to the requirements? Under an internuncial system through which the various industrial structures receive from one another stimuli or checks caused by rises or falls in the consumptions of their respective products; and through which they jointly receive a stimulus when there is suddenly an extra consumption for war-purposes. Markets in the chief towns, where bargaining settles the prices of grain and cattle, of cottons and woollens, of metals and coal, show dealers the varying relations of supply and demand; and the reports of their transactions, diffused by the press, prompt each locality to increase or decrease of its special function. Moreover, while the several districts have their activities thus partially regulated by their local centres of business, the metropolis, where all these districts are represented by houses and agencies, has its central markets and its exchange, in which is effected such an averaging of the demands of all kinds, present and future, as keeps a due balance among the activities of the several industries. That is to say, there has arisen, in addition to the political regulating system, an industrial regulating system which carries on its co-ordinating function independently—a separate plexus of connected ganglia.

As above hinted, a third regulating system, partially distinguishable from the others, arises in both cases. For the prompt adjustment of functions to needs, supplies of the required consumable matters must be rapidly drafted to the places where activities are set up. If an organ in the individual body or in the body-politic, suddenly called into great action, could get materials for its nutrition or its secretion, or both, only through the ordinary quiet flow of [I-546] the distributing currents, its enhanced action would soon flag. That it may continue responding to the increased demand, there must be an extra influx of the materials used in its actions—it must have credit in advance of function discharged. In the individual organism this end is achieved by the vaso-motor nervous system. The fibres of this ramify everywhere along with the arteries, which they enlarge or contract in conformity with stimuli sent along them. The general law, as discovered by Ludwig and Lovèn, is that when by the nerves of sensation there is sent inwards that impression which accompanies the activity of a part, there is reflected back to the part, along its vaso-motor nerves, an influence by which its minute arteries are suddenly dilated; and at the same time, through the vaso-motor nerves going to all inactive parts, there is sent an influence which slightly constricts the arteries supplying them: thus diminishing the flow of blood where it is not wanted, that the flow may be increased where it is wanted. In the social organism, or rather in such a developed social organism as our own in modern times, this kind of regulation is effected by the system of banks and associated financial bodies which lend out capital. When a local industry, called into unusual activity by increased consumption of its products, makes demands first of all on local banks, these, in response to the impressions caused by the rising activity conspicuous around them, open more freely those channels for capital which they command; and presently, with further rise of prosperity, the impression propagated to the financial centres in London produces an extension of the local credit, so that there takes place a dilatation of the in-flowing streams of men and commodities. While, at the same time, to meet this local need for capital, various industries elsewhere, not thus excited, and therefore not able to offer such good interest, get diminished supplies: some constriction of the circulation through them takes place. This third regulating system, observe, vaso-motor [I-547] in the one case and monetary in the other, is substantially independent. Evidence exists that there are local vaso-motor centres possessing local control, as there are local monetary centres; and though there seems to be in each case a chief centre, difficult to distinguish amid the other regulating structures with which it is entangled, yet it is functionally separate. Though it may be bound up with the chief regulating system by which outer actions are controlled, it is not subject to that system. Volition in the one case cannot alter these local supplies of blood; and legislation in the other, ceasing to perturb as it once did the movements of capital, now leaves it almost entirely alone: even the State, with the structures under its direct control, standing to the financial corporations in the position of a customer, just as the brain and limbs do to the vaso-motor centres. Nor does this ruler of the circulation form part of that second regulating system which controls the organs carrying on sustentation, individual or social. The viscera get blood only by permission of these nerve-centres commanding their arteries, and if the outer organs are greatly exerted, the supply is shut off from the inner organs; and similarly the industrial system, with that centralized apparatus which balances its actions, cannot of itself draft capital here or there, but does this indirectly only through the impressions yielded by it to Lombard-street.

§ 255. Thus the increasing mutual dependence of parts, which both kinds of organisms display as they evolve, necessitates a further series of remarkable parallelisms. Co-operation being in either case impossible without appliances by which the co-operating parts shall have their actions adjusted, it inevitably happens that in the body-politic, as in the living body, there arises a regulating system; and within itself this differentiates as the sets of organs evolve.

The co-operation most urgent from the outset, is that required for dealing with environing enemies and prey. [I-548] Hence the first regulating centre, individual and social, is initiated as a means to this co-operation; and its development progresses with the activity of this co-operation. As compound aggregates are formed by integration of simple ones, there arise in either case supreme regulating centres and subordinate ones; and the supreme centres begin to enlarge and complicate. While doubly-compound and trebly-compound aggregates show us further developments in complication and subordination, they show us, also, better internuncial appliances, ending in those which convey instant information and instant command.

To this chief regulating system, controlling the organs which carry on outer actions, there is, in either case, added during the progress of evolution, a regulating system for the inner organs carrying on sustentation; and this gradually establishes itself as independent. Naturally it comes later than the other. Complete utilization of materials for sustentation being less urgent, and implying co-ordination relatively simple, has its controlling appliances less rapidly developed than those which are concerned with the catching of prey and the defence against enemies.

And then the third or distributing system, which, though necessarily arising after the others, is indispensable to the considerable development of them, eventually gets a regulating apparatus peculiar to itself.

 


 

[I-549]

CHAPTER X.

SOCIAL TYPES AND CONSTITUTIONS.

§ 256. A glance at the respective antecedents of individual organisms and social organisms, shows why the last admit of no such definite classification as the first. Through a thousand generations a species of plant or animal leads substantially the same kind of life; and its successive members inherit the acquired adaptations. When changed conditions cause divergences of forms once alike, the accumulating differences arising in descendants only superficially disguise the original identity—do not prevent the grouping of the several species into a genus; nor do wider divergences that began earlier, prevent the grouping of genera into orders and orders into classes. It is otherwise with societies. Hordes of primitive men, dividing and subdividing, do, indeed, show us successions of small social aggregates leading like lives, inheriting such low structures as had resulted, and repeating those structures. But higher social aggregates propagate their respective types in much less decided ways. Though colonies tend to grow like their parent-societies, yet the parent-societies are so comparatively plastic, and the influences of new habitats on the derived societies are so great, that divergences of structure are inevitable. In the absence of definite organizations established during the similar lives of many societies descending [I-550] one from another, there cannot be the precise distinctions implied by complete classification.

Two cardinal kinds of differences there are, however, of which we may avail ourselves for grouping societies in a natural manner. Primarily we may arrange them according to their degrees of composition, as simple, compound, doubly-compound, trebly-compound; and secondarily, though in a less specific way, we may divide them into the predominantly militant and the predominantly industrial—those in which the organization for offence and defence is most largely developed, and those in which the sustaining organization is most largely developed.

§ 257. We have seen that social evolution begins with small simple aggregates; that it progresses by the clustering of these into larger aggregates; and that after being consolidated, such clusters are united with others like themselves into still larger aggregates. Our classification, then, must begin with societies of the first or simplest order.

We cannot in all cases say with precision what constitutes a simple society; for, in common with products of evolution generally, societies present transitional stages which negative sharp divisions. As the multiplying members of a group spread and diverge gradually, it is not always easy to decide when the groups into which they fall become distinct. Here, inhabiting a barren region, the descendants of common ancestors have to divide while yet the constituent families are near akin; and there, in a more fertile region, the group may hold together until clusters of families remotely akin are formed: clusters which, diffusing slowly, are held by a common bond that slowly weakens. By and by comes the complication arising from the presence of slaves not of the same ancestry, or of an ancestry but distantly allied; and these, though they may not be political units, must be recognized as units sociologically considered. Then there is the kindred complication arising where an invading tribe becomes [I-551] a dominant class. Our only course is to regard as a simple society, one which forms a single working whole unsubjected to any other, and of which the parts co-operate, with or without a regulating centre, for certain public ends. Here is a table, presenting with as much definiteness as may be, the chief divisions and sub-divisions of such simple societies.

SIMPLE SOCIETIES. { HEADLESS. { Nomadic:—(hunting) Fuegians, some Australians, Wood-Veddahs, Bushmen, Chépángs and Kusúndas of Nepal.
{ Semi-settled:—most Esquimaux.
{ Settled:—Arafuras, Land Dyaks of Upper Sarawak River.
{ OCCASIONAL HEADSHIP. { Nomadic:—(hunting) some Australians, Tasmanians.
{ Semi-settled:—some Caribs.
{ Settled:—some Uaupés of the upper Rio Negro.
{ VAGUE AND UNSTABLE HEADSHIP. { Nomadic:—(hunting) Andamanese, Abipones, Snakes, Chippewayans, (pastoral) some Bedouins.
{ Semi-settled:—some Esquimaux, Chinooks, Chippewas (at present), some Kamschadales, Village Veddahs, Bodo and Dhimáls.
{ Settled:—Guiana tribes, Mandans, Coroados, New Guinea people, Tannese, Vateans, Dyaks, Todas, Nagas, Karens, Santals.
{ STABLE HEADSHIP. { Nomadic:
{ Semi-settled:—some Caribs, Patagonians, New Caledonians, Kaffirs.
{ Settled:—Guaranis, Pueblos.

On contemplating these uncivilized societies which, though alike as being uncompounded, differ in their sizes [I-552] and structures, certain generally-associated traits may be noted. Of the groups without political organization, or with but vague traces of it, the lowest are those small wandering ones which live on the wild food sparsely distributed in forests, over barren tracts, or along sea-shores. Where small simple societies remain without chiefs though settled, it is where circumstances allow them to be habitually peaceful. Glancing down the table we find reason for inferring that the changes from the hunting life to the pastoral, and from the pastoral to the agricultural, favour increase of population, the development of political organization, of industrial organization, and of the arts; though these causes do not of themselves produce these results.

COMPOUND SOCIETIES. { OCCASIONAL HEADSHIP. { Nomadic:—(pastoral) some Bedouins.
{ Semi-settled:—Tannese.
{ Settled:
{ UNSTABLE HEADSHIP. { Nomadic:—(hunting) Dacotahs, (hunting and pastoral) Comanches, (pastoral) Kalmucks.
{ Semi-settled:—Ostyaks, Beluchis, Kookies, Bhils, Congo-people (passing into doubly compound), Teutons before 5th century.
{ Settled:—Chippewas (in past times), Creeks, Mundrucus, Tupis, Khonds, some New Guinea people, Sumatrans, Malagasy (till recently), Coast Negroes, Inland Negroes, some Abyssinians, Homeric Greeks, Kingdoms of the Heptarchy, Teutons in 5th century, Fiefs of 10th century.
{ STABLE HEADSHIP. { Nomadic:—(pastoral) Kirghiz.
{ Semi-settled:—Bechuanas, Zulus.
{ Settled:—Uaupés, Fijians (when first visited), New Zealanders, Sandwich Islanders (in Cook’s time), Javans, Hottentots, Dahomans, Ashantees, some Abyssinians, Ancient Yucatanese, New Granada people, Honduras people, Chibchas, some town Arabs.

[I-553]

The second table, given on the preceding page, contains societies which have passed to a slight extent, or considerably, or wholly, into a state in which the simple groups have their respective chiefs under a supreme chief. The stability or instability alleged of the headship in these cases, refers to the headship of the composite group, and not to the headships of the component groups. As might be expected, stability of this compound headship becomes more marked as the original unsettled state passes into the completely settled state: the nomadic life obviously making it difficult to keep the heads of groups subordinate to a general head. Though not in all cases accompanied by considerable organization, this coalescence evidently conduces to organization. The completely-settled compound societies are mostly characterized by division into ranks, four, five, or six, clearly marked off; by established ecclesiastical arrangements; by industrial structures that show advancing division of labour, general and local; by buildings of some permanence clustered into places of some size; and by improved appliances of life generally.

In the succeeding table are placed societies formed by the re-compounding of these compound groups, or in which many governments of the types tabulated above have become subject to a still higher government. The first notable fact is that these doubly-compound societies are all completely settled. Along with their greater integration we see in many cases, though not uniformly, a more elaborate and stringent political organization. Where complete stability of political headship over these doubly-compound societies has been established, there is mostly, too, a developed ecclesiastical hierarchy. While becoming more complex by division of labour, the industrial organization has in many cases assumed a caste structure. To a greater or less extent, custom has passed into positive law; and religious observances have grown definite, rigid, and complex. Towns and roads have become general; and considerable progress in knowledge and the arts has taken place.

[I-554]

DOUBLY COMPOUND SOCIETIES. { OCCASIONAL HEADSHIP. { Semi-settled:
{ Settled:—Samoans.
{ UNSTABLE HEADSHIP. { Semi-settled:
{ Settled:—Tahitians, Tongans, Javans (occasionally), Fijians (since fire-arms), Malagasy (in recent times), Athenian Confederacy, Spartan Confederacy, Teutonic Kingdoms from 6th to 9th centuries, Greater Fiefs in France of the 13th century.
{ STABLE HEADSHIP. { Semi-settled:
{ Settled:—Iroquois, Araucanians, Sandwich Islanders (since Cook’s time), Ancient Vera Paz and Bogota peoples, Guatemalans, Ancient Peruvians, Wahhàbees (Arab), Oman (Arab), Ancient Egyptian Kingdom, England after the 10th century.

There remain to be added the great civilized nations which need no tabular form, since they mostly fall under one head—trebly compound. Ancient Mexico, the Assyrian Empire, the Egyptian Empire, the Roman Empire, Great Britain, France, Germany, Italy, Russia, may severally be regarded as having reached this stage of composition, or perhaps, in some cases, a still higher stage. Only in respect of the stabilities of their governments may they possibly require classing apart—not their political stabilities in the ordinary sense, but their stabilities in the sense of continuing to be the supreme centres of these great aggregates. So defining this trait, the ancient trebly-compound societies have mostly to be classed as unstable; and of the modern, the Kingdom of Italy and the German Empire have to be tested by time.

As already indicated, this classification must not be taken as more than an approximation to the truth. In some cases the data furnished by travellers and others are inadequate; in some cases their accounts are conflicting; in some cases the composition is so far transitional that it is difficult to [I-555] say under which of two heads it should come. Here the gens or the phratry may be distinguished as a local community; and here these groups of near or remote kinsmen are so mingled with other such groups as practically to form parts of one community. Evidently the like combination of several such communities, passing through stages of increasing cohesion, leaves it sometimes doubtful whether they are to be regarded as many or as one. And when, as with the larger social aggregates, there have been successive conquests, resulting unions, subsequent dissolutions, and reunions otherwise composed, the original lines of structure become so confused or lost that it is difficult to class the ultimate product.

But there emerge certain generalizations which we may safely accept. The stages of compounding and re-compounding have to be passed through in succession. No tribe becomes a nation by simple growth; and no great society is formed by the direct union of the smallest societies. Above the simple group the first stage is a compound group inconsiderable in size. The mutual dependence of parts which constitutes it a working whole, cannot exist without some development of lines of intercourse and appliances for combined action; and this must be achieved over a narrow area before it can be achieved over a wide one. When a compound society has been consolidated by the co-operation of its component groups in war under a single head—when it has simultaneously differentiated somewhat its social ranks and industries, and proportionately developed its arts, which all of them conduce in some way to better co-operation, the compound society becomes practically a single one. Other societies of the same order, each having similarly reached a stage of organization alike required and made possible by this co-ordination of actions throughout a larger mass, now form bodies from which, by conquest or by federation in war, may be formed societies of the double-compound type. The consolidation of these has [I-556] again an accompanying advance of organization distinctive of it—an organization for which it affords the scope and which makes it practicable—an organization having a higher complexity in its regulative, distributive, and industrial systems. And at later stages, by kindred steps, arise still larger aggregates having still more complex structures. In this order has social evolution gone on, and only in this order does it appear to be possible. Whatever imperfections and incongruities the above classification has, do not hide these general facts—that there are societies of these different grades of composition; that those of the same grade have general resemblances in their structures; and that they arise in the order shown.

§ 258. We pass now to the classification based on unlikenesses between the kinds of social activity which predominate, and on the resulting unlikenesses of organization. The two social types thus essentially contrasted are the militant and the industrial.

It is doubtless true that no definite separation of these can be made. Excluding a few simple groups such as the Esquimaux, inhabiting places where they are safe from invasion, all societies, simple and compound, are occasionally or habitually in antagonism with other societies; and, as we have seen, tend to evolve structures for carrying on offensive and defensive actions. At the same time sustentation is necessary; and there is always an organization, slight or decided, for achieving it. But while the two systems in social organisms, as in individual organisms, co-exist in all but the rudimentary forms, they vary immensely in the ratios they bear to one another. In some cases the structures carrying on external actions are largely developed; the sustaining system exists solely for their benefit; and the activities are militant. In other cases there is predominance of the structures carrying on sustentation; offensive and defensive structures are maintained only to protect them; and the activities are industrial. [I-557] At the one extreme we have those warlike tribes which, subsisting mainly by the chase, make the appliances for dealing with enemies serve also for procuring food, and have sustaining systems represented only by their women, who are their slave-classes; while, at the other extreme we have the type, as yet only partially evolved, in which the agricultural, manufacturing, and commercial organizations form the chief part of the society, and, in the absence of external enemies, the appliances for offence and defence are either rudimentary or absent. Transitional as are nearly all the societies we have to study, we may yet clearly distinguish the constitutional traits of these opposite types, characterized by predominance of the outer and inner systems respectively.

Having glanced at the two thus placed in contrast, it will be most convenient to contemplate each by itself.

§ 259. As before pointed out, the militant type is one in which the army is the nation mobilized while the nation is the quiescent army, and which, therefore, acquires a structure common to army and nation. We shall most clearly understand its nature by observing in detail this parallelism between the military organization and the social organization at large.

Already we have had ample proof that centralized control is the primary trait acquired by every body of fighting men, be it horde of savages, band of brigands, or mass of soldiers. And this centralized control, necessitated during war, characterizes the government during peace. Among the uncivilized there is a marked tendency for the military chief to become also the political head (the medicine man being his only competitor); and in a conquering race of savages his political headship becomes fixed. In semi-civilized societies the conquering commander and the despotic king are the same; and they remain the same in civilized societies down to late times. The connexion is well shown [I-558] where in the same race, along with a contrast between the habitual activities we find contrasted forms of government. Thus the powers of the patriarchal chiefs of Kaffir tribes are not great; but the Zulus, who have become a conquering division of the Kaffirs, are under an absolute monarch. Of advanced savages the Fijians may be named as well showing this relation between habitual war and despotic rule: the persons and property of subjects are entirely at the king’s or chief’s disposal. We have seen that it is the same in the warlike African states, Dahomey and Ashantee. The ancient Mexicans, again, whose highest profession was that of arms, and whose eligible prince became king only by feats in war, had an autocratic government, which, according to Clavigero, became more stringent as the territory was enlarged by conquest. Similarly, the unmitigated despotism under which the Peruvians lived, had been established during the spread of the Ynca conquests. And that race is not the cause, we are shown by this recurrence in ancient America of a relation so familiar in ancient states of the Old World. The absoluteness of a commander-in-chief goes along with absolute control exercised by his generals over their subordinates, and by their subordinates over the men under them: all are slaves to those above and despots to those below. This structure repeats itself in the accompanying social arrangements. There are precise gradations of rank in the community and complete submission of each rank to the ranks above it. We see this in the society already instanced as showing among advanced savages the development of the militant type. In Fiji six classes are enumerated, from king down to slaves, as sharply marked off. Similarly in Madagascar, where despotism has been in late times established by war, there are several grades and castes. Among the Dahomans, given in so great a degree to bloodshed of all kinds, “the army, or, what is nearly synonymous, the nation,” says Burton, “is divided, both male and female, into two [I-559] wings;” and then, of the various ranks enumerated, all are characterized as legally slaves of the king. In Ashantee, too, where his officers are required to die when the king dies, we have a kindred condition. Of old, among the aggressive Persians, grades were strongly marked. So was it in warlike ancient Mexico: besides three classes of nobility, and besides the mercantile classes, there were three agricultural classes down to the serfs—all in precise subordination. In Peru, also, below the Ynca there were grades of nobility—lords over lords. Moreover, in each town the inhabitants were registered in decades under a decurion, five of these under a superior, two such under a higher one, five of these centurions under a head, two of these heads under one who thus ruled a thousand men, and for every ten thousand there was a governor of Ynca race: the political rule being thus completely regimental. Till lately, another illustration was furnished by Japan. That there were kindred, if less elaborate, structures in ancient militant states of the Old World, scarcely needs saying; and that like structures were repeated in mediæval times, when a large nation like France had under the monarch several grades of feudal lords, vassals to those above and suzerains to those below, with serfs under the lowest, again shows us that everywhere the militant type has sharply-marked social gradations as it has sharply-marked military gradations. Along with this natural government there goes a like form of supernatural government. I do not mean merely that in the ideal other-worlds of militant societies, the ranks and powers are conceived as like those of the real world around, though this also is to be noted; but I refer to the militant character of the religion. Ever in antagonism with other societies, the life is a life of enmity and the religion a religion of enmity. The duty of blood-revenge, most sacred of all with the savage, continues to be the dominant duty as the militant type of society evolves. The chief, baulked of his vengeance, dies enjoining [I-560] his successors to avenge him; his ghost is propitiated by fulfilling his commands; the slaying of his enemies becomes the highest action; trophies are brought to his grave in token of fulfilment; and, as tradition grows, he becomes the god worshipped with bloody sacrifices. Everywhere we find evidence. The Fijians offer the bodies of their victims killed in war to the war-god before cooking them. In Dahomey, where the militant type is so far developed that women are warriors, men are almost daily sacrificed by the monarch to please his dead father; and the ghosts of old kings are invoked for aid in war by blood sprinkled on their tombs. The war-god of the Mexican (originally a conqueror), the most revered of their gods, had his idol fed with human flesh: wars being undertaken to supply him with victims. And similarly in Peru, where there were habitual human sacrifices, men taken captive were immolated to the father of the Yncas, the Sun. How militant societies of old in the East similarly evolved deities who were similarly propitiated by bloody rites, needs merely indicating. Habitually their mythologies represent gods as conquerors; habitually their gods are named “the strong one,” “the destroyer,” “the avenger,” “god of battles,” “lord of hosts,” “man of war,” and so forth. As we read in Assyrian inscriptions, wars were commenced by their alleged will; and, as we read elsewhere, peoples were massacred wholesale in professed obedience to them. How its theological government, like its political government, is essentially military, we see even in late and qualified forms of the militant type; for down to the present time absolute subordination, like that of soldier to commander, is the supreme virtue, and disobedience the crime for which eternal torture is threatened. Similarly with the accompanying ecclesiastical organization. Generally where the militant type is highly developed, the political head and the ecclesiastical head are identical—the king, chief descendant of his ancestor who has become a god, is also chief propitiator of him. It [I-561] was so in ancient Peru; and in Acolhuacan (Mexico) the high-priest was the king’s second son. The Egyptian wall-paintings show us kings performing sacrifices; as do also the Assyrian. Babylonian records harmonize with Hebrew traditions in telling us of priest-kings. In Lydia it was the same: Crœsus was king and priest. In Sparta, too, the kings, while military chiefs, were also high priests; and a trace of the like original relation existed in Rome. A system of subordination essentially akin to the military, has habitually characterized the accompanying priesthoods. The Fijians have an hereditary priesthood forming a hierarchy. In Tahiti, where the high-priest was often royal, there were grades of hereditary priests belonging to each social rank. In ancient Mexico the priesthoods of different gods had different ranks, and there were three ranks within each priesthood; and in ancient Peru, besides the royal chief priest, there were priests of the conquering race set over various classes of inferior priests. A like type of structure, with subjection of rank to rank, has characterized priesthoods in the ancient and modern belligerent societies of the Old World. A kind of government essentially the same is traceable throughout the sustaining organization also, so long as the social type remains predominantly militant. Beginning with simple societies in which the slave-class furnishes the warrior-class with the necessaries of life, we have already seen that during subsequent stages of evolution the industrial part of the society continues to be essentially a permanent commissariat, existing solely to supply the needs of the government-military structures, and having left over for itself only enough for bare maintenance. Hence the development of political regulation over its activities, has been in fact the extension throughout it of that military rule which, as a permanent commissariat, it naturally had. An extreme instance is furnished us by the ancient Peruvians, whose political and industrial governments were identical—whose kinds and quantities of labour [I-562] for every class in every locality, were prescribed by laws enforced by State-officers—who had work legally dictated even for their young children, their blind, and their lame, and who were publicly chastised for idleness: regimental discipline being applied to industry just as our modern advocate of strong government would have it now. The late Japanese system, completely military in origin and nature, similarly permeated industry: great and small things—houses, ships, down even to mats—were prescribed in their structures. In the warlike monarchy of Madagascar the artizan classes are in the employ of government, and no man can change his occupation or locality under pain of death. Without multiplication of cases, these typical ones, reminding the reader of the extent to which even in modern fighting States industrial activities are officially regulated, will sufficiently show the principle. Not industry only, but life at large, is, in militant societies, subject to kindred discipline. Before its recent collapse the government of Japan enforced sumptuary laws on each class, mercantile and other, up to the provincial governors, who must rise, dine, go out, give audience, and retire to rest at prescribed hours; and the native literature specifies regulations of a scarcely credible minuteness. In ancient Peru, officers “minutely inspected the houses, to see that the man, as well as his wife, kept the household in proper order, and preserved a due state of discipline among their children;” and householders were rewarded or chastised accordingly. Among the Egyptians of old each person had, at fixed intervals, to report to the local authority his name, abode, and mode of living. Sparta, too, yields an example of a society specially organized for offence and defence, in which the private conduct of citizens in all its details was under public control, enforced by spies and censors. Though regulations so stringent have not characterized the militant type in more recent ages, yet we need but recall the laws regulating food and dress, the restraints on locomotion, the prohibitions of [I-563] some games and dictation of others, to indicate the parallelism of principle. Even now where the military organization has been kept in vigour by military activities, as in France, we are shown by the peremptory control of journals and suppression of meetings, by the regimental uniformity of education, by the official administration of the fine arts, the way in which its characteristic regulating system ramifies everywhere. And then, lastly, is to be noted the theory concerning the relation between the State and the individual, with its accompanying sentiment. This structure, which adapts a society for combined action against other societies, is associated with the belief that its members exist for the benefit of the whole and not the whole for the benefit of its members. As in an army the liberty of the soldier is denied and only his duty as a member of the mass insisted on; as in a permanently encamped army like the Spartan nation, the laws recognize no personal interests, but patriotic ones only; so in the militant type throughout, the claims of the unit are nothing and the claims of the aggregate everything. Absolute subjection to authority is the supreme virtue and resistance to it a crime. Other offences may be condoned, but disloyalty is an unpardonable offence. If we take the sentiments of the sanguinary Fijians, among whom loyalty is so intense that a man stands unbound to be knocked on the head, himself saying that what the king wills must be done; or those of the Dahomans, among whom the highest officials are the king’s slaves, and on his decease his women sacrifice one another that they may all follow him; or those of the ancient Peruvians, among whom with a dead Ynca, or great Curaca, were buried alive his favourite attendants and wives that they might go to serve him in the other world; or those of the ancient Persians, among whom a father, seeing his innocent son shot by the king in pure wantonness, “felicitated” the king “on the excellence of his archery,” and among whom bastinadoed subjects “declared themselves delighted because his majesty had condescended [I-564] to recollect them;” we are sufficiently shown that in this social type, the sentiment which prompts assertion of personal rights in opposition to a ruling power, scarcely exists.

Thus the trait characterizing the militant structure throughout, is that its units are coerced into their various combined actions. As the soldier’s will is so suspended that he becomes in everything the agent of his officer’s will; so is the will of the citizen in all transactions, private and public, overruled by that of the government. The co-operation by which the life of the militant society is maintained, is a compulsory co-operation. The social structure adapted for dealing with surrounding hostile societies is under a centralized regulating system, to which all the parts are completely subject; just as in the individual organism the outer organs are completely subject to the chief nervous centre.

§ 260. The traits of the industrial type have to be generalized from inadequate and entangled data. Antagonism more or less constant with other societies, having been almost everywhere and always the condition of each society, a social structure fitted for offence and defence exists in nearly all cases, and disguises the structure which social sustentation alone otherwise originates. Such conception as may be formed of it has to be formed from what we find in the few simple societies which have been habitually peaceful, and in the advanced compound societies which, though once habitually militant, have become gradually less so.

Already I have referred to the chiefless Arafuras, living in “peace and brotherly love with one another,” of whom we are told that “they recognize the right of property in the fullest sense of the word, without there being any authority among them than the decisions of their elders, according to the customs of their forefathers.” That is, there has grown up a recognition of mutual claims and personal rights, with voluntary submission to a tacitly-elected representative government formed of the most experienced. Among the [I-565] Todas “who lead a peaceful, tranquil life,” disputes are “settled either by arbitration” or by “a council of five.” The amiable Bodo and Dhimáls, said to be wholly unmilitary, display an essentially-free social form. They have nothing but powerless head men, and are without slaves or servants; but they give mutual assistance in clearing ground and house-building: there is voluntary exchange of services—giving of equivalents of labour. The Mishmis again, described as quiet, inoffensive, not warlike, and only occasionally uniting in self-defence, have scarcely any political organization. Their village communities under merely nominal chiefs acknowledge no common chief of the tribe, and the rule is democratic: crimes are judged by an assembly. Naturally few, if any, cases occur in which societies of this type have evolved into larger societies without passing into the militant type; for, as we have seen, the consolidation of simple aggregates into a compound aggregate habitually results from war, defensive or offensive, which, if continued, evolves a centralized authority with its coercive institutions. The Pueblos, however, industrious and peaceful agriculturists, who, building their unique villages, or compound houses containing 2,000 people, in such ways as to “wall out black barbarism,” fight only when invaded, show us a democratic form of government: “the governor and his council are elected annually by the people.” The case of Samoa, too, may be named as showing to some extent how, in one of these compound communities where the warlike activity is now not considerable, decline in the rigidity of political control has gone along with some evolution of the industrial type. Chiefs and minor heads, partly hereditary, partly elective, are held responsible for the conduct of affairs: there are village-parliaments and district-parliaments. Along with this we find a considerably-developed sustaining organization separate from the political—masters who have apprentices, employ journeymen, and pay wages; and when payment for work is inadequate, there are even strikes upheld by [I-566] a tacit trades-unionism. Passing to more evolved societies it must be observed, first, that the distinctive traits of the industrial type do not become marked, even where the industrial activity is considerable, so long as the industrial government remains identified with the political. In Phœnicia, for example, the foreign wholesale trade seems to have belonged mostly to the State, the kings, and the nobles. Ezekiel describes the king of Tyrus as a prudent commercial prince, who finds out the precious metals in their hidden seats, enriches himself by getting them, and increases these riches by traffic. Clearly, where the political and military heads have thus themselves become the heads of the industrial organization, the traits distinctive of it are prevented from showing themselves. Of ancient societies to be named in connexion with the relation between industrial activities and free institutions, Athens will be at once thought of; and, by contrast with other Greek States, it showed this relation as clearly as can be expected. Up to the time of Solon all these communities were under either oligarchies or despots. Those of them in which war continued to be the honoured occupation while industry was despised, retained this political type; but in Athens, where industry was regarded with comparative respect, where it was encouraged by Solon, and where immigrant artizans found a home, there grew up an industrial organization which distinguished the Athenian society from adjacent societies, while it was also distinguished from them by those democratic institutions that simultaneously developed. Turning to later times, the relation between a social régime predominantly industrial and a less coercive form of rule, is shown us by the Hanse Towns, by the towns of the Low Countries out of which the Dutch Republic arose, and in high degrees by ourselves, by the United States, and by our colonies. Along with wars less frequent and these carried on at a distance; and along with an accompanying growth of agriculture, manufactures, and commerce, beyond that of continental states more military [I-567] in habit; there has gone in England a development of free institutions. As further implying that the two are related as cause and consequence, there may be noted the fact that the regions whence changes towards greater political liberty have come, are the leading industrial regions; and that rural districts, less characterized by constant trading transactions, have retained longer the earlier type with its appropriate sentiments and ideas. In the form of ecclesiastical government we see parallel changes. Where the industrial activities and structures evolve, this branch of the regulating system, no longer as in the militant type a rigid hierarchy, little by little loses strength, while there grows up one of a different kind: sentiments and institutions both relaxing. Right of private judgment in religious matters gradually establishes itself along with establishment of political rights. In place of a uniform belief imperatively enforced, there come multiform beliefs voluntarily accepted; and the ever-multiplying bodies espousing these beliefs, instead of being governed despotically, govern themselves after a manner more or less representative. Military conformity coercively maintained gives place to a varied non-conformity maintained by willing union. The industrial organization itself, which thus as it becomes predominant affects all the rest, of course shows us in an especial degree this change of structure. From the primitive condition under which the master maintains slaves to work for him, there is a transition through stages of increasing freedom to a condition like our own, in which all who work and employ, buy and sell, are entirely independent; and in which there is an unchecked power of forming unions that rule themselves on democratic principles. Combinations of workmen and counter-combinations of employers, no less than political societies and leagues for carrying on this or that agitation, show us the representative mode of government; which characterizes also every joint-stock company, for mining, banking, railway-making, or other commercial enterprise. Further, [I-568] we see that as in the militant type the mode of regulation ramifies into all minor departments of social activity, so here does the industrial mode of regulation. Multitudinous objects are achieved by spontaneously-evolved combinations of citizens governed representatively. The tendency to this kind of organization is so ingrained that for every proposed end the proposed means is a society ruled by an elected committee headed by an elected chairman—philanthropic associations of multitudinous kinds, literary institutions, libraries, clubs, bodies for fostering the various sciences and arts, etc., etc. Along with all which traits there go sentiments and ideas concerning the relation between the citizen and the State, opposite to those accompanying the militant type. In place of the doctrine that the duty of obedience to the governing agent is unqualified, there arises the doctrine that the will of the citizens is supreme and the governing agent exists merely to carry out their will. Thus subordinated in position, the regulating power is also restricted in range. Instead of having an authority extending over actions of all kinds, it is shut out from large classes of actions. Its control over ways of living in respect to food, clothing, amusements, is repudiated; it is not allowed to dictate modes of production nor to regulate trade. Nor is this all. It becomes a duty to resist irresponsible government, and also to resist the excesses of responsible government. There arises a tendency in minorities to disobey even the legislature deputed by the majority, when it interferes in certain ways; and their oppositions to laws they condemn as inequitable, from time to time cause abolitions of them. With which changes of political theory and accompanying sentiment, is joined a belief, implied or avowed, that the combined actions of the social aggregate have for their end to maintain the conditions under which individual lives may be satisfactorily carried on; in place of the old belief that individual lives have for their end the maintenance of this aggregate’s combined actions.

[I-569]

These pervading traits in which the industrial type differs so widely from the militant type, originate in those relations of individuals implied by industrial activities, which are wholly unlike those implied by militant activities. All trading transactions, whether between masters and workmen, buyers and sellers of commodities, or professional men and those they aid, are effected by free exchange. For some benefit which A’s business enables him to give, B willingly yields up an equivalent benefit: if not in the form of something he has produced, then in the form of money gained by his occupation. This relation, in which the mutual rendering of services is unforced and neither individual subordinated, becomes the predominant relation throughout society in proportion as the industrial activities predominate. Daily determining the thoughts and sentiments, daily disciplining all in asserting their own claims while forcing them to recognize the correlative claims of others, it produces social units whose mental structures and habits mould social arrangements into corresponding forms. There results a type characterized throughout by that same individual freedom which every commercial transaction implies. The co-operation by which the multiform activities of the society are carried on, becomes a voluntary co-operation. And while the developed sustaining system which gives to a social organism the industrial type, acquires for itself, like the developed sustaining system of an animal, a regulating apparatus of a diffused or uncentralized kind; it tends also to decentralize the primary regulating apparatus, by making it derive from more numerous classes its deputed powers.

§ 261. The essential traits of these two social types are in most cases obscured, both by the antecedents and by the co-existing circumstances. Every society has been, at each past period, and is at present, conditioned in a way more or less unlike the ways in which others have been and are conditioned. Hence the production of structures characterizing [I-570] one or other of these opposed types, is, in every instance, furthered, or hindered, or modified, in a special manner. Observe the several kinds of causes.

There is, first, the deeply-organized character of the particular race, coming down from those pre-historic times during which the diffusion of mankind and differentiation of the varieties of man, took place. Very difficult to change, this must in every case qualify differently the tendency towards assumption of either type.

There is, next, the effect due to the immediately-preceding mode of life and social type. Nearly always the society we have to study contains decayed institutions and habits belonging to an ancestral society otherwise circumstanced; and these pervert more or less the effects of circumstances subsequently existing.

Again, there are the peculiarities of the habitat in respect of contour, soil, climate, flora, fauna, severally affecting in one mode or other the activities, whether militant or industrial; and severally hindering or aiding, in some special way, the development of either type.

Yet further, there are the complications caused by the particular organizations and practices of surrounding societies. For, supposing the amount of offensive or defensive action to be the same, the nature of it depends in each case on the nature of the antagonist action; and hence its reactive effects on structure vary with the character of the antagonist. Add to this that direct imitation of adjacent societies is a factor of some moment.

There remains to be named an element of complication more potent perhaps than any of these—one which of itself often goes far to determine the type as militant, and which in every case profoundly modifies the social arrangements. I refer to the mixture of races caused by conquest or otherwise. We may properly treat of it separately under the head of social constitution—not, of course, constitution politically understood, but constitution understood as referring to the [I-571] relative homogeneity or heterogeneity of the units constituting the social aggregate.

§ 262. As the nature of the aggregate, partially determined by environing conditions, is in other respects determined by the natures of its units, where its units are of diverse natures the degrees of contrast between the two or more kinds of them, and the degrees of union among them, must greatly affect the results. Are they of unallied races or of races near akin; and do they remain separate or do they mix?

Clearly where it has happened that a conquering race, continuing to govern a subject race, has developed the militant regulating system throughout the whole social structure, and for ages habituated its units to compulsory co-operation—where it has also happened that the correlative ecclesiastical system with its appropriate cult, has given to absolute subordination the religious sanction—and especially where, as in China, each individual is educated by the governing power and stamped with the appropriate ideas of duty which it is heresy to question; it becomes impossible for any considerable change to be wrought in the social structure by other influences. It is the law of all organization that as it becomes complete it becomes rigid. Only where incompleteness implies a remaining plasticity, is it possible for the type to develop from the original militant form to the form which industrial activity generates. Especially where the two races, contrasted in their natures, do not mix, social co-operation implies a compulsory regulating system: the militant form of structure which the dominant impose ramifies throughout. Ancient Peru furnished an extreme case; and the Ottoman empire may be instanced. Social constitutions of this kind, in which races having aptitudes for forming unlike structures co-exist, are in states of unstable equilibrium. Any considerable shock dissolves the organization; and in the absence of unity of tendency, re-establishment of it is difficult if not impossible. In cases [I-572] where the conquering and conquered, though widely unlike, intermarry extensively, a kindred effect is produced in another way. The conflicting tendencies towards different social types, instead of existing in separate individuals, now exist in the same individual. The half-caste, inheriting from one line of ancestry proclivities adapted to one set of institutions, and from the other line of ancestry proclivities adapted to another set of institutions, is not fitted for either. He is a unit whose nature has not been moulded by any social type, and therefore cannot, with others like himself, evolve any social type. Modern Mexico and the South American Republics, with their perpetual revolutions, show us the result. It is observable, too, that where races of strongly-contrasted natures have mixed more or less, or, remaining but little mixed, occupy adjacent areas subject to the same government, the equilibrium maintained so long as that government keeps up the coercive form, shows itself to be unstable when the coercion relaxes. Spain with its diverse peoples, Basque, Celtic, Gothic, Moorish, Jewish, partially mingled and partially localized, shows us this result.

Small differences, however, seem advantageous. Sundry instances point to the conclusion that a society formed from nearly-allied peoples of which the conquering eventually mingles with the conquered, is relatively well fitted for progress. From their fusion results a community which, determined in its leading traits by the character common to the two, is prevented by their differences of character from being determined in its minor traits—is left capable of taking on new arrangements wrought by new influences: medium plasticity allows those changes of structure constituting advance in heterogeneity. One example is furnished us by the Hebrews; who, notwithstanding their boasted purity of blood, resulted from a mixing of many Semitic varieties in the country east of the Nile, and who, both in their wanderings and after the conquest of Palestine, went on amalgamating kindred tribes. Another is supplied by the [I-573] Athenians, whose progress had for antecedent the mingling of numerous immigrants from other Greek states with the Greeks of the locality. The fusion by conquest of the Romans with other Aryan tribes, Sabini, Sabelli, and Samnites, preceded the first ascending stage of the Roman civilization. And our own country, peopled by different divisions of the Aryan race, and mainly by varieties of Scandinavians, again illustrates this effect produced by the mixture of units sufficiently alike to co-operate in the same social system, but sufficiently unlike to prevent that social system from becoming forthwith definite in structure.

Admitting that the evidence where so many causes are in operation cannot be satisfactorily disentangled, and claiming only probability for these inductions respecting social constitutions, it remains to point out their analogy to certain inductions respecting the constitutions of individual living things. Between organisms widely unlike in kind, no progeny can arise: the physiological units contributed by them respectively to form a fertilized germ, cannot work together so as to produce a new organism. Evidently as, while multiplying, each class of units tends to build itself into its peculiar type of structure, their conflict prevents the formation of any structure. If the two organisms are less unlike in kind—belonging, say, to the same genus though to different species—the two structures which their two groups of physiological units tend to build up, being tolerably similar, these can, and do, co-operate in making an organism that is intermediate. But this, though it will work, is imperfect in its latest-evolved parts: there results a mule incapable of propagating. If, instead of different species, remote varieties are united, the intermediate organism is not infertile; but many facts suggest the conclusion that infertility results in subsequent generations: the incongruous working of the united structures, though longer in showing itself, comes out ultimately. And then, finally, if instead of remote varieties, varieties nearly allied are [I-574] united, a permanently-fertile breed results; and while the slight differences of the two kinds of physiological units are not such as to prevent harmonious co-operation, they are such as conduce to plasticity and unusually vigorous growth.

Here, then, seems a parallel to the conclusion indicated above, that hybrid societies are imperfectly organizable—cannot grow into forms completely stable; while societies which have been evolved from mixtures of nearly-allied varieties of man, can assume stable structures, and have an advantageous modifiability.

§ 263. We class societies, then, in two ways; both having to be kept in mind when interpreting social phenomena.

First, they have to be arranged in the order of their integration, as simple, compound, doubly-compound, trebly-compound. And along with the increasing degrees of evolution implied by these ascending stages of composition, we have to recognize the increasing degrees of evolution implied by growing heterogeneity, general and local.

Much less definite is the division to be made among societies according as one or other of their great systems of organs is supreme. Omitting those lowest types which show no differentiations at all, we have but few exceptions to the rule that each society has structures for carrying on conflict with other societies and structures for carrying on sustentation; and as the ratios between these admit of all gradations, it results that no specific classification can be based on their relative developments. Nevertheless, as the militant type, characterized by predominance of the one, is framed on the principle of compulsory co-operation, while the industrial type, characterized by predominance of the other, is framed on the principle of voluntary co-operation, the two types, when severally evolved to their extreme forms, are diametrically opposed; and the contrasts between their traits are among the most important with which Sociology has to deal.

[I-575]

Were this the fit place, some pages might be added respecting a possible future social type, differing as much from the industrial as this does from the militant—a type which, having a sustaining system more fully developed than any we know at present, will use the products of industry neither for maintaining a militant organization nor exclusively for material aggrandizement; but will devote them to the carrying on of higher activities. As the contrast between the militant and the industrial types, is indicated by inversion of the belief that individuals exist for the benefit of the State into the belief that the State exists for the benefit of individuals; so the contrast between the industrial type and the type likely to be evolved from it, is indicated by inversion of the belief that life is for work into the belief that work is for life. But we are here concerned with inductions derived from societies that have been and are, and cannot enter upon speculations respecting societies that may be. Merely naming as a sign, the multiplication of institutions and appliances for intellectual and æsthetic culture, and for kindred activities not of a directly life-sustaining kind but of a kind having gratification for their immediate purpose, I can here say no more.

Returning from this parenthetical suggestion, there remains the remark that to the complications caused by crossings of the two classifications set forth, have to be added the complications caused by unions of races widely unlike or little unlike; which here mix not at all, there partially, and in other cases wholly. Respecting these kinds of constitutions, we have considerable warrant for concluding that the hybrid kind, essentially unstable, admits of being organized only on the principle of compulsory co-operation; since units much opposed in their natures cannot work together spontaneously. While, conversely, the kind characterized by likeness in its units is relatively stable; and under fit conditions may evolve into the industrial type: especially if the likeness is qualified by slight differences.

 


 

[I-576]

CHAPTER XI.

SOCIAL METAMORPHOSES.

§ 264. Verification of the general view set forth in the last chapter, is gained by observing the alterations of social structures which follow alterations of social activities; and here again we find analogies between social organisms and individual organisms. In both there is metamorphosis consequent on change from a wandering life to a settled life; in both there is metamorphosis consequent on change from a life exercising mainly the inner or sustaining system, to a life exercising the outer or expending system; and in both there is a reverse metamorphosis.

The young of many invertebrate creatures, annulose and molluscous, pass through early stages during which they move about actively. Presently comes a settling down in some fit habitat, a dwindling away of the locomotive organs and the guiding appliances which they had, a growth of those other organs now needed for appropriating such food as the environment supplies, and a rapid enlargement of the sustaining system. A transformation opposite in nature, is made familiar to us by the passage from larva to imago in insects. Surrounded by food, the future moth or fly develops almost exclusively its sustaining system; has but rudimentary limbs or none at all; and has proportionately imperfect senses. After growing immensely and accumulating much plastic material, it begins to unfold [I-577] its external organs with their appropriate regulating apparatus, while its organs of nutrition decrease; and it thus fits itself for active dealings with environing existences.

The one truth, common to these opposite kinds of metamorphoses, which here concerns us, is that the two great systems of structures for carrying on outer activities and inner activities respectively, severally dwindle or develop according to the life the aggregate leads. Though in the absence of social types fixed by repeated inheritance, we cannot have social metamorphoses thus definitely related to changes of life arising in definite order, analogy implies that which we have already seen reason to infer; namely, that the outer and inner structures with their regulating systems, severally increase or diminish according as the activities become more militant or more industrial.

§ 265. Before observing how metamorphoses are caused, let us observe how they are hindered. I have implied above that where it has not derived a specific structure from a line of ancestral societies leading similar lives, a society cannot undergo metamorphoses in a precise manner and order: the effects of surrounding influences predominate over the effects of inherited tendencies. Here may fitly be pointed out the converse truth, that where societies descending one from another in a series, have pursued like careers, there results a type so far settled in its cycle of development, maturity, and decay, that it resists metamorphosis.

Uncivilized tribes in general may be cited in illustration. They show little tendency to alter their social activities and structures under changed circumstances, but die out rather than adapt themselves. Even with superior varieties of men this happens; as, for example, with the wandering hordes of Arabs. Modern Bedouins show us a form of society which, so far as the evidence enables us to judge, has remained substantially the same these 3000 years or more, spite of contact with adjacent civilizations; and there is evidence [I-578] that in some Semites the nomadic type had, even in ancient times, become so ingrained as to express itself in the religion. Thus we have the Rechabite injunction—“Neither shall ye build house, nor sow corn, nor plant vineyard, nor have any, but all your days ye shall dwell in tents;” and Mr. E. W. Robertson points out that—

“One of the laws of the ancient Nabatæan confederacy made it a capital crime to sow corn, to build a house, or plant a tree. . . . It was a fixed and settled principle in the nomad to reduce the country he invaded to the condition of a waste and open pasturage. . . . He looked upon such a course as a religious duty.”

Change from the migratory to the settled state, hindered by persistence of the primitive social type, is also otherwise hindered. Describing the Hill Tribes on the Kuladyne River, Arracan, Lieut. Latter says:—

“A piece of ground rarely yields more than one crop; in each successive year other spots are in like manner chosen, till all those around the village are exhausted; a move is then made to another locality, fresh habitations are erected, and the same process gone through. These migrations occur about every third year, and they are the means by which long periods of time are calculated; thus a Toungtha will tell you that such and such an event occurred so many migrations since.”

Evidently a practice of this kind, prompted partly by the restlessness inherited from ancestral nomads, is partly due to undeveloped agriculture—to the absence of those means by which, in a thickly-peopled country, the soil is made permanently fertile. This intermediate state between the wandering and the stationary is common throughout Africa. It is remarked that “society in Africa is a plant of herbaceous character, without any solid or enduring stem; rank in growth, rapid in decay, and admitting of being burned down annually without any diminution of its general productiveness.” Reade tells us that “the natives of Equatorial Africa are perpetually changing the sites of their villages.” Of the Bechuanas, Thompson says—“Their towns are often so considerable as to contain many thousand people; and yet they are removable at the caprice of the [I-579] chief, like an Arab camp.” And a like state of things existed in primitive Europe: families and small communities in each tribe, migrated from one part of the tribal territory to another. Thus from the temporary villages of hunters like the North American Indians, and from the temporary encampments of pastoral hordes, the transition to settled agricultural communities is very gradual: the earlier mode of life, frequently resumed, is but slowly outgrown.

When studying the social metamorphoses that follow altered social activities, we have therefore to bear in mind those resistances to change which the inherited social type offers, and also those resistances to change caused by partial continuance of old conditions. Further, we may anticipate reversion if the old conditions begin again to predominate.

§ 266. Of chief interest to us here are the transformations of the militant into the industrial and the industrial into the militant. And especially we have to note how the industrial type, partially developed in a few cases, retrogrades towards the militant type if international conflicts recur.

When comparing these two types we saw how the compulsory co-operation which military activity necessitates, is contrasted with the voluntary co-operation which a developed industrial activity necessitates; and we saw that where the coercive regulating system proper to the one has not become too rigid, the non-coercive regulating system proper to the other begins to show itself as industry flourishes unchecked by war. The great liberalization of political arrangements which occurred among ourselves during the long peace that commenced in 1815, furnishes an illustration. An example of this metamorphosis is supplied by Norway, too, in which country absence of war and growth of free institutions have gone together. But our attention is demanded chiefly by the proofs that revived belligerent habits re-develop the militant type of structure.

Not dwelling on the instances to be found in ancient [I-580] history, nor on the twice-repeated lapse of the rising Dutch Republic into a monarchy under the reactive influences of war, nor on the reversion from parliamentary government to despotic government which resulted from the wars of the Protectorate among ourselves, nor on the effect which a career of conquest had in changing the first French Republic into a military despotism; it will suffice if we contemplate the evidence yielded in recent years. How, since the establishment of a stronger centralized power in Germany by war, a more coercive régime has shown itself, we see in the dealings of Bismarck with the ecclesiastical powers; in the laying down by Moltke of the doctrine that both for safety from foreign attack and guardianship of order at home, it is needful that the supplies for the army should not be dependent on a parliamentary vote; and again in the measures lately taken for centralizing the State-control of German railways. In France we have as usual the chief soldier becoming the chief ruler; the maintenance, in many parts, of that state of siege which originated with the war; and the continuance by a nominally-free form of government of many restrictions upon freedom. But the kindred changes of late undergone by our own society, furnish the clearest illustrations; because the industrial type having developed here further than on the Continent, there is more scope for retrogression.

Actual wars and preparations for possible wars, have conspired to produce these changes. In the first place, since the accession of Louis Napoleon, which initiated the change, we have had the Crimean war, the war entailed by the Indian Mutiny, the China war, and the more recent wars in Abyssinia and Ashantee. [*] In the second place, and chiefly, there has been the re-development of military organization and feeling here, caused by re-development of them abroad. That in nations as in individuals a threatening attitude begets an attitude of defence, is a truth that needs no proof. Hence [I-581] among ourselves the recent growth of expenditure for army and navy, the making of fortifications, the formation of the volunteer force, the establishment of permanent camps, the repetition of autumn manœuvres, the building of military stations throughout the kingdom.

Of the traits accompanying this reversion towards the militant type, we have first to note the revival of predatory activities. Always a structure assumed for defensive action, available also for offensive action, tends to initiate it. As in Athens the military and naval organization which was developed in coping with a foreign enemy, thereafter began to exercise itself aggressively; as in France the triumphant army of the Republic, formed to resist invasion, forthwith became an invader; so is it habitually—so is it now with ourselves. In China, India, Polynesia, Africa, the East Indian Archipelago, reasons—never wanting to the aggressor—are given for widening our empire: without force if it may be, and with force if needful. After annexing the Fiji Islands, voluntarily ceded only because there was no practicable alternative, there comes now the proposal to take possession of Samoa. Accepting in exchange for another, a territory subject to a treaty, we ignore the treaty and make the assertion of it a ground for war with the Ashantees. In Sherbro our agreements with native chiefs having brought about universal disorder, we send a body of soldiers to suppress it, and presently will allege the necessity of extending our rule over a larger area. So again in Perak. A resident sent to advise becomes a resident who dictates; appoints as sultan the most plastic candidate in place of one preferred by the chiefs; arouses resistance which becomes a plea for using force; finds usurpation of the government needful; has his proclamation torn down by a native, who is thereupon stabbed by the resident’s servant; the resident is himself killed as a consequence; then (nothing being said of the murder of the native), the murder of the resident leads to outcries for vengeance, and a military expedition [I-582] establishes British rule. Be it in the slaying of Karen tribes who resist surveyors of their territory, or be it in the demand made on the Chinese in pursuance of the doctrine that a British traveller, sacred wherever he may choose to intrude, shall have his death avenged on some one, we everywhere find pretexts for quarrels which lead to acquisitions. In the House of Commons and in the Press, the same spirit is shown. During the debate on the Suez-Canal purchase, our Prime Minister, referring to the possible annexation of Egypt, said that the English people, wishing the Empire to be maintained, “will not be alarmed even if it be increased;” and was cheered for so saying. And recently, urging that it is time to blot out Dahomey, the weekly organ of filibustering Christianity exclaims—“Let us take Whydah, and leave the savage to recover it.”

And now, having observed this re-development of armed forces and revival of the predatory spirit, we may note that which chiefly concerns us—the return towards the militant type in our institutions generally—the extension of centralized administration and of compulsory regulation. In the first place we see it within the governmental organization itself: the functions of courts-martial on naval disasters are usurped by the head of the naval department; the powers of the Indian Government are peremptorily restricted by a minister at home; and county governing bodies, seeking to put part of their county burdens on the nation at large, are simultaneously yielding up part of their powers. Military officialism everywhere tends to usurp the place of civil officialism. We have military heads of the metropolitan and provincial police; military men hold offices under the Board of Works and in the Art department; the inspectors of railways are military men; and some municipal bodies in the provinces are appointing majors and captains to minor civil offices in their gift: an inevitable result being a style of administration which asserts authority more and regards individual claims [I-583] less. The spirit of such a system we see in the design and execution of the Contagious Diseases Acts—Acts which emanated from the military and naval departments, which over-ride those guarantees of individual freedom provided by constitutional forms, and which are administered by a central police not responsible to local authorities. Akin in spirit is the general sanitary dictation which, extending for these many years, has now ended in the formation of several hundred districts officered by medical men, partly paid by the central government and under its supervision. Within the organization of the medical profession itself we see a congruous change: independent bodies who give diplomas are no longer to be tolerated, but there must be unification—a single standard of examination. Poor-Law administration, again, has been growing more centralized: boards of guardians having had their freedom of action gradually restricted by orders from the Local Government Board. Moreover, while the regulating centres in London have been absorbing the functions of provincial regulating centres, these have in their turn been usurping those of local trading companies. In sundry towns municipal bodies have become distributors of gas and water; and now it is urged (significantly enough by a military enthusiast) that the same should be done in London. Nay, these public agents have become builders too. The supplying of small houses having, by law-enforced cost of construction, been made unremunerative to private persons, is now in provincial towns to be undertaken by the municipalities; and in London the Metropolitan Board having proposed that the rate-payers should spend so much to build houses for the poor in the Holborn district, the Secretary of State says they must spend more! Of like meaning is the fact that our system of telegraphs, developed as a part of the industrial organization, has become a part of the governmental organization. And then similarly showing the tendency towards increase of governmental [I-584] structures at the expense of industrial structures, there has been an active advocacy of State-purchase of railways—an advocacy which has been for the present suspended only because of the national loss entailed by purchase of the telegraphs. How pervading is the influence we see in the schemes of a coercive philanthropy, which, invoking State-power to improve people’s conduct, disregards the proofs that the restrictions on conduct enacted of old, and in later times abolished as tyrannical, habitually had kindred motives. Men are to be made temperate by impediments to drinking—shall be less free than hitherto to buy and sell certain articles. Instead of extending the principle proper to the industrial type, of providing quick and costless remedies for injuries, minor as well as major, which citizens inflict on one another, legislators extend the principle of preventing them by inspection. The arrangements in mines, factories, ships, lodging-houses, bakehouses, down even to water-closets in private dwellings, are prescribed by laws carried out by officials. Not by quick and certain penalty for breach of contract is adulteration to be remedied, but by public analyzers. Benefits are not to be bought by men with the money their efficient work brings them, which is the law of voluntary co-operation, but benefits are given irrespective of effort expended: without regard to their deserts, men shall be provided at the public cost with free libraries, free local museums, etc.; and from the savings of the more worthy shall be taken by the tax-gatherer means of supplying the less worthy who have not saved. Along with the tacit assumption that State-authority over citizens has no assignable limits, which is an assumption proper to the militant type, there goes an unhesitating faith in State-judgment, also proper to the militant type. Bodily welfare and mental welfare are consigned to it without the least doubt of its capacity. Having by struggles through centuries deposed a power which, for their alleged eternal good, forced on men its teachings, we invoke another [I-585] power to force its teachings on men for their alleged temporal good. The compulsion once supposed to be justified in religious instruction by the infallible judgment of a Pope, is now supposed to be justified in secular instruction by the infallible judgment of a Parliament; and thus, under penalty of imprisonment for resistance, there is established an education bad in matter, bad in manner, bad in order.

Inevitably along with this partial reversion to the compulsory social system which accompanies partial reversion to the militant type of structure, there goes an appropriate change of sentiments. In essence Toryism stands for the control of the State versus the freedom of the individual; and in essence Liberalism stands for the freedom of the individual versus the control of the State. But whereas, during the previous peaceful period, individual liberty was extended by abolishing religious disabilities, establishing free-trade, removing impediments from the press, etc.; since the reversion began, the party which effected these changes has vied with the opposite party in multiplying State-administrations which diminish individual liberty. How far the principles of free government have been disregarded, and how directly this change is sequent upon the feeling which militant action fosters, is conclusively shown by the Suez-Canal business. A step which, to say nothing of the pecuniary cost, committed the nation to entanglements of a serious kind, was taken by its ministry in such manner that its representative body had a nominal, but no real, power of reversing it; and instead of protest against this disregard of constitutional principles, there came general applause. The excuse accepted by all was the military exigency. The prompt action of the co-ordinating centre by which offensive and defensive operations are directed, was said to necessitate this ignoring of Parliament and this suspension of self-government. And the general sentiment, responding to the alleged need for keeping our hold on a conquered territory, not only [I-586] forgave but rejoiced over this return towards military rule.

§ 267. Of course social metamorphoses are in every case complicated and obscured by special causes never twice alike. Where rapid growth is going on, the changes of structure accompanying increase of mass are involved with the changes of structure resulting from modification of type. Further, disentanglement of the facts is made difficult when the two great systems of organs for sustentation and external action are evolving simultaneously. This is our own case. That re-development of structures for external action which we have been tracing, and that partial return to a congruous social system, have not arrested the development of the sustaining structures and that social system they foster. Hence sundry changes opposite to those enumerated above. While the revival of ecclesiasticism having for cardinal principle subordination to authority, has harmonized with this reversion towards the militant type, the increase of divisions in the Church, the assertions of individual judgment, and the relaxations of dogma, have harmonized with the contrary movement. While new educational organizations tending towards regimental uniformity, are by each fresh Act of Parliament made more rigid, the old educational organizations in public schools and universities, are being made more plastic and less uniform. While there have been increasing interferences with the employment of labour, wholly at variance with the principles of voluntary co-operation, they have not yet gone far enough to reverse the free-trade policy which industrial evolution has been extending. The interpretation appears to be that while the old compulsory system of regulation has been abolished where its pressure had become intolerable, this re-development of it is going on where its pressure has not yet been felt.

Moreover, the vast transformation suddenly caused by railways and telegraphs, adds to the difficulty of tracing [I-587] metamorphoses of the kinds we are considering. Within a generation the social organism has passed from a stage like that of a cold-blooded creature with feeble circulation and rudimentary nerves, to a stage like that of a warm-blooded creature with efficient vascular system and a developed nervous apparatus. To this more than to any other cause, are due the great changes in habits, beliefs, and sentiments, characterizing our generation. Manifestly, this rapid evolution of the distributing and internuncial structures, has aided the growth of both the industrial organization and the militant organization. While productive activities have been facilitated, there has been a furtherance of that centralization characterizing the social type required for offensive and defensive actions.

But notwithstanding these disguising complexities, if we contrast the period from 1815 to 1850 with the period from 1850 to the present time, we cannot fail to see that along with increased armaments, more frequent conflicts, and revived military sentiment, there has been a spread of compulsory regulations. While nominally extended by the giving of votes, the freedom of the individual has been in many ways actually diminished; both by restrictions which ever-multiplying officials are appointed to insist on, and by the forcible taking of money to secure for him, or others at his expense, benefits previously left to be secured by each for himself. And undeniably this is a return towards that coercive discipline which pervades the whole social life where the militant type is predominant.

In metamorphoses, then, so far as they are traceable, we discern general truths harmonizing with those disclosed by comparisons of types. With social organisms, as with individual organisms, the structure becomes adapted to the activity. In the one case as in the other, if circumstances entail a fundamental change in the mode of activity, there by-and-by results a fundamental change in the form of structure. And in both cases there is a reversion towards the old type if there is a resumption of the old activity.

 


 

[I-588]

CHAPTER XII.

QUALIFICATIONS AND SUMMARY.

§ 268. One who made the analogies between individual organization and social organization his special subject, might carry them further in several directions.

He might illustrate the general truth that as fast as structure approaches completeness, modifiability diminishes and growth ends. The finished animal, moulded in all details, resists change by the sum of those forces which have evolved its parts into their respective shapes; and the finished society does the like. In either case results, at length, rigidity. Every organ of the one and institution of the other becomes, as maturity is neared, more coherent and definite, and offers a greater obstacle to alterations required either by increase of size or variation of conditions.

Then he might enlarge on the fact that, as in individual organisms so in social organisms, after the structures proper to the type have fully evolved there presently begins a slow decay. He could not, indeed, furnish satisfactory proof of this; since among ancient societies, essentially militant in their activities, dissolution by conquest habitually prevented the cycles of changes from being completed; and since modern societies are passing through their cycles. But the minor parts of modern societies, especially during those earlier times when local development was little implicated with general development, would yield him evidence. He [I-589] might instance the fact that ancient corporate towns, with their guilds and regulations of industry, gradually made more numerous and stringent, slowly dwindled, and gave way before towns in which the absence of privileged classes permitted freedom of industry: the rigid old structure having its function usurped by a plastic new one. In each institution, private or public, he might point to the ever-multiplying usages and bye-laws, severally introduced to fit the actions to the passing time, but eventually making adaptation to a coming time impracticable. And he might infer that a like fate awaits each entire society, which, as its adjustments to present circumstances are finished, loses power to re-adjust itself to the circumstances of the future: eventually disappearing, if not by violence, then by a decline consequent on inability to compete with younger and more modifiable societies.

Were his speculative audacity sufficient, he might end by alleging parallelisms between the processes of reproduction in the two cases. Among primitive societies which habitually multiply by fission, but are by conquest occasionally fused, group with group, after which there is presently a recurrence of fission, he might trace an analogy to what happens in the lowest types of organisms, which, multiplying fissiparously, from time to time reverse the process by that fusion which naturalists call conjugation. Then he might point out that in either case the larger and stationary types propagate by the dispersion of germs. Adult organisms which are fixed, send off groups of such units as they are themselves composed of, to settle down elsewhere and grow into organisms like themselves, as settled societies send off their groups of colonists. And he might even say that as union of the germinal group detached from one organism with a group detached from a similar organism, is either essential to, or conducive to, the vigorous evolution of a new organism: so the mixture of colonists derived from one society with others derived from a kindred society, is, if not essential to, [I-590] still conducive to, the evolution of a new society more plastic than the old ones from which the mingled units were derived.

But without committing ourselves to any such further adventurous suggestions, we may leave the comparison as it stands in preceding chapters.

§ 269. This comparison has justified to a degree that could scarcely have been anticipated, the idea propounded by certain philosophers and implied even in popular language. Naturally it happened that this idea took at first crude forms. Let us glance at some of them.

In the Republic of Plato, asserting the fact, not even yet adequately recognized, that “the States are as the men are; they grow out of human characters,” Socrates is represented as arguing—“then if the constitutions of States are five, the dispositions of individual minds will also be five:” an absurd corollary from a rational proposition. Division of labour is described as a social need; but it is represented rather as having to be established than as establishing itself. Throughout, the conception, like indeed to conceptions that prevail still, is that society may be artificially arranged thus or thus. Alleging such likeness between the State and the citizen that from the institutions of the one may be deduced the faculties of the other, Plato, with the belief that the States, growing “out of human characters,” are “as the men are,” joins the belief that these States, with characters thus determined, can yet determine the characters of their citizens. Chiefly, however, the erroneous nature of the analogy held by Plato to exist between the individual and the State, he shows by comparing reason, passion or spirit, and desire, in the one, to counsellors, auxiliaries, and traders in the other. Not to the mutually-dependent parts of the bodily organization are the mutually-dependent parts of the political organization supposed to be analogous, but rather to the co-operating powers of the mind. The conception of Hobbes in one respect only, approaches nearer [I-591] to a rational conception. Like Plato he regards social organization not as natural but as factitious: propounding, as he does, the notion of a social contract as originating governmental institutions, and as endowing the sovereign with irrevocable authority. The analogy as conceived by him is best expressed in his own words. He says:—“For by art is created that great Leviathan called a Commonwealth, or State, in Latin Civitas, which is but an artificial man; though of greater stature and strength than the natural, for whose protection and defence it was intended; and in which the sovereignty is an artificial soul, as giving life and motion to the whole body; the magistrates, and other officers of judicature, artificial joints; reward and punishment, by which fastened to the seat of the sovereignty every joint and member is moved to perform his duty, are the nerves, that do the same in the body natural;” etc. Here, in so far as the comparison drawn is in the main between the structures of the two, is it less indefensible than that of Plato; which is a comparison between structures in the one and functions in the other. But the special analogies named are erroneous; as is also, in common with that of Plato, the general analogy; since it is alleged between the organization of a society and the organization of a human being—an analogy far too special. Living at a later time, when biologists had revealed to some extent the principles of organization, and recognizing social structures as not artificially made but naturally developed, M. Comte avoided these errors; and, not comparing the social organism to an individual organism of any one kind, held simply that the principles of organization are common to societies and animals. He regarded each stage of social progress as a product of preceding stages; and he saw that the evolution of structures advances from the general to the special. He did not, however, entirely escape the early misconception that institutions are artificial arrangements; for he inconsistently held it possible for societies [I-592] to be forthwith re-organized in conformity with the principles of his “Positive Philosophy.”

Here let it once more be distinctly asserted that there exist no analogies between the body politic and a living body, save those necessitated by that mutual dependence of parts which they display in common. Though, in foregoing chapters, sundry comparisons of social structures and functions to structures and functions in the human body, have been made, they have been made only because structures and functions in the human body furnish familiar illustrations of structures and functions in general. The social organism, discrete instead of concrete, asymmetrical instead of symmetrical, sensitive in all its units instead of having a single sensitive centre, is not comparable to any particular type of individual organism, animal or vegetal. All kinds of creatures are alike in so far as each exhibits co-operation among its components for the benefit of the whole; and this trait, common to them, is a trait common also to societies. Further, among individual organisms, the degree of co-operation measures the degree of evolution; and this general truth, too, holds among social organisms. Once more, to effect increasing co-operation, creatures of every order show us increasingly-complex appliances for transfer and mutual influence; and to this general characteristic, societies of every order furnish a corresponding characteristic. These, then, are the analogies alleged: community in the fundamental principles of organization is the only community asserted. [*]

§ 270. But now let us drop this alleged parallelism between individual organizations and social organizations. I have used the analogies elaborated, but as a scaffolding to [I-593] help in building up a coherent body of sociological inductions. Let us take away the scaffolding: the inductions will stand by themselves.

We saw that societies are aggregates which grow; that in the various types of them there are great varieties in the growths reached; that types of successively larger sizes result from the aggregation and re-aggregation of those of smaller sizes; and that this increase by coalescence, joined with interstitial increase, is the process through which have been formed the vast civilized nations.

Along with increase of size in societies goes increase of structure. Primitive hordes are without established distinctions of parts. With growth of them into tribes habitually come some unlikenesses; both in the powers and occupations of their members. Unions of tribes are followed by more unlikenesses, governmental and industrial—social grades running through the whole mass, and contrasts between the differently-occupied parts in different localities. Such differentiations multiply as the compounding progresses. They proceed from the general to the special. First the broad division between ruling and ruled; then within the ruling part divisions into political, religious, military, and within the ruled part divisions into food producing classes and handi-craftsmen; then within each of these divisions minor ones, and so on.

Passing from the structural aspect to the functional aspect, we note that so long as all parts of a society have like natures and activities, there is hardly any mutual dependence, and the aggregate scarcely forms a vital whole. As its parts assume different functions they become dependent on one another, so that injury to one hurts others; until, in highly-evolved societies, general perturbation is caused by derangement of any portion. This contrast between undeveloped [I-594] and developed societies, arises from the fact that with increasing specialization of functions comes increasing inability in each part to perform the functions of other parts.

The organization of every society begins with a contrast between the division which carries on relations, habitually hostile, with environing societies, and the division which is devoted to procuring necessaries of life; and during the earlier stages of development these two divisions constitute the whole. Eventually there arises an intermediate division serving to transfer products and influences from part to part. And in all subsequent stages, evolution of the two earlier systems of structures depends on evolution of this additional system.

While the society as a whole has the character of its sustaining system determined by the character of its environment, inorganic and organic, the respective parts of this system differentiate in adaptation to local circumstances; and, after primary industries have been thus localized and specialized, secondary industries dependent on them arise in conformity with the same principle. Further, as fast as societies become compounded and re-compounded, and the distributing system develops, the parts devoted to each kind of industry, originally scattered, aggregate in the most favourable localities; and the localized industrial structures, unlike the governmental structures, grow regardless of the original lines of division.

Increase of size, resulting from the massing of groups, necessitates means of communication; both for achieving combined offensive and defensive actions, and for exchange of products. Faint tracks, then paths, rude roads, finished roads, successively arise; and as fast as intercourse is thus facilitated, there is a transition from direct barter to trading carried on by a separate class; out of which evolves a complex mercantile agency of wholesale and retail distributors. The movement of commodities effected by this agency, beginning as a slow flux to and re-flux from certain places at [I-595] long intervals, passes into rhythmical, regular, rapid currents; and materials for sustentation distributed hither and thither, from being few and crude become numerous and elaborated. Growing efficiency of transfer with greater variety of transferred products, increases the mutual dependence of parts at the same time that it enables each part to fulfil its function better.

Unlike the sustaining system, evolved by converse with the organic and inorganic environments, the regulating system is evolved by converse, offensive and defensive, with environing societies. In primitive headless groups temporary chieftainship results from temporary war; chronic hostilities generate permanent chieftainship; and gradually from the military control results the civil control. Habitual war, requiring prompt combination in the actions of parts, necessitates subordination. Societies in which there is little subordination disappear, and leave outstanding those in which subordination is great; and so there are produced, societies in which the habit fostered by war and surviving in peace, brings about permanent submission to a government. The centralized regulating system thus evolved, is in early stages the sole regulating system. But in large societies which have become predominantly industrial, there is added a decentralized regulating system for the industrial structures; and this, at first subject in every way to the original system, acquires at length substantial independence. Finally there arises for the distributing structures also, an independent controlling agency.

Societies fall firstly into the classes of simple, compound, doubly-compound, trebly-compound; and from the lowest the transition to the highest is through these stages. Otherwise, though less definitely, societies may be grouped as militant and industrial; of which the one type in its developed form is organized on the principle of compulsory co-operation, while the other in its developed form is organized on the principle of voluntary co-operation. The one [I-596] is characterized not only by a despotic central power, but also by unlimited political control of personal conduct; while the other is characterized not only by a democratic or representative central power, but also by limitation of political control over personal conduct.

Lastly we noted the corollary that change in the predominant social activities brings metamorphosis. If, where the militant type has not elaborated into so rigid a form as to prevent change, a considerable industrial system arises, there come mitigations of the coercive restraints characterizing the militant type, and weakening of its structures. Conversely, where an industrial system largely developed has established freer social forms, resumption of offensive and defensive activities causes reversion towards the militant type.

§ 271. And now, summing up the results of this general survey, let us observe the extent to which we are prepared by it for further inquiries.

The many facts contemplated unite in proving that social evolution forms a part of evolution at large. Like evolving aggregates in general, societies show integration, both by simple increase of mass and by coalescence and re-coalescence of masses. The change from homogeneity to heterogeneity is multitudinously exemplified; up from the simple tribe, alike in all its parts, to the civilized nation, full of structural and functional unlikenesses. With progressing integration and heterogeneity goes increasing coherence. We see the wandering group dispersing, dividing, held together by no bonds; the tribe with parts made more coherent by subordination to a dominant man; the cluster of tribes united in a political plexus under a chief with sub-chiefs; and so on up to the civilized nation, consolidated enough to hold together for a thousand years or more. Simultaneously comes increasing definiteness. Social organization is at first vague; advance brings settled arrangements which grow [I-597] slowly more precise; customs pass into laws which, while gaining fixity, also become more specific in their applications to varieties of actions; and all institutions, at first confusedly intermingled, slowly separate, at the same time that each within itself marks off more distinctly its component structures. Thus in all respects is fulfilled the formula of evolution. There is progress towards greater size, coherence, multiformity, and definiteness.

Besides these general truths, a number of special truths have been disclosed by our survey. Comparisons of societies in their ascending grades, have made manifest certain cardinal facts respecting their growths, structures, and functions—facts respecting the systems of structures, sustaining, distributing, regulating, of which they are composed; respecting the relations of these structures to the surrounding conditions and the dominant forms of social activities entailed; and respecting the metamorphoses of types caused by changes in the activities. The inductions arrived at, thus constituting in rude outline an Empirical Sociology, show that in social phenomena there is a general order of coexistence and sequence; and that therefore social phenomena form the subject-matter of a science reducible, in some measure at least, to the deductive form.

Guided, then, by the law of evolution in general, and, in subordination to it, guided by the foregoing inductions, we are now prepared for following out the synthesis of social phenomena. We must begin with those simplest ones presented by the evolution of the family.

 


 

[I-598]

POSTSCRIPT TO PART II.

Some remarks made in the Revue Philosophique for May, 1877, by an acute and yet sympathetic critic, M. Henri Marion, show me the need for adding here an explanation which may prevent other readers from being puzzled by a seeming inconsistency.

M. Marion indicates the contrast I have drawn between those individual organisms in which, along with a developed nutritive system there is an undeveloped nervous system, and those in which a developed nervous system enables the organism to co-ordinate its outer actions so as to secure prey and escape enemies: rightly saying that I class the first as relatively low and the second as relatively high. He then points out that I regard as analogous to these types of individual organisms, those types of social organisms which are characterized, the one by a largely-developed sustaining or industrial system with a feeble regulating or governmental system, and the other by a less-developed industrial system joined with a centralized governmental system, enabling the society effectually to combine its forces in conflict with other societies. And he proceeds to show that though, in classing the types of animals, I put those with undeveloped nervous systems as low and those with developed nervous systems as high; in classing societies I tacitly imply that those with predominant industrial or sustaining systems are superior to those with highly-centralized and powerful regulating systems. He says:—“En naturaliste qu’il est, il regarde visiblement comme supérieurs aux autres les états les plus centralisés.” (III, 516.) And then commenting on the dislike which, as “an Englishman of the Liberal school,” I show for such centralized societies, and my admiration for the free, less-governed, industrial societies, he emphasizes the incongruity by saying:—“Mais bientôt le moraliste en lui combat le naturaliste; et la liberté individuelle, principe d’anarchie cependant, trouve en lui un défenseur aussi chaleureux qu’inattendu.” (ib.)

I regret that when writing the foregoing chapters I omitted to contrast the lives of individual organisms and of social organisms in such way as [I-599] to show the origin of this seeming incongruity. It is this:—Individual organisms, whether low or high, have to maintain their lives by offensive or defensive activities, or both: to get food and escape enemies ever remain the essential requirements. Hence the need for a regulating system by which the actions of senses and limbs may be co-ordinated. Hence the superiority that results from a centralized nervous apparatus to which all the outer organs are completely subordinate. It is otherwise with societies. Doubtless during the militant stages of social evolution, the lives of societies, like the lives of animals, are largely, or even mainly, dependent on their powers of offence and defence; and during these stages, societies having the most centralized regulating systems can use their powers most effectually, and are thus, relatively to the temporary requirements, the highest. Such requirements, however, are but temporary. Increase of industrialism and decrease of militancy, gradually bring about a state in which the lives of societies do not depend mainly on their powers of dealing offensively and defensively with other societies, but depend mainly on those powers which enable them to hold their own in the struggles of industrial competition. So that, relatively to these ultimate requirements, societies become high in proportion to the evolution of their industrial systems, and not in proportion to the evolution of those centralized regulating systems fitting them for carrying on wars. In animals, then, the measure of superiority remains the same throughout, because the ends to be achieved remain the same throughout; but in societies the measure of superiority is entirely changed, because the ends to be achieved are entirely changed.

This answer prepares the way for an answer to a previous objection M. Marion makes. I have pointed out that whereas, in the individual organism, the component units, mostly devoid of feeling, carry on their activities for the welfare of certain groups of units (forming the nervous centres) which monopolize feeling; in the social organism, all the units are endowed with feeling. And I have added the corollary that whereas, in the individual organism, the units exist for the benefit of the aggregate, in the social organism the aggregate exists for the benefit of the units. M. Marion, after indicating these views, expresses his astonishment that, having clearly recognized this difference, I afterwards take so little account of it, and do not regard it as affecting the analogies I draw. The reply is that my recognition of this profound difference between the ends to be subserved by individual organizations and by social organizations, causes the seemingly-anomalous estimation of social types explained above. Social organization is to be considered high in proportion as it subserves individual welfare, [I-600] because in a society the units are sentient and the aggregate insentient; and the industrial type is the higher because, in that state of permanent peace to which civilization is tending, it subserves individual welfare better than the militant type. During the progressive stages of militancy, the welfare of the aggregate takes precedence of individual welfare, because this depends on preservation of the aggregate from destruction by enemies; and hence, under the militant régime, the individual, regarded as existing for the benefit of the State, has his personal ends consulted only so far as consists with maintaining the power of the State. But as the necessity for self-preservation of the society in conflict with other societies decreases, the subordination of individual welfare to corporate welfare becomes less; and finally, when the aggregate has no external dangers to meet, the organization proper to complete industrialism which it acquires, conduces to individual welfare in the greatest degree. The industrial type of society, with its de-centralized structures, is the highest, because it is the one which most subserves that happiness of the units which is to be achieved by social organization, as distinguished from that happiness of the aggregate which is to be achieved by individual organization with its centralized structures.

PART III.

DOMESTIC INSTITUTIONS.

[I-603]

CHAPTER I.

THE MAINTENANCE OF SPECIES.

§ 272. As full understanding of the social relations cannot be gained without studying their genesis, so neither can full understanding of the domestic relations; and fully to understand the genesis of the domestic relations, we must go further back than the history of man carries us.

Of every species it is undeniable that individuals which die must be replaced by new individuals, or the species as a whole must die. No less obvious is it that if the death-rate in a species is high, the rate of multiplication must be high, and conversely. This proportioning of reproduction to mortality is requisite for mankind as for every other kind. Hence the facts exhibited by living beings at large must be considered that the facts exhibited by human beings may be clearly comprehended.

§ 273. Regarding the continued life of the species as in every case the end to which all other ends are secondary (for if the species disappears all other ends disappear), let us look at the several modes there are of achieving this end. The requirement that a due number of adults shall arise in successive generations, may be fulfilled in variously-modified ways, which subordinate the existing and next-succeeding members of the species in various degrees.

Low creatures having small powers of meeting the life-destroying activities around, and still smaller powers of protecting [I-604] progeny, can maintain their kinds only if the mature individual produces the germs of new individuals in immense numbers; so that, unprotected and defenceless though the germs are, one or two may escape destruction. And manifestly, the larger the part of the parental substance transformed into germs (and often most of it is so transformed), the smaller the part that can be devoted to individual life.

With each germ is usually laid up some nutritive matter, available for growth before it commences its own struggle for existence. From a given quantity of matter devoted by the parent to reproduction, there may be formed either a larger number of germs with a smaller quantity of nutritive matter each, or a smaller number with a larger quantity each. Hence result differences in the rates of juvenile mortality. Here of a million minute ova left uncared for, the majority are destroyed before they are hatched; multitudes of the remainder, with the feeblest powers of getting food and evading enemies, die or are devoured soon after they are hatched; so that very few have considerable lengths of individual life. Conversely, when the conditions to be met by the species make it advantageous that there should be fewer ova and more nutriment bequeathed to each, the young individuals, beginning life at more advanced stages of development, survive longer. The species is maintained without the sacrifice of so many before arrival at maturity.

All varieties in the proportions of these factors occur. An adult individual, the single survivor from hundreds of thousands of germs, may itself be almost wholly sacrificed individually in the production of germs equally numerous; in which case the species is maintained at enormous cost, both to adults and to young. Or the adult, devoting but a moderate portion of its substance to the production of multitudinous germs, may enjoy a considerable amount of life; in which case the cost of maintaining the species is shown in a great mortality of the young. Or the adult, sacrificing its substance almost entirely, may produce a moderate number [I-605] of ova severally well provided with nutriment and well protected, among which the mortality is not so great; and in this case the cost of maintaining the species falls more on the adult and less on the young.

§ 274. Thus while, in one sense, the welfare of a species depends on the welfare of its individuals, in another sense, the welfare of the species is at variance with the welfare of its individuals; and further, the sacrifice of individuals may tell in different proportions on the undeveloped and on the mature.

Already in the Principles of Biology, §§ 319-51, the antagonism between Individuation and Genesis under its general aspects has been set forth. Here certain of its special aspects concern us. To comprehend them clearly, which we shall find it important to do, we must look at them more closely.

 


 

[I-606]

CHAPTER II.

THE DIVERSE INTERESTS OF THE SPECIES, OF THE PARENTS, AND OF THE OFFSPRING.

§ 275. Among the microscopic Protozoa, there is perpetual spontaneous fission. After a few hours of independent existence, each individual is sacrificed in producing two new individuals, which, severally growing, soon themselves repeat the process. And then from time to time there occurs a still more extreme form of reproductive dissolution. After a period of quiescence the entire body breaks up into germs whence arise a new generation. Here, then, a parental life, extremely brief, disappears absolutely in the lives of progeny.

Animal aggregates of the second order show us sundry ways in which this direct transformation of the parental body into the bodies of offspring takes place; though now, of course, at longer intervals. Among the Cœlenterata, there is the case of certain Medusæ, where the polype-like body of the parent, or quasi-parent, after reaching a certain growth, changes into a series of segments looking like a pile of saucers, each of which in turn swims away and becomes a medusa. In these and allied cases of cyclical generation, it may, however, be held that, as the medusa is the adult form, the body of an unsexual individual is sacrificed in producing these partially-developed sexual individuals. A kindred result is achieved in a different manner among some trematode Entozoa. Evolved far enough to have head, appendages, [I-607] and alimentary system, a Cercaria presently transforms its internal substance into young Cercariæ substantially like itself; and, eventually bursting, sets them free, severally to pursue the same course. Finally, after two or three generations so produced, complete individuals are formed.

Different in method, but showing us in an equal degree the dissolution of a parent’s body into portions that are to continue the race, is the mode of reproduction in the cestoid Entozoa. A segment of a tape-worm, known as a proglottis in its adult and separated state, has then a life shown only by a feeble power of movement. It has descended from one out of myriads of eggs produced by a preceding tape-worm; and is itself, at the time of becoming an independent individual, nothing more than a receptacle for innumerable eggs. Without limbs, without senses, without even alimentary system, its vitality is scarcely higher than that of a plant; and it dies as soon as its contained masses of ova are matured. Here we have an extreme instance of subordination both of adult and young to the interests of the species.

Ascending now to higher types, let us take a few examples from the Articulata. Many kinds of parasitic crustaceans, such as the Lernea, pass through a brief early stage during which the young individual swims about. Nearly always it then dies; but if it succeeds in fixing itself on a fish, it loses its limbs and senses, and, doing nothing but absorb nutriment from the fish, evolves enormous ovisacs. Budding out from the sides of its body, these by and by greatly exceed its body in bulk: the parental life is lost in producing multitudinous eggs. An instance analogous in result, though different in method, occurs even among insects. Having no higher life than is implied by sucking the juice of the cactus over which it creeps, the female cochineal insect develops, as it approaches maturity, masses of ova which eventually fill its interior; and gradually, as its substance is absorbed by the ova, it dies and leaves the shell of its body as a protective envelope for them: whence issuing, ninety-nine are devoured for one [I-608] that survives. Among superior insects, along with perhaps an equal sacrifice of young, the sacrifice of adults is less. After a larval stage during which the vital activities are relatively low and the mortality high, there comes, for the one survivor out of hundreds, an active maturity. This, however, is brief—sometimes lasting but for a few days; and after the eggs are laid, life forthwith ceases.

The Vertebrata furnish such further illustrations as are needed. In this class the sacrifice of parental life to the maintenance of the species, is in few if any cases direct. A cod produces above a million eggs, and, surviving, does this year after year; but though the life of the parent is preserved, nine hundred and ninety-nine thousand and more of the progeny have their lives cut short at various stages on the way to maturity. In higher types of the class, producing comparatively few eggs that are better provided for, this sacrifice of the rising generation to the interests of the species is much less; and for the like reason it is much less also in the next highest group of vertebrates, the Amphibia. Passing to Birds, we find preservation of the race secured at a greatly diminished cost to both parents and offspring. The young are so well fostered that out of a small number most grow up; while here perhaps a half, and there perhaps a fourth, reach the reproductive stage. Further, the lives of the parents are but partially subordinated at times when the young are being reared. And then there are long intervals between breeding-seasons, during which the lives of parents are carried on for their own sakes. In the highest class of vertebrates, the Mammalia, regarded as a whole, we see a like general advance in this conciliation of the interests of the species, the parents, and the young; and we also see it within the class itself, on ascending from its lower to its higher types. A small rodent reaches maturity in a few months; and, producing large and frequent broods, soon dies. There is but a short early period during which the female lives for herself, and she mostly loses life before the [I-609] reproductive age is past: thus having no latter days unburdened by offspring. Turning to the other extreme we find an immense contrast. Between twenty and thirty years of a young elephant’s life passes entirely in individual development and activity. The tax of bearing offspring, relatively few and at long intervals, subordinates in but a moderate degree the life of the adult female. And though our knowledge does not enable us to say how long life lasts after the reproductive age is past, yet, considering that the powers remain adequate for sustentation and self-defence, we may infer that the female elephant usually enjoys a closing series of many years; while the male is throughout life scarcely at all taxed.

§ 276. In yet another way does evolution decrease the sacrifice of individual life to the life of the species. The material cost of reproduction involves an equivalent subtraction from individual development and activity, for which among low types there is no compensation; but as we ascend through higher types we find an increasing compensation in the shape of parental pleasures.

Limiting our illustrations to vertebrate animals, we see that by most fishes and amphibians, the spawn, once deposited, is left to its fate: there is great physical expense, and if no subsequent efforts are entailed, there are also none of the accompanying gratifications. It is otherwise with birds and mammals. While the rearing of offspring entails labour on one or both parents, the parental life, though thereby in one way restricted, is in another way extended; since it has become so moulded to the requirements, that the activities of parenthood are sources of agreeable emotions, just as are the activities which achieve self-sustentation.

When, from the less intelligent of these higher vertebrates which produce many young at short intervals, and have to abandon them at early ages, we ascend to the more intelligent which produce few young at longer intervals, and give them [I-610] aid for longer pediods; we perceive that, while the rate of juvenile mortality is thus diminished, there results both a lessened physical cost of maintaining the species, and an augmented satisfaction of the affections.

§ 277. Here, then, we have definite measures by which to determine what constitutes advance in the relations of parents to offspring and to one another. In proportion as organisms become higher they are individually less sacrificed to the maintenance of the species; and the implication is that in the highest type of man this sacrifice falls to a minimum.

Commonly, when discussing domestic institutions, the welfare of those immediately concerned is almost exclusively regarded. The goodness or badness of given connexions between men and women, is spoken of as though the effects on the existing adult generation were chiefly to be considered; and, if the effects on the rising generation are taken into account, little if any thought is given to the effects which future generations will experience. This order has, as we see, to be reversed.

Family organizations of this or that kind have first to be judged by the degrees in which they help to preserve the social aggregates they occur in; for, in relation to its component individuals, each social aggregate stands for the species. Mankind survives not through arrangements which refer to it as a whole, but by survival of its separate societies; each of which struggles to maintain its existence in presence of other societies. And survival of the race, achieved through survival of its constituent societies, being the primary requirement, the domestic arrangements most conducive to survival in each society, must be regarded as relatively appropriate.

In so far as it consists with preservation of the society, the next highest end is raising the largest number of healthy offspring from birth to maturity. The qualification does not seem needed; but we shall find evidence that it is [I-611] needed. Societies, and especially primitive groups, do not always thrive by unchecked increase in their numbers; but, contrariwise, in some cases preserve themselves from extinction at the cost of increased mortality of the young.

After welfare of the social group and welfare of progeny, comes welfare of parents. That form of marital relation must in each case be held the best which, subject to these preceding requirements, furthers most, and burdens least, the lives of adult men and women.

And as a last end to be contemplated comes that furtherance of individual life which we see when the declining years of parents, lengthened and made pleasurable by offspring, also become sources of pleasure to those offspring.

Uniting these propositions, we draw the corollary that the highest constitution of the family is reached when there is such conciliation between the needs of the society and those of its members, old and young, that the mortality between birth and the reproductive age falls to a minimum, while the lives of adults have their subordination to the rearing of children reduced to the smallest possible. The diminution of this subordination takes place in three ways: first, by elongation of that period which precedes reproduction; second, by decrease in the number of offspring borne, as well as by increase of the pleasures taken in the care of them; and third, by lengthening of the life which follows cessation of reproduction.

This ideal of the family suggested by a survey of the sexual and parental relations throughout the organic world, is also the ideal to which comparisons between the lower and the higher stages of human progress point. In savage tribes we find great juvenile mortality: there is commonly more or less infanticide; or there are many early deaths from unfavourable conditions; or there are both. Again, these inferior races are characterized by early maturity and commencing reproduction; implying shortness of that first period during which the individual life is carried on for its own [I-612] sake. While fertility lasts, the tax, especially on the women, who are also exhausted by drudgeries, is great. The marital and parental relations are sources of pleasures neither so high nor so prolonged as in the civilized races. And then after children have been reared, the remaining life of either sex is brief: often being ended by violence; often by deliberate desertion; and otherwise by rapid decay unchecked by filial care.

We are thus furnished with both a relative standard and an absolute standard by which to estimate domestic institutions in each stage of social progress. While, judging them relatively, by their adaptations to the accompanying social requirements, we may be led to regard as needful in their times and places, arrangements that are repugnant to us; we shall, judging them absolutely, in relation to the most developed types of life, individual and national, find good reasons for reprobating them. For this preliminary survey reveals the fact that the domestic relations which are the highest as ethically considered, are also the highest as considered both biologically and sociologically. [*]

 


 

[I-613]

CHAPTER III.

PRIMITIVE RELATIONS OF THE SEXES.

§ 278. Most readers will have thought it strange to begin an account of domestic institutions by surveying the most general phenomena of race-maintenance. But they may see the propriety of setting out with a purely natural-history view, on being shown that among low savages the relations of the sexes are substantially like those common among inferior creatures.

The males of gregarious mammals usually fight for possession of the females; and primitive men do not in this respect differ from other gregarious mammals. Hearne says of the Chippewayans that “it has ever been the custom among these people for the men to wrestle for any woman to whom they were attached.” According to Hooper, a Slave Indian, desiring another one’s wife, fights with her husband. Among the Bushmen, “the stronger man will sometimes take away the wife of the weaker.” Narcisse Peltier, who from twelve years of age up to twenty-nine was detained by a tribe of Queensland Australians, states that the men “not unfrequently fight with spears for the possession of a woman.” And summing up accounts of the Dogrib Indians, Sir John Lubbock says—“In fact, the men fight for the possession of the women, just like stags.”

Nor is it on the part of males only, that this practice exists. Peltier tells us that in the above-named tribe, the [I-614] women, of whom from two to five commonly belong to each man, fight among themselves about him: “their weapons being heavy staves with which they beat one another about the head till the blood flows.” And the trait of feminine nature thus displayed, is congruous with one indicated by Mitchell, who says that after battle it frequently happens among the native tribes of Australia, that the wives of the vanquished, of their own free will, pass over to the victors: reminding us of a lioness which, quietly watching the fight between two lions, goes off with the conqueror.

We have thus to begin with a state in which the family, as we understand it, does not exist. In the loose groups of men first formed, there is no established order of any kind: everything is indefinite, unsettled. As the relations of men to one another are undetermined, so are the relations of men to women. In either case there are no guides save the passions of the moment, checked only by fears of consequences. Let us glance at the facts which show the relations of the sexes to have been originally unregulated by the institutions and ideas we commonly regard as natural.

§ 279. According to Sparrman, there is no form of union between Bushmen and Bushwomen save “the agreement of the parties and consummation.” Keating tells us that the Chippewas have no marriage ceremony. Hall says the same thing of the Esquimaux, Bancroft of the Aleuts, Brett of the Arawâks, Tennent of the Veddahs; and the Lower Californians, Bancroft says, “have no marriage ceremony, nor any word in their language to express marriage. Like birds or beasts, they pair off according to fancy.”

Even where a ceremony is found, it is often nothing more than either a forcible or a voluntary commencement of living together. Very generally there is a violent seizure of the woman by the man—a capture; and the marriage is concluded by the completion of this capture. In some cases the man and woman light a fire and sit by it; in some cases, as [I-615] among the Todas, the union is established when the bride performs “some trifling household function;” in some cases, as among the Port Dory people of New Guinea, “the female gives her intended some tobacco and betel-leaf.” When the Navajos desire to marry, “they sit down on opposite sides of a basket, made to hold water, filled with atole or some other food, and partake of it. This simple proceeding makes them husband and wife.” Nay, we have the like in the old Roman form of confarreatio—marriage constituted by jointly eating cake. These indications that the earliest marriage-ceremony was merely a formal commencement of living together, imply a preceding time when the living together began informally.

Moreover, such domestic union as results is so loose, and often so transitory as scarcely to constitute an advance. In the Chippewayan tribes divorce “consists of neither more nor less than a good drubbing, and turning the woman out of doors.” The Pericúi (Lower Californian) “takes as many women as he pleases, makes them work for him as slaves, and when tired of any one of them turns her away.” Similarly, when one of the Tupis “was tired of a wife, he gave her away, and he took as many as he pleased.” For Tasmanians not to change their wives, was “novel to their habits, and at variance with their traditions.” Among the Kasias, “divorce is so frequent that their unions can hardly be honoured with the name of marriage.” Even peoples so advanced as the Malayo-Polynesians furnish kindred facts. In Thomson’s New Zealand we read that “men were considered to have divorced their wives when they turned them out of doors.” And in Tahiti “the marriage tie was dissolved whenever either of the parties desired it.” It may be added that this careless breaking of marital bonds is not peculiar to men. Where women have the power, as among the above-named Kasias, they cavalierly turn their husbands out of doors if they displease them; and the like happened with some of the ancient Nicaraguans.

These facts show us that the marital relations, like the [I-616] political relations, have gradually evolved; and that there did not at first exist those ideas and feelings which among civilized nations give to marriage its sanctity.

§ 280. Absence of these ideas and feelings is further shown by the prevalence in rude societies of practices which are to us in the highest degree repugnant.

Various of the uncivilized and semi-civilized display hospitality by furnishing guests with temporary wives. Herrera tells us of the Cumana people, that “the great men kept as many women as they pleased, and gave the beautifullest of them to any stranger they entertained.” Savages habitually thus give their wives and daughters. Among such Sir John Lubbock enumerates the Esquimaux, North and South American Indians, Polynesians, Australians, Berbers, Eastern and Western Negroes, Arabs, Abyssinians, Kaffirs, Mongols, Tutski, etc. Of the Bushman’s wife Lichtenstein tells us that when the husband gives her permission, she may associate with any other man. Of the Greenland Esquimaux, Egede states that “those are reputed the best and noblest tempered who, without any pain or reluctancy, will lend their friends their wives.”

Akin is the feeling shown by placing little or no value on chastity in the young. In Benguela (Congo) poor maidens are led about before marriage, in order to acquire money by prostitution. The Mexicans had an identical custom: “parents used when the maidens were marriageable, to send them to earn their portions, and accordingly they ranged about the country in a shameful manner till they had got enough to marry them off.” The ancient people of the Isthmus of Darian thought “prostitution was not infamous; noble ladies held as a maxim, that it was plebeian to deny anything asked of them”—an idea like that of the Andamanese, among whom “any woman who attempted to resist the marital privileges claimed by any member of the tribe was liable to severe punishment.” Equally strange are [I-617] the marital sentiments displayed by certain peoples, both extant and extinct. Of the Hassanyeh Arabs, whose marriages are for so many days in the week, usually four, Petherick says that during a preliminary negotiation the bride’s mother protests against “binding her daughter to a due observance of that chastity which matrimony is expected to command, for more than two days in the week;” and there exists on the part of the men an adapted sentiment. The husband, allowing the wife to disregard all marital obligations during the off days, even considers an intrigue with some other man as a compliment to his own taste. Some of the Chibchas betrayed a kindred feeling. Not simply were they indifferent to virginity in their brides, but if their brides were virgins “thought them unfortunate and without luck, as they had not inspired affection in men: accordingly they disliked them as miserable women.”

While lacking the ideas and feelings which regulate the relations of the sexes among advanced peoples, savages often exhibit ideas and feelings no less strong, but of quite contrary characters. The Columbian Indians hold that “to give away a wife without a price is in the highest degree disgraceful to her family;” and by the Modocs of California “the children of a wife who has cost her husband nothing are considered no better than bastards, and are treated by society with contumely.” In Burton’s Abeokuta, we read that “those familiar with modes of thought in the East well know the horror and loathing with which the people generally look upon the one-wife system”—a statement we might hesitate to receive were it not verified by that of Livingstone concerning the negro women on the Zambesi, who were shocked on hearing that in England a man had only one wife, and by that of Bailey, who describes the disgust of a Kandyan chief when commenting on the monogamy of the Veddahs.

§ 281. Still more are we shown that regular relations of [I-618] the sexes are results of evolution, and that the sentiments upholding them have been gradually established, on finding how little regard is paid by many uncivilized and semi-civilized peoples to those limitations which blood-relationships dictate to the civilized.

Among savages, connexions which we condemn as in the highest degree criminal, are not infrequent. The Chippewayans “cohabit occasionally with their own mothers, and frequently espouse their sisters and daughters;” and Langsdorff asserts the like of the Kadiaks. So, too, among the Karens of Tenasserim, “matrimonial alliances between brother and sister, or father and daughter, are not uncommon.” To these cases from America and Asia may be added a case from Africa. To keep the royal blood pure, the kings of Cape Gonzalves and Gaboon are accustomed to marry their grown-up daughters, and the queens marry the eldest sons.

Incest of the kind that is a degree less shocking is exemplified by more numerous peoples. Marriage between brother and sister was not prohibited by the “barbarous Chechemecas” and “the Panuchese.” The people of Cali, “married their nieces, and some of the lords their sisters.” “In the district of New Spain four or five cases . . . of marriage with sisters were found.” In Peru, the “Yncas from the first established it as a very stringent law and custom that the heir to the kingdom should marry his eldest sister, legitimate both on the side of the father and the mother.” So is it in Polynesia. Among the Sandwich Islanders, near consanguineous marriages are frequent in the royal family—brothers and sisters sometimes marrying; and among the Malagasy, “the nearest of kin marry, even brother and sister, if they have not the same mother.” Nor do ancient peoples of the old world fail to furnish instances. That the restriction, prohibiting marriage with a uterine sister, was not observed in Egypt, we have sufficient evidence “from the sculptures of Thebes” agreeing “with the accounts [I-619] of ancient Greek and Roman writers in proving that some of the Ptolomies adopted this ancient custom.” Even our own Scandinavian kinsmen allowed incest of this kind. It is stated in the Ynglinga Saga that Niord took his own sister in marriage, “for that was allowed by” the Vanaland law.

It may be said that certain of these unions are with half-sisters (like the union of Abraham and Sarah); that such occurred among the Canaanites, Arabians, Egyptians, Assyrians, Persians; and that they go along with non-recognition of kinship in the male line. But admitting this to be true in some of the cases, though clearly not in others, we are still shown how little warrant exists for ascribing to primitive instinct the negations of unions between those nearly related; for the very words forbidding marriage to a half-sister having the same mother, though not to one having the same father, clearly imply that the male parenthood is habitually known though disregarded.

As further proving that sentiments such as those which among ourselves restrain the sexual instincts, are not innate, I may add the strange fact which Bailey tells us concerning the Veddahs. Their custom “sanctions the marriage of a man with his younger sister. To marry an elder sister or aunt would, in their estimation, be incestuous, a connexion in every respect as revolting to them as it would be to us—as much out of the question and inadmissible as the marriage with the younger sister was proper and natural. It was, in fact, the proper marriage.”

§ 282. While the facts show us the general association between the rudest forms of social existence and the most degraded relations of the sexes, they do not show us that social progress and progress towards a higher type of family life, are uniformly connected. Various anomalies meet us.

Unenduring unions characterize many of the lowest races; and yet the miserable Veddahs, lower than most in their [I-620] social state, form very enduring unions. Bailey writes—“Divorce is unknown among them. . . . I have heard a Veddah say, ‘Death alone separates husband and wife’ ”: a trait in which their Kandyan neighbours, otherwise superior, differ from them widely.

Nor does the diminution of incestuous connexions preserve a constant ratio to social evolution. Those extreme forms of them which we have noted among some of the most degraded races of North America, are paralleled among royal families in African kingdoms of considerable size; while forms of them a degree less repulsive are common to savage and semi-civilized.

Though that type of family-life in which one wife has several husbands is said to occur among some of the lowest tribes, as the Fuegians, yet it is by no means common among the lowest; while we meet with it among relatively-advanced peoples, in Ceylon, in Malabar, and in Thibet. And the converse arrangement, of many wives to one husband, almost universally allowed and practised by savages, not only survives in semi-civilized societies but has held its ground in societies of considerably-developed types, past and present.

Neither are there connexions so clear as might have been expected, between sexual laxity and general debasement, moral or social; and conversely. The relations between the men and women in the Aleutian Islands are among the most degraded. Nevertheless these islanders are described by Cook as “the most peaceful, inoffensive people I ever met with. And, as to honesty, they might serve as a pattern to the most civilized nation upon earth.” On the other hand, while the Thlinkeet men are said to “treat their wives and children with much affection,” and the women to show “reserve, modesty, and conjugal fidelity,” they are described as thievish, lying, and extremely cruel: maiming their prisoners out of pure wantonness and killing their slaves. Similarly, though the Bachapins (Bechuanas) are reprobated [I-621] as lamentably debased, having a universal disregard to truth and indifference to murder, yet the women are modest and “almost universally faithful wives.” A kindred anomaly meets us on contrasting societies in higher stages. We have but to read Cook’s account of the Tahitians, who were not only advanced in arts and social arrangements, but displayed the kindlier feelings in unusual degrees, to be astonished at their extreme disregard of restraints on the sexual instincts. Conversely, those treacherous, bloodthirsty cannibals the Fijians, whose atrocities Williams said he dared not record, are superior to most in their sexual relations. Erskine states of them that “female virtue may be rated at a high standard for a barbarous people.”

Moreover, contrary to what we should expect, we find great sexual laxity in some directions joined with rigidity in others. Among the Koniagas “a young unmarried woman may live uncensured in the freest intercourse with the men; though, as soon as she belongs to one man, it is her duty to be true to him.” In Cumana “the maidens . . . made little account of their virginity. The married women . . . lived chaste.” And Pedro Pizarro says of the Peruvians that “the wives of the common people were faithful to their husbands. . . . Before their marriage, their fathers did not care about their being either good or bad, nor was it a disgrace with them” to have loose habits. Even of those Chibcha husbands above referred to as so strangely indifferent, or less than indifferent, to feminine chastity before marriage, it is said that “nevertheless, they were very sensitive to infidelity.”

The evidence, then, does not allow us to infer, as we should naturally have done, that advance in the forms of the sexual relations and advance in social evolution, are constantly and uniformly connected.

§ 283. Nevertheless, on contemplating the facts in their ensemble, we see that progress towards higher social types is [I-622] joined with progress towards higher types of domestic institutions. Comparison of the extremes make this unquestionable. The lowest groups of primitive men, without political organization, are also without anything worthy to be called family organization: the relations between the sexes and the relations between parents and offspring are scarcely above those of brutes. Contrariwise, all civilized nations, characterized by definite, coherent, orderly social arrangements, are also characterized by definite, coherent, orderly domestic arrangements. Hence we cannot doubt that, spite of irregularities, the developments of the two are associated in a general way.

Leaving here this preliminary survey, we have now to trace, so far as we can, the successively higher forms of family structure. We may expect to find the genesis of each depending on the circumstances of the society: conduciveness to social self-preservation under the conditions of the case, being the determining cause. Setting out with wholly-unregulated relations of the sexes, the first customs established must have been those which most favoured social survival; not because this was seen, but because the societies that had customs less fit, disappeared.

But before considering the several kinds of sexual relations, we must consider a previous question—Whence come the united persons?—Are they of the same tribe or of different tribes? or are they sometimes one and sometimes the other?

 


 

[I-623]

CHAPTER IV.

EXOGAMY AND ENDOGAMY.

§ 284. In his ingenious and interesting work on Primitive Marriage, [*] the words “Exogamy” and “Endogamy” are used by Mr. M‘Lennan to distinguish the two practices of taking to wife women belonging to other tribes, and taking to wife women belonging to the same tribe. As explained in his preface, his attention was drawn to these diverse customs by an inquiry into “the meaning and origin of the form of capture in marriage ceremonies;”—an inquiry which led him to a general theory of early sexual relations. The following outline of his theory I disentangle, as well as I can, from statements that are not altogether consistent.

Scarcity of food led groups of primitive men to destroy female infants; because, “as braves and hunters were required and valued, it would be the interest of every horde to rear, when possible, its healthy male children. It would be less its interest to rear females, as they would be less capable of self-support, and of contributing, by their exertions, to the common good.” (p. 165.)

Mr. M‘Lennan next alleges that “the practice in early times of female infanticide,” “rendering women scarce, led [I-624] at once to polyandry within the tribe, and the capturing of women from without.” (p. 138.)

Joined with a re-statement of the causes we come upon an inferred result, as follows:—“The scarcity of women within the group led to a practice of stealing the women of other groups, and in time it came to be considered improper, because it was unusual, for a man to marry a woman of his own group.” (p. 289.) Or, as he says on p. 140, “usage, induced by necessity, would in time establish a prejudice among the tribes observing it [exogamy]—a prejudice, strong as a principle of religion, as every prejudice relating to marriage is apt to be—against marrying women of their own stock.”

To this habitual stealing of wives, and re-stealing of them, as among the Australians (p. 76), he ascribes that doubtful paternity which led to the recognition of kinship through females only. Though elsewhere admitting a more general cause for this primitive form of kinship (p. 159), he regards wife-stealing as its most certain cause: saying that “it must have prevailed wherever exogamy prevailed—exogamy and the consequent practice of capturing wives. Certainty as to fathers is impossible where mothers are stolen from their first lords, and liable to be re-stolen before the birth of children.” (p. 226.)

Assuming the members of each tribe which thus grew into the practice of wife-stealing, to have been originally homogeneous in blood, or to have supposed themselves so, Mr. M‘Lennan argues that the introduction of wives who were foreigners in blood, joined with the rise of the first definite conception of relationship (that between mother and child) and consequent system of kinship in the female line, led to recognized heterogeneity within the tribe. There came to exist within the tribe, children regarded as belonging by blood to the tribes of their mothers. Hence arose another form of exogamy. The primitive requirement that a wife should be stolen from another tribe, naturally became confounded [I-625] with the requirement that a wife should be of the blood of another tribe; and hence girls born within the tribe from mothers belonging to other tribes, became eligible as wives. The original exogamy, carried out by robbing other tribes of their women, gave place, in part, or wholly, to the modified exogamy carried out by marrying from within the tribe, women bearing family names which implied that they were foreign in blood.

In tracing the development of higher forms of the domestic relations, Mr. M‘Lennan postulates, as we have seen, that the scarcity of women “led at once to polyandry within the tribe, and the capturing of women from without.” (p. 138.) Describing and illustrating the different forms of polyandry, ending in that highest form in which the husbands are brothers, he points out that at this stage there arose recognition not only of descent in the female line, but also of descent in the male line; since the father’s blood was known, though not the father.

Then through gradually-established priority of the elder brother, as being the first of the group to marry and the first likely to have children, it became an accepted fiction that all the children were his: “the elder brother was a sort of paterfamilias;” and “the idea of fatherhood” thus caused, was a step towards kinship through males, and a “step away from kinship through females.” (pp. 243-4.)

Pointing out that among some polyandrous peoples, as the Kandyans, the chiefs have become monogamists, Mr. M‘Lennan argues (p. 245) that their example would be followed, and “thus would arise a practice of monogamy or of polygamy.” And he thence traces the genesis of the patriarchal form, the system of agnation, the institution of caste.

Though this outline of Mr. M‘Lennan’s theory is expressed, wherever regard for brevity permits, in his own words, yet possibly he may take exception to it; for, as already hinted, there are incongruities in his statements, and the order in which they are placed is involved. Unquestionably [I-626] many of the phenomena he describes exist. It is undeniable that the stealing of women, still habitual with sundry low races, was practised in past times by races now higher; and that the form of capture in marriage-ceremonies prevails in societies where no real capture occurs at present. It is undeniable that kinship through females is, among various primitive peoples, the only kinship avowedly recognized; and that it leads to descent of name, rank, and property in the female line. It is undeniable that in many places where wife-stealing is, or has been, the practice, marriage is forbidden between those of the same family name, who are assumed to be of the same stock. But while admitting much of the evidence, and while accepting some of the inferences, we shall find reason for doubting Mr. M‘Lennan’s theory taken as a whole. Let us consider, first, the minor objections.

§ 285. Sundry facts inconsistent with his conclusion, though referred to by Mr. M‘Lennan, he passes over as of no weight. He thinks there is warrant for the belief that exogamy and wife-capture have “been practised at a certain stage among every race of mankind” (p. 138): this stage being the one now exemplified by sundry low races. Nevertheless, he admits that “the separate endogamous tribes are nearly as numerous, and they are in some respects as rude, as the separate exogamous tribes.” (p. 145.) Now if, as he believes, exogamy and wife-stealing have “been practised at a certain stage among every race of mankind”—that stage being the primitive one; and if, as he seeks to prove, endogamy is a form reached through a long series of social developments; it is difficult to understand how the endogamous tribes can be as rude as the exogamous ones. Again, he names the fact that “in some districts—as in the hills on the north-eastern frontier of India, in the Caucasus, and the hill ranges of Syria—we find a variety of tribes, proved, by physical characteristics and [I-627] the affinities of language, of one and the same original stock, yet in this particular differing toto cœlo from one another—some forbidding marriage within the tribe, and some proscribing marriage without it” (pp. 147-8): a fact by no means congruous with his hypothesis.

Should Mr. M‘Lennan reply that on pp. 47-8 he has recognized the possibility, or probability, that there were tribes primordially endogamous—should he say that on pp. 144-5 will be found the admission that perhaps exogamy and endogamy “may be equally archaic;” the rejoinder is that besides being inconsistent with his belief that exogamy has “been practised at a certain stage among every race of mankind,” this possibility is one which he practically rejects. On pp. 148-50, he sketches out a series of changes by which exogamous tribes may eventually become endogamous; and in subsequent pages on the “Growth of Agnation,” and “The Rise of Endogamy,” he tacitly asserts that endogamy has thus developed: if not without exception, still, generally. Indeed, the title of one of his chapters—“The Decay of Exogamy in Advancing Communities,” clearly implies the belief that exogamy was general, if not universal, with the uncivilized; and that endogamy grew up along with civilization. Thus the incongruity between the propositions quoted in the last paragraph, cannot be escaped.

Sundry other of Mr. M‘Lennan’s reasonings conflict with one another. Assuming that in the earliest state, tribes were stock-groups “organized on the principle of exogamy,” he speaks of them as having “the primitive instinct of the race against marriage between members of the same stock” (p. 118). Yet, as shown above, he elsewhere speaks of wife-capture as caused by scarcity of women within the tribe, and attributes to this “usage induced by necessity” the prejudice against “marrying women of their own stock.” Moreover, if, as he says (and I believe rightly says) on p. 145, “men must originally have been free of any prejudice [I-628] against marriage between relations,” it seems inconsistent to allege that there was a “primitive instinct” “against marriage between members of the same stock.”

Again, while in some places the establishment of the exogamous prejudice is ascribed to the practice of wife-stealing (pp. 53-4 and p. 136), it is elsewhere made the antecedent of wife-stealing: interdict against marriage within the tribe was primordial. Now if this last is Mr. M‘Lennan’s view, I agree with Sir J. Lubbock in thinking it untenable. In the earliest groups of men there cannot have been any established rules about marriage. Unions of the sexes must have preceded all social laws. The rise of a social law implies a certain preceding continuity of social existence; and this preceding continuity of social existence implies the reproduction of successive generations. Hence reproduction entirely unregulated by interdicts, must be taken as initial.

Assuming, however, that of his two views Mr. M‘Lennan will abide by the more tenable one, that wife-stealing led to exogamy, let us ask how far he is justified in alleging that female infanticide, and consequent scarcity of women, led to wife-stealing. At first sight it appears undeniable that destruction of infant girls, if frequent, must have been accompanied by deficiency of adult females; and it seems strange to call in question the legitimacy of this inference. But Mr. M‘Lennan has overlooked a concomitant. Tribes in a state of chronic hostility are constantly losing their adult males, and the male mortality so caused is often great. Hence the killing many female infants does not necessitate lack of women: it may merely prevent excess. Excess must, indeed, be inevitable if, equal numbers of males and females being reared, some of the males are from time to time slain. The assumption from which Mr. M‘Lennan’s argument sets out, is, therefore, inadmissible.

How inadmissible it is, becomes conspicuous on finding that where wife-stealing is now practised, it is commonly associated with polygyny. The Fuegians, named by Mr. [I-629] M‘Lennan among wife-stealing peoples, are polygynists. According to Dove, the Tasmanians were polygynists, and Lloyd says that polygyny was universal among them; yet the Tasmanians were wife-stealers. The Australians furnish Mr. M‘Lennan with a typical instance of wife-stealing and exogamy; and though Mr. Oldfield alleges scarcity of women among them, yet other testimony is quite at variance with his. Mitchell says:—“Most of the men appeared to possess two [females], the pair in general consisting of a fat plump gin, and one much younger;” and according to Peltier, named in the last chapter as having lived seventeen years with the Macadama tribe, the women were “more numerous than the men, every man having from two to five women in his suite.” The Dakotahs are at once wife-stealers and polygynists, Burton tells us; and the Brazilians similarly unite these traits. Writing of polygyny as practised on the Orinoco, Humboldtsays:—“It is most considerable among the Caribs, and all the nations that have preserved the custom of carrying off young girls from the neighbouring tribes.” How then can wife-stealing be ascribed to scarcity of women?

A converse incongruity likewise militates against Mr. M‘Lennan’s theory. His position is that female infanticide, “rendering women scarce, led at once to polyandry within the tribe, and the capturing of women from without.” But polyandry does not, so far as I see, distinguish wife-stealing tribes. We do not find it among the above-named Tasmanians, Australians, Dakotahs, Brazilians; and although it is said to occur among the Fuegians, and characterizes some of the Caribs, it is much less marked than their polygyny. Contrariwise, though it is not a trait of peoples who rob one another of their women, it is a trait of certain rude peoples who are habitually peaceful. There is polyandry among the Esquimaux, who do not even know what war is. There is polyandry among the Todas, who in no way aggress upon their neighbours.

Other minor difficulties might be dwelt on. There is the [I-630] fact that in many cases exogamy and endogamy co-exist; as among the Comanches, the New Zealanders, the Lepchas, the Californians. There is the fact that in sundry cases polygyny and polyandry co-exist, as among the Fuegians, the Caribs, the Esquimaux, the Waraus, the Hottentots, the ancient Britons. There is the fact that there are some exogamous tribes who have not the form of capture in marriage; as the Iroquois and the Chippewas. But without dwelling on these, I turn to certain cardinal difficulties, obvious a priori, which appear to me insuperable.

§ 286. Setting out with primitive homogeneous groups, Mr. M‘Lennan contends that the scarcity of women caused by destruction of female infants, compelled wife-stealing; and he thinks that this happened “at a certain stage among every race of mankind” (p. 138). The implication is, therefore, that a number of adjacent tribes, usually belonging to the same variety of man in the same stage of progress, were simultaneously thus led to rob one another. But immediately we think of wife-stealing as a practice not of one tribe only but of many tribes forming a cluster, there presents itself the question—How was the scarcity of wives thus remedied? If each tribe had fewer women than men, how could the tribes get wived by taking one another’s women? The scarcity remained the same: what one tribe got another lost. Supposing there is a chronic deficiency of women and the tribes rob one another equally, the result must be decreasing population in all the tribes. If some, robbing others in excess, get enough wives, and leave certain of the rest with very few, these must tend towards extinction. And if the surviving tribes carry on the process, there appears no limit until the strongest tribe, continuing to supply itself with women from the less strong, finally alone survives and has no tribes to rob.

Should it be replied that female infanticide is usually not carried so far as to make the aggregate number of wives [I-631] insufficient to maintain the population of all the tribes taken together—should it be said that only exceptional tribes rear so few women as not to have mothers enough to produce the next generation; then we are met by a still greater difficulty. If in each of the exogamous tribes forming the supposed cluster, the men are forbidden to marry women of their own tribe, and must steal women from other tribes; the implication is that each tribe knowingly rears wives for neibhbouring tribes, but not for itself. Though each tribe kills many of its female infants that it may not be at the cost of rearing them for its own benefit, yet it deliberately rears the remainder for the benefit of its enemies. Surely this is an inadmissible supposition. Where the interdict against marrying women within the tribe is peremptory, the preservation of girls must be useless—worse than useless, indeed, since adjacent hostile tribes, to whom they must go as wives, will thereby be strengthened. And as all the tribes, living under like interdicts, will have like motives, they will all of them cease to rear female infants.

Manifestly, then, exogamy in its original form, can never have been anything like absolute among the tribes forming a cluster; but can have been the law in some of them only.

§ 287. In his concluding chapter, Mr. M‘Lennan says that “on the whole, the account which we have given of the origin of exogamy, appears the only one which will bear examination.” (p. 289.) It seems to me, however, that setting out with the postulate laid down by him, that primitive groups of men are habitually hostile, we may, on asking what are the concomitants of war, be led to a different theory, open to none of the objections above raised.

In all times and places, among savage and civilized, victory is followed by pillage. Whatever portable things of worth the conquerors find, they take. The enemies of the Fuegians plunder them of their dogs and arms; pastoral tribes in Africa have their cattle driven away by victorious [I-632] marauders; and peoples more advanced are robbed of their money, ornaments, and all valuable things that are not too heavy. The taking of women is but a part of this process of spoiling the vanquished. Women are prized as wives, as concubines, as drudges; and, the men having been killed, the women are carried off along with other moveables. Everywhere among the uncivilized we find this. “In Samoa, in dividing the spoil of a conquered people, the women were not killed, but taken as wives.” On an Australian being told that certain travellers had shot some natives of another tribe, his only remark was:—“Stupid whitefellows! why did you not bring away the gins?” And P. Martyr Anglerius says that among the cannibal Caribs in his day, “to eat women was considered unlawful. . . . Those who were captured young were kept for breeding, as we keep fowl, etc.” Early legends of the semi-civilized show us the same thing; as in the Iliad, where we read that the Greeks plundered “the sacred city of Eëtion,” and that part of the spoils “they divided among themselves” were the women. And there need no examples to recall the fact that in later and more civilized times, successes in battle have been followed by transactions allied in character, if not the same in form. Clearly, from the beginning down to comparatively late stages, women-stealing has been an incident of successful war.

Observe, next, that the spoils of conquest, some of them prized for themselves, are some of them prized as trophies. Proofs of prowess are above all things treasured by the savage. He brings back his enemy’s scalp, like the North American Indian. He dries and preserves his enemy’s head, like the New Zealander. He fringes his robe with locks of hair cut from his slain foe. Among other signs of success in battle is the return with a woman of the vanquished tribe. Beyond her intrinsic value she has an extrinsic value. Like a native wife she serves as a slave; but unlike a native wife she serves also as a trophy. As, then, among savages, warriors are the honoured members of the tribe—as, among [I-633] warriors, the most honoured are those whose bravery is best shown by achievements; the possession of a wife taken in war becomes a badge of social distinction. Hence members of the tribe thus married to foreign women, are held to be more honourably married than those married to native women. What must result?

In a tribe not habitually at war, or not habitually successful in war, no decided effect is likely to be produced on the marriage customs. If the great majority of the men have native wives, the presence of a few whose superiority is shown by having foreign wives, will fail to change the practice of taking native wives: the majority will keep one another in countenance. But if the tribe, becoming successful in war, robs adjacent tribes of their women more frequently, there will grow up the idea that the now-considerable class having foreign wives form the honourable class, and that those who have not proved their bravery by bringing back these living trophies are dishonourable: non-possession of a foreign wife will come to be regarded as a proof of cowardice. An increasing ambition to get foreign wives will therefore arise; and as the number of those who are without them decreases, the brand of disgrace attaching to them will grow more decided; until, in the most warlike tribes, it becomes an imperative requirement that a wife shall be obtained from another tribe—if not in open war, then by private abduction.

A few facts showing that by savages proofs of courage are often required as qualifications for marriage, will carry home this conclusion. Herndon tells us that among the Mahués, a man cannot take a wife until he has submitted to severe torture. Bates, speaking of the Passés on the Upper Amazons, says that formerly “the young men earned their brides by valiant deeds in war.” Before he is allowed to marry, a young Dyak must prove his bravery by bringing back the head of an enemy. When the Apaches warriors return unsuccessful, “the women turn away from them with [I-634] assured indifference and contempt. They are upbraided as cowards, or for want of skill and tact, and are told that such men should not have wives.” That among other results of sentiments thus exemplified, abduction of women will be one, is obvious; for a man who, denied a wife till he has proved his courage, steals one, satisfies his want and achieves reputation at the same time. If, as we see, the test of deserving a wife is in some cases obtainment of a trophy, what more natural than that the trophy should often be the stolen wife herself? What more natural than that where many warriors of the tribe are distinguished by stolen wives, the stealing of a wife should become the required proof of fitness to have one? Hence would follow a peremptory law of exogamy.

In so far as it implies that usage grows into law, this interpretation agrees with that of Mr. M‘Lennan. It does not, however, like his, assume either that this usage originated in a primordial instinct, or that it resulted from scarcity of women caused by infanticide. Moreover, unlike Mr. M‘Lennan’s, the explanation so reached is consistent with the fact that exogamy and endogamy in many cases co-exist; and with the fact that exogamy often co-exists with polygyny. Further, it does not involve us in the difficulty raised by supposing a peremptory law of exogamy to be obeyed throughout a cluster of tribes.

§ 288. But can the great prevalence of the form of capture in marriage ceremonies be thus accounted for? Mr. M‘Lennan believes that wherever this form is now found, complete exogamy once prevailed. Examination will, I think, show that the implication is not necessary. There are several ways in which the form of capture arises; or rather, let us say, it has several conspiring causes.

If, as we have seen, there still exist rude tribes in which men fight for possession of women, the taking possession of a woman naturally comes as a sequence to an act of capture. [I-635] That monopoly which constitutes her a wife in the only sense known by the primitive man, is a result of successful violence. Thus the form may originate from actual capture within the tribe, instead of originating from actual capture without it.

Beyond that resistance to a man’s seizure of a woman, apt to be made by other men within the tribe, there is the resistance of the woman herself. Sir John Lubbock holds that coyness is not an adequate cause for the establishment of the form of capture; and it may be that, taken alone, it does not suffice to account for everything. But there are reasons for thinking it an important factor. Crantz says concerning the Esquimaux, that when a damsel is asked in marriage, she—

“directly falls into the greatest apparent consternation, and runs out of doors tearing her bunch of hair; for single women always affect the utmost bashfulness and aversion to any proposal of marriage, lest they should lose their reputation for modesty.”

Like behaviour is shown by Bushmen girls. When—

“a girl has grown up to womanhood without having previously been betrothed, her lover must gain her own approbation, as well as that of the parents; and on this occasion his attentions are received with an affectation of great alarm and disinclination on her part, and with some squabbling on the part of her friends.”

Again, among the Sinai Arabs, says Burckhardt, a bride—

“defends herself with stones, and often inflicts wounds on the young men, even though she does not dislike the lover; for, according to custom, the more she struggles, bites, kicks, cries, and strikes, the more she is applauded ever after by her own companions.” . . . During the procession to the husband’s camp, “decency obliges her to cry and sob most bitterly.”

Of the Muzos, Piedrahita narrates that after agreement with the parents was made—

“the bridegroom came to see the bride, and stayed three days caressing her, while she replied by beating him with her fists and with sticks. After these three days she got tamer, and cooked his meals.”

In these cases, then, coyness, either real or affected for reputation’s sake, causes resistance of the woman herself. In [I-636] other cases there is joined with this the resistance of her female friends. We read of the Sumatran women that the bride and the old matrons make it a point of honour to prevent (or appear to prevent) the bridegroom from obtaining his bride. On the occasion of a marriage among the Mapuchés “the women spring up en masse, and arming themselves with clubs, stones, and missiles of all kinds, rush to the defence of the distressed maiden. . . . It is a point of honour with the bride to resist and struggle, however willing she may be.” And once more, when a Kamschadale “bridegroom obtains the liberty of seizing his bride, he seeks every opportunity of finding her alone, or in company of a few people, for during this time all the women in the village are obliged to protect her.”

Here we have proof that one origin of the form of capture is feminine opposition—primarily of the woman herself, and secondarily of female friends who sympathize with her. Though the manners of the inferior races do not imply much coyness, yet we cannot suppose coyness to be wholly absent. Hence that amount of it which exists, joined with that further amount simulated, will make resistance, and consequently an effort to capture, natural phenomena. Moreover, since a savage makes his wife a slave, and treats her brutally, she has an additional motive for resistance.

Nor does forcible opposition proceed only from the girl and her female friends: the male members of her family also are likely to be opponents. A woman is of value not only as a wife, but also as a daughter; and up from the lowest to the highest stages of social progress, we find a tacit or avowed claim to her services by her father. It is so even with the degraded Fuegians: an equivalent in the shape of service rendered, has to be given for her by the youth, “such as helping to make a canoe.” It is so with savages of more advanced types all over the world: there is either the like giving of stipulated work, or the giving of a price. And we have evidence that it was originally so among ourselves: in [I-637] an action for seduction the deprivation of a daughter’s services is the injury alleged. Hence it is inferable that in the rudest states, where claims, parental or other, are but little regarded, the taking away of a daughter becomes the occasion of a fight. Facts support this conclusion. Of the Mapuchés, Smith says that when there is opposition of the parents, “the neighbours are immediately summoned by blowing the horn, and chase is given.” Among the Gaúdors, a tribe on the southern shores of the Caspian Sea, the bridegroom must run away with his bride, although he thereby exposes himself to the vengeance of her parents, who, if they find him within three days, can lawfully put him to death. A custom with the Gonds is that “a suitor usually carries off the girl that is refused to him by the parents.” Thus we find a further natural cause for the practice of capture—a cause which must have been common before social usages were well established. Indeed, on reading that among the Mapuchés the man sometimes “lays violent hands upon the damsel, and carries her off,” and that “in all such cases the usual equivalent is afterwards paid to the girl’s father,” we may suspect that abduction, spite of parents, was the primary form; that there came next the making of compensation to escape vengeance; that this grew into the making of presents beforehand; and that so resulted eventually the system of purchase.

If, then, within a tribe there are three sources of opposition to the appropriation of a woman by a man, it cannot be held that the form of capture is inexplicable unless we assume the abduction of women from other tribes.

But even supposing it to have originated as Mr. M‘Lennan thinks, its survival as a marriage-ceremony would not prove exogamy to have been the law. In a tribe containing many warriors who had wives taken from enemies, and who, as having captured their wives, were regarded as more honourably married than the rest, there would result an ambition, if not to capture a wife, still to seem to capture a wife. In [I-638] every society the inferior ape the superior; and customs thus spread among classes the ancestors of which did not follow them. The antique-looking portraits that decorate a modern large house, by no means demonstrate the distinguished lineage of the owner; but often falsely suggest a distinguished lineage. The coat of arms a wealthy man bears, does not necessarily imply descent from men who once had their shields and flags covered by such marks of identity. The plumes on a hearse, do not prove that the dead occupant had forefathers who wore knightly decorations. And similarly, it does not follow that all the members of tribes who go through the form of capturing their wives at marriage, are descendants of men who in earlier days actually captured their wives. Mr. M‘Lennan himself points out that, among sundry ancient peoples, captured wives were permitted to the military class, though not to other classes. If we suppose a society formed of a ruling group of warriors, originally the conquerors, who practised wife-capture, and their subjects who could not practise it; and if we ask what would happen when such a society fell into more peaceful relations with adjacent like societies, and obtained wives from them no longer by force, but by purchase or other friendly arrangement; we may see that, in the first place, the form of capture would replace the actuality of capture in the marriages of the dominant class; for, as Mr. M‘Lennan contends, adherence to ancestral usage would necessitate the simulation of capture after actual capture had ceased. And when, in the dominant class, wife-capture had thus passed into a form, it would be imitated by the subject class as being the most honourable form. Such among the inferior as had risen to superior social positions would first adopt it; and they would gradually be followed by those below them. So that, even were there none of the other probable origins named above, a surviving form of capture in any society would not show that society to have been exogamous; but [I-639] would merely show that wife-capture was in early times practised by its leading men.

§ 289. And now, pursuing the argument, let us see whether exogamy and endogamy are not simultaneously accounted for as correlative results of the same differentiating process. Setting out with a state in which the relations of the sexes were indefinite, variable, and determined by the passions and circumstances of the occasion, we have to explain how exogamy and endogamy became established, the one here, the other there, as consequences of surrounding conditions. The efficient conditions were the relations to other tribes, now peaceful but usually hostile, some of them strong and some of them weak.

Necessarily, a primitive group habitually at peace with neighbouring groups, must be endogamous; for the taking of women from another tribe is either a sequence of open war, or is an act of private war which brings on open war. Pure endogamy, however, resulting in this manner, is probably rare; since the hostility of tribes is almost universal. But endogamy is likely to characterize not peaceful groups alone, but also groups habitually worsted in war. An occasional abducted woman taken in reprisal, will not suffice to establish in a weak tribe any precedent for wife-capture; but, contrariwise, a member of such a tribe who carries off a woman, and so provokes the vengeance of a stronger tribe robbed, is likely to meet with general reprobation. [*] Hence marrying within the tribe will not only be habitual, but [I-640] there will arise a prejudice, and eventually a law, against taking wives from other tribes: the needs of self-preservation will make the tribe endogamous. This interpretation harmonizes with the fact, admitted by Mr. M‘Lennan, that the endogamous tribes are as numerous as the exogamous; and also with the fact he admits, that in sundry cases the tribes forming a cluster, allied by blood and language, are some of them exogamous and some endogamous.

It is to be inferred that among tribes not differing much in strength, there will be continual aggressions and reprisals, often accompanied by abductions of women. No one of them will be able to supply itself with wives entirely at the expense of adjacent tribes; and hence, in each of them, there will be both native wives and wives taken from other tribes: there will be both exogamy and endogamy. Stealing of wives will not be reprobated, because the tribes robbed are not too strong to be defied; and it will not be insisted on, because the men who have stolen wives will not be numerous enough to determine the average opinion. If, however, in a cluster of tribes one gains predominance by frequent successes in war—if the men in it who have stolen wives form the larger number—if possession of a stolen wife becomes a mark of that bravery without which a man is not worthy of a wife; then the discreditableness of marrying within the tribe, growing into disgracefulness, will end in a peremptory requirement to get a wife from another tribe—if not in open war, then by private theft: the tribe will become exogamous. A sequence may be traced. The exogamous tribe thus arising, and growing while it causes adjacent tribes to dwindle by robbing them, will presently divide; and its sections, usurping the habitats of adjacent tribes, will carry with them the established exogamous habit. When, presently becoming hostile, these diverging sub-tribes begin to rob another of women, there will arise conditions conducive to that internal exogamy which Mr. M‘Lennan supposes, rightly I think, to replace external exogamy. For [I-641] unless we assume that in a cluster of tribes, each undertakes to rear women for adjacent tribes to steal, we must conclude that the exogamous requirement will be met in a qualified manner. Wives born within the tribe but foreign by blood, will, under pressure of the difficulty, be considered allowable instead of actually stolen wives. And thus, indeed, that kinship in the female line which primitive irregularity in the relations of the sexes originates, will become established, even though male parenthood is known; since this interpretation of kinship will make possible the conformity to a law of connubium that could not otherwise be obeyed.

§ 290. Nothing of much importance is to be said respecting exogamy and endogamy in their bearings on social life.

Exogamy in its primitive form is clearly an accompaniment of the lowest barbarism; and it decreases as the hostility of societies becomes less constant, and the usages of war mitigated. That the implied crossing of tribal stocks, where these tribal stocks are very small, may be advantageous, physiologically, is true; and exogamy may so secure a benefit which at a later stage is secured by the mingling of conquering and conquered tribes; though none who bear in mind the thoughtlessness of savages and the utter ignorance of natural causation even in its simple forms, will suppose such a benefit to have been contemplated. But the exogamous custom as at first established, implies an extremely abject condition of women; a brutal treatment of them; an entire absence of the higher sentiments that accompany the relations of the sexes. Associated with the lowest type of political life, it is also associated with the lowest type of domestic life.

Evidently endogamy, which at the outset must have characterized the more peaceful groups, and which has prevailed as societies have become less hostile, is a concomitant of the higher forms of the family.

[The above chapter, written before the middle of September, [I-642] 1876, I kept standing in type for several weeks: being deterred from printing by the announcement that a second edition of Mr. M‘Lennan’s work was coming out, and by the thought that perhaps amendments contained in it might entail modifications of my criticisms. In the preface to this new edition he said:—

“Though I am again free to resume the studies necessary for its revision, it is uncertain whether I could soon revise it in a satisfactory manner—so that I am without an answer to representations made to me, that it is better it should be made accessible to students with its imperfections than that it should remain inaccessible to them. I have done this the more readily that, on the whole, I still adhere to the conclusions I had arrived at more than eleven years ago, on the various matters which are discussed in ‘Primitive Marriage.’ ”

I therefore sent the foregoing pages to press unaltered. The quotations are, as mentioned before, from the first edition, the paging of which does not correspond with that of the second.]

 


 

[I-643]

CHAPTER V.

PROMISCUITY.

§ 291. Already, in the chapter on “The Primitive Relations of the Sexes,” illustrations have been given of the indefiniteness and inconstancy of the connexions between men and women in low societies. The wills of the stronger, unchecked by political restraints, unguided by moral sentiments, determine all behaviour. Forcibly taking women from one another, men recognize no tie between the sexes save that which might establishes and liking maintains. To the instances there given others may be added, showing that at first, marriage, as we understand it, hardly exists.

Poole says of the Haidahs that the women “cohabit almost promiscuously with their own tribe, though rarely with other tribes.” The Hill-tribes of the Piney Hills, Madura district, have very few restrictions on promiscuous intercourse. Captain Harkness writes:—“They [two Erulars of the Neilgherry Hills] informed us that the Erulars have no marriage contract, the sexes cohabiting almost indiscriminately; the option of remaining in union or of separating resting principally with the female.” Of another Indian people, the Teehurs, it is said that they “live together almost indiscriminately in large communities, and even when two people are regarded as married the tie is but nominal.” And according to a Brahmin sepoy who lived more than a year with the Andamanese, promiscuity is so far sanctioned among them [I-644] by public opinion, that a man who is refused by an unmarried woman “considers himself insulted,” and sometimes takes summary vengeance.

As shown by instances before given, this state of things is in many low tribes very little qualified by such form of union as stands for marriage; which sometimes has not even a name. Temporary fancies determine the connexions and mere whims dissolve them. What is said of the Mantras, who marry without acquaintance and divorce for trifles, and among whom some men marry “forty or fifty” times, may be taken as typical.

§ 292. Facts of this kind are thought by several writers to imply that the primitive condition was one of absolute hetairism. Complete promiscuity is held to have been not simply the practice but in some sort the law. Indeed, the name “communal marriage” has been proposed by Sir John Lubbock for this earliest phase of the sexual relations, as implying recognized rights and bonds. But I do not think the evidence shows that promiscuity ever existed in an unqualified form; and it appears to me that even had it so existed, the name “communal marriage” would not convey a true conception of it.

As before contended, the initial social state must have been one in which there were no social laws. Social laws presuppose continued social existence; and continued social existence presupposes reproduction through successive generations. Hence there could, at first, have been no such social law as that of “communal marriage, where every man and woman in a small community were regarded as equally married to one another”—there could have been no conception of “communal marriage rights.” The words “marriage” and “rights” as applied to such a state have, it seems to me, misleading connotations. Each implies a claim and a limitation. If the claim is co-extensive with the members of the tribe, then the only limitation must be one excluding members [I-645] of other tribes; and it cannot, I think, be said that the idea of marriage within a tribe is generated by the negation of the claims of those belonging to other tribes. But passing over the terminology, let us consider the essential question raised—whether what we may call tribal monopoly of its women, regarded as a common possession held against other tribes, preceded individual monopoly within the tribe. Sir John Lubbock considers that absence of individual marital possession went along with absence of individual possession generally. While the notion of private ownership of other things did not exist, there did not exist the notion of private ownership of women. Just as in the earliest stages the tribal territory was common property, so, too, he thinks, were the women of the tribe common property; and he thinks that private ownership of women was established only by stealing them from other tribes: women so obtained being recognized as belonging to their captors. But while admitting that development of the conception of property in general, has had much to do with development of the marital relation, it is quite possible to dissent from the belief that the conception of property was ever so undeveloped as Sir John Lubbock’s conclusion implies. It is true that the idea of tribal ownership of territory may be compared to that of many animals, solitary and gregarious, which drive trespassers away from their lairs or habitats: even the swans on each reach of the Thames resist invading swans from other reaches; and the public dogs in each quarter of Constantinople attack dogs from other quarters if they encroach. It is true, also, that generally among savages there is a certain community of property in the game captured; though not an unqualified community. But the reason for all this is clear. Land is jointly held by hunters because it cannot be otherwise held; and joint claims to the food it produces are involved. To infer that there is not in the earliest state a recognition of individual property in other things, is, I think, going further than either the probabilities or the facts warrant. The dog shows [I-646] us some notion of ownership—will not only fight for the prey he has caught, or for his kennel, but will keep guard over his master’s belongings. We cannot suppose that man in his rudest state had less notion of ownership than this. We must suppose he had more; and our supposition is justified by evidence. Habitually savages individually own their weapons and implements, their decorations, their dresses. Even among the degraded Fuegians there is private property in canoes. Indeed, the very idea of prospective advantage which leads an intelligent being to take possession of, or to make, any useful thing, is an idea which leads him to resist the abstraction of it. Generally, possession is not interfered with, because the thing is not worth the risk of a fight; and even where, after resistance, it is taken by another, still it comes to be held by that other individually. The impulses which lead primitive men thus to monopolize other objects of value, must lead them to monopolize women. There must arise private ownerships of women, ignored only by the stronger, who establish other private ownerships.

And this conclusion seems the one supported by the facts. Everywhere promiscuity, however marked, is qualified by unions having some persistence. If, in the various cases before named, as also among the Aleutian Islanders and the Kutchins of North America, the Badagas, Kurumbahs and Keriahs of India, the Hottentots and various other peoples of Africa, there is no marriage ceremony; we have, in the very statement, an implication that there is something having the nature of marriage. If, as with the North American tribes generally, “nothing more than the personal consent of the parties,” unsanctioned and unwitnessed, occurs; still some kind of union is alleged. If, as among the Bushmen and the Indians of California, there is no word signifying this relation between the sexes; still there is evidence that the relation is known. If among such peoples as the Teehurs of Oude, the promiscuity is such that “even when two people are regarded as married the tie is but nominal;” still, some “are [I-647] regarded as married.” The very lowest races now existing—Fuegians, Australians, Andamanese—show us that, however informally they may originate, sexual relations of a more or less enduring kind exist; and I do not see reasons for concluding that in social groups lower than these, there was no individual possession of women by men. We must infer that even in prehistoric times, promiscuity was checked by the establishment of individual connexions, prompted by men’s likings and maintained against other men by force.

§ 293. Admitting, however, that in the earliest stages promiscuity was but in a small degree thus qualified, let us note, first, the resulting ideas of kinship.

Causes direct and indirect, will conspire to produce recognition of relationship in the female line only. If promiscuity is extensive, and if there are more children born to unknown fathers than to known fathers, then as the connexion between mother and child is obvious in all cases, while that between father and child is inferable only in some cases, there must arise a habit of thinking of maternal kinship rather than of paternal. Hence, even in that minority of cases where paternity is manifest, children will be thought of and spoken of in the same way. Among ourselves common speech habitually indicates a boy as Mr. So-and-so’s son, though descent from his mother is as fully recognized; and a converse usage, caused by prevailing promiscuity among savages, will lead to the speaking of a child as the mother’s child, even when the father is known.

A further influence helps to establish this practice. Though we conclude that promiscuity is in all cases qualified by unions having some duration, yet we find that in the lowest stages, as among the Andamanese, each of these unions ends when a child is weaned: the result being that thereafter, association of the child with its father ceases, while association with its mother continues. Consequently, even when there is acknowledged paternity, the child will be [I-648] mostly thought of in connexion with its mother; confirming the habit otherwise caused.

This habit having arisen, the resulting recognition of relationship in the female line only, will, as we have seen, be strengthened by the practice of exogamy when passing from the external to the internal form. The requirement that a wife shall be taken from a foreign tribe, readily becomes confounded with the requirement that a wife shall be of foreign blood. If maternal descent alone is recognized, the daughters of foreign women within the tribe will, as Mr. M‘Lennan argues, be rendered available as wives under the law of exogamy; and the custom of so regarding them will be strengthened by making fulfilment of this law possible, when otherwise fulfilment would be impossible. A settled system of kinship through females, and interdict against marriage with those having the same family name, or belonging to the same clan, will result.

Instances collected by Mr. M‘Lennan and Sir John Lubbock, show that this system prevails throughout Western and Eastern Africa, in Circassia, Hindostan, Tartary, Siberia, China, and Australia, as well as in North and South America. For interpreting it in the above manner there are some additional reasons. One is that we are not obliged to make the startling assumption that male parentage was at first entirely unperceived. A second is that we escape an inconsistency. Male parentage is habitually known, though disregarded, where the system of kinship in the female line now obtains; for not only in the lowest races are there unions persistent enough to make male parentage manifest, but the very statement that female kinship is alone counted, cannot be made by these races without implying a consciousness of male kinship: nay, indeed, have not these races, down to the very lowest, always a word for father as well as a word for mother? And a third is that commonly the names of the clans which are forbidden to intermarry, such as Wolf, Bear, Eagle, etc., are names given to men; implying, as I have before contended (§ 170-3), descent from distinguished male [I-649] ancestors bearing those names—descent which, notwithstanding the system of female kinship, was remembered where there was pride in the connexion. [*]

§ 294. From the effects of unregulated relations of the sexes on the system of formally-recognized kinship, in pursuing which I have diverged somewhat from the immediate topic, let us now pass to the effects on the society and its individuals.

In proportion to the prevalence of promiscuity, there must be paucity and feebleness of relationships. Besides having no known male parents, the children of each mother are less connected with one another. They are only half-brothers and half-sisters. Family bonds, therefore, are not only weak but cannot spread far; and this implies defect of cohesion among members of the society. Though they have some common interests, with some vague notion of general kinship, there lacks that element of strength arising from the interests within groups distinctly related by blood. At the same time, establishment of subordination is hindered. Nothing beyond temporary predominance of the stronger is likely to arise in the absence of definite descent: there can be no settled political control. For the like reason the growth of ancestor-worship, and of the religious bonds resulting from it, are impeded. Thus in several ways indefinite sexual relations hinder social self-preservation and social evolution.

[I-650]

Their unfavourableness to the welfare of offspring scarcely needs pointing out. Where paternity is not recognized, children must depend almost wholly on maternal care. Among savages, exposed as they are to great privations, the rearing of children is in all cases difficult; and it must be more difficult where the mother is unaided by the father. So too is it, if in a smaller degree, with the progeny of brief marriages, such as those of the Andamanese, whose custom it is for a man and wife to part when a child born to them is weaned. Often the child must die from lacking adequate support and protection, which the mother alone cannot give. No doubt, under such conditions, miscellaneous help is given. Indeed, the Andamanese women are said to aid one another in suckling; and probably food and other things are furnished by the men: the child becomes, in a measure, the child of the tribe. But indefinite tribal care can but partially replace definite paternal care. How unfavourable to the maintenance of population are these unregulated relations of the sexes, we have, indeed, direct evidence. A recent reporter, Mr. Francis Day, a surgeon, says that the Andamanese appear to be dying out. He saw but one woman who had as many as three living children. During a year, thirty-eight deaths were reported and only fourteen births, among the families living near the European settlements.

Turning from progeny to parents, it is clear that to them also the absence of persistent marital relations is very injurious. Maintenance of the race, in so far as it is effected, is effected at excessive cost to the women; and though the men may not suffer directly, they suffer indirectly. After maturity is past, there come the privations of an early decline unmitigated by domestic assistance. Mr. Day says of the Andamanese that few appear to live to a greater age than forty; and they are subject to various diseases. Absence of those higher gratifications accompanying developed family life, is also to be noted as a concomitant evil.

Irregular relations of the sexes are thus at variance with [I-651] the welfare of the society, of the young, and of the adults. We before saw that in all respects the traits of the primitive man—physical, emotional, intellectual—are immense hindrances to social evolution; and here we see that his lack of those sentiments which lead to permanent marriages, constitutes a further hindrance.

§ 295. Out of this lowest state, however, there tend to arise higher states. In two ways do groups thus loose in their sexual relations, evolve into groups having sexual relations of more definite kinds.

If, as we concluded, prevailing promiscuity was from the first accompanied by unions having some duration—if, as we may infer, the progeny of such unions were more likely to be reared, and more likely to be vigorous, than the rest; then the average result must have been multiplication and predominance of individuals derived from such unions. And bearing in mind that among these there would be inherited, natures leaning towards such unions more than other natures leaned, we must infer that there would, from generation to generation, be an increasing tendency to such unions along certain lines of descent. Where they favoured race-maintenance, survival of the fittest would further the establishment of them. I say advisedly—where they favoured race-maintenance; because it is conceivable that in very barren habitats they might not do this. Sexual relations conducive to the rearing of many children would be of no advantage: the food would not suffice. It may be, too, that in very inclement habitats more careful nurture would be useless; since where the hardships to be borne in adult life were extreme, the raising of children that could not bear them would not help to preserve the society—nay, by wasting food and effort might prove detrimental. The ability of a child to survive with no care beyond that which its mother can give, may in some circumstances be a test of fitness for the life to be led. But save in such extreme cases, the favourable effects on [I-652] offspring must tend to establish in a social group, persistent relations of the sexes.

The struggle for existence between societies conduces to the same effect. Subject to the foregoing limitation, whatever increases the power of a tribe, either in number or in vigour, gives it an advantage in war; so that other things equal, societies characterized by sexual relations which are the least irregular, will be the most likely to conquer. I say other things equal, because co-operating causes interfere. Success in battle does not depend wholly on relative numbers or relative strengths. There come into play courage, endurance, swiftness, agility, skill in the use of weapons. Though otherwise inferior, a tribe may conquer by the quickness of its members in tracking enemies, by cunning in ambush, etc. Moreover, if among a number of adjacent tribes there are no great differences in degrees of promiscuity, conflicts among them cannot tend to establish higher sexual relations. Hence, only an occasional effect can be produced; and we may anticipate that which the facts indicate—a slow and very irregular diminution. In some cases, too, profusion of food and favourable climate, may render less important the advantage which the offspring of regular sexual relations have over those of irregular ones. And this may be the reason why in a place like Tahiti, where life is so easily maintained and children so easily reared, great sexual irregularity was found to co-exist with large population and considerable social advance.

As, however, under ordinary conditions the rearing of more numerous and stronger offspring must have been favoured by more regular sexual relations, there must, on the average, have been a tendency for the societies most characterized by promiscuity to disappear before those less characterized by it.

§ 296. Considering the facts from the evolution point of view, we see that at first the domestic relations are but little [I-653] more developed than the political relations: incoherence and indefiniteness characterize both.

From this primitive stage, domestic evolution takes place in several directions by increase of coherence and definiteness. Connexions of a more or less enduring kind are in some cases formed between one woman and several men. In some cases, and very commonly, enduring connexions are formed between one man and several women. Such relations co-exist in the same tribe, or they characterize different tribes; and along with them there usually co-exist relations between individual men and individual women. The evidence implies that all these marital forms by which promiscuity is restricted, have equally early origins.

The different types of the family thus initiated, have now to be considered. We will take them in the above order.

 


 

[I-654]

CHAPTER VI.

POLYANDRY.

§ 297. Promiscuity may be called indefinite polyandry joined with indefinite polygyny; and one mode of advance is by a diminution of the indefiniteness.

Concerning the Fuegians, Admiral Fitzroy says:—“We had some reason to think there were parties who lived in a promiscuous manner—a few women being with many men:” a condition which may be regarded as promiscuity to a slight degree limited. But not dwelling on this doubtfully-made statement, let us pass to positive statements concerning what may be described as definite polyandry joined with definite polygyny. Of the Todas, we are told by Shortt that—

“If there be four or five brothers, and one of them, being old enough, gets married, his wife claims all the other brothers as her husbands, and as they successively attain manhood, she consorts with them; or if the wife has one or more younger sisters, they in turn, on attaining a marriageable age, become the wives of their sister’s husband or husbands, and thus in a family of several brothers, there may be, according to circumstances, only one wife for them all, or many; but, one or more, they all live under one roof, and cohabit promiscuously.”

Akin to this arrangement, though differing in the respect that the husbands are not brothers, is that which exists among the Nairs. From several authorities Mr. M‘Lennan takes the statements that—

“It is the custom for one woman ‘to have attached to her two males, or four, or perhaps more, and they cohabit according to rules.’ With [I-655] this account that of Hamilton agrees, excepting that he states that a Nair woman could have no more than twelve husbands, and had to select these under certain restrictions as to rank and caste. On the other hand, Buchanan states that the women after marriage are free to cohabit with any number of men, under certain restrictions as to tribe and caste. It is consistent with the three accounts, and is directly stated by Hamilton, that a Nair may be one in several combinations of husbands.”

Here then, along with polyandry to some extent defined, there goes polygyny, also to some extent defined. And with the semi-civilized Tahitians, one of the several forms of sexual relations was akin to this. “If the rank of the wife was in any degree superior to that of her husband she was at liberty to take as many other husbands as she pleased;” though still nominally the wife of the first husband.

From these forms of the family, if the word may be extended to them, in which polyandry and polygyny are united, we pass to those forms which come under the head of polyandry proper. In one of them the husbands are not related; in the other they are akin, and usually brothers.

§ 298. Already we have seen that polyandrous households, apparently of the ruder sort, occur in tribes having also polygynous households: the Caribs, the Esquimaux, and the Waraus, having been instanced. Another case is furnished by the Aleutian Islanders, who are polygynists, but among whom, a “woman may enter into a double marriage, inasmuch as she has a right to take” an additional husband. The aborigines of the Canary Islands practised polyandry, probably not fraternal. When the Spaniards arrived at Lancerota, they found “a very singular custom. . . . A woman had several husbands. . . . A husband was considered as such only during a lunar revolution.” And to these cases of the ruder polyandry which I find among my own data, I may add others given by Mr. M‘Lennan. He names the Kasias and the Saporogian Cossaks as exemplifying it.

Of the higher form of polyandry many instances occur: [I-656] sometimes co-existing in the same society with the lower form, and sometimes existing alone. Tennent tells us that—

“Polyandry prevails throughout the interior of Ceylon, chiefly amongst the wealthier classes; of whom, one woman has frequently three or four husbands, and sometimes as many as seven. . . . As a general rule the husbands are members of the same family, and most frequently brothers.”

Of other peoples definitely stated to practise this kind of polyandry, Mr. M‘Lennan enumerates, in America the Avaroes and the Maypures, and in Asia the inhabitants of Kashmir, Ladak, Kinawer, Kistewar, and Sirmor. In the remote past it existed where it is not known now. Bastian quotes Strabo as saying of the tribes of Arabia Felix that men of the same family married one wife in common. In an ancient Hindu epic, the Mahâbhârata, a princess is described as married to five brothers. And, according to Cæsar, there was fraternal polyandry among the ancient Britons.

§ 299. What are we to say about the origin and development of this type of the domestic relations?

As before contended, facts do not support the belief that it arose from female infanticide and consequent scarcity of women. We saw that it does not prevail where wife-stealing, said also to result from scarcity of women, is habitual; but that in such cases polygyny is more usual. We also saw that its frequent co-existence with polygyny negatives the belief that it is due to excess of males. True, of the Todas we read that owing “to the great scarcity of women in this tribe, it more frequently happens that a single woman is wife to several husbands.” But against this may be set such a case as that of Tahiti, where we have no reason to believe that women were scarce, and where the polyandry which was associated with polygyny, went along with other loose sexual relations—where “brothers, or members of the same family, sometimes exchanged their wives, while the wife of every individual was also the wife of his taio or friend.”

Nor can we, I think, ascribe it to poverty; though poverty [I-657] may, in some cases, be the cause of its continuance and spread. It is general in some communities which are relatively well off; and though in some cases distinctive of the poorer classes, it is in other cases the reverse. As above quoted, Tennent tells us that in Ceylon polyandry prevails “chiefly among the wealthier classes;” implying that as, among the poorer classes each man has commonly one wife, if not more, the cause there is neither lack of women for wives, nor lack of ability to maintain wives.

We must rather, in pursuance of conclusions already drawn, regard polyandry as one of the kinds of marital relations emerging from the primitive unregulated state; and one which has survived where competing kinds, not favoured by the conditions, have failed to extinguish it.

§ 300. When from that form of polyandry, little above promiscuity, in which one wife has several unrelated husbands and each of the husbands has other unrelated wives, we pass to that form in which the unrelated husbands have but one wife, thence to the form in which the husbands are related, and finally to the form in which they are brothers only; we trace an advance in family structure. Already I have referred to Mr. M‘Lennan’s indication of the different results.

Where, as among the Nairs, each woman has several unrelated husbands, and each husband has several unrelated wives, not only is the paternal blood of the offspring unknown, but children of each man commonly exist in several households. Besides the fact that the only known kinship is through the woman, there is the fact that each man’s domestic interest, not limited to a particular group of children, is lost by dissipation. Maternal parenthood alone being concentrated and paternal parenthood diffused, the family bonds are but little stronger than those accompanying promiscuity. Besides his mother, a man’s only known relations are his half-brothers and half-sisters and the children of his half-sisters.

[I-658]

Where the unrelated husbands are limited to one wife, and where their children, though they cannot be affiliated upon their fathers individually, form a single domestic group, there is some sphere for the paternal feelings. Each husband has an interest in the offspring, some of whom may be, and probably are, his own: occasionally, indeed, being severally attributed to each by likeness, or by their mother’s statement. Though the positively-known relationships remain the same as in the last case, yet there is some advance in the formation of domestic groups.

And then, as Mr. M‘Lennan points out, where the husbands are brothers, the children have a known blood in the male line as well as in the female line. Each boy or girl in the family is known by each husband to be, if not a son or daughter, then a nephew or niece. This fixing of the ancestry on both sides evidently strengthens the family bond. Beyond the closer kinships in each group, there now arise in successive generations, alliances between groups, not on the female side only, but on the male side. And this ramification of connexions becomes an element of social strength. [*]

So that as, in passing from promiscuity to polyandry, we pass to more coherent and definite domestic relations, so do we in passing from the lower forms of polyandry to the higher.

§ 301. What must we say about polyandry in respect of its effects on social self-preservation, on the rearing of offspring, and on the lives of adults? Some who have had good [I-659] opportunities of judging, contend that in certain places it is advantageous. It would seem that just as there are habitats in which only inferior forms of animals can exist, so in societies physically conditioned in particular ways, the inferior forms of domestic life survive because they alone are practicable.

In his work, The Abode of Snow, Mr. Wilson, discussing Thibetan polyandry in its adaptation to the barren Himalayan region, says:—

“There is a tendency on the part of population to increase at a greater ratio than its power of producing food; and few more effectual means to check that tendency could well be devised than the system of Tibetan polyandry, taken in conjunction with the Lama monasteries and nunneries. Very likely it was never deliberately devised to do so, and came down from some very rude state of society; but, at all events, it must have been found exceedingly serviceable in repressing population among, what Kœppen so well calls, the snow-lands of Asia. If population had increased there at the rate it has in England during this century, frightful results must have followed either to the Tibetans or to their immediate neighbours. As it is, almost every one in the Himálaya has either land and a house of his own, or land and a house in which he has a share, and which provide for his protection and subsistence. . . . I was a little surprised to find that one of the Moravian missionaries defended the polyandry of the Tibetans, not as a thing to be approved of in the abstract or tolerated among Christians, but as good for the heathen of so sterile a country. In taking this view, he proceeded on the argument that superabundant population, in an unfertile country, must be a great calamity, and produce ‘eternal warfare or eternal want.’ Turner took also a similar view.”

Concerning the effects on the welfare of offspring, I do not meet with definite statements. If, however, it be true that in so very infertile a habitat, a form of marriage which tends to check increase is advantageous; the implication is that the children in each family are better off, physically considered, than they would be were monogamic unions the rule: being better fed and clothed the mortality among them must be less, and the growth more vigorous. As to the accompanying mental influence, we can only suspect that conflict of authority and absence of specific paternity, must entail serious evils.

[I-660]

The lives of adults do not appear to be so injuriously affected as might be anticipated. Mr. Wilson says:—

“In a primitive and not very settled state of society, when the head of a family is often called away on long mercantile journeys, or to attend at court, or for purposes of war, it is a certain advantage that he should be able to leave a relative in his place whose interests are bound up with his own. Mr. Talboys Wheeler has suggested that polyandry arose among a pastoral people whose men were away from their families for months at a time, and where the duty of protecting their families would be undertaken by the brothers in turn. The system certainly answers such an end, and I never knew of a case where a polyandric wife was left without the society of one at least of her husbands.”

He also quotes Turner as saying:—

“ ‘The influence of this custom on the manners of the people, as far as I could trace, has not been unfavourable. . . . To the privilege of unbounded liberty the wife here adds the character of mistress of the family and companion of her husband.’ [And he adds] But, lest so pleasing a picture may delude some of the strong minded ladies (of America) to get up an agitation for the establishment of polyandry in the West, I must say that it struck me that the having many husbands sometimes appeared to be only having many masters and increased toil and trouble.”

So, too, in the narrative of Mr. George Bogle’s mission to Thibet, in Warren Hastings’ time, we read:—

“They club together in matrimony as merchants do in trade. Nor is this joint concern often productive of jealousy among the partners. They are little addicted to jealousy. Disputes, indeed, sometimes arise about the children of the marriage; but they are settled either by a comparison of the features of the child with those of its several fathers, or left to the determination of its mother.”

§ 302. If we regard polyandry as one of several marital arrangements independently originating in the earliest societies, we shall not interpret its decline in the same way as if we consider it a transitional form once passed through by every race, as Mr. M‘Lennan apparently does.

To one of the causes he assigns for its decline, we may, indeed, assent. He points out that in some cases, as among the Kandyans, a chief has a wife to himself, though inferior people are polyandrous; and in Horace della Penna’s time a [I-661] kindred difference existed in Thibet: he says polyandry “seldom occurs with noble folk, or those in easy circumstances, who take one wife alone, and sometimes, but rarely, more.” Hence, with Mr. M‘Lennan, we may infer that since in all societies customs spread downwards, imitation tends to make monogamy replace polyandry where circumstances do not hinder. But Mr. M‘Lennan, not regarding this dying out of inferior forms in presence of superior forms as the sole cause, argues that the superior forms also arise by transformation of the inferior. Taking as typical the polyandry of Ladak, where the eldest brother has a priority, and where, on his death, “his property, authority, and widow devolve upon his next brother,” (p. 199), he affiliates upon this the arrangement among the early Hebrews, under which “the Levir had no alternative but to take the widow [of his brother]; indeed, she was his wife without any form of marriage” (p. 203). And he hence infers that monogamy and polygyny, as existing among the Hebrews, had been preceded by polyandry; saying that—

“It is impossible not to believe that we have here presented to us successive stages of decay of one and the same original institution; impossible not to connect the obligation, in its several phases, with what we have seen prevailing in Ladak; impossible not to regard it as having originally been a right of succession, or the counterpart of such a right, derived from the practice of polyandry”

(pp. 203-4).

It seems to me, however, quite possible to find in the customs of primitive peoples, another explanation which is much more natural. Under early social systems, wives, being regarded as property, are inherited in the same way as other property. When we read that among the “Bellabollahs (Haidahs), the widow of the deceased is transferred to his brother’s harem;” that among the Zulus, “the widow is transferred to the brother of her deceased husband on his death;” that among the Damaras, “when a chief dies, his surviving wives are transferred to his brother or to his nearest relation;” the suspicion is raised that taking possession of a brother’s wife has nothing to do with polyandry. [I-662] This suspicion is confirmed on finding that in Congo, “if there be three brothers, and one of them die, the two survivors share his concubines between them;” on finding that in Samoa, “the brother of a deceased husband, considered himself entitled to have his brother’s wife;” on finding that in ancient Vera Paz, “the brother of the deceased at once took her [the widow] as his wife even if he was married, and if he did not, another relation had a right to her.” These facts imply that where wives are classed simply as objects of value (usually purchased), the succession to them by brothers goes along with succession in general. And if there needs further evidence, I may cite this—that in sundry places a father’s wives are inherited. Thomson says that among the New Zealanders “fathers’ wives descended to their sons, and dead brothers’ wives to their surviving brothers.” Of the Mishmis, Rowlatt states that “when a man dies or becomes old, it is the custom of these people for the wives to be distributed amongst his sons, who take them to wife.” Torquemada mentions provinces of Mexico in which the sons inherited those wives of their fathers who had not yet borne sons to the deceased. In his Abeokuta, Burton states that among the Egbas “the son inherits all the father’s wives save his own mother.” We learn from Bosman that on the Slave Coast, “upon the father’s death, the eldest son inherits not only all his goods and cattle, but his wives . . . excepting his own mother.” And in Dahomey, the king’s eldest son “inherits the deceased’s wives and makes them his own, excepting, of course, the woman that bare him.”

We cannot, then, admit that the practice of marrying a dead brother’s widow implies pre-existence of polyandry; and cannot accept the inference that out of decaying polyandry higher forms of marriage grew up.

§ 303. Considering the several forms of polyandry as types of domestic relations which have arisen by successive [I-663] limitations of promiscuity, we must say that in this or that society they have evolved, have survived, or have been extinguished, according as the aggregate of conditions has determined. Probably in some cases the lower polyandry has not been supplanted by the higher, because the two have not so come into competition that the better results of the higher have made themselves felt. In competition with polygyny and monogamy, polyandry may, in certain cases, have had the advantage for reasons above cited: polygynic and monogamic families dying out because the children were relatively ill-fed.

On the other hand, influences like those which in some places made the superior forms of polyandry prevail over the inferior, must, in other places, have tended to extinguish polyandry altogether. Save where great restriction of the food-supply over a considerable area, rendered multiplication disadvantageous, polyandric societies, producing fewer members available for offence and defence, naturally gave way before societies having family-arrangements more favourable to increase. This is probably the chief reason why polyandry, once common, has become comparatively infrequent. Other things equal, this inferior family-type has yielded to superior family-types; both because of its inferior fertility, and because of the smaller family-cohesion, and consequently smaller social cohesion, resulting from it.

 


 

[I-664]

CHAPTER VII.

POLYGYNY.

§ 304. Were it not for the ideas of sacredness associated with that Hebrew history which in childhood familiarized us with examples of polygyny, we should probably feel as much surprise and repugnance on first reading about it as we do on first reading about polyandry. Education has, however, prepared us for learning without astonishment that polygyny is common in every part of the world not occupied by the most advanced nations.

It prevails in all climates—in the Arctic regions, in arid burning tracts, infertile oceanic islands, in steaming tropical continents. All races practise it. We have already noted its occurrence among the lowest tribes of men—the Fuegians, the Australians, the Tasmanians. It is habitual with the Negritos in New Caledonia, in Tanna, in Vate, in Eromanga, in Lifu. Malayo-Polynesian peoples exhibit it everywhere—in Tahiti, the Sandwich Islands, Tonga, New Zealand, Madagascar, Sumatra. Throughout America it is found among the rude tribes of the northern continent, from the Esquimaux to the Mosquitos of the isthmus, and among the equally rude tribes of the southern continent, from the Caribs to the Patagonians; and it prevailed in the ancient semi-civilized American states of Mexico, Peru, and Central America. It is general with African peoples—with the Hottentots, Damaras, Kaffirs of the south; with the East [I-665] Africans, Congo people, Coast Negroes, Inland Negroes, Dahomans, Ashantis of mid-Africa; with the Fulahs and Abyssinians of the north. In Asia it is common to the settled Cingalese, the semi-nomadic Hill-tribes of India, the wandering Yakutes. And its prevalence in ancient eastern societies needs but naming. Indeed, on counting up all peoples, savage and civilized, past and present, it appears that the polygynous ones far outnumber the rest.

Plurality of wives would be even more general were it not in some cases checked by the conditions. We learn this when told that among the poverty-stricken Bushmen, polygyny, though perfectly allowable, is rare; when Forsyth states that among the Gonds “polygamy is not forbidden, but, women being costly chattels, it is rarely practised;” when Tennent tells us of the Veddahs that “the community is too poor to afford polygamy;” when, concerning the Ostyaks, we read that “polygamy is allowed, but it is not common: for a plurality of wives the country is too poor.” And though the occurrence of polygyny among some of the poorest peoples, as the Australians and the Fuegians, shows that poverty does not prevent it if the women can get enough food for self-maintenance, we may understand its exclusion where the mode of life does not permit them to do so.

This natural restriction of polygyny by poverty, is not the only natural restriction. There is another, recognition of which modifies considerably those ideas of polygynous societies conveyed by travellers. Their accounts often imply that plurality of wives is, if not the uniform, still, the most general, arrangement. Yet a little thought makes us hesitate to accept the implication. Turner tells us that in Lifu, “Bula [a chief] has forty wives: common men three or four.” How can that be? we may fitly ask—How come there to be so many women? Scepticism such as is raised by this statement, is raised in smaller degrees by many other statements. We read in Park that the Mandingoes are polygamists, and each of the wives “in rotation is mistress of the [I-666] household.” Anderson says of the Damaras that “polygamy is practised to a great extent . . . each wife builds for herself a hut.” We are told by Lesseps that “obliged to make frequent journeys, a Yakout has a wife in every place where he stops.” Of the Haidahs, it is alleged that “polygamy is universal, regulated simply by the facilities for subsistence.” Acceptance of these statements involves the belief that in each case there is a great numerical preponderance of women over men. But unless we assume that the number of girls born greatly exceeds the number of boys, which we have no warrant for doing, or else that war causes a mortality of males more enormous than seems credible, we must suspect that the polygynous arrangement is less general than these expressions represent it to be. Examination confirms the suspicion. For habitually it is said, or implied, that the number of wives varies according to the means a man has of purchasing or maintaining them; and as, in all societies, the majority are comparatively poor, only the minority can afford more wives than one. Such statements as that among the Comanches “every man may have all the wives he can buy;” that the Nufi people “marry as many wives as they are able to purchase;” that “the number of a Fijian’s wives is limited only by his means of maintaining them;” that “want of means forms the only limit to the number of wives of a Mishmee;” warrant the inference that the less prosperous men, everywhere likely to form the larger part, have either no wives or but a single wife each.

For this inference we find definite justification on inquiring further. Numerous accounts show that in polygynous societies the polygyny prevails only among the wealthier or the higher in rank. Lichtenstein says “most of the Koossas have but one wife; the kings and chiefs of the kraals only, have four or five.” Polygyny is permitted in Java, says Raffles, but not much practised except by the upper classes. “The customs of the Sumatrans permit their having as many wives by jujur as they can compass the purchase of, or afford [I-667] to maintain; but it is extremely rare that an instance occurs of their having more than one, and that only among a few of the chiefs.” In ancient Mexico “the people were content with one legitimate wife, except the lords, who had many concubines, some possessing more than 800.” The Honduras people “generally kept but one wife, but their lords as many as they pleased.” And Oveido says that among the inhabitants of Nicaragua, “few have more than one wife, except the principal men, and those who can support more.”

These statements, joined with others presently to be cited, warn us against the erroneous impressions likely to be formed of societies described as polygynous. We may infer that in most cases where polygyny exists, monogamy coexists to a greater extent.

§ 305. The prevalence of polygyny will not perplex us if, setting out with the primitive unregulated state, we ask what naturally happened.

The greater strength of body and energy of mind, which gained certain men predominance as warriors and chiefs, also gave them more power of securing women; either by stealing them from other tribes or by wresting them from men of their own tribe. And in the same way that possession of a stolen wife came to be regarded as a mark of superiority, so did possession of several wives, foreign or native. Cremony says the Apache “who can support or keep, or attract by his power to keep, the greatest number of women, is the man who is deemed entitled to the greatst amount of honour and respect.” This is typical. Plurality of wives has everywhere tended to become a class-distinction. In ancient Mexico, Ahuitzotl’s “predecessors had many wives, from an opinion that their authority and grandeur would be heightened in proportion to the number of persons who contributed to their pleasures.” A plurality of wives is common among chiefs and rich people in Madagascar, and “the only law to regulate polygamy seems to be, that no man may take twelve [I-668] wives excepting the sovereign.” Among the East Africans “the chiefs pride themselves upon the number of their wives, varying from twelve to three hundred.” In Ashantee “the number of wives which caboceers and other persons possess, depends partly on their rank and partly on their ability to purchase them.” Joining which facts with those furnished by the Hebrews, whose judges and kings—Gideon, David, Solomon—had their greatness so shown; and with those furnished by extant Eastern peoples, whose potentates, primary and secondary, are thus distinguished; we may see that the establishment and maintenance of polygyny has been largely due to the honour accorded to it, originally as a mark of strength and bravery, and afterwards as a mark of social status. This conclusion is verified by European history: witness the statement of Tacitus that the ancient Germans, “almost alone among barbarians,” “are content with one wife,” except a very few of noble birth; and witness the statement of Montesquieu that the polygyny of the Merovingian kings was an attribute of dignity.

From the beginning, too, except in some regions where the labour of women could not be utilized for purposes of production, an economic incentive has joined with other incentives. We are told that in New Caledonia, “chiefs have ten, twenty, and thirty wives. The more wives the better plantations, and the more food.” A like utilization of wives prompts to a plurality of them throughout Africa. On reading in Caillié that Mandingo wives “go to distant places for wood and water; their husbands make them sow, weed the cultivated fields, and gather in the harvest;” and on reading in Shooter that among the Kaffirs, “besides her domestic duties, the woman has to perform all the hard work; she is her husband’s ox, as a Kaffir once said to me,—she had been bought, he argued, and must therefore labour;” we cannot fail to see that one motive for desiring many wives, is desiring many slaves.

[I-669]

Since in every society the doings of the powerful and the wealthy furnish the standards of right and wrong, so that even the very words “noble” and “servile,” originally expressive of social status, have come to be expressive of good and bad in conduct, it results that plurality of wives acquires, in places where it prevails, an ethical sanction. Associated with greatness, polygyny is thought praiseworthy; and associated with poverty, monogamy is thought mean. Hence the reprobation with which, as we have seen, the one-wife system is regarded in polygynous communities. Even the religious sanction is sometimes joined with the ethical sanction. By the Chippewayans “polygamy is held to be agreeable in the eyes of the Great Spirit, as he that has most children is held in highest estimation”—a belief reminding us of a kindred one current among the Mormons. And that among the Hebrews plurality of wives was not at variance either with the prevailing moral sentiments or with supposed divine injunctions, is proved by the absence of any direct or implied reprobation of it in their laws, and by the special favour said to have been shown by God to sundry rulers who had many wives and many concubines.

It should be added that in societies characterized by it, this form of marital relation is approved by women as well as by men—certainly in some cases, if not generally. Bancroft cites the fact that among the Comanches “as polygamy causes a greater division of labour, the women do not object to it.” And of the Makalolo women, Livingstone says:—

“On hearing that a man in England could marry but one wife, several ladies exclaimed that they would not like to live in such a country; they could not imagine how English ladies could relish our custom; for in their way of thinking, every man of respectability should have a number of wives as a proof of his wealth. Similar ideas prevail all down the Zambesi.”

Initiated, then, by unrestrained sexual instincts among savage men, polygyny has been fostered by the same causes that have established political control and industrial control. [I-670] It has been an incidental element of governmental power in uncivilized and semi-civilized societies.

§ 306. In contrast with the types of marital relations dealt with in the preceding two chapters, polygyny shows some advance. That it is better than promiscuity needs no proof; and that it is better than polyandry we shall find several reasons for concluding.

Under it there arise more definite relationships. Where the unions of the sexes are entirely unsettled, only the maternal blood is known. On passing from the lower form of polyandry in which the husbands are unrelated, to that higher form in which the husbands are something more than half-brothers, we reach a stage in which the father’s blood is known, though not with certainty the father. But in polygyny, fatherhood and motherhood are both manifest. In so far, then, as paternal feeling is fostered by more distinct consciousness of paternity, the connexion between parents and children is strengthened: the bond becomes a double one. A further result is that traceable lines of descent on the male side, from generation to generation, are established. Hence greater family cohesion. Beyond definite union of father and son, there is definite union of successive fathers and sons in a series. But while increased in a descending direction, family cohesion is little, if at all, increased in a lateral direction. Though some of the children may be brothers and sisters, most of them are only half-brothers and half-sisters; and their fraternal feeling is possibly less than in the polyandric household. In a group derived from several unrelated mothers by the same father, the jealousies fostered by the mothers are likely to be greater than in a group derived from the same mother and indefinitely affiliated on several brothers. In this respect, then, the family remains equally incoherent, or becomes perhaps, more incoherent. Probably to this cause is due the dissension and bloodshed in the households of eastern rulers.

[I-671]

Save, however, where there result among sons struggles for power, we may conclude that by definiteness of descent the family is made more coherent, admits of more extensive ramifications, and is thus of higher type.

§ 307. The effects of polygyny on the self-preservation of the society, on the welfare of offspring, and on the lives of adults, have next to be considered.

Barbarous communities surrounded by communities at enmity with them, derive advantages from it. Lichtenstein remarks of the Kaffirs that “there are fewer men than women, on account of the numbers of the former that fall in their frequent wars. Thence comes polygamy, and the women being principally employed in all menial occupation.” Now, without accepting the inference that polygyny is initiated by the loss of men in war, we may recognize the fact which Lichtenstein does not name, that where the death-rate of males considerably exceeds that of females, plurality of wives becomes a means of maintaining population. If, while decimation of the men is habitually going on, no survivor has more than one wife—if, consequently, many women remain without husbands; there will be a deficiency of children: the multiplication will not suffice to make up for the mortality. Food being sufficient and other things equal, it will result that of two conflicting peoples, the one which does not utilize all its women as mothers, will be unable to hold its ground against the other which does thus utilize them: the monogamous will disappear before the polygynous. Hence, probably, a chief reason why in rude societies and little-developed societies, polygyny prevails so widely. Another way in which, under early conditions, polygyny conduces to social self-preservation, is this. In a barbarous community formed of some wifeless men, others who have one wife each, and others who have more than one, it must on the average happen that this last class will be the relatively superior—the stronger and more [I-672] courageous among savages, and among semi-civilized peoples the wealthier also, who are mostly the more capable. Hence, ordinarily, a greater number of offspring will be left by men having natures of the kind needed. The society will be rendered by polygyny not only numerically stronger, but more of its units will be efficient warriors. There is also a resulting structural advance. As compared with lower types of the family, polygyny, by establishment of descent in the male line, conduces to political stability. It is true that in many polygynous societies succession of rulers is in the female line (the savage system of kinship having survived); and here the advantage is not achieved. This may be a reason why in Africa, where this law of descent is common, social consolidation is so incomplete: kingdoms being from time to time formed, and after brief periods dissolved again, as we before saw. But under polygyny, inheritance of power by sons becomes possible; and where it arises, government is better maintained. Not indeed that it is well maintained; for when we read that among the Damaras “the eldest son of the chief’s favourite wife succeeds his father;” and that among the Koossa Kaffirs, the king’s son who succeeds is “not always the eldest; it is commonly him whose mother was of the richest and oldest family of any of the king’s wives;” we are shown how polygyny introduces an element of uncertainty in the succession of rulers, which is adverse to stable government. Further, this definite descent in the male line aids the development of ancestor-worship; and so serves in another way to consolidate society. With subordination to the living there is joined subordination to the dead. Rules, prohibitions, commands, derived from leading men of the past, acquire sacred sanctions; and, as all early civilizations show us, the resulting cult helps to maintain order and increase the efficiency of the offensive and defensive organization.

In regions where food is scarce, the effects on the rearing of offspring are probably not better than, if as good as, those [I-673] of polyandry; but in warm and productive regions the death-rate of offspring from innutrition is not likely to be higher, and the establishment of positive paternity conduces to protection of them. In some cases, indeed, polygyny tends directly to diminish the mortality of children: cases, namely, in which a man is allowed, or is called upon, to marry the widow of his brother and adopt his family. For what we have seen to be originally a right, becomes, in many cases, an obligation. Even among inferior races, as the Chippewas, who require a man to marry his dead brother’s widow, an ostensible reason is that he has to provide for his brother’s children. And on reading that polygyny is not common with the Ostyaks because “the country is too poor,” but that “brothers marry the widows of brothers,” we may infer that the mortality of children is, under such conditions, thereby diminished. Very possibly the Hebrew requirement that a man should raise up seed to his dead brother, may have originally been that he should rear his dead brother’s children, though it was afterwards otherwise interpreted; for the demand was made on the surviving brother by the widow, who spat in his face before the elders if he refused. The suspicion that obligation to take care of fatherless nephews and nieces, entailed this kind of polygyny, is confirmed by current facts; as witness the following passage in Lady Duff Gordon’s Letters from Egypt:—“I met Hasan the janissary of the American Consulate, a very respectable good man. He told me he had married another wife since last year. I asked, What for? It was the widow of his brother, who had always lived in the same house with him, like one family, and who died, leaving two boys. She is neither young nor handsome, but he considered it his duty to provide for her and the children, and not let her marry a stranger.” But though in most rude societies polygyny may not be unfavourable to the rearing of children, and may occasionally check juvenile mortality in societies where philanthropic feeling is undeveloped, yet its moral [I-674] effects on children can scarcely be better than those of still lower marital relations. Where there is but one household, dissensions caused by differences of origin and interest, must be injurious to character. And even where, as happens in many places, the mothers have separate households, there cannot be escaped the evils of jealousies between the groups; and there still remain the evils caused by a too-diffused paternal care.

On the lives of adults in undeveloped societies, the effects of polygyny are not in all respects bad. Where the habitat is such that women cannot support themselves, while the number of men is deficient, it results that, if there is no polygyny, some of them, remaining uncared for, lead miserable lives. The Esquimaux furnish an illustration. Adequate food and clothing being under their conditions obtainable only by men, it happens that widows, when not taken by surviving men as additional wives, soon die of starvation. Even where food is not difficult to procure, if there is much mortality of males in war, there must, in the absence of polygyny, be many women without that protection which, under primitive conditions, is indispensable. Certain ills to which adult females of rude societies are inevitably exposed, are thus mitigated by polygyny—mitigated in the only way practicable among unsympathetic barbarians. Of course the evils entailed, especially on women, are great. In Madagascar the name for polygyny—“famporafesana”—signifies “the means of causing enmity;” and that kindred names are commonly applicable to it, we are shown by their use among the Hebrews: in the Mischna, a man’s several wives are called “tzarôt,” that is, troubles, adversaries, or rivals. Sometimes the dissension is mitigated by separation. Marsden says of the Battas that “the husband finds it necessary to allot to each of them [his wives] their several fire-places and cooking utensils, where they dress their own victuals separately, and prepare his in turns.” Of the wives of a Mishmi chief, Wilcox writes—“The remainder, to avoid [I-675] domestic quarrels, have separate houses assigned them at some little distance, or live with their relations.” Throughout Africa there is usually a like arrangement. But obviously the moral mischiefs are thus only in a small degree diminished. Moreover, though polygyny may not absolutely exclude, still, it greatly represses, those higher emotions fostered by associations of the sexes. Prompted by the instincts of men and disregarding the preferences of women, it can but in exceptional cases, and then only in slight degrees, permit of better relations than exist among animals. Associated as it is with the conception of women as property, to be sold by fathers, bought by husbands, and afterwards treated as slaves, there are negatived those sentiments towards them into which sympathy and respect enter as necessary elements. How profoundly the lives of adults are thus vitiated, may be inferred from the characterization which Monteiro gives of the polygynous peoples of Africa.

“The negro knows not love, affection, or jealousy. . . . In all the long years I have been in Africa I have never seen the negro manifest the least tenderness for or to a negress. . . . I have never seen a negro put his arm round a woman’s waist, or give or receive any caress whatever that would indicate the slightest loving regard or affection on either side. They have no words or expressions in their language indicative of affection or love.”

And this testimony harmonizes with testimonies cited by Sir John Lubbock, to the effect that the Hottentots “are so cold and indifferent to one another that you would think there was no such thing as love between them;” that among the Koossa Kaffirs, there is “no feeling of love in marriage;” and that in Yariba, “a man thinks as little of taking a wife as of cutting an ear of corn—affection is altogether out of the question.” Not, indeed, that we can regard polygyny as causing this absence of the tender emotion associated among ourselves with the relations of the sexes; for lack of it habitually characterizes men of low types, whether they have only one wife each or have several. We can say merely that [I-676] the practice of polygyny is unfavourable to the development of the emotion.

Beyond this resulting inferiority in the adult life, there is abridgment of the life which remains after the reproductive age is passed. Naturally the women already little regarded, then become utterly unregarded; and the men, if in a less degree, also suffer from lack of the aid prompted by domestic affection. Hence an early close to a miserable old age.

§ 308. A few words must be added respecting the modifications which polygyny undergoes in progressing societies, and which accompany the spread of monogamy.

Between the two or more wives which the stronger man among savages secures to himself, there tend to arise distinctions. Here he has an older and a younger wife, like the Australian, and occasionally the Bushman. Here he has wives purchased at intervals, of which he makes one or other a favourite; as does the Damara or the Fijian. Here of the several married by him the earliest only is considered legitimate; as with the Tahitians of rank and with the Chibchas. Here the chief wife is one who has been given by the king. From the beginning the tendency has been to establish differences among them, and for the differences to grow, in course of time, definite. Then there comes also the contrast between wives who are native women, and wives who are women taken as spoils of war. Hence, probably, the original way in which results the marking off into wives proper and concubines—a way indicated even among the Hebrews, who, in Deuteronomy xxi. 10-14, are authorized to appropriate individually the women of conquered enemies—women who, as they may be repudiated without formal divorce, stand in the position of concubines rather than wives. Once made, a difference of this kind was probably extended by taking account of the ranks from which the women married were derived—wives from the superior class, concubines from the inferior; some exempt [I-677] from labour, some slaves. And then, from the tendency towards inequality of position among the wives, there at length came in advancing societies the recognized arrangement of a chief wife; and eventually, with rulers, a queen, whose children were the legitimate successors.

Along with the spread of monogamy in ways to be hereafter described, the decay of polygyny may be regarded as in part produced by this modification which more and more elevated one of the wives, and reduced the rest to a relatively servile condition, passing gradually into a condition less and less authorized. Stages in this transformation were exhibited among the Persians, whose king, besides concubines, had three or four wives, one of whom was queen, “regarded as wife in a different sense from the others;” and again among the Assyrians, whose king had one wife only, with a certain number of concubines; and again among the Egyptians, some of whose wall-paintings represent the king with his legitimate wife seated by his side, and his illegitimate wives dancing for their amusement. It was so, too, with the ancient Peruvian rulers and Chibcha rulers; as it is still with the rulers of Abyssinia.

Naturally the polygynic arrangement as it decayed, continued longest in connexion with the governing organization, which everywhere and always displays a more archaic condition than other parts of the social organization. Recognizing which truth we shall not be surprised by the fact that, in modified forms, polygyny survived among monarchs during the earlier stages of European civilization. As implied above, it was practised by Merovingian kings: Clothair and his sons furnishing instances. And after being gradually repressed by the Church throughout other ranks, this plurality of wives or concubines long survived in the royal usage of having many mistresses, avowed and unavowed: polygyny in this qualified form remaining a tolerated privilege of royalty down to late times.

§ 309. To sum up, we must say, firstly, that in degree of [I-678] evolution the polygynous type of family is higher than the types we have thus far considered. Its connexions are equally definite in a lateral direction and more definite in a descending direction. There is greater filial and parental cohesion, caused by conscious unity of blood on both male and female sides; and the continuity of this cohesion through successive generations, makes possible a more extensive family integration.

Under most conditions polygyny has prevailed against promiscuity and polyandry, because it has subserved social needs better. It has done this by adding to other causes of social cohesion, more widely ramifying family connexions. It has done it by furthering that political stability which results from established succession of rulers in the same line. It has done it by making possible a developed form of ancestor-worship.

While it has spread by supplanting inferior types of the marital relations, it has, in the majority of cases, held its ground against the superior type; because, under rude conditions, it conduces in a higher degree to social self-preservation by making possible more rapid replacement of men lost in war, and so increasing the chance of social survival.

But while it has this adaptation to certain low stages of social evolution—while in some cases it diminishes juvenile mortality and serves also to diminish the mortality of surplus women; it repeats within the household the barbarism characterizing the life outside the household.

 


 

[I-679]

CHAPTER VIII.

MONOGAMY. [*]

§ 310. Already reasons have been given for believing that monogamy dates back as far as any other marital relation. Given a state preceding all social arrangements, and unions of individual men with individual women must have arisen among other kinds of unions.

Indeed, certain modes of life necessitating wide dispersion, such as are pursued by forest tribes in Brazil and the interior of Borneo—modes of life which in early stages of human evolution must have been commoner than now—hinder other relations of the sexes. The Wood-Veddahs exemplify the connexion between monogamy and great scattering; and, again, the Bushmen, who, having no interdict on polygyny are yet rarely polygynous, show us how separation into very small groups in pursuit of food, tends to produce more or less enduring associations between men and women in pairs. Where the habitat permits larger groups, the unregulated relations of the sexes are qualified by rudimentary monogamic unions as early as by unions of [I-680] the polyandric and polygynic kinds, if not earlier. The tendency everywhere shown among the lowest races for men to take possession of women by force, has this implication; since the monopoly established by each act of violence is over one woman, not over several. Always the state of having two wives must be preceded by the state of having one. And the state of having one must in many cases continue, because of the difficulty of getting two where the surplus of women is not great.

Of course the union of one man with one woman as it originally exists, shows us but the beginning of monogamic marriage as understood by us. Where, as in cases already given, the wills of the stronger alone initiate and maintain such unions—where, as among the Hudson’s Bay Indians, “a weak man, unless he be a good hunter and well beloved, is seldom permitted to keep a wife that a stronger man thinks worth his notice”—where, as among the Copper Indians, Richardson “more than once saw a stronger man assert his right to take the wife of a weaker countryman;” monogamy is very unstable. Its instability thus caused by external actions is made greater by internal actions—by the disruptive forces of unrestrained impulses. When, even in a superior race like the Semitic, we find wives repudiated with extreme frequency, so that among some tribes of Bedouins a man will have as many as fifty in succession; we may infer that by slow stages only have enduring monogamic unions been established.

§ 311. There have been several aids to the establishment of them. An important one has been a more developed conception of property, with consequent usages of barter and purchase. The wresting of a woman by one man from another, always checked to some extent by the accompanying danger, was further checked when wives came to be bought, or earned by labour. If he had given to her father a price, or a stipulated length of service, a man would resist with greater [I-681] determination the abstraction of his wife, than if he had obtained her without this sacrifice; and from other men of the tribe who had similarly bought their wives, naturally siding with him, would come reprobation of one who disregarded his claim. From the same cause arises a restraint on divorce. If a wife has been bought or long laboured for, and if another can be had only at like cost, a barrier is raised against desires tending to dissolve the marriage.

Then, too, at later stages, predominance of this higher form of the marital relation is favoured by progress towards equalization of the sexes in numbers. In proportion as war becomes less frequent, and in proportion as an increasing part of the male population is industrially occupied, the mortality of males diminishes, and monogamy spreads. For polygyny new meets with positive resistance. Where there is an approximate balance of men and women, plurality of wives cannot be common without leaving many men wifeless; and from them must come a public opinion adverse to polygyny, tending to restrain and diminish it. That public opinion thus acts even on rulers after a certain stage, is shown by Low’s remark concerning the rarity of polygyny among the Land Dyaks: chiefs sometimes indulge in it, but they are apt to lose their influence over their followers by so doing.

To these negative causes for the spread of monogamy, have to be added positive causes. But before turning to them we must contrast the monogamic type of family with the types already discussed.

§ 312. Evidently, as tested by the definiteness and strength of the links among its members, the monogamic family is the most evolved. In polyandry the maternal connexion is alone distinct, and the children are but partially related to one another. In polygyny both the maternal and paternal connexions are distinct; but while some of the children are fully related, others are related on the paternal side only. In monogamy not only are the maternal and paternal connexions [I-682] both distinct, but all the children are related on both sides. The family cluster is thus held together by more numerous ties; and beyond the greater cohesion so caused, there is an absence of those repulsions caused by the jealousies inevitable in the polygynic family.

This greater integration characterizes the family as it ramifies through successive generations. Definiteness of descent from the same father, grand-father, great grand-father, etc., it has in common with polygyny; but it has also definiteness of descent from the same mother, grand-mother, great grand-mother, etc. Hence its diverging branches are joined by additional bonds. Where, as with the Romans, there is a legally-recognized descent in the male line only, so that out of the cognates constituting the whole body of descendants, only the agnates are held to be definitely related, the ramifying family-stock is incompletely held together; but where, as with ourselves, descendants of female members of the family are included, it is completely held together.

§ 313. How the interests of the society, of the offspring, and of the parents, are severally better subserved by monogamy during those later stages of social evolution characterized by it, needs pointing out only for form’s sake.

Though, while habitual war and mortality of males leaves constantly a large surplus of females, polygyny favours maintenance of population; yet, when the surplus of females ceases to be large, monogamy becomes superior in productiveness. For, taking the number of females as measuring the possible number of children to be born in each generation, more children are likely to be born if each man has a wife, than if some men have many wives while others have none. So that after passing a certain point in the decrease of male mortality, the monogamic society begins to have an advantage over the polygynic in respect of fertility; and social survival, in so far as it depends on multiplication, is aided by monogamy. The stronger and more [I-683] widely ramified family-bonds indicated above, aid in binding the monogamic society together more firmly than any other. The multiplied relationships traced along both lines of descent in all families, which, intermarrying, are ever initiating other double sets of relationships, produce a close net-work of connexions increasing the social cohesion otherwise caused. Political stability is also furthered in a greater degree. Polygyny shares with monogamy the advantage that inheritance of power in the male line becomes possible; but under polygyny the advantage is partially destroyed by the competition for power liable to arise between the children of different mothers. In monogamy this element of dissension disappears, and settled rule is less frequently endangered. For kindred reasons ancestor-worship has its development aided. Whatever favours stability in the dynasties of early rulers, tends to establish permanent dynasties of deities, with the resulting sacred sanctions for codes of conduct.

Decreased mortality of offspring is a manifest result of monogamy in societies that have outgrown barbarism. It is true that in a barren region like the snow-lands of Asia, the children of a polyandric household, fed and protected by several men, may be better off than those of a monogamic household. Probably, too, among savages whose slave-wives, brutally treated, have their strength overtaxed, as well as among such more advanced peoples as those of Africa, where the women do the field-work as well as the domestic drudgeries, a wife who is one of several, is better able to rear her children than a wife who has no one to share the multifarious labours with her. But as fast as we rise to social stages in which the men, no longer often away in war and idle during peace, are more and more of them occupied in industry—as fast as the women, less taxed by work, are able to pay greater attention to their families, while the men become the bread-winners; the monogamic union subserves better in two ways the rearing of children. Beyond the [I-684] benefit of constant maternal care, the children get the benefit of concentrated paternal interest.

Still greater are the advantageous effects on the lives of adults, physical and moral. Though in early societies monogamic unions do not beget any higher feelings towards women, or any ameliorations of their lot; yet in later societies they are the necessary concomitants of such higher feelings and such ameliorations. Especially as the system of purchase declines and choice by women becomes a factor, there evolve the sentiments which characterize the relations of the sexes among civilized peoples. These sentiments have far wider effects than at first appear. How by their influence on the domestic relations they tend to raise the quality of adult life, materially and mentally, is obvious. But they tend in no small degree otherwise to raise the quality of adult life: they create a permanent and deep source of æsthetic interest. On recalling the many and keen pleasures derived from music, poetry, fiction, the drama, etc., all of them having for their predominant theme the passion of love, we shall see that to monogamy, which has developed this passion, we owe a large part of the gratifications which fill our leisure hours.

Nor must we forget, as a further result of the monogamic relation, that in a high degree it favours preservation of life after the reproductive period is passed. Both by the prolonged marital affection which it fosters, and by the greater filial affection evoked under it, declining years are lengthened and their evils mitigated.

§ 314. May we, in ending the discussion occupying this and preceding chapters, conclude that monogamy is the natural form of sexual relation for the human race? If so, how happens it that during the earlier stages of human progress the relations of the sexes have been so indeterminate?

Among inferior creatures, inherited instinct settles the fit arrangement—the arrangement most conducive to the [I-685] welfare of the species. In one case there is no continuous association of male and female; in another there is a polygynous group; in a third there is monogamy lasting for a season. A good deal of evidence may be given that among primates inferior to man, there are monogamic relations of the sexes having some persistence. Why, then, in groups of primitive men did there come divergences from this arrangement prompted by innate tendencies? Possibly with association into larger groups than are formed by inferior primates, there came into play disrupting influences which did not before exist; and perhaps these were not checked because the resulting marital forms furthered survival of the groups. It may be that during certain transitional stages between the first extremely scattered, or little gregarious, stage, and the extremely aggregated, or highly gregarious, stage, there have arisen various conditions favouring various forms of union: so causing temporary deviations from the primitive tendency.

Be this as it may, however, it is clear that monogamy has long been growing innate in the civilized man. For all the ideas and sentiments now associated with marriage, have, as their implication, the singleness of the union.

 


 

[I-686]

CHAPTER IX.

THE FAMILY.

§ 315. Let us now look at the connexions between types of family and social types. Do societies of different degrees of composition habitually present different forms of domestic arrangement? Are different forms of domestic arrangement associated with the militant system of organization and the industrial system of organization?

To the first of these questions no satisfactory answer can be given. The same marital relation occurs in the simplest groups and in the most compound groups. A strict monogamy is observed by the miserable Wood Veddahs, living so widely scattered that they can scarcely be said to have reached the social state; and the wandering Bushmen, similarly low, though not debarred from polygyny, are usually monogamic. Certain settled and more advanced peoples, too, are monogamic; as instance those of Port Dory (New Guinea), and as instance also the Dyaks, who have reached a stage passing from simple into compound. And then we find monogamy habitual with nations which have become vast by aggregation and re-aggregation. Polyandry, again, is not restricted to societies of one order of composition. It occurs in simple groups, as among the Fuegians, the Aleutians, and the Todas; and it occurs in compound groups in Ceylon, in Malabar, in Thibet. Similarly with the distribution of polygyny. It is common to simple, compound, doubly-compound, and even trebly-compound societies. One kind of [I-687] connexion between the type of family and the degree of social composition may, however, be alleged. Formation of compound groups, implying greater co-ordination and the strengthening of restraints, implies more settled arrangements, public and private. Growth of custom into law, which goes along with an extending governmental organization holding larger masses together, affects the domestic relations along with the political relations; and thus renders the family arrangements, be they polyandric, polygynic, or monogamic, more definite.

Can we, then, allege special connexions between the different types of family and the different social types classed as militant and industrial? None are revealed by a cursory inspection. Looking first at simple tribes, we see among the unwarlike Todas, a mixed polyandry and polygyny; and among the Esquimaux, so peaceful as not even to understand the meaning of war, we see, along with monogamic unions, others that are polyandric and polygynic. At the same time the warlike Caribs show us a certain amount of polyandry and a greater amount of polygyny. If, turning to the opposite extreme, we compare with one another large nations, ancient and modern, it seems that the militant character in some cases co-exists with a prevalent polygyny and in other cases with a prevalent or universal monogamy. Nevertheless we shall, on examining the facts more closely, discern general connexions between the militant type and polygyny, and between the industrial type and monogamy.

But first we must recognize the truth that a predominant militancy is not so much shown by armies and the conquests they achieve, as by constancy of predatory activities. The contrast between militant and industrial, is properly between a state in which life is occupied in conflict with other beings, brute and human, and a state in which life is occupied in peaceful labour—energies spent in destruction instead of energies spent in production. So conceiving militancy, we find polygyny to be its habitual accompaniment.

[I-688]

To trace the co-existence of the two from Australians and Tasmanians on through the more developed simple societies up to the compound and doubly compound, would be tedious and is needless; for observing, as we have already done (§ 304), the prevalence of polygyny in the less advanced societies, and admitting, as we must, their state of chronic hostility to their neighbours, the co-existence of these traits is a corollary. That this co-existence results from causal connexion, is suggested by certain converse cases. Among the natives of Port Dory, New Guinea, there is a strict monogamy, with forbidding of divorce, in a primitive community comparatively unwarlike and comparatively industrial. Another instance is furnished by the Land Dyaks, who are monogamic to the extent that polygyny is an offence; while, though given to tribal quarrels about their lands and to the taking of heads as trophies, they have such industrial development that the men, instead of making war and the chase habitual occupations, do much of the heavy work, and there is division of trades with some commercial intercourse. The Hill-tribes of India furnish other instances. There are the amiable Bodo and Dhimáls, without military arrangements and having no weapons but their agricultural implements, who are industrially advanced to the extent that there is exchange of services and that the men do all the out-of-door work; and they are monogamous. Similarly the monogamous Lepchas are wholly unwarlike. Such, too, is the relation of traits in certain societies of the New World distinguished from the rest by being partially or entirely industrial. Whereas most of the aborigines of North America, habitually polygynous, live solely to hunt and fight, the Iroquois had permanent villages and cultivated lands; and each of them had but one wife. More marked still is the case of the Pueblos, who, “walling out black barbarism” by their ingeniously conglomerated houses, fight only in self-defence, and when let alone engage exclusively in agricultural and other industries, and whose marital relations are strictly [I-689] monoganic. This connexion of traits in the simpler societies, where not directly implied by the inadequate descriptions of travellers, is often traceable indirectly. We have seen (§ 250), that there is a natural relation between constant fighting and development of chiefly power: the implication being that where, in settled tribes, the chiefly power is small the militancy is not great. And this is the fact in those above-named communities characterized by monogamy. In Dalrymple Island (Torres Strait) there are no chiefs; among the Hill-Dyaks subordination to chiefs is feeble; the headman of each Bodo and Dhimál village has but nominal authority; the Lepcha flees from coercion; and the governor of a Pueblo town is annually elected. Conversely, the polygyny which prevails in simple predatory tribes, persists in aggregates of them welded together by war into small nations under established rulers; and in these frequently acquires large extensions. In Polynesia it characterizes in a marked way the warlike and tyrannically-governed Fijians. All through the African kingdoms there goes polygyny along with developed chieftainship, rising to great heights in Ashanti and Dahomey, where the governments are coercive in extreme degrees. The like may be said of the extinct American societies: polygyny was an attribute of dignity among the rigorously-ruled Peruvians, Mexicans, Chibchas, Nicaraguans. And the old despotisms of the East were also characterized by polygyny. Allied with this evidence is the evidence that in a simple tribe all the men of which are warriors, polygyny is generally diffused; but in a society compounded of such tribes, polygyny continues to characterize the militant part while monogamy begins to characterize the industrial part. This differentiation is foreshadowed even in the primitive militant tribe; since the least militant men fail to obtain more than one wife each. And it becomes marked when, in the growing population formed by compounding of tribes, there arises a division between warriors and workers. But there are more [I-690] direct connexions between militancy and polygyny, which we shall recognize on recalling two facts named in the chapter on “Exogamy and Endogamy.” By members of savage communities, captured women are habitually taken as additional wives or concubines, and the reputations of warriors are enhanced in proportion to the numbers thus obtained (§ 305). As Mr. M‘Lennan points out, certain early peoples permitted foreign wives (presumably along with other wives) to the military class, though such wives were forbidden to other classes. Even among the Hebrews the laws authorized private appropriations of women taken in war (§ 308). The further direct connexion is the one implied in § 307; namely, that where loss of men in frequent battles leaves a great surplus of women, the possession of more wives than one by each man conduces to maintenance of population and preservation of the society. Hence continuance of polygyny is, under these circumstances, insured by those habitual conflicts, which, other things equal, entail the disappearance of societies not practising it. To which must be added the converse fact, that as fast as decreasing militancy and increasing devotion to industry cause an approximate equalization of the sexes in numbers, there results a growing resistance to polygyny; since it cannot be practised by many of the men without leaving many of the rest wifeless, and causing an antagonism inconsistent with social stability. Monogamy is thus to a great extent compelled by that balance of the sexes which industrialism brings about. Once more, the natural relation between polygyny and predominant militancy, and between monogamy and predominant industrialism, is shown by the fact that these two domestic forms harmonize in principle with the two associated political forms. We have seen that the militant type of social structure is based on the principle of compulsory co-operation. while the industrial type of social structure is based on the principle of voluntary co-operation. Now it is clear that plurality of wives, whether [I-691] the wives are captured in war or purchased from their fathers regardless of their own wills, implies domestic rule of the compulsory type: the husband is tyrant and the wives are slaves. Conversely, the establishment of monogamy where fewer women are taken in war and fewer men lost in war, is accompanied by increased value of the individual woman; who, even when purchased, is therefore likely to be better treated. And when, with further advance, some power of choice is acquired by the woman, there is an approach to the voluntary co-operation which characterizes this marital relation in its highest form. The domestic despotism which polygyny involves, is congruous with the political despotism proper to predominant militancy; and the diminishing political coercion which naturally follows development of the industrial type, is congruous with the diminishing domestic coercion which naturally follows the accompanying development of monogamy. Probably the histories of European peoples will be cited against this view: the allegation being that, from Greek and Roman times downwards, these peoples, though militant, have been monogamic. The reply is that ancient European societies, though often engaged in wars, had large parts of their populations otherwise engaged, and had industrial systems characterized by much division of labour and commercial intercourse. Further, there must be remembered the fact that in northern Europe, during and after Roman times, while warfare was constant, monogamy was not universal. Tacitus admits the occurrence of polygyny among the German chiefs. Already we have seen, too, that the Merovingian kings were polygynists. Even the Carolingian period yields such facts as that—

The confidence of Conan II, duke of Britanny, “was kept up by the incredible number of men-at-arms which his kingdom furnished; for you must know that here, besides that the kingdom is extensive as well, each warrior will beget fifty, since, bound by the laws neither of decency nor of religion, each has ten wives or more even.”

Guil. Pict. ap. Bouquet, Recueil des Historiens, xi, p. 88.)

[I-692]

And Kœnigswarter says that “such was the persistence of legal concubinage in the customs of the people that traces of it are found at Toulouse even in the thirteenth century.” To which let me add the startling fact that after the thirty years’ war had produced in Germany so immense a mortality of males, bigamy was for a time tolerated by law!

Thus, considering the many factors which have co-operated in modifying marital arrangements—considering also that some societies, becoming relatively peaceful, have long retained in large measure the structures acquired during previous greater militancy, while other societies which have considerably developed their industrial structures have again become predominantly militant, causing mixtures of traits; the alleged relations are, I think, as clear as can be expected. That advance from the primitive predatory type to the highest industrial type, has gone along with advance from prevalent polygyny to exclusive monogamy, is unquestionable; and that decline of militancy and rise of industrialism have been the essential causes of this change in the type of family, is shown by the fact that this change has occurred where such other supposable causes as culture, religious creed, etc., have not come into play.

§ 316. The domestic relations thus far dealt with mainly under their private aspects, have now to be dealt with under their public aspects. For, on the structure of the family, considered as a component of a society, depend various social phenomena.

The facts grouped in foregoing chapters show that no true conception of the higher types of family in their relations to the higher social types, can be obtained without previous study of the lower types of family in their relations to the lower social types. In this case, as in all other cases, error results when conclusions are drawn from the more complex products of evolution, in ignorance of the simpler products from which they have been derived. Already an instance [I-693] has been furnished by the interpretations of primitive religions given by the reigning school of mythologists. Possessed by the ideas which civilization has evolved, and looking back on the ideas which prevailed among progenitors of the civilized races, they have used the more complex to interpret the less complex; and when forced to recognize the entire unlikeness between the inferred early religious ideas and the religious ideas found among the uncivilized who now exist, have assumed a fundamental difference in mode of action between the minds of the superior races and the minds of the inferior races: classing with the inferior, in pursuance of this assumption, such ancient races as the Accadians, to which the modern world is largely indebted for its present advance.

All who accept the conclusions set forth in the first part of this work, will see in this instance the error caused by analysis of the phenomena from above downwards, instead of synthesis of them from below upwards. They will see that in search of explanations we must go beneath the stage at which men had learnt to domesticate cattle and till the ground.

§ 317. These remarks are introductory to a criticism on the doctrines of Sir Henry Maine. While greatly valuing his works, and accepting as true within limits the views he has set forth respecting the family in its developed form, and respecting the part played by it in the evolution of European nations, it is possible to dissent from his assumptions concerning the earliest social states, and from the derived conceptions.

As leading to error, Sir Henry Maine censures “the lofty contempt which a civilized people entertains for barbarous neighbours,” which, he says, “has caused a remarkable negligence in observing them.” But he has not himself wholly escaped from the effects of this sentiment. While utilizing the evidence furnished by barbarous peoples belonging to the higher types of man, and while in some cases citing confirmatory [I-694] evidence furnished by barbarous peoples of lower types, he has ignored the great mass of the uncivilized, and disregarded the multitudinous facts they present at variance with his theory. Though criticisms have led him somewhat to qualify the sweeping generalizations set forth in his Ancient Law—though, in the preface to its later editions, he refers to his subsequent work on Village Communities, as indicating some qualifications; yet the qualifications are but small, and in great measure hypothetical. He makes light of such adverse evidence as Mr. M‘Lennan and Sir John Lubbock give, on the ground that the part of it he deems most trustworthy is supplied by Indian Hill-tribes, which have, he thinks, been led into abnormal usages by the influences invading races have subjected them to. And though, in his Early Institutions, he says that “all branches of human society may or may not have been developed from joint families which arose out of an original patriarchal cell,” he clearly, by this form of expression, declines to admit that in many cases they have not been thus developed.

He rightly blames earlier writers for not exploring a sufficiently wide area of induction. But he has himself not made the area of induction wide enough; and that substitution of hypothesis for observed fact which he ascribes to his predecessors, is, as a consequence, to be noticed in his own work. Respecting the evidence available for framing generalizations, he says:—

“The rudiments of the social state, so far as they are known to us at all, are known through testimony of three sorts—accounts by contemporary observers of civilizations less advanced than their own, the records which particular races have preserved concerning their primitive history, and ancient law.”

And since, as exemplifying the “accounts by contemporary observers of civilizations less advanced than their own,” he names the account Tacitus gives of the Germans, and does not name the accounts modern travellers give of uncivilized races at large, he clearly does not include as evidence the [I-695] statements made by these. [*] Let me name here two instances of the way in which this limitation leads to the substitution of hypothesis for observation.

Assuming that the patriarchal state is the earliest, Sir Henry Maine says that “the implicit obedience of rude men to their parent is doubtless a primary fact.” Now though among lower races, sons, while young, may be subordinate, from lack of ability to resist; yet that they remain subordinate when they become men, cannot be asserted as a uniform, and therefore as a primary, fact. On turning to § 35, it will be seen that obedience does not characterize all types of men. When we read that the Mantra “lives as if there were no other person in the world but himself;” that the Carib “is impatient under the least infringement” of his independence; that the Mapuché “brooks no command;” that the Brazilian Indian begins to display impatience of all restraint at puberty; we cannot conclude that filial submission is an original trait. When we are told that by the Gallinomeros, “old people are treated with contumely, both men and women,” and that by Shoshones and Araucanians, boys are not corrected for fear of destroying their spirit; we cannot suppose that subjection of adult sons to their fathers characterizes all types of men. When we learn that by the Navajos, “born and bred with the idea of perfect personal freedom, all restraint is unendurable,” and that among them “every father holds undisputed sway over his children until the age of puberty”—when we learn that among some [I-696] Californians, children after puberty “were subject only to the chief,” that among the lower Californians, “as soon as children are able to get food for themselves they are left to their own devices,” and that among the Comanches male children “are even privileged to rebel against their parents, who are not entitled to chastise them but by consent of the tribe;” we are shown that in some races the parental and filial relation early comes to an end. Even the wilder members of the very race which has familiarized us with patriarchal government, yield like facts. Burckhardt says that “the young Bedouin” pays his father “some deference as long as he continues in his tent;” but “whenever he can become master of a tent himself . . . he listens to no advice, nor obeys any earthly command but that of his own will.” So far from showing that filial obedience is innate, and the patriarchal type a natural consequence, the evidence points rather to the inference that the two have evolved hand in hand under favouring conditions.

Again, referring to the way in which originally, common ancestral origin was the only ground for united social action, Sir Henry Maine says:—

“Of this we may at least be certain, that all ancient societies regarded themselves as having proceeded from one original stock, and even laboured under an incapacity for comprehending any reason except this for their holding together in political union. The history of political ideas begins, in fact, with the assumption that kinship in blood is the sole possible ground of community in political functions.”

Now if by “ancient societies” is meant those only of which records have come down to us, and if the “history of political ideas” is to include only the ideas of such societies, this may be true; but if we are to take account of societies more archaic than these, and to include other political ideas than those of Aryans and Semites, it cannot be sustained. Proof has been given (§§ 250-252) that political co-operation arises from the conflicts of social groups with one another. Though establishment of it may be facilitated where “the commonwealth is a collection of persons united by a common [I-697] descent from the progenitor of an original family;” yet, in hosts of cases, it takes place where no connexion of this kind exists among the persons. The members of an Australian tribe which, under a temporary chief, join in battle against those of another tribe, have not a common descent, but are alien in blood. If it be said that political functions can here scarcely be alleged, then take the case of the Creeks of North America, whose men have various totems implying various ancestries, and whose twenty thousand people living in seventy villages have nevertheless evolved for themselves a government of considerable complexity. Or still better take the Iroquois, who, similar in their formation of tribes out of intermingled clans of different stocks, were welded by combined action in war into a league of five (afterwards six) nations under a republican government. Indeed early systems of kinship put relations in political antagonism; so that, as we read in Bancroft concerning the Kutchins, “there can never be inter-tribal war without ranging fathers and sons against each other.” Even apart from the results of mixed clanships, that instability which characterizes primitive relations of the sexes, negatives the belief that political co-operation everywhere originates from family co-operation: instance the above-named Creeks, of whom “a large portion of the old and middle-aged men, by frequently changing, have had many different wives, and their children, scattered around the country, are unknown to them.”

Thus finding reason to suspect that Sir Henry Maine’s theory of the family is not applicable to all societies, let us proceed to consider it more closely.

§ 318. He implies that in the earliest stages there were definite marital relations. That which he calls “the infancy of society”—“the situation in which mankind disclose themselves at the dawn of their history;” is a situation in which “ ‘every one exercises jurisdiction over his wives and his children, and they pay no regard to one another.’ ” But in [I-698] the chapters on “The Primitive Relations of the Sexes,” on “Promiscuity,” and on “Polyandry,” I have cited numerous facts showing that definite coherent marital relations are preceded by indefinite incoherent ones; and also that among the types of family evolving out of these, there are some composed not of a man with wife and children, but of a wife with men and children: such being found not alone in societies of embryonic and infantine forms, but also in considerably advanced societies.

A further assumption is that descent has always and everywhere been in the male line. That it has from the recorded times of those peoples with whom Sir Henry Maine deals, may be true; and it is true that male descent occurs among some rude peoples of other types, as the Kookies of India, the Beluchis, the New Zealanders, the Hottentots. It is by no means the rule, however, among the uncivilized. Mr. M‘Lennan, who has pointed out the incongruity between this assumption and a great mass of evidence, shows that all over the world descent in the female line is common; and the many examples given by him I might, were it needful, enforce by others. This system is not limited to groups so little organized that they might be set aside as preinfantine (were that permissible); nor to groups which stand on a level with the patriarchal, or so-called infantine, societies in point of organization; but it occurs in groups, or rather nations, which have evolved complex structures. Kinship was through females in the two higher ranks of the Tahitians; and among the Tongans “nobility has always descended by the female line.” It was so with the ancient Chibchas, who had made no insignificant strides in civilization. Among the Iroquois, again, titles, as well as property, descended through women, and were hereditary in the woman’s tribe: the son could never succeed to his father’s title of sachem, nor inherit even his tomahawk; and these Iroquois had advanced far beyond the infantine stage—were governed by a representative assembly of fifty sachems, had a [I-699] separate military organization, a separate ecclesiastical organization, definite laws, cultivated lands individually possessed, permanent fortified villages. So, too, in Africa, succession to rank and property follows the female line among the Coast-negroes, Inland-negroes, Congo people, etc.; who have distinct industrial systems, four and five gradations in rank, settled agricultures, considerable commerce, towns in streets. How misleading is the observation of a few societies only, is shown by Marsden’s remark respecting the Sumatrans of the Batta district. He says that “the succession to the chiefships does not go, in the first instance, to the son of the deceased, but to the nephew by a sister;” and adds “that the same extraordinary rule, with respect to property in general, prevails also amongst the Malays of that part of the island:” the rule which he considers “extraordinary,” being really, among the uncivilized and little civilized, the ordinary rule.

Again, Sir Henry Maine postulates the existence of government from the beginning—patriarchal authority over wife, children, slaves, and all who are included in the primitive social group. But in the chapters on “The Regulating System” and “Social Types,” I have shown that in various parts of the world there are social groups without heads; as the Fuegians, some Australians, most Esquimaux, the Arafuras, the Land Dyaks of the Upper Sarawak river; others with headships that are but occasional, as Tasmanians, some Australians, some Caribs, some Uaupès; and many with vague and unstable headships, as the Andamanese, Abipones, Snakes, Chippewayans, Chinooks, Chippewas, some Kamschadales, Guiana tribes, Mandans, Coroados, New Guinea people, Tannese. Though in some of these cases the communities are of the lowest, I see no adequate reason for excluding them from our conception of the “infancy of society.” And even saying nothing of these, we cannot regard as lower than infantine in their stages, those communities which, like the Upper Sarawak Dyaks, the Arafuras, [I-700] the New Guinea people, carry on their peaceful lives without other government than that of public opinion and custom. Moreover, as we saw in § 250, the headship which exists in many simple groups is not patriarchal. Such chieftainship as arose among the Tasmanians in time of war, was determined by personal fitness. So, too, according to Edwards, with the Caribs, and according to Swan, with the Creeks. Then, still further showing that political authority does not always begin with patriarchal authority, we have the Iroquois, whose system of kinship negatived the genesis of patriarchs, and who yet developed a complex republican government; and we have the Pueblos, who, living in well-organized communities under elected governors and councils, show no signs of patriarchal rule in the past.

Another component of the doctrine is that originally, property is held by the family as a corporate body. According to Sir Henry Maine, “one peculiarity invariably distinguishing the infancy of society,” is that “men are regarded and treated not as individuals but always as members of the particular group.” The man was not “regarded as himself, as a distinct individual. His individuality was swallowed up in his family.” And this alleged primitive submergence of the individual, affected even the absolute ruler of the group. “Though the patriarch, for we must not yet call him the paterfamilias, had rights thus extensive, it is impossible to doubt that he lay under an equal amplitude of obligations. If he governed the family it was for its behoof. If he was lord of his possessions, he held them as trustee for his children and kindred . . . the family in fact was a corporation; and he was its representative.” Here, after expressing a doubt whether there exist in the primitive mind ideas so abstract as those of trusteeship and representation, I go on to remark that this hypothesis involves a conception difficult to frame. For while the patriarch is said to hold his possessions “in a representative rather than a proprietary character,” he is said to have unqualified dominion over children, [I-701] as over slaves, extending to life and death; which implies that though he possesses the greater right of owning subordinate individuals absolutely, he does not possess the smaller right of owning absolutely the property used by them and himself. I may add that besides being difficult to frame, this conception is not easily reconcilable with Sir Henry Maine’s description of the Patria Potestas of the Romans, which he says is “our type of the primeval paternal authority,” and of which he remarks that while, during its decline, the father’s power over the son’s person became nominal, his “rights over the son’s property were always exercised without scruple.” And I may also name its seeming incongruity with the fact that political rulers who have unlimited powers over their subjects, are usually also regarded as in theory owners of their property: instance at the present time the kings of Dahomey, Ashanti, Congo, Cayor on the Gold Coast. Passing to the essential question, however, I find myself here at issue not with Sir Henry Maine only, but with other writers on primitive social states, who hold that all ownership is originally tribal, that family-ownership comes later, and ownership by individuals last. As already implied in § 292, the evidence leads me to believe that from the beginning there has been individual ownership of such things as could without difficulty be appropriated. True though it is that in early stages rights of property are indefinite—certain though it may be that among primitive men the moral sanction which property equitably obtained has among ourselves, is lacking—obvious as we find it that possession is often established by right of the strongest; the facts prove that in the rudest communities there is a private holding of useful movables, maintained by each man to the best of his ability. A personal monopoly extends itself to such things as can readily be monopolized. The Tinneh who, “regarding all property, including wives, as belonging to the strongest,” show in a typical way the primitive form of appropriation, also show that this appropriation [I-702] is completely personal; since they “burn with the deceased all his effects.” Indeed, even apart from evidence, it seems to me an inadmissible supposition that in “the infancy of society” the egoistic savage, utterly without idea of justice or sense of responsibility, consciously held his belongings on behalf of those depending upon him.

One more element, indirectly if not directly involved in the doctrine of Sir Henry Maine, is that “the infancy of society” is characterized by the perpetual tutelage of women. While each male descendant has a capacity “to become himself the head of a new family and the root of a new set of parental powers,” “a woman of course has no capacity of the kind, and no title accordingly to the liberation which it confers. There is therefore a peculiar contrivance of archaic jurisprudence for retaining her in the bondage of the family for life.” And the implication appears to be that this slavery of women, derived from the patriarchal state, and naturally accompanied by inability to hold property, has been slowly mitigated, and the right of private possession acquired, as the primitive family has decayed. But when we pass from the progenitors of the civilized races to existing uncivilized races, we meet with facts requiring us to qualify this proposition. Though in rude societies entire subjection of women is the rule, yet there are exceptions; both in societies lower than the patriarchal in organization, and in higher societies which bear no traces of a past patriarchal state. Among the Kocch, who are mainly governed by “juries of elders,” “when a woman dies the family property goes to her daughters.” In tribes of the Karens, whose chiefs, of little authority, are generally elective and often wanting, “the father wills his property to his children. . . . Nothing is given to the widow, but she is entitled to the use of the property till her death.” Of the Khasias, Steel says that “the house belongs to the woman; and in case of the husband dying or being separated from her, it remains her property.” Among the Sea-Dyaks, whose law of inheritance [I-703] is not that of primogeniture, and whose chieftainships, where they exist, are acquired by merit, as the wife does an equal share of work with her husband, “at a divorce she is entitled to half the wealth created by their mutual [joint] labours;” and Brooke writes of certain Land-Dyaks, that “the most powerful of the people in the place were two old ladies, who often told me that all the land and inhabitants belonged to them.” North America furnishes kindred facts. In the Aleutian Islands “rich women are permitted to indulge in two husbands;” ownership of property by females being implied. Among the Nootkas, in case of divorce there is “a strict division of property”—the wife taking both what she brought and what she has made; and similarly among the Spokanes, “all household goods are considered as the wife’s property,” and there is an equitable division of property on dissolution of marriage. Again, of the Iroquois, who, considerably advanced as we have seen, were shown by their still-surviving system of descent in the female line, never to have passed through the patriarchal stage, we read that the proprietary rights of husband and wife remained distinct; and further, that in case of separation the children went with the mother. Still more striking is the instance supplied by the peaceful, industrious, freely-governed Pueblos; whose women, otherwise occupying good positions, not only inherit property, but, in some cases, make exclusive claims to it. Africa, too, where the condition of women is in most respects low, but where descent in the female line continues, furnishes examples. In Timbuctoo a son’s share of the father’s property is double that of a daughter. Above the Yellala falls on the Congo, fowls, eggs, manioc, and fruits, “seem all to belong to the women, the men never disposing of them without first consulting their wives, to whom the beads are given.”

Thus many things are at variance with the theory which assumes that “the infancy of society” is exhibited in the patriarchal group. As was implied in the chapters on tho “Primitive Relations of the Sexes,” on “Promiscuity,” on [I-704] “Polyandry,” the earliest societies were without domestic organization as they were without political organization. Instead of a paternally-governed cluster, at once family and rudimentary State, there was at first an aggregate of males and females without settled arrangements, and having no relations save those established by force and changed when the stronger willed.

§ 319. And here we come in face of the fact before obliquely glanced at, that Sir Henry Maine’s hypothesis takes account of no stages in human progress earlier than the pastoral or agricultural. The groups he describes as severally formed of the patriarch, his wife, descendants, slaves, flocks, and herds, are groups implying domesticated animals of several kinds. But before the domestication of animals was achieved, there passed long stages stretching back through pre-historic times. To understand the patriarchal group, we must inquire how it grew out of the less-organized groups which preceded it.

The answer is not difficult to find if we ask what kind of life the domestication of herbivorous animals entails. Where pasture is abundant and covers large areas, the keeping of flocks and herds does not necessitate separation of their owners into very small clusters: instance the Comanches, who, with their hunting, join the keeping of cattle, which the members of the tribe combine to guard. But where pasture is not abundant, or is distributed in patches, many cattle cannot be kept together; and their owners consequently have to part. Naturally, division of the owners will be into such clusters as are already vaguely marked off in the original aggregate. Individual men with such women as they have taken possession of, such animals as they have acquired by force or otherwise, and all their other belongings, will wander hither and thither in search of food for their sheep and oxen. As already pointed out, we have, in prepastoral stages, as among the Bushmen, cases where scarcity [I-705] of wild food necessitates parting into very small groups, usually single families; and clearly when, instead of game and vermin to be caught, cattle have to be fed, the distribution of pasturage, here in larger oases and there in smaller ones, will determine the numbers of animals, and consequently of human beings, which can keep together. In the separation of Abraham and Lot we have a traditional illustration.

Thus recognizing the natural origin of the wandering family-group, let us ask what are likely to become its traits. We have seen that the regulating system of a society is evolved by conflicts with environing societies. Between pastoral hordes which have become separate, and in course of time alien, there must arise, as between other groups, antagonisms: caused sometimes by appropriations of strayed cattle, sometimes by encroachments upon grazing areas monopolized. But now mark a difference. In a tribe of archaic type, such ascendancy as war from time to time gives to a man who is superior in strength, will, or cunning, commonly fails to become a permanent headship (§ 250); since his power is regarded with jealousy by men who are in other respects his equals. It is otherwise in the pastoral horde. The tendency which war between groups has to evolve a head in each group, here finds a member prepared for the place. Already there is the father, who at the outset was by right of the strong hand, leader, owner, master, of wife, children, and all he carried with him. In the preceding stage his actions were to some extent kept in check by other men of the tribe; now they are not. His sons could early become hunters and carry on their lives independently; now they cannot.

Note a second difference. Separation from other men brings into greater clearness the fact that the children are not only his wife’s children, but his children; and further, since among its neighbours his group is distinguished by his name, the children spoken of as members of his group are otherwise spoken of as his children. The establishment of [I-706] male descent is thus facilitated. Simultaneously there is apt to come acknowledged supremacy of the eldest son. The first to give aid to the father; the first to reach manhood; the first likely to marry and have children; he is usually the one on whom the powers of the father devolve as he declines and dies. Hence the average tendency through successive generations will be for the eldest male to become head of the increasing group; alike as family ruler and political ruler—the patriarch.

At the same time industrial co-operation is fostered. Savages of the lowest types get roots and berries, shell-fish, vermin, small animals, etc., without joint action. Among those who have reached the advanced hunting stage and capture large animals, a considerable combination is implied, though of an irregular kind. But on rising to the stage in which flocks and herds have to be daily pastured and guarded, and their products daily utilized, combined actions of many kinds are necessitated; and under the patriarchal rule these become regularized by apportionment of duties. This co-ordination of functions and consequent mutual dependence of parts, conduces to consolidation of the group as an organic whole. Gradually it becomes impracticable for any member to live by himself: deprived not only of the family aid and protection, but of the food and clothing yielded by the domesticated animals. So that the industrial arrangements conspire with the governmental arrangements to produce a well-compacted aggregate, internally coherent and externally marked off definitely from other aggregates.

This process is furthered by disappearance of the less-developed. Other things equal, those groups which are most subordinate to their leaders will succeed best in battle. Other things equal, those which, submitting to commands longer, have grown into larger groups, will also thus benefit. And other things equal, advantages will be gained by those in which, under dictation of the patriarch, industrial co-operation has been rendered efficient. So that by survival [I-707] of the fittest among pastoral groups struggling for existence with one another, those which obedience to their heads and mutual dependence of parts have made the strongest, will be those to spread; and in course of time the patriarchal type will thus become well marked. Not, indeed, that entire disappearance of less-organized groups must result; since regions favourable to the process described, facilitate survival of a few smaller hordes, pursuing lives more predatory and less pastoral.

Mark next how, under these circumstances, there arise certain arrangements respecting ownership. That division of goods which is pre-supposed by individualization of property, cannot be carried far without appliances unknown to savage life. Measures of time, measures of quantity, measures of value, are required. When, from the primitive appropriation of things found, caught, or made, we pass to the acquisition of things by barter and by service, we see that approximate equality of value between the exchanged things is implied; and in the absence of recognized equivalence, which must be exceptional, there will be great resistance to barter. Among savages, therefore, property extends but little beyond the things a man can produce for himself. Kindred obstacles occur in the pastoral group. How can the value of the labour contributed by each to the common weal be measured? To-day the cowherd can feed his cattle close at hand; to-morrow he must drive them far and get back late. Here the shepherd tends his flock in rich pasture; and in a region next visited the sheep disperse in search of scanty food, and he has great trouble in getting in the strayed ones. No accounts of labour spent by either can be kept; nor are there current rates of wages to give ideas of their respective claims to shares of produce. The work of the daughter or the bond-woman, who milks and who fetches water, now from a well at hand and now from one further off, varies from day to day; and its worth, as compared with the worths of other works, cannot be known. [I-708] So with the preparation of skins, the making of clothing, the setting up of tents. All these miscellaneous services, differing in arduousness, duration, skill, cannot be paid for in money or produce while there exists neither currency nor market in which the relative values of articles and labours may be established by competition. Doubtless a bargain for services rudely estimated as worth so many cattle or sheep, may be entered into. But beyond the fact that this form of payment, admitting of but very rough equivalence, cannot conveniently be carried out with all members of the group, there is the fact that even supposing it to be carried out, the members of the group cannot separately utilize their respective portions. The sheep have to be herded together: it would never do to send them out in small divisions, each requiring its attendant. Milk must be dealt with in the mass—could not without great loss of labour be taken by so many separate milkmaids and treated afterwards in separate portions. So is it throughout. The members of the group naturally fall into the system of giving their respective labours and satisfying from the produce their respective wants. The patriarch, at once family-head, director of industry, owner of the group and its belongings, regulates the labour of its dependents; and, maintaining them out of the common stock which results, is restrained in his distribution, as in his conduct at large, only by custom and by the prospect of resistance and secession if he disregards too far the average opinion.

The mention of secession introduces a remaining trait of the patriarchal group. Small societies, mostly at enmity with surrounding societies, are anxious to increase the numbers of their men that they may be stronger for war. Hence not infrequently female infanticide, to facilitate the rearing of males; hence in some places, as in parts of Africa, a woman is forgiven any amount of irregularity if she bears many children; hence the fact that among the Hebrews barrenness was a reproach. This wish to strengthen itself by [I-709] adding to its fighting members, leads each group to welcome fugitives from other groups. Everywhere and in all times, there goes on desertion—sometimes of rebels, sometimes of criminals. Stories of feudal ages, telling of knights and men-at-arms who, being ill-treated or in danger of punishment, escape and take service with other princes or nobles, remind us of what goes on at the present day in various parts of Africa, where the dependents of a chief who treats them too harshly leave him and join some neighbouring chief, and of what goes on among such wandering tribes as the Coroados, members of which join now one horde and now another as impulse prompts. And that with pastoral peoples the like occurs, we have direct evidence. Pallas tells us of the Kalmucks and Mongols that men oppressed by their chief, desert and go to other chiefs. Occasionally occurring everywhere, this fleeing from tribe to tribe entails ceremonies of incorporation if the stranger is of fit rank and worth—exchange of names, mingling or portions of blood, etc.—by which he is supposed to be made one in nature with those he has joined. What happens when the group, instead of being of the hunting type, is of the patriarchal type? Adoption into the tribe now becomes adoption into the family. The two being one—the family being otherwise called, as in Hebrew, “the tent”—political incorporation is the same thing as domestic incorporation. And adoption into the family, thus established as a sequence of primitive adoption into the tribe, long persists in the derived societies when its original meaning is lost.

And now to test this interpretation. Distinct in nature as are sundry races leading pastoral lives, we find that they have evolved this social type when subject to these particular conditions. That it was the type among early Semites does not need saying: they, in fact, having largely served to exemplify its traits. That the Aryans during their nomadic stage displayed it, is implied by the account given above of Sir Henry Maine’s investigations and inferences. We find it [I-710] again among the Mongolian peoples of Asia; and again among wholly alien peoples inhabiting South Africa. Of the Hottentots, who, exclusively pastoral, differ from the neighbouring Bechuanas and Kaffirs in not cultivating the soil at all, we learn that all estates “descend to the eldest son, or, where a son is wanting, to the next male relation;” and an eldest son may after his father’s death retain his brothers and sisters in a sort of slavery. Note, too, that among the neighbouring Damaras, who, also exclusively pastoral, are unlike in the respect that kinship in the female line still partially survives, patriarchal organization, whether of the family or the tribe, is but little developed, and the subordination small; and further, that among the Kaffirs, who though in large measure pastoral are partly agricultural, patriarchal rule, private and public, is qualified.

It would be unsafe to say that under no other conditions than those of the pastoral state, does this family-type occur. We have no proof that it may not arise along with a direct transition from the hunting life to the agricultural life. But it seems that usually this direct transition is accompanied by a different set of changes. Where, as in Polynesia, pastoral life has been impossible, or where, as in Peru and Mexico, we have no reason to suppose that it ever existed, the political and domestic arrangements, still characterized much or little by the primitive system of descent in the female line, have acquired qualified forms of male descent and its concomitant arrangements; but they appear to have done so under pressure of the influences which habitual militancy maintains. We have an indication of this in Gomara’s statement respecting the Peruvians, that “nephews inherit, and not sons, except in the case of the Yncas.” Still better are we shown it by sundry African states. Among the Coast Negroes, whose kinships are ordinarily through females, and whose various societies, variously governed, are most of them very unstable, male descent has been established in some of the kingdoms. The Inland Negroes, too, similarly [I-711] retaining as a rule descent in the female line, alike in the State and in the family, have acquired in their public and private arrangements, some traits akin to those derived from the patriarchal system; and the like is the case in Congo. Further, in the powerful kindgom of Dahomey, where the monarchy has become stable and absolute, male succession and primogeniture are completely established, and in the less-despotically governed Ashanti, partially established.

But whether the patriarchal type of family does or does not arise under other conditions, we may safely say that the pastoral life is most favourable to development of it. From the general laws of evolution it is a corollary that there goes on integration of any group of like units, simultaneously exposed to forces that are like in kind, amount, and direction (First Principles, §§ 163, 168); and obviously, the members of a wandering family, kept together by joint interests and jointly in antagonism with other such families, will become more integrated than the members of a family associated with other families in a primitive tribe; since in this the joint interests are largely tribal. Just as a larger social aggregate becomes coherent by the co-operation of its members in conflict with neighbouring like aggregates; so does this smallest social aggregate constituted by the nomadic horde. Of the differentiations which simultaneously arise, the same may be said. As the government of a larger society is evolved during its struggles with other such societies; so is the government of this smallest society. And as here the society and the family are one, the development of the regulative structure of the society becomes the development of the regulative family-structure. Moreover, analogy suggests that the higher organization given by this discipline to the family-group, makes it a better component of societies afterwards formed, than are family-groups which have not passed through this discipline. Already we have seen that great nations arise only by aggregation and reaggregation. [I-712] Small communities have first to acquire some consolidation and structure; then they admit of union into compound communities, which, when well integrated, may again be compounded into still larger communities; and so on. It now appears that social evolution is most favoured when this process begins with the smallest groups—the families: such groups, made coherent and definite in the way described, and afterwards compounded and re-compounded, having originated the highest societies.

An analogy between social organisms and individual organisms supports this inference. In a passage from which I have already quoted a clause, Sir Henry Maine, using a metaphor which biology furnishes, says:—“All branches of human society may or may not have been developed from joint families which arose out of an original patriarchal cell; but, wherever the Joint Family is an institution of an Aryan race, we see it springing from such a cell, and, when it dissolves, we see it dissolving into a number of such cells:” thus implying that as the cell is the proximate component of the individual organism, so the family is the proximate component of the social organism. In either case, however, this, though generally true, is not entirely true; and the qualification required is extremely suggestive. Low down in the animal kingdom exist creatures not possessing definite cell-structure—small portions of living protoplasm without limiting membranes and even without nuclei. There are also certain types produced by aggregation of these; and though it is now alleged that the individual components of one of the compound Foraminifera have nuclei, yet they have none of the definiteness of developed cells. In types above these, however, it is otherwise: every cœlenterate, molluscous, annulose, or vertebrate animal, begins as a cluster of distinct, nucleated cells. Whence it would seem that the undifferentiated portion of protoplasm constituting the lowest animal, cannot, by union with others such, furnish the basis for a higher animal; and that the simplest aggregates [I-713] have to become definitely developed before they can form by combination larger aggregates capable of much development. Similarly with societies. Tribes in which the family is vague and unsettled remain politically rude. Sundry partially-civilized peoples characterized by some definiteness and coherence of family structure, have attained corresponding heights of social structure. And the highest organizations have been reached by nations compounded out of family groups which had previously become well organized.

§ 320. And now, limiting our attention to these highest societies, we have to thank Sir Henry Maine for showing us the ways in which many of their ideas, customs, laws, and arrangements, have been derived from those which characterized the patriarchal group.

In all cases habits of life, when continued for many generations, mould the nature; and the resulting traditional beliefs and usages with the accompanying sentiments, become difficult to change. Hence, on passing from the wandering pastoral life to the settled agricultural life, the patriarchal type of family with its established traits, persisted, and gave its stamp to the social structures which gradually arose. As Sir Henry Maine says—“All the larger groups which make up the primitive societies in which the patriarchal family occurs, are seen to be multiplications of it, and to be, in fact, themselves more or less formed on its model.” The divisions which result become distinct in various degrees. “In the joint undivided family of the Hindoos, the stirpes, or stocks, which are only known to European law as branches of inheritors, are actual divisions of the family, and live together in distinct parts of the common dwelling;” and similarly in some parts of Europe. In the words of another writer—“The Bulgarians, like the Russian peasantry, adhere to the old patriarchal method, and fathers and married sons, with their children and children’s children, live under the same roof until the grandfather dies. [I-714] As each son in his turn gets married, a new room is added to the old building, until with the new generation there will often be twenty or thirty people living under the same roof, all paying obedience and respect to the head of the family.” Further multiplication produces the village community; in which the households, and in part the landed properties, have become distinct. And then where larger populations arise, and different stocks are locally mingled, there are formed such groups within groups as those constituting among the Romans, the family, the house, and the tribe: common ancestry being in all cases the bond.

Along with persistence of patriarchal structures under new conditions, goes persistence of patriarchal principles. There is supremacy of the oldest male; sometimes continuing, as in Roman Law, to the extent of life and death power over wife and children. There long survives, too, the general idea that the offences of the individual are the offences of the group to which he belongs; and, as a consequence, there survives the practice of holding the group responsible and inflicting punishment upon it. There come the system of agnatic kinship, and the adapted laws of inheritance. And there develops the ancestor-worship in which there join groups of family, house, tribe, etc., that are large in proportion as the ancestor is remote. These results, however, here briefly indicated, do not now concern us: they have to be treated of more as social phenomena than as domestic phenomena.

But with one further general truth which Sir Henry Maine brings into view, we are concerned—the disintegration of the family. “The unit of an ancient society was the Family,” he says, and “of a modern society the Individual.” Now excluding those archaic types of society in which, as we have seen, the family is undeveloped, this generalization appears to be amply supported by facts; and it is one of profound importance. If, recalling the above suggestions respecting the genesis of the patriarchal family, we ask what must [I-715] happen when the causes which joined in forming it are replaced by causes working in an opposite way, we shall understand why this change has taken place. In the lowest groups, while there continues co-operation in war and the chase among individuals belonging to different stocks, the family remains vague and incoherent, and the individual is the unit. But when the imperfectly-formed families with the domestic animals severally become distinct groups—when the co-operations carried on are between individuals domestically related as well as socially related, then the family becomes defined, compact, organized; and its controlling agency gains strength because it is at once parental and political. This organization which the pastoral group gets by being at once family and society, and which is gradually perfected by conflict and survival of the fittest, it carries into settled life. But settled life entails multiplication into numerous such groups adjacent to one another; and in these changed circumstances, each of the groups is sheltered from some of the actions which originated its organization, and exposed to other actions which tend to disorganize it. Though there still arise quarrels among the multiplying families, yet, as their blood-relationship is now a familiar thought, which persists longer than it would have done had they wandered away from one another generation after generation, the check to antagonism is greater. Further, the worship of a common ancestor, in which they can now more readily join at settled intervals, acts as a restraint on their hatreds, and so holds them together. Again, the family is no longer liable to be separately attacked by enemies, but a number of adjacent families are simultaneously invaded and simultaneously resist: co-operation among them is induced. Throughout subsequent stages of social growth this co-operation increases; and the families jointly exposed to like external forces tend to integrate. Already we have seen that by a kindred process such communities as tribes, as feudal lordships, as small kingdoms, become united into [I-716] larger communities; and that along with the union caused by co-operation, primarily for offence and defence and subsequently for other purposes, there goes a gradual obliteration of the divisions between them, and a substantial fusion. Here we recognize the like process as taking place with these smallest groups. Quite harmonizing with this general interpretation are the special interpretations which Sir Henry Maine gives of the decline of the Patria Potestas among the Romans. He points out how father and son had to perform their civil and military functions on a footing of equality wholly unlike their domestic footing; and how the consequent separate acquisition of authority, power, spoils, etc., by the son, gradually undermined the paternal despotism. Individuals of the family, no longer working together only in their unlike relations to one another, and coming to work together under like relations to State-authority and to enemies, the public co-operation and subordination grew at the expense of the private co-operation and subordination. And in the large aggregates eventually formed, industrial activities as well as militant activities conduced to this result. In his work Through Bosnia and the Herzegóvina, Mr. Evans, describing the Sclavonic house-communities, which are dissolving under the stress of industrial competition, says—“The truth is, that the incentives to labour and economy are weakened by the sense of personal interest in their results being sub-divided.”

And now let us note the marvellous parallel between the change in the structure of the social organism and a change in the structure of the individual organism. We saw that definite nucleated cells are the components which, by aggregation, lay the foundations of the higher organisms; in the same way that the well-developed simple patriarchal groups are those out of which, by composition, the higher societies are eventually evolved. Here let me add that as, in the higher individual organisms, the aggregated cells which form the embryo, and for some time retain their separateness, gradually give place to structures in which the cell-form is [I-717] masked and almost lost; so in the social organism, the family groups and compound family groups which were the original components, eventually lose their distinguishableness, and there arise structures formed of mingled individuals belonging to many different stocks.

§ 321. A question of great interest, which has immediate bearings on policy, remains—Is there any limit to this disintegration of the family?

Already in the more advanced nations, that process which dissolved the larger family-aggregates, dissipating the tribe and the gens and leaving only the family proper, has long been completed; and already there have taken place partial disintegrations of the family proper. Along with changes which substituted individual responsibility for family responsibility in respect of offences, have gone changes which, in some degree, have absolved the family from responsibility for its members in other respects. When by Poor Laws public provision was made for children whom their parents did not or could not adequately support, society in so far assumed family-functions; as also when undertaking, in a measure, the charge of parents not supported by their children. Legislation has of late further relaxed family-bonds by relieving parents from the care of their children’s minds, and replacing education under parental direction by education under governmental direction; and where the appointed authorities have found it needful partially to clothe neglected children before they could be taught, and even to whip children by police agency for not going to school, [*] they have still further substituted national responsibility for the responsibility of parents. This recognition of the individual, rather than the family, as the social unit, has indeed now gone so far that by many the paternal duty of the State is assumed as self-evident; and criminals are called “our failures.”

[I-718]

Are these disintegrations of the family parts of a normal progress? Are we on our way to a condition like that reached by sundry Socialist bodies in America and elsewhere? in these, along with community of property, and along with something approaching to community of wives, there goes community in the care of offspring: the family is entirely disintegrated. We have made sundry steps towards such an organization. Is the taking of those which remain only a matter of time?

To this question a distinct answer is furnished by those biological generalizations with which we set out. In Chap. II were indicated the facts that, with advance towards the highest animal types, there goes increase of the period during which offspring are cared for by parents; that in the human race parental care, extending throughout childhood, becomes elaborate as well as prolonged; and that among the highest members of the highest races, it continues into early manhood: providing numerous aids to material welfare, taking precautions for moral discipline, and employing complex agencies for intellectual culture. Moreover, we saw that along with this lengthening and strengthening of the solicitude of parent for child, there grows up a reciprocal solicitude of child for parent. Among even the highest animals of sub-human types, this aid and protection of parents by offspring is absolutely wanting. In the lower human races it is but feebly marked—aged fathers and mothers being here killed and there left to die of starvation; and it becomes gradually more marked as we advance to the highest civilized races. Are we in the course of further evolution to reverse all this? Have those parental and filial bonds which have been growing closer and stronger during the latter stages of organic development, become untrustworthy? and is the social bond to be trusted in place of them? Are the intense feelings which have made the fulfilment of parental duties a source of high pleasure, to be now regarded as valueless; and is the sense of public duty to children at large, to be cultivated [I-719] by each man and woman as a sentiment better and more efficient than the parental instincts and sympathies? Possibly Father Noyes and his disciples at Oneida Creek, will say Yes, to each of these questions; but probably few others will join in the Yes—even of the many who are in consistency bound to join.

So far from expecting disintegration of the family to go further, we have reason to suspect that it has already gone too far. Probably the rhythm of change, conforming to its usual law, has carried us from the one extreme a long way towards the other extreme; and a return movement is to be looked for. A suggestive parallel may be named. In early stages the only parental and filial kinship formally recognized was that of mother and child; after which, in the slow course of progress was reached the doctrine of exclusive male kinship—the kinship of child to mother being ignored; after which there came, in another long period, the establishment of kinship to both. Similarly, from a state in which family-groups were alone recognized and individuals ignored, we are moving towards an opposite state in which ignoring of the family and recognition of the individual goes to the extreme of making, not the mature individual only, the social unit, but also the immature individual; from which extreme we may expect a recoil towards that medium state in which there has been finally lost the compound family-group, while there is a renovation of the family-group proper, composed of parents and offspring.

§ 322. And here we come in sight of a truth on which politicians and philanthropists would do well to ponder. The salvation of every society, as of every species, depends on the maintenance of an absolute opposition between the regime of the family and the regime of the State.

To survive, every species of creature must fulfil two conflicting requirements. During a certain period each member must receive benefits in proportion to its incapacity. After [I-720] that period, it must receive benefits in proportion to its capacity. Observe the bird fostering its young or the mammal rearing its litter, and you see that imperfection and inability are rewarded; and that as ability increases, the aid given in food and warmth becomes less. Obviously this law that the least worthy shall receive most aid, is essential as a law for the immature: the species would disappear in a generation did not parents conform to it. Now mark what is, contrariwise, the law for the mature. Here individuals gain benefits proportionate to their merits. The strong, the swift, the keen-sighted, the sagacious, profit by their respective superiorities—catch prey or escape enemies as the case may be. The less capable thrive less, and on the average of cases rear fewer offspring. The least capable disappear by failure to get food or from inability to escape. And by this process is maintained that quality of the species which enables it to survive in the struggle for existence with other species. There is thus, during mature life, a reversal of the principle that ruled during immature life.

Already we have seen that a society stands to its citizens in the same relation as a species to its members (§ 277); and the truth which we have just seen holds of the one holds of the other. The law for the undeveloped is that there shall be most aid where there is least merit. The helpless, useless infant, extremely exigeant, must from hour to hour be fed, kept warm, amused, exercised. As fast as, during childhood and boyhood, the powers of self-preservation increase, the attentions required and given become less perpetual, but still have to be great. Only with approach to maturity, when some value and efficiency have been acquired, is this policy considerably qualified. But when the young man enters into the battle of life, he is dealt with after a contrary system. The general principle now is that his reward shall be proportioned to his value. Though parental aid, not abruptly ending, may soften the effects of this social law, yet the mitigation of them is but slight; and, apart from parental [I-721] aid, this social law is but in a small degree traversed by private generosity. Then in subsequent years when parental aid has ceased, the stress of the struggle becomes greater, and the adjustment of prosperity to efficiency more rigorous. Clearly with a society, as with a species, survival depends on conformity to both of these antagonist principles. Import into the family the law of the society, and let children from infancy upwards have life-sustaining supplies proportioned to their life-sustaining labours, and the society disappears forthwith by death of all its young. Import into the society the law of the family, and let the life-sustaining supplies be great in proportion as the life-sustaining labours are small, and the society decays from increase of its least worthy members and decrease of its most worthy members. It fails to hold its own in the struggle with other societies, which allow play to the natural law that prosperity shall vary as efficiency.

Hence the necessity of maintaining this cardinal distinction between the ethics of the Family and the ethics of the State. Hence the fatal result if family disintegration goes so far that family-policy and state-policy become confused. Unqualified generosity must remain the principle of the family while offspring are passing through their early stages; and generosity increasingly qualified by justice, must remain its principle as offspring are approaching maturity. Conversely, the principle of the society, guiding the acts of citizens to one another, must ever be, justice, qualified by such generosity as their several natures prompt; joined with unqualified justice in the corporate acts of the society to its members. However fitly in the battle of life among adults, the proportioning of rewards to merits may be tempered by private sympathy in favour of the inferior; nothing but evil can result if this proportioning is so interfered with by public arrangements, that demerit profits at the expense of merit.

§ 323. And now to sum up the several conclusions, related [I-722] though heterogeneous, to which our survey of the family has brought us.

That there are connexions between polygyny and the militant type and between monogamy and the industrial type, we found good evidence. Partly the relation between militancy and polygyny is entailed by the stealing of women in war; and partly it is entailed by the mortality of males and resulting surplus of females where war is constant. In societies advanced enough to have some industrial organization, the militant classes remain polygynous, while the industrial classes become generally monogamous; and an ordinary trait of the despotic ruler, evolved by habitual militancy, is the possession of many wives. Further, we found that even in European history this relation, at first not manifest, is to be traced. Conversely, it was shown that with development of industrialism and consequent approach to equality of the sexes in numbers, monogamy becomes more general, because extensive polygyny is rendered impracticable. We saw, too, that there is a congruity between that compulsory co-operation which is the organizing principle of the militant type of society, and that compulsory co-operation characterizing the polygynous household; while with the industrial type of society, organized on the principle of voluntary co-operation, there harmonizes that monogamic union which voluntary domestic co-operation presupposes. Lastly, these relationships were clearly shown by the remarkable fact that in different parts of the world, among different races, there are simple societies in other respects unadvanced, which, quite exceptional in being peaceful, are also exceptional in being monogamic.

Passing to the social aspects of the family, we examined certain current theories. These imply that in the beginning there were settled marital relations, which we have seen is not the fact; that there was at first descent in the male line, which the evidence disproves; that in the earliest groups there was definite subordination to a head, which is not a [I-723] sustainable proposition. Further, the contained assumptions that originally there was an innate sentiment of filial obedience, giving a root for patriarchal authority, and that originally family connexion afforded the only reason for political combination, are at variance with accounts given us of the uncivilized. Recognizing the fact that to understand the higher forms of the family we must trace them up from those lowest forms accompanying the lowest social state, we saw how, in a small separated group of persons old and young, held together by some kinship, there was, under the circumstances of pastoral life, an establishing of male descent, an increasing of cohesion, of subordination, of co-operation, industrial and defensive; and that acquirement of structure became relatively easy, because domestic government and social government became identical. Hence the genesis of a simple society more developed than all preceding simple societies, and better fitted for the composition of higher societies.

Thus originated under special conditions, the patriarchal group with its adapted ideas, sentiments, customs, arrangements, dividing in successive generations into sub-groups which, held together in larger or smaller clusters according as the environment favoured, carried its organization with it into the settled state; and the efficient co-ordination evolved within it, favoured efficient co-ordination of the larger societies formed by aggregation. Though, as we are shown by partially-civilized kingdoms existing in Africa and by extinct American kingdoms, primitive groups of less evolved structures and characterized by another type of family, may form compound societies of considerable size and complexity; yet the patriarchal group with its higher family-type is inductively proved to be that out of which the largest and most advanced societies arise.

Into communities produced by multiplication of it, the patriarchal group, carrying its supremacy of the eldest male, its system of inheritance, its laws of property, its joint [I-724] worship of the common ancestor, its blood-feud, its complete subjection of women and children, long retains its individuality. But with these communities as with communities otherwise constituted, combined action slowly leads to fusion; the lines of division become gradually less marked; and at length, as Sir Henry Maine shows, societies which have the family for their unit of composition pass into societies which have the individual for their unit of composition.

This disintegration, first separating compound family groups into simpler ones, eventually affects the simplest: the members of the family proper, more and more acquire individual claims and individual responsibilities. And this wave of change, conforming to the general law of rhythm, has in modern nations partially dissolved the relations of domestic life and substituted for them the relations of social life. Not simply have the individual claims and responsibilities of young adults in each family, come to be recognized by the State; but the State has, to a considerable degree, usurped the parental functions in respect of children, and, assuming their claims upon it, exercises coercion over them.

On looking back to the general laws of life, however, and observing the essential contrast between the principle of family life and the principle of social life, we conclude that this degree of family disintegration is in excess, and will hereafter be followed by partial re-integration.

 


 

[I-725]

CHAPTER X.

THE STATUS OF WOMEN.

§ 324. Perhaps in no way is the moral progress of mankind more clearly shown, than by contrasting the position of women among savages with their position among the most advanced of the civilized. At the one extreme a treatment of them cruel to the utmost degree bearable; and at the other extreme a treatment which, in some directions, gives them precedence over men.

The only limit to the brutality women are subjected to by men of the lowest races, is their inability to live and propagate under greater. Clearly, ill-usage, under-feeding, and over-working, may be pushed to an extent which, if not immediately fatal to the women, incapacitates them for rearing children enough to maintain the population; and disappearance of the society follows. Both directly and indirectly such excess of harshness disables a tribe from holding its own against other tribes; since, besides greatly augmenting the mortality of children, it causes inadequate nutrition, and therefore imperfect development, of those which survive. But short of this, there is at first no check to the tyranny which the stronger sex exercises over the weaker. Stolen from another tribe, and perhaps stunned by a blow that she may not resist; not simply beaten, but speared about the limbs, when she displeases her savage owner; forced to do all the drudgery and bear all the burdens, while she has to care for and carry about her children; and [I-726] feeding on what is left after the man has done; the woman’s sufferings are carried as far as consists with survival of herself and her offspring.

It seems not improbable that by its actions and reactions, this treatment makes these relations of the sexes difficult to change; since chronic ill-usage produces physical inferiority, and physical inferiority tends to exclude those feelings which might check ill-usage. Very generally among the lower races, the females are even more unattractive in aspect than the males. It is remarked of the Puttooahs, whose men are diminutive and whose women are still more so, that “the men are far from being handsome, but the palm of ugliness must be awarded to the women. The latter are hard-worked and apparently ill-fed.” Of the inhabitants of the Corea, Gützlaff says—“the females are very ugly, whilst the male sex is one of the best formed of Asia . . . women are treated like beasts of burden.” And for the kindred contrast habitually found, a kindred cause may habitually be assigned: the antithetical cases furnished by such uncivilized peoples as the Kalmucks and Khirghiz, whose women, less hardly used, are better looking, yielding additional evidence.

We must not, however, conclude that this low status of women among the rudest peoples, is caused by a callous selfishness existing in the males and not equally existing in the females. When we learn that where torture of enemies is the custom, the women out-do the men—when we read of the cruelties perpetrated by the two female Dyak chiefs described by Brooke, or of the horrible deeds which Winwood Reade narrates of a blood-thirsty African queen; we are shown that it is not lack of will but lack of power which prevents primitive women from displaying natures equally brutal with those of primitive men. A savageness common to the two, necessarily works out the results we see under the conditions. Let us look at these results more closely.

§ 325. Certain anomalies may first be noticed. Even [I-727] among the rudest men, whose ordinary behaviour to their women is of the worst, predominance of women is not unknown. Snow says of the Fuegians that he has “seen one of the oldest women exercising authority over the rest of her people;” and of the Australians Mitchell says that old men and even old women exercise great authority. Then we have the fact that among various peoples who hold their women in degraded positions, there nevertheless occur female rulers; as among the Battas in Sumatra, as in Madagascar, and as in the above-named African kingdom. Possibly this anomaly results from the system of descent in the female line. For though under that system, property and power usually devolve on a sister’s male children; yet as, occasionally, there is only one sister and she has no male children, the elevation of a daughter may sometimes result. Even as I write, I find, on looking into the evidence, a significant example. Describing the Haidahs, Bancroft says:—“Among nearly all of them rank is nominally hereditary, for the most part by the female line. . . . Females often possess the right of chieftainship.”

But leaving exceptional facts, and looking at the average facts, we find these to be just such as the greater strength of men must produce, during stages in which the race has not yet acquired the higher sentiments. Numerous examples already cited, show that at first women are regarded by men simply as property, and continue to be so regarded through several later stages: they are valued as domestic cattle. A Chippewayan chief said to Hearne:—

“Women were made for labour, one of them can carry, or haul, as much as two men can do. They also pitch our tents, make and mend our clothing, keep us warm at night; and, in fact, there is no such thing as travelling any considerable distance, in this country, without their assistance.”

And this is the conception usual not only among peoples so low as these, but among peoples considerably advanced. To repeat an illustration quoted from Barrow, the woman “is her husband’s ox, as a Kaffir once said to me—she has been [I-728] bought, he argued, and must therefore labour;” and to the like effect in Shooter’s statement that a Kaffir who kills his wife “can defend himself by saying—‘I have bought her once for all.’ ”

As implied in such a defence, the getting of wives by abduction or by purchase, maintains this relation of the sexes. A woman of a conquered tribe, not killed but brought back alive, is naturally regarded as an absolute possession; as is also one for whom a price has been paid. Commenting on the position of women among the Chibchas, Simon writes—“I think the fact that the Indians treat their wives so badly and like slaves, is to be explained by their having bought them.” Fully to express the truth, however, we must rather say that the state of things, moral and social, implied by the traffic in women, is the original cause; since the will and welfare of a daughter are as much disregarded by the father who sells her as by the husband who buys her. The accounts of these transactions, in whatever society occurring, show this. Sale of his daughter by a Mandam, is “conducted on his part as a mercenary contract entirely, where he stands out for the highest price he can possibly command for her.” Among the ancient Yucatanese, “if a wife had no children, the husband might sell her, unless her father agreed to return the price he had paid.” In East Africa, a girl’s “father demands for her as many cows, cloths, and brass-wire bracelets as the suitor can afford. . . . The husband may sell his wife, or, if she be taken from him by another man, he claims her value, which is ruled by what she would fetch in the slave-market.” Of course where women are exchangeable for oxen or other beasts, they are regarded as equally without personal rights.

The degradation they are subject to during phases of human evolution in which egoism is unchecked by altruism, is, however, most vividly shown by the transfer of a deceased man’s wives to his relatives along with other property. Already, in § 302, sundry examples of this have been given, [I-729] and many others might be added. Among the Mapuchés “a widow, by the death of her husband, becomes her own mistress, unless he may have left grown-up sons by another wife, in which case she becomes their common concubine, being regarded as a chattel naturally belonging to the heirs of the estate.”

Thus recognizing the truth that as long as women continue to be stolen or bought, their human individualities are ignored, let us observe the division of labour that results between the sexes; determined partly by this unqualified despotism of men and partly by the limitations which certain incapacities of women entail.

§ 326. The slave-class in a primitive society consists of the women; and the earliest division of labour is that which arises between them and their masters. Of course nothing more is to be expected among such low peoples as Tasmanians, Australians, Fuegians, Andamanese, Bushmen. Nor do we find any advance in this respect made by the higher hunting races, such as the Comanches, Chippewas, Dacotahs.

Of the occupations thus divided, the males put upon the females whatever these are not disabled from doing by inadequate strength, or agility, or skill. While the men among the now-extinct Tasmanians added to the food only that furnished by the kangaroos they chased, the women climbed trees for opossums, dug up roots with sticks, groped for shell-fish, dived for oysters, and fished, in addition to looking after their children; and there now exists a kindred apportionment among the Fuegians, Andamanese, Australians. Where the food consists mainly of the greater mammals, the men catch and the women carry. We read of the Chippewayans that “when the men kill any large beast, the women are always sent to bring it to the tent;” of the Comanches, that the women “often accompany their husbands in hunting. He kills the game, they butcher and [I-730] transport the meat, dress the skins, etc.;” of the Esquimaux, that when the man has “brought his booty to land, he troubles himself no further about it; for it would be a stigma on his character, if he so much as drew a seal out of the water.” Though, in these cases, an excuse made is that the exhaustion caused by the chase is great; yet, when we read that the Esquimaux women, excepting the wood-work, “build the houses and tents, and though they have to carry stones almost heavy enough to break their backs, the men look on with the greatest insensibility, not stirring a finger to assist them,” we cannot accept the excuse as adequate. Further, it is the custom with these low races, nomadic or semi-nomadic in their babits, to give the females the task of transporting the baggage. A Tasmanian woman often had piled on the other burdens she carried when tramping, “sundry spears and waddies not required for present service;” and the like happens with races considerably higher, both semi-agricultural and pastoral. A Damara’s wife “carries his things when he moves from place to place.” When the Tupis migrate, all the household stock is taken to the new abode by the females: “the husband only took his weapons, and the wife . . . is loaded like a mule.” Enumerating their labours among the aborigines of South Brazil, Spix and Martius say the wives “load themselves . . . like beasts of burden;” and Dobrizhoffer writes—“the luggage being all committed to the women, the Abipones travel armed with a spear alone, that they may be disengaged to fight or hunt, if occasion require.” Doubtless the reason indicated in the last extract, is a partial defence for this practice, so general with savages when travelling; since, if surprised by ambushed enemies, fatal results would happen were the men not ready to fight on the instant. And possibly knowledge of this may join with the force of custom in making the women themselves uphold the practice, as they do.

On ascending to societies partially or wholly settled, and [I-731] a little more complex, we begin to find considerable diversities in the divisions of labour between the sexes. Usually the men are the builders, but not always: the women erect the huts among the Bechuanas, Kaffirs, Damaras, as also do the women of the Outanatas, New Guinea; and sometimes it is the task of women to cut down trees, though nearly always this business falls to the men. Anomalous as it seems, we are told of the Coroados, that “the cooking of the dinner, as well as keeping in the fire, is the business of the men;” and the like happens in Samoa: “the duties of cooking devolve on the men”—not excepting the chiefs. Mostly among the uncivilized and semi-civilized, trading is done by the men, but not always. In Java, “the women alone attend the markets and conduct all the business of buying and selling.” So, too, in Angola the women “buy, sell, and do all other things which the men do in other countries, whilst their husbands stay at home, and employ themselves in spinning, weaving cotton, and such like effeminate business.” In ancient Peru there was a like division: men did the spinning and weaving, and women the field-work. Again, in Abyssinia “it is infamy for a man to go to market to buy anything. He cannot carry water or bake bread; but he must wash the clothes belonging to both sexes, and, in this function, the women cannot help him.” Once more, among certain Arabs “the females repudiate needlework entirely, the little they require being performed by their husbands and brothers.”

From a general survey of the facts, multitudinous and heterogeneous, thus briefly indicated, the only definite conclusion appears to be that men monopolize the occupations requiring both strength and agility always available—war and the chase. Leaving undiscussed the relative fitness of women at other times for fighting enemies and pursuing wild animals, it is clear that during the child-bearing period, their ability to do either of these things is so far interfered with, both by pregnancy and by the suckling of infants, [I-732] that they are practically excluded from them. Though the Dahomans with their army of amazons, show us that women may be warriors; yet the instance proves that women can be warriors only by being practically unsexed; for, nominally wives of the king, they are celibate, and any unchastity is fatal. But omitting those activities for which women are, during large parts of their lives, physically incapacitated, or into which they cannot enter in considerable numbers without fatally diminishing population, we cannot define the division of labour between the sexes, further than by saying that, before civilization begins, the stronger sex forces the weaker to do all the drudgery; and that along with social advance the apportionment, somewhat mitigated in character, becomes variously specialized under varying conditions.

As bearing on the causes of the mitigation, presently to be dealt with, we may here note that women are better treated where circumstances lead to likeness of occupations between the sexes. Schoolcraft says of the Chippewayans that “they are not remarkable for their activity as hunters; which is owing to the ease with which they snare deer and spear fish; and these occupations are not beyond the strength of the old men, women, and boys;” and then he also says that “though the women are as much in the power of the men as other articles of their property, they are always consulted, and possess a very considerable influence in the traffic with Europeans, and other important concerns.” We read, too, that “among the Clatsops and Chinooks, who live upon fish and roots, which the women are equally expert with the men in procuring, the former have a rank and influence very rarely found among Indians. The females are permitted to speak freely before the men, to whom, indeed, they sometimes address themselves in a tone of authority.” Then, again, “in the province of Cueba, women accompany the men, fighting by their side and sometimes even leading the van;” and of this same people Wafer says “their husbands are very kind and loving to them. I never knew an [I-733] Indian beat his wife, or give her any hard words.” A kindred meaning is traceable in a fact supplied by the Dahomans, among whom, sanguinary and utterly unfeeling as they are, the participation of women with men in war goes along with a social status much higher than usual; for Burton remarks that in Dahomey “the woman is officially superior, but under other conditions she still suffers from male arrogance.”

A probable further cause of improvement in the treatment of women may here be noted. I refer to the obtaining of wives by services rendered, instead of by property paid. The practice which Hebrew tradition acquaints us with in the case of Jacob, proves to be a widely diffused practice. It is general with the Bhils, Gonds, and Hill-tribes of Nepaul; it obtained in Java before Mahometanism was introduced; it was common in ancient Peru and Central America; and among sundry existing American races it still occurs. Obviously, a wife long laboured for is likely to be more valued than one stolen or bought. Obviously, too, the period of service, during which the betrothed girl is looked upon as a future spouse, affords room for the growth of some feeling higher than the merely instinctive—initiates something approaching to the courtship and engagement of civilized peoples. But the facts chiefly to be noted are—first, that this modification, practicable with difficulty among rude predatory tribes, becomes more practicable as there arise established industries affording spheres in which services may be rendered; and, second, that it is the poorer members of the community, occupied in labour and unable to buy their wives, among whom the substitution of service for purchase will most prevail: the implication being that this higher form of marriage into which the industrial class is led, develops along with the industrial type.

And now we are introduced to the general question—What [I-734] connexion is there between the status of women and the type of social organization?

§ 327. A partial answer was reached when we concluded that there are natural associations between militancy and polygyny and between industrialism and monogamy. For as polygyny implies a low position of women, while monogamy is a pre-requisite to a high position; it follows that decrease of militancy and increase of industrialism, are general concomitants of a rise in their position. This conclusion appears also to be congruous with the fact just observed. The truth that among peoples otherwise inferior, the position of women is relatively good where their occupations are nearly the same as those of men, seems allied to the wider truth that their position becomes good in proportion as warlike activities are replaced by industrial activities; since, when the men fight while the women work, the difference of occupation is greater than when both are engaged in productive labours, however unlike such labours may be in kind. From general reasons for alleging this connexion, let us now pass to special reasons.

As it needed no marshalling of evidence to prove that the chronic militancy characterizing low simple tribes, habitually goes with polygyny; so, it needs no marshalling of evidence to prove that along with this chronic militancy there goes brutal treatment of women. It will suffice if we glance at the converse cases of simple tribes which are exceptional in their industrialism and at the same time exceptional in the higher positions held by women among them. Even the rude Todas, low as are the sexual relations implied by their combined polyandry and polygyny, and little developed as is the industry implied by their semi-settled cow-keeping life, furnish evidence. To the men and boys are left all the harder kinds of work, while the wives “do not even step out of doors to fetch water or wood, which . . . is brought to them by one of their husbands;” and this trait goes along with the [I-735] trait of peacefulness and entire absence of the militant type of social structure. Striking evidence is furnished by another of the Hill-tribes—the Bodo and Dhimáls. We have seen that among peoples in low stages of culture, these furnish a marked case of non-militancy, absence of the political organization which militancy develops, absence of class-distinctions, and presence of that voluntary exchange of services implied by industrialism; and of them, monogamous as already shown, we read—“The Bodo and Dhimáls use their wives and daughters well; treating them with confidence and kindness. They are free from all out-door work whatever.” Take, again, the Dyaks, who though not without tribal feuds and their consequences, are yet without stable chieftainships and military organization, are predominantly industrial, and have rights of individual property well developed. Though among the varieties of them the customs differ somewhat, yet the general fact is that the heavy out-door work is mainly done by the men, while the women are well treated and have considerable privileges. With their monogamy goes courtship, and the girls choose their mates. St. John says of the Sea Dyaks that “husbands and wives appear to pass their lives very agreeably together;” and Brooke names Mukah as a part of Borneo where the wives close their doors, and will not receive their husbands, unless they procure fish. Then, as a marked case of a simple community having relatively high industrial organization, with elected head, representative council, and the other concomitants of the type, and who are described as “industrious, honest, and peace-loving,” we have the Pueblos, who, with that monogamy which characterizes them, also show us a remarkably high status of women. For among them not simply is there courtship with exercise of choice by girls—not simply do we read that “no girl is forced to marry against her will, however eligible her parents may consider the match;” but sometimes “the usual order of courtship is reversed: when a girl is disposed to marry she does not wait for a young man to propose to her, [I-736] but selects one to her own liking and consults her father, who visits the parents of the youth and acquaints them with his daughter’s wishes.”

On turning from simple societies to compound societies, we find two adjacent ones in Polynesia exhibiting a strong contrast between their social types as militant and industrial, and an equally strong contrast between the positions they respectively give to women. I refer to Fijians and Samoans. The Fijians show us the militant structure, actions, and sentiments, in extreme forms. Under an unmitigated despotism there are fixed ranks, obedience the most profound, marks of subordination amounting to worship; there is a well organized army with its grades of officers; the lower classes exist only to supply necessaries to the warrior classes, whose sole business is war, merciless in its character and accompanied by cannibalism. And here, along with prevalent polygyny, carried among the chiefs to the extent of from ten to a hundred wives, we find the position of women such that, not only are they, as among the lowest savages, “little better than beasts of burden,” and not only may they be sold at pleasure, but a man may kill and eat his wife if he pleases. Contrariwise, in Samoa the type of the regulating system has become in a considerable degree industrial. There is representative government; chieftains, exercising authority under considerable restraint, are partly elective; the organization of industry is so far developed that there are journeymen and apprentices, payment for labour, and even strikes with a rudimentary trades-unionism. And here, beyond that improvement of women’s status implied by limitation of their labours to the lighter kinds, there is the improvement implied by the fact that “the husband has to provide a dowry, as well as the wife, and the dowry of each must be pretty nearly of equal value,” and by the fact that a couple who have lived together for years, make, at separation, a fair division of the property. Of other compound societies fit for comparison, I may name two in [I-737] America—the Iroquois and the Araucanians. Though these, alike in degree of composition, were both formed by combination in war against civilized invaders; yet, in their social structures, they differed in the respect that the Araucanians became decidedly militant in their regulative organization, while the Iroquois did not give their regulative organization the militant form; for the governing agencies, general and local, were in the one personal and hereditary and in the other representative. Now though these two peoples were much upon a par in the division of labour between the sexes—the men limiting themselves to war, the chase, and fishing, leaving to the women the labours of the field and the house; yet along with the freer political type of the Iroquois there went a freer domestic type; as shown by the facts that the women had separate proprietary rights, that they took with them the children in cases of separation, and that marriages were arranged by the mothers.

The highest societies, ancient and modern, are many of them rendered in one way or other unfit for comparisons. In some cases the evidence is inadequate; in some cases we know not what the antecedents have been; in some cases the facts have been confused by agglomeration of different societies; and in all cases the co-operating influences have increased in number. Concerning the most ancient ones, of which we know least, we can do no more than say that the traits presented by them are not inconsistent with the view here set forth. The Accadians, who before reaching that height of civilization at which phonetic writing was achieved, must have existed in a settled populous state for a vast period, must have therefore had for a vast period a considerable industrial organization; and it is probable that during such period, being powerful in comparison with wandering tribes around, their social life, little perturbed by enemies, was substantially peaceful. Hence there is no incongruity in the fact that they are shown by their records to have given their women a relatively high status. Wives [I-738] owned property, and the honouring of mothers was especially enjoined by their laws. Of the Egyptians something similar may be said. Their earliest wall-paintings show us a people far advanced in arts, industry, observances, mode of life. The implication is irresistible that before the stage thus exhibited, there must have been a long era of rising civilization; and their pictorial records prove that they had long led a life largely industrial. So that though the militant type of social structure evolved during the time of their consolidation, and made sacred by their form of religion, continued; yet industrialism had become an important factor, influencing greatly their social arrangements, and diffusing its appropriate sentiments and ideas. Concomitantly the position of women was relatively good. Though polygyny existed it was unusual; matrimonial regulations were strict and divorce difficult; “married couples lived in full community;” women shared in social gatherings as they do in our own societies; in sundry respects they had precedence over men; and, in the words of Ebers, “many other facts might be added to prove the high state of married life.”

Ancient Aryan societies illustrate well the relationship between the domestic régime and the political régime. The despotism of an irresponsible head, which characterizes the militant type of structure, characterized alike the original patriarchal family, the cluster of families having a common ancestor, and the united clusters of families forming the early Aryan community. As Mommsen describes him, the early Roman ruler once in office, stood towards the citizens in the same relation that the father of the family did to wife, children, and slaves. “The regal power had not, and could not have, any external checks imposed upon it by law: the master of the community had no judge of his acts within the community, any more than the house-father had a judge within his household. Death alone terminated his power.” From this first stage, in which the political head was absolute, and absoluteness of the domestic head went to the [I-739] extent of life-and-death power over his wife, the advance towards a higher status of women was doubtless, as Sir H. Maine contends, largely caused by that disintegration of the family which went along with the progressing union of smaller societies into larger ones effected by conquest. But though successful militancy thus furthered female emancipation, it did so only by thereafter reducing the relative amount of militancy; and the emancipation was really associated with an average increase of industrial structures and activities. As before pointed out, militancy is to be measured not so much by success in war as by the extent to which war occupies the male population. Where all men are warriors and the work is done entirely by women, militancy is the greatest. The introduction of a class of males who, joining in productive labour, lay the basis for an industrial organization, qualifies the militancy. And as fast as the ratio of the free industrial class to the militant class increases, the total activities of the society must be regarded as more industrial and less militant. Otherwise, this truth is made manifest on observing that when many small hostile societies are consolidated by triumph of the strongest, the amount of fighting throughout the area occupied becomes less, though the conflicts now from time to time arising with neighbouring larger aggregates may be on a greater scale. This is clearly seen on comparing the ratio of fighting men to population among the early Romans, with the ratio between the armies of the Empire and the number of people included in the Empire. And there is the further fact that the holding together of these compound and doubly-compound societies eventually formed by conquest, and the efficient co-operation of their parts for military purposes, itself implies an increased development of the industrial organization. Vast armies carrying on operations at the periphery of an extensive territory, imply a large working population, a considerable division of labour, and good appliances for transferring supplies: the sustaining and distributing systems must be well elaborated [I-740] before great militant structures can be worked. So that this disintegration of the patriarchal family, and consequent emancipation of women, which went along with growth of the Roman Empire, really had for its concomitant a development of the industrial organization.

§ 328. In other ways a like relation of cause and effect is shown us during the progress of European societies since Roman times.

Respecting the status of women in mediæval Europe, Sir Henry Maine says:—

“There can be no serious question that, in its ultimate result, the disruption of the Roman Empire was very unfavourable to the personal and proprietary liberty of women. I purposely say ‘in its ultimate result,’ in order to avoid a learned controversy as to their position under purely Teutonic customs.”

Now leaving open the question whether this conclusion applies beyond those parts of Europe in which institutions of Roman origin were least affected by those of Germanic origin, we may, I think, on contrasting the condition of things before the fall of the Empire and the condition after, infer a connexion between this decline in the status of women and a return to greater militancy. For while Rome dominated over the populations of large areas, there existed throughout them a state of comparative internal peace; whereas its failure to maintain subordination was followed by universal warfare. And then, after that decline in the position of women which accompanied this retrograde increase of militancy, the subsequent improvement in their position went along with aggregation of small feudal governments into larger ones; which had the result that within the consolidated territories the amount of diffused fighting decreased.

Comparisons between the chief civilized nations as now existing, yield verifications. Note, first, the fact, significant of the relation between political despotism and domestic despotism, that, according to Legouvé, the first Napoleon [I-741] said to the Council of State “un mari doit avoir un empire absolu sur les actions de sa femme;” and sundry provisions of the Code, as interpreted by Pothier, carry out this dictum. Further, note that, according to the Vicomte de Ségur, the position of women in France declined under the Empire; and “it was not only in the higher ranks that this nullity of women existed. . . . The habit of fighting filled men with a kind of pride and asperity which made them often forget even the regard which they owed to weakness.” Passing over less essential contrasts now presented by the leading European peoples, and considering chiefly the status as displayed in the daily lives of the poor rather than the rich, it is manifest that the mass of women have harder lots where militant organization and activity predominate, than they have where there is a predominance of industrial organization and activity. The sequence observed by travellers in Africa, that in proportion as the men are occupied in war more labour falls on the women, is a sequence which both France and Germany show us. Social sustentation has to be achieved in some way; and the more males are drafted off for military service, the more females must be called on to fill their places as workers. Hence the extent to which in Germany women are occupied in rough out-of-door tasks—digging, wheeling, carrying burdens; hence the extent to which in France heavy field-operations are shared in by women. That the English housewife is less a drudge than her German sister, that among shopkeepers in England she is not required to take so large a share in the business as she is among shopkeepers in France, and that in England the out-of-door work done by women is both smaller in quantity and lighter in kind than on the Continent, is clear; as it is clear that this difference is associated with a lessened demand on the male population for purposes of offence and defence. And then there may be added the fact of kindred meaning, that in the United States, where till the late war the degree of militancy had been so small, and the [I-742] industrial type of social structure and action so predominant, women have reached a higher status than anywhere else.

Evidence furnished by existing Eastern nations supports this view. China, with its long history of wars causing consolidations, dissolutions, re-consolidations, etc., going back more than 2,000 year bc, and continuing during Tatar and Mongol conquests to be militant in its activities, has, notwithstanding industrial growth, retained the militant type of structure; and absolutism in the State has been accompanied by absolutism in the family, qualified in the one as in the other, only by the customs and sentiments which industrialism has fostered: wives are bought; concubinage is common among the rich; widows are sometimes sold as concubines by fathers-in-law; and women join in hard work, sometimes to the extent of being harnessed to the plough; while, nevertheless, this low status is practically raised by a public opinion which checks the harsh treatment legally allowable. Japan, too, after passing through long periods of internal conflict, acquired an organization completely militant, under which political freedom was unknown, and then showed a simultaneous absence of freedom in the household—buying of wives, concubinage, divorce at mere will of the husband, crucifixion or decapitation for wife’s adultery; while, along with the growth of industrialism characterizing the later days of Japan, there went such improvement in the legal status of women that the husband was no longer allowed to take the law into his own hands in case of adultery; and now, though women are occasionally seen using the flail, yet mostly the men “leave their women to the lighter work of the house, and perform themselves the harder out-door labour.”

§ 329. It is of course difficult to generalize phenomena into the production of which enter factors so numerous and involved—character of race, religious beliefs, surviving customs and traditions, degree of culture, etc.; and doubtless [I-743] the many co-operating causes give rise to incongruities which qualify somewhat the conclusion drawn. But, on summing up, we shall I think see it to be substantially true.

The least entangled evidence is that which most distinctly presents this conclusion to us. Remembering that nearly all simple uncivilized societies, having chronic feuds with their neighbours, are militant in their activities, and that their women are extremely degraded in position, the fact that in the exceptional simple societies which are peaceful and industrial, there is an exceptional elevation of women, almost alone suffices as proof: neither race, nor creed, nor culture, being in these cases an assignable cause.

The connexions which we have seen exist between militancy and polygyny and between industrialism and monogamy, exhibit the same truth under another aspect; since polygyny necessarily implies a low status of women, and monogamy, if it does not necessarily imply a high status, is an essential condition to a high status.

Further, that approximate equalization of the sexes in numbers which results from diminishing militancy and increasing industrialism, conduces to the elevation of women; since, in proportion as the supply of males available for carrying on social sustentation increases, the labour of social sustentation falls less heavily on the females. And it may be added that the societies in which these available males undertake the harder labours, and so, relieving the females from undue physical tax, enable them to produce more and better offspring, will, other things equal, gain in the struggle for existence with societies in which the women are not thus relieved. Whence an average tendency to the spread of societies in which the status of women is improved.

There is the fact, too, that the despotism distinguishing a community organized for war, is essentially connected with despotism in the household; while, conversely, the freedom which characterizes public life in an industrial community, naturally characterizes also the accompanying private life. [I-744] In the one case compulsory co-operation prevails in both; in the other case voluntary co-operation prevails in both.

By the moral contrast we are shown another face of the same fact. Habitual antagonism with, and destruction of, foes, sears the sympathies; while daily exchange of products and services among citizens, puts no obstacle to increase of fellow-feeling. And the altruism which grows with peaceful co-operation, ameliorates at once the life without the household and the life within the household. [*]

 


 

[I-745]

CHAPTER XI.

THE STATUS OF CHILDREN.

§ 330. That brutes, however ferocious, treat their offspring tenderly, is a familiar fact; and that tenderness to offspring is shown by the most brutal of mankind, is a fact quite congruous with it. An obvious explanation of this seeming anomaly exists. As we saw that the treatment of women by men cannot pass a certain degree of harshness without causing extinction of the tribe; so here, we may see that the tribe must disappear unless the love of progeny is strong. Hence we need not be surprised when Mouat, describing the Andaman Islanders, says “Mincopie parents show their children the utmost tenderness and affection;” or when Snow says of the Fuegians that both sexes are much attached to their offspring; or when Sturt describes Australian fathers and mothers as behaving to their little ones with much fondness. Affection intense enough to prompt great self-sacrifice, is, indeed, especially requisite under the conditions of savage life, which render the rearing of young difficult; and maintenance of such affection is insured by the dying out of families in which it is deficient.

But this strong parental love is, like the parental love of animals, very irregularly displayed. As among brutes the philoprogenitive instinct is occasionally suppressed by the desire to kill, and even to devour, their young ones; so among primitive men this instinct is now and again over-ridden by [I-746] impulses temporarily excited. Though attached to their offspring, Australian mothers, when in danger, sometimes desert them; and if we may believe Angas, men have been known to bait their hooks with the flesh of boys they have killed. Notwithstanding their marked parental affection, Fuegians sell their children for slaves. Among the Chonos Indians, a father, though doting on his boy, will kill him in a fit of anger for an accidental offence. Everywhere among the lower races we meet with like incongruities. Falkner, while describing the paternal feelings of Patagonians as very strong, says they often pawn and sell their wives and little ones to the Spaniards for brandy. Speaking of the Sound Indians and their children, Bancroft says they “sell or gamble them away.” The Pi-Edes “barter their children to the Utes proper, for a few trinkets or bits of clothing.” And among the Macusi, “the price of a child is the same as the Indian asks for his dog.”

This seemingly-heartless conduct to offspring, often arises from the difficulty experienced in rearing them. To it the infanticide so common among the uncivilized and semi-civilized, is mainly due—the burial of living infants with mothers who have died in childbirth; the putting to death one out of twins; the destruction of younger children when there are already several. For these acts there is an excuse like that commonly to be made for killing the sick and old. When, concerning the desertion of their aged members by wandering prairie tribes, Catlin says—“it often becomes absolutely necessary in such cases that they should be left, and they uniformly insist upon it, saying, as this old man did, that they are old and of no further use, that they left their fathers in the same manner, that they wish to die, and their children must not mourn for them”—when, of the “inhabitants bordering on Hudson’s Bay,” Heriot tells us that in his old age “the father usually employed as his executioner, the son who is most dear to him”—when, in Kane, we read of the Assiniboine chief who “killed his own mother,” because, [I-747] being “old and feeble,” she “asked him to take pity on her and end her misery;” there is suggested the conclusion that as destruction of the ill and infirm may lessen the total amount of suffering to be borne under the conditions of savage life, so may infanticide, when the region is barren or the mode of life hard. And a like plea may be urged in mitigation of judgment on savages who sell or barter away their children.

Generally, then, among uncivilized peoples, as among animals, instincts and impulses are the sole incentives and deterrents. The status of a primitive man’s child is like that of a bear’s cub. There is neither moral obligation nor moral restraint; but there exists the unchecked power to foster, to desert, to destroy, as love or anger moves.

§ 331. To the yearnings of natural affection are added in early stages of progress, certain motives, partly personal, partly social, which help to secure the lives of children; but which, at the same time, initiate differences of status between children of different sexes. There is the desire to strengthen the tribe in war; there is the wish to have a future avenger on individual enemies; there is the anxiety to leave behind, one who shall perform the funeral rites and continue the periodic oblations at the grave.

Inevitably the urgent need to augment the number of warriors leads to preference for male children. On reading of such a militant race as the Chechemecas, that they “like much their male children, who are brought up by their fathers, but they despise and hate the daughters;” or of the Panches, that when “a wife bore her first girl child, they killed the child, and thus they did with all the girls born before a male child;” we are shown the effect of this desire for sons; and everywhere we find it leading either to destruction of daughters, or to low estimation and ill-usage of them. Through long ascending stages of progress the desire thus arising persists; as witness the statement of Herodotus, that [I-748] every Persian prided himself on the number of his sons, and that an annual prize was given by the monarch to the one who could show most sons living. Obviously the social motive, thus coming in aid of the parental motive, served to raise the status of male children above that of female.

A reason for the care of sons implied in the passage of Ecclesiasticus which says, “he left behind him an avenger against his enemies,” is a reason which has weighed with all races in barbarous and semi-civilized states. The sacred duty of blood-revenge, earliest of recognized obligations among men, survives so long as societies remain predominantly warlike; and it generates an anxiety to have a male representative who shall retaliate upon those from whom injuries have been received. This bequest of quarrels to be fought out, traceable down to recent times among so-called Christians, as in the will of Brantôme, has of course all along raised the value of sons, and has put upon the harsh treatment of them, a check not put upon the harsh treatment of daughters: whence a further differentiation of status.

The development of ancestor-worsip, which, requiring each man to make sacrifices at the tombs of his immediate and more remote male progenitors, implies anticipation of like sacrifices to his own ghost by his son, initiates yet another motive for cherishing male children rather than females. The effects of this motive are at the present time shown us by the Chinese; among whom the death of an only son is especially lamented, because there will be no one to make offerings at the grave, and among whom the peremptory need for a son, hence arising, justifies the taking of a concubine, though, if a person has sons by his wife (for daughters never enter into the account) it is considered derogatory to take a handmaid at all. On recalling Egyptian wall-paintings and papyri, and the like evidence furnished by Assyrian records, showing that sacrifices to ancestors were made by their male descendants—on remembering, too, that among ancient Aryans, whether Hindu, Greek, or Roman, the [I-749] daughter was incapable of performing such rites; we are shown how this developed form of the primitive religion, while it strengthened filial subordination, added an incentive to parental care—of sons but not of daughters.

In brief, then, the relations of adults to young among human beings, originally like those among animals, began to assume higher forms under the influence of the several desires—first to obtain an aider in fighting enemies, second to provide an avenger for injuries received, and third to leave behind one who should administer to welfare after death: motives which, strengthening as societies passed through their early stages, enforced the claims of male children, but not those of female children. And thus we again see how intimate is the connexion between militancy of the men and degradation of the women.

§ 332. Here we are introduced to the question—what relation exists between the status of children and the form of social organization? To this the reply is akin to one given in the last chapter; namely that mitigation of the treatment of children accompanies transition from the militant type to the industrial type.

Those lowest social states in which offspring are now idolized, now killed, now sold, as the dominant feeling prompts, are states in which hostilities with surrounding tribes are chronic. This absolute dependence of progeny on parental will, is shown whether the militancy is that of archaic groups or that of groups higher in structure. In the latter as in the former, there exists that life-and-death power over children which is the negation of all rights and claims. On comparing children’s status in the rudest militant tribes, with their status in militant tribes which are patriarchal and compounded of the patriarchal, all we can say to the advantage of the last is that the still-surviving theory becomes qualified in practice, and that qualification of it increases as industrialism grows. Note the evidence.

[I-750]

The Fijians, intensely despotic in government and ferocious in war, furnish an instance of extreme abjectness in the position of children. Infanticide, especially of females, reaches nearer two-thirds than one-half; they “destroy their infants from mere whim, expediency, anger, or indolence;” and “children have been offered by the people of their own tribe to propitiate a powerful chief,” not for slaves but for food. A sanguinary warrior-race of Mexico, the Chichimecs, yield another example of excessive parental power: sons “cannot marry without the consent of parents; if a young man violates this law . . . the penalty is death.” By this instance we are reminded of the domestic condition among the ancient Mexicans (largely composed of conquering cannibal Chichimecs), whose social organization was highly militant in type, and of whom Clavigero says—“their children were bred to stand so much in awe of their parents, that even when grown up and married, they hardly durst speak before them.” In ancient Central America family-rule was similar; and in ancient Peru it was the law “that sons should obey and serve their fathers until they reached the age of twenty-five.”

If we now turn to the few uncivilized and semi-civilized societies which are wholly industrial, or predominantly industrial, we find children, as we found women, occupying much higher positions. Among the peaceful Bodo and Dhimáls, “infanticide is utterly unknown;” daughters are treated “with confidence and kindness:” to which add the reciprocal trait that “it is deemed shameful to leave old parents entirely alone.” With the nearly-allied Kócch, similarly peaceful, when marriages are being arranged there is a “consulting the destined bride.” The Dyaks, again, largely industrial and having an unmilitant social structure, yield the fact that “infanticide is rarely heard of,” as well as the facts before named under another head, that children have the freedom implied by regular courtship, and that girls choose their mates. We are told of the Samoans, who [I-751] are more industrial in social type than neighbouring Malayo-Polynesians, that infanticide after birth is unknown and that children have the degree of independence implied by elopements, when they cannot obtain parental assent to their marriage. Similarly of the Negritos inhabiting the island of Tanna, where militancy is slight and there are no pronounced chieftainships, Turner writes:—“the Tannese are fond of their children. No infanticide there. They allow them every indulgence, girls as well as boys.” Lastly, there is the case of the industrial Pueblos, whose children were unrestrained in marriage, and by whom, as we have seen, daughters were especially privileged.

Thus with a highly militant type there goes extreme subjection of children, and the status of girls is still lower than that of boys; while in proportion as the type becomes non-militant, there is not only more recognition of children’s claims, but the recognized claims of boys and girls approach towards equality.

§ 333. Kindred evidence is supplied by those societies which, passing through the patriarchal forms of domestic and political government, have evolved into large nations. Be the race Turanian, Semitic, or Aryan, it shows us the same connexion between political absolutism over subjects and domestic absolutism over children.

In China destruction of female infants is common; parents sell their children to be slaves; in marriage “the parents of the girl always demand for their child a price.” “A union prompted solely by love would be a monstrous infraction of the duty of filial obedience, and a predilection on the part of a female as heinous a crime as infidelity.” Their maxim is that, as the Emperor should have the care of a father for his people, a father should have the power of a sovereign over his family. Meanwhile it is observable that this legally-unlimited paternal power descending from militant times, and persisting along with the militant type of social [I-752] structure, has come to be qualified in practice by sentiments which the industrial type fosters. Infanticide, reprobated by proclamation, is excused only on the plea of poverty, joined with the need for rearing a male child; and public opinion puts checks on the actions of those who buy children. With that militant organization which, during early wars, became highly developed among the Japanese, similarly goes great filial subjection. Mitford admits that needy people “sell their children to be waitresses, singers, or prostitutes;” and Sir Rutherford Alcock, too, says that parents “have undoubtedly in some cases, if not in all, the power to sell their children.” It may be added that the subordination of young to old irrespective of sex, is greater than the subordination of females to males; for abject as is the slavery of wife to husband, yet, after his death, the widow’s power “over the son restores the balance and redresses the wrong, by placing woman, as the mother, far above man, as the son, whatever his age or rank.” And the like holds among the Chinese.

How among primitive Semites the father exercised capital jurisdiction, and how along with this there went a lower status of girls than of boys, needs no proof. But as further indicating the parental and filial relation, I may name the fact that children were considered so much the property of the father, that they were seized for his debts (2 Kings iv. 1; Job xxiv. 9); also the fact that selling of daughters was authorized (Exodus xxi. 7); also the fact that injunctions respecting the treatment of children referred exclusively to their father’s benefit: instance the reasons given in Ecclesiasticus, chap. xxx., for chastising sons. Though some qualification of paternal absolutism arose during the later settled stages of the Hebrews, yet along with persistence of the militant type of government there continued extreme filial subordination.

Already in the chapter on the Family, when treating of the Romans as illustrating both the social and domestic [I-753] organization possessed by the Aryans when conquering Europe, something has been implied respecting the status of children among them. In the words of Mommsen, relatively to the father, “all in the household were destitute of legal rights—the wife and child no less than the bullock or the slave.” He might expose his children. The religious prohibition which forbade it, “so far as concerned all the sons—deformed births excepted—and at least the first daughter,” was without civil sanction. He “had the right and duty of exercising over them judicial powers, and of punishing them as he deemed fit, in life and limb.” He might also sell his child. And then mark that the same industrial development which we saw went along with improvement in the position of women during growth of the Roman Empire, went along with improvement in the position of children. I may add that in Greece there were allied manifestations of paternal absolutism. A man could bequeath his daughter, as he could also his wife.

§ 334. If, again, we compare the early states of existing European peoples, characterized by chronic militancy, with their later states, characterized by a militancy less constant and diffused, and an increased industrialism, differences of like significance meet us.

We have the statement of Cæsar concerning the Celts of Gaul, that fathers “do not permit their children to approach them openly until they have grown to manhood.” In the Merovingian period a father could sell his child, as could also a widowed mother—a power which continued down to the ninth century or later. Under the decayed feudalism which preceded the French Revolution, domestic subordination especially among the aristocracy, was still such that, Chateaubriand says—“my mother, my sister, and myself, transformed into statues by my father’s presence, used only to recover ourselves after he left the room;” and Taine, quoting Beaumarchais and Restif de la Bretonne, indicates [I-754] that this rigidity of paternal authority was general. Then, after the Revolution, the Vicomte de Ségur writes:—“Among our good forefathers a man of thirty was more in subjection to the head of the family than a child of eighteen is now.”

Our own history furnishes kindred evidence. Describing manners in the fifteenth century, Wright says:—“Young ladies, even of great families, were brought up not only strictly, but even tyrannically. . . . The parental authority was indeed carried to an almost extravagant extent.” Down to the seventeenth century, “children stood or knelt in trembling silence in the presence of their fathers and mothers, and might not sit without permission.” The literature of even the last century, alike by the use of “sir” and “madam” in addressing parents, by the authority parents assumed in arranging marriages for their children, and by the extent to which sons and still more daughters, recognized the duty of accepting the spouses chosen, shows us a persistence of filial subordination proportionate to the political subordination. And then, during this century, along with immense development of industrialism and the correlative progress towards a freer type of social organization, there has gone a marked increase of juvenile freedom; as shown by a greatly moderated parental dictation, by a mitigation of punishments, and by that decreased formality of domestic intercourse which has accompanied the changing of fathers from masters into friends.

Differences having like meanings are traceable between the more militant and the less militant European societies as now existing. The relatively-developed industrial type of political organization in England, is associated with a treatment of children less coercive than in France and Germany, where industrialism has modified the political organizations less. Joined to great fondness for, and much indulgence of, the young, there is in France a closer supervision of them, and the restraints on their actions are both stronger and more [I-755] numerous: girls at home are never from under maternal control, and boys at school are subject to military discipline. Moreover parental oversight of marriageable children still goes so far that little opportunity is afforded for choice by the young people themselves. In Germany, again, there is a stringency of rule in education allied to the political stringency of rule. As writes to me a German lady long resident in England, and experienced as a teacher,—“English children are not tyrannized over—they are guided by their parents. The spirit of independence and personal rights is fostered. I can therefore understand the teacher who said he would rather teach twenty German [children] than one English child—I understand him, but I do not sympathize with him. The German child is nearly a slave compared to the English child; it is therefore more easily subdued by the one in authority.”

Lastly come the facts that in the United States, long characterized by great development of the industrial organization little qualified by the militant, parental government has become extremely lax, and girls and boys are nearly on a par in their positions: the independence reached being such that young ladies form their own circles of acquaintances and carry on their intimacies without let or hindrance from their fathers and mothers.

§ 335. As was to be anticipated, we thus find a series of changes in the status of children parallel to the series of changes in the status of women.

In archaic societies, without laws and having customs extending over but some parts of life, there are no limits to the powers of parents; and the passions, daily exercised in conflict with brutes or men, are restrained in the relations to offspring only by the philoprogenitive instinct.

Early the needs for a companion in arms, for an avenger, and for a performer of sacrifices, add to the fatherly feeling other motives, personal and social, tending to give something [I-756] like a status to male children; but leaving female children still in the same position as are the young of brutes.

These relations of father to son and daughter, arising in advanced groups of the archaic type, and becoming more settled where pastoral life originates the patriarchal group, continue to characterize societies that remain predominantly militant, whether evolved from the patriarchal group or otherwise. Victory and defeat, which express the outcome of militant activity, have for their correlatives despotism and slavery in military organization, in political organization, and in domestic organization.

The status of children, in common with that of women, rises in proportion as the compulsory co-operation characterizing militant activities, becomes qualified by the voluntary co-operation characterizing industrial activities. We see this on comparing the militant uncivilized peoples with others that are not militant; we see it on comparing the early militant states of civilized nations with their later more industrial states; we see it on comparing civilized nations that are now relatively militant with those that are now relatively industrial.

Most conclusively, however, is the connexion shown on grouping the facts antithetically thus:—On the one hand, savage tribes in general, chronically militant, have, in common with the predominantly militant great nations of antiquity, the trait that a father has life-and-death power over his children. On the other hand, the few uncivilized tribes which are peaceful and industrial, have, in common with the most advanced civilized nations, the traits that children’s lives are sacred and that large measures of freedom are accorded to both boys and girls.

 


 

[I-757]

CHAPTER XII.

DOMESTIC RETROSPECT AND PROSPECT.

§ 336. Induction has greatly predominated over deduction throughout the foregoing chapters; and readers who have borne in mind that Part II closes with a proposal to interpret social phenomena deductively, may infer either that this intention has been lost sight of or that it has proved impracticable to deal with the facts of domestic life otherwise than by empirical generalization. On gathering together the threads of the argument, however, we shall find that the chief conclusions forced on us by the evidence are those which Evolution implies.

We have first the fact that the genesis of the family fulfils the law of Evolution under its leading aspects. In the rudest social groups nothing to be called marriage exists: the unions are extremely incoherent. Family-groups, each consisting of a mother and such children as can be reared without permanent paternal assistance, are necessarily small and soon dissolve: integration is slight. Within each group the relationships are less definite; since the children are mostly half-brothers or half-sisters, and the paternity is often uncertain. From such primitive families, thus small, incoherent, and indefinite, there arise, in conformity with the law of Evolution, divergent and redivergent types of families—some characterized by a mixed polyandry and polygyny; some that are polyandrous, differentiating into the fraternal and non-fraternal, [I-758] some that are polygynous, differentiating into those composed of wives and those composed of a legitimate wife and concubines; some that are monogamous, among which, besides the ordinary form, there is the aberrant form distinguished by a wife married only for a part of each week. Of these genera and species of families, those which are found in advanced societies are the most coherent, most definite, most complex. Not to dwell on intermediate types, we see on contrasting the primitive kind of family-group with that highest kind of family-group which civilized peoples present, how relatively great is the evolution of the last. The marital relation has become quite definite; it has become extremely coherent—commonly lasting for life; in its initial form of parents and children it has grown larger (the number of children reared by savages being comparatively small); in its derived form, comprehending grand-children, great grand-children, etc., all so connected as to form a definable cluster, it has grown relatively very large; and this large cluster consists of members whose relationships are very heterogeneous.

Again, the developing human family fulfils, in increasing degrees, those traits which we saw at the outset are traits of the successively-higher reproductive arrangements throughout the animal kingdom. Maintenance of species being the end to which maintenance of individual lives is necessarily subordinated, we find, as we ascend in the scale of being, a diminishing sacrifice of individual lives in the achievement of this end; and as we ascend through the successive grades of societies with their successive forms of family, we find a further progress in the same direction. Human races of the lower types as compared with those of the higher, show us a greater sacrifice of the adult individual to the species; alike in the brevity of that stage which precedes reproduction, in the relatively-heavy tax entailed by the rearing of children under the conditions of savage life, and in the abridgment of the period that follows: women especially, early bearing [I-759] children and exhausted by the toils of maternity, having a premature old age soon cut short. In superior types of family, juvenile life is also less sacrificed: infanticide, which in the poverty-stricken groups of primitive men is dictated by the necessities of social self-preservation, becomes rarer; and mortality of offspring otherwise caused, lessens at the same time. Further, along with decreasing sacrifice of adult life there goes increasing compensation for the sacrifice that has to be made: more prolonged and higher pleasures are taken in rearing progeny. Instead of states in which children are early left to provide for themselves, or in which, as among Bushmen, fathers and sons who quarrel try to kill one another, or in which, as Burton says of the East Africans, “when childhood is past, the father and son become natural enemies, after the manner of wild beasts;” there comes a state in which keen interest in the welfare of sons and daughters extends throughout parental life. And then to this pleasurable care of offspring, increasing in duration as the family develops, has to be added an entirely new factor—the pleasurable care of parents by offspring: a factor which, feeble where the family is rudimentary and gaining strength as the family develops, serves in another way to lessen the sacrifice of the individual to the species, and begins, contrariwise, to make the species conduce to the more prolonged life, as well as to the higher life, of the individual.

A fact not yet named remains. Evolution of the higher types of family, like evolution of the higher types of society, has gone hand in hand with evolution of human intelligence and feeling. The general truth that there exists a necessary connexion between the nature of the social unit and the nature of the social aggregate, and that each continually moulds and is moulded by, the other, is a truth which holds of domestic organization as well as of political organization. The ideas and sentiments which make possible any more advanced phase of associated life, whether in the Family or in the State, imply a preceding phase by the experiences and [I-760] discipline of which they were acquired; and these, again, a next preceding phase; and so from the beginning. On turning to the Principles of Psychology (edition of 1872), containing chapters on “Development of Conceptions,” “Sociality and Sympathy,” “Ego-Altruistic Sentiments,” “Altruistic Sentiments,” the reader will find it shown how the higher mental faculties, made possible only by an environment such as social life furnishes, evolve as this environment evolves—each increment of advance in the one being followed by an increment of advance in the other. And he will see the implication to be that since altruism plays an important part in developed family life, the superior domestic relations have become possible only as the adaptation of man to the social state has progressed. [*]

§ 337. In considering deductively the connexions between the forms of domestic life and the forms of social life; and in showing how these are in each type of society related to one another because jointly related to the same type of individual character; it will be convenient to deal simultaneously with the marital arrangement, the family structure, the status of women, and the status of children.

Primitive life, cultivating antagonism to prey and enemies, brute or human—daily yielding the egoistic satisfaction of conquests over alien beings—daily gaining pleasure from acts which entail pain; maintains a type of nature which generates coercive rule, social and domestic. Brute strength glorying in the predominance which brings honour, and unchecked by regard for other’s welfare, seizes whatever women fancy prompts and abandons them at will. And children, at the mercy of this utter selfishness, are perserved only when, and as far as, the instinct of parenthood predominates. [I-761] Clearly, then, weakness of the marital relation, indefinite incoherent forms of family, harsh treatment of women, and infanticide, are naturally concomitants of militancy in its extreme form.

Advance from these lowest social groups, hardly to be called societies, to groups that are larger, or have more structure, or both, implies increased co-operation. This co-operation may be compulsory or voluntary, or it may be, and usually is, partly the one and partly the other. We have seen that militancy implies predominance of compulsory co-operation, and that industrialism implies predominance of voluntary co-operation. Here we have to observe that it is deductively manifest, as we have found it inductively true, that the accompanying domestic relations are in each case congruous with the necessitated social relations. The individual nature which, exercising that despotic control, and submitting to that extreme subjection, implied by pronounced militancy in developing societies,—an individual nature at the same time continually hardened by a life devoted to war, inevitably determines the arrangements within the household as it does the arrangements without it. Hence the disregard of women’s claims shown in stealing and buying them; hence the inequality of status between the sexes entailed by polygyny; hence the use of women as labouring slaves; hence the life-and-death power over wife and child; and hence that constitution of the family which subjects all its members to the eldest male. Conversely, the type of individual nature developed by voluntary co-operation in societies that are predominantly industrial, whether they be peaceful, simple tribes, or nations that have in great measure outgrown militancy, is a relatively-altruistic nature. The daily habit of exchanging services, or giving products representing work done for money representing work done, is a habit of seeking such egoistic satisfactions only as allow like egoistic satisfactions to those dealt with. There is an enforced respect for [I-762] other’s claims; there is an accompanying mental representation of their claims, implying, in so far, fellow-feeling; and there is an absence of those repressions of fellow-feeling involved by coercion. Necessarily, the type of character thus cultivated, while it modifies social actions and arrangements, modifies also domestic actions and arrangements. The discipline which brings greater recognition of the claims of fellow-men, brings greater recognition of the claims of women and children. The practice of consulting the wills of those with whom there is co-operation outside the household, brings with it the practice of consulting the wills of those with whom there is co-operation inside the household. The marital relation becomes changed from one of master and subject into one of approximately-equal partnership; while the bond becomes less that of legal authority and more that of affection. The parental and filial relation ceases to be a tyranny which sacrifices child to parent, and becomes one in which, rather, the will of the parent subordinates itself to the welfare of the child.

Thus the results deducible from the natures of militancy and industrialism, correspond with those which we have found are, as a matter of fact, exhibited. And, as implying the directness of the alleged connexions, I may here add an instance showing that in the same society the domestic relations in the militant part retain the militant character, while the domestic relations in the industrial part are assuming the industrial character. Commenting on the laws of inheritance in ancient France, as affecting children of different sexes and different ages, Kœnigswarter remarks that “it is always the feudal and noble families which cling to the principle of inequality, while the ideas of equality penetrate everywhere into the roturier and bourgeois families.” Similiarly Thierry, speaking of a new law of the thirteenth century, equalizing rights of property between the sexes and among children, says:—“This law of the bourgeoisie, opposed to that of the [I-763] nobles, was distinguished from it by its very essence. It had for its basis natural equity.”

§ 338. And now we come to the interesting question—What may be inferred respecting the future of the domestic relations? We have seen how the law of evolution in general, has been thus far fulfilled in the genesis of the family. We have also seen how, during civilization, there has been carried still further that conciliation of the interests of the species, of the parents, and of the offspring, which has been going on throughout organic evolution at large. Moreover, we have noted that these higher traits in the relations of the sexes to one another and to children, which have accompanied social evolution, have been made possible by those higher traits of intelligence and feeling produced by the experiences and disciplines of progressing social states. And we have lastly observed the connexions between special traits so acquired and special types of social structure and activity. Assuming, then, that evolution will continue along the same lines, let us consider what further changes may be anticipated.

It is first inferable that throughout times to come, the domestic relations of different peoples inhabiting different parts of the Earth, will continue to be unlike. We must beware of supposing that developed societies will become universal. As with organic evolution, so with super-organic evolution, the production of higher forms does not involve extinction of all lower forms. As superior species of animals, while displacing certain inferior species which compete with them, leave many other inferior species in possession of inferior habitats; so the superior types of societies, while displacing those inferior types occupying localities they can utilize, will not displace inferior types inhabiting barren or inclement localities. Civilized peoples are unlikely to expel the Esquimaux. The Fuegians will probably survive, because their island cannot support a civilized population. It is questionable whether the groups of wandering Semites who [I-764] have for these thousands of years occupied Eastern deserts, will be extruded by nations of higher kinds. And perhaps many steaming malarious regions in the Tropics will remain unavailable by races capable of much culture. Hence the domestic, as well as the social, relations proper to the lower varieties of man, are not likely to become extinct. Polyandry may survive in Thibet; polygyny may prevail throughout the future in parts of Africa; and among the remotest groups of Hyperboreans, mixed and irregular relations of the sexes will probably continue.

It is possible, too, that in certain regions militancy may persist; and that along with the political relations natural to it there may survive the domestic relations natural to it. Wide tracts, such as those of North-Eastern Asia, unable to support populations dense enough to form industrial societies of advanced types, will perhaps remain the habitats of societies having those imperfect forms of State and Family which go along with offensive and defensive activities.

Omitting such surviving inferior types, let us limit ourselves to types carrying further the evolution which civilized nations now show. Assuming that among these industrialism will increase and militancy decrease, we have to ask what are the domestic relations likely to co-exist with complete industrialism.

§ 339. The monogamic form of the sexual relation is manifestly the ultimate form; and any changes to be anticipated must be in the direction of completion and extension of it. By observing what possibilities there are of greater divergence from the arrangements and habits of the past, we shall see what modifications are probable.

Many acts that are normal with the uncivilized, are, with the civilized, transgressions and crimes. Promiscuity, once unchecked, has been more and more reprobated as societies have progressed; abduction of women, originally honourable, [I-765] is now criminal; the marrying of two or more wives, allowable and creditable in inferior societies, has become in superior societies felonious. Hence, future evolution along lines thus far followed, may be expected to extend the monogamic relation by extinguishing promiscuity, and by suppressing such crimes as bigamy and adultery. Dying out of the mercantile element in marriage may also be inferred. After wife-stealing came wife-purchase; and then followed the usages which made, and continue to make, considerations of property predominate over considerations of personal preference. Clearly, wife-purchase and husband-purchase (which exists in some semi-civilized societies), though they have lost their original gross forms, persist in disguised forms. Already some disapproval of those who marry for money or position is expressed; and this, growing stronger, may be expected to purify the monogamic union by making it in all cases real instead of being in many cases nominal.

As monogamy is likely to be raised in character by a public sentiment requiring that the legal bond shall not be entered into unless it represents the natural bond; so, perhaps, it may be that maintenance of the legal bond will come to be held improper if the natural bond ceases. Already increased facilities for divorce point to the probability that whereas, while permanent monogamy was being evolved, the union by law (originally the act of purchase) was regarded as the essential part of marriage and the union by affection as non-essential; and whereas at present the union by law is thought the more important and the union by affection the less important; there will come a time when the union by affection will be held of primary moment and the union by law as of secondary moment: whence reprobation of marital relations in which the union by affection has dissolved. That this conclusion will be at present unacceptable is likely—I may say, certain. In passing judgment on any arrangement suggested as likely to arise hereafter, nearly all err by considering what would result from the supposed change [I-766] other things remaining unchanged. But other things must be assumed to have changed pari passu. Those higher sentiments accompanying union of the sexes, which do not exist among primitive men, and were less developed in early European times than now (as is shown in the contrast between ancient and modern literatures), may be expected to develop still more as decline of militancy and growth of industrialism foster altruism; for sympathy, which is the root of altruism, is a chief element in these sentiments. Moreover, with an increase of altruism must go a decrease of domestic dissension. Whence, simultaneously, a strengthening of the moral bond and a weakening of the forces tending to destroy it. So that the changes which may further facilitate divorce under certain conditions, are changes which will make those conditions more and more rare.

There may, too, be anticipated a strengthening of that ancillary bond constituted by joint interest in children. In all societies this is an important factor, which has sometimes great effect among even rude peoples. Falkner remarks that though the Patagonian marriages “are at will, yet when once the parties are agreed, and have children, they seldom forsake each other, even in extreme old age.” And this factor must become more efficient in proportion as the solicitude for children becomes greater and more prolonged; as we have seen that it does with progressing civilization, and will doubtless continue to do.

But leaving open the question what modifications of monogamy conducing to increase of real cohesion rather than nominal cohesion, are likely to arise, there is one conclusion we may draw with certainty. Recurring to the three ends to be subserved in the order of their importance—welfare of species, welfare of offspring, welfare of parents; and seeing that in the stages now reached by civilized peoples, welfare of species is effectually secured in so far as maintenance of numbers is concerned; the implication is that welfare of offspring must hereafter determine the [I-767] course of domestic evolution. Societies which from generation to generation produce in due abundance individuals who, relatively to the requirements, are the best physically, morally, and intellectually, must become the predominant societies; and must tend through the quiet process of industrial competition to replace other societies. Consequently, marital relations which favour this result in the greatest degree, must spread; while the prevailing sentiments and ideas must become so moulded into harmony with them that other relations will be condemned as immoral.

§ 340. If, still guiding ourselves by observing the course of past evolution, we ask what changes in the status of women may be anticipated, the answer must be that a further approach towards equality of position between the sexes will take place. With decline of militancy and rise of industrialism—with decrease of compulsory co-operation and increase of voluntary co-operation—with strengthening sense of personal rights and accompanying sympathetic regard for the personal rights of others; must go a diminution of the political and domestic disabilities of women, until there remain only such as differences of constitution entail.

To draw inferences more specific is hazardous: probabilities and possibilities only can be indicated. While in some directions the emancipation of women has to be carried further, we may suspect that in other directions their claims have already been pushed beyond the normal limits. If from that stage of primitive degradation in which they were habitually stolen, bought and sold, made beasts of burden, inherited as property, and killed at will, we pass to the stage America shows us, in which a lady wanting a seat stares at a gentleman occupying one until he surrenders it, and then takes it without thanking him; we may infer that the rhythm traceable throughout all changes has carried this to an extreme from which there will be a recoil. The like may be said of some other cases: what were originally concessions [I-768] have come to be claimed as rights, and in gaining the character of assumed rights, have lost much of the grace they had as concessions. Doubtless, however, there will remain in the social relations of men and women, not only observances of a kind called forth by sympathy of the strong for the weak irrespective of sex, and still more called forth by sympathy of the stronger sex for the weaker sex; but also observances which originate in the wish, not consciously formulated but felt, to compensate women for certain disadvantages entailed by their constitutions, and so to equalize the lives of the sexes as far as possible.

In domestic life, the relative position of women will doubtless rise; but it seems improbable that absolute equality with men will be reached. Legal decisions from time to time demanded by marital differences, involving the question which shall yield, are not likely to reverse all past decisions. Evenly though law may balance claims, it will, as the least evil, continue to give, in case of need, supremacy to the husband, as being the more judicially-minded. And, similarly, in the moral relations of married life, the preponderance of power, resulting from greater massiveness of nature, must, however unobtrusive it may become, continue with the man.

When we remember that up from the lowest savagery, civilization has, among other results, caused an increasing exemption of women from bread-winning labour, and that in the highest societies they have become most restricted to domestic duties and the rearing of children; we may be struck by the anomaly that in our days restriction to indoor occupations has come to be regarded as a grievance, and a claim is made to free competition with men in all outdoor occupations. This anomaly is traceable in part to the abnormal excess of women; and obviously a state of things which excludes many women from those natural careers in which they are dependent on men for subsistence, justifies the demand for freedom to pursue independent careers. That hindrances standing in their way should be, and will be, [I-769] abolished must be admitted. At the same time it must be concluded that no considerable alteration in the careers of women in general, can be, or should be, so produced; and further, that any extensive change in the education of women, made with the view of fitting them for businesses and professions, would be mischievous. If women comprehended all that is contained in the domestic sphere, they would ask no other. If they could see everything which is implied in the right education of children, to a full conception of which no man has yet risen, much less any woman, they would seek no higher function.

That in time to come the political status of women may be raised to something like equality with that of men, seems a deduction naturally accompanying the preceding ones. But such an approximate equalization, normally acompanying a social structure of the completely industrial type, is not a normal accompaniment of social types still partially militant. Just noting that giving to men and women equal amounts of political power, while the political responsibilities entailed by war fell on men only, would involve a serious inequality, and that the desired equality is therefore impracticable while wars continue; it may be contended that though the possession of political power by women might improve a society in which State-regulation had been brought within the limits proper to pure industrialism, it would injure a society in which State-regulation has the wider range characterizing a more or less militant type. Several influences would conduce to retrogression. The greater respect for authority and weaker sentiment of individual freedom characterizing the feminine nature, would tend towards the maintenance and multiplication of restraints. Eagerness for special and immediate results, joined with inability to appreciate general and remote results, characterizing the majority of men and still more characterizing women, would, if women had power, entail increase of coercive measures for achieving present good, at the cost of future evil caused by excess of control. [I-770] But there is a more direct reason for anticipating mischief from the exercise of political power by women, while the industrial form of political regulation is incomplete. We have seen that the welfare of a society requires that the ethics of the Family and the ethics of the State shall be kept distinct. Under the one the greatest benefits must be given where the merits are the smallest; under the other the benefits must be proportioned to the merits. For the infant unqualified generosity; for the adult citizen absolute justice. Now the ethics of the family are upheld by the parental instincts and sentiments, which, in the female, are qualified in a smaller degree by other feelings than in the male. Already these emotions proper to parenthood as they exist in men, lead them to carry the ethics of the Family into the policy of the State; and the mischief resulting would be increased were these emotions as existing in women, directly to influence that policy. The progress towards justice in social arrangements would be retarded; and demerit would be fostered at the expense of merit still more than now.

But in proportion as the conceptions of pure equity become clearer—as fast as the régime of voluntary co-operation develops to the full the sentiment of personal freedom, with a correlative regard for the like freedom of others—as fast as there is approached a state under which no restrictions on individual liberty will be tolerated, save those which the equal liberties of fellow-citizens entail—as fast as industrialism evolves its appropriate political agency, which, while commissioned to maintain equitable relations among citizens, is shorn of all those powers of further regulation characterizing the militant type; so fast may the extension of political power to women go on without evil. The moral evolution which leads to concession of it, will be the same moral evolution which renders it harmless and probably beneficial.

§ 341. No very specific conclusions are to be drawn respecting future changes in the status of children.

[I-771]

While an average increase of juvenile freedom may be anticipated, we may suspect that in some cases the increase has already gone too far. I refer to the United States. Besides often unduly subordinating the lives of adults, the independence there allowed to the young, appears to have the effect of bringing them forward prematurely, giving them too early the excitements proper to maturity, and so tending to exhaust the interests of life before it is half spent. Such regulation of childhood as conduces to full utilization of childish activities and pleasures before the activities and pleasures of manhood and womanhood are entered upon, is better for offspring at the same time that it is better for parents.

How far is parental authority to go? and at what point shall political authority check it? are questions to be answered in no satisfactory way. Already I have given reasons for thinking that the powers and functions of parents have been too far assumed by the State; and that probably a re-integration of the family will follow its present undue disintegration. Still there remain the theoretical difficulties of deciding how far the powers of parents over children may be carried; to what extent disregard of parental responsibilities is to be tolerated; when does the child cease to be a unit of the family and become a unit of the State. Practically, however, these questions, will need no solving; since the same changes of character which bring about the highest form of family, will almost universally prevent the rise of those conflicts between authorities and between obligations, which habitually result from characters of lower types belonging to lower societies.

Moreover, there always remains a security. Whatever conduces to the highest welfare of offspring must more and more establish itself; since children of inferior parents reared in inferior ways, will ever be replaced by children of better parents reared in better ways. As lower creatures at large have been preserved and advanced through the instrumentality [I-772] of parental instincts; and as in the course of human evolution the domestic relations originating from the need for prolonged care of offspring have been assuming higher forms; and as the care taken of offspring has been becoming greater and more enduring; we need not doubt that in the future, along with the more altruistic nature accompanying a higher social type, there will come relations of parents and children needing no external control to ensure their well-working.

§ 342. One further possibility of domestic evolution remains. The last to show itself among the bonds which hold the family together—the care of parents by offspring—is the one which has most room for increase. Absent among brutes, small among primitive men, considerable among the partially civilized, and tolerably strong among the best of those around us, filial affection is a feeling that admits of much further growth; and this is needed to make the cycle of domestic life complete. At present the latter days of the old whose married children live away from them, are made dreary by the lack of those pleasures yielded by the constant society of descendants; but a time may be expected when this evil will be met by an attachment of adults to their aged parents, which, if not as strong as that of parents to children, approaches it in strength.

Further development in this direction will not, however, occur under social arrangements which partially absolve parents from the care of offspring. A stronger affection to be displayed by child for parent in later life, must be established by a closer intimacy between parent and child in early life. No such higher stage is to be reached by walking in the ways followed by the Chinese for these two thousand years. We shall not rise to it by imitating, even partially, the sanguinary Mexicans, whose children at the age of four, or sometimes later, were delivered over to be educated by the priests. Family-feeling will not be improved by approaching [I-773] towards the arrangements of the Koossa-Kaffirs, among whom “all children above ten or eleven years old are publicly instructed under the inspection of the chief.” This latest of the domestic affections will not be fostered by retrograding towards customs like those of the Andamanese, and, as early as possible, changing the child of the family into the child of the tribe. Contrariwise, such a progress will be achieved only in proportion as mental and physical culture are carried on by parents to an extent now rarely attempted. When the minds of children are no longer stunted and deformed by the mechanical lessons of stupid teachers—when instruction, instead of giving mutual pain gives mutual pleasure, by ministering in proper order to faculties which are eager to appropriate fit conceptions presented in fit forms—when among adults wide-spread knowledge is joined with rational ideas of teaching, at the same time that in the young there is an easy unfolding of the mind such as is even now shown by exceptional facility of acquisition—when the earlier stages of education passed through in the domestic circle have come to yield, as they will in ways scarcely dreamed of at present, daily occasions for the strengthening of sympathy, intellectual and moral, then will the latter days of life be smoothed by a greater filial care, reciprocating the greater parental care bestowed in earlier life.

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APPENDICES.

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[I-777]

APPENDIX A.

FURTHER ILLUSTRATIONS OF PRIMITIVE THOUGHT.

[To avoid over-burdening the text with illustrations—even now, perhaps, too numerous—I suppressed many that I might have added: some because they seemed superfluous; some because they were too long. Partly to give the more striking of these, I make this Appendix; but chiefly to add evidence which has since come to light, verifying certain of the conclusions not adequately supported.

The foregoing paragraph stands as it did in the first edition. I have now to add that in this revised third edition, I have largely increased this Appendix by including many further illustrations which reading and inquiry have brought to my knowledge. Joined with those before given, these additional illustrations, as now arranged, formed so coherent a body of evidence, that even by themselves they would go far to establish the general doctrine set forth in the preceding volume.]

Primitive Credulity.—In the genesis of superstitions, a factor difficult to appreciate sufficiently, is the unquestioning faith with which statements are accepted. Here are some cases.

Of the Coast Negroes, Winterbottom says (vol. i, p. 255)—

“So strongly are they persuaded of the efficacy of these means of protection [amulets, etc.], that an African, a man of very superior mind, offered to allow a friend of mine, whose accuracy he had just been praising, to fire at him with a pistol, charged with ball.”

Laird and Oldfield tell us of the Inland Negroes (vol. ii, pp. 10, 11), that a Nuffi woman—

“imagined that she possessed a maghony (charm), which rendered her invulnerable to all edge tools and cutting instruments. So positive and convinced was she of the efficacy of her charm, that she voluntarily assented to hold her leg while some person should strike it with an axe. The king (or chief) of her town, on hearing this, determined to try the power of her charm, and desired a man to take an axe, and see whether this wonderful maghony would protect her from its effects. . . . Her leg was laid upon a block, and a powerful blow given below the knee. . . . To the poor woman’s great horror and the terror of all present, her leg flew to the other side of the room.”

To this absolute confidence in dogmas impressed by seniors during early life, must be ascribed the readiness with which attendants, [I-778] wives, and even friends, kill themselves at a funeral that they may join the deceased in the other world. The instance named by Bancroft (vol. i, p. 288) of the Walla Walla chieftain who “caused himself to be buried alive in the grave with the last of his five sons,” reminding us of the Fijians and Tannese who go cheerfully to their voluntary deaths, vividly illustrates this trait which makes monstrous creeds possible.

No evidence shakes such beliefs. Disproofs are evaded by asserting beliefs equally absurd. Speaking of a distant stump mistaken for a man, an Australian said to Mr. Cameron—“That fellow was a gumatch [ghost], only when you came up he made himself like a stump” (Anthropol. Inst. Jour., vol. xiv, p. 363).

Natural Illusions.—In § 53, I argued that these probably aid in strengthening those conceptions of things which the primitive man forms. How they thus play a part is shown in Vámbéry’s Sketches of Central Asia, pp. 72, 73:—

“As we were crossing the high plateau of Kaflan Kir, which forms part of Ustyort, running towards the north-east, the horizon was often adorned with the most beautiful Fata Morgana. This phenomenon is undoubtedly to be seen in the greatest perfection in the hot, but dry, atmosphere of the deserts of Central Asia, and affords the most splendid optical illusions which one can imagine. I was always enchanted with these pictures of cities, towers, and castles dancing in the air, of vast caravans, horsemen engaged in combat, and individual gigantic forms which continually disappeared from one place to reappear in another. As for my nomad companions, they regarded the neighbourhoods where these phenomena are observed with no little awe. According to their opinion these are ghosts of men and cities which formerly existed there, and now at certain times roll about in the air.”

This account recalls the descriptions given by the uncultured among ourselves of the northern aurora: similarly showing, as it does, that an excited imagination gives definiteness to indefinite forms; for it does not seem possible that in the remote regions indicated by Vámbéry, there can have been any such thing as a Fata Morgana derived from an actual city. Among ourselves, especially in troubled times, unusual displays of the Aurora Borealis are described by superstitious people as the conflicts of armies in the heavens.

Not only has hypothesis an effect conspicuous to all in perverting judgment, but it has an effect, less manifest but still decided, in perverting perception. Elsewhere I have given examples of this effect (Essays, first series, original edition, p. 412), and doubtless they have been observed by many. If hypothesis thus perturbs perception during states of mental calm, still more does it perturb it during states of mental excitement—especially those produced by fear. The faintest suggestion proceeding either from within or from without, then imposes [I-779] itself so strongly on the mind that true perception becomes scarcely possible. It needs but to remember that recognition of a thing as such or such, is a mental act in which imagination always plays a large part, by adding to the mere visual impressions those many ideas which constitute a conception of the thing giving the impressions, to see that when, in a state of fright, imagination is put on a wrong track, association readily furnishes all those attributes which are needful to fill up the framework which the appearance yields; and consciousness once filled with the alarming conception, can with difficulty be brought back to that relatively passive state required for receiving the actual impressions, and rightly interpreting them.

Hence where there exists that primitive credulity exemplified above, the rectifying of a perception thus distorted by imagination cannot be expected. Minds having those traits set forth in the chapter entitled “The Primitive Man, Intellectual”—minds which have had no culture giving them tendencies towards criticism and scepticism—minds which have no notion of a natural order of law, of cause; are minds which can make no resistance to any suggested idea or interpretation. There is no organized experience to produce hesitation. There is no doubt taking the shape—“This cannot be,” or—“That is impossible.” Consequently, a fancy once having got possession, retains possession, and becomes an accepted fact. If we always carry with us the remembrance of this attitude of mind, we shall see how apparently reasonable to savages are explanations of things which they make.

Some Early Interpretations.—If we set out with the truth that the laws of mind are the same throughout the animal kingdom, we shall see that from the behaviour of animals in presence of unfamiliar phenomena, we may obtain some clue to the interpretations which primitive men make of such phenomena. A brute, even of great power and courage, betrays alarm in presence of a moving object the like of which it has never seen before. The assertion that a tiger has been known to show fear of a mouse in his cage, is made more credible than it would else be by watching a dog when there is placed before him some such creature as a small crab. Dread of the unknown appears to be a universal emotion—even when the unknown is not at all portentous in character.

Stranger and enemy are almost synonymous in the minds of brutes and of primitive men. By inherited effects of experiences the connexion of ideas has been made organic; as an infant in arms shows us when an unfamiliar face makes it cry, though in its own life no evil has ever followed the sight of an unfamiliar face. While “familiarity breeds contempt” even of [I-780] the vast or of the powerful, unusualness breeds fear even of that which is relatively small or feeble.

On the one hand, then, a periodic event which is intrinsically very imposing, excites but little attention if no mischief has ever been joined with it; while, on the other hand, an event not intrinsically imposing, if it has never before been witnessed, and especially if it seems to show the spontaneity indicative of life, arouses a sense of insecurity. As was shown in Chapter XI of Part I, it is by the spontaneity of their acts that living objects are conspicuously distinguished from dead objects; and hence this trait becomes the sign of an ability to do various things besides that which is witnessed—to do, therefore, something which may prove injurious or fatal.

Carrying with us this conception of the attitude common to animal intelligence and uninstructed human intelligence, we shall see why certain regularly recurring phenomena of an astonishing kind, such as the daily appearance and disappearance of the Sun, excite in the primitive man neither surprise nor speculation; at the same time that a phenomenon which unexpectedly breaks the ordinary course of things by a sound or motion, produces dismay, followed by some vague suggestion of an agent: the agent thought of being one having some likeness to agents disclosed by past experiences. Hence the tendency to ascribe any irregularly recurring phenomenon to a living creature (the actions of living creatures being irregular), and, primarily, to a living creature differing in the least degree possible from living creatures of known kinds. Observe some samples of these early interpretations. Of a place in the Chippeway country, Catlin says—

“Near this spot, also, on a high mound, is the ‘Thunder’s nest’ (nid-du-tonnere), where ‘a very small bird sits upon her eggs during fair weather, and the skies are rent with bolts of thunder at the approach of a storm, which is occasioned by the hatching of her brood!’ ”

(Geo. Catlin, Illustrations, etc., of the North American Indians, vol. ii, p. 164.)

Of an allied race, the Ojibways, we read:—

“No one seemed fortunate enough to discover the resort of these great birds, which were called Ah-ne-me-keeg (Thunders).” . . . “These birds are seldom seen, but are often heard in the skies, where they fly higher than they once did. . . . They wink, and the fire flashes from their eyes.”

(G. Copway, The Traditional History and Characteristic Sketches of the Ojibway Nation, pp. 110, 113.)

So, too, concerning the Western Indians of North America, Mr. H. A. Boller tells us that his companion, “the Bob-tail-Wolf”—

“said that there was, high in air, far out of sight, flying continually and never resting, an eagle of terrible size. . . . He flaps his wings, and loud peals of thunder roll over the prairie; when he winks his eyes, it lightens.”

(Among the Indians, p. 257.)

[I-781]

By a distant unallied people, the Karens, the cause of storms is said to be an animal “with bat-like wings.” “When it utters its voice, it thunders, and when it flaps its wings, fire is produced, and it lightens.” (Mason, Jour. Asiatic Socy. Bengal, xxxiv, Part 2, p. 217.)

Now a thunderstorm being one of those incidents characterized by an apparent spontaneity suggestive of living agency, the question which naturally arises is—“What is the living agent?” The sky is the region in which this sudden action is witnessed. The living agent is therefore inferred to be some creature which frequents the sky—a flying creature, bird-like or bat-like. Here let us note two things. First there is formed in the mind a simple association between this incident which by its character suggests living agency, and a living agent such as is commonly seen in the neighbourhood of its occurrence. Second, the conceived agent is not of the kind we call supernatural—does not belong to a supposed spiritual world; but is a purely natural agent. And the obvious course of thought is one that brings the actions observed into the same category with the actions of the living creatures supposed to be instrumental: wind being ascribed to the flapping of wings, sound to this cause or to a voice, and lightning to the flashing of eyes.

In a different though allied class, stand the interpretations of eclipses. Among uncultured peoples, animals are generally the assigned agents; and though they are not flying animals, yet they are animals supposed to be in the heavens. Remembering that various savages, as instance the Esquimaux, believe beasts as well as men have access to the sky from the mountain-tops—remembering the Cahroc story given in § 189, of the coyote who thus got among the stars; we may see how it happens that when imagining some living agent which produces this sudden change in the Sun by taking out a piece from his side, savages should think of a beast as the cause. Naturally enough “the Esthonians say the sun or moon ‘is being eaten’ ” (Grimm, Teutonic Myth., vol. ii, p. 707); since the being eaten accounts alike for the gradual disappearance, and for the sharp outline of the increasing gap made. We find kindred interpretations in many places. By the Guaranis “eclipses were held to be occasioned by a jaguar and a great dog, who pursued the sun and moon to devour them” (Southey, History of Brazil, vol. ii, pp. 371-2). The Norse mythology tells of “Mânagarmr (moon-dog);” and on the occasion of an eclipse the Norse “fancied the monster had already got a part of the shining orb between his jaws” (Grimm, Teutonic Myth., vol. ii, p. 706). We read of the remote Chiquitos of South America, that “during an eclipse [of the moon] they shoot arrows upward, and cry aloud to drive away the dogs, who, they believe, hunt her through [I-782] heaven; and when they overtake her, the darkness of the orb is caused by the blood which runs from her wounds” (Southey, History of Brazil, vol. i, p. 335). Evidently, then, this explanation arises naturally in primitive minds. The kindred, and yet different, explanation of the Nootka-Sound people, who, on the occasion of an eclipse “pointed to the moon, and said that a great cod-fish was endeavouring to swallow her” (Jewitt, Narrative of Captivity among the Savages of Nootka Sound, p. 165), and the similar belief current among the Arabs, that a huge fish pursues the planet which is eclipsed (Niebuhr, Description de l’Arabie, p. 106), may possibly result from the conception of waters above the firmament in which great fish reside. But, in any case, we see in these interpretations, as in those of thunderstorms, that there is as near an assimilation as may be to the natural actions of natural agents. There is neither any thought of a deity as the cause, nor of anything to be classed as spiritual power.

Take next the interpretations given in different places of earthquakes. Kæmpfer says the Japanese “are of opinion, that the cause of earthquakes is a huge whale’s creeping underground” (History of Japan, Pinkerton’s Voyages, vol. vii, pp. 684-5). Now whether or not it is true that, as Dr. Tylor suggests, the finding of large fossil bones, implying the occasional presence of great animals underground, led to this interpretation, and similarly in Siberia, led to the interpretation of earthquakes as due to motions of underground mammoths—creatures whose bones, and even undecayed bodies, are found imbedded in ice below the surface; it is clear that the same mode of thought is exhibited. This sudden and seemingly-spontaneous motion of the Earth is ascribed to an agent of the class which habitually exhibits sudden spontaneous motions—an animal. And the question—What animal? being raised, the conclusion is that it must be an animal which exists down below. Explanations elsewhere given betray like trains of ideas. Bancroft says “the Southern Californians believed that when the Creator made the world he fixed it on the back of seven giants, whose movements . . . cause earthquakes” (Native Races of the Pacific States, vol. iii, p. 122). As given by John Bell, a conception of the Lamas was that the Earth rests on a golden frog; “and whenever this prodigious frog had occasion to scratch its head, or stretch out its foot, that part of the earth immediately above was shaken” (A Journey from St. Petersburgh to Pekin in the year 1719. Pinkerton’s Voyages, vol. vii, p. 369). So, too, by the Norse belief that earthquakes are caused “by the struggles of chained Loki” (Grimm, Teutonic Myth., vol. ii, p. 816); as well as by the Fijian belief that when Dengeh “turns about or trembles in his cave the [I-783] earth shakes and quakes exceedingly” (Lolóma, or Two Years in Cannibal-land, by H. Britton, p. 195-6); we are shown that the hypothesis is of the naturalistic class rather than of the supernaturalistic class. The effect is ascribed to a living agent conceived as existing where the effect is produced, and operating after the same mechanical manner with known living agents. The only case I have met with in which agency of this kind is not assigned, serves still better to show that the phenomenon is classed with known natural phenomena. Concerning the Esquimaux interpretation of earthquakes, Crantz says—“they imagine that the globe of the earth rests upon pillars, which are now mouldering away by age, so that they frequently crack” (History of Greenland, i, 211).

From earthquakes we may pass to volcanic eruptions without finding any wider divergence from this form of explanation than is to be expected from the nature of the appearances. Two low races, remote in habitat and type, yield illustrations. In North America “the Koniagas, for example, held that the craters of Alaska were inhabited by beings mightier than men, and that these sent forth fire and smoke when they heated their sweat-houses, or cooked their food” (Bancroft, Native Races, etc., vol. iii, p. 122). And among the aborigines of Western Australia, it is a tradition that “ ‘once on a time, the In-gnas, who live underground, being very sulky, to spite the poor black fellows, who seemed to have the good-will of no one, made great fires and threw up red-hot stones, fire, etc., and thus burned the whole of that country’ ” (The Aborigines of Australia. A. Oldfield, in Tr. Eth. Socy., N.S., vol. iii, p. 232). The only noteworthy unlikeness here, is that beings of the human type are assumed: probably for the reason that they are the only known kinds of beings who can produce fire or make use of it.

For collecting together these interpretations of thunderstorms, eclipses, earthquakes, and eruptions, my motive has been to show that in primitive thought, events which are of irregular occurrence, and by this, as well as by their apparent spontaneity, suggests living agents, are ascribed to living agents deviating as little from ordinary ones as may be; and are devoid of anything like religious idea or sentiment. The beliefs held concerning these events yield no sign of that Nature-worship supposed to be innate in the uncivilized; though the portentousness of the events might be expected to arouse it, did it exist. Nor do they betray the conception of one or many invisible powers of the kind called supernatural among advanced peoples. Though we carelessly group together all absurd ideas of savages under the general name of superstitions, yet, as we here see, there is a significant distinction between these which show no recognition [I-784] of alleged spiritual beings and those in which such recognition is shown. But now, how does there result transition from the one to the other? Some interpretations of intermediate kinds will prepare the way for an answer.

The ancient Peruvians fancied Thunder “to bee a man in heaven, with a sling and a mace, and that it is in his power to cause raine, haile, thunder” (Jos. de Acosta, vol. ii, p. 304). In Samoa “the chiefs were supposed to go to the heavens and send down lightning, thunder, and rain” (Turner, Samoa a Hundred Years Ago, p. 277). And describing the beliefs of the Veddahs (whose gods are the ghosts of relatives), Bailey writes:—“Of thunder they say ‘a spirit or a god has cried out’ ” (Trans. Eth. Socy. Lon., N.S., ii, p. 302, and note §). In these cases, then, the living agent conceived is a man who either retains in the heavens his original character, or is in some way transfigured. Concerning eclipses we read that “the Tlascaltecs, regarding the sun and the moon as husband and wife, believed eclipses to be domestic quarrels” (Bancroft, Native Races, etc., vol. iii, p. 111). Marsden says of the Sumatrans, that “during an eclipse they made a loud noise with sounding instruments, to prevent one luminary from devouring the other” (History of Sumatra, p. 194). And then among the Polynesians, “some imagined that on an eclipse, the sun and moon were swallowed by the god which they had by neglect offended. Liberal presents were offered, which were supposed to induce the god to abate his anger, and eject the luminaries of day and night from his stomach” (Ellis, Polynesian Researches, 1859, vol. i, pp. 331-2).

Here then, while the appearances are explained as caused by unknown human beings acting in ways allied to those of known living beings, we have, in the introduction here of a transfigured man, and there of a god, as instrumental, a recourse to explanations no longer of the purely natural kind.

Whence comes this new order of supposed beings? How does there arise in men’s minds the idea of a species of animate power unlike the animate powers they see around them in beasts and men? What originates the conception of this supernatural agency which, once adopted, develops so largely as nearly to exclude all other agencies? There is a simple answer. By transition from the dream to the ghost, and from the ghost to the god, there is reached a conceived kind of cause capable of indefinite expansion and admitting of all adjustments; and hence serving for explanations of every kind.

Confusion of Dreams with Realities during Childhood.—Occasionally we hear it remarked of dreams that their seeming actuality affected the feelings for some time after awaking: an [I-785] impression like that, say, of escape from real danger, continuing after recognition of the fact that the danger was ideal. The tendency of an extremely vivid dream thus to generate an emotion such as accompanies reality, is one factor in producing belief in its reality. I have lately met with striking proofs of this. In a company of less than a dozen persons, three testified to having in childhood had such vivid dreams of flying down stairs, and being impressed so strongly with the experiences as real, that they actually tried to fly down stairs; and one of them suffered from an injured ankle consequent on the attempt.

On writing subsequently to the lady in whose family these statements were made, to verify my recollections of them, she gave me a story which one of her daughters had subsequently narrated, showing how literally this daughter had accepted her visions in childhood. Brought up amid much talk about animals, she, on one occasion, dreamed that a gorilla, who lived near at hand, gave her something; and, she added—“When I walked up the lane, I used to wonder where the gorilla lived.”

Now if dream-experiences and waking experiences are thus confounded by the children of the civilized, notwithstanding the discriminations which they have heard made by adults, and notwithstanding the conception that has been given to them of mind as an indwelling entity distinct from body; it is obvious that primitive men, lacking this theory of mind, lacking words in which to express many perceivable distinctions, and lacking, too, instruction from the more cultivated, will inevitably confuse dream-thoughts and the thoughts of the waking state. Hence on reading of savages, as for instance the Kamschadales, that the ideas of sleeping and waking life are apt to be confounded by them, we shall see that, so far from being anomalous, a confounding of them to a greater or less extent is at first inevitable.

Especially shall we see no difficulty in recognizing the interpretations of primitive conceptions thus yielded, when we remember that even still, in some of the educated among ourselves, there survives a belief in the reality of beings seen in dreams; and that at the present moment there exists a group of highly-cultivated men having for one of their objects to collect the narratives of supernatural visitations during sleep.

Dreams as literally accepted by Savages.—Already in §§ 70, 71, I have variously illustrated the truth that adults among savages, like many children among ourselves, regard as real the adventures gone through, and persons seen, in dreams. The Zulus furnished sundry instances, which will be recalled by this additional one:—

“Why did not our ancestral spirits tell me in a dream that there was something [I-786] which they wanted, instead of revealing themselves by coming to kill the child in this way?”

(Bp. Callaway, The Religious System of the Amazulu, pp. 371-2.)

And I may add another somewhat different in kind furnished by the mythology of the Mangaians. They say that “Vātea, the father of gods and men . . . in his dreams several times saw a beautiful woman. On one happy occasion he succeeded in clutching her in his sleep, and thus detained the fair sprite as his wife” (W. W. Gill, Myths and Songs, &c., pp. 3, 7). But among the most specific and instructive facts exhibiting these primitive conceptions, are those recently given by Mr. Everard F. Im Thurn, concerning the Indians of British Guiana. I quote from the Journal of the Anthropological Institute, vol. xi:—

“One morning when it was important to get away from a camp on the Essequibo River, at which I had been detained for some days by the illness of some of my Indian companions, I found that one of the invalids, a young Macusi Indian, though better in health, was so enraged against me that he refused to stir; for he declared that, with great want of consideration for his weak health, I had taken him out during the night, and had made him drag the canoe up a series of difficult cataracts. Nothing would persuade him of the fact that this was but a dream.”

(p. 364.)

“At that time we were all suffering from a great scarcity of food. . . . Morning after morning the Indians declared that some absent man, whom they named, had visited their hammocks during the night, and had beaten or otherwise maltreated them; and they always insisted upon much rubbing of the supposed bruised parts of their bodies.”

(p. 364.)

“In the middle of one night I was awakened by an Arawak, named Sam, the captain or headman of my Indians, only to be told the bewildering words, ‘George speak me very bad, boss; you cut his bits.’ It was some time before I could sufficiently collect my senses to remember that ‘bits,’ or fourpenny pieces, are the units in which, among Creoles and semi-civilized Indians, calculations of money, and consequently of wages, are made; that ‘to cut bits’ means to reduce the number of bits, or the wages given; and to understand that Sam, as captain, having dreamed that George, his subordinate, had spoken impudently to him, the former, with a fine sense of the dignity of his position, now insisted that the culprit should be punished in real life.”

(pp. 364-5.)

Experiences of this kind led Mr. Im Thurn to the conclusion expressed in another paragraph, that “the dreams which come in sleep to the Indian are to him as real as any of the events of his waking life.” (p. 364.)

Waking Visions.—In illustration of these, and the acceptance of them as real by the Guiana Indians, Mr. Im Thurn writes, in the above-named paper in the Journal of the Anthropological Institute, as follows:—

“One morning in 1878, when I was living in a Macusi village, a party of Indians of the same tribe with whom I had had some dealings, came from their neighbouring village with the extraordinary request that I would lend them guns and would go with them to attack the Arecuna Indians of a village some twenty miles distant. Though there is an unusually strong [I-787] feeling of hostility between the Macusi and the Arecuna Indians, this request, remembering how peaceful the Indians now generally are, seemed to me very strange. It was explained that a certain man, named Tori, one of the suppliants, had a day or two previously been sitting alone on the savannah outside his house, when looking up from the arrow-head which he was fashioning, he found some Arecunas, whom he knew by sight, belonging to the village against which war was now to be waged, standing over him with uplifted war-clubs as if to strike him down. Tori continued to explain that his shouts bringing his own people out of their houses, the Arecunas vanished without doing any harm. The story was utterly incredible, but after much cross-examination, it was evident that Tori himself believed it, and I can only suppose that it was a case in which a natural vision was believed as a reality.”

(p. 366.)

Respecting phenomena of this kind. Mr. Im Thurn says of the Indian that “visions are to him, when awake, what dreams are to him when asleep; and the creatures of his visions seem in no way different from those of his dreams.” (p. 365.) And he then contrasts visions of two kinds:—

“A distinction may here be drawn . . . between natural visions—those which appear to a man in consequence of the abnormal condition in which his body accidentally happens to be at the moment—and artificial visions, which appear to a man in consequence of the abnormal condition into which he has brought himself by such means as fasting and the use of stimulants or narcotics for the express purpose of experiencing visions.”

(p. 365.)

These last, which he distinguishes as artificial visions, he remarks are “much more frequent in Indian life, especially in one particular connection—the peaiman, or medicine man, the priest, doctor, sorcerer, and prophet of Indian society.” (p. 366.)

Waking Visions among the Civilized.—How naturally savages, accepting as real their visions during sleep, may be misled by waking visions, will be made clear by reading accounts of illusions which occur during abnormal nervous excitements among ourselves. In support of the interpretations given in the first part of this work, I received, in 1877, an account of his experiences from Mr. F. G. Fleay, the Shakspearean scholar. He kindly allows me to publish them; which I do after making some abridgments:—

“About 1844, when 13 years old, after a lengthened experience of somnambulism and sleep talking, induced by nervous excitement caused by injudicious legends told me by a nurse in order to secure silence through fright as to her connexion with a policeman, I read a vast amount of ghost-literature, old witch-trials, German tales of horror, etc. This produced an exalted nervous excitement, whence disease of optic nerves. The first illusion was seeing my bedroom filled with stars at night, and the floor covered with oyster-shells in the morning. I always went to bed without candle in order to get rid of a fear of the dark. This was followed by a number of more complex illusions, the most remarkable of which was a shower of human heads passing in through the window in a cascade.

About 1845, I woke up at midnight, and saw my brother (then living) lying on the bed. I attempted to take hold of him but my arm passed through him. His subsequent death convinced me that this was no illusion, [I-788] but that he had actually visited me in his sleep. I mean that his ‘soul’ had been with me. . . . My belief, previously pure materialistic (2nd stage, 1st being pagan), became a sort of spiritualistic Christianity.

In 1851-2, when an undergraduate, I woke up one morning, and on opening my eyes (not having been dreaming of the thing), I saw Raphael’s Madonna ‘in the chair’ on the ceiling in full colours. I had often seen engravings of this picture, but no coloured copy as I supposed. I thereupon noted the colours carefully, and was surprised on enquiry to find them accurate. By chance, some weeks after, I was told of Baxter’s oleograph, and found that I had passed one in a shop-window in Trinity Street, Cambridge, the night before my vision.

In 1854, I had been playing whist late. Mr. W—— had lost a few shillings, perhaps five. I woke up in the night, and saw him standing in his nightshirt demanding compensation audibly, and stating that he had committed suicide. He put his cold hand on my chest, then I tried to move it, and found it my own, which had become numb and cold from being exposed. There is a case of ‘ghosts demanding revenge.’ Had he really been a great loser and I a gainer, he might have killed himself, and a strong case for actual appearance have been made out.

In 1853-4, I had my most singular experiences. Over-reading for triposes (I got two firsts and two seconds) caused independent action of the two halves of the brain, and I held conversation with myself, one-half of me assuming the personality of John Gedge of my year.

About 1856, I was staying in Bloomsbury Street. . . . The house had been used as a lunatic asylum. I slept in the room formerly used for lunatics. I saw at 1 a.m. a man cutting his throat at the bed-foot. On rising up he vanished, lying down he reappeared. I drank water, he disappeared altogether. I found that moonlight on white drapery of the bed exactly represented a shirt-sleeve—the rest of the figure was produced by association.

About 1859, I dreamed at Leeds that I was in my father’s kitchen at Clapham, calling out to my brother, ‘Gus, come down.’ A few days after, I had a letter from him stating that he had a singular dream that I was calling out to him on the same night, or the night after; he had made no note, and could not tell which when I saw him. But the dates of the letters left no doubt it was the same night. Case of singular coincidence which would suggest theory of actual separation of soul from body, cases of non-coincidence being explained by forgetfulness, or Swedenborgian self-evolvement of scenery.

About 1855, I dreamed that I had received a letter containing some important statement about me, I did not know what (compare De Quincey, Opium), on which all my future depended. The delusion lasted all the next day, which I spent in looking for the imaginary letter. Case of over-smoking. Use of stimulants (wrongly called narcotics) a most important factor in later development of superstitions.

Later, before 1864.—Sleeping at Mr. Henry Wallis’ (Death of Chatterton Wallis): in semi-waking state could produce at will panorama of towns, historical events, &c., in full colour. But the figures had no motion, only the canvas so to say moved as in a diorama. Smoking again with artists till 2 a.m., and talking of pictures.

In 1871, at Hipperholme.—My predecessor committed suicide in the room I slept in, by hanging. I saw him in cap and gown lying on my bed at mid-day. Found it was my own gown; cap, head, &c., supplied by association. This was my last experience.”

The part which mere coincidence plays in causing apparent supernatural agency is far greater than is supposed. The instance given above by Mr. Fleay, which he thus accounts for, [I-789] is less remarkable than two perfectly natural coincidences, and quite meaningless ones, which have occurred within my own personal experience.

Wandering of the Soul during Life.—Such illusions as those above described, which, among cultured peoples, are now regarded as subjective, are naturally, by the primitive man, regarded as objective: his interpretation of them being that they are things seen and done by his soul when it leaves his body while he is awake. Says Mr. Im Thurn respecting such illusions among the Guiana Indians—“Not only in death and in dreams, but in yet a third way the Indian sees the spirit separate from the body.” (p. 365.) The following extracts show among other peoples, partially-different forms of this primitive belief:—

“At Uea, one of the Loyalty Islands, it was the custom formerly when a person was very ill to send for a man whose employment it was ‘to restore souls to forsaken bodies.’ The soul-doctor would at once collect his friends and assistants, to the number of twenty men and as many women, and start off to the place where the family of the sick man was accustomed to bury their dead. Upon arriving there, the soul-doctor and his male companions commenced playing the nasal flutes with which they had come provided, in order to entice back the spirit to its old tenement. The women assisted by a low whistling, supposed to be irresistibly attractive to exile spirits. After a time the entire procession proceeded towards the dwelling of the sick person, flutes playing and the women whistling all the time, leading back the truant spirit! To prevent its possible escape, with their palms open, they seemingly drove it along with gentle violence and coaxing. . . . On entering the dwelling of the patient, the vagrant spirit was ordered in loud tones at once to enter the body of the sick man.”

(Gill, Rev. W. W., Myths and Songs from the South Pacific, pp. 171-2.)

Among the Hervey Islanders—

“The philosophy of sneezing is, that the spirit having gone travelling about—perchance on a visit to the homes or burying-places of its ancestors—its return to the body is naturally attended with some difficulty and excitement, occasioning a tingling and enlivening sensation all over the body. Hence the various customary remarks addressed to the returned spirit in different islands. At Rarotonga, when a person sneezes, the bystanders exclaim, as though addressing a spirit . . . ‘Ha! you have come back.’ ”

(Gill, Myths and Songs from the South Pacific, p. 177.)

The belief held by the Karens is that—

“The ‘Wi’ has the power of reviving the dead or dying, but he must first catch the spirit of some person alive and divert it to the dead one.”

(Dalton, Descriptive Ethnology of Bengal, p. 117.)

By the Samoans—

“The soul of man is called his angānga, or that which goes or comes. It is said to be the daughter of Taufanuu, or vapour of lands, which forms clouds, and as the dark cloudy covering of night comes on, man feels sleepy, because the soul wishes to go and visit its mother.”

(Turner, Samoa a Hundred Years Ago, p. 8.)

Concerning the Andamanese we read:—

“When appealed to in serious illness the ôko-paiad [lit. a dreamer] first [I-790] examines the patient and presses the limbs, muttering and making sundry strange noises as if invoking and kissing some invisible person; he then informs the sufferer and his friends that he is about to search for the spirit which, at such times, is believed to be wandering in or towards . . . Hades.”

(E. H. Man, Journal of the Anthropological Institute, xi, 289.)

Death and Re-Animation.—Placed in the foregoing order, the extracts show the natural transition from the belief that the soul wanders away in dreams and during waking hours, to the belief that at death it takes its departure for a longer period, but will eventually come back. In his account of the Guiana Indians, Mr. Im Thurn recognizes this connexion of ideas. He says—

“When a man dies something goes, something is left. The survivors necessarily distinguish in thought between these two parts, and they call them respectively by some such names as spirit and body. A curious illustration of this is afforded by a saying of the Macusi Indians of Guiana, as they point out that at death the small human figure disappears from the pupil of a man’s eye, that the spirit, the emmawarri, as they call it, has gone from out of him. . . . But it is not only in death that the Indian sees the two separate. It is a platitude among civilized people to remark on the similarity between ‘death and his brother sleep.’ But great as the similarity is to us it seems far greater to the Indian. To us the similarity lies merely in the fact that in both there is rest from the work of this life: but to the Indian it lies in the fact that in both the spirit departs from the body only to continue its labours under hardly altered circumstances.”

(pp. 363-4.)

How little the state after death is supposed to differ from the state during life, is shown by the extent to which bodily comforts are cared for. Many instances were given in Part I, and here are some further instructive ones. In his elaborate work on the Australians, Mr. Brough Smyth quotes Senior Constable James concerning the Dieyerie tribe, as follows:—

“Every night for one moon (four weeks) two old men went to the grave about dusk, and carefully swept all round it; each morning, for the same period, they visited it, to see if there were any tracks of the dead man on the swept space. They told me that if they were to find tracks they would have to remove the body and bury it elsewhere, as the foot-marks would denote that the dead man was ‘walking’ and discontented with his present grave.”

(Aborigines of Victoria, i, 119.)

Mr. Smyth precedes this by another case. He gives it on the authority of Mr. W. H. Wright to the effect that a native having been buried with the usual implements and comforts, his friends came back to the spot after “a great storm of wind and rain” and dug up “that poor fellow ‘Georgey,’ ” because he “was too much cold and wet and miserable where he was buried.” They exhumed the body, “wrapped an additional blanket and comforter round it,” and “placed it in a hollow tree.” (Ibid., i, 108.)

Similar ideas are implied by certain customs in Humphrey’s Island, as described by Turner.

“At the grave the priest prayed, called out the name of the person who [I-791] had died, handed over to the corpse some scented oil, and said it had been made specially for him. In filling up the grave they put in first of all a quantity of small coral stones and told the dead man to cover himself well.”

(Turner, Samoa a Hundred Years Ago, p. 277.)

Among the Coreans, too, there is an observance betraying a like belief that the dead retain their senses and desires.

“During this first morning, a serving person takes a garment, formerly worn by the deceased, and goes with it to the highest point on the top of the house, where—holding the garment, the neck in his left hand, the hem in his right, and looking northwards, whither the spirits (Yin) flee—he thrice calls loudly the name of the deceased. . . . This is the last effort to bring back the spirit to the body.”

(Rev. John Ross, History of Corea, p. 321.)

And similar in their implications are sundry of the other funeral ceremonies, which Ross describes thus:—

“At the ordinary hours of the day at which he used to take his food, dishes are prepared and offered, and then wailing and weeping follow.” (p. 318.) Food and precious stones are put into the deceased’s mouth. (pp. 324-5.) The mourners bow twice and mourn; and then the things are removed. “During the removal, the Shangjoo [principal mourner], leaning on his staff, weeps bitterly because his father cannot eat.”

(p. 332.)

With these may fitly be named the observances by which the ancient Scythians betrayed a kindred conception.

“When any one dies, his nearest of kin lay him upon a wagon and take him round to all his friends in succession; each receives them in turn and entertains them with a banquet, whereat the dead man is served with a portion of all that is set before the others; this is done for forty days, at the end of which time the burial takes place.”

(Herodotus, Bk. iv, 73.)

Reviving Corpses.—Of course as a sequence of the belief that death is a suspended animation, there naturally goes the belief that buried persons are from time to time resuscitated. The Eyrbyggja-Saga shows that among our Scandinavian kinsmen there prevailed the primitive notion that the material body, reanimated by its wandering double, can leave its burial-place and work mischief. Here is a note appended to the abstract of the Saga, compiled by Sir W. Scott. (Mallet, Northern Antiquities, 1847, pp. 530-1.)

“After the death of Arnkill, Bægifot became again troublesome, and walked forth from his tomb to the great terror and damage of the neighbourhood, slaying both herds and domestics, and driving the inhabitants from the canton. It was, therefore, resolved to consume his carcase with fire; for . . . he, or some evil demon in his stead, made use of his mortal reliques as a vehicle during commission of these enormities. The body” was burnt.

Noting the implied belief, like that which we have found prevalent among the savage and semi-civilized, that destruction of the body prevents this kind of resurrection, we may also note the implied belief, illustrated in other cases, that one who gets part of a dead body thereby gets power over the deceased person; for if destruction of the whole paralyzes the ghost entirely, injury of a part must be detrimental to the ghost.

[I-792]

The Vampire-stories of the Russians illustrate the same belief in excursions made by the corpse. Here is one:—

“A peasant was driving past a grave-yard, after it had grown dark. After him came running a stranger, dressed in a red shirt and a new jacket, who cried,—‘Stop! take me as your companion.’ ‘Pray take a seat.’ They enter a village, drive up to this and that house. . . . They drive on to the very last house. . . . They go into the house; there on the bench lie two sleepers—an old man and a lad. The stranger takes a pail, places it near the youth, and strikes him on the back; immediately the back opens, and forth flows rosy blood. The stranger fills the pail full, and drinks it dry. Then he fills another pail with blood from the old man, slakes his brutal thirst, and says to the peasant,—‘It begins to grow light! let us go back to my dwelling.’ In a twinkling they found themselves at the grave-yard. The vampire would have clasped the peasant in its arms, but luckily for him the cocks began to crow, and the corpse disappeared. The next morning, when folks came and looked, the old man and the lad were both dead.”

(Ralston, Songs of the Russian People, pp. 411-2.)

Sorcery.—The relation of the foregoing beliefs to those practices by which magicians are supposed to raise the dead and control demons, was suggested in § 133. Further proofs that the more developed forms of sorcery thus originate, have since come to me. The following passage from Sir George Grey’s Polynesian Mythology, pp. 114-5, implies the anxiety of a son to rescue relics of his father from enchanters.

“Rata, without stopping, crept directly towards the fire, and hid himself behind some thick bushes of the Harakeke; he then saw that there were some priests upon the other side of the same bushes, serving at the sacred place, and, to assist themselves in their magical arts, they were making use of the bones of Wahieroa, knocking them together to beat time while they were repeating a powerful incantation, . . . he rushed suddenly upon the priests. . . . The bones of his father, Wahieroa, were then eagerly snatched up by him; he hastened with them back to the canoe.”

From pp. 34-5 of the same work, I quote another passage, similarly implying the power which possession of a relic gives:—

“When the stomach of Muri-ranga-whenua had quietly sunk down to its usual size, her voice was again heard saying, ‘Art thou Maui?’ and he answered, ‘Even so.’ Then she asked him, ‘Wherefore hast thou served thy old ancestress in this deceitful way?’ and Maui answered, ‘I was anxious that thy jawbone, by which the great enchantments can be wrought, should be given to me.’ She answered, ‘Take it, it has been reserved for thee.’ And Maui took it, and having done so returned to the place where he and his brethren dwelt.”

When with these, and other such illustrations given in § 133, we join the fact that even still in Italy the people tell of the child that is “kidnapped and buried up to the chin, while the witches torment him to death to make hell-broth of his liver” (Fortnightly Review, Feb., 1874, p. 220), we cannot doubt the origin of necromancy. Starting with the primitive belief that the spirit of the living person, inhering in all parts of his body, [I-793] is affected by acting on a detached part of it, there is reached the belief that the spirit of the dead person is similarly affected by maltreating a relic; and with this goes the belief that all parts of the body will eventually be needed by the deceased, and that therefore his spirit can be commanded by one who has any part.

Evidence even more strongly confirming this view is contained in Tales and Traditions of the Eskimo, by Dr. Henry Rink. The following extracts I place in an order which shows their bearings:—

“Some tales seem to hint at a belief that the manner in which the body of the deceased is treated by the survivors influences the condition of his soul.” (p. 43.) “But a slain man is said to have power to avenge himself upon the murderer by rushing into him, which can only be prevented by eating a piece of his liver.” (p. 45.) And then, among the materials necessary for sorcery, are named, first, “parts of human bodies, or objects that had been in some way connected with dead bodies.”

(p. 49.)

Here we have the three concurrent ideas—effect on the ghost by action on the body belonging to it; protection against the ghost by incorporating part of the body, and so establishing community; and coercion of the ghost by treating part of the body injuriously.

That in the higher forms of sorcery the medicine-man, now more properly to be regarded as a priest, is supposed to get knowledge and work miraculous effects by the help of a superior spirit, might be illustrated by many cases besides those given in the text. Here is one concerning the people of Mangaia.

“Priests were significantly named ‘god-boxes,’—generally abbreviated to ‘gods,i.e., living embodiments of these divinities. Whenever consulted, a present of the best food, accompanied with a bowl of intoxicating ‘piper mythisticum,’ was indispensable. The priest, throwing himself into a frenzy, delivered a response in language intelligible only to the initiated. A favourite subject of inquiry was ‘the sin why so and so was ill;’ no one being supposed to die a natural death unless decrepit with extreme old age. If a priest cherished a spite against somebody, he had only to declare it to be the will of the divinity that the victim should be put to death or be laid on the altar for some offence against the gods.”

(Gill, Myths and Songs from the South Pacific, p. 35.)

Sacred Places, Temples, &c.—Further illustrations of the genesis of these are yielded by the following extracts.

In the New Hebrides “places where remarkable men have been buried,” whether recently or in times beyond present memory, are sacred, not to be approached but by their owners, who make prayers there to the Tamate” [ghosts].

(Journal of the Anthropological Institute, x, 292.)

Among the Blantyre negroes the deceased’s house becomes his temple.

“The man may be buried in his own dwelling. In this case the house is not taken down [as it otherwise would be], but is generally covered with [I-794] cloth, and the verandah becomes the place for presenting offerings. His old house thus becomes a kind of temple. There may be cases also where the deceased is buried in the village, although not in his own house. In such cases a new house will be raised above the remains.”

(Macdonald, Africana, i, p. 109.)

“Over some of the graves a small roof is built, three or six feet high, the gables of which are filled in with sinnet, wrought into different sized squares, arranged diagonally.” The Queen’s “body was further protected with a large roof, made of a kind of mahogany, and ornamented with pure white cowries.”

(Williams, Fiji and the Fijians, i, 192.)

Concerning the inhabitants of the Corea, we read:—

The “graves are ornamented at great cost. A small temple is built, where the deceased is mourned; the front of the grave is paved with cut flagstones, which are often guarded by upright stones carved into human and other figures.”

(Ross, History of Corea, p. 320.)

In Humphrey’s Island—

“The dead were usually buried, but chiefs and others much lamented were laid on a small raised platform over which a house was erected.”

(Turner, Samoa a Hundred Years Ago, 277.)

Immolations and Sacrifices at Graves.—The instances given in § 104, showing that the motive for sacrificing wives at funerals among existing barbarous peoples, is that they may accompany their dead husbands to the other world, prove how erroneous have been the interpretations given by Europeans of suttee among the Hindus: one of the statements being that it was adopted as a remedy for the practice of poisoning their husbands, which had become common among Hindu women (!). If there needs a further illustration of the origin of wife-sacrifice, here is one.

“The Thracians who live above the Crestonæans observe the following customs. Each man among them has several wives, and no sooner does a man die than a sharp contest ensues among the wives upon the question, which of them all the husband loved most tenderly; the friends of each eagerly plead on her behalf, and she to whom the honour is adjudged, after receiving the praises both of men and women, is slain over the grave by the hand of her next of kin, and then buried with her husband. The others are sorely grieved, for nothing is considered such a disgrace.”

(Herodotus, Bk. v, 5.)

That human victims are immolated at the tombs of great men, as well as at the altars of gods, and, indeed, sometimes on a far more extensive scale, is proved in the case of Hamilkar.

“The Carthaginians erected funereal monuments to him, graced with periodical sacrifices, both in Carthage and in their principal colonies; on the field of battle itself [Himera] also, a monument was raised to him by the Greeks. On that monument, seventy years afterwards, his victorious grandson, fresh from the plunder of this same city of Himera, offered the bloody sacrifice of 3,000 Grecian prisoners.”

(Grote, History of Greece, v, 297-8.)

How the primitive practice of sacrificing animals at graves sometimes revives after having died out, and how it then forms [I-795] part of a worship of the dead person, is exemplified among Christians by the case of St. Agnes.

“About eight days after her execution [ad 306], her parents going to lament and pray at her tomb, where they continued watching all night, it is reported that there appeared unto them a vision of angels . . . among whom they saw their own daughter . . . and a lamb standing by her as white as snow. . . . Ever after which time the Roman ladies went every year (as they still do) to offer and present to her on this day [St. Agnes’ Day] the two best and purest white lambs they could procure. These they offered at St. Agnes’s altar (as they call it).”

(Wheatly’s Common Prayer, p. 56.)

Nor is this case occurring among Catholics without parallel among Protestants. Here are cases from Wales and from Scotland:—

“There are many . . . instances of sacrifice performed in comparatively modern times either to a local god distinguished as a saint or to some real person whose memory has become confused with a pagan legend. There are records, for example, of bulls being killed at Kirkcudbright ‘as an alms and oblation to St. Cuthbert,’ of bullocks offered to St. Beuno, ‘the saint of the Parish of Clynnog’ in Wales.”

(Charles Elton, Origins of English History, pp. 295-6.)

“Less than two hundred years ago it was customary in the group of parishes which surrounded Applecross to sacrifice a bull on a particular day of the year—the 25th of August—that is, the day of St. Mourie, who is the well-known patron-saint of Applecross, and who was, and is to this day, sometimes spoken of in the district as the God Mourie.”

(Arthur Mitchell, The Past in the Present, p. 147.)

Demons and Demon-worship.—At the outset, the ghost-theory gives origin to beliefs in ghosts that are friendly and ghosts that are malicious; of which the last, usually not ancestral, are feared more than the first, and often in a greater degree propitiated. Good illustrations occur in an essay by Mr. M. J. Walhouse, on the belief in Bhūtas among the people in Western India. Here are some extracts.

“But the last three classes, of whom more particularly it is now intended to speak, are of exclusively human origin, being malignant, discontented beings, wandering in an intermediate state between Heaven and Hell, intent upon mischief and annoyance to mortals; chiefly by means of possession and wicked inspiration, every aspect of which ancient ideas, as well as of the old doctrine of transmigration, they exemplify and illustrate. They are known by the names of Bhūta, Prēta, and Pisācha; the first name being ordinarily applied to all three, and even vulgarly to the seven superior classes. These beings, always evil, originate from the souls of those who have died untimely or violent deaths, or been deformed, idiotic, or insane; afflicted with fits or unusual ailments; or drunken, dissolute, or wicked during life. . . . The death of any well-known bad character is a source of terror to all his neighbourhood, as he is sure to become a Bhūta or demon, as powerful and malignant as he was in life. Some of the Bhūtas now most dreaded were celebrated personages of old days. . . . In their haunts and modes of appearance Bhūtas repeat the beliefs of many countries. They wander borne upon the air, especially in uninhabited, dry, and desert places; and tall trees are a favourite abode. . . . As the ancient Jews would speak to none whom they met after midnight, for fear they might be addressing a devil, so Hindu [I-796] villagers will speak to no one they may meet at that time, lest he should be a Bhūt, nor, indeed, willingly then stir out of their houses. The eddies of wind that career over plains in the hot weather, whirling up leaves and columns of dust, and flickering lights seen gliding over marshes, are regarded as Bhūts passing by. . . . The before-mentioned classes are believed more particularly to afflict human beings by entering into and possessing them. Gaping or drawing deep breaths are supposed to give them opportunities for this, and no Brahman ever gapes without snapping his fingers before his mouth, as a charm to prevent an evil spirit entering. . . . All this closely tallies with the beliefs regarding possession current amongst the Jews and early Christians; the former in particular believing that unclean spirits, by reason of their tenuity, were inhaled and insinuated themselves into the human body, injuring health through the viscera, and forcing the patients to fulfil their evil desires. . . . The edifices and observances connected with Bhūta worship are both domestic and public. In villages, and very generally in towns, there is in every house a wooden cot or cradle, placed on the ground or suspended by ropes or chains, and dedicated to the Bhūta of the spot. . . . Should a member of the family be stricken with any unusual attack, such as apoplexy, paralysis, cholera, &c., or should disease break out amongst the cattle, it is at once ascribed to the anger of the Bhūt, and a propitiatory sacrifice is offered. . . . The general buildings dedicated to these demons are called Bhūtastāns, and when dedicated to one of the superior, or very popular Bhūtas, sometimes of considerable size. . . . The Bhūtas themselves are usually represented by mere rough stones. . . . Various disputes and litigated matters, especially when evidence and ordinary means of adjustment fail, are then brought forward and submitted to the decision of the Bhūta, and his award, pronounced through the Dhér, is generally, though not always, submitted to. . . . In the days of the Rajahs of Coorg, a principality bordering on Canara, it was customary for the Amildars, or native heads of divisions, to issue notices and orders to the Bhūtas, in the name of the Rajah, not to molest any particular individual, to quit any tree they haunted which was required to be felled, and to desist from any particular act or annoyance. It is stated that these behests of the Government were never disobeyed, which, indeed, is not unlikely, as the last Coorg Rajah was not a man who understood being trifled with, either by man or demon. After his deposition, the native officials continued the same style of orders, in the name of the British Government, for some time before the authorities were aware of it!”

(On the Belief in Bhūtas—Devil and Ghost Worship in Western India. By M. J. Walhouse. Journal of the Anthropological Institute, vol. v, pp. 408-422.)

Of like nature are the beliefs of the Kanjars, as narrated in a pamphlet which Sir Alfred Lyall has been kind enough to forward me from India.

“The religion of the Kanjars, as far as we have been able to learn it, is quite what we should expect to find among a primitive and uncultivated people. It is a religion without idols, without temples, and without a priesthood. They live in the constant dread of evil spirits, the souls of the departed, who are said to enter into the bodies of the living as a punishment for past misdeeds or neglect of burial rites, and to produce most of the ills to which flesh is heir. In this creed they stand on the same intellectual level with their more civilized kinsfolk, the Hindus, amongst whom it is universally believed that the air is peopled with bhuts, malignant spirits who haunt graveyards, lurk in trees, re-animate corpses, devour living men, or attack them with madness, epilepsy, cramp, etc.”

(J. C. Nesfield, An Account of the Kanjars of Upper India [from Calcutta Review, Oct. 1883], p. 11.)

[I-797]

And in Africa there are propitiations of demons obviously in like manner conceived as the ghosts of the malicious dead. Cameron tells us that while cruising on Lake Tanganyika, they passed a haunted headland, whereupon—

“The [native] pilots stood together in the bow of the canoe to make an offering to these evil spirits [the devil and his wife]. One held out a paddle on the blade of which a few common beads had been placed, and both said together, as nearly as it can be translated, ‘You big man, you big devil, you great king, you take all men, you kill all men, you now let us go all right,’ and after a little bowing and gesticulation the beads were dropped into the water and the dreaded devil propitiated. There is a kind of double cape at this place, one being the supposed residence of the male devil and the other that of his wife, and the spot is therefore believed to be doubly dangerous.”

(Cameron’s Across Africa, i, 253-4.)

Worshipped Ghosts of Robbers in India.—Writing under date, August 1, 1884, from the N.W. Provinces of India, Sir Alfred Lyall has obliged me with some instructive instances of apotheosis in India. He says—“I enclose you herewith part of a memo. upon the religious practices of the Doms or Domras, who live on the edge of the forests under the Himalayas, and who are the most utterly degraded and irreclaimable tribe, or relic of a tribe, in all these parts. You will observe that they propitiate ghosts and worship notable thieves of bygone days, and there cannot be the slightest doubt that this practice is characteristic of all the lowest and most barbarous Indian societies.” The memorandum he encloses, from the magistrate of Gorakhpur, is as follows:—

“The Maghia Domras have two special divinities of their own; the chief is Gandak, whose grave is to be found in Karmani Garhi, two days’ journey to the cast of Motihari, in Bengal. According to their traditions, Gandak was hanged for theft ‘a long time ago,’ and when dying he promised always to help Maghias in trouble. He is worshipped by the whole clan, and is invoked on all important occasions, but he is pre-eminently the patron god of thefts. A successful theft is always celebrated by a sacrifice and feast in his honour. They also worship Samaya, a female divinity; she is without any special history, and there is no sharp distinction between her sphere and Gandak’s. Her functions apparently relate chiefly to birth and illness, etc.

The Maghias sacrifice young pigs and wine with sugar and spices to these two deities. Every Maghia is capable of performing the sacrifice, and the remains are divided among the company. . . . The Maghias have neither altars nor idol, nor do they erect any Chabutras for worship. A spot is cleared and leeped in the middle of a field, and the sacrifice is then offered.

The Maghias naturally believe in ghosts and spirits. When a man dies, my informant told me, he turns into a ‘Shaitan.’ The ‘deotas,’ also he added, were innumerable. In most villages of this district there is a special altar for all the local ghosts and deities, which may reside within the village boundaries, and the Maghias are always ready to share in the sacrifice of the villagers to them. They also reverence trees and Chabutras, consecrated by Hindus, in passing, but pay no further homage.”

Worship of Beneficent Spirits—Ancestors and others.—Here [I-798] are examples furnished by five unallied races. The first concerns the Laplanders.

“They worshipped the ghosts of departed persons, but especially of their kindred, for they thought there was some divinity in them, and that they were able to do harm: just such as the Romans fancied their manes to be; therefore it was that they offered sacrifice to them.”

(Professor John Scheffer, History of Lapland, Oxford, 1674, p. 36.)

In an early account of an African people, the Quoians, we find illustrations of their necrolatry. Saying that the Quoians believe the spirits of the dead to be omniscient, and that they make offerings of rice or wine at their graves, we are told that they “hold familiar colloquies with them, telling them all troubles and adversities under which they labour. . . . The King calls upon the souls of his father and mother almost in every matter of difficulty.” (O. Dapper, Africa, by J. Ogilby, 1670, pp. 402-4.)

Concerning the Kanjars we read:—

“In the wide range of human history, it is difficult to find an example of a primitive horde or nation, which has not had its inspired prophet or deified ancestor. The man-god whom Kanjars worship is Máná,—a name which does not appear in any of the lists of the Hindu divinities. While he lived amongst men, he was the model fighter, the great hunter, the wise artificer, and the unconquered chief. He was not only the teacher and the guide, but also the founder and ancestor of the tribe. He is therefore to the Kanjar what Hellen was to the Greeks, Romulus to the Romans, Abraham to the Jews, or Ishmael to the Arabs. . . . Máná is worshipped with more ceremony in the rainy season, when the tribe is less migratory, than in the dry months of the year. On such occasions, if sufficient notice is circulated, several encampments unite temporarily to pay honour to their common ancestor. No altar is raised. No image is erected. The worshippers collect near a tree, under which they sacrifice a pig or goat, or sheep, or fowl, and make an offering of roasted flesh and spirituous liquor. Formerly (it is said) they used to sacrifice a child, having first made it insensible with fermented palm-juice or toddy. They dance round the tree in honour of Máná, and sing the customary songs in commemoration of his wisdom and deeds of valour. At the close of the ceremony there is a general feast, in which most of the banqueters get drunk. On these occasions,—but before the drunken stage has been reached,—a man sometimes comes forward, and declares himself to be especially filled with the divine presence. He abstains from the flesh and wine of which others partake, and remains standing before the tree with his eyes closed as in a trance. If he is seized with a fit of trembling, the spirit of Máná is thought to have possessed him, and while the inspiration lasts he is consulted as an oracle by any man or woman of the assembly who desires to be helped out of a difficulty.”

(J. C. Nesfield, An Account of the Kanjars of Upper India, pp. 12-13.)

That this god Máná was originally a man, as he is said to have been by the Kanjars, cannot well be doubted when we find cases in India of historical persons being deified, not by these inferior races only, but by the Aryans. Premising that the Portuguese were extremely cruel to the Hindus during the time that they had a monopoly of the trade in India, Hunter tells us that—

[I-799]

“Albuquerque alone endeavoured to win the goodwill of the natives, and to live in friendship with the Hindu princes. In such veneration was his memory held, that the Hindus of Goa, and even the Muhammadans, were wont to repair to his tomb, and there to utter their complaints, as if in the presence of his spirit, and call upon God to deliver them from the tyranny of his successors.”

(Hunter’s Brief History of the Indian People, 150-1.)

Russia, too, supplies us with an instance of kindred nature, in so far as that the worship is of an historical personage, who was reverenced during his life.

Alexander Nevski, governor of Novgorood at the time of the Mongol invasion, and who died in 1263, was “deeply mourned by a grateful people, who count him ever since amongst the saints, . . . and there is not one of the Russian emperors who has not knelt before the shrine of Alexander Nevski. Many great generals have implored him for his support and intercession, whenever they departed for a great battle or an important campaign.”

(O. W. Wahl, The Land of the Czar, 268.)

Genesis of New Cults among Hindus.—Along with the account of robber-worship among the Domras given above, Sir Alfred Lyall transmitted, from the same source, the following:—

“It may perhaps be interesting to know that a weekly pilgrimage has been instituted within the last year to the tomb of a Fakir in the compound next my own. The Fakir died two centuries ago, it is said. A ‘jhundi’ was struck over his grave—somebody got cured there last year, and a concourse of people now visit it every Thursday, with drums beating, etc. I counted once seven graves within a mile or so of my house, at which offerings are presented by the Hindu public, on fixed days. The tombs are generally those of Mahomedans, but this is immaterial. As my Hon. Magistrate Babu Durga Pershad explained one day, when pointing out a tree frequented by a ‘Jin,’ a ‘bhut,’ is generally a Hindu, rather harmless and indistinct, but a ‘Jin’ is always a wicked old Mahomedan, and there is no appeasing him. The number of ‘Devis’ is also innumerable, new ones are always springing up, and the most fashionable shrines are generally very recent. The principal Mahadro on this side the town was discovered by two herd boys, some years ago, in the Ramgarh Tal. One boy struck it, it began to bleed, and the boy fell dead. There is a famous Kali at the corner of my compound, another Devi lives in the judges’ compound, and her image is carried home every evening by the mali who officiates.”

(Letter from the magistrate of Gorakhpur to Sir Alfred Lyall.)

These statements harmonize entirely with those given by Sir Alfred Lyall himself in his Asiatic Studies. To the instances he names, he adds the remark—

“The saint or hero is admitted into the upper circles of divinity, much as a successful soldier or millionaire is recognized by fashionable society, takes a new title, and is welcomed by a judiciously liberal aristocracy.”

(p. 20.)

Fetichism.—I believe M. Comte expressed the opinion that fetichistic conceptions are formed by the higher animals. Holding, for reasons already given, that fetichism is not original but derived, I cannot, of course, coincide in this view. Nevertheless, the behaviour of intelligent animals elucidates the [I-800] genesis of it. I have myself witnessed in dogs two illustrative actions.

One of these was that of a formidable beast, half mastiff, half blood-hound, belonging to friends of mine. While playing on the lawn with a walking-stick, which he had seized by the lower end, it happened that in his gambols he thrust the handle against the ground: the result being that the end he had in his mouth was forced against his palate. Giving a yelp, he droppod the stick, rushed to some distance from it, and betrayed a consternation which was particularly laughable in so large and ferocious-looking a creature. Only after cautious approaches and much hesitation was he induced again to pick it up. This behaviour showed very clearly that the stick, while displaying none but properties he was familiar with, was not regarded by him as an active agent; but when it suddenly inflicted a pain in a way never before experienced from an inanimate object, he was led for the moment to class it with animate objects, and to regard it as capable of again doing him injury. Similarly to the mind of the primitive man, the anomalous behaviour of an object previously classed as inanimate, suggests animation. The idea of voluntary action is made nascent; and there arises a tendency to regard the object with alarm lest it should act in some other unexpected and perhaps mischievous way. Obviously the vague notion of animation thus aroused, becomes a more definite notion as fast as development of the ghost-theory furnishes a specific agency to which the anomalous behaviour can be ascribed.

A very intelligent and good-tempered retriever, much petted in the house of certain other friends, had a habit which yields the second hint I have alluded to. On meeting in the morning one with whom she was on friendly terms, she joined with the usual wagging of the tail, an unusual kind of salute, made by drawing apart the lips so as to produce a sort of smile or grin; and she then, if out of doors, proceeded to make a further demonstration of loyalty. Being by her duties as a retriever led to associate the fetching of game with the pleasing of the person to whom she brought it, this had become in her mind an act of propitiation; and so, after wagging her tail and grinning, she would perform this act of propitiation as nearly as was practicable in the absence of a dead bird. Seeking about, she would pick up a dead leaf, a bit of paper, a twig, or other small object, and would bring it with renewed manifestations of friendliness. Some kindred state of mind it is which, I believe, prompts the savage to certain fetichistic observances. Occasionally, when seeking supernatural aid, the savage will pick up perhaps the first stone he sees, paint it red, and make offerings to it. Anxious to please some ghostly agent, he feels the need for displaying his [I-801] anxiety; and he adopts this as the nearest fulfilment of a propitiatory act which circumstances permit. Ghosts are all about, and one may be present in anything—perhaps in this stone—very likely in this stone. And so the primitive man, with whom fancy passes easily into belief, adopts this method of expressing his subordination. Daily occurrences among ourselves prove that the desire to do something in presence of an emergency, leads to the most irrelevant actions. “It may do good, and it can’t harm,” is the plea for many proceedings which have scarcely more rationality than worship of a painted stone.

The Fetich-ghost.—The evidence given in §§ 159-163, that the supernatural agent supposed to be contained in an inanimate object, was originally a human ghost, is, I think, tolerably conclusive. I have, however, met with still more conclusive evidence, in the work of Dr. Rink on the Eskimo. In the passage which I here extract, the two are identified by name.

“The whole visible world is ruled by supernatural powers, or ‘owners,’ taken in a higher sense, each of whom holds his sway within certain limits, and is called inua (viz., its or his, inuk, which word signifies ‘man,’ and also owner or inhabitant).”

(p. 37.)

The supposed possessing agent to which the powers of an object are ascribed, is thus called its man; the man in it—that is, the man’s ghost in it. The “inue” of certain celestial objects were persons known by name; and the implication is that the “inue” of other objects are thought of as persons, but not individually identified.

And now observe that in a work published since that of Dr. Rink, concerning an unallied people in the remote region of Polynesia, we find a kindred conception joined with an interpretation of it. Describing the superstitions of the Hervey Islanders, Mr. Gill says:—

“Thus it is evident that many of their gods were originally men, whose spirits were supposed to enter into various birds, fish, reptiles, and insects; and into inanimate objects, such as the triton shell, particular trees, cinet, sandstone, bits of basalt, etc.”

(Rev. Wm. W. Gill, Myths and Songs from the South Pacific, p. 32.)

Ghosts in Stones.—The genesis of that form of fetichism which ascribes supernatural powers to shapeless inanimate objects, is very clearly exhibited in the following passages from a letter, for which I am indebted to Commander W. H. Henderson, R.N., who dates from H.M.S. “Nelson,” Australian Station, October 9th, 1884:—

“While on the eastern side of the Island of Tanna, New Hebrides, in July last year, I was told by the Rev. J. Gray, Presbyterian Missionary, stationed at Waisisi, near to the volcano, in answer to an inquiry of mine relative to the inconvenient position of his house, that in order to gain a footing he was obliged to build where the natives allowed him to. That the site he would [I-802] have chosen included the piece of sacred ground on which were deposited the stones in which they supposed the spirits of their departed relatives to reside, that he had not been able to get them removed, though he hoped to be able to do so, and to purchase the ground. He stated that these stones were common ones of various sizes; that after being deposited they were not again touched; and that they seldom retained any sacredness as the abode of the departed spirit for any length of time—a generation at the utmost—most were soon forgotten. Soon after this, while at Vela Harbour, Sandwich, or Vati Island, in the same group, the Rev. J. Mackenzie, also of the Presbyterian Mission, showed me without reference to what I had heard at Taana, a collection of stones and rudely cut shells and stones, which he said when he arrived there some years previously, were the only form of gods the natives possessed, and into which they supposed the spirits of their departed friends or relatives to enter; though the recollection of them did not often last long.

Some of the stones were ordinary smooth water-worn boulders, three to four inches long and from two to three inches in diameter. Others, one of which I have in my possession, were similar, but had a small piece chipped out on one side, by means of which the indwelling ghost or spirit was supposed to have ingress or egress. A third and higher form were rudely fashioned shells or stones; the former being cut out as large rings. These it seemed to me were the beginnings of a graven image—a common stone sacred as the dwelling-place of an ancestral ghost.”

With such evidence before us, we can scarcely doubt that in other places where stones are worshipped, or regarded as sacred, human ghosts are or were believed to be present in them; and that the stones supposed to be possessed by powerful ghosts, thus became the shrines of gods. Hence the interpretation of such facts as this told us about the Karens:—

“Many keep stones in their houses that they suppose possess miraculous powers and which seem to represent the household gods of the ancients.”

(As. Soc. of Bengal, Journal, xxxiv, pt. 2, p. 223.)

And this told us about the Bowditch Islanders:—

“Their great god was called Tui Tokelau, or King of Tokelau. He was supposed to be embodied in a stone, which was carefully wrapped up with fine mats.”

(Turner, Samoa a Hundred Years Ago, p. 268.)

And this told us about the Fijians:—

“The Fijians are unacquainted with idols properly so-called; but they reverence certain stones as shrines of gods, and regard some clubs with superstitious respect. . . . Rude consecrated stones are to be seen near Vuna, where offerings of food are sometimes made.”

(Fiji and the Fijians, vol. i, by T. Williams, pp. 219 and 220.)

And here we are once more shown how baseless is the belief of those who, in aid of their theories, theological or mythological, assert that the noble types of man—the Aryan and Semitic—displayed from the beginning, higher religious ideas than men of inferior types. For besides having various other beliefs and rites like those of existing savages, both of them agreed with savages in exhibiting this lowest form of fetichism. In their early days, the Greeks believed that ghosts dwelt in [I-803] stones; and stones were the shrines of their gods. Pausanias gives various instances; and shows that these inhabited stones, anointed with oil in propitiation, continued even in late days to be regarded as sacred and to be occasionally honoured. So was it, too, with the Hebrews; as witness this passage:—

“The large smooth stones referred to above were the fetishes of the primitive Semitic races, and anointed with oil, according to a widely spread custom (comp. λίθοι λιπαροί, lapides uncti, lubricati). It was such a stone which Jacob took for a pillow, and afterwards consecrated by pouring oil upon it (Gen. xxviii, 11, 18). The early Semites and reactionary, idolatrous Israelites called such stones Bethels, . . . i.e., houses of El (the early Semitic word for God). . . . In spite of the efforts of the ‘Jebovist,’ who desired to convert these ancient fetishes into memorials of patriarchal history (comp. Gen. xxxi, 45-52), the old heathenish use of them seems to have continued, especially in secluded places.”

(Rev. T. K. Cheyne, The Prophecies of Isaiah: a New Translation with Commentary and Appendices, 1882, vol. ii, p. 70.)

Let us observe, too, how completely Jacob’s conception of his dream as caused by a god in the stone, corresponds with the conceptions of existing savages. In his account of the Blantyre negroes, the Rev. Duff Macdonald writes:—

“Very frequently a man presents an offering at the top of his own bed beside his head. He wishes his god to come to him and whisper in his ear as he sleeps.”

(Africana, vol. i, p. 60.)

I may add that Jacob’s act of pouring oil on the stone in propitiation of the indwelling spirits (thus employing an established mode of honouring living persons) points the way to an interpretation of another usage of stone-worshippers. A Dakotah, before praying to a stone for succour, paints it with some red pigment, such as red ochre. Now when we read that along with offerings of milk, honey, eggs, fruit, flour, etc., the Bodo and Dhimáls offer “red lead or cochineal,” we may suspect that these three colouring matters, having red as their common character, are substitutes for blood. The supposed resident ghost was at first propitiated by anointing the stone with human blood; and then, in default of this, red pigment was used: ghosts and gods being supposed by primitive men to be easily deceived by shams.

Animal-naming among the Semites.—In vol. i, p. 126, Palgrave, referring to an Arab, writes:—“ ’Obeyd, ‘the wolf,’ to give him the name by which he is commonly known, a name well earned by his unrelenting cruelty and deep deceit.” Now read the following from the Book of Judges, vii, 25:—“And they took two princes of the Midianites, Oreb [raven] and Zeeb [wolf], and they slew Oreb upon the rock Oreb, and Zeeb they slew at the wine-press of Zeeb, and pursued Midian, and brought the heads of Oreb and Zeeb to Gideon on the other side Jordan.” [I-804] Thus we have proof that Semitic chiefs bore animal names; doubtless given, as we see they are still given, as nicknames. With this we may join the fact that at the present time “the Cabyles are said to distinguish their different tribes by figures of animals tatooed on forehead, nose, temples, or cheeks:” implying descent from founders identified by name with these animals (L. Geiger, Zeitschr. D. M. G., 1869, p. 169). When we put this evidence side by side with that given in §§ 170-4, showing how animal-naming among savages leads to belief in animal-ancestors and to the propitiation of animals, it becomes still more manifest that among Mesopotamian peoples, animal-gods and gods half-man half-brute, originated in the way alleged.

Since the above was published in the first edition of this work, there has appeared an interesting essay on “Animal Worship and Animal Tribes,” by Professor Robertson Smith (see Journal of Philology, vol. ix), in which he shows how extensive is animal-naming, and the consequent rise of animal-tribes, among existing Arabs. Here is a part of a list given by him:—

Asad, lion; ‘a number of tribes.’ Aws, wolf; ‘a tribe of the Ançâr,’ or Defenders. Badan, ibex; ‘a tribe of the Kalb and others.’ Tha‘laba, she-fox; ‘name of tribes.’ Ǵarâd, locusts; ‘a sub-tribe of the Tamîm.’ Benî Hamama, sons of the dove; ‘a sub-tribe of the Azd’ Thawr, bull; ‘a sub-tribe of Hamdân and of ‘Abd Manâh.’ Ǵaḥsh, calf of an ass; ‘a sub-tribe of the Arabs.’ Ḥidȧ, kite; ‘a sub-tribe of Murâd.’ Dhi’b, wolf; ‘son of ‘Amr, a sub-tribe of the Azd.’ Dubey‘a, little hyæna; ‘son of Qays, a sub-tribe of Bekr bin Wâil.’ ”

(p. 79.)

And continuing the list, Professor Smith gives us other animal-names of tribes, lizard, eagle, she-goat, raven, hedgehog, dog, whelp, jerboa, panthers, little panther, etc. He goes on to say that—

“The origin of all these names is referred in the genealogical system of the Arabs to an ancestor who bore the tribal or gentile name. Thus the Kalb, or dog-tribe, consists of the Beni Kalb—sons of Kalb (the dog), who is in turn son of Wabra (the female rockbadger),” etc.

(p. 80.)

Rejecting this interpretation in favour of the interpretation of Mr. M‘Lennan, Professor Smith says—

“A conclusive argument against the genealogical system is that it is built on the patriarchal theory. Every nation and every tribe must have an ancestor of the same name from whom kinship is reckoned exclusively in the male line.”

(p. 81.)

And he thereupon contends that since kinship through females is the primitive form, the system of tribal naming could not have thus arisen. But, as I have elsewhere shown (§ 293), this is not a necessary implication. Remarking that the system of kinship through females evidently does not exclude the knowledge of male parentage (since in the rudest tribe there is a [I-805] name for father as well as for mother) I have pointed out that in the same way among ourselves, the tracing of kinship through males does not exclude a perfect recognition of motherhood. And here I have to add that descent from a distinguished man will naturally survive in tradition, notwithstanding the system of kinship through females, and the male genealogy, regarded with pride, will supplant the female; just as among ourselves the posterity of a woman of rank who married a man of low degree, will preserve the record of their ancestress while dropping that of their ancestor, notwithstanding the system of descent through males. [On considering, after writing the above, where I should be likely to find proof, there occurred to me the case of Lord Clyde, of whom I had heard that his mother, a woman of good family, had married a man of inferior origin. Whether the name Campbell was that of his father or his mother, I did not know; but inquiry proved my suspicion to be well founded. His father’s name was John Macliver, and his mother’s Agnes Campbell. By successive steps the maternal name displaced the paternal name; and his daughter is now called Miss Campbell. This, I think, makes it clear that notwithstanding descent in the female line, the name of a distinguished chief, usurping the place of the previous name, will readily become a tribal name.]

But there is a co-operative cause. A tribe from time to time divides, and the migrating part attaches itself to some leader: a man of strength, or courage, or cunning, or resource. How are members of the migrating part to be distinguished by the remainder, and by adjacent tribes? Evidently by the name of their leader or chief. They become known as followers of the Snake, the Wolf, or the Bear, as the case may be. It needs but to recall the case of a Highland clan, all members of which habitually acquired the clan-name, whether related by blood to its head or not, to show how the tendency to speak generally of the followers of the Snake as Snakes will conflict with recognition of their maternally-derived relationships. Especially when there grows up a new generation, having individual names unknown to adjacent tribes, there will arise an established practice of calling them Snakes—a practice ending in the story of descent from an ancestral snake who was the founder of the tribe. Hence the origin of the Snake Indians of North America, or the Nagas (snakes) of the Indian Hills, who are worshippers of the snake.

Animal-naming in Great Britain.—Anyone who upon occasion speaks of a keen and merciless man as “a hawk,” or of another as “a pig” because of his dirtiness, ought to have no difficulty in understanding how in rude times animal-names are acquired.

[I-806]

While recognizing the exceptional cases of birth-naming after some animal visible at the time of birth, he will the less doubt that animal-names usually result from nicknaming, on finding among ourselves cases in which the animal nickname becomes substituted for the conventional surname previously current. Two cases, one dating some centuries back, and the other belonging to our own time, may be here given. Doubtless there still exists, as there existed some years since when I saw it, the remnant of an old castle built on an island in Loch-an-Eilean in Rothiemurchus, which was, according to tradition, a stronghold of the “Wolf of Badenoch.” Who was he? Mr. Cosmo Innes, in his Sketches of Early Scotch History (p. 424), speaks of “the harrying of the country and burning of the church by the Wolf of Badenoch;” and in his Scotland in the Middle Ages (p. 297), says:—“The magnificent cathedral of Elgin [was] . . . . so roughly handled by the Wolf of Badenoch in the end of the fourteenth century, that the bishops called their restoration a rebuilding.” Mr. Innes does not give the Christian name or surname of this robber chief. Further inquiry, however, disclosed it. In Burton’s History of Scotland (vol. iii, p. 97), he is referred to as “King Robert’s brother, Alexander.” Evidently, then, the original proper name had become less familiar than the substantiated nickname; which supplanted it not only in popular speech, but partially in literature. We have but to suppose times still ruder than those in which he lived, and times in which Christianity had in no degree undermined primitive superstitions, to see that just as Earl Siward, of Northumbria, was said to be the grandson of an actual bear, so the descendants of the Wolf of Badenoch would have been described in tradition as derived from an actual wolf. A further significant fact remains. It is stated in Jervise’s Land of the Lindsays (p. 350) that Countess Isabella “was the wife of the Wolf of Badenoch.” Here, in this very statement, the nickname has replaced the pre-established name of the man, while the name of the woman remains unchanged. It needs but that this statement should be accepted literally, as such statements are among the uncivilized, to understand how it happens that here and there a family traces back its origin to a woman identified by name, who was married to an animal; as in “the story of the origin of the Dikokamenni Kirghiz . . . from a red greyhound and a certain queen with her forty handmaidens,” quoted by Mr. M‘Lennan from the Michells.

The other instance comes from the Forest of Dean, a region little visited, and retaining old usages. There the surname “James” is so common that nicknames are required to distinguish among those bearing it. A gentleman known to me, Mr. Keeling, C.E., of Cheltenham, having to find a man thus named, [I-807] discovered that he was nicknamed “hoont,” that is “mole.” Moreover he was one of a number who had inherited the nickname, and who had their respective Christian names—John Hoont, Henry Hoont, etc. Clearly, among savages a few generations would have established the tradition of descent from an actual mole: memory of the original bearer of the nickname having died out. When we find that even where there are established surnames of the civilized kind, nicknames derived from animals usurp their places and become inherited, it seems to me scarcely questionable that in the absence of established surnames, animal-names will eventually become the names of gentes and tribes, supposed to be descended from the animals they are named after—supposed, that is, by the uncivilized man, who is without our general ideas of law, order, cause; who has no notions of possible and impossible; who, without capacity for criticizing, accepts blindly the statements made to him by his seniors; and who, indeed, were he critical, might reasonably conclude that these metamorphoses of animals into men were of the same nature as those animal metamorphoses which really take place, and which he has observed. Strong reason should be given before rejecting this interpretation in face of the fact that savages themselves thus explain their tribal names; as instance the Arawâks, most of whom “assert that each family is descended—their fathers knew how, but they themselves have forgotten—from its eponymous animal, bird, or plant.” Once more, if it be admitted that the conception of an animal-ancestor thus originates, it can hardly be doubted that, going along with the ideas and feelings respecting ancestors entertained by primitive men, it will originate a special regard for the animal which gives the tribal name—a regard which here results in making the animal a sacred totem, and here in producing worship of it.

That our relatives the Scandinavians exemplified in their ideas of the alliance between men and animals, certain further results of animal-naming, is made tolerably clear by the following passage:—

“Brutes were included in the social compact, and dealt with as if they had been rational creatures. If a beaver was killed, by the laws of Hakon the Good a fine of three marks was paid to the owner of the ground, ‘both for bloodwite and hamesucken,’ thus recognizing the animal’s rights as an inhabitant of the soil. The old Norwegian statutes decreed that ‘the bear and wolf shall be outlaws in every place.’ . . . Yet even Bruin was entitled to his judicial privileges; for if he had robbed or injured his two-legged countrymen, it was necessary to summon a tinwald court, and pronounce him liable to punishment in due form. In the Saga of Finboga hinom Rama, the grizzly offender is challenged to a duel, and slain by Finbog with all the courtesies of chivalry. Werlauff, the editor of this saga (Copenhagen, 1812), says, the opinion that bears have a reasonable knowledge of Danish is still [I-808] prevalent in Norway.”

(Crichton and Wheaton, Scandinavia, Ancient and Modern, i, 192-3 (note).)

Animal-worship.—One of the causes assigned in the text (§ 168) for the worship of animals, was the belief, illustrated in sundry ways, that a creature found in the neighbourhood of the dead body is a new form assumed by the double, or otherwise a re-incarnation of the ghost. Here are further examples of this belief: the first of them supplied by the people of Bank’s Island.

“A woman knowing that a neighbour was at the point of death, heard a rustling of something in her house, as if it were a moth fluttering, just as the sound of cries and wailings showed her that the soul was flown. She caught the fluttering thing between her hands, and ran with it, crying out that she had caught the atai [i.e., that which a ‘man believes’ to ‘be a kind of reflection of his own personality; the man and his atai live, flourish, suffer, and die (?) together,’ 280-1]. But though she opened her hands above the mouth of the corpse there was no recovery.”

(Codrington, Journal of the Anthropological Institute, x, 281.)

Here is another which the Samoans furnish.

“On the beach, near where a person had been drowned, and whose body was supposed to have become a porpoise, or on the battlefield, where another fell, might have been seen, sitting in silence, a group of five or six, and one a few yards before them with a sheet of native cloth spread out on the ground in front of him. Addressing some god of the family he said, ‘Oh, be kind to us; let us obtain without difficulty the spirit of the young man!’ The first thing that happened to light upon the sheet was supposed to be the spirit . . . grasshopper, butterfly, ant, or whatever else it might be, it was carefully wrapped up, taken to the family, the friends assembled, and the bundle buried with all due ceremony, as if it contained the real spirit of the departed.”

(Turner, Samoa a Hundred Years Ago, pp. 150-1.)

Along with this belief respecting ordinary ghosts, the Samoans have an allied, and to all appearance resulting, belief, respecting extraordinary ghosts.

“The village gods, like those of the household, had all some particular incarnation: one was supposed to appear as a bat, another as a heron, another as an owl. . . . A dead owl found under a tree in the settlement was the signal for all the village to assemble at the place, burn their bodies with firebrands, and beat their foreheads with stones till the blood flowed, and so they expressed their sympathy and condolence with the god over the calamity ‘by an offering of blood.’ He still lived, however, and moved about in all the other existing owls of the country.”

(Turner, Samoa a Hundred Years Ago, pp. 21 and 26.)

Concerning these same people I may add that they furnish a striking example of the way in which unlimited credulity causes that literal acceptance of traditions, which in many cases ends in the belief in animal-ancestors and resulting worship of them. Turner tells us that the Samoans have traditions of battles between trees, birds, fish, and beasts; and after giving some examples, he says:—

“I tell them that the shark, red fish, etc., must have been mere figurative [I-809] names for chiefs and districts, and the finny troops under them were doubtless living men, but in all these stories the Samoans are rigid literalists, and believe in the very words of the tradition. And yet at the present day they have towns and districts bearing figurative names, distinct from the real names, such as the sword fish, the stinging ray, the dog, the wild boar, the Tongan cock, the frigate bird, etc.”

(Samoa a Hundred Years Ago, pp. 213-14.)

Snake-Ancestors in North America.—A recently published work, The Snake-Dance of the Moquis of Arizona, by John G. Bourke, gives some interesting facts illustrative of the belief in snake-ancestors. Giving his inferences from the evidence, the writer says—

“My own suspicion is that one of the minor objects of the snake-dance has been the perpetuation in dramatic form of the legend of the origin and growth of the Moqui family (p. 178). . . . In the religious dances of such peoples as the Zunis, Moquis, and Querez, suggestions of their history and previous environment will crop out in features which from any other point of view would be without import. The fact that the snake-dance reflects in some manner the worship of ancestors has already been indicated, but beyond learning that the willow wands standing around the altars commemorated their dead, nothing was elicited at Hualpi. . . . Should it be shown positively, as I think can be done, that snake worship and ancestor or spirit worship are combined in the same rite, we may . . . with a little more patient work determine whether or not the Moquis have ever believed in the transmigration of souls” (p. 179). . . . Nanahe persistently “spoke of the snakes as his ‘fathers,’ a reverential expression which of itself would go far towards establishing a connexion between the rattlesnake-dance and ancestor worship”

(p. 195).

These conclusions were based upon statements elicited from one of the Indians who took part in the snake-dance, of which the following are the most significant ones:—

“Nanahe continued: ‘The members of the order always carry these medicines with them, and when they meet with a rattlesnake they first pray to their father, the sun, and then say: ‘Father, make him to be tame; make him that nothing shall happen that he bring evil unto me. Verily, make him to be tame.’ Then they address the rattlesnake and say: ‘Father, be good’ (i.e., kind or tame) ‘unto me, for here I make my prayers.’ This being done, the rattlesnake is captured . . . and taken home (p. 189) . . .’ ”

Nahi-vehma (the Peacemaker) said, “Many years ago the Moquis used to live upon the other side of a high mountain, beyond the San Juan River. . . . The chief of those who lived there thought he would take a trip down the big river to see where it went to. . . . The stream carried him to the seashore. . . . When he arrived on the beach he saw on top of a cliff a number of houses, in which lived many men and women. . . . That night he took unto himself one of the women as his wife. Shortly after his return to his home the woman gave birth to snakes, and this was the origin of the snake family (gens or clan) which manages this dance. When she gave birth to these snakes they bit a number of the children of the Moquis. The Moquis then moved in a body to their present villages, and they have this dance to conciliate the snakes, so that they won’t bite their children”

(p. 177).

In another chapter the writer refers to a large amount of confirmatory evidence showing the prevalence elsewhere of kindred ideas.

[I-810]

The Snake-Spirit among the Ancients.—A verification of the view set forth in §§ 167-8, is furnished by the following passage from the Æneid, Bk. v, 75.

Æneas “was already on his way from the council to the tomb [of Anchises, his father] . . . Here in due libation, he pours on the ground two bowls of the wine-god’s pure juice, two of new milk, two of sacrificial blood; he flings bright flowers, and makes this utterance:—‘Hail to thee, blessed sire, once more! Hail to you, ashes of one rescued in vain, spirit and shade of my father!’ . . . He had said this, when from the depth of the grave a smooth shining serpent trailed along . . . coiling peacefully round the tomb, and gliding between the altars. . . . Æneas stood wonderstruck: the creature . . . tasted of the viands, and then, innocent of harm, re-entered the tomb at its base, leaving the altars where its mouth had been. Quickened by this, the hero resumes the work of homage to his sire, not knowing whether to think this the genius of the spot or his father’s menial spirit.”

Though here, along with the conceptions of a higher stage than that described in §§ 167-8, there is not distinct identification of the snake with the ancestral ghost, some connexion between them is assumed. That among the possible relations between the tomb-haunting animal and the deceased person, metamorphosis will be supposed by early peoples, is clear. And that hence results the identification of owls and bats (and possibly scarabæi) with souls, can no longer be doubted.

A striking verification of the foregoing inference has come to me quite recently (1884) in an essay entitled A Sepulchral Relief from Tarentum, by Mr. Percy Gardner (reprinted from the Journal of Hellenic Studies, vol. v). Discussing the reasons assigned for the not infrequent presence of sculptured snakes on sepulchral tablets, representing ministrations to deceased persons, Mr. Gardner says:—

“We know that it was by no means unusual among the Greeks to have tame snakes, and to allow them the range of the house.” . . . The inference of some is “that his [the snake’s] presence in these reliefs must have reference to the widely-spread belief of ancient times, that snakes were either the companions or even the representatives of dead heroes. I need not surely bring forward proofs of this statement, but I may for a moment pause to point out how ancient science explained the fact. Plutarch tells us, that when the dead body of Cleomenes was hanging on the cross in Egypt, a large serpent was seen wound about it, repelling the attacks of the birds of prey who would have fed on it. This phenomenon, he says, terrified some of the Alexandrians, as proving that Cleomenes was a hero of semi-divine nature, until it was pointed out, that as the dead body of a bull produces bees and that of a horse wasps, so the dead body of a man produces in the natural course of its decay, snakes.”

Here then we find further support for the conclusion drawn in § 167, that a house-haunting animal is liable to be identified with a returned ancestor; at the same time that we get an illustration of the supposed mode of metamorphosis—a mode supposed in sundry cases of kindred superstitions; as in the belief that gods take the shape of flies—a belief of the Accadians, of the Philistines, and of some extant North American Indians.

[I-811]

I may add that certain incidents attending the worship of Asklepios, while they serve in one way to verify the above inferences, serve to show how, under some circumstances, snake-worship arises in a partially-different way. Originally referred to by Homer as a physician (i.e., a medicine-man), among whose sources of influence, skill as a snake-charmer may naturally have been one (giving origin to the habitual representation of him as holding a staff round which a serpent is coiled), Asklepios, in the later periods of his worship, is himself represented as a serpent. Speaking of certain Roman coins, Mr. Warwick Wroth, of the British Museum, says:—

“On the reverse of this specimen Caracalla is represented in military dress, with his right hand upraised to salute a serpent entwined around a tree, its head towards the Emperor. . . . That the serpent who is here receiving adoration is Asklepios is rendered certain both by the presence of Telesphoros, and by a comparison of this piece with another of Caracalla’s Pergamene coins, . . . Although the serpent is an attribute of the God of Healing, which is almost invariably present, it is not usual to find the god represented as on the coin now under discussion. Serpents, however, were kept in many of his temples, and, indeed, were sometimes considered as the incarnation of the deity himself, especially in the transmission of his worship from one city to another. Thus, the people of Sikyon traced the origin of their Asklepios cultus to a Sikyonian woman who had brought the god from Epidaurus in the form of a serpent. In the form of a serpent also the god was brought from Epidaurus to Rome. On a famous medallion of Antoninus Pius we see the serpent—that is, Asklepios—about to plunge from the vessel which has conveyed him into the waves of Father Tiber, who welcomes him with outstretched hand, and upon whose island the first Roman temple of the new divinity was afterwards erected. This medallion bears the inscription, Æscvlapivs.”

(Asklepios and the Coins of Pergamon [republished from The Numismatic Chronicle, 3rd series, vol. ii], by Warwick Wroth, Esq., pp. 47-8.)

Lotus-worship.—I have not included in the chapter on plant-worship, the case of the lotus; because I did not wish to endanger the general argument by a doubtful support. The evidence is, however, sufficient to raise the suspicion that lotus-worship arose in the same way as did soma-worship.

Clearly some plant, or the product of some plant, called lotus, was eaten as a nervous stimulant, producing a state of blissful indifference; though among sundry plants which have gone by the name, it is not decided which was the one. Further, there was in the East the belief in a divinity residing in a water-plant known as the lotus; and at present in Thibet, worship of this divinity in the lotus is the dominant religion. As is stated in Mr. Wilson’s Abode of Snow, pp. 304-6, the daily and hourly prayer is “Om mani padme haun,” which literally rendered means, “O God! the jewel in the lotus. Amen.” The word mani, here translated jewel, and meaning more generally a precious thing, is variously applied to sacred objects—to the long stone tumuli, to the prayer-mills, etc. So that [I-812] reading through the figurative expression to the original thought, it would seem to be—“O God! the precious or sacred power in the lotus.” Difficulties in explaining the ancient legend about lotus-eating, as well as this existing superstition, arise from the fact that the plant now known as the lotus has no toxic qualities. There is, however, a possible solution. The lotus has a sweet root; and at the present time in Cashmere, this root is hooked up from the bottoms of the lakes and used as food. But a sweet root contains fermentable matters—both the saccharine and the amylaceous: even now, alcohol is made from beet-root. Possibly, then, in early times the juice and starch of the lotus-root were used, just as the sap of the palm is in some places used still, for making an intoxicating beverage; and the beliefs concerning the lotus may have survived in times when this beverage was replaced by others more easily produced. The fact that in the early days of soma-worship the juice was fermented, while in later days it was not (other kinds of intoxicating liquors having come into use), yields additional reason for thinking so. Be this as it may, however, we have this evidence:—some plant yielding a product causing a pleasurable mental state, was identical in name with a plant regarded as sacred because of an indwelling god.

It is, indeed, alleged that in Egypt the lotus was sacred as a symbol of the Nile, and that the Indian lotus stood in like relation to the Ganges. I notice this interpretation for the purpose of remarking that I do not believe any early usage arose through symbolization. This is one of the many erroneous interpretations which result from ascribing developed ideas to undeveloped minds. No one who, instead of fancying how primitive usages could have arisen, observes how they do arise, will believe that the primitive man ever deliberately adopted a symbol, or ever even conceived of a symbol as such. All symbolic actions are modifications of actions which originally had practical ends—were not invented but grew. The case of mutilations sufficiently exemplifies the process.

Other-Worlds.—The speculation ventured in § 113, that conquest of one race by another introduces beliefs in different other worlds, to which the superior and inferior go, is supported by this passage which I have since met with:—

“If there are strong caste-distinctions, the souls of the noble and chief men are said to go to a better country than those of the rest. . . . It is for this reason that in Cochin China, common people do not entertain the souls of their friends on the same day of the All-Souls’ feast as that on which the nobility have invited theirs; because otherwise those souls when returning would have their former servants to carry the gifts received.”

Bastian, Vergl. Psychologie, p. 89.

[I-813]

Superstitions of the Russians.—Under foregoing heads the examples of each form of superstition resulting from the ghost-theory, are taken from divers societies. Here it will be instructive to present an entire series of these several forms of such superstitions as exhibited in the same society. This is done in the following extracts from Mr. Ralston’s Songs of the Russian People.

Because they believe one of the forms of the soul to be the shadow “there are persons there who object to having their silhouettes taken, fearing that if they do so they will die before the year is out.”

(p. 117.)

“A man’s reflected image is supposed to be in communion with his inner self.”

(p. 117.)

“The Servians believe that the soul of a witch often leaves her body while she is asleep, and flies abroad in the shape of a butterfly.”

(pp. 117-8.)

“After death the soul at first remains in the neighbourhood of the body, and then follows it to the tomb. The Bulgarians hold that it assumes the form of a bird or a butterfly, and sits on the nearest tree waiting till the funeral is over.”

(p. 115.)

“A common belief among the Russian peasantry is that the spirits of the departed haunt their old homes for the space of six weeks, during which they eat and drink, and watch the sorrowing of the mourners.”

(p. 118.)

“Great care is taken to provide the dead man with what he requires on his long journey, especially with a handkerchief and towel, . . . and with a coin . . . for the purpose of buying a place in the other world . . . The custom of providing money for the corpse has always been universal among the Slavonians.”

(pp. 315-6.)

Mourning “was formerly attended by laceration of the faces of the mourners, a custom still preserved among some of the inhabitants of Dalmatia and Montenegro.”

(p. 316.)

Among the old Slavonians “in some cases at least, human sacrifices were offered on the occasion of a burial.”

(p. 324.)

“In addition to being accompanied by his widow, the heathen Slavonian, if a man of means and distinction, was solaced by the sacrifice of some of his slaves.”

(p. 328.)

On Dmitry’s Saturday “the peasants attend a church service, and afterwards they go out to the graves of their friends, and there institute a feast, lauding . . . the virtues and good qualities of the dead, and then drinking to their eternal rest.”

(p. 260.)

“In olden days a memorial banquet was held in his [the departed one’s] honour on the third, sixth, ninth, and fortieth day after his death, and on its anniversary, and he was remembered also in the feasts celebrated . . . in memory of the Fathers. . . . To these feasts it was customary to invite the dead. . . . Silently the living . . . threw portions of the food under the table for their spirit-guests.”

(pp. 320-1.)

“Among the (non-Slavonic) Mordvins in the Penza and Saratof Governments, a dead man’s relations offer the corpse eggs, butter, and money, saying: ‘Here is something for you: Marfa has brought you this. Watch over her corn and cattle.’ ”

(p. 121.)

“The festival called Rádunitsa . . . is chiefly devoted to the memory of the dead. In certain districts the women and girls still take food and drink to the cemeteries, and there ‘howl’ over the graves of their dead friends and relatives. When they have ‘howled’ long enough, they . . . proceed to eat, drink, and be merry, deeming that the dead can ‘rejoice’ with them.”

(p. 222.)

[I-814]

“Here is a specimen of a Prichitanie, intended to be recited over a grave on the twentieth of April . . .

‘O ye, our own fathers and mothers! in what have we angered you, our own, that you have no welcome for us, no joy, no parental charm? . . ’

And here . . . is a specimen of an orphan’s wailing above her mother’s grave:—

‘O mother dear that bare me, O with sadness longed-for one! To whom hast thou left us, on whom are we orphans to rest our hopes? . . . Have a care for us, mother, dear, give us a word of kindness! No, thou hast hardened thy heart harder than stone, and hast folded thy uncaressing hands over thy heart.’ ”

(pp. 343-4.)

There is good evidence that “the Domovoy or house-spirit” (p. 119) is an ancestor. “The Ruthenians reverence in the person of the Domovoy the original constructor of the family hearth” (p. 122). “In some districts tradition expressly refers to the spirits of the dead the functions which are generally attributed to the Domovoy, and they are supposed to keep watch over the house of a descendant who honours them and provides them with due offerings.” (p. 121.)

“The Russian peasant draws a clear line between his own Domovoy and his neighbour’s. The former is a benignant spirit, who will do him good, even at the expense of others; the latter is a malevolent being, who will very likely steal his hay, drive away his poultry, and so forth, for his neighbour’s benefit.”

(pp. 129-130.)

“The domestic spirits of different households often engage in contests with one another.”

(p. 130.)

“In Bohemia fishermen are afraid of assisting a drowning man, thinking the Vodyany [water-sprite] will be offended, and will drive away the fish from their nets.”

(p. 152.)

“According to some traditions she [the witch Baba Yaga] even feeds on the souls of the dead. The White-Russians, for instance, affirm that ‘. . . . the Baba Yaga and her subordinate witches feed on the souls of the people.’ ”

(p. 163.)

During a drought some peasants “dug up the body of a Raskolnik, or Dissenter, who had died in the previous December, and had been buried in the village graveyard. Some of the party then beat it about the head, exclaiming, ‘Give us rain!’ ”

(pp. 425-6.)

“In White-Russia the Domovoy is called Tsmok, a snake, . . . This House Snake brings all sorts of good to the master who treats it well, and gives it omelettes, which should be placed on the roof of the house or on the threshing-floor.”

(pp. 124-5.)

“By the common people of the present day snakes are there [in Russia] looked upon with much respect and even affection. ‘Our peasants,’ says Afanasief, ‘consider it a happy omen if a snake takes up its quarters in a cottage, and they gladly set out milk for it. To kill such a snake would be a very great sin.’ ”

(p. 175.)

“Some traces of tree-worship may be found in the song which the girls sing as they go into the woods to fetch the birch-tree . . .

“Rejoice, Birch-tree, rejoice green ones! . . .
To you the maidens!
To you they bring pies,
Cakes, omelettes.

“The eatables here mentioned seem to refer to sacrifices offered in olden days to the birch, the tree of the spring.”

(p. 238.)

[I-815]

“They [the old heathen Slavonians] appear to have looked upon the life beyond the grave as a mere prolongation of that led on earth—the rich man retained at least some of his possessions; the slave remained a slave.”

(p. 114).

Many instructive passages might be added. The dead are said to complain of the pressure of the earth on them; describe themselves as cold; and at festivals to which they are invited, are sympathized with as tired and hungry. Ancestral spirits are carried to new homes; diseases are evil spirits often with bodily shapes; there are wizards who control the weather; they ride in dust-whirlwinds. But the above suffice to show how completely the ghost-theory has developed into an ancestor-worship, betraying, notwithstanding the repressive influences of Christianity, all the essentials of a religion—sacrifices, prayers, praises, festivals.

Apotheosis in Polynesia.—The more the evidence furnished by every race is looked into, the more irresistible becomes the conclusion that gods were originally men: sometimes even ordinary men, but usually men in some way superior, belonging either to the tribe or to a conquering tribe. That which the traditions of the Egyptians tell us, namely, that Egypt was originally ruled by a dynasty of gods; that which we see in Greek beliefs as set down by Herodotus, who distinguishes Minos as preceding the generations of men, and belonging to the dynasty of the gods; that which is implied by the Japanese story that Jimmu, “the fifth ruler in descent from the sun goddess,” was “considered to have been the first mortal ruler” (Adams’ History of Japan, vol. i, p. 7); is shown us by the uncivilized. These now entertaín ideas like those entertained by the progenitors of the civilized. Here are a few instances:—

“Rangi requested the invincible warrior Tangiia to send him one of his sons as as a god.”

(Gill, Myths and Songs from the South Pacific, p. 25.)

“And yet, strangely enough, associated with these original gods are the deified heroes of antiquity, in no wise inferior to their fellow-divinities.”

(Ibid., p. 20.)

“The proper denizens of Avaiki [Hades=an underground world] are the major and lesser divinities, with their dependents. These marry, multiply, and quarrel like mortals. They wear clothing, plant, cook, fish, build, and inhabit dwellings of exactly the same sort as exist on earth. The food of immortals is no better than that eaten by mankind. . . . Murder, adultery, drunkenness, theft, and lying are practised by them. The arts of this world are fac-similes of what primarily belonged to nether-land, and were taught to mankind by the gods.”

(Ibid., p. 154.)

There is a tradition of a council of gods to determine as to man’s immortality. “While the discussion was proceeding a pouring rain came on and broke up the meeting. The gods ran to the houses for shelter.”

(Turner, Samoa a Hundred Years Ago, pp. 8-9.)

Concerning the natives of San Christoval, Solomon Islands, we are told that:—

[I-816]

“The bodies of common people are thrown into the sea, but men of consequence are buried. After a time they take up the skull or some part of the skeleton, and put it in a small building in the village, where upon occasions they pray or sacrifice to obtain help from the spirit.”

(Codrington, Journal of the Anthropological Institute, x, 300.)

But perhaps the clearest evidence, as well as the most abundant, is that furnished by the Fijians. Since writing the comparison made in § 201, between the Greek pantheon and the pantheon of the Fijians, an unknown friend has been good enough to forward me a statement which bears, in an interesting way, on the question. It is contained in a parliamentary paper, Correspondence respecting the Cession of Fiji, presented February 6, 1875, p. 57. This document concerns the native ownership of land; and the passage I refer to appears to be appended for the purpose of showing how the native idea of ownership is affected by the associated creed:—

Note.—Their fathers or their Gods.—It may not be out of place in connection with the above memorandum to advance one or two facts with the object of showing that the head of the tribe, i. e., its highest living male ascendant, was regarded as its father. He held absolute authority over the persons, property, and lives of his people, and both before and after death had the same reverence shown to him as to a God.

The Fijian language makes no distinction, in terms, between the marks of respect and reverence rendered to a Chief and those rendered to a God. I will select a few words, with their meanings, from Hazelwood’s Fijian Dictionary. ‘1. Tama—a father. 2. Tama-ka—to reverence, to clap hands, or to make some expression of a God or Chief. 3. Cabora—to offer or present property to a God or to a Chief. 4. Ai sevu—the first dug yams, the first fruits, which are generally offered to the Gods and given to a Chief of a place. 5. Tauvu, and Veitauvu—Literally, to have the same root, or sprung from the same source; used of people who worship the same God.’ . . .

The swearing of Fijians is like that of the High Asiatic peoples. Two men quarrelling never swear at each other personally, nor even utter their respective names; they will curse their fathers, their grandfathers, and their most remote ancestry. The reason being that to curse a Fijian’s father is to curse his God. . . . The successive stages of authority among the Fijian people is first, that of the individual family; secondly, the association of many families, which constitutes the Qali; and thirdly, the union of these Qalis under their recognized hereditary Chief, which constitutes the Matanitu. It is the Family, Gens, and Tribe of early history found extant, and as a system still closely observed in Polynesia at the present day.”

This account agrees completely with the indications given by earlier voyagers and missionaries; as witness the following extracts:—

“It is impossible to ascertain with any degree of probability how many gods the Feejeeans have, as any man who can distinguish himself in murdering his fellow-men may certainly secure to himself deification after his death.”

(Erskine’s Western Pacific, p. 246.)

The lower order of Fijian gods “generally described as men of superior mould and carriage,” “bear a close analogy to the lares, lemures, and genii of the Romans.” “Admission into their number is easy, and any one may secure [I-817] his own apotheosis who can insure the service of some one as his representative and priest after his decease.”

(Williams, Fiji, etc., pp. 218-19.)

Nature-Gods.—Here are a few further facts supporting the conclusion that after the rise of the ghost-theory, the various kinds of objects which irregularly appear, disappear, and reappear, in the heavens, are frequently regarded as ghosts. Says Gill, concerning the fates of the Mangaians after death:—

“Not so warriors slain on the field of battle. The spirits of these lucky fellows for a while wander about amongst the rocks and trees in the neighbourhood of which their bodies were thrown. . . . At length the first slain on each battle-field would collect his brother ghosts,” and lead them to the summit of a mountain, whence “they leap into the blue expanse, thus becoming the peculiar clouds of the winter.” [Compare with North American Indians among whom the name “Cloud” is frequent in Catlin’s list.]

(Gill, Myths and Songs from the South Pacific, pp. 162-8.)

“It was supposed that in these lower regions there were heavens, earth and sea, fruits and flowers, planting, fishing and cooking, marrying and giving in marriage—all very much as in the world from which they had gone. Their new bodies, however, were singularly volatile, could ascend at night, become luminous sparks [stars] or vapour, revisit their former homes and retire again at early dawn to the bush or to the Polotu hades. These visits were dreaded, as they were supposed to be errands of destruction to the living, especially to any with whom the departed had reason to be angry. By means of presents and penitential confession all injurers were anxious to part on good terms with the dying whom they had ill-used.”

(Turner, Samoa a Hundred Years Ago, p. 259.)

. . . . “Others saw their village-god in the rainbow, others saw him in the shooting-star; and in time of war the position of a rainbow and the direction of a shooting-star were always ominous.”

(Ibid., p. 21.)

Mountain Deities.—In § 114, I suggested two ways in which ancestor-worship originates beliefs in gods who reside on the highest peaks and have access to the heavens. Burial of the dead on mountain crags, I indicated as one origin; and the occupation of mountain strongholds by conquering races, as probably another origin. I have since met with verifications of both suggestions.

The first of them is contained in the Travels in the Philippines, by F. Jagor. Giving proof that before the Spanish settlement the people had the ordinary ideas and customs of ancestor-worshippers, he describes the sacred burial caves; and shows the survival of the religious awe with which these caves were originally regarded. He visited some of these caves at Nipa-Nipa; and says (p. 259) that “the numerous coffins, implements, arms, and trinkets, protected by superstitious terrors, continued to be undisturbed for centuries. No boat ventured to cross over without the observance of a religious ceremony, derived from heathen times, to propitiate the spirits of the caverns, who were believed to punish the omission of it with storm and shipwreck.” Moreover he tells us that the boatmen who went with the pastor of [I-818] Basey to the cave to get remains, regarded a thunderstorm which broke on their way back, as “a punishment for their outrage.” After thus exhibiting the popular beliefs as they still exist, notwithstanding Catholic teaching, he proves, from early writers, what these beliefs originally were. It appears that men when dying often chose their burial-places; and he quotes one authority to the effect that “those who were of note” sometimes had their coffins deposited “on an elevated place or rock on the bank of a river, where they might be venerated by the pious.” (p. 262.) He says that Thévenot describes them as worshipping “those of their ancestors who had most distinguished themselves by courage and genius, whom they regarded as deities. . . . Even the aged died under this conceit, choosing particular places, such as one on the island of Leyté, which allowed of their being interred at the edge of the sea, in order that the mariners who crossed over might acknowledge them as deities, and pay them respect.” (p. 263.) And he also quotes Gemelli Careri, who says that “the oldest of them chose some remarkable spot in the mountains, and particularly on headlands projecting into the sea, in order to be worshipped by the sailors.” (p. 263.) This combination of facts is, I think, amply significant. We have distinguished persons becoming gods after death; we see them providing for this apotheosis, and in a sense demanding worship; we find them choosing high and conspicuous burial-places to facilitate the worship; we see that approach to burial-places is regarded as sacrilege; and we see that the ghosts of the dead have become deified to the extent that they are supposed to vent their anger in thunderstorms. Here are all the elements from which might result a Philippine Sinai.

The instance to which I refer as showing that invaders, or dominant men, seizing a high stronghold (see § 114), may give origin to a celestial hierarchy, whose residence is a mountain-top, I take from Bancroft’s version of the Quiché legend. It begins with a time when as yet there was no Sun (possibly a fragment of some still more ancient story brought southwards by dwellers in the Arctic regions); and in the first place narrates a migration in search of the Sun.

“So the four men and their people set out for Tulan-Zuiva, otherwise called the Seven-caves or Seven-ravines, and there they received gods, each man as head of a family, a god; though inasmuch as the fourth man, Iqi-Balam, had no children, and founded no family, his god is not usually taken into the account. . . . Many other trials also they underwent in Tulan, famines and such things, and a general dampness and cold,—for the earth was moist, there being as yet no sun. . . . They determined to leave Tulan; and the greater part of them, under the guardianship and direction of Tohil, set out to see where they should take up their abode. They continued on their way amid the most extreme hardships for want of food. . . . At last [I-819] they came to a mountain that they named Hacavitz, after one of their gods, and here they rested—for here they were by some means given to understand that they should see the sun. . . . And the sun, and the moon, and the stars were now all established. Yet was not the sun then in the beginning the same as now; his heat wanted force, and he was but as a reflection in a mirror. [This is explained if we suppose migration from the far north.] . . . Another wonder when the sun rose! The three tribal gods, Tohil, Avilix, and Hacavitz, were turned into stone, as were also the gods connected with the lion, the tiger, the viper, and other fierce and dangerous animals. . . . And the people multiplied on this Mount Hacavitz, and here they built their city. . . . And they worshipped the gods that had become stone, Tohil, Avilix, and Hacavitz. . . . They began to wet their altars with the heart’s blood of human victims. From their mountain hold they watched for lonely travellers belonging to the surrounding tribes, seized, overpowered, and slew them for a sacrifice. . . . The hearts of the villagers were thus fatigued within them, pursuing unknown enemies. At last, however, it became plain that the gods Tohil, Avilix, and Hacavitz, and their worship, were in some way or other the cause of this bereavement: so the people of the villages conspired against them. Many attacks, both openly and by ruses, did they make on the gods, and on the four men, and on the children and people connected with them; but not once did they succeed, so great was the wisdom, and power, and courage of the four men and of their deities. . . . At last the war was finished. . . . And the tribes humiliated themselves before the face of Balam-Quitzé, of Balam-Agab, and of Mahucutah. . . . Now it came to pass that the time of the death of Balam-Quitzé, Balam-Agab, Mahucutah, and Iqi-Balam drew near. . . . And they said: we return to our people. . . . So the old men took leave of their sons and their wives. . . . Then instantly the four old men were not; but in their place was a great bundle. . . . So it was called the Majesty Enveloped . . . and they burned incense before it.”

[Such a bundle was said “to contain the remains of Camaxtli, the chief god of Tlascala.”] Native Races, etc., vol. iii, pp. 49-54.

Men in the Sky.—Already the Esquimaux have furnished in the text an illustration of the primitive belief that stars, etc., were originally men and animals who lived on the Earth (§ 190). In the work of Dr. Rink, I find a detailed account of Esquimaux ideas concerning the physical connexion between the upper and lower worlds, and the routes joining them:—

“The earth, with the sea supported by it, rests upon pillars, and covers an under world, accessible by various entrances from the sea, as well as from mountain clefts. Above the earth an upper world is found, beyond which the blue sky, being of a solid consistence, vaults itself like an outer shell, and, as some say, revolves around some high mountain-top in the far north. The upper world exhibits a real land with mountains, valleys, and lakes. After death, human souls either go to the upper or to the under world. The latter is decidedly to be preferred, as being warm and rich in food. There are the dwellings of the happy dead called arsissut—viz., those who live in abundance. On the contrary, those who go to the upper world will suffer from cold and famine; and these are called arssartut, or ball-players, on account of their playing at ball with a walrus-head, which gives rise to the aurora borealis, or northern lights. Further, the upper world must be considered a continuation of the earth in the direction of height, although those individuals, or at least those souls temporarily delivered from the body, that are said to have visited it, for the most part passed through the air. The upper [I-820] world, it would seem, may be considered identical with the mountain round the top of which the vaulted sky is for ever circling—the proper road leading to it from the foot of the mountain upwards being itself either too far off or too steep. One of the tales also mentions a man going in his kayak [boat] to the border of the ocean, where the sky comes down to meet it.”

(pp. 37-8.)

“The upper world is also inhabited by several rulers besides the souls of the deceased. Among these are the owners or inhabitants of celestial bodies, who, having been once men, were removed in their lifetime from the earth, but are still attached to it in different ways, and pay occasional visits to it. They have also been represented as the celestial bodies themselves, and not their inue only, the tales mentioning them in both ways. The owner of the moon originally was a man, called Aningaut, and the inua of the sun was his sister. . . . The erdlaveersissok—viz., the entrail-seizer—is a woman residing on the way to the moon, who takes out the entrails of every person whom she can tempt to laughter. The siagtut, or the three stars in Orion’s belt, were men who were lost in going out to hunt on the ice.”

(pp. 48-9.)

There could scarcely be better proof that the personalization of heavenly bodies has resulted from the supposed translation of terrestrial beings—men and animals—to the sky. Here we have the upper world regarded as physically continuous with the lower world as well as like it in character; and the migration to it after death parallels those migrations to distant parts of the Earth’s surface after death, which primitive races in general show us. While we have no evidence of Nature-worship, we have clear evidence of identification of celestial bodies with traditional persons. That is to say, personalization of the heavenly bodies, precedes worship of them, instead of succeeding it, as mythologists allege. Joining these facts with those given in the text, the origin of names for constellations and the genesis of astrology, are made, I think, sufficiently clear.

Star-Gods.—While the proofs of these pages are under correction [this refers to the first edition], I am enabled to add an important piece of evidence, harmonizing with the above, and supporting sundry of the conclusions drawn in the text. It is furnished by a Babylonian inscription (Rawlinson’s Cuneiform Inscriptions, etc., iii, 53, No. 2, lines 36, etc.), which, as translated by Prof. Schrader, runs thus:—

  • “The star Venus at sunrise is Ishtar among the gods,
  • The star Venus at sunset is Baaltis among the gods.”

We have thus another case of multiple personality in a heavenly body, analogous to the cases of the Sun and Moon before pointed out (§ 191), but differing in definiteness. For whereas, before, the belief in two or more personalities was inferred, we here have it directly stated. This belief, inexplicable on any current theory, we see to be perfectly explicable as a result of birth-naming.

Religion of the Iranians.—Dr. Scheppig has translated for me [I-821] some important passages from the work of Fr. Spiegel, Erânische Alterthumskunde, vol. ii (1873), pp. 91, etc. While this work brings clearly into view the many and various indications of ancestor-worship in the Zend-Avesta, it contains highly significant evidence concerning the ideas of ghosts (fravashis) and of ghost-mechanism throughout creation, which were held by the Persian branch of the Aryans.

Nature of the Fravashi.—(p. 92.) “The fravashi is in the first place a part . . . of the human soul. In this sense the word is used in the Avesta. . . . Later works of the Parsees give us more exact information about the activity of the fravashi. The frohar or fravashi—so it is stated in one of those works, the Sadder Bundehesh—has the task of making useful what a man eats, and removing the heavier parts. Accordingly, the fravashi is the part intermediating between body and soul; but it is conceived as a person, independent in general, and particularly from the body. The Sadder Bundehesh recognizes other psychic powers besides: the vital power (jân), the conscience (akho), the soul (revân), the consciousness (bôi). [This recalls the theory of the Egyptians, by whom also each man was supposed to unite within himself four or five different entities. These seemingly-strange beliefs are not difficult to account for. As shown in §§ 56, 57, 94, 95, shadow, reflexion, breath, and heart are all regarded as partially-independent components of the individual, sometimes spoken of as separable during life, and as going to different places after death.] Of these the vital power is so intimately connected with the body that the latter perishes as soon as the former has vanished. In a body thus doomed to perish the other psychic powers cannot stay either: they leave it; the conscience, because it has not done anything wrong, makes straightway for heaven, while soul, consciousness, and fravashi remaining together, have to answer for the deeds of the man, and are rewarded or punished.”

Fravashis of Gods and Men.—(p. 94.) “Every living being has a fravashi, not only in the terrestrial but in the spiritual world. Not even Ahura-Mazda [the chief god] is excepted; his fravashi is frequently alluded to (Vd. 19, 46, Yt. 13, 80) as well as the fravashis of the Amesha-çpentas and the other Yazatas (Yç. 23, 3, Yt. 13, 82). Most frequently the fravashis of the Paoiryâ-tkaeshas are invoked, i. e., those of the pious men who lived before the appearance of the law. To them, generally, the fravashis of the nearest relations, and the fravashi of the person himself, are added. . . . It may appear surprising that the fravashis of the ‘born and unborn’ are invoked (Yç. 26, 20). The clue may be found in Yt. 13, 17, where it is stated that the fravashis of the pious who lived before the law, and of the beings who will appear in future, are more powerful than those of other [I-822] people, living or dead. Here worship of manes and of heroes is mixed up. Among these fravashis the ancestors of the particular family, and of the particular clan or tribe, were worshipped.”

Powers of the Fravashis.—(p. 95.) “The fravashis were not deficient in power. Their chief task was the protection of living beings. It is by their splendour and majesty that Ahura-Mazda is enabled to protect the Ardvíçûra Anâhita (Yt. 13, 4) [a certain spring and a goddess], and the earth on which the water runs and the trees grow. The fravashis protect, as well, the children in the womb. . . . They are very important for the right distribution of terrestrial benefits. It is by their assistance that cattle and draught beasts can walk on the earth; and but for their help sun, moon, and star, as well as the water, would not find their way, nor would the trees grow (Yt. 13, 53, etc.).” (p. 95-6.) “Accordingly, the peasant will do well to secure the assistance of these important deities. The same holds true for the warrior; for the fravashis are helpers in battles, . . . Mithra, Rashun, and the victorious wind are in their company. . . . It is of great importance that the fravashis remain in close connection with their families. They demand water for their clans, each one for his kin, when it is taken out of the Lake Vourukasha; . . . each of them fights on the spot where he has got to defend a homestead, and kings and generals who want their help against tormenting enemies, must specially call on them; they then come and render assistance, provided they have been satisfied and not offended (Yt. 13, 69-72). The fravashis give assistance not only as warriors; they may be invoked against any thing alarming, . . . against bad men and bad spirits.” . . .

Fravashis and Stars.—(p. 94.) We read in the Mînô-khired: “ ‘All the innumerable stars which are visible are called the fravashis of the terrestrial ones [men?]; because for the whole creation created by the creator Ormuzd, for the born and the unborn, a fravashi of the same essence is manifest.’ Hence it appears that the fravashis, or the stars, form the host that . . . fights against the demons.” . . .

Worship of the Fravashis.—(p. 97.) “As in the case of other genii of the Zoroastrian religion, much depends on the satisfactory propitiation of the fravashis; for their power, and consequent activity, depends on the sacrifices. Probably they were worshipped upon the 19th day of each month: their chief feasts, however, were on the . . . intercalatory days added to the year at its termination. About that time the fravashis descend to the earth, and stay there for ten nights, expecting to be met with appropriate sacrifices of meat and clothes. (Yt. 13, 49.) [Compare with the German and Sclavonian superstitions.] . . . There cannot be any doubt that the worship of the fravashis played an important part with the Iranians, though perhaps more in private [I-823] than in public. It would appear that there were two different sorts of it. General, certainly, was the hero-worship—the veneration of the Paoiryô-tkaeshas [pious men before the law]. With this, in some ages perhaps, the worship of fravashis of the royal family was combined. The ancestor-worship, on the other hand, was of a strictly private character.”

Parallelisms.—(p. 98.) “The custom of honouring the memory of ancestors by sacrifices would appear to have been characteristic of the Indo-Germans from the very first. It is for this reason that quite striking similarities are found in the cult, which no doubt refer to very old times. . . . It has been justly pointed out that, as the fravashis are conceived as stars, so, in the opinion of the ancient Hindoos, the blessed men beam in form of stars (see Justi, Handbuch, s.v., fravashi, p. 200). Nor should it be overlooked that this star-worship is very like the worship of the heavenly host mentioned in the Old Testament.”

Here, then, concerning these ancient Aryans of Persia, we have, on high authority, statements proving a dominant ancestor-worship; and also yielding support to various of the doctrines set forth in Part I. While it is only one of several souls possessed by each individual, the fravashi is the predominant and propitiated soul. It is supposed to need food, like the other-self of the dead savage. Not ordinary men only, but deities, up to the supreme one, have each his ghost; implying that he was originally a man. We see, too, that these fravashis which are ancestral ghosts, become the agents to whom the powers of surrounding objects are ascribed—fetich ghosts. We see that they have peopled the heavens—have become the in-dwelling spirits of sun, moon, and stars. And we see that worship of them, beginning with worship of those of the family and the clan, originates in time the worship of conspicuous traditional persons, as ancient heroes and gods; just as among the Fijians and others at the present day.

Aryan Ancestor-worship.—The more I have looked into the evidence, the more I have marvelled at those who, in the interests of the mythological theory, assert that the Aryans have been distinguished from inferior races by not being ancestor-worshippers; and who ascribe such ancestor-worship as cannot be overlooked, to imitation of inferior races. If the American fillibuster Ward, now apotheosized in China, has a temple erected to him there, the fact is accepted as not unnatural among the ancestor-worshipping Chinese. But in India, among Aryans, we must ascribe to the bad example of lower peoples, the erection of a temple at Benares to the English fillibuster Warren Hastings.—(Parl. Hist., xxvi, pp. 773-7.)

I find nothing but such unwarranted assumption to place [I-824] against the clear evidence that ancestor-worship was dominant among primitive Aryans, long remained dominant among civilized Aryans, survived in considerable strength in mediæval Christendom, and has not yet died away. When we learn that the Avesta describes sacrifices for the dead, and contains prayers calling upon them—when we read in the Institutes of Menu (Sir W. Jones’s translation, vol. iii, p. 147) that “an oblation by Bráhmens to their ancestors transcends an oblation to the deities; because that to the deities is considered as the opening and completion of that to ancestors”—when, turning to the Aryans who migrated West, we remember how active was their propitiation of the dead, calling from Grote the words “sepulchral duties, sacred beyond all others in the eyes of a Greek”—when we are reminded how the early Romans, ascribing to their manes-gods a love of human blood, duly administered to it; our boldness of assumption must be great if we can say that Aryan ancestor-worship was not indigenous but adopted.

Were it true that necrolatry was not rooted in the primitive Aryan mind, as in other primitive minds (a marvellous difference, did it exist), it would be strange that though superficial it was so difficult to extirpate. Christianity spread without extinguishing it. In a capitulary of 742, Karloman prohibits “sacrifices to the dead” (Baluzius, i, 148). Nor has it been extinguished by modern Christianity, as was shown in § 152. Here is further evidence from Hanusch, Die Wissenschaft des Slawischen Mythus, p. 408:—

“According to Gebhardi . . . the Misnians, Lausitzians, Bohemians, Silesians, and Poles, upon the first of March, early in the morning, went forth with torches, going to the cemetery and offering up food to their ancestors. [According to Grimm] the Esthonians leave food for the dead in the night of the second of November, and are glad if in the morning something is found to be consumed. . . . With all Slaves it was a custom to have a meal for the dead, not only upon the day of funeral but annually; the former was intended for the particular dead, the latter for the dead in general. . . . At the latter they believed the souls to be present personally. Silently little bits of food were thrown for them under the table. People believed they heard them rustle, and saw them feed upon the smell and vapour of the food.”

I may close with the conclusive testimony of one who has had unusual opportunities of studying Aryan superstitions as now being generated, and whose papers in the Fortnightly Review show how competent he is both as observer and reasoner—Sir A. C. Lyall. In a letter to me he says:—“I do not know who may be the author of the statement which you quote [in § 150], that ‘No Indo-European nation seems to have made a religion of the worship of the dead;’ but it is a generalization entirely untenable. Here in Rajputana, among the purest Aryan tribes, the worship of famous ancestors is most prevalent; and all their heroes are more or less deified.”

[I-825]

Ancestor-worship among the Greeks.—The foregoing evidence, published in the first edition, I can now re-inforce. The already-quoted essay A Sepulchral Relief from Tarentum, by Mr. Percy Gardner, contains clear proofs, brought to light by recent investigations, that ancestor-worship was no less dominant among the Greeks than among inferior peoples. The first two of the following extracts, concerning Lycians and Etrurians, I prefix to show that the Greeks had identical conceptions and usages:—

“Thus so far as Lycia is concerned there can be no doubt that as early as the fourth century bc dead heroes were represented on their tombs as receiving homage from the living.”

(pp. 14-15.)

“And that the feast here [on a sarcophagus] is a feast after death, is shown by the analogy of the wall paintings of several of the large tombs of Etruria, in which the occupant of the tomb is seen eating, drinking, and making merry, as if he had but to continue in the tomb the life which while he was in the flesh he had found so pleasant.”

(p. 15.)

“These reliefs readily attach themselves to the more archaic class of Spartan monuments, and throw a fresh light on their character, so that after seeing them Milchhoefer retracted his previously expressed opinion, and no longer hesitated to believe that in all alike dead mortals held the post of honour, and that all referred to the cultus of ancestors.”

(p. 18.)

“The worship of the dead did not occupy among the élite of Greece the same space in men’s minds which at an earlier time it had held, and which is still held in the more conservative districts.”

“Nevertheless, a careful search will disclose many passages even in the Attic writers which illustrate this form of religion. The opening passage of the Choephori, for example, tells of cultus kept up at the tombs of deceased worthies. In the Alcestis, the heroine of the play is scarcely dead before she is invoked by the chorus as a spiritual power, able to give and to withhold favours.”

(p. 21.)

“At a lower level than that of poetry, in the laws and the customs, more especially the burial-customs, of the Greeks, we find ample proof of the tenacity with which they clung to the belief that the dead desired offerings of food and incense, and were willing in return to furnish protection and aid.”

(p. 22.)

“The dead man, living in his tomb as he had lived in his house, requires frequent supplies of food and drink, rejoices in the presence of armour and ornaments, such as he loved in life, and is very sensitive to discourteous treatment. These ideas were part of the mental furniture of the whole Aryan race, before it separated into branches, and are found in all the countries over which it spread.”

(p. 22.)

“It is well known with what care the early Greeks provided in the chamber in which they placed a corpse, all that was necessary for its comfort, I had almost said its life. Wine and food of various kinds were there laid up in a little store, a lamp was provided full of oil, frequently even kept burning to relieve the darkness; and around were strewn the clothes and the armour in which the dead hero had delighted; sometimes even, by a refinement of realism, a whetstone to sharpen the edge of sword and spear in case they should grow blunt with use. The horse of a warrior was sometimes slain and buried with him that he might not in another world endure the indignity of having to walk. Even in Homeric days the custom survived of slaying at the tomb of a noted warrior some of a hostile race to be his slaves thereafter.”

(p. 23.)

“If a body was left unburied, or if the tomb in which it was laid was not [I-826] from time to time supplied with food and drink, then the ghost inhabiting such body became a wretched wanderer on the face of the earth, and neither had peace itself nor allowed survivors to be at peace.”

(p. 24.)

“The lectisternia of the Romans, in which they spread feasts for certain of the gods, and laid their images by the tables that they might enjoy what was provided are well known, and most people fancy that the custom was of Latin origin, but it is certain that the Romans in this matter were mere imitators of the Greeks. We should naturally suppose that the custom of feasting the gods arose from that of feasting deceased ancestors. And this view receives fresh confirmation when we consider that these banquets were, among the Greeks, bestowed not upon all the gods, but nearly always on those of mortal birth, such as the Dioscuri, Asclepius and Dionysus. They are bestowed indeed upon Zeus and Apollo, and this may seem strange, unless we remember how commonly Zeus Patroius or Herceius, and Apollo were confused in cultus with the traditional family ancestor.”

(pp. 32-33.)

Origin of Egyptian Gods.—Amid incongruities, the general meaning of the passages which follow is sufficiently clear. Brugsch writes:—

“In . . . the primeval history of their land” the Egyptians “supposed three ages which followed one another, till Mena placed the double crown upon his head. During the first age, a dynasty of the Gods reigned in the land; this was followed by the age of the Demi-gods, and the dynasty of the mysterious Manes closed the prehistoric time. . . . It is to be regretted that the fragments of the Turin papyrus (once containing the most complete list of the kings of Egypt in their chronological order) have preserved not the slightest intelligible information about those fabulous successors of the God-Kings. A single shred allows us to make out with tolerable certainty the names of sacred animals, such as the Apis of Memphis and the Mnevis of Heliopolis, so that it would appear as if these also had contributed to the number of the prehistoric rulers of Egypt.”

(History of Egypt, i, 33, 39.)

The continuity of the series from these early divine personages, some of them figured as animals and half-animals, down to gods who were unquestionably deified men, is implied by the fact that to the worship of those earliest rulers whose vague personalities, surviving from remote times, had become gods proper, there was joined a worship of early historic kings, which, similar in nature, similarly lasted through many ages. Here is a passage from Maspero’s Une Enquête Judiciaire à Thèbes (Mém. de l’Académie des Inscriptions, t. viii), pp. 62-3:—

“A Memphis on trouve, jusque sous les Ptolémées, des prêtres de Ménès, d’Ata, de Sahûra et d’autres pharaons appartenant aux plus anciennes dynasties (De Rougé, Étude sur les monuments qu’on peut attribuer aux six premières dynasties de Manéthon, pp. 31, 53, 83); à Thèbes, le culte des Usortesen, des Ahmès, des Aménophis (voir au Papyrus Abbott, pl. i, l. 13, la mention d’un prêtre d’Aménophis), ou de certaines reines comme la reine Nefer-l-arï (Lieblein, Deux papyrus, etc., p. 31, pl. iii. l. 6; Sharpe, Eg. Insc. ii), fut florissant pendant des siècles. Si nous ne saisissons pas chez les particuliers les indices d’une vénération aussi vivace, e’est que, dans les tombes privés, les cérémonies étaient accomplies non par des prêtres spéciaux, mais par les fils ou les descendants du défunt. Souvent, au bout de quelques générations, soit négligence, soit déplacement, ruine, ou extinction de la famille, le culte était suspendu et la mémoire des morts se perdait.”

[I-827]

To which passage, showing that the permanent worship of the dead kings was a more developed form of the ordinary ancestor-worship, I may add a confirmatory passage from E. de Rougé:—

“Each pyramid had by its side a funeral building, a sort of temple, where were performed the ceremonies of a cult dedicated to the deified sovereigns. I have no doubt that this cult commenced during their lifetime.”

Mém. de l’Ac. des Inscr., pt. xxv, 2, p. 254.

And yet in face of such evidence, harmonizing with all the other evidences we have found, it is alleged that the early Egyptian gods were personalized powers of nature!

Gods and menin Hebrew Legend.—Further grounds for taking the view expressed in § 200, respecting the “gods and men” of the Hebrew legend, have since been disclosed in the Chaldean Account of Genesis, by George Smith. Here is a passage from the new edition edited by Prof. Sayce, published in 1880:—

“One of the most curious statements made in these hymns is that the race of men created by the deity was black-headed. The same race of men is mentioned elsewhere in the ancient literature of the Accadians. . . . In the bilingual tablets the black race is rendered in Assyrian by the word Adamatu or ‘red-skins.’ A popular etymology connected this word Adamatu with the word Adamu, or Admu, ‘man,’ partly on account of the similarity of sound, partly because in the age of Accadian supremacy and literature, the men par excellence, the special human beings made by the Creator, were the dark-skinned race of Accad. The Accadian Adam or ‘man’ was dark; it was only when the culture of the Accadians had been handed down to their Semitic successors that he became fair. The discovery that the Biblical Adam is identical with the Assyrian Adamu or ‘man,’ and that the Assyrian Adamu goes back to the first created man of Accadian tradition who belonged to the black, that is, to the Accadian race, is due to Sir Henry Rawlinson. He has also suggested that the contrast between the black and the white races, between the Accadian and the Semite, is indicated in the sixth chapter of Genesis, where a contrast is drawn between the daughters of men or Adamu, and the sons of God.”

(pp. 81-83.)

Verification is also hereby afforded of the suggestion made in § 178 (note), that the forbidden fruit was the inspiriting and illuminating product of a plant which the conquering race forbade the subject race to consume. The objection, not unlikely to be raised, that the words “fruit” and “eating” do not countenance this interpretation, would be sufficiently met by cases of our own metaphorical uses of these words (“fruit of the womb,” “opium-eating”); but it may be met more directly. Of the Zulus, Bp. Callaway says—“The natives speak of beer as food—and of eating it. They also call snuff food, and speak of eating it.”

Theology of the Accadians.—The distinguished Assyriologist, Prof. A. H. Sayce, in his article on “Babylonia” in the new [I-828] edition of the Encyclopædia Britannica (iii, 192-3), writes as follows:—

“The earliest religion of Accad was a Shamanism resembling that of the Siberian or Samoyed tribes of to-day. Every object had its spirit, good or bad; and the power of controlling these spirits was in the hands of priests and sorcerers. The world swarmed with them, especially with the demons, and there was scarcely an action which did not risk demoniac possession. Diseases were regarded as caused in this way. . . . In course of time certain spirits (or rather deified powers of Nature) were elevated above the rest into the position of gods. . . . The old Shamanism gradually became transformed into a religion, with a host of subordinate semi-divine beings; but so strong a hold had it upon the mind, that the new gods were still addressed by their spirits. The religion now entered upon a new phase; the various epithets applied to the same deity were crystallized into fresh divinities, and the sun-god under a multitude of forms became the central object of worship.”

This account of Accadian beliefs harmonizes with the numerous foregoing facts illustrating the genesis of religion from the ghost-theory. The first stage above described is one in which spirits, originally human, have become identified with, or inhabitants of, surrounding objects, as we saw they everywhere tend to do. Just as among the Esquimaux and others, Sun and Moon thus come to be residences of particular ghosts, so with the Accadians. Prof. Sayce has just pointed out to me (June, 1885) that he had in 1874 expressed the belief that “the worship of dead ancestors” is the primitive form of religion.

As given by M. Lenormant, in his La Magie chez les Chaldéens, the following is part of an incantation against pestilence:—

“De la fièvre, esprit du ciel, souviens-t’en! Esprit de la terre, souviens-t’en! . . . Esprits mâles et femelles, seigneurs des étoiles, souvenez-vous en! . . . Esprits mâles et femelles de la montagne sublime, souvenez-vous en! Esprits mâles es femelles de la lumière de vie, souvenez-vous en! . . . Esprits femelles du père et de la mère de Moul-ge [the Assyrian god Bel] souvenez-vous en! . . . Esprit de la Déesse-onde, mère de Êa, souviens-t’en! Esprit de Ninouah, fille de Êa (Nouah), souviens-t’en! . . . Esprit du dieu Feu, pontife suprême sur la surface de la terre, souviens-t’en!”

(p. 128.)

Here, then, the address is uniformly made to ghosts; and these are the ghosts of beings allied by name to traditional human beings—the ghosts of beings who have come to be called gods and goddesses: ghosts regarded as lords and spirits of stars, mountains, fire. And this too, as we saw above, was the creed of the Iranians. The fravashis were the ghosts or spirits possessed alike by men and by gods—even by the chief god.

Moreover, little as the fact is recognized, the Hebrew god is habitually spoken of in a parallel way and with the same implication. “The Spirit of the Lord” is a consistent expression if, as in the Accadian belief, and in the beliefs of existing Bedouins, the original conception of a god was that of a powerful terrestrial [I-829] ruler—a ruler such as the one hospitably entertained by Abraham, with whom he covenanted to yield allegiance in return for territory. But the expression “Spirit of the Lord,” reasonably applied to the double of a potentate after his death, is nonsense if otherwise applied; since, as every critical reader must have observed, if the Lord was originally conceived as a Spirit, then the Spirit of the Lord must have been conceived as the spirit of a spirit. Such an expression as that in Isaiah xlviii, 16, “The Lord God, and His Spirit, hath sent me,” which is reconcilable with the primitive idea that every human being, whether king or subject, includes at least two individualities, is irreconcilable with the current theology; for the word spirit, whether interpreted in the sense accepted alike by savage and civilized, or whether referred back to its derivation as meaning breath (which it does in Hebrew as in various other languages), inevitably connotes a body of which it is the spirit.

Thus all three of the widely unlike types of men inhabiting these eastern regions—the so-called Turanians, the Aryans, and the Semites—had the same theory of supernatural beings. However otherwise different, deities, like men, were conceived by them as having doubles. The notion is perfectly congruous with the conclusion everywhere else forced upon us, that deities are the expanded ghosts of dead men, and is utterly incongruous with any other theory.

It was pointed out in § 202 that in various essential respects the Hebrew conception of god was at one with all other conceptions of gods; and here we see this unity implied even in the descriptive phrases used by the Hebrews in speaking of their god.

Note.—I am indebted to the Bishop of Gloucester, and more recently to Prof. St. George Mivart, for pointing out that the statement on page 783, concerning the sacrifice of lambs to St. Agnes at Rome, is incorrect. It appears that the lambs are not actually sacrificed, but only offered. We may regard the usage, therefore, as a form substituted for what was once a reality.

[I-830]

APPENDIX B.

THE MYTHOLOGICAL THEORY.

[Though in the text, while setting forth that negative criticism on the mythological theory which is constituted by an opposed theory, I have incidentally made some positive criticisms, I have preferred not to encumber the argument with many of these; nor can I here afford space for a lengthened exposition of reasons for rejecting the mythological theory. What follow must be regarded as merely the heads of an argument, the elaboration of which must be left to the reader.]

An inquiry carried on in a way properly called scientific may, according to the nature of the case, proceed either inductively or deductively. Without making any assumptions, the inquirer may, and in some cases must, begin by collecting together numerous cases; and then, after testing by the method of difference the result yielded by the method of agreement, or subjecting it to others of the tests needful to exclude error, he may, if it withstands all such tests, accept the induction as true. Or, otherwise, if there exists a pre-established induction, or an a priori truth (which is an induction organically registered), he may set out from this, and deduce his conclusion from it.

In his Introduction to the Science of Religion, Professor Max Müller does not adopt either of these methods. As given on page 143 (new edition of 1882), his theory is that, in the case of other races as in the case of the Turanian race there dealt with, men’s religious ideas arise thus:—“First, a worship of heaven, as the emblem of the most exalted conception which the untutored mind of man can entertain,” expanding to . . . “a belief in that which is infinite. Secondly, a belief in deathless spirits or powers of nature. . . . Lastly, a belief in the existence of ancestral spirits.” To give anything like a scientific character to this theory, he ought to do at least one of two things. Either he should cite a number of cases in which among men whose state is the rudest known, there exists this heaven-worship and resulting conception of the infinite, or else he should prove that his theory is a necessary deduction from admitted laws of the human mind. He does not fulfil either [I-831] of these requirements, or even attempt to fulfil either. Not simply does he fail to give such numerous cases of Nature-worship existing without any other kind of worship, as would serve for the basis of an induction, but I am not aware that he has given a single case: the reason being, I believe, that no cases are to be found; for my own inquiries, which are tolerably extensive, have not brought one to my knowledge. On the other hand, so far from being able to deduce his conclusion from laws of mind, he is obliged deliberately to ignore laws of mind which are well established. If, as he alleges, men began with worshipping heaven as symbolizing the infinite, afterwards worshipping the powers of Nature as personalized, and finally ancestral spirits, then the progress of thought is from the abstract to the concrete: the course implied is the reverse of that known to be followed.

While it cannot, I think, be admitted that what is called by Professor Max Müller the Science of Religion has any claim whatever to the name science, we find evidence that his conclusion was from the outset a foregone conclusion, and one certainly not belonging to the class distinguished as scientific. Here are two extracts which throw light on the matter:—

“The elements and roots of religion were there, as far back as we can trace the history of man. . . . An intuition of God, a sense of human weakness and dependence, a belief in a Divine government of the world, a distinction between good and evil, and a hope of a better life, these are some of the radical elements of all religions. Though sometimes hidden, they rise again and again to the surface. . . . Unless they had formed part of the original dowry of the human soul, religion itself would have been an impossibility.”

Chips, etc., vol. i, pref. x.

The other extract is from the closing paragraph of the preface written by Professor Max Müller to the Myths and Songs from the South Pacific. Speaking of that work, he says—

“But it contains much that . . . will comfort those who hold that God has not left Himself without a witness, even among the lowest outcasts of the human race.”

Noting how the theological here hides the scientific, I may add that anyone who reads Mr. Gill’s volume and contemplates the many verifications it contains of the inference otherwise so amply supported, that ancestor-worship is the root of all religions, will be surprised to see how readily a foregone conclusion can find for itself support in a mass of evidence which to other readers will seem fatal to it.

But now leaving this general criticism, let us examine deliberately and in detail the hypothesis of Professor Max Müller, and that mythological theory associated with it.

1. A more special science cannot be fully understood until the more general science including it is understood; and it is a corollary [I-832] that conclusions drawn from the more special cannot be depended on in the absence of conclusions drawn from the more general. Philological proofs are therefore untrustworthy unless supported by psychological proofs. Not to study the phenomena of mind by immediate observation, but to study them immediately through the phenomena of language, is necessarily to introduce additional sources of error. In the interpretation of evolving thoughts, there are liabilities to mistake. In the interpretation of evolving words and verbal forms, there are other liabilities to mistake. And to contemplate the mental development through the linguistic development, is to encounter a double set of risks. Though evidence derived from the growth of words is useful as collateral evidence, it is of little use by itself; and cannot compare in validity with evidence derived from the growth of ideas. Hence the method of the mythologists, who argue from the phenomena which the symbols present, instead of arguing from the phenomena symbolized, is a misleading method.

One illustration will suffice. In a lecture delivered at the Royal Institution, on March 31st, 1871, Prof. Max Müller said—“The Zulus call the soul the shadow, and such is the influence of language that, even against the evidence of the senses, the Zulus believe that a dead body can cast no shadow, because the shadow—or, as we should say, the ghost—has departed from it.” (Times, 1 Ap., 1871.) Here the explanation is regarded as entirely linguistic. The course of thought which, among so many races, has led to identification of soul and shadow, and which has for its corollary the departure of the soul or shadow at death, is ignored. Those who have digested the abundant evidence given in the text, will see how profound is the misconception caused.

2. In another way—allied though different—does the method of the mythologists reverse the right method. They set out with the ideas and feelings possessed by the civilized. Carrying these with them they study the ideas and feelings of the semi-civilized. And thence they descend by inference to the ideas and feelings of the uncivilized. Beginning with the complex they get from it the factors of the simple. How great are the errors to be anticipated, an analogy will show. So long as biologists gathered their cardinal conceptions from much-developed organisms their interpretations were quite wrong; and they were set right only when they began to study little-developed organisms—the lower types and the embryos of the higher types. That the teeth, though rooted in the jaws, do not belong to the skeleton, but are dermal structures, is a truth which no anatomist, dealing with adult mammals only, would ever have [I-833] imagined; and this truth is but one out of many disclosed by examining animals in the order of ascending evolution. Similarly with social phenomena, including the systems of belief men have formed. The order of ascending evolution must be followed here too. The key to these systems of belief can be found only in the ideas of the lowest races.

3. The distortion caused by tracing the genesis of beliefs from above downwards, instead of tracing it from below upwards, is exemplified in the postulate of Prof. Max Müller that there was at first a high conception of deity which mythology corrupted. He says (Sci. of Lan., ii, 467) that “the more we go back, the more we examine the earliest germs of every religion, the purer, I believe, we shall find the conceptions of the Deity.” Now, unless we assume that Prof. Max Müller is unacquainted with such facts as are brought together in Part I, we shall here recognize a perversion of thought caused by looking at them in the wrong order. We shall be the more obliged to recognize this, on remembering that his linguistic researches furnish him with abundant proofs that men in low stages have no terms capable of expressing the idea of a Universal Power; and can, therefore, according to his own doctrine, have no such idea. Lacking words even for low generalities and abstractions, it is utterly impossible that the savage should have words in which to frame a conception uniting high generality with high abstractness. Holding so unwarranted a postulate, it is very improbable that Prof. Max Müller’s mythological interpretations, harmonized as we must suppose with this postulate, can be true.

4. The law of rhythm in its social applications, implies that alternations of opinion will be violent in proportion as opinions are extreme. Politics, Religion, Morals, all furnish examples. After an unqualified acceptance of the Christian creed, those who inquired passed to unqualified rejection of it as an invention of priests: both courses being wrong. Similarly, after belief in classic legends as entirely true, there comes repudiation of them as entirely false: now prized as historic fact, they are now thrown aside as nothing but fiction. Both of these judgments are likely to prove erroneous. Being sure that the momentum of reaction will carry opinion too far, we may conclude that these legends are neither wholly true nor wholly untrue.

5. The assumption that any decided division can be made between legend and history is untenable. To suppose that at a certain stage we pass suddenly from the mythical to the historical is absurd. Progress, growing arts, increasing knowledge, more [I-834] settled life, imply a gradual transition from traditions containing little fact and much fancy, to traditions containing little fancy and much fact. There can be no break. Hence any theory which deals with traditions as though, before the time when they are classed as historic, they are entirely unhistoric, is inevitably wrong. It must be assumed that the earlier the story the smaller the historic nucleus; but that some historic nucleus habitually exists. Mythologists ignore this implication.

6. If we look at the ignoring of this implication under another aspect, we shall be still more startled by it. A growing society coming at length to recorded events, must have passed through a long series of unrecorded events. The more striking of such will be transmitted orally. That is to say, every early nation which has a written history, had, before that, an unwritten history; the most remarkable parts of which survived in traditions more or less distorted. If, now, the alleged doings of heroes, demi-gods, and deities, which precede definite history, are recognized as these distorted traditions, the requirement is satisfied. If, otherwise, these are rejected as myths, then there comes the question—Where are the distorted traditions of actual events? Any hypothesis which does not furnish a satisfactory answer to this question is out of court.

7. The nature of pre-historic legends suggests a further objection. In the lives of savages and barbarians the chief occurrences are wars. Hence the traits common to mythologies—Indian, Greek, Babylonian, Tibetan, Mexican, Polynesian, etc.—that the early deeds narrated, even including the events of creation, take the form of fightings, harmonizes with the hypothesis that they are expanded and idealized stories of human transactions. But this trait is not congruous with the hypothesis that they are fictions devised to explain the genesis and order of Nature. Though the mythologist imagines the phenomena to be thus naturally formulated; there is no evidence that they tend thus to formulate themselves in the undeveloped mind. To see this, it needs but to ask whether an untaught child looking at the surrounding world and its changes, would think of them as the products of battles.

8. The study of superstitions by descending analysis instead of by ascending synthesis, misleads in another way. It suggests causes of Nature-worship which do not exist. The undeveloped mind has neither the emotional tendencies nor the intellectual tendencies which mythologists assume.

Note, first, that the feelings out of which worship really grows, as shown in Part I, are displayed by all forms of the [I-835] undeveloped mind—by the mind of the savage, by the mind of the civilized child, by the mind of the civilized adult in its uncultured state. Dread of ghosts is common to them all. The horror a child feels when alone in the dark, and the fear with which a rustic passes through a churchyard by night, show us the still-continued sentiment which we have found to be the essential element of primitive religions. If, then, this sentiment excited by supposed invisible beings, which prompts the savage to worship, is a sentiment conspicuous in the young and in the ignorant among ourselves; we may infer that if the savage has an allied sentiment directed towards powers of nature and prompting worship, this, also, while manifest in him, must be similarly manifest in our own young and ignorant.

So, too, with the thought-element which mythologists ascribe to the savage. The speculative tendency which they suppose causes primitive interpretations of Nature, is a tendency which he should habitually display, and which the least developed of the civilized should also display. Observe the facts under both these heads.

9. The familiar Sun excites in the child no awe whatever. Recalling his boyhood, no one can recall any feeling of fear drawn out by this most striking object in Nature, or any sign of such feeling in his companions. Again, what peasant or what servant-girl betrays the slightest reverence for the Sun? Gazed at occasionally, admired perhaps when setting, it is regarded without even a tinge of the sentiment called worship. Such allied sentiment as arises (and it is but an allied sentiment) arises only in the minds of the cultured, to whom science has revealed the vastness of the Universe or in whom the perception of beauty has become strong. Similarly with other familiar things. A labourer has not even respect for the Earth he digs; still less any such emotion as might lead him to treat it as a deity. It is true that the child may be awed by a thunderstorm and that the ignorant may look with superstitious terror at a comet; but these are not usual and orderly occurrences. Daily experiences prove that surrounding objects and powers, however vast, excite no religious emotion in undeveloped minds, if they are common and not supposed to be dangerous.

And this, which analogy suggests as the state of the savage mind, is the state which travellers describe. The lowest types of men are devoid of wonder. As shown in § 45, they do not marvel even at remarkable things they never saw before, so long as there is nothing alarming about them. And if their surprise is not aroused by these unfamiliar things, still less is it aroused by the things witnessed daily from birth upwards. What is more marvellous than flame?—coming no one sees whence, moving, [I-836] making sounds, intangible and yet hurting the hands, devouring things and then vanishing. Yet the lowest races are not characterized by fire-worship.

Direct and indirect evidence thus unite to show us that in the primitive man there does not exist that sentiment which Nature-worship presupposes. And long before mental evolution initiates it, the Earth and the Heavens have been peopled by the supernatural beings, derived from ghosts, which really draw out his hopes and fears, and prompt his offerings and prayers.

10. Similarly with the implied thought-element. The ignorant among ourselves are unspeculative. They show scarcely any rational curiosity respecting even the most imposing natural phenomena. What rustic asks a question as to the constitution of the Sun? When does he think about the cause of the Moon’s changes? What sign does he give of a wish to know how clouds are formed? Where is the evidence that his mind ever entertained a thought concerning the origin of the winds? Not only is there an absence of any tendency to inquire, but there is utter indifference when explanation is offered. He accepts these common-place things as matters of course, which it does not concern him to account for.

It is thus, also, with the savage. Even in the absence of proof it would be inferable that if the great mass of minds in our own race are thus unspeculative, the minds of inferior races must be still more unspeculative. But, as was shown in § 46, we have direct proof. Absence of rational curiosity is habitually remarked by travellers amongst the lowest races. That which Dr. Rink says of the Esquimaux, that “existence in general is accepted as a fact, without any speculation as to its primitive origin” (p. 36), is said by others in kindred ways of various rude peoples. Nay, savages even ridicule as foolish, questions about the ordinary course of Nature; no matter how conspicuous the changes displayed.

Thus the intellectual factor, too, implied by the alleged mythopœic tendency, is wanting in early stages; and advancing intelligence does not begin to manifest it until long after the ghost-theory has originated a mechanism of causation.

11. Joined with these two erroneous assumptions is the assumption, also erroneous, that the primitive man is given to “imaginative fictions.” Here is another mistake caused by ascribing to undeveloped natures, the traits which developed natures exhibit. As shown in § 47, the savage conspicuously lacks imagination; and fiction, implying imagination, arises only as civilization progresses. The man of low type no more [I-837] invents stories than he invents tools or processes; but in the one case, as in the other, the products of his activity evolve by small modifications. Among inferior races the only germ of literature is the narrative of events. The savage tells the occurrences of to-day’s chase, the feats of the fight that happened yesterday, the successes of his father who lately died, the triumphs of his tribe in a past generation. Without the slightest idea of making marvellous stories, he makes them unawares. Having only rude speech full of metaphor; being prompted by vanity and unchecked by regard for truth; immeasurably credulous himself and listened to by his descendants with absolute faith; his narratives soon become monstrously exaggerated, and in course of generations diverge so widely from possibility, that to us they seem mere freaks of fancy.

On studying facts instead of trusting to hypotheses we see this to be the origin of primitive legends. Looked at apart from preconceptions, the evidence (see Descriptive Sociology, “Æsthetic Products”) shows that there is originally no mythopœic tendency; but that the so-called myth begins with a story of human adventure. Hence this assumed factor is also wanting.

12. One more supposition is made for which there is, in like manner, no warrant. The argument of the mythologists proceeds on the assumption that early peoples were inevitably betrayed into personalizing abstract nouns. Having originally had certain verbal symbols for abstractions; and having, by implication, had a corresponding power of abstract thinking; it is alleged that the barbarian thereupon began to deprive these verbal symbols of their abstractness. This remarkable process is one of which clear proof might have been expected; but none is forthcoming. We have indeed, in his Chips, etc. (vol. ii, p. 55), the assertion of Prof. Max Müller that “as long as people thought in language, it was simply impossible to speak of morning or evening, of spring and winter, without giving to these conceptions something of an individual, active, sexual, and at last personal character;” (i. e., having, somehow, originally got them without concrete meanings, it was impossible to avoid making their meanings concrete); but to establish the alleged impossibility something more than authoritative statement is needed. And considering that the validity of the entire theory depends on the truth of this proposition, one might have looked for an elaborate demonstration of it. Surely the speech of the uncivilized should furnish abundant materials.

Instead, I find put in evidence certain personalizations of abstracts made by ourselves. Prof. Max Müller quotes passages [I-838] in which Wordsworth speaks of Religion as a “mother,” of “father Time,” of “Frost’s inexorable tooth,” of “Winter like a traveller old,” of “laughing hours.” But in the first place it is to be remarked that these, where not directly traceable to the personages of classic mythology, have obviously arisen by conscious or unconscious imitation of classic modes of expression, to which our poets have been habituated from boyhood. And then, in the second place, we find no trace of a tendency for this fanciful personalization to generate beliefs in actual personalities; and unless such a tendency is proved, nothing is proved.

13. Sanskrit is, indeed, said to yield evidence of this personalization. But the evidence, instead of being direct, is remotely inferential; and the inferences are drawn from materials arbitrarily selected.

How little confidence can be placed in the mode of dealing with the language of the Vedas, may be inferred from the mode of dealing with the Vedic statements. Appeal is professedly made to the ideas of highest antiquity, as being, according to theory, freest from mythopœic corruptions. But only such of these ideas as suit the hypothesis are taken; and ideas of as high, and indeed of higher, antiquity, which conflict with it are ignored. Of numerous cases, here is one. Soma-worship being common to the Rig-Veda and the Zend-Avesta, is thereby proved to have existed before the diffusion of the Aryans. Further, as before shown (§ 178), the Rig-Veda itself calls Soma “the creator and father of the gods,” “the generator of hymns, of Dyaus, of Prithivī, of Agni, of Surya, of Indra, and of Vishnu.” According to this highest authority, then, these so-called Nature-gods were not the earliest. They were preceded by Soma, “king of gods and men,” who “confers immortality on gods and men:” the alleged sun-god, Indra, being named as performing his great deeds under the inspiration of Soma. Hence if antiquity of idea, as proved both by the direct statements of the Rig-Veda itself, and by community of belief with the Zend-Avesta, is to be taken as the test, it is clear that Nature-worship was not primordial among the Aryans.

If we look more closely at the data taken from this “book with seven seals” (which is Prof. Max Müller’s name for the book from which, strangely enough, he draws such positive conclusions) and observe how they are dealt with, we do not find ourselves reassured. The word dyaus, which is a cardinal word in the mythological theory, is said to be derived from the root dyu, to beam. In his Science of Language, vol. ii, p. 469, Prof. Max Müller says of it—“A root of this rich and expansive meaning would be applicable to many conceptions: the [I-839] dawn, the sun, the sky, the day, the stars, the eyes, the ocean, and the meadow.” May we not add that a root so variously applicable, vague in proportion to the multiplicity of its meanings, lends itself to interpretations that are proportionately uncertain? The like holds throughout. One of the personalized Vedic gods, inferrred to have been originally a Nature-god, is the Earth. We are told that there are twenty-one Vedic names for the Earth. We learn that these names were applicable to various other things; and that consequently “earth, river, sky, dawn, cow, and speech, would become homonyms” (Chips, ii, 72). On which statements our comment may be, that as homonymous words are, by their definition, equivocal or ambiguous, translations of them in particular cases must be correspondingly questionable. No doubt roots that are so “rich,” allow ample play to imagination, and greatly facilitate the reaching of desired results. But by as much as they afford scope for possible inferences, by so much do they diminish the probability of any one inference. [*]

Nor is this all. The interpretation thus made by arbitrary manipulation of ill-understood materials, is made in pursuance of what seems a self-contradicting doctrine. On the one hand, primitive Aryans are described as having had a speech formed from roots in such manner that the abstract idea of protecting preceded the concrete idea of a father. On the other hand, of ancient Aryans coming after these primitive Aryans, we are told that they “could only speak and think” (ibid., 63) in personal figures: of necessity they spoke, not of sunset, but of the “sun growing old”—not of sunrise, but of “Night giving birth to a brilliant child”—not of Spring, but of “the Sun or the Sky, embracing the earth” (ibid., 64). So that the race who made their concretes out of abstracts, are described as led into these Nature-myths by their inability to express abstracts except in terms of concretes!

[I-840]

May we not say, then, that the doctrine of the personalization of abstracts, unsupported by evidence which existing races furnish, is not made probable by ancient evidence?

14. We need not, however, leave off simply with the conclusion that the hypothesis is unsustained. There is a definite test, which, I think, completely disproves it.

As part of the reason why abstract nouns and collective nouns became personalized, Prof. Max Müller says:—“Now in ancient languages every one of these words had necessarily a termination expressive of gender, and this naturally produced in the mind the corresponding idea of sex” (Chips, ii, 55). Here the implication is that the use of a name carrying with it the idea of sex in the thing named, therefore carried with it the idea of something living; since living things alone possess the differences expressed by gender. Observe, now, the converse proposition necessarily going with this. It is implied that if an abstract noun has no termination indicating a masculine or feminine nature, any liability there may be to give more concreteness to its meaning, will not be joined with a liability to ascribe sex to it. There will be no tendency to personalize it accompanying the tendency to make it concrete; but it will become a neuter concrete. Unquestionably if a termination implying sex, and therefore implying life, therefore implies personality; where there is no termination implying sex, no implication that there is life and personality will arise. It follows, then, that peoples whose words have no genders will not personalize the powers of Nature. But the facts directly contradict this inference. “There are no terminations denoting gender in Quichua” (Markham, p. 23), the language of the ancient Peruvians; and yet the ancient Peruvians had personalized natural objects and powers—Mountains, Sun, Moon, the Earth, the Sea, etc.; and the like absence of genders and presence of Nature-worship, occurred among the Chibchas, and among the Central Americans. Thus personalization of the great inanimate objects and agents, can have had no such linguistic cause as that alleged.

15. The many reasons for rejecting the interpretations which mythologists offer us, thus fall into several groups.

Some of them are a priori. The method adopted is doubly wrong—wrong as seeking in the characters of words, explanations which should be sought in the mental phenomena symbolized by those words; and wrong as seeking in developed thoughts and feelings the keys to undeveloped ones, instead of the converse. The assumption, associated with this method, that the human mind had originally a conception of deity such [I-841] as we now call pure, is directly contradicted by the evidence which the uncivilized present; and suicidally implies that there were abstract thoughts before there was even an approach to words abstract enough to convey them.

A second group of a priori reasons is otherwise derived. The mythological theory tacitly assumes that some clear division can be made between legend and history; instead of recognizing the truth that in the narratives of events there is a slowly increasing ratio of truth to error. Ignoring the necessary implication that before definite history, numerous partially-true stories must be current, it recognizes no long series of distorted traditions of actual events. And then, instead of seeing in the fact that all the leading so-called myths describe combats, evidence that they arose out of human transactions, mythologists assume that the order of Nature presents itself to the undeveloped mind in terms of victories and defeats.

Of a posteriori reasons for rejecting the theory, come, first, those embodied in denials of its premises. It is not true, as tacitly alleged, that the primitive man looks at the powers of Nature with awe. It is not true that he speculates about their characters and causes. It is not true that he has a tendency to make fictions. Every one of these alleged factors of the mythopœic process, though present in the developed mind, is absent from the undeveloped mind, where the theory assumes it.

Yet further reasons are forthcoming. From premises unwarranted by evidence, the conclusions are reached by processes which are illegitimate. It is implied that men, having originally had certain signs of abstract conceptions, and therefore power of forming such conceptions, were obliged, afterwards, to speak and think in more concrete terms—a change not simply gratuitously assumed, but exactly opposite in direction to that which the developments of thought and language actually show us. The formation of ideal persons out of abstract nouns, which is ascribed to this necessity, ought to be clearly demonstrated from the speech of existing low races, which it is not. Instead, we have deductions from an ancient Sanskrit work, unintelligible to the extent of having “seven seals,” from which conclusions called unquestionable are drawn by taking some statements and ignoring others, and by giving to words which have a score of meanings those most congruous with the desired conclusion.

Finally comes the fact which, even were the argument in general as valid as it is fallacious, would be fatal to it—the fact that personalization of natural powers, said to be suggested by verbal terminations expressive of sex, occurs just as much where there are no such terminations.

[I-842]

APPENDIX C.

THE LINGUISTIC METHOD OF THE MYTHOLOGISTS.

Already in § 188, I have given an example of myth-interpretation carried on after the current manner: the instance being the myth of Saramâ, which, on the strength of the alleged derivation of the word, one mythologist regards as a figurative account of the dawn, and another as a figurative account of the storm. This conflict seems typical rather than exceptional. Concerning the true renderings of these early words, philologists are often at issue; and no wonder, considering that according to Prof. Max Müller, Sanskrit is “a language which expressed the bright and the divine, the brilliant and the beautiful, the straight and the right, the bull and the hero, the shepherd and the king, by the same terms.” (Rig-Veda, i, 121.) Examples of the resulting confusion are continually thrust on the attention even of outsiders. The Academy for January 17th, 1885, contains a letter in which, speaking patronizingly of Mr. Dwijender Nath Tagore, a young Hindoo philologist, Prof. Max Müller quotes some passages showing that they are at issue concerning “the original meaning [?meanings] of Mâtri, ‘mother’, Bhrâtri, ‘brother’, and Svasri, ‘sister’.” Here are passages showing the disagreement.

“Max Müller says that the meaning of the word Mâtri is Maker (nirmâtri); we say that its meaning is measurer (parimâtri), . . . . Prof. Max Müller says that the primary meaning of bhrâtri is one who bears a burden, but we say it is bhâgin, or sharer,” etc., etc.

In the same number of the Academy is a letter from Mr. Rhys, Professor of Celtic at Oxford, in which, after quoting Dr. Isaac Taylor’s question—“Does anyone doubt that Odin is the wind?” he says—“My impulse would have been just as confidently to ask, Does anyone still think that Odin is the wind?” And then he refers to the first “among the Norse scholars of the present day” as saying that Odin means primarily heaven, and afterwards the god of wisdom. In a subsequent number of the Academy (February 14th), M. Henri Gaidoz remarks on the scepticism likely to be produced concerning mythological interpretations, [I-843] when “one says Odin is the heaven; another, Odin is the wind; according to a third, Odin is the storm:” adding that “each of these opinions is supported by a learned etymology which pretends to be the genuine one.”

By way of further showing on what a quicksand rests the vast and elaborate structure of mythological interpretations, let me here place for comparison two translations of the same passage in the Rig-Veda:

R. V. i, 85, 1. “Those who glance forth like wives and yoke-fellows, they are the powerful sons of Rudra on their way. The Maruts have made heaven and earth to grow, they, the strong and wild, delight in the sacrifices.”

Max Müller.

“The Maruts who are going forth decorate themselves like females: they are gliders (through the air), the sons of Rudra, and doers of good works, by which they promote the welfare of earth and heaven: heroes, who grind (the solid rocks), they delight in sacrifices.”

Wilson.

Here we see how readily a language like Sanskrit lends itself to those various figurative interpretations in which the mythologists delight.

Deeper than objections hence arising, is an objection which may be made to the assumption on which philologists at large proceed—the assumption that there exists in all cases, or in nearly all cases, a rational root for a word—a root, that is, to which reason may trace back the word’s origin. Now any one who observes the transformations of words and strange deviations of meanings occurring among ourselves, notwithstanding the restraints imposed by education and by printing, will find reason to challenge this assumption. If at present there goes on what may be called by contrast an irrational genesis of words, we may be sure that in early times such a genesis was active, and that a considerable part of language resulted from it. To help us in conceiving the transformations which then took place perpetually, let us observe a few of the transformations which now take place occasionally.

By gardeners and greengrocers the name artichokes has been abridged to “chokes;” and this name appears even in the bills sent to householders. They have made a still greater transformation of the word asparagus. Misapprehension first led them to call it “asparagrass;” then it became “sparrowgrass;” and finally “grass;” which is the name now current in London among those who sell it. In early days before there had arisen any thoughts about correct speech, or any such check upon change as results from literature, these abbreviated and corrupted words would have replaced the original words. And then, if at a later period search had been made for the origins of them, philologists would inevitably have gone wrong. What more obvious than that the name “choke” given to an [I-844] article of food, must have had reference to some alleged effect of swallowing it; or what more obvious than that the name “grass” arose from a mistaken classing of the plant with grasses at large?

Agreeing as we must with the philologists that from the beginning dialectical changes have been perpetually transforming words, let us note some of the transformations which dialects of our own language exhibit, that we may help ourselves to imagine what must have resulted from kindred divergences during thousands of years. In the Berkshire dialect, the word “that” has become “thak;” and in the Devonshire dialect “this” has become “thickie.” On referring to “The general table of Grimm’s Law,” as given in Prof. Max Müller’s Science of Language, vol. ii, p. 246, I see no precedent for a change of the s into the k. Passing over this, however, I put a further question. Possibly the additional syllable in the metamorphosed word “thickie” might not prevent identification of it as modification of “this,” when its grammatical uses were studied. But suppose that in conformity with Grimm’s law, which shows that in Gothic th may be represented by d, and in old high German becomes d; suppose, I say, that this word “thickie” became “dickie,” what philologist would then be able to identify it with “this”? Again, in the Somersetshire dialect “uncle” has become “nunk.” Who, in the absence of written language, would find the true derivation of this word? Who would imagine that it had descended from the Latin avunculus? Even were it admitted that the dropping of the first syllable and of the last two syllables, might be suspected without the aid of books (which is extremely improbable), what warrant could be given for supposing a change of the remaining syllable vunk into nunk? Grimm’s law does not show us that v changes into n; and in the absence of books there would be no clue. Once more, in the Somersetshire dialect “if” has become “nif.” Instead of that abridgement commonly undergone by words in course of time, we here have expansion—a prefixed consonant. It seems not unlikely that this change arose from the habit of always using “if” with a prefixed “and”—“and if;” which, quickly spoken, became “an’ if,” and still more quickly spoken “nif;” but though this supposition is countenanced by a change in the same dialect of the word “awl” into “nawl” (which, probably at first “an awl,” became “a nawl”), it does not harmonize with the associated change of “lunch” into “nunch.” But however it has arisen, this growth of “if” into “nif” is one which effectually hides the derivation of the word. Were the Somersetshire dialect to become an independent language, as it might have done in times like those of the primitive Aryans, no philologist [I-845] could have traced “nif” to its root. The conclusion that “nif,” used as the sign of a hypothetical proposition, was derived from “gif,” meaning to hand over something, would have seemed utterly unwarranted by the meaning, and quite at variance with the laws of phonetic change.

Beyond such obscurations as these, there are obscurations caused by introductions of new words needed in new occupations, institutions, processes, games, etc., which are subsequently transferred to other spheres of use, while their original uses cease. We have an instance in the name “booking-office,” as applied at railway-stations. Why booking-office? Young people cannot say; though people whose memories go back fifty years can. In the old coaching-days, when the accommodation for passengers was small, it was a usual precaution to secure a place one or more days before the day of an intended journey. A clerk entered in a book the passenger’s name, the place taken by him, and the date for which he took it. He was then said to be “booked;” and hence the office was called a booking-office. Railway-managers had at first a slightly modified system. There was a book with paper tickets and counterfoils, of a kind like that now used in post-offices for registering letters. On paying his fare the passenger had his name written on the ticket and counterfoil, and the ticket was then torn off and given to him. This method was in use on the London and North Western Railway (then the London and Birmingham) as late as 1838, if not later. Presently came the invention of that little stamping apparatus which made it economical of time and trouble to adopt the stiff tickets now universally used. The books and booking disappeared, but the name “booking-office” survived. When all who remember pre-railway days are dead, any one who asks the derivation of the word “booking” as thus applied, will be utterly misled if he sets out with the ordinary assumption that the word has arisen by modifications of some word having an appropriate meaning. Railway-business, or rather railway-making, supplies us with another familiar instance. Labourers occupied in excavating cuttings and forming embankments, are called “navvies.” Whence the name? In future times any one who asserts that “navvy” is short for navigator, will probably be laughed at. How is it credible that a man occupied in digging and wheeling earth, should be called by a name which signifies one who sails the seas, and especially one who directs the course of a ship? Yet impossible as this affiliation will seem to those ignorant of recent history, it is the true one. In the days when they were made, canals were thought of as lines of inland navigation—so commonly so, that sometimes a tavern built by the side of a canal was called a “Navigation [I-846] Inn.” Hence it happened that the men employed in excavating canals were called “navigators,” and for brevity “navvies.” When railway-making began to replace canal-making, the same class of men being employed in kindred work, carried with them this abbreviated name, now no longer having even a remotely appropriate meaning. And the name has eventually been established as applying to any man engaged on earthworks of whatever kind. Now if, even in our times, there are aberrant origins of words—if these are at present numerous among the uncultured, how multitudinous must they have been among early peoples, who, on the one hand, were not restrained by education from making changes, and who, on the other hand, were compelled by the poverty of their vocabularies to use metaphors far more than they are used now! Indeed, as extension of the meanings of words by metaphor has played a chief part in the genesis of language, we may conclude that the metaphorically-derived words which eventually became established and apparently independent, form the most numerous class of words. And we may further conclude that since modifications go on very rapidly in early speech, the connexions of such words with the words from which they were derived were most of them soon lost, and endeavours now made to find their derivations must consequently be futile.

It has been replied to me when I have raised objections of this kind, that philologists distinguish between words of which the roots can be found, and words of which the roots cannot be found. At the time when this reply was given, little force was recognized in my rejoinder, that no trustworthy test is assignable; but I abide by this rejoinder until a trustworthy test is assigned. It seems to me impossible to devise any method by which there may be distinguished words of which it is hopeless to find the derivations, from words of which the derivations may reasonably be sought. Indeed, false derivations sometimes present far more the appearance of true derivations than do many of the derivations which really are true. Here are some extracts from an imaginary dictionary of derivations, which we will suppose to be compiled a century hence.

Burke, v. t. From a root which meant a refuge, usually inclosed, but which from the original sense of inclosure with security came to mean inclosure with suppression. In Icelandic, Swedish, and Danish we have borg, “a fort or castle;” in Anglo-Saxon we have burh, burg; and in middle English we have burgh, borgh, “a place of shelter.” In middle English borwgh meant “a den, cave, or lurking-place,” whence in English came burrow and borough. Anglo-Saxon had also the word beorgan to protect, which, as usual, dropped the terminal syllable. Hence, as borg, burh, burgh meant a place of shelter or fortified place, to beorg meant to protect by inclosure; and this beorg or beorgh changing its guttural (as the Scotch word loch has changed into the English lock), finally became burke. But a place made secure by walls is also a place of imprisonment; and the meaning of [I-847] being shut in eventually became the predominant meaning. A clear analogy is furnished by the changed use of the word prevent. Of old, as in the Bible (Ps. lix, 10) and in the Church of England service, it meant to go before with the effect of helping, but it now means to go before with the effect of arresting. In like manner to burgh or burke, having originally meant to inclose with the effect of protection, has come to mean to inclose with the effect of suppression. Hence a discussion is said to be burked when it is suppressed. How natural is the connexion of ideas may be perceived at a public meeting, when, to a prosy speaker, there comes a shout of “shut up.” Here there is obviously in this process of burking a speech, an unconscious reference to the original fortified place, which, while it may be shut up to keep out foes, may also be shut up to imprison inhabitants.

Now when, in a few generations, there has been forgotten the story of the murderers Burke and Hare, who suffocated their victims by clapping pitch-plasters on their mouths, this might very well pass for a true derivation. The changes are natural, and not greater than those which continually occur. But let us take another case.

Post, v. t. To put a letter or packet into a place whence it is taken for delivery by public officials. This word is derived from the substantive post, a piece of timber set upright,—a name which was commonly transferred to an upright pillar of iron (at one time not infrequently an old cannon) fixed at the corner of a street or other public place. The hollow iron upright receptacles for letters, which in large towns were placed at the corners of streets, were for this reason called posts. Hence to post a letter meant to put a letter into one of these hollow iron posts; just as to warehouse goods meant to put goods into a warehouse, or to ship a cargo meant to put a cargo into a ship.

I do not see how a century hence any one could, without an elaborate inquiry, detect the fallacy of this derivation; and in the absence of a literature, detection of the fallacy would be impossible. Far less licence is taken than philologists habitually take, and far fewer reasons for scepticism can be assigned. We shall at once see this when we look at some samples of the derivations which are put forth and widely accepted.

It is said that the Aryan word which in Sanskrit is Dyaus, eventually became Tŷr in Old Norse. This may be true; though to establish such a strange genealogy seems to call for more evidence than has survived during the lapse of thousands of years, filled with numerous migrations and consequent social changes. One may admit it as possible that our word daughter comes from an ancient word duhitar, milker, from duh, to milk; though in accepting this conclusion we have to suppose that an earlier word for daughter (which must have existed before the Aryans reached the cattle-keeping stage) was replaced by this new word, notwithstanding the inapplicability of the new word to daughters in childhood and to married daughters. Prof. Max Müller may be right in tracing back the various European names for the moon to a primitive name which in Sanskrit is mâs; and it may be, as he says, that “this mâs in Sanskrit [I-848] is clearly derived from a root mâ, to measure, to mete” (Science of Language, i, 7); though if, as he supposes, “the moon was originally called by the farmer the measurer,” we must suppose either that before the Aryans reached the farming stage and also the stage at which the general use of measures had generated the conception of measuring, there existed no name for the moon, or else that the pre-existing familiar name had its place usurped by this unfamiliar metaphorical name: the usurpation being one which suggests the probability that in America “shooting-iron” will by-and-by replace rifle. But without contesting the correctness of these derivations, one may naturally ask by what criterion they are distinguished from the false derivations given above:—nay, may even naturally ask how it happens that the false ones have a greater apparent probability than these alleged true ones.

Fully to appreciate the linguistic method of interpreting myths, we must, however, contemplate an example. Here is an abbreviated passage from the Lectures on the Science of Language, vol. ii, pp. 395-9.

“From rik in the sense of shining, it was possible to form a derivative ríkta, in the sense of lighted up, or bright. This form does not exist in Sanskrit, but as kt in Sanskrit is liable to be changed into ks, we may recognize in riksha the same derivative of rik. Riksha, in the sense of bright, has become the name of the bear, so called either from his bright eyes or from his brilliant tawny fur. The same name, riksha, was given in Sanskrit to the stars, the bright ones. . . . Now, remember, that the constellation here called the Rikshas, in the sense of the bright ones, would be nomonymous in Sanskrit with the Bears. . . . You will now perceive the influence of words on thought, or the spontaneous growth of mythology. The name riksha was applied to the bear in the sense of the bright fuscous animal, and in that sense it became most popular in the later Sanskrit, and in Greek and Latin. The same name, in the sense of the bright ones, had been applied by the Vedic poets to the stars in general, and more particularly to that constellation, which in the northern parts of India, was the most prominent. . . . The Hindus also forgot the original meaning of riksha. It became a mere name, apparently with two meanings, star and bear. In India, however, the meaning of bear predominated, and as riksha became more and more the established name of the animal, it lost in the same degree its connection with the stars.”

So that setting out from the root rik shining and the derivative ríkta (which might have existed in Sanskrit but did not), and assuming that the changed derivative riksha was applied to the bear because of his “bright eyes,” or “brilliant tawny fur” (traits which do not distinguish him from other animals), we have built up for us by various other assumptions and suggestions the interpretation of the Great Bear myth!

To complete our conception we must not forget a certain postulate with which this method of interpretation sets out;—the postulate, namely, that there were originally certain roots supernaturally given. Says Prof. Max Müller—“nothing new [I-849] has ever been added to the substance of language . . . all its changes have been changes of form . . . no new root or radical has ever been invented by later generations, as little as one single element has ever been added to the material world in which we live . . . in a very just sense, we may be said to handle the very words which issued from the mouth of the son of God, when he gave names to ‘all cattle, and to the fowl of the air, and to every beast of the field!’ ” (Science of Language, vol. i, 28-9). Hence the implication is that while those divisions of language which we know anything about, have arisen by processes of evolution, there was a special creation preceding the evolution—an endowment of linguistic capital in the shape of roots having abstract meanings. Further, we are taught that mankind lost their original ability to frame abstract ideas and use the corresponding abstract words; and that whether or not there was any other “fall of man,” there was a linguistic fall of man.

Thus as a basis for the “science” of language, we are asked to accept the Hebrew legend of the creation. Then the linguistic theory built upon this foundation of legend, is used as a key to the “science” of religion; which “science” of religion sets out with absolute negations of the two fundamental methods of science. It asserts, as innate in the primitive man, a religious consciousness which instead of being proved to exist by an induction from many cases is not exemplified in a single case; and for the established deduction from the laws of thought, that the development of ideas is from concrete to abstract, it substitutes the assertion that the development of religious ideas has been from the abstract to the concrete. Lastly, the conclusions reached by taking a modified Babylonian superstition as a postulate, and reasoning by inverted scientific methods, we are asked to accept instead of the conclusions which observation of the languages and religions of rude tribes of men everywhere force upon us!

 


 

Endnotes to Volume I.

[*] It is worth noting that drainage increases what we may figuratively call terrestrial respiration; and that on terrestrial respiration the lives of land-plants, and therefore of land-animals, and therefore of men, depend. Every change of atmospheric pressure produces exits or entrances of the air into all the interstices of the soil. The depth to which these irregular inspirations and expirations reach, is increased by freedom from water; since interstices occupied by water cannot be filled by air. Thus those chemical decompositions effected by the air that is renewed with every fall and rise of the barometer, are extended to a greater depth by drainage; and the plant-life depending on such decompositions is facilitated.

[*] It should be remarked as a qualifying fact, which has its physiological, as well as its sociological, interest, that men and women are in sundry cases described as unlike in powers of application. Among the Bhils, while the men hate labour, many of the women are said to be industrious. Among the Kookies the women are “quite as industrious and indefatigable as the Naga women:” the men of both tribes being inclined to be lazy. Similarly in Africa. In Loango, though the men are inert, the women “give themselves up to” husbandry “with indefatigable ardour;” and our recent experiences on the Gold-Coast show that a like contrast holds there. The establishment of this difference seems to imply the limitation of heredity by sex.

[*] Let me here give an instance of the way in which facts of this kind may affect men’s beliefs. In his Two Years in a Levantine Family, Mr. St. John, commenting on the extreme credulity of the Egyptians, names, in illustration, a report which was spread and widely credited that certain villagers had been turned into stones. Belief of this report seems, to us, astonishing; but it seems less astonishing when all the circumstances are known. Not many miles from Cairo there exists an extensive silicified forest—stumps and prone trunks in great numbers. If trees can be turned into stones, why not men? To the unscientific, one event looks just as likely as the other.

[*] The reader who is surprised to find in the succeeding chapters so much space devoted to the genesis of those “superstitions,” as we call them, which constitute the primitive man’s Theory of Things, will get a clue on turning to the first part of my Essay on “Manners and Fashion,” originally published in 1854 (see Essays, &c., Vol. I). The conception, there briefly indicated, of the way in which social organization is affected by the way in which his emotions are guided by his beliefs, I have been, since that date, slowly developing; and the following chapters present it in a complete form. Beyond publishing an article on “The Origin of Animal-Worship” in May, 1870, I have, in the meantime, done nothing towards setting forth these developed views; other subjects having had prior claims.

[*] Not long after the above passage was published I met with a good illustration of the way in which such ideas are indirectly suggested to children by remarks made, and then ascribed to them as original; and, strange to say, this illustration was furnished by the mistaken interpretation put by a distinguished psychologist, M. Taine, on his own child’s question. In the Revue Philosophique for January, 1876, p. 14, he wrote:—

“Un soir (trois ans) comme elle s’enquérait de la lune, on lui dit qu’elle est allée se coucher, et là-dessus elle reprend: ‘Où donc est la bonne de la lune?’ Tout ceci ressemble fort aux émotions et aux conjectures des peuples enfants, à leur admiration vive et profonde en face des grandes choses naturelles, à la puissance qu’exercent sur eux l’analogie, le langage et la métaphore pour les conduire aux mythes solaires, lunaires, etc. Admettez qu’un pareil état d’esprit soit universel à une époque; on devine tout de suite les cultes et les légendes qui se formeraient. Ce sont celles des Védas, de l’Edda, et même d’Homère.”

Now, it needs but to observe that the child had been told that the moon was going to bed to see that, by implication, life had already been ascribed to the moon. The thought obviously was—If the moon goes to bed it must have a nurse, as I have a nurse when I go to bed, and the moon must be alive as I am.

[*] We have here a clue to the anomalous fact that, in sundry of these African kingdoms, everything is given over to plunder and murder after a king’s death. The case of Ashantee, where the relatives of the king commit the destruction, shows us that it is all a sequence of the supposed duty to go and serve the king in another life.

[*] A confirmation has been pointed out to me since the above passage was put in type. If with the primitive Hebrew practice of cave-burial (shown by Abraham’s purchase) we join the fact that Sheol literally means “cave;” we may infer that along with development of the ghost into a permanently-existing soul, there went development of the cave into an under-world.

[*] While this is in the press, I find in the oldest of all known legends, the Babylonian account of the flood, evidence that heaven, as then conceived, was the territory whence the conquering race came. The residence of the gods, to which Xisithrus is translated for his piety, is “on the Persian Gulf, near the mouth of the Euphrates;” and Mr. G. Smith points out that this was the sacred region whence came the beings who taught the Babylonians the arts, and were worshipped by them. [The expression “while this is in the press,” does not refer to this edition. This note was added in the first edition.]

[*] A belief of the ancient Mexicans illustrates this notion that beings living where the clouds gather, are the causers of them. “Tlaloc, otherwise Tlalocateuctli (Master of Paradise), was the god of water. They called him fertilizer of the earth, . . . he resided upon the highest mountains, where the clouds are generally formed. . . . The ancients also believed that in all the high mountains there resided other gods, subaltern to Tlaloc. They . . . were revered not only as gods of water, but also as the gods of mountains.”—Clavigero, I. 251-2.

[*] Such a conception, once evolved, need not be restricted to the original locality. Storms bursting in the sky far from this mountain stronghold, would be taken as evidence that the thunderer had access to other parts of the heavens; and hence when the race migrated, this heaven-god, proved by the occurrence of storms to have accompanied them, would be eventually localized on other mountains whence the storm commonly came.

[*] At the time this was written, I had met with no fact supporting this inference; but the work of Mr. Bancroft on The Native Races of the Pacific States, has since furnished me with one:—

“Leaving this locality and subject, I may remark, that the natives have named the Póhono Fall, in the same valley, after an evil spirit; many persons having been swept over and dashed to pieces there. No native of the vicinity will so much as point at this fall when going through the valley, nor could anything tempt one of them to sleep near it; for the ghosts of the drowned are tossing in its spray, and their wail is heard forever above the hiss of its rushing waters.” —See vol. iii, p. 126.

[*] Just after this was written, there came to me a striking verification of the inference drawn in it. In a letter of thanks to Mr. Bancroft, for the first volume of his Native Races of the Pacific States, having implied that I greatly valued, for my own purposes, his laborious compilation, Mr. Bancroft was so obliging as to send me forthwith the proofs of large parts of the remaining volumes. In those of Vol. III, a paragraph on p. 147 describes the initiation of a shamán among the Thlinkeets. Going to the woods, and feeding for some weeks “only on the roots of the panax-horridum,” he waits till “the chief of the spirits” [who is an ancestral shamán] sends him “a river-otter, in the tongue of which animal is supposed to be hid the whole power and secret of shamánism. . . . If, however, the spirits will not visit the would-be shamán, nor give him any opportunity to get the otter-tongue as described above, the neophyte visits the tomb of a dead shamán and keeps an awful vigil over night, holding in his living mouth a finger of the dead man or one of his teeth; this constrains the spirits very powerfully to send the necessary otter.”

Here, more fitly than elsewhere, I may point out that we thus get an explanation of amulets. Portions of dead men and dead animals, though not exclusively the things used for them, are the ordinary things. That which the sorcerer employs as an instrument of coercion, is, when a talisman, held as securing the good offices of the ghost, or as a protection against it. The custom, common among savages, of wearing about them bones of dead relatives, has probably this meaning; which, as we saw, was the avowed meaning of the Koniaga-whalers in keeping as charms bits of the flesh of a dead companion. This notion is implied in the fact that “an Ashantee sovereign carried the head of his predecessor with him to battle as a charm.” Races who are in danger from ferocious animals, often use as amulets the preservable parts of such animals. Of the Damaras, Andersson says that their amulets are generally the teeth of lions and hyænas, entrails of animals, etc.; and that the Namaqua-amulets consist “as usual of the teeth and claws of lions, hyænas, and other wild beasts; pieces of wood, bone, dried flesh and fat, roots of plants, etc.” Among the charms belonging to a Dyak medicine-man were—some teeth of alligators and honey bears, several boar’s tusks, chips of deer horn, tangles of coloured thread, claws of some animals, and odds and ends of European articles. Elsewhere the motive is specified. Enumerating the amulets of the Brazilian Indian, Spix and Martius name the “eye-teeth of ounces and monkeys;” and they say the Indian thinks his amulets, among other benefits, “will protect him against the attacks of wild beasts.”

[*] Why such vast numbers of animals were slaughtered, is a question to which no answer seems forthcoming. Since the first edition of this work, however, I have come upon a clue. In the Rig Veda “there is a passage in which Vishnu is described as carrying away the broth made of a hundred buffaloes and a hog. Elsewhere it is said (vi, 17, 11) ‘For thee, Indra, whom all the Maruts in concert magnified, Pushan and Vishnu cooked a hundred buffaloes.’ ” Now observe the meaning of this. The Mahábhárata “describes a king named Rántideva, who used to slaughter daily two thousand head of cattle besides as many other animals, for use in his kitchen” to support his retinue and dependants.

[*] Prof. Max Müller thinks (Hibbert Lectures, p. 85) that this statement will “surprise” those who remember that Herodotus says the Egyptians identified Osiris with Dionysus. Now considering that in Bk. II, Ch. 3, Herodotus premises that certain things “concerning their religion,” he will repeat “only when compelled to do so;” and considering that in identifying Osiris with Dionysus he was “compelled” to name both; this exception does not, I think, go for much. When I add that in Book II, Ch. 61, Herodotus describes the ceremonies at Busiris as being “in honour of a god, whose name a religious scruple forbids me to mention,” and that in Chs. 86, 132, 170, 171, Osiris is in like ways referred to as one not to be named; I think readers will be “surprised” that Prof. Max Müller should either have been unaware of these facts, or, being aware of them, should have referred to my statement as though it were baseless.

[*] We here get a clue to the origin of various strange ceremonies by which men bind themselves to one another. Michelet, in his Origines du Droit Francais (II, 35), writes—“Boire le sang l’un de l’autre c’était pour ainsi dire se faire même chair. Ce symbole si expressif se trouve chez un grand nombre de peuples;” and he gives instances from various ancient races. But, as we here see this practice is not originally adopted as a symbol (no practices begin as symbols), but is prompted by the belief that a community of nature is thus established, and a community of power over one another. Obviously the exchange of names between savages results from an allied belief.

[*] Bp. Callaway tells us that “Uthlanga is a reed, strictly speaking, one which is capable of ‘stooling,’ throwing out offsets;” and he thinks that it comes by virtue of this metaphor “to mean a source of being.” We shall hereafter find reason for thinking that the tradition originates in no such farfetched metaphor; but in a much simpler way.

[*] While correcting this chapter, I have met with proof that the inadequately-differentiated ideas and words of primitive peoples, lead to confusions of this kind. In his Sanskrit Texts, Dr. Muir, showing the conceptions which the ancient Rishis had of the Vedic hymns as composed by themselves, groups together the various cases in which a word implying this composition is used. The several words thus used are “making,” “fabricating,” “begetting, or generating.” Now if in such a language as Sanscrit, these words are so imperfectly specialized as to be indiscriminately applied to the same act, we may well understand how incapable ruder languages must be of expressing a distinction between begetting, making, and creating.

[*] The following illustrative passage has been translated for me:—“Roman Catholic peasants do not forget all the year round to care for the welfare of the souls of their dead. The crusts of the table are collected throughout the week, and on Saturday night are thrown into the hearth-fire; that they may serve as food for the souls during the following holy day. Any soup which drops on the table . . . is left to the poor souls. When a woman prepares the dough, she casts behind her a handful of flour, and throws a piece of dough into the furnace; when she bakes little cakes, she puts some fat into the pan and the first cake into the fire. Wood-cutters put little pieces of bread which have become too dry, upon the tree trunks: all for the poor souls. . . . When the time of All Souls is approaching, the same care for the deceased is shown more vividly. In every house a light is kept burning all night; the lamp is no longer filled with oil but with fat; a door, or at least a window, remains open,” and the supper is left on the table, even with some additions; “people go to bed earlier,—all to let the dear little angels enter without being disturbed. . . . Such is the custom of the peasants of the Tyrol, Old Bavaria, Upper Palatinate, and German Bohemia.”—Rochholz, Deutscher Glaube und Brauch, I, pp. 323-4.

[*] Concerning the first of these passages, which is given as rendered in The Book of Isaiah (1870), Cheyne (p. 33) explains that gods are spirits of departed national heroes. [In The Prophecies of Isaiah (1882) he varies the translation; especially by changing gods into god—a rendering of elohim, which agrees with accepted ideas much better than it agrees with the context.] Concerning the second passage the Speaker’s Commentary says—“It is possible that elohim is here used in a general sense of a supernatural appearance, either angel or spirit.” And Kuenen remarks (I, p. 224): “There is no doubt that originally the higher beings, the objects of man’s fear (elóah), were indicated by it [the name elohîm], so that this name too avails as an argument in favour of a former plurality of gods.”

[*] Since writing the above I have re-read Mr. M‘Lennan’s essay on Animal-worship, and in it find a fact which confirms my view. I have italicized the significant words:—“To support the superstition there are two articles in the treaty made and sanctioned by Her Britannic Majesty’s Consul for the Bight of Biafra and the Island of Fernando Po, on November 17, 1856, one of which runs thus:—‘Article 12. That long detention having heretofore occurred in trade, and much angry feeling having been excited in the natives from the destruction by white men, in their ignorance, of a certain species of boa-constrictor that visits the houses, and which is ju-ju, or sacred, to the Brassmen, it is hereby forbidden to all British subjects to harm or destroy any such snake.’ ”

[*] As, originally, ghosts were indiscriminately spoken of as gods, demons, angels; and as the differentiation which eventually arose was naturally accompanied by specialized beliefs respecting these flying forms assumed by them; it seems not improbable that while from the owl with its feathered wings, living in the upper air, came the conception of the good spirit or angel, there came from the bat with its membranous wings, inhabiting underground places, the conception of the bad spirit or devil.

[*] As a corollary from this group of beliefs, let me here add a possible explanation. Causing mental exaltation, Soma is described in the Vedic hymns as giving knowledge. We have the expressions—“Soma of incomparable wisdom;” “the ruddy Soma” has “the understanding of a sage;” “we have drunk the Soma, . . . we have entered into light.” By implication, then, the Soma is called, if not a “tree of knowledge,” still, a plant of knowledge. Further, the Soma is said to have given life to the gods; and the rejoicing statement of the rishis is—“We have drunk the Soma, we have become immortal.” As the source of an enlivening beverage the Soma is thus a “tree of life;” and how naturally such a notion results from the effect of a nervous stimulant, is shown to us by the calling alcohol eau de vie. Now with these facts join the fact, that where the supply of a valued commodity is small, a superior person naturally forbids consumption of it by inferiors—the conquered, slaves, subjects. Thus in Peru, the nervous stimulant coca, or cuca, was limited to the royal class: “only the Ynca and his relations, and some Curacas, to whom the Ynca extended this favour, were allowed to eat the herb called cuca.” We here discern a probable motive for interdicting the use of a plant from the fruit or juice of which a stimulant producing mental exaltation is obtained—a motive much more comprehensible than is the desire that subject beings should continue to confound good and evil. A certain ancient legend is thus rendered comprehensible. (Since this was written I find that the sacred tree of the Assyrians, figured in their sculptures, is considered by archæologists—having no hypothesis to justify—to represent the palm-tree; and with this identification we may join the fact that even still, in some regions, an intoxicating drink is made by fermenting palm-juice.)

[*] This passage from Ellis’s Polynesian Researches, vol. iii, pp. 113, 114 (new edition), I commend to the attention of the mythologists. We are shown by it another way in which nature-worship may readily arise from ancestor-worship. As eulogies of a man after his death are apt to wax rather than wane, it is clear that this indirect glorification of a Tahitian king, surviving in legend, will yield evidence of his celestial nature; and when a king so lauded already has a complimentary name derived from anything in the heavens, these descriptions of his surroundings will join it in producing a nature-myth.

[*] The later Babylonian beliefs of this class are implied by the following passage from Ménant’s translation of the great inscription of Nabuchadnezzar:—“Je suis Nabu-kudur-usur . . . le fils ainé de Nabu-pal-usur roi de Bab-Ilu, Moi!” “Le dieu Bel, lui-même, m’a créé, le dieu Marduk qui m’a engendré, a déposé lui-même le germe de ma vie dans le sein de ma mère.”

[*] Dr. Tylor on two occasions (Mind, April, 1877, and Academy, Jan. 27, 1883) has blamed me for quoting from the Heimskringla: giving the reason that it is a work of the 13th century. Sir G. Dasent who, among Englishmen, is, I believe, second to none in knowledge of Norse literature, tells me that the Heimskringla is a good authority, and allows me to repeat his opinion. If folklore is to be disregarded because it is not quite 700 years since it was written down, and if versions of pagan legends narrated by Christians are not to be trusted as evidence (see Academy, as above), it strikes me that an antagonist might make light of a large proportion of Dr. Tylor’s own conclusions. I may add that the inference drawn above is not unsupported by other evidence. In the Volsung Tale, as given in the introduction to Sir G. Dasent’s Popular Tales from the Norse, Odin makes his appearance as an ill-clad wanderer, and performs feats of magic. Dr. Tylor apparently sees no meaning in correspondences which could not have been foreseen. Snorro Sturlaston knew nothing about the deification of medicine men and rulers in America and in Africa. Yet the traditions he records are paralleled in various respects by facts now found in these remote regions. Is this mere accident?

[*] I have had brought to me from the locality, a photograph of Nicobar-idols, among which there are grotesque, and yet characteristic, figures of Englishmen.

[*] Important additional facts and arguments, bearing directly and indirectly on this conclusion, will be found in the Appendices. Appendix A gives many further illustrations; Appendix B contains a criticism on the theory of the mythologists; and Appendix C a criticism on their method.

[*] And since this was written the Afghan, Zulu, and Egyptian wars.

[*] This emphatic repudiation of the belief that there is any special analogy between the social organism and the human organism, I have a motive for making. A rude outline of the general conception elaborated in the preceding eleven chapters, was published by me in the Westminster Review for January, 1860. In it I expressly rejected the conception of Plato and Hobbes, that there is a likeness between social organization and the organization of a man; saying that “there is no warrant whatever for assuming this.” Nevertheless, a criticism on the article in the Saturday Review, ascribed to me the idea which I had thus distinctly condemned.

[*] This seems the fittest place for naming an important suggestion made by an American adherent of mine, late Lecturer on Philosophy at Harvard University, Mr. John Fiske, respecting the transition from the gregariousness of anthropoid creatures to the sociality of human beings, caused by the relations of parents to offspring. (See Outlines of Cosmic Philosophy, vol. ii, pp. 342-4.) Postulating the general law that in proportion as organisms are complex they evolve slowly, he infers that the prolongation of infancy which accompanied development of the less intelligent primates into the more intelligent ones, implied greater duration of parental care. Children, not so soon capable of providing for themselves, had to be longer nurtured by female parents, to some extent aided by male parents, individually or jointly; and hence resulted a bond holding together parents and offspring for longer periods, and tending to initiate the family. That this has been a co-operating factor in social evolution, is highly probable.

[*] Primitive Marriage. By John F. M‘Lennan, Edinburgh, 1865; republished in Studies in Ancient History, London, 1876. As the editions are alike, the references continue, as originally made, to the first one.

[*] After the above sentence was written, I came, by a happy coincidence, upon a verifying fact, in Life in the Southern Isles, by the Rev. W. W. Gill (p. 47). A man belonging to one of the tribes in Mangaia stole food from an adjacent tribe. This adjacent tribe avenged itself by destroying the houses, etc., of the thief’s tribe. Thereupon the thief’s tribe, angry because of the mischief thus brought on them, killed the thief. If this happened with a stealer of food, still more would it happen with a stealer of woman, when the tribe robbed was the more powerful.

[*] I may add here a conclusive proof that avowed recognition of kinship in the female line only, by no means shows an unconsciousness of male kinship. This proof is furnished by that converse custom which some ancient Aryans had of recognizing relationship through males, and ignoring relationship through females. When Orestes, after killing his mother for murdering his father, was absolved on the ground urged by him, that a man is related to his father and not to his mother, undeniable evidence was given that an established doctrine of kinship may disregard a connexion which is obvious to all—more obvious than any other. And if it cannot be supposed that an actual unconsciousness of motherhood was associated with this system of exclusive kinship through males among the Greeks; then there is no warrant for the supposition that actual unconsciousness of fatherhood is associated with the system of exclusive kinship through females among savages.

[*] It is proper to point out here that the name fraternal polyandry does not exactly represent the facts, and that in reality there exists no such institution. A polyandry strictly fraternal, would imply that the husbands had descended from a monogamic union; for only then could they be brothers in the full sense of the word. In a polyandric society the so-called brothers who become husbands of one wife, are descendants of one mother by fathers who were brothers on the maternal side, and something less than cousins on the paternal side. The so-called brothers are therefore something more than half-brothers. This qualification, however, does not negative the statement that the male blood of the children is known.

[*] Now that the name polyandry has become current, it is needful to use polygyny as a name for the converse arrangement; and at first it would seem that polygyny implies monogyny as its proper correlative. But monogyny does not fully express the union of one man with one woman, in contradistinction to the unions of one woman with many men and one man with many women; since the feminine unity is alone indicated by it—not the masculine unity also. Hence monogamy, expressing the singleness of the marriage, may be fitly retained.

[*] At page 17 of his Village Communities, he deliberately discredits the evidence—speaking of it as “the slippery testimony concerning savages which is gathered from travellers’ tales.” I am aware that in the eyes of most, antiquity gives sacredness to testimony; and that so, what were “travellers’ tales” when they were written in Roman days, have come, in our days, to be regarded as of higher authority than like tales written by recent or living travellers. I see, however, no reason to ascribe to the second-hand statements of Tacitus a trustworthiness which I do not ascribe to the first-hand statements of modern explorers; many of them scientifically educated—Barrow, Barth, Galton, Burton, Livingstone, Seeman, Darwin, Wallace, Humboldt, Burckhardt, and others too numerous to set down.

[*] See Times, 28th Feb., 1877.

[*] Since this chapter was written, I have met with a striking verification in the work of Mr. W. Mattieu Williams,—Through Norway with Ladies. He says, “there are no people in the world, however refined, among whom the relative position of man and woman is more favourable to the latter than among the Lapps.” After giving evidence from personal observation, he asks the reason saying:—“Is it because the men are not warriors? . . . They have no soldiers, fight no battles, either with outside foreigners, or between the various tribes and families among themselves. . . . In spite of their wretched huts, their dirty faces, their primitive clothing, their ignorance of literature, art, and science, they rank above us in the highest element of true civilization, the moral element; and all the military nations of the world may stand uncovered before them (pp. 162-3).

[*] As included in the general theory of the adaptation of organic beings to their circumstances, this doctrine that the human mind, especially in its moral traits, is moulded by the social state, pervades Social Statics; and is especially insisted upon in the chapter entitled “General Considerations.”

[*] How doubtful must be these interpretations may be judged from the following synonyms and homonyms for the Sun, taken from the Sanskrit Dictionary of Mr. Monier Williams. Sura—a god, divinity, deity, a symbolical expression for the number 33; a sage, learned man, the sun. Sûra—the sun; the Soma; a wise or learned man, teacher: a hero, king. Sūra—a hero, warrior, champion, valiant man, great or mighty man; a lion, a boar; the sun, N. pr. of certain plants and trees. Savitri—a generator; sun; epithet of Indra and Siva; a particular plant. Arka—a ray, flash of lightning, sun, fire, crystal, copper, N. of Indra and of a plant; membrum virile, hymn, singer, learned man, elder brother, food. Aryaman—a bosom friend, play-fellow, N. pr., sun, Asclepias plant. Vivasvat—N. pr. of the Sun, Aruna, and others. Sirākara—N. pr., a crow, the sunflower, sun. And there are several others. Though these are from a general Sanskrit Dictionary, and not from a Dictionary of Vedic Sanskrit, yet it must be admitted that the Vedic Sanskrit is as vague or vaguer, unless it be affirmed that languages become less specific as they develop.

 


 

REFERENCES.

To find the authority for any statement in the text, the reader is to proceed as follows:—Observing the number of the section in which the statement occurs, he will first look out in the following pages the corresponding number, which is printed in conspicuous type. Among the references succeeding this number, he will then look for the name of the tribe, people, or nation concerning which the statement is made (the names in the references standing in the same order as that which they have in the text); and that it may more readily catch the eye, each such name is printed in Italics. In the parenthesis following the name, will be found the volume and page of the work referred to, preceded by the first three or four letters of the author’s name; and where more than one of his works has been used, the first three or four letters of the title of the one containing the particular statement. The meanings of these abbreviations, employed to save the space that would be occupied by frequent repetitions of full titles, is shown at the end of the references; where will be found arranged in alphabetical order, these initial syllables of authors’ names, &c., and opposite to them the full titles of the works referred to.

§ 3.

Congo (Tuck. 178)

Termites (Schwein. i, 350).

§ 16.

East Africa (Burt. “Cen. Af.” i, 94)

Negroes (Liv. “Miss. Tra.” 78; Schwein. i, 148; Speke, 330).

§ 17.

Coral (Dana, 289)

Greece (Toz. 3; Grote, ii, 296).

§ 19.

India (Fay. “Tiger,” 42-3; Fay. “Than.” 32)

Bechuana (ref. lost)

Orinoco (Hum. ii, 273)

East Africa (Liv. “Zambesi,” 190).

Termites (Hum. ii, 288).

§ 24.

Chinooks (Lew. & Cl. 425)

Shoshones (Lew. & Cl. 312)

Guiana (Brett, 25)

Arawaks (Ber. 29)

Guaranis (Waitz, iii, 413)

Tamulian (As. S. B. xviii, pt. ii, 710)

Puttooas (As. S. B. xxv, 296)

Fuegians (Wilkes, i, 121)

Andamanese (Eth. S. “Trans.” N.S. iv, 210)

Veddahs (Eth. S. “Trans.” N.S. ii, 282)

Bushmen (Arb. 243; Bar. i, 233)

Akka (Schwein. ii, 140)

Bushmen (ref. lost).

§ 25.

Ostyaks (Pall. iv, 52)

Kamschadales (Krash. 175)

Kookies (As. S. B. xxiv, pt. ii, 636)

Chinooks (Lew. and Cl. 425)

Guaranis (Waitz, iii, 413)

Patagonians (Fitz. ii, 134)

Akka (Schwein. ii, 129, 141).

§ 26.

Kamschadales (Krash. 175)

Bushmen (Bar. i, 234)

Akka (Schwein. ii, 129, 141)

Veddahs (Ten. ii, 450)

Damaras (Gal. 192)

Yakuts (Wrang. 327, note; Coch. i, 255)

Comanches (School. i, 231)

Bushmen (Thomp. i, 99).

§ 27.

Tasmanians (Bon. 120)

Papuans (Macgill. i, 277)

Damaras (Roy. G. S. xxii, 159; Gal. 173)

Dakotahs (Burt. “Saints,” 127.)

§ 28.

Yakuts (Wrang. 384)

Tamulian (As. S. B. xviii, pt. ii, 709).

§ 29.

Bushmen (Licht. ii, 194)

Zulus (Gard. 233)

Abipones [852] (Dob. ii, 32).

§ 32.

Savage (Wal. —).

§ 33.

Creeks (School. v, 274)

Guiana (Ber. 46; Hum. “Trav.” iii, 5)

Indian (Wal. “Amazon,” 92)

Creeks (School. v, 272)

Chinook (Ross, “Fur. Hun.” i, 125)

Brazilian (South. i, 223)

Kamschadales (Lath. i, 496)

Kirghiz (Lath. i, 344)

Bedouin (Burt. “El Medinah,” iii, 45)

Arabs (Den. i, 411; Palg., W. G., i, 155)

East African (Burt. “Cen. Af.” ii, 325-326)

Damaras (Gal. 233)

Hottentots (Burch. ii, 67)

Bushmen (Arb. 243, 245-6)

Malagasy (Ell. “History,” i, 140)

Papuan (Wal. “Mal. Arch.” ii, 448)

Fijians (Ersk. i, 263; Wilkes, iii, 76)

Andamanese (Eth. S. “Trans.” N.S. iv, 210)

Tasmanians (Bon. 56)

Fuegians (Fitz. ii, 188; Eth. S. “Trans.” N.S. i, 264)

Australians (Hayg. 102; Sturt, “Cent. Austr.” i, 124)

Bushman (Licht. ii, 224).

§ 34.

Australians (Eth. S. “Trans.” N.S. iii, 223)

Hottentots (Kol. i, 46)

Bushmen (Bar. i, 244)

Todas (Eth. S. “Trans.” N.S. vii, 241)

Bhils (As. S. B. xx, 506)

Santals (Hun. i, 155)

Kookies* note (As. S. B. xxiv, pt. ii, 636)

Loango* note (Pink. xvi, 563)

Esquimaux (Hall, i, 130).

§ 35.

Mantras (Eth. S. “Trans.” N.S., iii, 79, 78)

Borneo (Lub. “Origin,” 10)

Bushmen (Arb. 243-4)

Brazil (Bates, 169)

Caribs (Edw. i, 42)

Bhils (Roy. A. S. “Trans.” i, 88)

Bodo (As. S. B. xviii, pt. ii, 746)

Lepchas (Eth. S. “Journal,” N.S. i, 152)

Bedouin (Burck. i, 250-1; Palg., W. G., i, 70)

New Guinea (Earl. “Papuans,” 6)

Kamschadales (Krash. 175)

Damaras (Gal. 232-3)

Malay (Wal. “Malay,” ii, 443)

Todas (Eth. S. “Trans.” N.S. vii, 241)

Fijians (See. 192).

§ 36.

South America (Wal. “Malay,” ii, 460).

§ 37.

Australia (Sturt, “South Austr.” ii, 143)

Java (Earl, “East. Seas,” 111)

Pacific (Ersk. 318)

Vaté (Tur. “Nineteen,” 395)

Makololo (Liv. “Miss. Tra.” 511)

Fuegians (Wilkes, i, 126)

New Guinea (Kolff, 301)

Bushmen (Mof. 58)

Andamanese (Mouat, 285)

Bushmen (Licht. ii, 194-5; Mof. 156; Bur. ii, 54)

New Caledonians (Forst. 240)

Tannese (Forst. 242)

New Guinea (Earl, “Papuans,” 49, 80)

Tahitians (Ell. “Pol. Res.” new ed. i, 96)

Dyaks (Brooke, ii, 89, and i, 57)

Javans (Raf. i, 245)

Malays (Wal. “Malay,” i, 380)

Brazilians (South. i, 223)

Fijians (Will., T., i, 129)

Damaras (Roy. G. S. xxii, 159; Ande. 156)

Bhils (Roy. A. S. “Journal,” viii, 191)

Nagas (As. S. B. xxiv, 609)

Bodo (As. S. B. xviii, pt. ii, 745-6)

Lepchas (Hooker, i, 129, 128)

Fans (Eth. S. “Trans.” N.S. iii, 41)

Cucámas (Bates, 293).

§ 38.

Houssas (ref. lost)

Creeks (School. v, 691)

Africans (Liv. “Miss. Tra.” 206)

Dyaks (Tylor, “Prim. Cult.” i, 71).

§ 40.

Bushmen (Bar. i, 234)

Karens (As. S. B. xxxv, pt. ii, 13)

Siberian (Prich. iv, 449)

Brazilians (Hern. 143)

Abipones (Dob. ii, 32, 13)

Veddahs (Eth. S. “Trans.” N.S. ii, 289)

Bedouins (Palg., W. G., ii. 240; Burt. “El Medinah,” i, 369)

Hottentots (Burch. i, 175)

Damaras (Gal. 145)

Prairio Indians (Burt. “Saints,” 154)

Brazilian (Bates, 222)

Arawaks (Roy. G. S. ii. 231)

Guiana (Brett, 344; Schom. ii, 75)

Esquimaux (Eth. S. “Journal,” i, 290)

Hottentots (Kol. i, 241)

Fuegians (Fitz. i, 55)

Tongans (Wilkes, iii, 19)

Santals (As. S. B. xx, 555).

§ 41.

Brazilian (Bates, 277)

East African (Burt. “Cen. Af.” ii, 337)

Damara (Gal. 176-7)

Bedouin (Palg., W. G., i, 137)

Sumatrans (Mars. 208)

Malagasy (Ell. “History,” i, 136).

§ 42.

Dyaks (St. John, S., i, 28)

Karens (As. S. B. xxxvii, pt. ii, 128)

Kamschadales (Kotz. ii, 16)

Mountain-Snake (Ross, “Fur. Hun.” i, 250)

Brazilian (Hern. 236)

Patagonians (Wilkes, i, 114)

Guaranis (Dob. ii, 63)

Fuegians (Wed. 154)

Andamanese (Eth. S. “Trans.” N.S. ii, 46)

S. Australians (Sturt. “South. Aust.” i, 106).

§ 43.

Fuegians (Fitz. i, 24)

Andamanese (Eth. S. “Trans.” N.S. v, 45)

Ahts (Lub. “Origin,” 9-10)

Brazilian (Spix, ii, 253; Bates, 277)

Abipones (Dob. ii, 59)

East Africans (Burt. “Cen. Af.” ii, 200)

Malagasy (Ell. “History,” i, 136)

Damaras (Gal. 133)

Hilltribes (As. S. B. xviii, pt. i, 242)

Brazilians (Spix, ii, 251-2).

§ 45.

Australians (How. i, 68)

Patagonians (Hawk. i, 376)

Veddahs (Prid. 460)

Samoiedes (Pink. i, 534).

§ 46.

Bushmen (Burch. i, 461)

Samoans (Wilkes, ii, 127)

Tahitians (Ell. “Pol. Res.” ii, 19)

Cucáma (Bates, 294, 277)

Negroes (Park, i, 265).

§ 47.

Nile basin (Eth. S. “Trans.” N.S. v, 233).

§ 48.

Equat. Africa (Reade, 244)

Negro (Burt. “West Af.” i, 259)

Aleuts (ref. lost)

East African (Burt. “Cen. Af.” ii, 324)

Australians (Eth. S. “Trans.” N.S. iii, 223).

§ 52.

Esquimaux (Hayes, 125-6; Eth. S. “Journal.” i, 141)

Fijians (Ersk. 435)

Orinoco (Hum. “Trav.” ii, 423)

Dakotah (Burt. “Saints,” 144)

Abipones (Alcedo, i, 3)

Guaranis (South. ii, 368)

Caribs (Edw. i, 47)

Bulloms (Winter. i, 255)

Africans (Ast. ii, 664)

Iroquois (Morg. 174)

Creeks (School. v. 269)

Karens (As. S. B. xxxiv, pt. ii, 195)

Malagasy (Ell. “History,” i, 393).

§ 54.

Egyptians* note (St. John, B., 79).

§ 55.

Insects (Wal. “Nat. Sel.” 56, 58, 54, 59-60).

§ 56.

Benin (Bas. “Mensch,” ii, 352)

Wanika (Bas. “Mensch,” ii, 45)

Greenlanders (Crantz, i, 185)

Fijians (Will., T., 241).

§ 57.

Fijians (Will., T., i, 241).

§ 58.

Abipones (South. iii, 404)

Cumana (Herr. iii, 311)

Niger (Lander, R. and J., iii, 242).

§ 65.

New Zealanders (Thomas., A. S., ii, 203)

Bushmen (Ande. 28)

Arawák (Brett, 108)

Esquimaux (Eth. S. “Journ.” i, 141).

§ 66.

Child* note (Rev. Phil. i, 14).

§ 69.

Peruvians (Cieza, 228)

Abipones (Dob. ii, 183)

Zuni (Pop. S. M. 1876, 580)

Bushmen and Arapahos (Lub. “Origin,” 413).

§ 70.

N. A. Indians (School. vi, 664)

Greenlanders (Crantz, i, 185)

New Zealanders (Thoms., A. S., i, 113)

Fiji (Will., T., i, 242)

Dyaks (St. John, S., i, 189)

Karens (As. S. B. xxxiv, pt. ii, 199)

Peruvians (Gar. i, 129)

Jews (Mills, 56).

§ 71.

Chippewas (Keat. ii, 155)

Malagasy (Drur. 179)

Sandwich Isldrs. (Ell. “Hawaii,” 251)

Congo (Reade, 248)

Wanika (Krapf, 171)

Kaffirs (Shooter, 399)

Zulus (Cal. 146-7)

Hebrews (Genesis xv, 1, & xx, 3; I Samuel iii, 10).

Iliad (Hom. bk. xxiii).

§ 76.

Chippewas (Keat. ii, 158)

Myths (Fiske, “Myths,” 78).

§ 77.

Zulus (Cal. 232).

§ 79.

Karens (As. S. B. xxxiv, pt. ii, 199, and xxxv, pt. ii, 28)

Algonquins (Tylor, “Prim. Cult.” i, 436)

Dyaks (St. John, S., i, 189)

Australians, &c. (Tylor, “Prim. Cult.” i, 439)

Greenlanders (Crantz, i, 184)

S. Australians (Scheur. 28, 73).

§ 81.

Death (For. & T. iii, 316).

§ 82.

Bushmen (Arb. 255)

Tasmanians (Bon. 174)

Toda (Per. 314)

Damara (Gal. 190)

Tupis (South. i, 248).

§ 83.

Arawaks (Roy. G. S. ii, 70)

Banks’ Islanders (Anth. I. “Jour.” x, 281)

Hos (As. S. B. ix, pt. ii, 705)

Fantees (Cruic. ii, 216)

Caribs (Heriot, 545)

Samoa (Turn. “XIX” 272)

Loango (Ast. iii, 222)

Gold Coast (Beech. 227)

Hebrews (Gru. 19)

Todas (Hark. 52)

Bechuanas (Mof. 308)

Innuits (Hall, ii, 197)

Bagos (Cail. i, 164)

Kookies (As. S. B. xxiv, 621)

Malagasy (Drur. 235)

Mexicans (Clav. i, 322-3)

Peruvians (Yncas, 44).

§ 84.

Arru (Kolff, 167)

Tahitians (Ell. “Pol. Res.” i, 524)

Malanaus (Brooke, i, 78)

Curumbars (Hark. 133)

Fantees (Beech. 228)

Karens (As. S. B. xxxv, pt. ii, 28)

New Zealanders (Ang. ii, 71)

Brazilians (Herr. iv, 97)

Peruvians (ref. lost)

Sherbro (Schön, 31)

Loango (Pink. xvi, 597)

Dahomans (Burt. “Dahomé,” ii, 164)

Bhils (As. S. B. xx, 507)

—Caribs (Irv. 9)

Chibchas (Sim. 258)

Peruvians (Tschu. ii, 398)

Kookies (But. 86)

Central Am. (Ovi. pt. iii, 49).

§ 85.

Bodo (As. S. B. xviii, pt. ii, 736)

Kookies (As. Res. vii, 194)

Innuits (Hall, ii, 197)

N. American Indians (School. iv, 66)

Mexico (Tor. 31)

Peruvians (Yucas, 47-8; Piz. 238-40).

§ 86.

Guaranis (South. ii, 371)

Esquimaux (Lub. “Prehistoric,” 524)

Peruvians (Arri. 41)

Iroquois (Morg. 175)

Brazilians (Burt. “Brazils,” ii, 50)

Sherbro (Schön, 31)

W. Australians (Eth. Soc. “Trans.” N.S. iii, 245).

§ 87.

Chibchas (Sim. 258)

Egyptian (Ebers, i, 334)

Damaras (Chap. ii, 282)

Matiamba (Bas. “Mensch,” ii, 378)

Kamschadales (Krash. 220)

[854]

New Zealand (Thomas., A. S., i, 188)

Muruts (St. John, S., ii, 129)

Tahitians (Ell. “Pol. Res.” i, 525)

Bechuana (Liv. “Miss. Tra.” 90)

Bogota (Sim. 271)

Urua (Cam. ii, 110)

Mandans (Cat. “N. A. Indians,” i, 89)

Guiana (Hum. ii, 488)

Chibchas (Sim. 258)

Peruvians (Cieza, ch. 63)

Mandingoes (Park, i, 271)

Esquimaux (Crantz, i, 217)

Bodo (As. S. B. xviii, pt. ii, 736)

Damara (Ande. 228)

Inland Negroes (Park, ii, 196)

San Salvador (Squier, 344)

Guatemala (Xim. 213)

Chibchas (Cieza, ch. 63; Acos., Joaq., 126-7).

§ 88.

Mexicans (Herr. iv, 126).

Peruvians (Gar. i, 127)

Loango (Pink. xvi, 596)

Chibchas (Sim. 258)

Peruvians (Gar. ii, 92).

§ 89.

Patroclus (Hom. “Iliad,” Lang, bk. xxiii, p. 454)

Tasmanian (Bon. 97)

Soosoos (Winter. i, 239)

Coast Negroes (Cruic. ii, 218)

Damaras (Ande. 227)

Hawaii (Ell. “Hawaii,” 146)

Samoa (Tur. “Nineteen,” 227)

Tongans (Marin. i, 393)

New Zealanders (Thoms., A. S., i, 188)

Tannese (Tur. “Nineteen,” 319)

Madagascar (“Eng. Indep.” July 30, 1868, p. 810)

Greenlander (Crantz, i, 219)

Chinook (Ross, “Oregon,” 97)

Todas (Eth. S. “Trans.” N.S. vii, 244)

Arabs (Burck. i, 101)

Abipones (Dob. ii, 274)

Peruvians (Cieza, 151)

Tasmanians (Bon. 97)

Greenlanders (Crantz, i, 219)

Chinooks (Ross, “Oregon,” 97)

Comanches (School. ii, 133-4)

Dakotahs (Burt. “Saints,” 150)

Sandwich Isldrs. (Ell. “Hawaii,” 147-8)

Dahomans (Burt. “Dahomé,” ii, 167)

Mexico (Tor. 22; Herr. iii, 209 and 216)

Samoa (Tur. “Nineteen,” 227).

§ 90.

Ambamba (Bas. “Af. R.” 82)

Inland Negroes (Lander, R. & J., iii, 113)

Zambesi (Liv. “Miss. Tra.” 578)

Fijians (Will., T., i, 204)

Peru (Gar. i, 127)

Moslem (Burt. “El Med.” ii, 110)

Cremation (“Times,” July 6, 1874).

§ 91.

Negro (Park, i, 91).

Man (Genesis, ii, 7).

§ 92.

Australians (Bon. 185)

New Caledonians (Tur. “Nineteen,” 424)

Darnley Island (Macgill. ii, 29)

Krumen (Burt. “Dahomé,” ii, 165)

Karens (As. S. B. xxxiv. pt. ii, 198)

Araucanians (Alcedo, i, 411)

Quimbaya (Fern. 297)

Peruvians (Gar. i, 127; Acos., Jos. de, ii, 314)

Samoa (Tur. “Hundred,” 150)

Peruvians (Arri. 34)

Amazulu (Cal. 354)

Fiji (Will., T., i, 248)

Amazulu (Cal. 355).

§ 93.

Tahitians (Ell. “Pol. Res.” i, 516)

Yakuts (Hill, ii, 278)

Yucatan (Oroz. 157)

Nicobar (As. S. B. xv, 349)

Egyptians (Rev. Scien. 1 March, 1879)

Greeks (Thirl. i, 224; Hom. “Iliad,” Buckley, bk. xxiii, p. 420)

Semi-substantiality (Tylor, “Prim. Cult.” i, 455-6).

§ 94.

Nicaraguans (Ovi. pt. iii, 43, 45)

Chancas (Cieza, 316)

Central Amer. (Ovi. pt. iii, 42)

Dying men (Reit.)

Greenlanders (Crantz, i, 185)

Amazulu (Cal. 91)

Iroquois (Morg. 176)

Fraser Island (Smyth, i, 121)

Ansayrii (Walpole, iii, 349).

§ 95.

Tasmanians (Roy. S. V. D. iii, 180)

Aztecs (Brin. 50).

§ 96.

Karens (As. S. B. xxxiv, pt. ii, 211)

Chippewas (Keat. ii, 158)

Fijians (See. 398; Will., T., i, 241)

Mexicans (Tern. iv, 195)

Laches (Fern. 14).

§ 97.

Bongo (Schwein. i, 307)

Karens (As. S. B. xxxiv, pt. ii, 196)

Malagasy (Ell. “History,” i, 429)

Mexicans (Clav. i, 242)

Malagasy (Ell. “History,” i, 429-30).

§ 98.

Basutos (Lub. “Origin,” 219)

Fijian (Will., T., i, 245).

§ 99.

Comanches (School. i, 237)

Guatemala (Brin. 246).

§ 100.

Manganjas and Negroes (Lub. “Origin,” 216, 234).

§ 101.

Chinooks (Wilkes, v, 118)

Comanches (School. v, 685)

Yucatan (Steph. i, 421)

Tupis (South. i, 248)

Fiji (Will., T., i, 247).

§ 102.

Creek (School. v, 269)

Comanches (School. i, 237)

Patagonians (Falk. 114)

New Hebrides (Eth. S. “Journal,” iii, 62)

Peruvians (Arri. 41)

Todas (Marsh. 125)

Tasmanians (Tas. “Jour.” i, 253)

Dakotahs (School. ii, 178).

§ 103.

Tongous (Atk. 483)

Abipones (Dob. ii, 269)

Dahomans (Burt. “Dahomé,” ii, 164)

Patagonians (Falk. 119)

Nagas (As. S. B. xxxiv, 615)

Guiana (Ral. 109, note)

Papuan (Earl, “Papuans,” 85)

Ynca (Pres. “Peru,” i, 29)

Ancient Mexican (Tern. i, 213)

Chibcha (Sim. 258)

Malagasy (“Eng. Indep.” July 30, 1868, p. 810)

Mishmis (As. S. B. xiv, pt. ii, 488)

Old [855] Calaber (Burt. “Dahomé,” ii, 262)

Fantees (Beech. 229)

Dyaks (Low, 203-4)

Kirghiz (Atk. 483)

Toda (Eth. S. “Trans.” N.S. vii, 245)

Vatean (Tur. “Nineteen,” 450)

Peru (Tschu. ii, 355).

§ 104.

Mexicans (Herr. iii, 220-21)

Vera Paz (Xim. 212)

Mexicans (Clav. i, 325)

Peru (Pres. “Peru,” i, 29-30)

Japanese (Rev. Scien. Jan. 18, 1879)

Guaranis (Waitz, iii, 419)

Ynca (Gar. —; Cieza, 223)

Chibchas (Sim. 258)

Tonquin (Tav. plate)

Yorubans (Lan. —)

Congo (Ast. iii, 260)

Chinook (Kane, 178)

Aneiteum (Tur. “Nineteen,” 372).

§ 105.

Tahitians (Hawk. ii, 239; Ell. “Pol. Res.” i, 328)

Tongans (Marin. ii, 103-4)

Fiji (Will., T., i, 188)

Chibchas (Sim. 258)

Karens (As. S. B. xxxiv, pt. ii, 205)

Kookie (As. S. B. xxiv, 632)

Dahomans (Forb. i, 170)

Kaffirs (Shooter, 161)

Akkra (Bas. “Mensch,” ii, 91)

Assyrian (Records, i, 143-6)

Greeks (Hom. “Odyssey,” bk. xi)

Zeus (ref. lost)

Petit (Mons. i, 247).

§ 106.

Dahomey (Burt. “Dahomé,” ii, 24)

Kaffirs (Shooter, 161)

Amazulu (Cal. 354)

Jews (Sup. Rel. i, 110).

§ 107.

Fijian (Ersk. 247; Will., T., i, 218-246)

Greeks (Blackie, 6, note; Hom. “Iliad,” bk. v)

Amazulu (Cal. 203-4)

Tahitians (Ell. “Pol. Res.” i, 517).

§ 108.

Kaffirs (Shooter, 240)

Australian (Lub. “Origin,” 378)

Koossas (Licht. i, 260)

Bagos (Cail. i, 164-5)

Comanches (School. v, 685)

Chippewayans (Frank. 132)

Chinese (Thoms., J., “Straits,” 393).

§ 110.

Sandwich Isldrs. (Ell. “Hawaii,” 251)

Madagascar (Ell. “History,” i, 393)

Guiana (Ber. 100)

Gold Coast (Cruic. ii, 135)

East Africans (Liv. —)

Zambesi (Liv. “Miss. Trav.” 434)

Aleutian (Bas. —)

Kamschadales (Krash. 221)

Lepchas (Eth. S. “Journal,” N.S. i, 149)

Creek (School. v, 270)

Balonda (Liv. “Miss. Trav.” 314)

Hottentots (Kol. i, 126)

Boobies (Bas. “Af. R.” 320)

Bechuanas (Thomp. i, 214).

§ 111.

New Caledonia and Eromanga (Tur. “Nineteen,” 428 and 496)

Gold Coast (Bas. “Mensch,” ii, 56)

Bulloms (Winter. i, 222-3)

Caribs (Brett, 125)

Comanches (School. ii, 133)

Patagonians (Fitz. ii, 158)

Arabia (Burck. i, 280)

Dyaks (Low, 245; St. John, S., i, 172)

Tahiti (Ell. “Pol. Res.” i. 516)

India (Lub. “Origin,” 374)

Khonds (Roy. A. S. “Journal,” vii, 197)

Cave-burial (Nilsson, 155)

Patagonians (Falk. 115).

§ 112.

Peruvians (Pres. “Peru,” i, 29)

Mandans (Lew. & Cl. 102)

Mangaia (Gill, —)

New Zealand (Thoms., A. S. i, 96)

Santal (Hun. i, 153)

Teutonic (ref. lost)

Chonos (Eth. S. —)

Araucanians (Alcedo, i, 410)

Peruvians (Tschu. ii, 398)

Ottomacks (Schom. ii, 319)

Central Americans (Ovi. pt. iii, 43)

Chinooks (Waitz, iii, 339)

Chippewas (Keat. ii, 158)

Kalmucks (Pall. i, 574)

Kookies (As. S. B. xxiv, 632)

Todas (Marsh. 126)

Eromanga (Tur. “Nineteen,” 496)

Lifu (Tur. “Nineteen,” 401)

Mapuchés (Smith, E. R., 173)

Damaras (Ande. 226)

Bechuanas (Mof. 307)

America (Cat. “Last Ram.” 325)

Basuto (Arb. 131)

Sechele (Tylor, “Researches,” 359)

Todas (Marsh. 125)

Fiji (Will., T., i, 188)

New Caledonians (Tur. “Nineteen,” 425)

Mexicans (Clav. i, 322-3)

Esquimaux (Lub. “Prehistoric,” 524)

Gold Coast (Bos. 156)

South America (Hum. ii, 361)

Kanowits (St. John, S., i, 42)

Malanaus (Brooke, i, 78)

Chinooks (Ban. i, 247)

Fijian (See. 399)

Samoan (Tur. “Nineteen,” 235 & 322)

Sandwich Is. (Ell. “Hawaii,” 106)

New Zealand (Ang. ii, 71, 154; Thoms., A. S., i, 187)

Chonos (Eth. S. “Trans.”—)

Araucanians (Waitz, iii, 520)

Australians (Bon. 92; Ang. ii, 228)

Chinooks (Ross, “Oregon,” 97)

Ostyaks (Bas. “Mensch,” ii, 331).

§ 113.

Samoan (Tur. “Nineteen,” 237)

Tongans (Marin. i, 55; ii, 99, 128)

Nicaragua (Ovi. pt. iii, 42)

Patagonians (Falk. 115)

Babylonians* note (Smith, “Ass. Dis.” 212).

§ 114.

Borneo (St. John, S., i, 172)

Mexico (Tern. i, 158)

Panches (Fern. 319)

Peruvians (Ulloa, i, 473)

Borneo (Brooke, i, 235; ii, 106-57)

Dyaks (St. John, S., i, 189-90)

Zulus (Cal. 380, 385)

Ancient Mexicans* note (Clav. i, 251-2).

[856]

§ 117.

Australians (Eth. S. “Trans.” N.S. iii, 228)

Veddahs (Eth. S. “Trans.” N.S. ii, 301)

Tasmanians (Roy. S. V. D. iii, 180)

Amazons (Wall. “Amazons,” 498)

Karen (A. S. B. xxxiv, pt. ii, 196)

Tahitians (Ell. “Pol. Res.” i, 525)

Nicobar (A. S. B. xv, 348-49)

Arab (Bas. “Mensch,” ii, 109-10).

§ 118.

Karens (As. S. B. xxxiv, pt. ii, 204)

Nicobar (Bas. —)

Rocks (Liv. —)

Danakil (Harr., W. C., i, 352)

Tropical (Hum. iii, 183)

Araucanians (Alçedo, i, 411)

Póhono* note (Ban. iii, 126).

§ 119.

Veddah (Eth. S. “Trans.” N.S. ii, 301-2)

Australian (Roy. S. V. D. iii, 179)

Ashantees (Beech. 181-2)

Homeric (Hom. “Iliad,” Buckley, passim)

Araucanian (Alçedo, i, 410).

African (Liv. “Miss. Trav.” 607).

§ 120.

Dyaks (St. John, S., ii, 66).

§ 122.

Congo (Reade, 250)

East Africans (Burt. “Cen. Af.” ii, 354)

Arabic (Bas. “Mensch,” ii, 591)

Amazulu (Cal. 263, 361, 368).

§ 123.

Amazulu (Cal. 185)

Abyssinians (Parkyns, ii, 145)

Tongans (Marin. i, 102-3)

Amazulu (Cal. 263)

Khonds (Per. 333)

Yakuts (Coch. i, 293)

Kirghiz (Atk., Mrs., 154).

§ 124.

Arabs (Peth. 221)

Samoans (Tur. “Nineteen,” 221)

Sumatrans (Mars. 191)

East (Ramb. 190)

Jews (Sup. Rel. i, 120, 113)

Church (Burn, iv, 651).

§ 125.

Amazulu (Cal. 269)

Samoans (Tur. “Nineteen,” 236)

Dyaks (St. John, S., i, 62)

Arawaks (Brett, 362)

Land Dyaks (St. John, S., i, 178)

Karens (As. S. B. xxxv, pt. ii, 24)

Lepchas (Hooker, i, 135)

Bodo and Dhimáls (As. S. B. xviii, pt. ii, 722)

Coast Negroes (Winter. i, 236)

Koossas (Licht. i, 255)

Zulu (Cal. 204)

Comanches (Eth. S. “Journal,” ii, 268)

Mundrucus (Hern. 315)

Babylonians (Smith, “Ass. Disc.” 176)

Greeks (Hom. “Iliad,” Lang, bk. i, 2-3)

Visitation of the sick (Prayer).

§ 126.

Uaupés (Wal. “Amazon,” 500)

Chippewayans (Hearne, 338)

Kalmucks (Pall. —)

Kookies (As. S. B. xxiv, 630)

Khonds (Roy. A. S. “Journal,” vii, 197)

Bushmen (Arb. 254)

Bechuanas (Burch. ii, 551)

Coast Negroes (Winter. i, 235)

Africa (Eth. S. “Trans.” N.S. iii, 45)

Loango (Ast. iii, 224)

Tahitians (Ell. “Pol. Res.” i, 515)

Naga (But. 150)

Tasmanians (Bon. 180)

Kora-Hottentots (Licht. ii, Appendix ii).

§ 129.

Diomede (Hom. “Iliad,” Lang, bk. v, p. 86)

Egyptians (Records, ii, 70-72).

§ 130.

Tahitians (Ell. “Pol. Res.” ii, 235)

Homeric (Blackie, 11)

Helen (Hom. “Iliad,” Lang, bk. iii, p. 53)

Homeric (Blackie, 15, 14)

Congoese (Tuck. 162)

Tahkalis (Brin. 253)

Ordaining Priests (Prayer).

§ 131.

Amazulu (Cal. 387, 259, 264, 260, 273)

Fijian (Will., T., i, 224)

Santals (As. S. B. xx, 571)

Homer (Blackie, 43)

Zulu (Cal. 265).

§ 132.

Mishmis (As. S. B. xiv, pt. ii, 487)

Sumatrans (Mars. 191)

Californian (Ban. iii, 160)

Koniaga (Ban. i, 85)

Columbians (Ban. i, 286)

Cumana (Herr. iii, 310)

Raphael (Sup. Rel. i, 102)

Exorcism (Hook, 328; Lee, i, 59-69)

Amazulu (Cal. 161).

§ 133.

Kaffirs (Eth. S. “Trans.” N.S. v, 290)

Tahitians (Ell. “Pol. Res.” i, 121)

Australians (Eth. S. “Trans.” N.S. iii, 235)

Jewish (ref. lost)

Australians (Eth. S. “Trans.” N.S. i, 289)

Cucamas (Gar. i, 56)

Tariánas (Wal. “Amazon,” 498)

Arawâks (Waitz, iii, 388)

Koniagas (Ban. i, 76)

Chinooks (Ban. i, 245)

Mapuchós (Smith, E. R. 222)

N. Americans (Burt. “Saints,” 142)

S. Americans (Smith, E. R. 222)

Chinook (Kane, 205; Ban. i, 245)

Dyaks (St. John, S., i, 197)

Tasmanians (Tas. “Jour.” i, 253-4)

Patagonians (Fitz. ii, 163)

New Zealanders (ref. lost)

Amazulu (Cal. 270)

Ancient Peruvians (Arri. 21-22)

Tannese (Tur. “Nineteen,” 89, 91)

Chippewas (Keat. ii, 163)

Ardrah (Bas. “Mensch,” ii, 357)

Ancient Peruvians (Arri. 21-2)

Europe (ref. lost)

England (Stat. iv. pt. 2, 1028)

Thlinkeets* note (Ban. iii, 147)

Koniaga-whalers (Ban. i, 76)

Ashantee (Beech. —)

Damaras (Ande. 179, 330)

Dyak (Boyle, 207)

Brazilian (Spix, ii, 244).

§ 134.

Bechuanas (Bas. “Mensch,” ii, 265)

Yorubas (Burt. “Abeokuta,” i, 303)

Umqaekana (Cal. 391, 379)

Brazilian (Stade, 106-7).

§ 136.

Dakotahs (School. ii, 195)

Hottentots (Kol. i, 138)

Tonga (Marin. i, 88)

New Zealand (Ang. i, 279)

Tahitians (Cook, —)

New Zealanders (Ang. ii, 71)

Aneiteum (Tur. “Nineteen,” 371)

Ashantis (Beech. 213)

Sandwich Isldrs. (Cook, —).

§ 137.

Veddahs (Eth. S. “Trans.” N.S. ii, 296)

Bongo (Schwein. i, 234)

Lohaheng (Liv. “Miss. Trav.” 124)

Arawâks (Schom. ii, 458)

Guiana (Hum. ii, 488)

Creeks (School. v, 270)

Fantees (Beech. 229)

Dahomans (Burt. “Dahomé,” ii, 164)

Yucatanese (Landa, 196)

Caribs (Edw. i, 60)

Brazilian (Spix, ii, 250)

Peruvians (Tschu. ii, 393)

New Guinea (Earl, “Papuans,” 85)

Tahitians (Hawk. ii, 95; Ell. “Pol. Res.” i, 519)

Sumatra (Mars. 388)

Tonga (Marin. i, 144)

Dyaks (Brooke, ii, 270)

Fijians (Wilkes, iii, 119)

Tahitian (Ell. “Pol. Res.” i, 521)

Peruvians (Acos., Jos. de, ii, 312)

Collas (Cieza, 364)

Egyptians (Diod. 60-61; Mar. i, 89)

Etruria (Ferg. “Hist. of Arch.” i, 284)

Darius (Ferg. “Hist. of Arch.” i, 194)

Chaldean (Ferg. “Hist. of Arch.” i, 158).

§ 138.

Tope (Ferg. “Tree,” 88; Cun. 11)

Chaitya (Cun. 9)

Tahiti (Hawk. ii, 168)

Central Americans (Xim. 213)

Egyptian (Wilk. iii, 85, 430)

Bedouins (Burck. i, 101; Palg., W. G., i, 10)

European (Blunt, 16; Ferg. “Tree,” 89).

§ 139.

Lower Californians (Ban. i, 569)

Coras (Ban. i, 641)

Damaras (Ande. 222)

Vancouver Island (Roy. G. S. xxvii, 301)

Mosquito (Ban. i, 744)

Karen (As. S. B. xxxiv, pt. ii, 196; xxxv, pt. ii, 29)

Bodo and Dhimáls (As. S. B. xviii, pt. ii, 708)

Mexican (Ban. i, 641)

Pueblos (Ban. i, 555, note)

Sea Dyaks (St. John, S., i, 71)

Hottentot (Ande. 327)

Samoa (Tur. “Nineteen,” 349)

Fiji (See. 392)

Bhils (Roy. A. S. “Trans.” i, 88)

Araucanians (Smith, E. R., 275)

Virzimbers (Drur. 406)

Berotse (Liv. “Miss. Trav.” 331)

Kaffirs (Gard. 314)

Amazulu (Cal. 175)

Sandwich Is. (Cook —)

Greeks (Blackie, 48)

Agamemnon (Hom. “Iliad,” bk. ii, Lang, p. 33-4)

Amazulu (Cal. 239, 197)

Kaffirs (Shooter, 165)

Zeus (Hom. “Iliad,” bk. v, Lang, p. 65)

Athene (Hom. “Odyssey,” bk. iii, Lang, p. 45)

Sandwich Isldrs. (Ell. “Hawaii,” 136)

Egyptians (Wilk. iii, 427-9).

§ 140.

Dyaks (Low, 204)

Gold Coast (Beech. 229)

Toda (Eth. S. “Trans.” N.S. vii, 245)

Indians (Ban. i, 126)

Bagos (Cail. i, 164)

Gold Coast (Cruic. ii, 218)

Dahomans (Burt. “Dahomé,” ii, 163)

Yucatanese (Landa, 196)

Egyptians (Wilk. iii, 443)

Polynesian (Grey, “Pol. Myth.” 43).

§ 141.

Samoa (Tur. “Hundred,” 48-9)

Fijians (Will., T., i, 231)

Mexicans (Clav. i, 279)

Chibchas (Fern. 141; Acos., Joaq., 213)

Khonds (Camp. 211)

Tahitians (Ell. “Pol. Res.” i, 488)

Tongans (Marin. ii, 208)

Mexicans (Olav. i, 325)

Dahomey (Burt. “Dahomé,” ii, 25)

Australia (Eth. S. “Trans.” N.S. ii, 246)

Fijian (Will., T., i, 20)

Vateans (Ersk. 334)

Haidahs (Ban. iii, 150)

Nootkas (Ban. iii, 152)

Dahomey (Burt. “Dahomé,” ii, 164)

Ulysses (Hom. “Odyssey,” bk. xi, Lang, p. 179)

Dahomans (Burt. “Dahomé,” ii, 167)

Mexicans (Herr. iii, 210-13)

Baal (i Kings, xviii, 28)

Nateotetains (Ban. i, 127)

Mexicans (Men. 108)

Guancavilcas (Cieza, 181)

Sandwich Is. (Ell. “Hawaii,” 147, 30)

Peruvians (Gar. i, 118; Acos., Jos. de, ii, 309).

§ 142.

Aleutian (Ban. iii, 518)

Tupis (South. i, 249)

Californians (Ban. i, 570)

Chippewas (School. “Mississippi,” 122)

San Salvador (Pala. 81)

Chibchas (Sim. 259)

Peruvians (Cieza, 365)

Tahiti (Ell. “Pol. Res.” i, 530)

Mandingoes (Cail. i, 344)

Egyptians (Wilk. iii, 443, 450)

Brazilian (Heriot, 539)

Peru (Gar. ii, 114; Pres. “Peru,” i, 30)

Amazulu (Cal. 147, 145, 239, 203).

§ 143.

Bambiri (Liv. “Miss. Trav.” 605)

Africa (Reade, 249)

Amazulu (Cal. 140)

Veddahs (Eth. S. “Trans.” N.S. ii, 301-2)

Dakotah (School. iii, 226)

Banks’ Isldrs. (Anth. i, x, 285)

Vateans (Tur. “Nineteen,” 394)

Tannese (Tur. “Nineteen,” 88)

Chryses (Hom. “Iliad,” Lang, bk. i, p. 2)

Rameses (Records, ii, 70)

Rig Veda* note (Raj. i, 427).

§ 144.

East Africans (Liv. —)

N. Amer. Indians [858] (School. iv, 65)

Turkomans (Vam. 61)

Iroquois (Morg. 119)

Egyptians (Wilk. iii, 430, 378)

Malagasy (Drur. 233)

Chinese (Edk. 71)

Tonga (Marin. i, 88)

Gold Coast (Beech. 190)

Nasamonians (Herod. iii, 150)

Sumatra (Mars. 242)

Mediæval Europe (Smith, W., “Christian,” ii, 1417)

Turkomans (Vam. 210)

Negroes (Bas. “Mensch,” iii, 148)

Mosquito (Ban. i, 740-1)

Aztecs (Men. 108)

Blood-drinking,* note (Mich. ii, 35).

§ 145.

Mexicans (Dur. i, 193)

Santals (Hun. i, 188).

§ 146.

California (Ban. i, 400)

South American (Gar. i, 50; Bal. ch. v, 57; Aven. —).

§ 147.

Juángs (Dalt. 157-8)

Fuegians (Hawk. —)

Andamanese (Eth. S. “Trans.” N.S. ii, 35)

Australians (Sturt, “South Austr.” i. 107)

Tasmanians (Roy. S. V. D. iii, 180)

Veddahs (Eth. S. “Trans.” N.S. ii, 301-2)

Fijians (See. 391)

Tannese (Tur. 88)

Sumatrans (Mars. 289, 291)

Angola (Liv. “Miss. Trav.” 440)

Bambiri (Liv. “Miss. Trav.” 605)

Kaffirs (Shooter, 161)

Santals (Hun. i, 182)

Khonds (Roy. A. S. “Journal,” vii, 189)

Hindu (Fort. Feb. 1872, 133-5).

§ 148.

Amazulu (Cal. 63, 21, 22, 32, 8, 1, 40, 58, 35, 7, 2, 33, 18, 51, 33, 17, 91).

§ 149.

Greek (Grote, i, 110)

Peru (Aven. —)

Nicaraguans (Ovi. pt. iii, 40-43, 44, 46)

Vedic,* note (Muir, iii, 332).

§ 150.

Indra (Muir, iii, 226-27, 238)

Rig Veda (ref. lost)

Menu (Jones, iii, passim)

Jehovah (Deuteronomy, xxvi, 14; Ecclesiasticus, vii, 33; Tobit, iv, 17)

Yemen (Académ. Comptes rendus—)

Arabia (Caus. i, 348-49; Palg., W. G., i, 10).

§ 151.

Nicaraguans (Ovi. pt. iii, 41)

Menu (Jones, iii, 146)

Amazulu (Cal. 202, 175)

Menu (Jones, iii, 147)

Iranians (Zend Av. iii, 231)

Romans (Smith, W., “Gr. and Rom.” 559).

§ 152.

Catholic,* note (Roch. 323-4).

§ 153.

Greek (Blackie, ii)

Romans (ref. lost)

Hebrews (Isaiah, viii, 19; 1 Samuel, xxviii, 13; *note, Cheyne, i, 58; Bible “Speaker’s,” ii, 358; Kuenen, i, 224).

§ 154.

Central Americans (Landa, 198)

Peruvians (Yncas, 107)

Sandwich Is. (Ell. “Hawaii,” 334)

Crees (Kane, 127)

Caribs (Brett, 129)

Tasmanians (Tas. Jour. i, 253; Bon. 97)

Andamanese (ref. lost)

Lifu (Ersk. 369)

New Caledonians (Tur. “Nineteen,” 425)

Badagry (Lander, R., ii, 252)

Mandans (Cat. “N.A. Indians,” i, 90).

§ 155.

Yucatanese (Landa, 198)

Mexicans (Nouv. 1843, ii, 202)

Yucatanese (Landa, 198)

Mexicans (Lop. de Gom. 437).

§ 156.

Mexicans (Clav. i, 389; Torq. ii, 99)

Africa (Bas. “Af. R.” 164)

Abyssinians (Parkyns, ii, 60-63)

Papuan (Kolff, 62)

Javans (Raf. i, 331)

France (Mons. vi, 4; Cher. i, 458)

Coast Negroes (Bos. 232)

Araucanians (Smith, E. R., 309)

New Zealanders (Thoms., A. S., i, 88)

Peruvians (Acos., Jos. de, ii, 312; Anda. 57)

Yucatanese (Lop. Cog. i, 316).

§ 157.

North Am. Indians (Kane, 202)

Okanagans (Ban. i, 284)

Mandans (Cat. “N. A. Indians,” i, 107)

Madagascar (Ell. “Three Visits,” 444).

§ 158.

Egyptians (“Rev. Scien.” 1 March, 1879)

Samoiedes (Bas. “Mensch,” ii, 377)

Ostyaks (Erm. ii, 51; Felins. ii, 24)

Samoiedes (Bas. “Mensch,” ii, 85)

Russians (Erm. ii, 177)

Sandwich Isldrs. (Ell. “Hawaii,” 251)

Yucatanese (Fan. 307-8, 316)

Quiché (Ban. iii, 52-3)

Arabians (Dozy, i, 22)

Memnon (Roy. S. of Lit. ii, 45)

Early Christians (Bible, “Codex Apoc.” i, 670, 681).

§ 159.

Laches (Fern. 14)

Peruvians (Arri. 11; Aven. —; Arri. 89; Montes. 147; Yncas, 61)

Bulloms (Winter. i, 240, 241)

Vera Paz (Xim. 211)

Mexicans (Clav. i, 323)

New Zealanders (White, 308).

§ 160.

Bulloms (Winter. i, 222)

Congo (Pink. xvi, 158)

Little Addoh (Laird, ii, 32)

Polynesia (Ell. “Hawaii,” 102)

Fiji (Will., T., i, 99)

Dakotah (School. iv, 642)

Mandans (School. iii, 248)

Indians (Buch. 228)

Peruvians (Acos, Jos. de, ii, 3?8)

Chibchas (Sim. 249)

Hindu (“Fort.” Feb. 1872, 127).

§ 161.

East Africa (Burt. “Cen. Af.” ii, 346)

Coast Negroes (Winter. i, 123; Cruic. ii, 135; Bas. “Mensch,” ii, 200)

Niger (Lander, R. & J., iii, 105)

Dahomey (Burt. “Dahomé,” ii, 361)

Fetich [859] (Beech. 179-80)

Congo (Bas. “Af. R.” 82).

§ 162.

Juángs (Dalt. 157-8)

Andaman (Eth. S. “Trans.” N.S. ii, 42, 35)

Damaras (R. G. S. xxii, 159)

Chirihuanas (Gar. i, 50)

Peruvians (Gar. i, 47)

India (Lub. “Origin,” 286; “Fort.” Feb. 1872, 131).

§ 164.

Peruvians (Gar. i, 75; Cieza, ch. 90).

§ 165.

Brazil (Burt. “Brazils,” ii, 366).

§ 166.

Thlinkeets (Ban. iii, 129)

Karens (As. S. B. xxxiv, pt. ii, 217)

Abyssinia (Parkyns, ii, 144; Wilk. iii, 285)

Khonds (Camp. 44)

Bulloms (Winter. i, 256)

Mexicans (Men. 109)

Honduras (Herr. iv, 141)

Chibchas (Sim, 245; Fern. 50)

Africans (Liv. “Miss. Trav.” 615)

Gallabai (Schwein. i, 307-8)

Tete (Liv. “Miss. Trav.” 642)

Guiana (Brett, 374)

Sumatrans (Mars. 292)

Apachés (Ban. iii, 135)

Californians (Ban. iii, 131)

Tlascala (Clav. i, 243)

Calabar (Hutch. 163).

§ 167.

Zulus (Cal. 130, 196, 197, 197, 198, 199, 368, 362, 202, 200, 201)

Culiacan (Ban. i, 587)

Amazulu (Cal. 215, 200)

New Zealanders (Thoms., A. S., i, 29)

Russian (ref. lost)

Babylonians (Smith, “Ass. Disc.” 191)

Animal-Worship (“Fort.” Feb. 1870, 196; Nov. 1869, 566).

§ 168.

Idzubar (Smith, “Ass. Disc.” 202-3)

Ishtar (Records, i, 143)

Ventriloquists (Del. “Isaiah,” i, 240)

Greeks (Hom. “Odyssey,” Lang, bk. xi, p. 190)

Philippine (Jag. 169)

Assyrians (Records, iii, 134)

Arabs (Caus. i, 349).

§ 169.

Dakotahs (Burt. “Saints,” 153)

Bongo (Schwein. i, 311)

Damara (Gal. 132)

Abipones (Dob. ii, 166)

South Brazil (Spix, ii, 255)

Abipones (Dob. ii, 183)

Koossa (Licht. i, App.)

Guaranis (Dob. ii, 184).

§ 170.

Australians (Ang. i, 92)

Damara (Ande. 225)

Bodo & Dhimals (As. S. B. xviii, pt. ii, 734)

Kaffir (Shooter, 219)

Comanches (School. ii, 132)

Chippewayan (Hearne, 93)

Bedouins (Burck. i, 97)

Kaffirs (Eth. S. “Trans.” N.S. v, 295)

Tupis (South. i, 239)

Karens (As. S. B. xxxv, pt. ii, 10)

New Zealand (Ang. ii, 88)

Dakotah (Burt “Saints,” 141)

Yorubans (Lander, R., ii, 228)

Hottentots (Pink. xvi, 141)

Makololo (Liv. “Miss. Trav.” 221)

King Koffi (Rams. 72)

Tothmes (Records, passim)

Assyrian (Smith, “Ass. Disc.” 171)

Rameses (Records, ii, 75, 76).

§ 171.

Mahomet (Kor. ch. xciv)

Central Asiatic (Michell, 96)

Sea Dyaks (Brooke, i, 62)

Bechuana (Liv. “Miss. Trav.” 13)

Patagonians (Falk. 114)

Columbia (Ross, “Oregon,” 88)

California (Ban. iii, 87)

Zapotecs (Ban. iii, 74)

Haidahs (Ban. iii, 97)

Ahts (Ban. iii, 96)

Chippewayans (Ban. i, 118)

Koniagas (Ban. iii, 104)

Californians (Ban. iii, 88, 92)

Dog-rib (Frank. 293).

§ 172.

Papagos (Ban. iii, 76)

Kamschadales (Krash. 205)

Dakotahs (School. —)

Negro (Liv. “Miss. Trav.” 608)

Chippewas (School. “Mississippi,” 98-99)

Ostyaks (Harr., J., ii, 924)

Kookies (Ind. xxvii, 63)

Indian (Ban. iii, 93)

Bechuanas (Liv. “Miss. Trav.” 13)

Australia (Lub. “Origin,” 261).

§ 173.

Congo (Bas. “Mensch,” iii, 199)

Thlinkeets (Ban. i, 109)

Ashantee (Rams. 306)

Madagascar (Ell. “History,” i, 356)

Egyptians (Records, ii, 70-76, iv, 56; Brugsch, i, 74)

Veddahs (Eth. S. “Trans.” N.S. iii, 71).

§ 174.

Aleutians (Ban. iii, 104)

Kirghiz (“Fort.” Oct. 1869, 418)

Egypt (Wilk. iii, 312).

§ 175.

Pacific States (Ban. iii, 127)

Salish, &c. (Ban. iii, 97)

Land Dyaks (St. John, S., i, 196)

Batavians (Hawk. iii, 756).

§ 177.

Opium-eaters (Vam. 14)

Mandingoes (Bas. “Mensch,” iii, 194)

Arafura (Kolff, 161).

§ 178.

Soma (Muir, i, ii, iii, v, passim)

Peru (Gar. i, 88; Mark. “Travels,” 232)

Chibchas (Fern. 20)

North Mexico (Ban. i, 587)

Philippine Is. (Jag. 267-9)

Soma,* note (Muir, passim)

Peru,* note (ref. lost).

§ 179.

Bechuanas (Mof. 262)

Basuto (Cas. 240; Arb. 131)

Damaras (Roy. G. S. xxii, p. 159; Ande. 218; Gal. 204, 188)

Congoese (Bas. “Af. R.” 81, 172).

§ 180.

Arabic (Palg., W. G., i, 458)

Santali (Hun. i, 173)

Kamschadales (Hill, ii, 402)

Damaras (Gal. 176)

Great Nicobar (Röep. 76).

§ 181.

Tasmanians (Roy. S. V. D. iii, 281)

Karens (As. S. B. [860] xxxv, pt. ii, 10-11)

N. American Ind. (Cat. “N. and S. Am. Ind.” 18, 14, 16)

Arawâks (Brett, 367)

Peruvians (Cieza, 232, note 2)

Pueblos (Ban. iii, 80)

Isanna (Wal. “Amazons,” 506)

Karens (As. S. B. xxxv, pt. ii, 10-11).

§ 182.

Congo-people (Lub. “Origin,” 289)

Addacoodah (Lub. “Origin,” 289)

Mexico (Tylor, “Anahuac,” 215)

Beerbhoom (Hun. i, 131)

Land Dyaks (Low, 273)

Iroquois (Morg. 161)

Santals (Hun. i, 184).

§ 184.

Meteor (Somer. 9)

Inland Negroes (Liv. “Miss. Trav.” 388)

Ashantee (ref. lost)

Bechuana (Cas. 235)

Wanika (Krapf, 168).

§ 185.

Ojibbeway (Cat. “N. and S. Am. Ind.” 19, 20)

Karens (As. S. B. xxxv, pt. ii, 10)

Tasmanians (Roy. S. V. D. iii, 281)

American (Cat. ut supra, 20, &c.).

§ 186.

Pacific States (Ban. iii, 155; iii, 121)

Mexicans (Pres. “Mexico,” ii, 41)

Peruvians (Mem. i, 37; Yncas, 13, 17, 25, 57, 38)

Santals (Hun. i, 186)

Araucanians (Alçedo, i, 416).

§ 187.

Peruvians (Arri. 31; Ben. 253)

Iroquois (Morg. 227).

§ 188.

Dawn-myth (Mül. “Lectures,” ii, 506-13)

Karens (As. S. B. xxxv, pt. ii, 10)

Tupis (Stade, 142)

New Zealand (Thoms., A. S., passim).

§ 189.

Jews (Sup. Rel. i, 105)

Patagonians (Falk. 115)

Fiji (Ersk. 293)

Hervey Isldrs. (Anth. I, vi, 4)

South Australians (Ang. i, 89)

Tasmanians (Roy. S. V. D. iii, 274)

N. Americans (Tylor, “Prim. Cult.” i, 359)

Californians (Robin. 259-262; Ban. iii, 138-9)

Amazon (Wal. “Amazon,” 506)

Dyak (Brooke, i, 189)

Assyrian (Roy. A. S. —).

§ 190.

Loucheux (Ban. iii, 141)

Esquimaux (Hayes, 253)

South Australians (Ang. i, 89, 109)

Chibchas (Fern. 18)

Mexican (Men. 81)

Karens (As. S. B. xxxv, pt. ii, 10)

Aryan (Cox, ii, 139, 138).

§ 191.

Comanches (Eth. S. “Journal,” ii, 268)

Chechemecas (Ixt. 45)

Olchones (Ban. iii, 161)

Tinneh (Ban. iii, 142)

Salive (Hum. ii, 221)

Barotse (Liv. “Miss. Trav.” 220)

Tlascala (Nouv. —)

Quiché (Ban. iii, 60)

Mizteca (Ban. iii, 73)

Mexicans (Men. 79; Waitz, iv, 141; Men. 81)

Damaras (Gal. 138, 137)

Dinneh (Frank. 155)

Peruvians (Yncas, xii; Pres. “Peru,” i, 29)

Mexicans (Herr. iii, 204)

Panches (Herr. v, 86)

Chibchas (Sim. 244; Lugo, 7)

Sun (Shakesp. “Henry viii,” act i, sc. i; “Julius Cæsar,” act v, sc. 3)

Alvarado (Pres. “Mexico,” i, 438)

Peruvians (Gar. i, 229)

Central Americans (Pop. 33)

Karens (As. S. B. xxxv, pt. ii, 10)

N.A. Indians (Cat. “N. and S. Am. Ind.” 32, 14)

Egyptians (Brit. Mus. “Papyri,” 2-3; Wilk. iii, 53)

Aryans (Cox, ii, 30 et seq.).

§ 192.

Egyptians (Soc. B. A. iii, 93, 88, 93, 94; Records, vi, 100).

§ 195.

Bechuanas (Thomp. i, 341)

Chippewas (Buch. 228)

Fijian (Will., T., i, 216)

Malagasy (Ell. “History,” i, 390)

Todas (Marsh. 123-4).

§ 196.

Todas (Marsh. 136, 142)

Taltique (Montg. 184-5)

Kamschadales (Krash. 183).

§ 197.

Fijians (Ersk. 247; Will., T., i, 233)

Tahiti (Ell. “Pol. Res.” new ed. iii, 113, 114)

Benin (Bas. “Mensch,” ii, 413)

Loango (Ast. iii, 223)

Msambara (Krapf, 384)

Peru (Xer. 62; Acos., Jos. de, ii, 433; Gar. i, 54; Bal. ch. 1)

Semites (Palg., W. G., i, 87)

Prince of Wales (“Times” —)

Peru (Acos., Jos. de, ii, 412)

Yucatanese (Lop. Cog. i, 318)

Mexicans (Men. 86; Waitz, iv, 33)

Sandwich Isdrs. (Ell. “Hawaii,” 138)

Tonga (Marin. ii, 97)

New Zealanders (Thoms., A. S., i, 110)

Shoa (Harr., W. C., iii, 291)

Yoruba (Bas. “Mensch,” iii, 342)

Ramses (Records, viii, passim)

Babylonian (Smith, “Ass. Disc.” 189)

—Note* Nebuchadnezzar (ref. lost).

§ 198.

Loango (Ast. iii, 223)

Fuegians (Fitz. ii, 180)

Patagonians (Falk. 116)

Chippewas (School. v, 149)

Cahrocs (Ban. iii, 161)

Damaras (Gal. 202, 190)

Sandwich Isdrs. (Ell. “Hawaii,” 309)

Mexicans (Men. 84)

Taouism (Edk. 59)

Scandinavian (Heims. i, 220, 218, 218-9, 224, 224-5; note,* Das. lxii)

Æsculapius (Num. ser. iii, vol. 2, 5-6)

Brazilians (Waitz, iii, 417)

Chinook (Ban. iii, 95-6)

Mexican (Pres. “Mexico,” i, 53-4; Saha. bk. 1, chs. 7, 9, 17, 19, 20)

Central Americans (Lop. Cog. i, 316-17).

[861]

§ 199.

Bushmen (Chap. ii, 436)

Africans (Liv. “Miss. Trav.” 271)

Congo (Tuck. 380; Bas. “Af. R.” 144)

Niger (Lander, R. & J., iii, 79)

Bechuana (Thompson, i, 171)

Fulahs (Barth ii, 429)

Khond (Camp. 220)

Nicobarians (As. S. B. xv, 349)

Fijians (Ersk. 246)

Arru (Wal. “Malay,” ii, 263)

Dyaks (Low, 224, 247)

Mexican (Men. 81)

South America (Hum. ii, 473)

Wanikas (Krapf, 168)

Sandwich Islands (Ell. “Hawaii,” 104)

Mexicans (Nouv. 1843, iii, 140)

Chibchas (Fern. 155).

§ 200.

Thlinkeets (Ban. i, 94)

Mosquitoes (Pim, 305-6)

Karens (As. S. B. xxxv, pt. ii, 2)

Kamschadales (Kotz. ii, 12)

Rude Nations (Nilsson, 211, 176)

Tupis (South. i, 227)

Scandinavia (Heims. passim)

Greeks (ref. lost)

Hebrew (Genesis, vi, 2).

§ 201.

Fijians (Will., T., i, 233, 218, 236, 21)

Greeks (Hom. “Iliad” and “Odyssey,” Buckley, passim).

§ 202.

Fijians (See. 401)

Semitic (Palg., W. G., i, 33)

Arabs (Bak. 130)

Shaddai (Kuenen, i, 271)

Tiglath-Pileser (Roy. A. S.—)

Abraham (Gonesis, xvii, 8, 7, 14; xviii, 2, 3, 5, 12).

§ 203.

Eesa (Burt. “East Af.” 51)

Hottentots (Mof. 258)

Santal (Hun. i, 181)

Egyptians (Ren. 85-6)

Quiché (Ban.—)

Vedic (Muir, passim)

Buddha (ref. lost)

Egyptian (Wilk. ii, 487)

Arcadian (ref. lost).

§ 207.

Mexico (Lop. de Gom. 350)

Angola (Liv. “Miss Trav.” 440).

§ 218.

Sponge (Hux. 16)

Myriothela & Blood-corpuscles (Brit. Ass. 10, 9).

§ 226.

Andamanese (Mouat, 300)

Bushmen (Licht. ii, 194)

Comanches (School. i, 260; Eth. S. “Journal,” ii, 267)

Dakotahs (Burt. “Saints,” 116; Cat. “N.A. Indians,” i, 209)

Karens (As. S. B. xxxvii, pt. ii, 130)

Africa (Liv.—)

Ashantee (Beech. 86)

Egypt (Masp. “Histoire,” 18).

§ 228.

Cayaguas (South. ii, 373)

Patagonians (Fitz. ii, 166)

Chinooks (Ross, “Oregon,” 92)

Beluchi (Eth. S. “Journal,” 1848, i, 112)

Gold Coast (Beech. 136)

Felatahs (Den. ii, 94).

§ 230.

Tanna (Tur. “Nineteen Years,” 89)

Fiji (Will., T., i, 229)

Sandwich Isdrs. (Ell. “Hawaii,” 118)

New Zealanders (Thoms., A.S., i. 116)

Kaffirs (Back. 230)

Mexico (Clav. i, 272).

§ 232.

Fuegians (Fitz. ii, 186)

Shasta (Ban. i, 343)

Coast Negroes (Winter. i, 89)

Peru (Pres. “Peru,” i, 138)

Mexicans (Clav. i, 338)

Roman (Palg., F., “Eng. Com.” pt. i, 332)

English (Kem. ii. 340; Bren. cxxix-xxx).

§ 236.

Mexicans (Zur. 183)

Peru (Pres. “Peru,” i, 138).

§ 241.

Fiji Is. (Ersk. 457)

Samoa (Tur. “Nineteen Years,” 271)

Loango (Pink. xvi, 560, 574)

Ashantee (Beech. 148)

Mexicans (Cortes, 59; Clav. i, 386)

Peruvians (Gar. ii, 18).

§ 242.

Flanders (Hallam, “Mid. Ages,” iii, 324)

English (Stubbs, “Const. Hist.” i. 130)

France (Fust. 7).

§ 245.

Nagas (As. S. B. ix, pt. ii, 957)

Bechuanas (Thomp. i, 214)

Eastern Africa (Burt. “Cen. Af.” i, 335)

Abyssinia (Parkyns, i, 213)

Bechuanas (Burch. ii, 306-7)

East African (Burt. “Cen. Af.” i, 335)

Dahomey (Burt. “Dahomé,” ii, 248; i, 280)

Ashantee (Beech. 132)

London (Beck. ii, 29-30)

Henry VIII (Smiles, i, 159)

London (Smiles, i, 204)

North-England (Smiles, i, 160).

§ 246.

Sandwich Isldrs. (Ell. “Hawaii,” 296)

Fijians (Will., T., i, 93)

Lower Niger (Allen, i, 398)

Sansanding (Park, ii, 273-4)

Batta (Mars. 379)

Madagascar (Ell. “History,” i, 332)

Chibchas (Sim. 257)

Mexico (Clav. i, 385; Saha. i, 29).

§ 250.

Esquimaux (Hearne, 161)

Abors (As. S. B. xiv, pt. i, 426)

Arafuras (Kolff, 161)

Todas (Marsh. 41-45; Eth. S. “Trans.” N.S. vii, 241)

Bodo and Dhimáls (As. S. B. xviii, pt. ii, 745-6; Hodg. 156-60)

Lepchas (Hooker, i, 129; Eth. S. “Journal,” i, 150-1)

Caribs (Edw. i, 49; Hum. iii, 89)

Creeks (School. v, 279)

Tasmanians (Bon. 81)

Kamschadales (Kotz. ii, 13; Krash. 175)

Patagonians (Falk. 123)

Samoa (Tur. “Nineteen Years,” 287, 291)

Kirghiz (Michell, 278-9)

Niamniams (Schwein. ii, 22)

Ashantee (Beech. 96)

Fiji (Ersk. 464).

§ 251.

Sandwich Isdrs. (Ell. “Hawaii,” 392)

Tahiti (Forst. 355; Ell. “Pol. Res.” ii, 366-67)

Koossas (Licht. i, 286)

Ashantee (Cruic. ii, 242)

Araucanians (Alçedo, i, 405).

§ 252.

Sandwich Is. (Ell. “Hawaii,” 402)

Tahitian (Ell. “Pol. Res.” ii, 363)

Samoa (Tur “Nineteen Years,” 284)

Beetjuans (Licht. ii, 329 and 298)

Bachapin (Burch. ii, 431)

Koossas (Licht. i, 286)

Zulus (Arb. 140)

Dahomey (Dalz. 121; Burt. “Dahomé,” i, 53, 276)

William (Stubbs, “Select Charters,” 16-17).

§ 253.

Fuegians (Dar. iii, 238)

Tasmanians (Bon. 21)

Tannese (Tur. “Nineteen Years,” 326)

Fijians (Wilkes, iii, 332)

New Zealanders (Thoms., A. S., i, 77)

Mexicans (Clav. i, 345)

Peruvians (Gar. ii, 119-20)

Persians (Herod. iv, 344)

Elizabeth—Cromwell (Smiles, i, 185).

§ 254.

Mandans (Lew. and Cl. 113)

Comanches (Marcy, 29)

Kookies (As. S. B. xxiv, 635)

Santals (Hun. i, 217)

New Zealand (Ang. ii, 50)

Sandwich Isdrs. (Ell. “Hawaii,” 292)

Tonga (Wilkes, iii, 22)

Kadayans (St. John, S., ii, 269)

Celebes (Wal. “Malay,” i, 387)

East Africa (Burt. “Cen. Af.” ii, 365)

Inland Negroes (Allen, i, 321)

San Salvador (Pala. 83)

Mundurucús (Bates, 274)

Patagonians (Wilkes, i, 115)

Sakarran (Low, 184)

Dahomans (Burt. “Dahomé,” i, 52)

Guatemala (Xim. 203)

Mexico (Zur. 56-7)

France (Levas. i, 167; Bourq. ii, 208-9)

English (Lap. ii, 352-3 and ii, 355-6; Hallam, “Con. Hist.” ch. viii; Macaulay, i, 416).

§ 259.

Zulus (Shooter, 268; Gard. 34)

Fijians (Ersk. 431)

Mexico (Clav. i, 342)

Fiji (Will., T., i, 32)

Madagascar (Ell. “History,” i, 346-9)

Dahomans (Burt. “Dahomé,” i, 220)

Ashantee (Bas. “Mensch,” ii, 333)

Mexico (Saha. iii, 1, &c.)

Peru (Gar. i, 143)

Fijians (Will., T., i,, 208)

Dahomey (Burt. “Dahomé,” ii, 19, 167)

Mexicans (Herr. iv, 213)

Peru (Yncas, 54-6)

Peru (Gar. i, 132)

Mexico (Clav. i, 271)

Fijians (Ersk. 250)

Tahiti (Ell. “Pol. Res.” ii, 208; Hawk. ii, 240)

Mexico (Clav. i, 270; Saha. i, 277)

Peru (Gar. i, 132)

Ancient Peruvians (Gar. ii, 34)

Madagascar (Ell. “History,” i, 197)

Peru (Gar. ii, 34)

Egyptians (Wilk. i, 299)

Fiji (Will., T., i, 30)

Peruvians (Gar. ii, 113)

Persians (ref. lost).

§ 260.

Arafuras (Kolff, 161)

Todas (Eth. S. “Trans.” N.S. vii, 239, 241)

Bodo & Dhimáls (As. S. B. xviii, pt. ii, 741)

Mishmis (As. S. B. xiv, pt. ii, 491, and vi, 332)

Pueblos (Ban. i, 536, 546)

Samoa (Tur. “Nineteen Years,” 287)

Phœnicia (Ezekiel, xxviii, 3, 4, 5).

§ 265.

Rechabite (Jeremiah, xxxv, 7)

Nabatæan (Robert. xxiii)

Hill Tribes (As. S. B. xv, 65)

Africa (ref. lost)

Equatorial Africa (Reade, 535)

Bechuanas (Thomp. i, 344).

§ 269.

States (Plato, iii, 432; Hobbes, iii, ix-x).

§ 277.

Offspring,* note (Fisko, “Outlines,” ii, 342-3).

§ 278.

Chippewayans (Hearne, 104)

Slave Indian (Hooper, 303)

Bushmen (Licht. ii, 48)

Queensland Australians (“Times,” July 21, 1875)

Dogrib (Lub. “Prehistoric,” 533)

Queensland Australians (“Times,” July 21, 1875)

Australians (Mit. i, 307).

§ 279.

Bushmen (Spar. i, 357)

Chippewas (Keat. ii, 157)

Esquimaux (Hall, ii, 312)

Aleuts (Ban. i, 92)

Arawâks (Brett, 101)

Veddahs (Ten. ii, 441)

Lower Californians (Ban. i, 565)

Todas (Eth. S. “Trans.” N.S. vii, 243)

Port Dory (Earl, “Papuans,” 85)

Navajos (Ban. i, 512)

Chippewayans (Hearne, 313)

Pericúi (Ban. i, 565)

Tupis (South. i, 24)

Tasmanians (Bon.—)

Kasias (As. S. B. xiii, pt. ii, 624)

New Zealand (Thoms., A. S. i, 178)

Tahiti (Ell. “Pol. Res.” i, 338)

Nicaraguans (Herr. iii, 340-41).

§ 280.

Cumana (Herr. iii, 304)

Esquimaux, &c. (Lub. “Origin,” 126)

Bushmen (Licht. ii, 48)

Greenland Esquimaux (Lub. “Origin,” 531)

Benguela (Bas. “Mensch,” iii, 321)

Mexicans (Herr. iii, 340-41)

Darien (Ban. i, 773)

Andamanese (Lub. “Origin,” 105)

Hassanyeh (Peth. 140-4)

Chibchas (Sim. 255)

Columbians (Ban. i, 277)

Modocs (Ban. i, 350)

Abeokuta (Burt. “Abeokuta,” i, 211)

Zambesi (Liv.—)

Veddahs (Eth. S. “Trans.” N.S. ii, 293).

§ 281.

Chippewayans (Hearne, 130)

Kadiaks (Ban. i, 81)

Karens (As. S. B. vii, 856)

Africa [863] (Bas. “Mensch,” iii, 293)

Panuchese (Clav. i, 319)

Cali (Fern. 113)

New Spain (Torq. ii, 420)

Peru (Gar. ii, 308)

Sandwich Isdrs. (Ell. “Hawaii,” 414)

Malagasy (Drur. 247)

Egypt (Wilk. iii, 119)

Scandinavian (Heims. i, 219)

Veddahs (Eth. S. “Trans.” N.S. ii, 294).

§ 282.

Veddahs (Eth. S. “Trans.” N.S. ii, 293)

Aleutian (Cook, —)

Thlinkeet (Ban. i, 110, 114)

Bachapins (Burch. ii, 552-4)

Tahitians (Cook, —)

Fijians (Ersk. 255)

Koniagas (Ban. i, 81)

Cumana (Herr. iii, 304)

Peruvians (Piz. 379)

Chibchas (Sim. 255).

§ 284.

Primitive Marriage (McLen. “Prim. Marr.” pref. v, and pp. 48, note; 165, 138, 289, 140, 76, 159, 226, 138, 243-4, 245).

§ 285.

Primitive Marriage (McLen. “Prim. Marr.” 138, 145, 147-8, 47-8, 144-5, 148-50, 118, 145, 53-4, 136)

Fuegians (Eth. S. “Trans.” N.S. i, 266)

Tasmanians (Tas. “Jour.” i, 252; Lloyd, 44-5)

Australians (Mit. i, 133; “Times,” July 21, 1875)

Dakotahs (Burt. “Saints,” 142)

Caribs (Hum. ii, 455)

Esquimaux (Eth. S. “Journal,” i, 147)

Todas (Eth. S. “Trans.” N.S. vii, 240)

Comanches (School. v, 683)

New Zealanders (Thoms., A. S., i, 176)

Fuegians (Fitz. ii, 182; Eth. S. “Trans.” N.S. i, 266)

Caribs (Hum. ii, 455-6)

Esquimaux (Eth. S. “Journal,” i, 147)

Waraus (Brett, 178)

Hottentots (Pink. xvi, 141).

§ 286.

Wife-stealing (McLen. “Prim.” 138).

§ 287.

Exogamy (McLen. “Prim. Marr.” 289)

Samoa (Tur. “Nineteen Years,” 320)

Australian (Mit. i, 330)

Caribs (Angl. 6)

Mahués (Hern. 319)

Passés (Bates, 343)

Dyak (Boyle, 170)

Apachés (Ban. i, 498).

§ 288.

Esquimaux (Crantz, i, 146)

Bushmen (Burch. ii, 59)

Arabs (Burck. i, 263-5)

Muzos (Fern. 287)

Sumatran (Mars. 269)

Mapuchés (Smith, E. R., 215)

Kamschadale (Krash. 212-3)

Fuegians (Fitz. ii, 182)

Araucanians (Smith, E. R., 216)

Gaúdors (Eth. S. “Journal,” iv, 171)

Gonds (Jub. pt. i, 6)

Mapuchés (Smith, E. R., 217-8).

§ 289.

Mangaia* note (Gill, 47).

§ 290.

Primitive Marriage (McLen. “Studies,” pref. v).

§ 291.

Haidahs (Ban. i, 169)

Hill Tribes (ref. lost)

Erulars (Hark. 92)

Teehurs (Lub. “Origin,” 89)

Andamanese (Eth. S. “Trans.” N.S. ii, 35)

Mantras (Eth. S. “Trans.” N.S. iii, 80).

§ 292.

Communal Marriage (Lub. “Origin,” 89, 98)

Kutchins, Badagas, Kurumbahs, Keriahs, &c. (Lub. “Origin,” 83-4)

N. American (Lub. “Origin,” 84)

Bushmen (Lub. “Origin,” 85)

Teehurs (Lub. “Origin,” 89),

§ 294.

Andamanese (Eth. S. “Trans.” N.S. v, 45).

§ 297.

Fuegians (Fitz. ii, 182)

Todas (Eth. S. “Trans.” N.S. vii, 240)

Nairs (McLen. “Prim. Marr.” 184-5)

Tahitians (Ell. “Pol. Res.” ii, 571).

§ 298.

Aleutians (Bas. “Mensch,” iii, 299)

Lancerota (Hum. i, 32)

Kasias, &c. (McLen. “Prim. Marr.” 183)

Ceylon (Ten. ii, 428)

Avaroes, &c. (McLen. “Prim. Marr.” 195)

Arabia Felix (Bas. “Mensch,” iii, 293)

Hindu (Mül. “Hist.” 46)

Ancient Britons (Cæsar. “De Bello,” bk. v. c. 14).

§ 299.

Todas (Eth. S. “Trans.” N.S. vii, 240)

Tahiti (ref. lost).

§ 301.

Tibetan (Wils. 215-6, 215-6; Bogle, 123).

§ 302.

Polyandry (McLen. “Prim. Marr.” 245, 199, 203, 203-4)

Thibet (Penna, 71)

Haidahs (Ban. i, 169)

Zulus (Arb. 138)

Damaras (Ande. 176)

Congo (Ast. iii, 254)

Samoa (Tur. “Nineteen Years,” 190)

Vera Paz (Xim. 207)

New Zealanders (Thoms., A. S., i, 178)

Mishmis (As. S. B. xiv, pt. ii, 488)

Mexico (Torq. ii, 420)

Egbas (Burt. “Abeokuta,” i, 208)

Slave Coast (Bos. 346)

Dahomey (Burt. “Dahomé,” i, 367).

§ 304.

Bushmen (Burch. ii, 60)

Gonds (Foray. 148)

Veddahs (Ten. ii, 441)

Ostyaks (Lath. i, 457)

Lifu (Tur. “Nineteen Years,” 401)

Mandingoes (Park, i, 261)

Damaras (Ande. 225)

Yakout (Les. ii, 285)

Haidahs (Ban. i, 169)

Comanches (Ban. i, 512)

Nuffi (Schön, 161)

Fijian (Ersk. 254)

Mishmee (Grif. 35)

Koossas (Licht. i, 261)

Java (Raf. i, 73)

Sumatrans (Mars. 270)

Mexico (Tern. i, 210-11)

Honduras (Herr. iii, 367)

Nicaragua (Ovi. p. iii, 37).

§ 305.

Apaché (Ban. i, 512)

Mexico [864] (Clav. i, 206)

Madagascar (Ell. “History,” i, 168)

East Africans (Burt. “Cen. Af.” ii, 332)

Ashantee (Beech. 124)

Germans (Tac. ch. xviii, p. 67)

Merovingian (Montesq. i, 402)

New Caledonia (Tur. “Nineteen Years,” 424)

Mandingo (Cail. i, 349)

Kaffirs (Shooter, 79)

Chippewayans (Keat. ii, 155)

Comanchés (Ban. i, 512)

Makololo (Liv. —).

§ 307.

Kaffirs (Licht. i, 244)

Damaras (Ande. 228)

Koossa Kaffirs (Licht. i, 288)

Chippewas (Keat. ii, 171)

Ostyaks (Lath. i, 457)

Egypt (Gor. 139)

Madagascar (Ell. “History,” i, 168)

Hebrews (Misch. 201)

Battas (Mars. 381)

Mishmi (As. Res. xvii, 374)

Africa (Monteiro, i, 241)

Hottentots, &c. (Lub. “Origin,” 72-3).

§ 308.

Australians (Mit. i, 134)

Bushman (Bar. i, 232)

Damara (Ande. 225)

Fijian (Ersk. 254)

Tahitians (Ell. “Pol. Res.” ii, 571)

Chibchas (Fern. 23)

Hebrews (Deuteronomy, xxi, 10-14)

Persians (Rawl., G., iv, 171)

Peruvian (Gar. i, 310)

Abyssinia (Bruce, iv, 463).

§ 310.

Hudson’s Bay and Copper Indians (Lub. “Origin,” 101-2)

Bedouins (Burck. i, 112).

§ 311.

Land Dyaks (Low, 300).

§ 315.

Port Dory (Earl, “Papuans,” 81)

Dyaks (Low, 195)

Fuegians (Fitz. ii, 182)

Todas (Eth. S. “Trans.” N.S. vii, 240)

Esquimaux (Crantz, i, 147; Eth. S. “Journal,” i, 147)

Caribs (Hum. ii, 455-6)

Port Dory (Earl, “Papuans,” 81)

Land Dyaks (Low, 300)

Bodo and Dhimáls (As. S. B. xviii, pt. ii, 744)

Iroquois (Morg. 324)

Pueblos (Ban. i, 535-49)

Dalrymple Island (Jukes, i, 164)

Hill-Dyaks (Low, 290)

Bodo & Dhimáls (Hodg. 156-60)

Lepcha (Eth. S. “Journal,” N.S. i, 152)

Pueblo (Ban. i, 546)

Fijians (Will., T., i, 26)

Ashanti (Beech. 122, 124)

Dahomey (Bas. “Mensch,” iii, 302)

Peruvians (Gur. i, 309)

Mexicans (Clav. i, 206, 322)

Chibchas (Sim. 254)

Nicaraguans (Ovi. pt. iii, 37)

Carolingian (Bouquet, xi, 88)

Toulouse (Kœnigs. 68).

§ 317.

Error, &c. (Maine, “An. Law,” 121; Maine, “Ear. Inst.” 118)

Rudiments (Maine, “An. Law,” 120)

Obedience (Maine, “An. Law,” 136)

Mantra (ref. lost)

Carib (Edw. i, 42)

Mapuché (Smith, E. R., 231)

Brazilian (Bates, 169)

Gallinomeros (Ban. i, 390)

Shoshones (Ban. i, 437)

Navajos (Ban. i, 507-8)

Californians (Ban. i, 413, 566)

Comanches (Ban. i, 514)

Bedouin (Burck. i, 355)

Ancient Societies (Maine, “An. Law,” 128-9)

Commonwealth (Maine, “An. Law,” 128)

Creeks (School. v, 498; v, 262; i, 275)

Iroquois (Hind, ii, 147)

Kutchins (Ban. i, 132)

Creeks (School. v, 273).

§ 318.

Infancy of Society (Maine, “An. Law,” 130, 124-5)

Tahitians (Ell. “Pol. Res.” ii, 346)

Tongans (Ersk. 158)

Chibchas (Fern. 23)

Iroquois (Hind, ii, 147-8; Morg. 84, 62, 71, 184, 314, 313)

Coast Negroes (Bos. 203; Cruic. ii, 280)

Congo (Pink. xvi, 571)

Sumatrans (Mars. 376)

Family-Corporate, &c. (Maine, “An. Law,” 183-4, 124)

Patria Potestas (Maine, “An. Law,” 138, 141)

Tinneh (Ban. i, 136)

Tutelage (Maine, “An. Law,” 152-3)

Kocch (As. S. B. xviii, pt. ii, 708, 707)

Karens (As. S. B. xxxvii, pt. ii, 142)

Khasias (Eth. S. “Trans.” N.S. vii, 308)

Sea Dyaks (St. John, S., i, 57; Brooke, i, 97)

Aleutian (Ban. i, 92)

Nootkas (Ban. i, 197)

Spokanes (Ban. i, 277)

Iroquois (Morg. 84, 326)

Pueblos (Ban. i, 545)

Timbuctoo (Sha. 18)

Yellala (Tuck, 180).

§ 319.

Comanches (Marcy, 20)

Hottentots (Kol. i, 300-1)

Kaffirs (Shooter, 97-8)

Peruvians (Lop. de Gom. 234)

Coast Negroes (Bos. 203)

Dahomey (Forb. i, 27)

Biology (Maine, “Early Inst.” 118).

§ 320.

Patriarchal family (Maine, “Early Inst.” 311, 99-100)

Bulgarians (ref. lost).

Disintegration (ref. lost).

Sclavonic (Evans, 55).

§ 321.

Children (“Times,” Feb. 28, 1877).

§ 324.

Puttooahs (As S. B. xxv, 296)

Corea (Gutz. i, 176)

Kirghiz (Wood, 214)

Dyak (Brooke, i, 131)

African (Reade, 366-9).

§ 325.

Fuegians (Eth. S. “Trans.” N.S. i, 264)

Australians (Mit. ii, 346)

Haidahs (Ban. i, 167)

Chippewayan (Hearne, 55)

Kaffir (Shooter, 84)

Chibchas (Sim. 253)

Mondon (Cat. ‘N. A. Indians,” i, 120)

Yucatanese (Nouv. 1843, i, 46)

East [865] Africa (Burt. “Cen. Af.” ii, 332)

Mapuchés (Smith, E. R., 218).

§ 326.

Tasinanians (Bon. 55)

Fuegians (Fitz. ii, 185-6)

Andamanese (Eth. S. “Trans.” N.S. ii, 36)

Australians (Mit. i, 307)

Chippewayans (Hearne, 90)

Comanches (School. i, 236)

Esquimaux (Crantz, i. 154)

Tasmanian (Bon. 55)

Damara (Gal. 197)

Tupis (South. i, 250)

South Brazil (Spix, ii, 246)

Abipones (Dob. ii, 118)

Bechuanas (Burch. ii, 564)

Kaffirs (Licht. i, 266)

Damaras (Gal. 157)

Outanatas (Earl, “Papuans,” 51)

Coroados (Spix, ii, 259)

Samoa (Tur. “Nineteen Years,” 196)

Java (Raf. i, 353)

Angola (Ast. iii, 276)

Peru (Cieza, 167)

Abyssinia (Bruce, iv, 474)

Arabs (Peth. 136)

Dahomans (Forb. i, 23)

Chippewayans (School. v, 176)

Clatsops (Lew. & Cl. 441)

Cueba (Ban. i, 764)

Dahomey (Burt. “Dahomé,” ii, 72 note)

Gonds (Forsy. 148)

Peru (Herr. iv, 342)

Central America (Juar. 192).

§ 327.

Todas (Eth. S. “Trans.” N.S. vii, 242)

Bodo & Dhimáls (As. S. B. xviii, pt. ii, 744)

Dyaks (St. John, S., i, 55; Brooke, ii, 101)

Pueblos (Ban. i, 547, 549)

Fijians (Wilkes, iii, 77; Ersk. 248; See. 237)

Samoans (Tur. “Nineteen Years,” 280-4, 261, 264, 322, 190)

Iroquois (Heriot, 331)

Egyptians (Ebers, 308)

Roman (Mom. i, 71).

§ 328.

Mediæval Europe (Maine, “Ear. Inst.” 337)

Napoleon (Leg. 171)

France (Ségur, i, 391-2)

China (Gutz. i, 294 et seq.; i, 493-4)

Japan (Alcock, ii, 143).

§ 329.

Lapps,* note (Will., W. M., 162-3).

§ 330.

Andaman (Mouat, 295)

Fuegians (Eth. S. “Trans.” N.S. i, 262)

Australians (Stuart, “Central Austr.” ii, 137; Eyre. i, 89; Ang. i, 73)

Sound Indians (Ban. i, 218)

Pi-Edes (Ban. i, 436)

Macusi (Schom. ii, 315)

Prairie Tribes (Cat. “N. A. Indians,” i, 217)

Hudson’s Bay (Heriot, 535)

Assiniboine (Kane, 139).

§ 331.

Chechemecas (Nouv. 1843, ii, 147)

Panches (Fern. 11)

Persian (Herod. i, 277)

Hebrews (Ecclesiasticus, ch. xxx, v. 6)

Brantôme (Peign. I, 296)

Chinese (Mas, i, 52).

§ 332.

Fijians (Will., T., i, 181; Ersk. 201)

Chechemecas (Ban. i, 632)

Mexicans (Clav. i, 331)

Peru (Gar. ii, 207)

Bodo & Dhimáls (As. S. B. xviii, pt. ii, 744, 719; Hodg. 160; As. S. B. xviii, pt. ii, 708; Hodg. 160)

Dyaks (Brooke, ii, 337)

Samoans (Tur. “Nineteen Years,” 175, 188)

Tannese (Tur. “Nineteen Years,” 87)

Pueblos (Ban. i, 538, 547).

§ 333.

China (Gutz. i, 493-4-5; Du H. i, 278, 318)

Japanese (Mitford, i, 58; Alcock, ii, 242, 251)

Semites (ii Kings, iv, 1; Job, xxiv, 9; Exodus, xxi, 7; Ecclesiasticus, xxx)

Romans (Mom. i, 64).

§ 334.

Celts (Cæsar, “de Bello,” bk. vi, ch. 18)

Merovingian (Pard. 455)

French (Taine, 174-5; Ségur, i, 376)

Fifteenth Century (Wright, 381-2)

Seventeenth Century (Craik, ii, 884-5).

§ 336.

East Africans (Burt. “Cen. Af.” ii, 333).

§ 337.

France (Kœnigs. 253; Thier. i, 49).

§ 339.

Patagonian (Falk. 126).

§ 342.

Mexicans (Torq. ii, 184-6)

Koossa-Kaffirs (Licht. i, 260).

 


 

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Dur. Duran (D.) Historia de las Indias de Nueva España. Mexico, 1867, 2 vols. sm. folio.
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Edw. Edwards (Bryan) History of the British colonies in the West Indies. Lond. 1801-19, 5 vols. 8vo.
Ell. Ellis (Rev. W.) Tour through Hawaii. Lond. 1826, 8vo.
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Eng. Indep. English Independent (The), July 30, 1868.
Erm. Erman (Adolph) Travels in Siberia. Trans. Lond. 1848.
Ersk. Erskine (Capt. J. E.) Cruize among the Islands of the Western Pacific. Lond. 1853, 8vo.
Est. Estete (M. de) Expedition to Pachacamac (in Reports on the discovery of Peru) (Hakluyt Soc. vol. 46). Lond. 1872, 8vo.
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Falk. Falkner (T.) Description of Patagonia. Hereford, 1774, 8vo.
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Ferg. Fergusson (J.) Tree and serpent worship. 2nd ed. Lond. 1873, 8vo.
Ferg. —— History of Architecture. Lond. 1874-6, 4 vols. 8vo.
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Hallam Hallam (H.) State of Europe in the middle ages. Lond. 1868, 3 vols. 8vo.
Hallam —— Constitutional History of England. Lond. 1867, 3 vols. 8vo.
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Hook Hook (Dean W. F.) A church dictionary. Lond. 1859, 8vo.
Hooker Hooker (Sir J. D.) Himalayan journals. Lond. 1854, 2 vols. 8vo.
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Ind. India: selections from government records (Foreign Dep.) XXVII. Calcutta, 1857, folio.
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Jour. P. Journal of Philology. Vol. ix. Lond. 1880, 8vo.
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Jus. Justi (F.) Handbuch der Zendsprache. Leipzig, 1864, 4to.
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Keat. Keating (W. H.) Expedition to source of St. Peter’s river. Phil. 1824, 2 vols. 8vo.
Kem. Kemble (J. M.) The Saxons in England. Lond. 1849, 2 vols. 8vo.
Kœnigs. Kœnigswarter (L. J.) Histoire de l’organisation de la famille en France. Paris, 1851, 8vo.
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Krapf Krapf (Rev. J. L.) Travels, researches and missionary labours in Eastern Africa. Lond. 1860, 8vo.
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Lew. & Cl. Lewis (M.) and Capt. W. Clarke. Travels to the source of the Missouri. Lond. 1814, 4to.
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Liv. Livingstone (D. and C.) Narrative of an exploration to the Zambezi and its tributaries. Lond. 1865, 8vo.
Lloyd Lloyd (G. T.) Thirty-three years in Tasmania and Victoria. Lond. 1862, cr. 8vo.
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Lub. Lubbock (Sir J.) Origin of civilization. 4th ed. Lond. 1882, 8vo.
Lub. —— Prehistoric times. 4th ed. Lond. 1878, 8vo.
Lugo Lugo (B. de) Gramatica en la lengua general del nuevo reyno llamado Mosca. Madrid, 1619, sm. 8vo.
Lyall Lyall (Sir A. C.) Asiatic studies. Lond. 1882, 8vo.
Macaul. Macaulay (Lord) History of England. Lond. 1849-61, 5 vols. 8vo.
Macdon. Macdonald (Rev. Duff) Africana; or the heart of heathen Africa. Lond. 1882, 2 vols. 8vo.
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Maine Maine (Sir H. S.) Ancient law. Lond. 1861, 8vo.
Maine —— Village communities in the east and west. Lond. 1871, 8vo.
Maine —— Early history of institutions. Lond. 1875, 8vo.
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Marcy Marcy (Col. R. B.) Thirty years of army life on the border. New York, 1866, 8vo.
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Volume II.

[II-iii]

PREFACE TO PART IV. [*]

Of the chapters herewith published, constituting Part IV of The Principles of Sociology, seven have already seen the light: not, however, all of them in England. For reasons which need not be specified, it happened that the chapter on Titles was not, like those preceding it, published in the Fortnightly Review at the same time that it was published in periodicals in America, France, Germany, Italy, Hungary, and Russia; and it is therefore new to English readers. Five other chapters, namely V, IX, X, XI, and XII, have not hitherto appeared either at home or abroad.

For deciding to issue by itself, this and each succeeding division of Vol. II of the Principles of Sociology, I have found several reasons. One is that each division, though related to the rest, nevertheless forms a whole so far distinct, that it may be fairly well understood without the rest. Another is that large volumes (and Vol. II threatens to exceed in bulk Vol. I) are alarming; and that many who are deterred by their size from reading them, will not fear to undertake separately the parts of which they are composed. A third and chief reason is that postponement of issue until completion of the entire volume, necessitates an undesirable delay in the issue of its earlier divisions: substantially-independent works being thus kept in manuscript much longer than need be.

The contents of this Part are not, indeed, of such kind as to make me anxious that publication of it as a whole should be immediate. But the contents of the next Part, [II-iv] treating of Political Institutions, will, I think, be of some importance; and I should regret having to keep it in my portfolio for a year, or perhaps two years, until Parts VI, VII, and VIII, included in the second volume, were written. [Inclusion of these proves impracticable.]

On sundry of the following chapters when published in the Fortnightly Review, a criticism passed by friends was that they were overweighted by illustrative facts. I am conscious that there were grounds for this criticism; and although I have, in the course of a careful revision, diminished in many cases the amount of evidence given (adding to it, however, in other cases) the defect may still be alleged. That with a view to improved effect I have not suppressed a larger number of illustrations, is due to the consideration that scientific proof, rather than artistic merit, is the end to be here achieved. If sociological generalizations are to pass out of the stage of opinion into the stage of established truth, it can only be through extensive accumulations of instances: the inductions must be wide if the conclusions are to be accepted as valid. Especially while there continues the belief that social phenomena are not the subject-matter of a Science, it is requisite that the correlations among them should be shown to hold in multitudinous cases. Evidence furnished by various races in various parts of the world, must be given before there can be rebutted the allegation that the inferences drawn are not true, or are but partially true. Indeed, of social phenomena more than all other phenomena, it must, because of their complexity, hold that only by comparisons of many examples can fundamental relations be distinguished from superficial relations.

In pursuance of an intention intimated in the preface to the first volume, I have here adopted a method of reference to authorities cited, which gives the reader the opportunity of consulting them if he wishes, though his attention to them is not solicited. At the end of the volume will be found the needful clues to the passages extracted; preceded [II-v] by an explanatory note. Usually, though not uniformly, references have been given in those cases only where actual quotations are made.

London, November, 1879.

PREFACE TO PART V.

The division of the Principles of Sociology herewith issued, deals with phenomena of Evolution which are, above all others, obscure and entangled. To discover what truths may be affirmed of political organizations at large, is a task beset by difficulties that are at once many and great—difficulties arising from unlikenesses of the various human races, from differences among the modes of life entailed by circumstances on the societies formed of them, from the numerous contrasts of sizes and degrees of culture exhibited by such societies, from their perpetual interferences with one another’s processes of evolution by means of wars, and from accompanying breakings-up and aggregations in ever-changing ways.

Satisfactory achievement of this task would require the labours of a life. Having been able to devote to it but two years, I feel that the results set forth in this volume must of necessity be full of imperfections. If it be asked why, being thus conscious that far more time and wider investigation are requisite for the proper treatment of a subject so immense and involved, I have undertaken it, my reply is that I have been obliged to deal with political evolution as a part of the general Theory of Evolution; and, with due regard to the claims of other parts, could not make a more prolonged preparation. Anyone who undertakes to trace the general laws of transformation which hold throughout all orders of phenomena, must have but an incomplete [II-vi] knowledge of each order; since, to acquaint himself exhaustively with any one order, demanding, as it would, exclusive devotion of his days to it, would negative like devotion to any of the others, and much more would negative generalization of the whole. Either generalization of the whole ought never to be attempted, or, if it is attempted, it must be by one who gives to each part such time only as is requisite to master the cardinal truths it presents. Believing that generalization of the whole is supremely important, and that no one part can be fully understood without it, I have ventured to treat of Political Institutions after the manner implied: utilizing, for the purpose, the materials which, in the space of fourteen years, have been gathered together in the Descriptive Sociology, and joining with them such further materials as, during the last two years, have been accumulated by inquiries in other directions, made personally and by proxy. If errors found in this volume are such as invalidate any of its leading conclusions, the fact will show the impolicy of the course I have pursued; but if, after removal of the errors, the leading conclusions remain outstanding, this course will be justified.

Of the chapters forming this volume, the first seven were originally published in the Fortnightly Review in England; and, simultaneously, in monthly periodicals in America, France, and Germany. Chapters VIII and IX were thus published abroad but not at home. Chapters XVII and XVIII appeared here in the Contemporary Review; and at the same time in the before-mentioned foreign periodicals. The remaining chapters, X, XI, XII, XIII, XIV, XV, XVI, and XIX, now appear for the first time; with the exception of chapter XI, which has already seen the light in an Italian periodical—La Rivista di Filosofia Scientifica.

London, March, 1882

[II-vii]

PREFACE TO PART VI.

Three years and a half have elapsed since the issue of Political Institutions—the preceding division of the Principles of Sociology. Occupation with other subjects has been one cause of this long delay; but the delay has been in a much greater degree caused by ill-health, which has, during much of the interval, negatived even that small amount of daily work which I was previously able to get through.

Two other parts remain to be included in Vol. II—Professional Institutions and Industrial Institutions. Whether these will be similarly delayed, I cannot of course say. I entertain hopes that they may be more promptly completed; but it is possible, or even probable, that a longer rather than a shorter period will pass before they appear—if they ever appear at all.

Bayswater, October, 1885.

PREFACE TO THE SECOND EDITION.

Notwithstanding precautions, errors creep in where many pieces of evidence are given. The detection of these is a service rendered by critics which is commonly of more value than other services rendered by them; and which, in some cases, partially neutralizes their disservices.

I have myself had special, difficulties to encounter in maintaining correctness. Even with unshaken health, it would have been impossible for me to read the five hundred and odd works from which the materials for the Principles of Sociology have been extracted; and, as it is, having been long in a state in which reading tells upon me as much [II-viii] as writing, I have been obliged to depend mainly on the compilations made for me, and some years ago published under the title of Descriptive Sociology, joined with materials collected by assistants since that time. Being conscious that in the evidence thus gathered, there would inevitably be a per-centage of errors, I lately took measures to verify all the extracts contained in the first volume of the Principles of Sociology: fortunately obtaining the aid of a skilled bibliographer, Mr. Tedder, the librarian of the Athenæum Club. The result was not unsatisfactory. For though there were found many mistakes, literal and verbal, yet out of more than 2,000 statements quoted, two only were invalidated: one losing its point and the other being cancelled.

With this division of the work I followed what seemed a better course, but not with better result. While it was standing in type and before any of it was printed, I had all the extracts compared with the passages from which they were copied; and expected thus to insure perfect correctness. But though apparent errors were removed, two unapparent errors remained. In one case, the gentleman who had made for me an extract from the Records of the Past, had misunderstood a story translated from the hieroglyphics: a thing easy to do, since the meanings of the translations are often not very clear. And in the other case, an extract concerning the Zulus had been broken off too soon: the copyist not having, as it seems, perceived that a subsequent sentence greatly qualified the sense. Unfortunately, when giving instructions for the verification of extracts, I did not point out the need for a study of the context in every case; and hence, the actual words quoted proving to be correctly given, the errors of meaning passed unrectified.

Beyond removal of these mis-statements, two changes of expression have been made for the purpose of excluding perverse misinterpretations.

Bayswater, January 21, 1886.

 


 

The Principles of Sociology, Vol. II

PART IV.

CEREMONIAL INSTITUTIONS.

[II-3]

CHAPTER I.

CEREMONY IN GENERAL.

§ 343. If, disregarding conduct that is entirely private, we consider only that species of conduct which involves direct relations with other persons; and if under the name government we include all control of such conduct, however arising; then we must say that the earliest kind of government, the most general kind of government, and the government which is ever spontaneously recommencing, is the government of ceremonial observance. More may be said. This kind of government, besides preceding other kinds, and besides having in all places and times approached nearer to universality of influence, has ever had, and continues to have, the largest share in regulating men’s lives.

Proof that the modifications of conduct called “manners” and “behaviour,” arise before those which political and religious restraints cause, is yielded by the fact that, besides preceding social evolution, they precede human evolution: they are traceable among the higher animals. The dog afraid of being beaten, comes crawling up to his master; clearly manifesting the desire to show submission. Nor is it solely to human beings that dogs use such propitiatory actions. They do the like one to another. All have occasionally seen how, on the approach of some formidable Newfoundland or mastiff, a small spaniel, in the extremity of its terror, throws itself on its back with legs in the air. Instead of threatening resistance by growls and showing of teeth, as it might have done had not resistance been hopeless, it spontaneously [II-4] assumes the attitude that would result from defeat in battle; tacitly saying—“I am conquered, and at your mercy.” Clearly then, besides certain modes of behaviour expressing affection, which are established still earlier in creatures lower than man, there are established certain modes of behaviour expressing subjection.

After recognizing this fact, we shall be prepared to recognize the fact that daily intercourse among the lowest savages, whose small loose groups, scarcely to be called social, are without political or religious regulation, is under a considerable amount of ceremonial regulation. No ruling agency beyond that arising from personal superiority, characterizes a horde of Australians; but every such horde has imperative observances. Strangers meeting must remain some time silent; a mile from an encampment approach has to be heralded by loud cooeys; a green bough is used as an emblem of peace; and brotherly feeling is indicated by exchange of names. Similarly the Tasmanians, equally devoid of government save that implied by predominance of a leader during war, had settled ways of indicating peace and defiance. The Esquimaux, too, though without social ranks or anything like chieftainship, have understood usages for the treatment of guests. Kindred evidence may be joined with this. Ceremonial control is highly developed in many places where other forms of control are but rudimentary. The wild Comanche “exacts the observance of his rules of etiquette from strangers,” and “is greatly offended” by any breach of them. When Araucanians meet, the inquiries, felicitations, and condolences which custom demands, are so elaborate that “the formality occupies ten or fifteen minutes.” Of the ungoverned Bedouins we read that “their manners are sometimes dashed with a strange ceremoniousness;” and the salutations of Arabs are such that the “compliments in a well-bred man never last less than ten minutes.” “We were particularly struck,” says Livingstone, [II-5] “with the punctiliousness of manners shown by the Balonda.” “The Malagasy have many different forms of salutation, of which they make liberal use. . . . Hence in their general intercourse there is much that is stiff, formal, and precise.” A Samoan orator, when speaking in Parliament, “is not contented with a mere word of salutation, such as ‘gentlemen,’ but he must, with great minuteness, go over the names and titles, and a host of ancestral references, of which they are proud.”

That ceremonial restraint, preceding other forms of restraint, continues ever to be the most widely-diffused form of restraint, we are shown by such facts as that in all intercourse between members of each society, the decisively governmental actions are usually prefaced by this government of observances. The embassy may fail, negotiation may be brought to a close by war, coercion of one society by another may set up wider political rule with its peremptory commands; but there is habitually this more general and vague regulation of conduct preceding the more special and definite. So within a community, acts of relatively stringent control coming from ruling agencies, civil and religious, begin with and are qualified by, this ceremonial control; which not only initiates but, in a sense, envelops all other. Functionaries, ecclesiastical and political, coercive as their proceedings may be, conform them in large measure to the requirements of courtesy. The priest, however, arrogant his assumption, makes a civil salute; and the officer of the law performs his duty subject to certain propitiatory words and movements.

Yet another indication of primordialism may be named. This species of control establishes itself anew with every fresh relation among individuals. Even between intimates greetings signifying continuance of respect, begin each renewal of intercourse. And in presence of a stranger, say in a railway-carriage, a certain self-restraint, joined with some small act like the offer of a newspaper, shows the spontaneous [II-6] rise of a propitiatory behaviour such as even the rudest of mankind are not without.

So that the modified forms of action caused in men by the presence of their fellows, constitute that comparatively vague control out of which other more definite controls are evolved—the primitive undifferentiated kind of government from which the political and religious governments are differentiated, and in which they ever continue immersed.

§ 344. This proposition looks strange mainly because, when studying less-advanced societies, we carry with us our developed conceptions of law and religion. Swayed by them, we fail to perceive that what we think the essential parts of sacred and secular regulations were originally subordinate parts, and that the essential parts consisted of ceremonial observances.

It is clear, à priori, that this must be so if social phenomena are evolved. A political system or a settled cult, cannot suddenly come into existence, but implies pre-established subordination. Before there are laws, there must be submission to some potentate enacting and enforcing them. Before religious obligations are recognized, there must be acknowledged one or more supernatural powers. Evidently, then, the behaviour expressing obedience to a ruler, visible or invisible, must precede in time the civil or religious restraints he imposes. And this inferable precedence of ceremonial government is a precedence we everywhere find.

How, in the political sphere, fulfilment of forms implying subordination is the primary thing, early European history shows us. During times when the question, who should be master, was in course of settlement, now in small areas and now in larger areas uniting them, there was scarcely any of the regulation which developed civil government brings; but there was insistance on allegiance humbly expressed. [II-7] While each man was left to guard himself, and blood-feuds between families were unchecked by the central power—while the right of private vengeance was so well recognized that the Salic law made it penal to carry off enemies’ heads from the stakes on which they were exhibited near the dwellings of those who had killed them; there was a rigorous demanding of oaths of fidelity to political superiors and periodic manifestations of loyalty. Simple homage, growing presently into liege homage, was paid by smaller rulers to greater; and the vassal who, kneeling ungirt and swordless before his suzerain, professed his subjection and then entered on possession of his lands, was little interfered with so long as he continued to display his vassalage in court and in camp. Refusal to go through the required observances was tantamount to rebellion; as at the present time in China, where disregard of the forms of behaviour prescribed towards each grade of officers, “is considered to be nearly equivalent to a rejection of their authority.” Among peoples in lower stages this connexion of social traits is still better shown. The extreme ceremoniousness of the Tahitians, “appears to have accompanied them to the temples, to have distinguished the homage and the service they rendered to their gods, to have marked their affairs of state, and the carriage of the people toward their rulers, to have pervaded the whole of their social intercourse.” Meanwhile, they were destitute “of even oral laws and institutes:” there was no public administration of justice. Again, if any one in Tonga neglected the proper salute in presence of a superior noble, some calamity from the gods was expected as a punishment for the omission; and Mariner’s list of Tongan virtues commences with “paying respect to the gods, nobles, and aged persons.” When to this we add his statement that many actions reprobated by the Tongans are not thought intrinsically wrong, but are wrong merely if done against gods or nobles, we get proof that along with high development of ceremonial control, [II-8] the sentiments and ideas out of which civil government comes were but feebly developed. Similarly in the ancient American States. The laws of the Mexican king, Montezuma I., mostly related to the intercourse of, and the distinctions between, classes. In Peru, “the most common punishment was death, for they said that a culprit was not punished for the delinquencies he had committed, but for having broken the commandment of the Ynca.” There had not been reached the stage in which the transgressions of man against man are the wrongs to be redressed, and in which there is consequently a proportioning of penalties to injuries; but the real crime was insubordination: implying that insistance on marks of subordination constituted the essential part of government. In Japan, so elaborately ceremonious in its life, the same theory led to the same result. And here we are reminded that even in societies so advanced as our own, there survive traces of a kindred early condition. “Indictment for felony,” says Wharton, “is [for a transgression] against the peace of our lord the King, his crown and dignity in general:” the injured individual being ignored. Evidently obedience was the primary requirement, and behaviour expressing it the first modification of conduct insisted on.

Religious control, still better, perhaps, than political control, shows this general truth. When we find that rites performed at graves, becoming afterwards religious rites performed at altars in temples, were at first acts done for the benefit of the ghost, either as originally conceived or as ideally expanded into a deity—when we find that the sacrifices and libations, the immolations and blood-offerings and mutilations, all begun to profit or to please the double of the dead man, were continued on larger scales where the double of the dead man was especially feared—when we find that fasting as a funeral rite gave origin to religious fasting, that praises of the deceased and prayers to him grew into religious praises and prayers; we are shown why primitive [II-9] religion consisted almost wholly of propitiatory observances. Though in certain rude societies now existing, one of the propitiations is the repetition of injunctions given by the departed father or chief, joined in some cases with expressions of penitence for breach of them; and though we are shown by this that from the outset there exists the germ out of which grow the sanctified precepts eventually constituting important adjuncts to religion; yet, since the supposed supernatural beings are at first conceived as retaining after death the desires and passions that distinguished them during life, this rudiment of a moral code is originally but an insignificant part of the cult: due rendering of those offerings and praises and marks of subordination by which the goodwill of the ghost or god is to be obtained, forming the chief part. Everywhere proofs occur. We read of the Tahitians that “religious rites were connected with almost every act of their lives;” and it is so with the uncivilized and semi-civilized in general. The Sandwich Islanders, along with little of that ethical element which the conception of religion includes among ourselves, had a rigorous and elaborate ceremonial. Noting that tabu means literally, “sacred to the gods,” I quote from Ellis the following account of its observance in Hawaii:—

“During the season of strict tabu, every fire or light in the island or district must be extinguished; no canoe must be launched on the water, no person must bathe; and except those whose attendance was required at the temple, no individual must be seen out of doors; no dog must bark, no pig must grunt, no cock must crow. . . . On these occasions they tied up the mouths of the dogs and pigs, and put the fowls under a calabash, or fastened a piece of cloth over their eyes.”

And how completely the idea of transgression was associated in the mind of the Sandwich Islander with breach of ceremonial observance, is shown in the fact that “if any one made a noise on a tabu day . . . he must die.” Through stages considerably advanced, religion continues to be thus constituted. When questioning the Nicaraguans concerning [II-10] their creed, Oviedo, eliciting the fact that they confessed their sins to an appointed old man, asks what sort of sins they confessed; and the first clause of the answer is—“we tell him when we have broken our festivals and not kept them.” Similarly among the Peruvians, “the most notable sin was neglect in the service of the huacas” [spirits, &c.]; and a large part of life was spent by them in propitiating the apotheosized dead. How elaborate the observances, how frequent the festivals, how lavish the expenditure, by which the ancient Egyptians sought the goodwill of supernatural beings, the records everywhere prove; and that with them religious duty consisted in thus ministering to the desires of ancestral ghosts, deified in various degrees, is shown by the before-quoted prayer of Rameses to his father Ammon, in which he claims his help in battle because of the many bulls he has sacrificed to him. With the Hebrews in pre-Mosaic times it was the same. As Kuenen remarks, the “great work and enduring merit” of Moses, was that he gave dominance to the moral element in religion. In his reformed creed, “Jahveh is distinguished from the rest of the gods in this, that he will be served, not merely by sacrifices and feasts, but also, nay, in the first place, by the observance of the moral commandments.” That the piety of the Greeks included diligent performance of rites at tombs, and that the Greek god was especially angered by non-observance of propitiatory ceremonies, are familiar facts; and credit with a god was claimed by the Trojan, as by the Egyptian, not on account of rectitude, but on account of oblations made; as is shown by Chryses’ prayer to Apollo. So too, Christianity, originally a renewed development of the ethical element at the expense of the ceremonial element, losing as it spread those early traits which distinguished it from lower creeds, displayed in mediæval Europe, a relatively large amount of ceremony and a relatively small amount of morality. In the Rule of St. Benedict, nine chapters concern the moral and general duties of the brothers, while [II-11] thirteen concern the religious ordinances. And how criminality was ascribed to disregard of such ordinances, the following passage from the Rule of St. Columbanus shows:—

“A year’s penance for him who loses a consecrated wafer; six months for him who suffers it to be eaten by mites; twenty days for him who lets it turn red; forty days for him who contemptuously flings it into water; twenty days for him who brings it up through weakness of stomach; but, if through illness, ten days. He who neglects his Amen to the Benedicite, who speaks when eating, who forgets to make the sign of the cross on his spoon, or on a lantern lighted by a younger brother, is to receive six or twelve stripes.”

That from the times when men condoned crimes by building chapels or going on pilgrimages, down to present times when barons no longer invade one another’s territories or torture Jews, there has been a decrease of ceremony along with an increase of morality, is clear; though if we look at unadvanced parts of Europe, such as Naples or Sicily, we see that even now observance of rites is in them a much larger component of religion than obedience to moral rules. And when we remember how modern is Protestantism, which, less elaborate and imperative in its forms, does not habitually compound for transgression by acts expressing subordination, and how recent is the spread of dissenting Protestantism, in which this change is carried further, we are shown that postponement of ceremony to morality characterizes religion only in its later stages.

Mark, then, what follows. If the two kinds of control which eventually grow into civil and religious governments, originally include scarcely anything beyond observance of ceremonies, the precedence of ceremonial control over other controls is a corollary.

§ 345. Divergent products of evolution betray their kinship by severally retaining certain traits which belonged to that from which they were evolved; and the implication is that whatever traits they have in common, arose earlier in [II-12] time than did the traits which distinguish them from one another. If fish, reptiles, birds, and mammals, all possess vertebral columns, it follows, on the evolution-hypothesis, that the vertebral column became part of the organization at an earlier period than did the teeth in sockets and the mammæ which distinguish one of these groups, or than did the toothless beak and the feathers which distinguish another of these groups; and so on. Applying this principle in the present case, it is inferable that if the controls classed as civil, religious, and social, have certain common characters, such characters, older than are these now differentiated controls, must have belonged to the primitive control out of which they developed. Ceremonies, then, have the highest antiquity; for these differentiated controls all exhibit them.

There is the making of presents: this is one of the acts showing subordination to a ruler in early stages; it is a religious rite, performed originally at the grave and later on at the altar; and from the beginning it has been a means of vertebral columns, it follows, on the evolution-hypothesis, propitiation in social intercourse. There are the obeisances: these, of their several kinds, serve to express reverence in its various degrees, to gods, to rulers, and to private persons: here the prostration is habitually seen, now in the temple, now before the monarch, now to a powerful man; here there is genuflexion in presence of idols, rulers, and fellow-subjects; here the salaam is more or less common to the three cases; here uncovering of the head is a sign alike of worship, of loyalty, and of respect; and here the bow serves the same three purposes. Similarly with titles: father is a name of honour applied to a god, to a king, and to an honoured individual; so too is lord; so are sundry other names. The same thing holds of humble speeches: professions of inferiority and obedience on the part of the speaker, are used to secure divine favour, the favour of a ruler, and the favour of a private person. Once more, it is thus with words of praise: telling a deity of his greatness constitutes a [II-13] large element of worship; despotic monarchs are addressed in terms of exaggerated eulogy; and where ceremony is dominant in social intercourse, extravagant compliments are addressed to private persons.

In many of the less advanced societies, and also in the more advanced that have retained early types of organization, we find other examples of observances expressing subjection, which are common to the three kinds of control—political, religious, and social. Among Malayo-Polynesians the offering of the first fish and of first fruits, is a mark of respect alike to gods and to chiefs; and the Fijians make the same gifts to their gods as they do to their chiefs—food, turtles, whale’s-teeth. In Tonga, “if a great chief takes an oath, he swears by the god; if an inferior chief takes an oath, he swears by his superior relation, who, of course, is a greater chief.” In Fiji, “all are careful not to tread on the threshold of a place set apart for the gods: persons of rank stride over; others pass over on their hands and knees. The same form is observed in crossing the threshold of a chief’s house.” In Siam, “at the full moon of the fifth month the Talapoins [priests] wash the idol with perfumed water. . . . The people also wash the Sancrats and other Talapoins; and then in the families children wash their parents.” China affords good instances. “At his accession, the Emperor kneels thrice and bows nine times before the altar of his father, and goes through the same ceremony before the throne on which is seated the Empress Dowager. On his then ascending his throne, the great officers, marshalled according to their ranks, kneel and bow nine times.” And the equally ceremonious Japanese furnish kindred evidence. “From the Emperor to the lowest subject in the realm there is a constant succession of prostrations. The former, in want of a human being superior to himself in rank, bows humbly to some pagan idol; and every one of his subjects, from prince to peasant, has some person before whom he is bound to cringe and crouch [II-14] in the dirt:” religious, political, and social subordination are expressed by the same form of behaviour.

These indications of a general truth which will be abundantly exemplified when discussing each kind of ceremonial observance, I here give in brief, as further showing that the control of ceremony precedes in order of evolution the civil and religious controls, and must therefore be first dealt with.

§ 346. On passing to the less general aspects of ceremonial government, we are met by the question—How do there arise those modifications of behaviour which constitute it? Commonly it is assumed that they are consciously chosen as symbolizing reverence or respect. After their usual manner of speculating about primitive practices, men read back developed ideas into undeveloped minds. The supposition is allied to that which originated the social-contract theory: a kind of conception that has become familiar to the civilized man, is assumed to have been familiar to man in his earliest state. But just as little basis as there is for the belief that savages deliberately made social contracts, is there for the belief that they deliberately adopted symbols. The error is best seen on turning to the most developed kind of symbolization—that of language. An Australian or a Fuegian does not sit down and knowingly coin a word; but the words he finds in use, and the new ones which come into use during his life, grow up unawares by onomatopœia, or by vocal suggestions of qualities, or by metaphor which some observable likeness suggests. Among civilized peoples, however, who have learnt that words are symbolic, new words are frequently chosen to symbolize new ideas. So, too, is it with written language. The early Egyptian never thought of fixing on a sign to represent a sound, but his records began, as those of North American Indians begin now, with rude pictures of the transactions to be kept in memory; and as the process of recording extended, the pictures, abbreviated and generalized, lost more and more their likenesses [II-15] to objects and acts, until, under stress of the need for expressing proper names, some of them were used phonetically, and signs of sounds came into existence. But, in our days, there has been reached a stage at which, as shorthand shows us, special marks are consciously selected to signify special sounds. The lesson taught is obvious. As it would be an error to conclude that because we knowingly choose sounds to symbolize ideas, and marks to symbolize sounds, the like was originally done by savages and by barbarians; so it is an error to conclude that because among the civilized certain ceremonies (say those of freemasons) are arbitrarily fixed upon, so ceremonies were arbitrarily fixed upon by the uncivilized. Already, in indicating the primitiveness of ceremonial control, I have named some modes of behaviour expressing subordination which have a natural genesis; and here the inference to be drawn is, that until we have found a natural genesis for a ceremony, we have not discovered its origin. The truth of this inference will seem less improbable on observing sundry ways in which spontaneous manifestations of emotion initiate formal observances.

The ewe bleating after her lamb that has strayed, and smelling now one and now another of the lambs near her, but at length, by its odour, identifying as her own one that comes running up, doubtless, thereupon, experiences a wave of gratified maternal feeling; and by repetition there is established between this odour and this pleasure, such an association that the first habitually produces the last: the smell becomes, on all occasions, agreeable by serving to bring into consciousness more or less of the philoprogenitive emotion. That among some races of men individuals are similarly identified, the Bible yields proofs. Though Isaac, with senses dulled by age, fails thus to distinguish his sons from one another, yet the fact that, unable to see Jacob, and puzzled by the conflicting evidence his voice and his hands furnished, “he smelled the smell of his raiment, and blessed [II-16] him,” shows that different persons, even members of the same family, were perceived by the Hebrews to have their specific odours. And that perception of the odour possessed by one who is loved, yields pleasure, proof is given by another Asiatic race. Of a Mongol father, Timkowski writes:—“He smelt from time to time the head of his youngest son, a mark of paternal tenderness usual among the Mongols, instead of embracing.” In the Philippine Islands “the sense of smell is developed . . . to so great a degree that they are able, by smelling at the pocket-handkerchiefs, to tell to which persons they belong; and lovers at parting exchange pieces of the linen they may be wearing, and during their separation inhale the odour of the beloved being, besides smothering the relics with kisses.” So, too, with the Chittagong-Hill people, the “manner of kissing is peculiar. Instead of pressing lip to lip, they place the mouth and nose upon the cheek, and inhale the breath strongly. Their form of speech is not ‘Give me a kiss,’ but ‘smell me.’ ” Similarly “the Burmese do not kiss each other in the western fashion, but apply the lips and nose to the cheek and make a strong inhalation.” And now note a sequence. Inhalation of the odour given off by a loved person coming to be a mark of affection for him or for her, it happens that since men wish to be liked, and are pleased by display of liking, the performance of this act which signifies liking, initiates a complimentary observance, and gives rise to certain modes of showing respect. The Samoans salute by “juxtaposition of noses, accompanied not by a rub, but a hearty smell. They shake and smell the hands also, especially of a superior.” And there are like salutes among the Esquimaux and the New Zealanders.

The alliance between smell and taste being close, we may naturally expect a class of acts which arise from tasting, parallel to the class of acts which smelling originates; and the expectation is fulfilled. Obviously the billing of doves or pigeons and the like action of love-birds, indicates [II-17] an affection which is gratified by the gustatory sensation. No act of this kind on the part of an inferior creature, as of a cow licking her calf, can have any other origin than the direct prompting of a desire which gains by the act satisfaction; and in such a case the satisfaction is that which vivid perception of offspring gives to the maternal yearning. In some animals like acts arise from other forms of affection. Licking the hand, or, where it is accessible, the face, is a common display of attachment on a dog’s part; and when we remember how keen must be the olfactory sense by which a dog traces his master, we cannot doubt that to his gustatory sense, too, there is yielded some impression—an impression associated with those pleasures of affection which his master’s presence gives. The inference that kissing, as a mark of fondness in the human race, has a kindred origin, is sufficiently probable. Though kissing is not universal—though the Negro races do not understand it, and though, as we have seen, there are cases in which sniffing replaces it—yet, being common to unlike and widely-dispersed peoples, we may conclude that it originated in the same manner as the analogous action among lower creatures. Here, however, we are chiefly concerned to observe the indirect result. From kissing as a natural sign of affection, there is derived the kissing which, as a means of simulating affection, gratifies those who are kissed; and, by gratifying them, propitiates them. Hence an obvious root for the kissing of feet, hands, garments, as a part of ceremonial.

Feeling, sensational or emotional, causes muscular contractions, which are strong in proportion as it is intense; and, among other feelings, those of love and liking have an effect of this kind, which takes on its appropriate form. The most significant of the actions hence originating is not much displayed by inferior creatures, because their limbs are unfitted for prehension; but in the human race its natural genesis is sufficiently manifest. Mentioning a mother’s [II-18] embrace of her child, will remind all that the strength of the embrace (unless restrained to prevent mischief) measures the strength of the feeling; and while reminded that the feeling thus naturally vents itself in muscular actions, they may further see that these actions are directed in such ways as to give satisfaction to the feeling by yielding a vivid consciousness of possession. That between adults allied emotions originate like acts, scarcely needs adding. It is not so much these facts, however, as the derived facts, which we have to take note of. Here is another root for a ceremony: an embrace, too, serving to express liking, serves to propitiate in cases where it is not negatived by those observances which subjection entails. It occurs where governmental subordination is but little developed. Of some Snake Indians we read, “the three men immediately leaped from their horses, came up to Captain Lewis, and embraced him with great cordiality.” Marcy tells of a Comanche that, “seizing me in his brawny arms while we were yet in the saddle, and laying his greasy head upon my shoulder, he inflicted upon me a most bruin-like squeeze.” And Snow says, the Fuegian “friendly mode of salutation was anything but agreeable. The men came and hugged me, very much like the grip of a bear.”

Discharging itself in muscular actions which, in cases like the foregoing, are directed to an end, feeling in other cases discharges itself in undirected muscular actions. The resulting changes are habitually rhythmical. Each considerable movement of a limb brings it to a position at which a counter-movement is easy; both because the muscles producing the counter-movement are then in the best positions for contraction, and because they have had a brief rest. Hence the naturalness of striking the hands together or against other parts. We see this as a spontaneous manifestation of pleasure among children; and we find it giving origin to a ceremony among the uncivilized. Clapping of the hands is “the highest mark of respect” in Loango; and it [II-19] occurs with kindred meaning among the Coast Negroes, the East Africans, the Dahomans. Joined with other acts expressing welcome, the people of Batoka “slap the outsides of their thighs;” the Balonda people, besides clapping their hands, sometimes “in saluting, drum their ribs with their elbows;” while in Dahomey, and some kingdoms on the Coast, snapping the fingers is one of the salutes. Rhythmical muscular motions of the arms and hands, thus expressing pleasure, real or pretended, in presence of another person, are not the only motions of this class: the legs come into play. Children often “jump for joy;” and occasionally adults may be seen to do the like. Saltatory movements are therefore apt to grow into compliments. In Loango “many of the nobility salute the king by leaping with great strides backward and forward two or three times and swinging their arms.” The Fuegians also, as the United States explorers tell us, show friendship “by jumping up and down.” [*]

Feeling, discharging itself, contracts the muscles of the vocal organs, as well as other muscles. Here shouts, indicating joy in general, indicate the joy produced by meeting one who is beloved; and serve to give the appearance of joy before one whose goodwill is sought. Among the Fijians, respect is “indicated by the tama, which is a shout of reverence uttered by inferiors when approaching a chief or chief town.” In Australia, as we have seen, loud cooeys are made on coming within a mile of an encampment—an [II-20] act which, while primarily indicating pleasure at the coming reunion, further indicates those friendly intentions which a silent approach would render doubtful.

One more example may be named. Tears result from strong feeling—mostly from painful feeling, but also from pleasurable feeling when extreme. Hence, as a sign of joy, weeping occasionally passes into a complimentary observance. The beginning of such an observance is shown us by Hebrew traditions in the reception of Tobias by Raguel, when he finds him to be his cousin’s son:—“Then Raguel leaped up, and kissed him, and wept.” And among some races there grows from this root a social rite. In New Zealand a meeting “led to a warm tangi between the two parties; but, after sitting opposite to each other for a quarter of an hour or more, crying bitterly, with a most piteous moaning and lamentation, the tangi was transformed into a hungi, and the two old ladies commenced pressing noses, giving occasional satisfactory grunts.” And then we find it becoming a public ceremony. On the arrival of a great chief, “the women stood upon a hill, and loud and long was the tangi to welcome his approach; occasionally, however, they would leave off, to have a chat or a laugh, and then mechanically resume their weeping.” Other Malayo-Polynesians have a like custom; as have also the Tupis of South America.

To these examples of the ways in which natural manifestations of emotion originate ceremonies, may be added a few examples of the ways in which ceremonies not originating directly from spontaneous actions, nevertheless originate by natural sequence rather than by intentional symbolization. Brief indications must suffice.

Blood-relationships are formed in Central South Africa between those who imbibe a little of each other’s blood. A like way of establishing brotherhood is used in Madagascar, in Borneo, and in many places throughout the world; and it was used among our remote ancestors. This is assumed [II-21] to be a symbolic observance. On studying early ideas, however, and finding that the primitive man regards the nature of anything as inhering in all its parts, and therefore thinks he gets the courage of a brave enemy by eating his heart, or is inspired with the virtues of a deceased relative by grinding his bones and drinking them in water, we see that by absorbing each other’s blood, men are supposed to establish actual community of nature.

Similarly with the ceremony of exchanging names. “To bestow his name upon a friend is the highest compliment that one man can offer another,” among the Shoshones. The Australians exchange names with Europeans, in proof of brotherly feeling. This, which is a widely-diffused practice, arises from the belief that the name is vitally connected with its owner. Possessing a man’s name is equivalent to possessing a portion of his being, and enables the possessor to work mischief to him; and hence among numerous peoples a reason for concealing names. To exchange names, therefore, is to establish some participation in one another’s being; and at the same time to trust each with power over the other: implying great mutual confidence.

It is a usage among the people of Vate, “when they wish to make peace, to kill one or more of their own people, and send the body to those with whom they have been fighting to eat;” and in Samoa, “it is the custom on the submission of one party to another, to bow down before their conquerors each with a piece of firewood and a bundle of leaves, such as are used in dressing a pig for the oven [bamboo-knives being sometimes added]; as much as to say—‘Kill us and cook us, if you please.’ ” These facts I name because they show a point of departure from which might arise an apparently-artificial ceremony. Let the traditions of cannibalism among the Samoans disappear, and this surviving custom of presenting firewood, leaves, and knives, as a sign of submission, would, in pursuance of the ordinary method of interpretation, [II-22] be taken for an observance arbitrarily fixed upon.

The facts that peace is signified among the Dacotahs by burying the tomahawk and among the Brazilians by a present of bows and arrows, may be cited as illustrating what is in a sense symbolization, but what is in origin a modification of the proceeding symbolized; for cessation of fighting is necessitated by putting away weapons, or by giving weapons to an antagonist. If, as among the civilized, a conquered enemy delivers up his sword, the act of so making himself defenceless is an act of personal submission; but eventually it comes to be, on the part of a general, a sign that his army surrenders. Similarly, when, as in parts of Africa, “some of the free blacks become slaves voluntarily by going through the simple but significant ceremony of breaking a spear in the presence of their future master,” we may properly say that the relation thus artificially established, is as near an approach as may be to the relation established when a foe whose weapon is broken is made a slave by his captor: the symbolic transaction simulates the actual transaction.

An instructive example comes next. I refer to the bearing of green boughs as a sign of peace, as an act of propitiation, and as a religious ceremony. As indicating peace the custom occurs among the Araucanians, Australians, Tasmanians, New Guinea People, New Caledonians, Sandwich Islanders, Tahitians, Samoans, New Zealanders; and branches were used by the Hebrews also for propitiatory approach (II. Macc. xiv. 4). In some cases we find them employed to signify not peace only but submission. Speaking of the Peruvians, Cieza says—“The men and boys came out with green boughs and palm-leaves to seek for mercy;” and among the Greeks, too, a suppliant carried an olive branch. Wall-paintings left by the ancient Egyptians show us palm-branches carried in funeral processions to propitiate the dead; and at the present time “a wreath of palm-branches [II-23] stuck in the grave” is common in a Moslem cemetery in Egypt. A statement of Wallis respecting the Tahitians shows presentation of these parts of trees passing into a religious observance: a pendant left flying on the beach the natives regarded with fear, bringing green boughs and hogs, which they laid down at the foot of the staff. And that portion of a tree was anciently an appliance of worship in the East, is shown by the direction in Lev. xxiii. 40, to take the “boughs of goodly trees, branches of palm-trees,” and “rejoice before the Lord:” a verification being furnished by the description of the chosen in heaven, who stand before the throne with “palms in their hands.” The explanation, when we get the clue, is simple. Travellers’ narratives illustrate the fact that laying down weapons on approaching strangers is taken to imply pacific intentions. Obviously the reason is that opposite intentions are thus negatived. Of the Kaffirs, for instance, Barrow says—“ ‘a messenger of peace’ is known by this people from his laying down his hassagai or spear on the ground at the distance of two hundred paces from those to whom he is sent, and by advancing from thence with extended arms:” the extension of the arms evidently having the purpose of showing that he has no weapon secreted. But how is the absence of weapons to be shown when so far off that weapons, if carried, are invisible? Simply by carrying other things which are visible; and boughs covered with leaves are the most convenient and generally available things for this purpose. Good evidence is at hand. The Tasmanians had a way of deceiving those who inferred from the green boughs in their hands that they were weaponless. They practised the art of holding their spears between their toes as they walked: “the black . . . approaching him in pretended amity, trailed between his toes the fatal spear.” Arbitrary, then, as this usage seems when observed in its later forms only, we find it by no means arbitrary when traced back to its origin. [II-24] Taken as proof that the advancing stranger is without arms, the green bough is primarily a sign that he is not an enemy. It is thereafter joined with other marks of friendship. It survives when propitiation passes into submission. And so it becomes incorporated with various other actions which express reverence and worship.

One more instance I must add, because it clearly shows how there grow up interpretations of ceremonies as artificially-devised actions, when their natural origins are unknown. At Arab marriages, Baker says, “there is much feasting, and the unfortunate bridegroom undergoes the ordeal of whipping by the relations of his bride, in order to test his courage. . . . If the happy husband wishes to be considered a man worth having, he must receive the chastisement with an expression of enjoyment; in which case the crowds of women in admiration again raise their thrilling cry.” Here, instead of the primitive abduction violently resisted by the woman and her relatives—instead of the actual capture required to be achieved, as among the Kamtschadales, spite of the blows and wounds inflicted by “all the women in the village”—instead of those modifications of the ‘form of capture’ in which, along with mock pursuit, there goes receipt by the abductor of more or less violence from the pursuers; we have a modification in which pursuit has disappeared, and the violence is passively received. And then there arises the belief that this castigation of the bridegroom is a deliberately-chosen way to “test his courage.”

These facts are not given as adequately proving that in all cases ceremonies are modifications of actions which had at first direct adaptations to desired ends, and that their apparently symbolic characters result from their survival under changed circumstances. Here I have aimed only to indicate, in the briefest way, the reasons for rejecting the current hypothesis that ceremonies originate in conscious symbolization; and for entertaining the belief that in every [II-25] case they originate by evolution. This belief we shall hereafter find abundantly justified.

§ 347. A chief reason why little attention has been paid to phenomena of this class, all-pervading and conspicuous though they are, is that while to most social functions there correspond structures too large to be overlooked, functions which make up ceremonial control have correlative structures so small as to seem of no significance. That the government of observances has its organization, just as the political and ecclesiastical governments have, is a fact habitually passed over, because, while the last two organizations have developed the first has dwindled: in those societies, at least, which have reached the stage at which social phenomena become subjects of speculation. Originally, however, the officials who direct the rites expressing political subordination have an importance second only to that of the officials who direct religious rites; and the two officialisms are homologous. To whichever class belonging, these functionaries conduct propitiatory acts: the visible ruler being the propitiated person in the one case, and the ruler no longer visible being the propitiated person in the other case. Both are performers and regulators of worship—worship of the living king and worship of the dead king. In our advanced stage the differentiation of the divine from the human has become so great that this proposition looks scarcely credible. But on going back through stages in which the attributes of the conceived deity are less and less unlike those of the visible man, and eventually reaching the early stage in which the other-self of the dead man, considered indiscriminately as ghost and god, is not to be distinguished, when he appears, from the living man; we cannot fail to see the alliance in nature between the functions of those who minister to the ruler who has gone away and those who minister to the ruler who has taken his place. What remaining strangeness there may seem in [II-26] this assertion of homology disappears on remembering that in sundry ancient societies living kings were literally worshipped as dead kings were.

Social organisms that are but little differentiated clearly show us several aspects of this kinship. The savage chief proclaims his own great deeds and the achievements of his ancestors; and that in some cases this habit of self-praise long persists, Egyptian and Assyrian inscriptions prove. Among the Patagonians we see a transition beginning. A ruler haranguing his subjects, “always extols his own prowess and personal merit. When he is eloquent, he is greatly esteemed; and when a cacique is not endowed with that accomplishment, he generally has an orator, who supplies his place.” Permanent advance from the stage at which the head man lauds himself, to the stage at which laudation of him is done by deputy, is well typified in the contrast between the recent usage in Madagascar, where the king in public assembly was in the habit of relating “his origin, his descent from the line of former sovereigns, and his incontestable right to the kingdom,” and the usage that existed in past times among ourselves, when the like distinctions and claims of the king were publicly asserted for him by an appointed officer. As the ruler, extending his dominions and growing in power, gathers round him more numerous agents, the utterance of propitiatory praises, at first by all of these, becomes eventually distinctive of certain among them: there arise official glorifiers. “In Samoa, a chief in travelling is attended by his principal orator.” In Fiji each tribe has its “orator, to make orations on occasions of ceremony.” The attendants of the chiefs in Ashantee eagerly vociferate the “strong names” of their masters; and a recent writer describes certain of the king’s attendants whose duty it is to “give him names”—cry out his titles and high qualities. In kindred fashion a Yoruba king, when he goes abroad, is accompanied by his wives, who sing his praises. Now when we meet with facts of this kind—when [II-27] we read that in Madagascar “the sovereign has a large band of female singers, who attend in the courtyard, and who accompany their monarch whenever he takes an excursion, either for a short airing or distant journey;” when we are told that in China “his imperial majesty was preceded by persons loudly proclaiming his virtues and his power;” when we learn that among the ancient Chibchas the bogotá was received with “songs in which they sung his deeds and victories;” we cannot deny that these assertors of greatness and singers of praises do for the living king exactly that which priests and priestesses do for the dead king, and for the god who evolves from the dead king. In societies that have their ceremonial governments largely developed, the homology is further shown. As such societies ordinarily have many gods of various powers, severally served by their official glorifiers; so they have various grades of living potentates, severally served by man who assert their greatness and demand respect. In Samoa, “a herald runs a few paces before, calling out, as he meets any one, the name of the chief who is coming.” With a Madagascar chief in his palanquin, “one or two men with assagais, or spears, in their hands, ran along in front shouting out the name of the chief.” In advance of an ambassador in Japan there “first walked four men with brooms such as always precede the retinue of a great lord, in order to admonish the people with cries of ‘Stay, stay!’ which means, ‘Sit, or bow you down.’ ” [*] In China a magistrate making a progress is preceded by men bearing “red boards having the rank of the officer painted on them, running and shouting to the street passengers, ‘Retire, retire! keep silence, and clear the way!’ Gong-strikers follow, denoting at certain intervals by so many strokes their master’s grade and office.” And in ancient Rome men of rank had their anteambulones whose cry was “Give place [II-28] to my lord.” Another parallelism exists between the official who proclaims the king’s will and the official who proclaims the will of the deity. In many places where regal power is extreme, the monarch is either invisible or cannot be directly communicated with: the living ruler thus simulating the dead and divine ruler, and requiring kindred intermediators. It was thus among the ancient Assyrians. Their monarch could be spoken to only through the Vizier or the chief eunuch. It was thus in ancient Mexico. Of Montezuma II. it is said that “no commoner was to look him in the face, and if one did, he died for it;” and further, that he did not communicate with any one, “except by an interpreter.” In Nicaragua the caciques “carried their exclusion so far as to receive messages from other chiefs only through officers delegated for that purpose.” So of Peru, where some of the rulers “had the custom not to be seen by their subjects but on rare occasions,” we read that at the first interview with the Spaniards, “Atahuallpa gave no answer, nor did he even raise his eyes to look at the captain (Hernando de Soto). But a chief replied to what the captain had said.” With the Chibchas “the first of the court officers was the crier, as they said that he was the medium by which the will of the prince was explained.” Throughout Africa at the present time it is the same. “In conversation with the King of Uganda, the words must always be transmitted through one or more of his officers.” In Dahomey, “the sovereign’s words are spoken to the meu, who informs the interpreter, who passes it on to the visitor, and the answer must trickle back through the same channels.” And, concerning Abyssinia, where even the chiefs sit in their houses in darkness, so “that vulgar eyes may not gaze too plainly upon” them, we are told the king was not seen when sitting in council, but “sat in a darkened room,” and “observed through a window what was going on in the chamber without;” and also that he had “an interpreter, who was the medium of communication between [II-29] the king and his people on state occasions; his name meant the voice or word of the king.” I may add that this parallelism between the secular and sacred agents of communication is in some cases recognized by peoples whose institutions display it. The New Zealand priests are regarded as the “ambassadors of the gods;” and the title “messengers of the gods” is borne by the officers of the temple of Tensio dai Sin, the chief deity of the Japanese.

There is a further evidence of this homology. Where, along with social development considerably advanced, ancestor-worship has remained dominant, and where gods and men are consequently but little differentiated, the two organizations are but little differentiated. In ancient Egypt “it was the priesthood, directing the ceremonial of court-life, who exacted . . . that the king (belonging to their order) did not receive any one who failed to follow their laws of purity.” China furnishes a good instance. “The Chinese emperors are in the habit of deifying . . . civil or military officers, whose life has been characterized by some memorable act, and the worship rendered to these constitute the official religion of the mandarins.” Further, the emperor “confers various titles on officers who have left the world, and shown themselves worthy of the high trust reposed in them, creating them governors, presidents, overseers, &c., in Hades.” And then we learn that one department of the Li pu, or Board of Rites, regulates the etiquette to be observed at court, the dresses, carriages and riding accoutrements, the followers and insignia; while another department superintends the rites to be observed in worshipping deities and spirits of departed monarchs, sages, and worthies, &c.: statements showing that the same board regulates both religious ceremonial and civil ceremonial. To which summarized account I may add this quotation:—“in Court, the master of ceremonies stands in a conspicuous place, and with a loud voice commands the courtiers to [II-30] rise and kneel, stand or march;” that is, he directs the worshippers of the monarch as a chief priest directs the worshippers of the god. Equally marked were, until lately, the kindred relations in Japan. With the sacredness of the Mikado, and with his god-like inaccessibility, travellers have familiarized us; but the implied confusion between the divine and the human went to a much greater extent.

“The Japanese generally are imbued with the idea that their land is a real ‘shin koku, a kami no kooni’—that is, the land of spiritual beings or kingdom of spirits. They are led to think that the emperor rules over all, and that, among other subordinate powers, he rules over the spirits of the country. He rules over men, and is to them the fountain of honour; and this is not confined to honours in this world, but is extended to the other, where they are advanced from rank to rank by the orders of the emperor.”

And then we read that under the Japanese cabinet, one of the eight administrative boards, the Ji Bu shio, “deals with the forms of society, manners, etiquette, worship, ceremonies for the living and the dead.” [*]

Western peoples, among whom during the Christian era differentiation of the divine from the human has become very decided, exhibit in a less marked manner the homology between the ceremonial organization and the ecclesiastical organization. Still it is, or rather was once, clearly traceable. In feudal days, beyond the lord high chamberlains, grand masters of ceremonies, ushers, and so forth, belonging to royal courts, and the kindred officers found in the households of subordinate rulers and nobles (officers who conducted propitiatory observances), there were the heralds. These formed a class of ceremonial functionaries, in various ways resembling a priesthood. Just noting as significant the remark of Scott that “so intimate was the union betwixt [II-31] chivalry and religion esteemed to be, that the several gradations of the former were seriously considered as parallel to those of the Church,” I go on to point out that these officers pertaining to the institution of chivalry, formed a body which, where it was highly organized, as in France, had five ranks—chevaucheur, poursuivant d’armes, heraut d’armes, roi d’armes, and roi d’armes de France. Into these ranks successively, its members were initiated by a species of baptism—wine being substituted for water. They held periodic chapters in the church of St. Antoine. When bearing mandates and messages, they were similarly dressed with their masters, royal or noble, and were similarly honoured by those to whom they were sent: having thus a deputed dignity akin to the deputed sacredness of priests. By the chief king-at-arms and five others, local visitations were made for discipline, as ecclesiastical visitations were made. Heralds verified the titles of those who aspired to the distinctions of chivalry, as priests decided on the fitness of applicants for the sanctions of the Church; and when going their circuits, they were to correct “things ill and dishonest,” and to advise princes—duties allied to those of priests. Besides announcing the wills of earthly rulers as priests announced the wills of heavenly rulers, they were glorifiers of the first as priests were of the last: part of their duty to those they served being “to publish their praises in foreign lands.” At the burials of kings and princes, where observances for honouring the living and observances for honouring the dead, came in contact, the kinship of a herald’s function to the function of a priest was again shown; for besides putting in the tomb the insignia of rank of the deceased potentate, and in that manner sacrificing to him, the herald had to write, or get written, a eulogy—had to initiate that worship of the dead out of which grow higher forms of worship. Similar, if less elaborate, was the system in England. Heralds wore crowns, had royal dresses, and used the plural [II-32] “we.” Anciently there were two heraldic provinces, with their respective chief heralds, like two dioceses. Further development produced a garter king-at-arms, with provincial kings-at-arms presiding over minor heraldic officers; and, in 1483, all were incorporated into the College of Heralds. As in France, visitations were made for the purpose of verifying existing titles and honours, and authorizing others; and funeral rites were so far under heraldic control that, among the nobility, no one could be buried without the assent of the herald.

Why these structures which discharged ceremonial functions once conspicuous and important, dwindled, while civil and ecclesiastical structures developed, it is easy to see. Propitiation of the living has been, from the outset, necessarily more localized than propitiation of the dead. The existing ruler can be worshipped only in his presence, or, at any rate, within his dwelling or in its neighbourhood. Though in Peru adoration was paid to images of the living Yncas; and though in Madagascar King Radama, when absent, had his praises sung in the words—“God is gone to the west, Radama is a mighty bull;” yet, generally, the obeisances and laudations expressing subordination to the great man while alive, are not made when they cannot be witnessed by him or his immediate dependants. But when the great man dies and there begins the fear of his ghost, conceived as able to reappear anywhere, propitiations are less narrowly localized; and in proportion as, with formation of larger societies, there comes development of deities greater in supposed power and range, dread of them and reverence for them are felt simultaneously over wide areas. Hence the official propitiators, multiplying and spreading, severally carry on their worships in many places at the same time—there arise large bodies of ecclesiastical officials. Not for these reasons alone, however, does the ceremonial organization fail to grow as the other organizations do. Development of the latter, causes decay of [II-33] the former. During early stages of social integration, local rulers have their local courts with appropriate officers of ceremony; but the process of consolidation and increasing subordination to a central government, results in decreasing dignity of the local rulers, and disappearance of the official upholders of their dignity. Among ourselves in past times, “dukes, marquises, and earls were allowed a herald and a pursuivant; viscounts, and barons, and others not ennobled, even knights bannerets, might retain one of the latter;” but as the regal power grew, “the practice gradually ceased: there were none so late as Elizabeth’s reign.” Yet further, the structure carrying on ceremonial control slowly falls away, because its functions are gradually encroached upon. Political and ecclesiastical regulations, though at first insisting mainly on conduct expressing obedience to rulers, human and divine, develop more and more in the directions of equitable restraints on conduct between individuals, and ethical precepts for the guidance of such conduct; and in doing this they trench more and more on the sphere of the ceremonial organization. In France, besides having the semi-priestly functions we have noted, the heralds were “judges of the crimes committed by the nobility;” and they were empowered to degrade a transgressing noble, confiscate his goods, raze his dwellings, lay waste his lands, and strip him of his arms. In England, too, certain civil duties were discharged by these officers of ceremony. Till 1688, the provincial kings-at-arms had “visited their divisions, receiving commissions for that purpose from the Sovereign, by which means the funeral certificates, the descents, and alliances of the nobility and gentry, had been properly registered in this college [of Heralds]. These became records in all the courts at law.” Evidently the assumption of functions of these kinds by ecclesiastical and political agents, has joined in reducing the ceremonial structures to those rudiments which now remain in the almost-forgotten Herald’s College [II-34] and in the Court officials who regulate intercourse with the Sovereign.

§ 348. Before passing to a detailed account of ceremonial government under its various aspects, it will be well to sum up the results of this preliminary survey. They are these.

That control of conduct which we distinguish as ceremony, precedes the civil and ecclesiastical controls. It begins with sub-human types of creatures; it occurs among otherwise ungoverned savages; it often becomes highly developed where the other kinds of rule are little developed; it is ever being spontaneously generated afresh between individuals in all societies; and it envelops the more definite restraints which State and Church exercise. The primitiveness of ceremonial regulation is further shown by the fact that at first, political and religious regulations are little more than systems of ceremony, directed towards particular persons living and dead: the code of law joined with the one, and the moral code joined with the other, coming later. There is again the evidence derived from the possession of certain elements in common by the three controls, social, political, and religious; for the forms observable in social intercourse occur also in political and religious intercourse as forms of homage and forms of worship. More significant still is the circumstance that ceremonies may mostly be traced back to certain spontaneous acts which manifestly precede legislation, civil and ecclesiastical. Instead of arising by dictation or by agreement, which would imply the pre-established organization required for making and enforcing rules, they arise by modifications of acts performed for personal ends; and so prove themselves to grow out of individual conduct before social arrangements exist to control it. Lastly we note that when there arises a political head, who, demanding subordination, is at first his own master of the ceremonies, and who presently [II-35] collects round him attendants whose propitiatory acts are made definite and fixed by repetition, there arise ceremonial officials. Though, along with the growth of organizations which enforce civil laws and enunciate moral precepts, there has been such a decay of the ceremonial organization as to render it among ourselves inconspicuous; yet in early stages the body of officials who conduct propitiation of living rulers, supreme and subordinate, homologous with the body of officials who conduct propitiation of dead apotheosized rulers, major and minor, is a considerable element of the social structure; and it dwindles only as fast as the structures, political and ecclesiastical, which exercise controls more definite and detailed, usurp its functions.

Carrying with us these general conceptions, let us now pass to the several components of ceremonial rule. We will deal with them under the heads—Trophies, Mutilations, Presents, Visits, Obeisances, Forms of Address, Titles, Badges and Costumes, Further Class Distinctions, Fashion, Past and Future of Ceremony.

 


 

[II-36]

CHAPTER II.

TROPHIES.

§ 349. Efficiency of every kind is a source of self-satisfaction; and proofs of it are prized as bringing applause. The sportsman, narrating his feats when opportunity serves, keeps such spoils of the chase as he conveniently can. Is he a fisherman? Then, occasionally, the notches cut on the butt of his rod, show the number and lengths of his salmon; or, in a glass case, there is preserved the great Thames-trout he once caught. Has he stalked deer? Then in his hall, or dining-room, are fixed up their heads; which he greatly esteems when the attached horns have “many points.” Still more, if a successful hunter of tigers, does he value the skins demonstrating his prowess.

Trophies of such kinds, even among ourselves, give to their owner some influence over those around him. A traveller who has brought from Africa a pair of elephant’s tusks, or the formidable horn of a rhinoceros, impresses those who come in contact with him as a man of courage and resource, and, therefore, as one not to be trifled with. A vague kind of governing power accrues to him.

Naturally, by primitive men, whose lives are predatory and whose respective values largely depend on their powers as hunters, animal-trophies are still more prized; and tend, in greater degrees, to bring honour and influence. Hence the fact that rank in Vate is indicated by the number [II-37] of bones of all kinds suspended in the house. Of the Shoshone warrior we are told that, “killing a grizzly bear also entitles him to this honour, for it is considered a great feat to slay one of these formidable animals, and only he who has performed it is allowed to wear their highest insignia of glory, the feet or claws of the victim.” “In the house of a powerful chief [of the Mishmis], several hundreds of skulls [of beasts], are hung up along the walls of the passage, and his wealth is always calculated according to the number of these trophies, which also form a kind of currency among the tribes.” With the Santals “it is customary to hand these trophies [skulls of beasts, &c.] down from father to son.” And when, with such facts to give us the clue, we read that the habitation of the king of the Koossas “is no otherwise distinguished than by the tail of a lion or a panther hanging from the top of the roof,” we can scarcely doubt that this symbol of royalty was originally a trophy displayed by a chief whose prowess had gained him supremacy.

But as, among the uncivilized and semi-civilized, human enemies are more to be feared than beast-enemies, and conquests over men are therefore occasions of greater triumphs than conquests over animals, it results that proofs of such conquests are usually still more valued. A brave who returns from battle does not get honour if his boasts are unsupported by evidence; but if he proves that he has killed his man by bringing back some part of him—especially a part which the corpse could not yield in duplicate—he raises his character in the tribe and increases his power. Preservation of such trophies with a view to display, and consequent strengthening of personal influence, therefore becomes an established custom. In Ashantee “the smaller joints, bones, and teeth of the slain are worn by the victors about their persons.” Among the Ceris and Opatas of North Mexico, [II-38] “many cook and eat the flesh of their captives, reserving the bones as trophies.” And another Mexican race, “the Chichimecs, carried with them a bone on which, when they killed an enemy, they marked a notch, as a record of the number each had slain.”

The meaning of trophy-taking and its social effects, being recognized, let us consider in groups the various forms of it.

§ 350. Of parts cut from the bodies of the slain, heads are among the commonest; probably as being the most unmistakable proofs of victory.

We need not go far afield for examples of the practice and its motives. The most familiar of books contains them. In Judges vii. 25, we read—“And they took two princes of the Midianites, Oreb and Zeeb: and they slew Oreb upon the rock Oreb, and Zeeb they slew at the wine-press of Zeeb, and pursued Midian, and brought the heads of Oreb and Zeeb to Gideon on the other side Jordan.” Similarly, the decapitation of Goliath by David was followed by carrying his head to Jerusalem. The practice existed in Egypt too. At Abou Simbel, Rameses II., is represented as holding a bunch of a dozen heads. And if, by races so superior, heads were taken home as trophies, we shall not wonder at finding the custom of thus taking them among inferior races all over the globe. By the Chichimecs in North America “the heads of the slain were placed on poles and paraded through their villages in token of victory, the inhabitants meanwhile dancing round them.” In South America, by the Abipones, heads are brought back from battle “tied to their saddles;” and the Mundrucus “ornament their rude and miserable cabanas with these horrible trophies.” Of Malayo-Polynesians having a like habit, may be named the New Zealanders. Skulls of enemies are preserved as trophies by the natives on the Congo; and “the skull and [II-39] thigh bones of the last monarch of Dinkira are still trophies of the court of Ashantee.” Among the Hill-tribes of India, the Kukis have this practice. In Persia, under the stimulus of money payments, “prisoners [of war] have been put to death in cold blood, in order that the heads, which are immediately dispatched to the king, . . might make a more considerable show.” And that among other Asiatic races head-taking persists spite of semi-civilization, we are reminded by the recent doings of the Turks; who have, in some cases, exhumed the bodies of slain foes and decapitated them.

The last instance draws attention to the fact that this barbarous custom has been, and is, carried to the greatest extremes along with militancy the most excessive. Among ancient examples there are the doings of Timour, with his exaction of ninety thousand heads from Bagdad. Of modern examples the most notable comes from Dahomey. “The sleeping apartment of a Dahoman king was paved with skulls of neighbouring princes and chiefs, placed there that the king might tread upon them.” And the king’s statement “that his house wanted thatch,” was “used in giving orders to his generals to make war, and alludes to the custom of placing the heads of the enemies killed in battle, or those of the prisoners of distinction, on the roofs of the guard-houses at the gates of his palaces.”

But now, ending instances, let us observe how this taking of heads as trophies initiates a means of strengthening political power; how it becomes a factor in sacrificial ceremonies; and how it enters into social intercourse as a controlling influence.

That the pyramids and towers of heads built by Timour at Bagdad and Aleppo, must have conduced to his supremacy by striking terror into the subjugated, as well as by exciting dread of vengeance for insubordination among his followers, cannot be doubted; and that living in a dwelling paved and decorated with skulls, [II-40] implies, in a Dahoman king, a character generating fear among enemies and obedience among subjects, is obvious. In Northern Celebes, where, before 1822, “human skulls were the great ornaments of the chiefs’ houses,” these proofs of victory in battle, used as symbols of authority, could not fail to exercise a governmental effect. And that they do this we have definite proof in the fact that among the Mundrucus, the possession of ten smoke-dried heads of enemies renders a man eligible to the rank of chief.

That heads are offered in propitiation of the dead, and that the ceremony of offering them is thus made part of a quasi-worship, there are clear proofs. One is supplied by the Celebes people just named. “When a chief died his tomb must be adorned with two fresh human heads, and if those of enemies could not be obtained, slaves were killed for the occasion.” Among the Dyaks, who, though in many respects advanced, have retained this barbarous practice sanctified by tradition, it is the same: “the aged warrior could not rest in his grave till his relatives had taken a head in his name.” By the Kukis of Northern India sacrificial head-taking is carried still further. Making raids into the plains to procure heads, they “have been known in one night to carry off fifty. These are used in certain ceremonies performed at the funerals of the chiefs, and it is always after the death of one of their Rajahs that these incursions occur.”

That the possession of these grisly tokens of success gives an influence in social intercourse, proof is yielded by the following passage from St. John:—“Head-hunting is not so much a religious ceremony among the Pakatans, Borneo, as merely to show their bravery and manliness. When they quarrel, it is a constant phrase—‘How many heads did your father or grandfather get?’ If less than his own number—‘Well then, you have no occasion to be proud.’ ”

[II-41]

§ 351. The head of an enemy is of inconvenient bulk; and when the journey home is long there arises the question—cannot proof that an enemy has been killed be given by carrying back a part only? In some places the savage infers that it can, and acts on the inference.

This modification and its meaning are well shown in Ashantee, where “the general in command sends to the capital the jaw-bones of the slain enemies.” When first found, the Tahitians, too, displayed in triumph their dead foes’ jaw-bones; and Cook saw fifteen of them fastened up at the end of a house. Similarly of Vate, where “the greater the chief, the greater the display of bones,” we read that if a slain enemy was “one who spoke ill of the chief, his jaws are hung up in the chief’s house as a trophy:” a tacit threat to others who vilified him. A recent account of another Papuan race inhabiting Boigu, on the coast of New Guinea, further illustrates the practice, and also its social effect. Mr. Stone writes:—“By nature these people are bloody and warlike among themselves, frequently making raids to the ‘Big Land,’ and returning in triumph with the heads and jaw-bones of their slaughtered victims, the latter becoming the property of the murderer, and the former of him who decapitates the body. The jawbone is consequently held as the most valued trophy, and the more a man possesses, the greater he becomes in the eyes of his fellow-men.” Add that in South America some tribes of Tupis, in honouring a victorious warrior, “hung the mouth [of his victim] upon his arm like a bracelet.”

With the display of jaws as trophies, there may be named a kindred use of teeth. America furnishes instances. The Caribs “strung together the teeth of such of their enemies as they had slain in battle, and wore them on their legs and arms.” The Tupis, after devouring a captive, preserved “the teeth strung in necklaces.” The Moxos women wore “a necklace made of the teeth of enemies killed by their husbands in battle.” The Central Americans made an image, [II-42] “and in its mouth were inserted teeth taken from the Spaniards whom they had killed.”

Other parts of the head, easily detached and carried, also serve. Where many enemies are slain, the collected ears yield in small bulk a means of counting; and probably Zengis Khan had this end in view when, in Poland, he “filled nine sacks with the right ears of the slain.” Noses, again, are in some cases chosen as easily enumerated trophies. Anciently, by Constantine V., “a plate of noses was accepted as a grateful offering;” and, at the present time, the noses they have taken are carried by soldiers to their leaders in Montenegro. That the slain Turks thus deprived of their noses, even to the extent of five hundred on one battle-field, were so treated in retaliation for the decapitations the Turks had been guilty of, is true; but this excuse does not alter the fact “that the Montenegrin chiefs could not be persuaded to give up the practice of paying their clansmen for the number of noses produced.”

§ 352. The ancient Mexicans, having for gods their deified cannibal ancestors, in whose worship the most horrible rites were daily performed, in some cases took as trophies the entire skins of the vanquished. “The first prisoner made in a war was flayed alive. The soldier who had captured him dressed himself in his bleeding skin, and thus, for some days, served the god of battles. . . . He who was dressed in the skin walked from one temple to another; men and women followed him, shouting for joy.” While we here see that the trophy was taken primarily as a proof of the victor’s prowess, we are also shown how there resulted a religious ceremony: the trophy was displayed for the supposed gratification of deities delighting in bloodshed. There is further evidence that this was the intention. “At the festival of the goldsmiths’ god Totec, one of the priests put on the skin of a captive, and being so dressed, he was the image of that god Totec.” Nebel (pl. 3, fig. 1) gives [II-43] the basalt figure of a priest (or idol) clothed in a human skin; and additional evidence is yielded by a custom in the neighbouring state of Yucatan, where “the bodies were thrown down the steps, flayed, the priest put on the skins, and danced, and the body was buried in the yard of the temple.”

Usually, however, the skin-trophy is relatively small: the requirement being simply that it shall be one of which the body yields no duplicate. The origin of it is well shown by the following description of a practice among the Abipones. They preserve the heads of enemies, and

“When apprehension of approaching hostilities obliges them to remove to places of greater security, they strip the heads of the skin, cutting it from ear to ear beneath the nose, and dexterously pulling it off along with the hair. . . . That Abipon who has most of these skins at home, excels the rest in military renown.”

Evidently, however, the whole skin is not needful to prove previous possession of a head. The part covering the crown, distinguished from other parts by the arrangement of its hairs, serves the purpose. Hence is suggested scalping. Tales of Indian life have so far familiarized us with this custom that examples are needless. But one piece of evidence, supplied by the Shoshones, may be named; because it clearly shows the use of the trophy as an accepted evidence of victory—a kind of legal proof regarded as alone conclusive. We read that

“Taking an enemy’s scalp is an honour quite independent of the act of vanquishing him. To kill your adversary is of no importance unless the scalp is brought from the field of battle, and were a warrior to slay any number of his enemies in action, and others were to obtain the scalps, or first touch the dead, they would have all the honours, since they have borne off the trophy.”

Though we usually think of scalp-taking in connexion with the North American Indians, yet it is not restricted to them. Herodotus describes the Scythians as scalping their conquered enemies; and at the present time the Nagas of the Indian hills take scalps and preserve them.

[II-44]

Preservation of hair alone, as a trophy, is less general; doubtless because the evidence of victory which it yields is inconclusive: one head might supply hair for two trophies. Still there are cases in which an enemy’s hair is displayed in proof of success in war. Speaking of a Naga, Grange says his shield “was covered over with the hair of the foes he had killed.” The tunic of a Mandan chief is described as “fringed with locks of hair taken by his own hand from the heads of his enemies.” And we read of the Cochimis that “at certain festivals their sorcerers . . . wore long robes of skin, ornamented with human hair.”

§ 353. Among easily-transported parts carried home to prove victory, may next be named hands and feet. By the Mexican tribes, Ceris and Opatas, “the slain are scalped, or a hand is cut off, and a dance performed round the trophies on the field of battle.” So, too, of the California Indians, who also took scalps, we are told that “the yet more barbarous habit of cutting off the hands, feet, or head of a fallen enemy, as trophies of victory, prevailed more widely. They also plucked out and carefully preserved the eyes of the slain.” Though this is not said, we may assume that either the right or the left foot or hand was the trophy; since, in the absence of any distinction, victory over two enemies instead of one might be alleged. In one case, indeed, I find the distinction noted. “The right hands of the slain were hung up by both parties [of hostile Khonds] on the trees of the villages.” Hands were trophies among ancient peoples of the old world also. The inscription on a tomb at El Kab in Upper Egypt, tells how Aahmes, the son of Abuna, the chief of the steersmen, “when he had won a hand [in battle], he received the king’s commendation, and the golden necklace in token of his bravery;” and a wall-painting in the temple of Medinet Abou at Thebes, shows the presentation of a heap of hands to the king.

This last instance introduces us to yet another kind of [II-45] trophy. Along with the heap of hands thus laid before the king, there is represented a phallic heap; and an accompanying inscription, narrating the victory of Meneptah I. over the Libyans, besides mentioning the “cut hands of all their auxiliaries,” as being carried on donkeys following the returning army, mentions these other trophies as taken from men of the Libyan nation. And here a natural transition brings us to trophies of an allied kind, the taking of which, once common, has continued in the neighbourhood of Egypt down to modern times. The great significance of the account Bruce gives of a practice among the Abyssinians, must be my excuse for quoting part of it. He says:—

“At the end of a day of battle, each chief is obliged to sit at the door of his tent, and each of his followers who has slain a man, presents himself in his turn, armed as in fight, with the bloody foreskin of the man he has slain. . . . If he has killed more than one man, so many more times he returns. . . . After this ceremony is over, each man takes his bloody conquest, and retires to prepare it in the same manner the Indians do their scalps. . . . The whole army . . . on a particular day of review, throws them before the king, and leaves them at the gate of the palace.”

Here it is noteworthy that the trophy, first serving to demonstrate a victory gained by the individual warrior, is subsequently made an offering to the ruler, and further becomes a means of recording the number slain: facts verified by the more recent French traveller d’Hericourt. That like purposes were similarly served among the Hebrews, proof is yielded by the passage which narrates Saul’s endeavour to betray David when offering him Michal to wife:—“And Saul said, Thus shall ye say to David, The king desireth not any dowry, but an hundred foreskins of the Philistines, to be avenged of the king’s enemies;” and David “slew of the Philistines two hundred men; and David brought their foreskins, and gave them in full tale to the king.”

[II-46]

§ 354. Associated with the direct motive for taking trophies there is an indirect motive, which probably aids considerably in developing the custom. When treating of primitive ideas, we saw that the unanalytical mind of the savage thinks the qualities of any object beside in all its parts; and that, among others, the qualities of human beings are thus conceived by him. From this we found there arise such customs as swallowing parts of the bodies of dead relatives, or their ground bones in water, with the view of inheriting their virtues; devouring the heart of a slain brave to gain his courage, or his eyes in the expectation of seeing further; avoiding the flesh of certain timid animals, lest their timidity should be acquired. A further implication of this belief that the spirit of each person is diffused throughout him, is, that possession of a part of his body gives possession of a part of his spirit, and, consequently, a power over his spirit: one corollary being that anything done to a preserved part of a corpse is done to the corresponding part of the ghost; and that thus a ghost may be coerced by maltreating a relic. Hence, as before pointed out (§ 133), the origin of sorcery; hence the rattle of dead men’s bones so prevalent with primitive medicine-men; hence “the powder ground from the bones of the dead” used by the Peruvian necromancers; hence the portions of corpses which our own traditions of witchcraft name as used in composing charms.

Besides proving victory over an enemy, the trophy therefore serves for the subjugation of his ghost; and that possession of it is, at any rate in some cases, supposed to make his ghost a slave, we have good evidence. The primitive belief everywhere found, that the doubles of men and animals slain at the grave, accompany the double of the deceased, to serve him in the other world—the belief which leads here to the immolation of wives, who are to manage the future household of the departed, there to the sacrifice of horses needed to carry him on his journey after death, [II-47] and elsewhere to the killing of dogs as guides; is a belief which, in many places, initiates the kindred belief that, by placing portions of bodies on his tomb, the men and animals they belonged to are made subject to the deceased. We are shown this by the bones of cattle, &c., with which graves are in many cases decorated; by the placing on graves the heads of enemies or slaves, as above indicated; and by a like use of the scalp. Concerning the Osages, Mr. Tylor cites the fact that they sometimes “plant on the cairn raised over a corpse a pole with an enemy’s scalp hanging to the top. Their notion was that by taking an enemy and suspending his scalp over the grave of a deceased friend, the spirit of the victim became subjected to the spirit of the buried warrior in the land of spirits.” The Ojibways have a like practice, of which a like idea is probably the cause.

§ 355. A collateral development of trophy-taking, which eventually has a share in governmental regulation, must not be forgotten. I refer to the display of parts of the bodies of criminals.

In our more advanced minds the enemy, the criminal, and the slave, are well discriminated; but they are little discriminated by the primitive man. Almost or quite devoid as he is of the feelings and ideas we call moral—holding by force whatever he owns, wresting from a weaker man the woman or other object he has possession of, killing his own child without hesitation if it is an incumbrance, or his wife if she offends him, and sometimes proud of being a recognized killer of his fellow-tribesmen; the savage has no distinct ideas of right and wrong in the abstract. The immediate pleasures or pains they give are his sole reasons for classing things and acts as good or bad. Hence hostility, and the injuries he suffers from it, excite in him the same feeling whether the aggressor is without the tribe or within it: the enemy and the felon are undistinguished. This confusion, now seeming [II-48] strange to us, we shall understand better on remembering that even in early stages of civilized nations, the family-groups which formed the units of the national group, were in large measure independent communities, standing to one another on terms much like those on which the nation stood to other nations. They had their small blood-feuds as the nation had its great blood-feuds. Each family-group was responsible to other family-groups for the acts of its members, as each nation to other nations for the acts of its citizens. Vengeance was taken on innocent members of a sinning family, as vengeance was taken on innocent citizens of a sinning nation. And thus in various ways the inter-family aggressor (answering to the modern criminal), stood in a like relative position with the inter-national aggressor. Hence the naturalness of the fact that he was similarly treated. Already we have seen how, in mediæval days, the heads of destroyed family-enemies (murderers of its members or stealers of its property) were exhibited as trophies. And since Strabo, writing of the Gauls and other northern peoples, says that the heads of foes slain in battle were brought back and sometimes nailed to the chief door of the house, while, up to the time of the Salic law, the heads of slain private foes were fixed on stakes in front of it; we have evidence that identification of the public and the private foe was associated with the practice of taking trophies from them both. A kindred alliance is traceable in the usages of the Jews. Along with the slain Nicanor’s head, Judas orders that his hand be cut off; and he brings both with him to Jerusalem as trophies: the hand being that which he had stretched out in blasphemous boasts. And this treatment of the transgressor who is an alien, is paralleled in the treatment of non-alien transgressors by David, who, besides hanging up the corpses of the men who had slain Ishbosheth, “cut off their hands and their feet.”

It may, then, be reasonably inferred that display of [II-49] executed felons on gibbets, or their heads on spikes, originates from the bringing back of trophies taken from slain enemies. Though usually a part only of the slain enemy is fixed up, yet sometimes the whole body is; as when the dead Saul, minus his head, was fastened by the Philistines to the wall of Bethshan. And that fixing up a felon’s body is more frequent, probably arises from the fact that it has not to be brought from a great distance, as would usually have to be the body of an enemy.

§ 356. Though no direct connexion exists between trophy-taking and ceremonial government, the foregoing facts reveal such indirect connexions as to make it needful to note the custom. It enters as a factor into the three forms of control—social, political, and religious.

If, in primitive states, men are honoured according to their prowess—if their prowess is estimated here by the number of heads they can show, there by the number of jaw-bones, and elsewhere by the number of scalps,—if such trophies are treasured up for generations, and the pride of families is proportioned to the number of them taken by ancestors—if of the Gauls in the time of Posidonius, we read that “the heads of their enemies that were the chiefest persons of quality, they carefully deposit in chests, embalming them with the oil of cedars, showing them to strangers, glory and boast” that they or their forefathers had refused great sums of money for them; then, obviously, a kind of class distinction is initiated by trophies. On reading that in some places a man’s rank varies with the quantity of bones in or upon his dwelling, we cannot deny that the display of these proofs of personal superiority, originates a regulative influence in social intercourse.

As political control evolves, trophy-taking becomes in several ways instrumental to the maintenance of authority. Beyond the awe felt for the chief whose many trophies show his powers of destruction, there comes the greater [II-50] awe which, on growing into a king with subordinate chiefs and dependent tribes, he excites by accumulating the trophies others take on his behalf; rising into dread when he exhibits in numbers the relics of slain rulers. As the practice assumes this developed form, the receipt of such vicariously-taken trophies passes into a political ceremony. The heap of hands laid before an ancient Egyptian king, served to propitiate; as now serves the mass of jawbones sent by an Ashantee captain to the court. When we read of Timour’s soldiers that “their cruelty was enforced by the peremptory command of producing an adequate number of heads,” we are conclusively shown that the presentation of trophies hardens into a form expressing obedience. Nor is it thus only that a political effect results. There is the governmental restraint produced by fixing up the bodies or heads of the insubordinate and the felonious.

Though offering part of a slain enemy to propitiate a ghost, does not enter into what is commonly called religious ceremonial, yet it obviously so enters when the aim is to propitiate a god developed from an ancestral ghost. We are shown the transition by such a fact as that in a battle between two tribes of Khonds, the first man who “slew his opponent, struck off his right arm and rushed with it to the priest in the rear, who bore it off as an offering to Laha Pennoo in his grave:” Laha Pennoo being their “God of Arms.” Joining with this such other facts as that before the Tahitian god Oro, human immolations were frequent, and the preserved relics were built into walls “formed entirely of human skulls,” which were “principally, if not entirely the skulls of those slain in battle;” we are shown that gods are worshipped by bringing to them, and accumulating round their shrines, these portions of enemies killed—killed, very often, in fulfilment of their supposed commands. This inference is verified on seeing similarly used other kinds of spoils. The Philistines, besides otherwise displaying relics of the dead Saul, put “his [II-51] armour in the house of Ashtaroth.” By the Greeks the trophy formed of arms, shields, and helmets taken from the defeated, was consecrated to some divinity; and the Romans deposited the spoils of battle in the temple of Jupiter Capitolinus. Similarly among the Fijians, who are solicitous in every way to propitiate their blood-thirsty deities, “when flags are taken they are always hung up as trophies in the mbure,” or temple. That hundreds of gilt spurs of French knights vanquished by the Flemish in the battle of Courtrai, were deposited in the church of that place, and that in France flags taken from enemies were suspended from the vaults of cathedrals (a practice not unknown in Protestant England), are facts which might be joined with these, did not joining them imply the impossible supposition that Christians think to please “the God of love” by acts like those used to please the diabolical gods of cannibals.

Because of inferences to be hereafter drawn, one remaining general truth must be named, though it is so obvious as to seem scarcely worth mention. Trophy-taking is directly related to militancy. It begins during a primitive life that is wholly occupied in fighting men and animals; it develops with the growth of conquering societies in which perpetual wars generate the militant type of structure; it diminishes as growing industrialism more and more substitutes productive activities for destructive activities; and complete industrialism necessitates entire cessation of it.

The chief significance of trophy-taking, however, has yet to be pointed out. The reason for here dealing with it, though in itself scarcely to be classed as a ceremony, is that it furnishes us with the key to numerous ceremonies prevailing all over the world among the uncivilized and semicivilized. From the practice of cutting off and taking away portions of the dead body, there grows up the practice of cutting off portions of the living body.

 


 

[II-52]

CHAPTER III.

MUTILATIONS.

§ 357. Facility of exposition will be gained by approaching indirectly the facts and conclusions here to be set forth.

The ancient ceremony of infeftment in Scotland was completed thus:—“He [superior’s attorney] would stoop down, and, lifting a stone and a handful of earth, hand these over to the new vassal’s attorney, thereby conferring upon him ‘real, actual, and corporal’ possession of the fief.” Among a distant slightly-civilized people, a parallel usage occurs. On selling his cultivated plot, a Khond, having invoked the village deity to bear witness to the sale, “then delivers a handful of soil to the purchaser.” From cases where the transfer of lands for a consideration is thus expressed, we may pass to cases where lands are by a similar form surrendered to show political submission. When the Athenians applied for help against the Spartans, after the attack of Kleomenes, a confession of subordination was demanded in return for the protection asked; and the confession was made by sending earth and water. A like act has a like meaning in Fiji. “The soro with a basket of earth . . . is generally connected with war, and is presented by the weaker party, indicating the yielding up of their land to the conquerors.” And so is it in India. When some ten years ago, Tu-wen-hsin sent his “Panthay” mission to England, “they carried with them pieces of rock [II-53] hewn from the four corners of the [Tali] mountain, as the most formal expression of his desire to become feudatory to the British Crown.”

This giving a part instead of giving the whole, where the whole cannot be mechanically handed over, will perhaps be instanced as a symbolic ceremony; though, even in the absence of any further interpretation, we may say that it approaches as nearly to actual transfer as the nature of the case permits. We are not, however, obliged to regard this ceremony as artificially devised. We may affiliate it upon a simpler ceremony which at once elucidates it, and is elucidated by it. I refer to surrendering a part of the body as implying surrender of the whole. In Fiji, tributaries approaching their masters were told by a messenger “that they must all cut off their tobe (locks of hair that are left like tails). . . They all docked their tails.” Still, it may be replied that this act, too, is a symbolic act—an act artificially devised rather than naturally derived. If we carry our inquiry a step back, however, we shall find a clue to its natural derivation.

First, let us remember the honour which accrues from accumulated trophies; so that, among the Shoshones for instance, “he who takes the most scalps gains the most glory.” Let us join with this Bancroft’s statement respecting the treatment of prisoners by the Chichimecs, that “often they were scalped while yet alive, and the bloody trophy placed upon the heads of their tormentors.” And then let us ask what happens if the scalped enemy survives. The captor preserves the scalp as an addition to his other trophies; the vanquished enemy becomes his slave; and he is shown to be a slave by the loss of his scalp. Here, then, are the beginnings of a custom that may become established when social conditions make it advantageous to keep conquered foes as servants instead of eating them. The conservative savage changes as little as possible. While the new practice of enslaving the captured [II-54] arises, the old practice of cutting from their bodies such parts as serve for trophies continues; and the marks left become marks of subjugation. Gradually as the receipt of such marks comes to imply bondage, not only will those taken in war be marked, but also those born to them; until at length the bearing of the mark shows subordination in general.

That submission to mutilation may eventually grow into the sealing of an agreement to be bondsmen, is shown us by Hebrew history. “Then Nahash the Ammonite came up, and encamped against Jabesh-gilead: and all the men of Jabesh said unto Nahash, Make a covenant with us, and we will serve thee. And Nahash the Ammonite answered them, On this condition will I make a covenant with you, that I may thrust out all your right eyes.” They agreed to become subjects, and the mutilation (not in this case consented to, however) was to mark their subjection. And while mutilations thus serve, like the brands a farmer puts on his sheep, to show first private ownership and afterwards political ownership, they also serve as perpetual reminders of the ruler’s power: so keeping alive the dread that brings obedience. This fact we see in the statement that when the second Basil deprived fifteen thousand Bulgarian captives of sight, “the nation was awed by this terrible example.”

Just adding that the bearing of a mutilation, thus becoming the mark of a subject race, survives as a token of submission when the trophy-taking which originated it has disappeared; let us now note the different kinds of mutilations, and the ways in which they severally enter into the three forms of control—political, religious, and social.

§ 358. When the Araucanians on going to war send messengers summoning confederate tribes, these messengers carry certain arrows as their credentials; and, “if hostilities are actually commenced, the finger, or (as Alcedo will have [II-55] it) the hand of a slain enemy, is joined to the arrows”—another instance, added to those already given, in which hands, or parts of them, are brought home to show victory.

We have proof that in some cases living vanquished men, made handless by this kind of trophy-taking, are brought back from battle. King Osymandyas reduced the revolted Bactrians; and as shown “on the second wall” of the monument to him “the prisoners are brought forward: they are without their hands and members.” But though a conquered enemy may have one of his hands taken as a trophy without much endangering his life, loss of a hand so greatly diminishes his value as a slave, that some other trophy is naturally preferred.

The like cannot, however, be said of a finger. That fingers are sometimes carried home as trophies we have just seen; and that conquered enemies, mutilated by loss of fingers, are sometimes allowed to live as slaves, the Bible yields proof. In Judges i. 6, 7, we read:—“Adoni-bezek [the Canaanite] fled; and they pursued after him, and caught him, and cut off his thumbs and his great toes. And Adoni-bezek said, Threescore and ten kings, having their thumbs and their great toes cut off, gathered their meat under my table: as I have done, so God hath requited me.” Hence, then, the fact that fingers are, in various places, cut off and offered in propitiation of living rulers, in propitiation of dead rulers, and in propitiation of dead relatives. The sanguinary Fijians, extreme in their loyalty to cannibal despots, yield sundry illustrations. Describing the sequence of an alleged insult, Williams says:—“A messenger was . . . sent to the chief of the offender to demand an explanation, which was forthwith given, together with the fingers of four persons, to appease the angry chieftain.” On the occasion of a chief’s death, “orders were issued that one hundred fingers should be cut off; but only sixty were amputated, one woman losing her life in consequence.” Once more, a child’s hand “was covered with blood, which [II-56] flowed from the stump where, shortly before, his little finger had been cut off, as a token of affection for his deceased father.” This propitiation of the dead by offering fingers, or parts of them, occurs elsewhere. When, among the Charruas, the head of the family died, “the daughters, widow, and married sisters were obliged to have, each one joint from the finger cut off; and this was repeated for every relation of the like character who died: the primary amputation being from the little finger.” By the Mandans, the usual mode of expressing grief on the death of a relation “was to lose two joints of the little fingers, or sometimes the other fingers.” A like custom was found among the Dacotahs and various other American tribes. Sacrificed in this way to the ghost of the dead relative, or the dead chief, to express that subjection which would have pacified him while alive, the amputated finger becomes, in other cases, a sacrifice to the expanded ghost or god. During his initiation the Mandan warrior, “holding up the little finger of his left hand to the Great Spirit, he expresses to Him, in a speech of a few words, his willingness to give it as a sacrifice; when he lays it on the dried buffalo skull, where the other chops it off near the hand with a blow of the hatchet.” And the natives of Tonga cut off a portion of the little finger as a sacrifice to the gods, for the recovery of a superior sick relative.

Originally expressing submission to powerful beings alive and dead, this mutilation in some cases becomes, apparently, a mark of domestic subordination. The Australians have a custom of cutting off the last joint of the little finger of females; and a Hottentot “widow, who marries a second time, must have the top joint of a finger cut off, and loses another joint for the third, and so on for each time that she enters into wedlock.”

As showing the way in which these propitiatory mutilations of the hands are made so as to interfere least with usefulness, it may be noted that habitually they begin with [II-57] the last joint of the little finger, and affect the more important parts of the hand only if they recur. And where, by amputating the hand, there is repeated in full the original mutilation of slain enemies, it is where the usefulness of the subject persons not a consideration, but where the treatment of the external enemy is extended to the internal enemy—the criminal. The Hebrews made the loss of a hand a punishment for one kind of offence, as shown in Deuteronomy, xxv. 11, 12. In ancient Egypt, forgers and other falsifiers lost both hands. Of a Japanese political transgressor it is said—“His hands were ordered to be struck off, which in Japan is the very extremity of dishonour.” In mediæval Europe hands were cut off for various offences.

§ 359. Recent accounts from the East prove that some of the vanquished deprived of their noses by their conquerors, survive; and those who do so, remain identifiable thereafter as conquered men. Consequently, lack of a nose may become the mark of a slave; and in some cases it does this. Certain of the ancient Central Americans challenged neighbouring peoples when “they wanted slaves; if the other party did not accept of the challenge, they ravaged their country and cut off the noses of the slaves.” And, describing a war carried on during his captivity in Ashantee, Ramseyer says the Ashantees spared one prisoner, “whose head was shaved, nose and ears cut off, and himself made to carry the king’s drum.”

Along with loss of nose occurs, in the last case, loss of ears. This is similarly interpretable as having originated from trophy-taking, and having in some cases survived, if not as a mark of ordinary slavery, still, as a mark of that other slavery which is a punishment for crime. In ancient Mexico “he who told a lie to the particular prejudice of another had a part of his lip cut off, and sometimes his ears.” Among the Honduras people a thief had his goods [II-58] confiscated, “and, if the theft was very great, they cut off his ears and hands.” A law of an adjacent people, the Miztecs, directed the “cutting off of an adulterer’s ears, nose, or lips;” and by some of the Zapotecas, “women convicted of adultery had their ears and noses cut off.”

But though absence of ears seems more generally to have marked a criminal than a vanquished enemy who had survived the taking of his ears as trophies, we may suspect that originally it was a trait of an enslaved captive; and that by mitigation, it gave rise to the method of marking a slave that was used by the Hebrews, and still continues in the East with a modified meaning. In Exodus xxi. 5, 6, we read that if, after his six years’ service, a purchased slave does not wish to be free, his master shall “bring him to the door, or unto the door-post, and his master shall bore his ear through with an awl, and he shall serve him for ever.” Commenting on this ceremony Knobel says:—“In the modern East, the symbol of piercing the ears is mentioned as the mark of those who are dedicated. . . . It expresses the belonging to somebody.” And since where there grows up unqualified despotism, private slavery is joined with public slavery, and the accepted theory is that all subjects are the property of the ruler, we may suspect that there hence results in some cases the universality of this mutilation. “All the Burmese without exception have the custom of boring their ears. The day when the operation is performed is kept as a festival; for this custom holds, in their estimation, something of the rank that baptism has in ours.” As indirect evidence, I may add the curious fact that the Gond holds “his ears in his hands in token of submission.”

A related usage must be noted: the insertion of a ring in the nose. Commenting on this as exemplified by some women of Astrachan, Bell says—“I was told that it was the consequence of a religious dedication of these persons to the service of God.” Now read the following passage from Isaiah about Sennacherib:—“This is the word that [II-59] the Lord hath spoken concerning him. . . I will put my hook in thy nose, and my bridle in thy lips.” And then add the fact that in Assyrian sculptures are represented prisoners being led by cords attached to rings through their noses. Do we not see a kindred filiation—conquest, incidental marking of the captive, survival of the mark as distinguishing subject persons?

§ 360. Jaws can be taken only from those whose lives are taken. There are the teeth, however: some of these may be extracted as trophies without seriously decreasing the usefulness of the prisoner. Hence another form of mutilation.

We have seen that teeth of slain foes are worn in Ashantee and in South America. Now if teeth are taken as trophies from captives who are preserved as slaves, loss of them must become a mark of subjection. Of facts directly showing that a propitiatory ceremony hence arises I can name but one. Among mutilations undergone when a king or chief dies in the Sandwich Islands, Ellis names knocking out one of the front teeth: an alternative being cutting the ears. When we further read in Cook that the Sandwich Islanders knock out from one to four of the front teeth, showing that the whole population becomes marked by these repeated mutilations suffered to propitiate the ghosts of dead rulers—when we infer that in propitiation of a much-dreaded ruler deified after death, not only those who knew him may submit to this loss, but also their children subsequently born; we see how the practice, becoming established, may survive as a sacred custom when its meaning is lost. For concluding that the practice has this sacramental nature, there are the further reasons derived from the fixing of the age for the operation, and from the character of the operator. In New South Wales it is the Koradger men, or priests, who perform the ceremony; and of a semi-domesticated Australian, Haygarth writes that he [II-60] said one day, “with a look of importance, that he must go away for a few days, as he had grown up to man’s estate, and ‘it was high time that he should have his teeth knocked out.’ ” Various African races, as the Batoka, the Dor, similarly lose two or more of their front teeth; and habitually the loss of them is an obligatory rite. But the best evidence is furnished by the ancient Peruvians. A tradition among certain of them was that the conqueror Huayna Ccapac, finding them disobedient, “made a law that they and their descendants should have three of their front teeth pulled out in each jaw.” Another tradition, naturally derivable from the last, was that this extraction of teeth by fathers from their children was a “service very acceptable to their gods.” And then, as happens with other mutilations of which the meaning has dropped out of memory, the improvement of the appearance was in some parts the assigned motive.

§ 361. As the transition from eating conquered enemies to making slaves of them, mitigates trophy-taking so as to avoid causing death; and as the tendency is to modify the injury inflicted so that it shall in the least degree diminish the slave’s usefulness; and as, with the rise of a class born in slavery, the mark which the slave bears, no longer showing that he was taken in war, does not imply a victory achieved by his owner; there eventually remains no reason for a mark which involves serious mutilation. Hence it is inferable that mutilations of the least injurious kinds will become the commonest. Such, at any rate, seems a reasonable explanation of the fact that cutting off of hair is the most prevalent mutilation.

Already we have seen the probable origin of the custom in Fiji, where tributaries had to sacrifice their locks on approaching their great chiefs; and there is evidence that a kindred sacrifice was demanded of old in Britain. In the Arthurian legends, which, unhistoric as they may be, yield [II-61] good evidence respecting the manners of the times from which they descend, we read, “Then went Arthur to Caerleon; and thither came messengers from King Ryons, who said, ‘Eleven kings have done me homage, and with their beards I have trimmed a mantle. Send me now thy beard, for there lacks yet one to the finishing of my mantle.’ ”

Reasons exist for the belief that taking an enslaved captive’s hair, began with the smallest practicable divergence from taking the dead enemy’s scalp; for the part of the hair in some cases given in propitiation, and in other cases worn subject to a master’s ownership, answers in position to the scalp-lock. The tobe yielded up by the tributary Fijians was a kind of pigtail: the implication being that this could be demanded by, and therefore belonged to, the superior. Moreover, among the Kalmucks,

“When one pulls another by the pigtail, or actually tears it out, this is regarded as a punishable offence, because the pigtail is thought to belong to the chief, or to be a sign of subjection to him. If it is the short hair on the top of the head that has been subjected to such treatment, it does not constitute a punishable offence, because this is considered the man’s own hair and not that of the chief.”

And then I may add the statement of Williams, that the Tartar conquerors of China ordered the Chinese “to adopt the national Tartar mode of shaving the front of the head, and braiding the hair in a long queue, as a sign of submission.” Another fact presently to be given joins with these in suggesting that a vanquished man, not killed but kept as a slave, wore his scalp-lock on sufferance.

Be this as it may, however, the widely-prevalent custom of taking the hair of the conquered, either with or without part of the skin, has nearly everywhere resulted in the association between short hair and slavery. This association existed among both Greeks and Romans: “the slaves had their hair cut short as a mark of servitude.” We find it the same throughout America. “Socially the slave is despised, his hair is cut short,” says Bancroft of the [II-62] Nootkas; and “the privilege of wearing long hair was rigorously denied” to Carib slaves and captives. The slavery that punished criminality was similarly marked. In Nicaragua, “a chief had his hair cut off and became a slave to the person that had been robbed till he was satisfied.” Naturally, infliction of the slave-badge grew into a punishment. By the Central Americans a suspected adulterer “was stripped and his hair was cut.” One ancient Mexican penalty “was to have the hair cut at some public place.” And during mediæval times in Europe cutting of hair was a punishment. Of course, by contrast, long hair became a distinction. If among the Chibchas “the greatest affront that could be put on a man or a woman was to have their hair cropped,” the assimilation to slaves in appearance was the reason: the honourableness of long hair being an implication. “The Itzaex Indians,” says Fancourt, “wore their hair as long as it would grow; indeed, it is a most difficult thing to bring the Indians to cut their hair.” Long hair shows rank among the Tongans: none are permitted to wear it but the principal people. Similarly with the New Caledonians and various others of the uncivilized; and similarly with semi-civilized Orientals: “the Ottoman princes have their beard shaved off to show that they are dependent on the favour of the reigning emperor.” By the Greeks, “in manhood, . . . hair was worn longer,” and “a certain political significancy was attached to the hair.” In Northern Europe, too, “among the Franks . . . the serfs wore the hair less long and less carefully dressed than freemen,” and the freemen less long than the nobles. “The hair of the Frank kings is sacred. . . . It is for them a mark and honourable prerogative of the royal race.” Clothair and Childebert, wishing to divide their brother’s kingdom, consulted respecting their nephews, “whether to cut off their hair so as to reduce them to the rank of subjects, or to kill them.” I may add the extreme case of the Japanese Mikado. [II-63] “Neither his hair, beard, nor nails are ever [avowedly] cut, so that his sacred person may not be mutilated:” such cutting as occurs being done while he is supposed to sleep.

A parallel marking of divine rank may be noted in passing. Length of hair being significant of terrestrial dignity becomes significant, too, of celestial dignity. The gods of various peoples, and especially the great gods, are distinguished by their flowing beards and long locks.

Domestic subordination also, in many cases goes along with short hair. Under low social conditions, females commonly bear this badge of slavery. In Samoa the women wear the hair short while the men wear it long; and among other Malayo-Polynesians, as the Tahitians and New Zealanders, the like contrast occurs. Similarly with the Negrito races. “In New Caledonia the chiefs and influential men wear their hair long. . . . The women all crop theirs close to the very ears.” Cropped heads in like manner distinguish the women of Tanna, of Lifu, of Vate, and those of Tasmania. A kindred mode of signifying filial subjection has existed. Sacrifice of hair once formed part of the ceremony of adoption in Europe. “Charles Martel sent Pepin, his son, to Luithprand, king of the Lombards, that he might cut his first locks, and by this ceremony hold for the future the place of his father;” and Clovis, to make peace with Alaric, proposed to become his adopted son, by offering his beard to be cut by him.

This mutilation simultaneously came to imply subjection to dead persons. How yielding up hair to the dead is originally akin to yielding up a trophy, is well shown by the Dacotahs. “The men shave the hair off their heads, except a small tuft on the top [the scalp-lock], which they suffer to grow and wear in plaits over the shoulders: the loss of it is the usual sacrifice at the death of near relations.” That is, they go as near as may be to surrendering their scalps to the dead. The meaning is again seen in the account given of the Caribs. “As their hair thus constituted their [II-64] chief pride, it was an unequivocal proof of the sincerity of their sorrow, when, on the death of a relation or friend, they cut it short like their slaves and captives.” Everywhere the uncivilized have kindred forms. Nor was it otherwise with the ancient historic races. By the Hebrews making “baldness upon their heads” was practised as a funeral rite, as was also shaving off “the corner of their beard.” Among Greeks and Romans, “the hair was cut close in mourning.” In Greece the meaning of this mutilation was recognized. Potter remarks,—“we find Electra in Euripides finding fault with Helena for sparing her locks, and thereby defrauding the dead;” and he cites the statement that this sacrifice of hair (sometimes laid upon the grave) was “partly to render the ghost of the deceased person propitious.” A significant addition must be made. “For a recent death, the mourner’s head was shaved; for an offering to the long dead, a single lock was cut off.”

Naturally if, from propitiation of the dead, some of whom become deities, there grows up religious propitiation, the offering of hair may be expected to re-appear as a religious ceremony; and we find that it does so. Already, in the just-named fact that besides the hair sacrificed at a Greek funeral, smaller sacrifices of hair were made afterwards, we see the rise of that recurring propitiation characterizing worship of a deity. And when we further read that among the Greeks “on the death of any very popular personage, as a general, it sometimes happened that all the army cut off their hair,” we are shown a step towards that propitiation by unrelated members of the community at large, which, when it becomes established, is a trait of religious worship. Hence certain Greek ceremonies. “The cutting off of the hair, which was always done when a boy became an ἔϕηβος, was a solemn act, atttended with religious ceremonies . . . and the hair after being cut off was dedicated to some deity, usually a river-god.” So, too, at the first shaving among the Romans: “the hair cut off on [II-65] such occasions was consecrated to some god.” Sacrifice of hair was an act of worship with the Hebrews also. We are told of “fourscore men, having their beards shaven, and their clothes rent, and having cut themselves, with offerings and incense in their hand, to bring them to the house of the Lord;” and Krehl gives sundry kindred facts concerning the Arabians. Curious modifications of the practice occurred in ancient Peru. Small sacrifices of hair were continual. “Another offering,” writes d’Acosta, is “pulling out the eye-lashes or eye-brows and presenting them to the sun, the hills, the combles, the winds, or whatever they are in fear of.” “On entering the temples, or when they were already within them, they put their hands to their eyebrows as if they would pull out the hairs, and then made a motion as if they were blowing them towards the idol;” a good instance of the abridgment which ceremonies habitually undergo.

One further development remains. This kind of sacrifice becomes in some cases a social propitiation. Wreaths of their own hair plaited, were bestowed upon others as marks of consideration by the Tahitians. In France in the fifth and sixth centuries, it was usual to pluck out a few hairs from the beard on approaching a superior, and present them; and this usage was occasionally adopted as a mark of condescension by a ruler, as when Clovis, gratified by the visit of the Bishop of Toulouse, gave him a hair from his beard, and was imitated in so doing by his followers. Afterwards the usage had its meaning obscured by abridgment. In the times of chivalry one mode of showing respect was to tug at the moustache.

§ 362. Already, when treating of trophies, and when finding that those of the phallic class, major and minor, had the same meanings as the rest, the way was opened to explain the mutilations next to be dealt with. We have seen that when the vanquished were not killed but enslaved, [II-66] it became imperative that the taking of trophies from them should neither endanger life nor be highly injurious; and that hence instead of jaws, teeth were taken; instead of hands, fingers; instead of scalps, hair. Similarly in this case, the fatal or dangerous mutilation disappearing, left only such allied mutilation as did not seriously or at all decrease the value of the enemy as a servant.

That castration was initiated by trophy-taking I find no direct proof; but there is direct proof that prisoners are sometimes treated in a way which trophy-taking of the implied kind would entail. The ancient Persians used to castrate the young men and boys of their vanquished enemies. Of Theobald, Marquis of Spoleto, we read in Gibbon that “his captives . . . were castrated without mercy.” For thinking that there was once an enforced sacrifice of the nature indicated, made to a conqueror, there is the further reason that we find a parallel sacrifice made to a deity. At the annual festivals of the Phrygian goddess Amma [Agdistis], “it was the custom for young men to make themselves eunuchs with a sharp shell, crying out at the same time, ‘Take this, Agdistis.’ ” There was a like practice among the Phœnicians; and Brinton names a severe self-mutilation of the ancient Mexican priests, which seems to have included this. Coming in the way shown to imply subordination, this usage, like many ceremonial usages, has in some cases survived where its meaning is lost. The Hottentots enforce semi-castration at about eight or nine years of age; and a kindred custom exists among the Australians.

Naturally, of this class of mutilations, the less serious is the more prevalent. Circumcision occurs among unallied races in all parts of the world—among the Malayo-Polynesians in Tahiti, in Tonga, in Madagascar; among the Negritos of New Caledonia and Fiji; among African peoples, both of the coast and the interior, from northern Abyssinia to southern Kaffir-land; in America, among some [II-67] Mexican peoples, the Yucatanese, and the people of San Salvador; and we meet with it again in Australia. Even apart from the fact that their monuments show the Egyptians practiced it from early times, and even apart from the evidence that it prevailed among Arab peoples at large, these proofs that circumcision is not limited to region or race, sufficiently dispose of the current theological interpretation. They sufficiently dispose, too, of another interpretation not uncommonly given; for a general survey of the facts shows us that while the usage does not prevail among the most cleanly races in the world, it is common among the most uncleanly races. Contrariwise, the facts taken in the mass are congruous with the general theory thus far verified.

It was shown that among the Abyssinians the trophy taken by circumcision from an enemy’s dead body, is presented by each warrior to his chief; and that all such trophies taken after a battle are eventually presented to the king. If the vanquished enemies instead of being killed are made slaves; and if the warriors who have vanquished them continue to present the usual proofs of their prowess; there must arise the circumcision of living captives, who thereby become marked as subjugated persons. A further result is obvious. As the chief and the king are propitiated by bringing them these trophies taken from their foes; and as the primitive belief is that a dead man’s ghost is pleased by whatever pleased the man when alive; there will naturally follow a presentation of such trophies to the ghost of the departed ruler. And then in a highly militant society governed by a divinely-descended despot, who requires all his subjects to bear this badge of servitude, and who, dying, has his dreaded ghost anxiously propitiated; we may expect that the presentation to the king of these trophies taken from enslaved enemies, will develop into the offering to the god of like trophies taken from each generation of male citizens in acknowledgment [II-68] of their slavery to him. Hence, when Movers says that among the Phœnicians circumcision was “a sign of consecration to Saturn,” and when proof is given that of old the people of San Salvador circumcised “in the Jewish manner, offering the blood to an idol,” we are shown just the result to be anticipated as eventually arising.

That this interpretation applies to the custom as made known in the Bible, is clear. We have already seen that the ancient Hebrews, like the modern Abyssinians, practised the form of trophy-taking which necessitates this mutilation of the dead enemy; and as in the one case, so in the other, it follows that the vanquished enemy not slain but made prisoner, will by this mutilation be marked as a subject person. That circumcision was among the Hebrews the stamp of subjection, all the evidence proves. On learning that among existing Bedouins, the only conception of God is that of a powerful living ruler, the sealing by circumcision of the covenant between God and Abraham becomes a comprehensible ceremony. There is furnished an explanation of the fact that in consideration of a territory to be received, this mutilation, undergone by Abraham, implied that “the Lord” was “to be a god unto” him; as also of the fact that the mark was to be borne not by him and his descendants only, as favoured individuals, but also by slaves not of his blood. And on remembering that by primitive peoples the returning double of the dead potentate is believed to be indistinguishable from the living potentate, we get an interpretation of the strange tradition concerning God’s anger with Moses for not circumcising his son:—“And it came to pass by the way in the inn, that the Lord met Moses, and sought to kill him. Then Zipporah took a sharp stone, and cut off the foreskin of her son, and cast it at his feet.” There are further proofs that circumcision among the Jews was a mark of subordination to Jahveh. Under the foreign ruler Antiochus, who brought in foreign gods, circumcision was forbidden; and those who, persevering [II-69] in it, refused obedience to these foreign gods, were slain. On the other hand, Mattathias and his friends, rebelling against foreign rule and worship, are said to have gone “round about, and pulled down the altars: and what children soever they found within the coast of Israel uncircumcised, those they circumcised valiantly.” Moreover Hyrcanus, having subdued the Idumeans, made them submit to circumcision; and Aristobulus similarly imposed the mark on the conquered people of Iturea.

Quite congruous are certain converse facts. Tooitonga (the great divine chief of Tonga) is not circumcised, as all the other men are; being unsubordinated, he does not bear the badge of subordination. And with this I may join a case in which whole tribes belonging to a race ordinarily practising circumcision, are uncircumcised where they are unsubordinated. Naming some wild Berbers in Morocco as thus distinguished, Rohlfs says, “these uncircumcised tribes inhabit the Rif mountains. . . . All the Rif mountaineers eat wild boar, in spite of the Koran law.”

§ 363. Besides mutilations entailing some loss of flesh, bone, skin, or hair, there are mutilations which do not imply a deduction; at least—not a permanent one. Of these we may take first, one which sacrifices a liquid part of the body though not a solid part.

Bleeding as a mutilation has an origin akin to the origins of other mutilations. Did we not find that some uncivilized tribes, as the Samoyedes, drink the warm blood of animals—did we not find among existing cannibals, such as the Fijians, proofs that savages drink the blood of still-living human victims; it would seem incredible that from taking the blood of a vanquished enemy was derived the ceremony of offering blood to a ghost and to a god. But when to accounts of horrors like these we join accounts of kindred ones which savages commit, such as that among the Amaponda Kaffirs “it is usual for the ruling chief, on [II-70] his accession to the government, to be washed in the blood of a near relative, generally a brother, who is put to death on the occasion;” and when we infer that before civilization arose the sanguinary tastes and usages now exceptional were probably general; we may suspect that from the drinking of blood by conquering cannibals there arose some kinds of blood-offerings—at any rate, offerings of blood taken from immolated victims. Possibly some offerings of blood from the bodies of living persons are to be thus accounted for. But those which are not, are explicable as arising from the practice of establishing a sacred bond between living persons by partaking of each other’s blood: the derived conception being that those who give some of their blood to the ghost of a man just dead and lingering near, effect with it a union which on the one side implies submission, and on the other side friendliness.

On this hypothesis we have a reason for the prevalence of self-bleeding as a funeral rite, not among existing savages only, but among ancient and partially-civilized peoples—the Jews, the Greeks, the Huns, the Turks. We are shown how there arise kindred rites as permanent propitiations of those more dreaded ghosts which become gods—such offerings of blood, now from their own bodies and now from their infants’ bodies, as those which the Mexicans gave their idols; such offerings as were implied by the self-gashings of the priests of Baal; and such as were sometimes made even in propitiating Jahveh, as by the fourscore men who came from Shechem, Shiloh, and Samaria. Moreover, the instances of blood-letting as a complimentary act in social intercourse, become explicable. During a Samoan marriage ceremony the friends of the bride, to testify their respect, “took up stones and beat themselves until their heads were bruised and bleeding.” “When the Indians of Potonchan (Central America) receive new friends . . . as a proof of friendship, they, in the sight of the friend, draw some blood . . . from the [II-71] tongue, hand, or arm, or from some other part.” And Mr. W. Foster, Agent General for New South Wales, writes to me that he has seen an Australian mother on meeting her son after an interval of six months, gash her face with a pointed stick “until the blood streamed.”

§ 364. Cuts leave scars. If the blood-offerings which entail them are made by relatives to the departed spirit of an ordinary person, these scars are not likely to have any permanent significance; but if they are made in propitiation of a deceased chief, not by his relatives alone but by unrelated members of the tribe who stood in awe of him and fear his ghost, then, like other mutilations, they become signs of subjection. The Huns who “at the burial of Attila, cut their faces with hollow wounds,” in common with the Turks who did the like at royal funerals, thus inflicted on themselves marks which thereafter distinguished them as servants of their respective rulers. So, too, did the Lacedæmonians who, “when their king died, had a barbarous custom of meeting in vast numbers, where men, women, and slaves, all mixed together, tore the flesh from their foreheads with pins and needles . . . to gratify the ghosts of the dead.” Such customs are likely sometimes to have further results. With the apotheosis of a notable king whose conquests gave him the character of founder of the nation, marks of this kind, borne not by his contemporary followers only but imposed by them on their children, may become national marks.

That the scars caused by blood-lettings at funerals are recognized as binding to the dead those who bear them, and do develop in the way alleged, we have good evidence. The command in Leviticus, “ye shall not make any cuttings in your flesh for the dead, nor print any marks upon you,” shows us the usage in that stage at which the scar left by sacrifice of blood is still a sign partly of family subordination and partly of other subordination. And Scandinavian traditions [II-72] show us a stage at which the scar betokens allegiance either to an unspecified supernatural being, or to a deceased ruler who has become a god. Odin, “when he was near his death, made himself be marked with the point of a spear;” and Niort “before he died made himself be marked for Odin with the spear-point.”

It is probable that scars on the surface of the body, thus coming to express loyalty to a deceased father, or a deceased ruler, or a god derived from him, initiate among other disfigurements those we class as tattooing. Lacerations, and the traces they leave, are certain to take different forms in different places. The Andaman Islanders “tattoo by incising the skin . . . without inserting colouring matter, the cicatrix being whiter than the sound skin.” Some natives of Australia have ridges raised on this or that part of the body; while others brand themselves. In Tanna the people make elevated scars on their arms and chests. And Burton, in his Abeokuta, says—“the skin patterns were of every variety, from the diminutive prick to the great gash and the large boil-like lumps . . . In this country every tribe, sub-tribe, and even family, has its blazon, whose infinite diversifications may be compared with the lines and ordinaries of European heraldry.” Naturally, among the various skin-mutilations originating in the way alleged, many will, under the promptings of vanity, take on a character more or less ornamental; and the use of them for decoration will often survive when their meaning has been lost.

Hypothesis apart, we have proof that these marks are in many cases tribal marks; as they would of course become if they were originally made when men bound themselves by blood to the dead founder of the tribe. Among the Cuebas of Central America, “if the son of a chief declined to use the distinctive badge of his house, he could, when he became chief, choose any new device he might fancy;” but “a son who did not adopt his father’s totem was always [II-73] hateful to him.” And if refusal to adopt the family-mark where it is painted on the body, is thus regarded as a kind of disloyalty, equally will it be so when the mark is one that has arisen from modified lacerations; and such refusal will be tantamount to rebellion where the mark signifies descent from, and submission to, some great father of the race. Hence such facts as the following:—“All these Indians” says Cieza of the ancient Peruvians, “wear certain marks by which they are known, and which were used by “their ancestors.” “Both sexes of the Sandwich Islanders have a particular mark (tattooed) which seems to indicate the district in which, or the chief under whom, they lived.” [*]

That a special form of tattooing becomes a tribal mark in the way suggested, we have, indeed, some direct evidence. Among the Sandwich Islanders, funeral rites at the death of a chief, such as knocking out teeth, cutting the ears, &c., one is tattooing a spot on the tongue. Here we see this mutilation becoming a sign of allegiance to a ruler who has died; and then, when the deceased ruler, unusually distinguished, is apotheosized, the tattoo mark becomes the sign of obedience to him as a deity. “With several Eastern nations,” says Grimm, “it was a custom to mark oneself by a burnt or incised sign as adherent to a certain worship.” It was thus with the Hebrews. Remembering that they were forbidden to mark themselves for the dead, we shall see the meaning of the passage in Deuteronomy—“They have corrupted themselves, the spot is not the spot of his children: they are a perverse and crooked generation.” And that such contrasted spots were understood in [II-74] later times to imply the service of different deities, is suggested by passages in Revelations, where an angel is described as ordering delay “till we have sealed the servants of our God in their foreheads,” and where “an hundred and forty and four thousand, having his Father’s name written in their foreheads,” are described as standing on Mount Sion while an angel proclaims that, “If any man worship the beast and his image, and receive his mark in his forehead, or in his hand, the same shall drink of the wine of the wrath of God.” Even now “this practice of marking religious tokens upon the hands and arms is almost universal among the Arabs, of all sects and classes.” Moreover “Christians in some parts of the East, and European sailors, were long in the habit of marking, by means of punctures and a black dye, their arms and other members of the body with the sign of the crucifix, or the image of the Virgin; the Mahommedans mark them with the name of Allah.” So that among advanced races, these skin-mutilations still have meanings like those given to them in ancient Mexico, where, when a child was dedicated to Quetzalcohuatl “the priest made a slight cut with a knife on its breast, as a sign that it belonged to the cult and service of the god,” and like those now given to them in parts of Angola, where a child as soon as born is tattooed on the belly, in order thereby to dedicate it to a certain fetich.

A significant group of evidences remains. We have seen that where cropped hair implies servitude, long hair becomes an honourable distinction; and that, occasionally, in opposition to circumcision as associated with subjection, there is absence of it along with the highest power. Here we have a parallel antithesis. The great divine chief of the Tongans is unlike all other men in Tonga, not only as being uncircumcised, but also as being untattooed. Elsewhere whole classes are thus distinguished. Not, however, that such distinctions are at all regular: we here meet with anomalies. Though in some places showing social inferiority, [II-75] tattooing in other places is a trait of the superior. But the occurrence of anomalies is not surprising. During the perpetual overrunnings of race by race, it must sometimes have happened that an untattooed race having been conquered by one which practised tattooing, the presence of these markings became associated with social supremacy.

A further cause exists for this conflict of meanings. There remains to be named a species of skin-mutilation having another origin and different implication.

§ 365. Besides scars resulting from lacerations made in propitiating dead relatives, dead chiefs, and deities, there are scars resulting from wounds received in battle. All the world over, these are held in honour and displayed with pride. The sentiment associated with them among ourselves in past times, is indicated in Shakespeare by sundry references to “such as boasting shew their scars.” Lafeu says—“a scar nobly got, or a noble scar, is a good livery of honour;” and Henry V. foretells of an old soldier that ‘then will he strip his sleeve and shew his scars.”

Animated as are savages in still higher degrees than civilized by the feelings thus indicated, what may be expected to result? Will not anxiety to get honour sometimes lead to the making of scars artificially? We have evidence that it does. A Bechuana priest makes a long cut in the skin from the thigh to the knee of each warrior who has slain a man in battle. The Bachapin Kaffirs have a kindred usage. Among the Damaras, “for every wild animal that a young man destroys, his father makes four small incisions on the front of the son’s body as marks of honour and distinction.” And then Tuckey, speaking of certain Congo people who make scars, says that this is “principally done with the idea of rendering themselves agreeable to the women:” a motive which is intelligible if such scars originally passed for scars got in war, and implying bravery. Again, we read that “the Itzaex Indians [in [II-76] Yucatan] have handsome faces, though some of them were marked with lines as a sign of courage.” Facts furnished by other American tribes, suggest that the infliction of torture on reaching maturity, originated from the habit of making scars artificially in imitation of scars bequeathed by battle. If self-injury to avoid service in war has been not infrequent among the cowardly, we may infer that among the courageous who had received no wounds, self-injury might be not infrequent, where there was gained by it that character desired above everything. The reputation achieved might make the practice, at first secret and exceptional, gradually more common and at length general; until, finally, public opinion, vented against those who did not follow it, made the usage peremptory. And on reading that among the Abipones, “boys of seven years old pierce their little arms in imitation of their parents, and display plenty of wounds,” we are shown the rise of a feeling, and a consequent practice, which, growing, may end in a system of initiatory tortures at manhood. Though when the scars, being borne by all, are no longer distinctive, discipline in endurance comes to be the reason given for inflicting them, this cannot have been the original reason. Primitive men, improvident in all ways, never devised and instituted a usage with a view to a foreseen distant benefit: they do not make laws, they fall into customs.

Here, then, we find an additional reason why markings on the skin, though generally badges of subordination, become in some cases honourable distinctions and occasionally signs of rank.

§ 366. Something must be added concerning a secondary motive for mutilating prisoners and slaves, parallel to, or sequent upon, a secondary motive for taking trophies.

In the last chapter we inferred that, prompted by his belief that the spirit pervades the corpse, the savage preserves relics of dead enemies partly in the expectation that [II-77] he will be enabled thereby to coerce their ghosts—if not himself, still by the help of the medicine-man. He has a parallel reason for preserving a part cut from one whom he has enslaved: both he and the slave think that he so obtains a power to inflict injury. Remembering that the sorcerer’s first step is to procure some hair or nail-parings of his victim, or else some piece of his dress pervaded by that odour which is identified with his spirit; it appears to be a necessary corollary that the master who keeps by him a slave’s tooth, a joint from his little finger, or even a lock of his hair, thereby retains a power of delivering him over to the sorcerer, who may bring on him one or other fearful evil—torture by demons, disease, death.

The subjugated man is consequently made obedient by a dread akin to that which Caliban expresses of Prospero’s magically-inflicted torments.

§ 367. The evidence that mutilation of the living has been a sequence of trophy-taking from the slain, is thus abundant and varied. Taking the trophy implies victory carried to the death; and the derived practice of cutting off a part from a prisoner implies subjugation of him. Eventually the voluntary surrender of such a part expresses submission; and becomes a propitiatory ceremony because it does this.

Hands are cut off from dead enemies; and, answering to this, besides some identical mutilations of criminals, we have the cutting off of fingers or portions of fingers, to pacify living chiefs, deceased persons, and gods. Noses are among the trophies taken from slain foes; and we have loss of noses inflicted on captives, on slaves, on transgressors of certain kinds. Ears are brought back from the battle-field; and occasionally they are cut off from prisoners, felons, or slaves; while there are peoples among whom pierced ears mark the servant or the subject. Jaws and teeth, too, are trophies; and teeth, in some cases knocked out in [II-78] propitiation of a dead chief, are, in various other cases, knocked out by a priest as a quasi-religious ceremony. Scalps are taken from killed enemies, and sometimes their hair is used to decorate a victor’s dress; and then come various sequences. Here the enslaved have their heads cropped; here scalp-locks are worn subject to a chief’s ownership, and occasionally demanded in sign of submission; while, elsewhere, men sacrifice their beards to their rulers: unshorn hair being thus rendered a mark of rank. Among numerous peoples, hair is sacrificed to propitiate the ghosts of relatives; whole tribes cut it off on the deaths of their chiefs or kings; and it is yielded up to express subjection to deities. Occasionally it is offered to a living superior in token of respect; and this complimentary offering is extended to others. Similarly with genital mutilations: there is a like taking of certain parts from slain enemies and from living prisoners; and there is a presentation of them to kings and to gods. Self-bleeding, initiated partly, perhaps, by cannibalism, but more extensively by the mutual giving of blood in pledge of loyalty, enters into several ceremonies expressing subordination: we find it occurring in propitiation of ghosts and of gods, and occasionally as a compliment to living persons. Naturally it is the same with the resulting marks. Originally indefinite in form and place but rendered definite by custom, and at length often decorative, these healed wounds, at first entailed only on relatives of deceased persons, then on all of the followers of a man much feared while alive, so become marks expressive of subjection to a dead ruler, and eventually to a god: growing thus into tribal and national marks.

If, as we have seen, trophy-taking as a sequence of conquest enters as a factor into those governmental restraints which conquest initiates, it is to be inferred that the mutilations originated by trophy-taking will do the like. The evidence justifies this inference. Beginning as marks of [II-79] personal slavery and becoming marks of political and religious subordination, they play a part like that of oaths of fealty and pious self-dedications. Moreover, being acknowledgments of submission to a ruler, visible or invisible, they enforce authority by making conspicuous the extent of his sway. And where they signify class-subjection, as well as where they show the subjugation of criminals, they further strengthen the regulative agency.

If mutilations originate as alleged, some connexion must exist between the extent to which they are carried and the social type. On grouping the facts as presented by fifty-two peoples, the connexion emerges with as much clearness as can be expected. In the first place, since mutilation originates with conquest and resulting aggregation, it is inferable that simple societies, however savage, will be less characterized by it than the larger savage societies compounded out of such, and less than even semi-civilized societies. This proves to be true. Of peoples who form simple societies that practice mutilation either not at all or in slight forms, I find eleven—Fuegians, Veddahs, Andamanese, Dyaks, Todas, Gonds, Santals, Bodo and Dhimals, Mishmis, Kamstchadales, Snake Indians; and these are characterized throughout either by absence of chieftainship, or by chieftainship of an unsettled kind. Meanwhile, of peoples who mutilate little or not at all, I find but two in the class of uncivilized compound societies; of which one, the Kirghiz, is characterized by a wandering life that makes subordination difficult; and the other, the Iroquois, had a republican form of government. Of societies practising mutilations that are moderate, the simple bear a decreased ratio to the compound: of the one class there are ten—Tasmanians, Tannese, New Guinea people, Karens, Nagas, Ostyaks, Esquimaux, Chinooks, Comanches, Chippewayans; while of the other class there are five—New Zealanders, East Africans, Khonds, Kukis, Kalmucks. And of these it is to be remarked, that in the one class the [II-80] simple headship, and in the other class the compound headship, is unstable. On coming to the societies distinguished by severer mutilations, we find these relations reversed. Among the simple I can name but three—the New Caledonians (among whom, however, the severer mutilation is not general), the Bushmen (who are believed to have lapsed from a higher social state), and the Australians (who have, I believe, similarly lapsed); while, among the compound, twenty-one may be named—Fijians, Sandwich Islanders, Tahitians, Tongans, Samoans, Javans, Sumatrans, Malagasy, Hottentots, Damaras, Bechuanas, Kaffirs, Congo people, Coast Negroes, Inland Negroes, Dahomans, Ashantees, Fulahs, Abyssinians, Arabs, Dacotahs. In the second place, social consolidation being habitually effected by conquest, and compound and doubly-compound societies being therefore, during early stages, militant in their activities and types of structure, it follows that the connexion of the custom of mutilation with the size of the society is indirect, while that with its type is direct. And this the facts show us. If we put side by side those societies which are most unlike in respect of the practice of mutilation, we find them to be those which are most unlike as being wholly unmilitant in organization, and wholly militant in organization. At the one extreme we have the Veddas, Todas, Bodo and Dhimals; while, at the other extreme, we have the Fijians, Abyssinians, and ancient Mexicans.

Derived from trophy-taking, and developing with the development of the militant type, mutilations must, by implication, decrease as fast as the societies consolidated by militancy become less militant, and must disappear as the industrial type of structure evolves. That they do so, European history at large may be assigned in proof. And it is significant that in our own society, now predominantly industrial, such slight mutilations as continue are connected with that regulative part of the organization which militancy has bequeathed: there survive only the now-meaningless [II-81] tattooings of sailors, the branding of deserters (until recently), and the cropping of the heads of felons.

NOTE TO CHAPTER III.

At the Royal Institution, in April, 1882, Dr. E. B. Tylor delivered a lecture on “The Study of Customs” (afterwards published in Macmillan’s Magazine for May, 1882), which was primarily an attack on this work.

One of the objections he made concerns the interpretation of scars and tatooings as having originated in offerings of blood to the dead; and as becoming, by consequence, marks of subordination to them, and afterwards of other subordination. He says:—

“Now the question here is not to determine whether all this is imaginable or possible, but what the evidence is of its having actually happened. The Levitical law is quoted, ‘Ye shall not make any cuttings in your flesh for the dead, nor print any marks upon you.’ This Mr. Spencer takes as good evidence that the cutting of the flesh at the funeral develops into a mark of subjection.”

But Dr. Tylor ignores the fact that I have referred to the Huns, the Turks, the Lacedæmonians, as following customs such as Leviticus interdicts (besides eight cases of like lacerations, leaving marks, in § 89). Nor does he hint that there are uncited cases of like meaning: instance the ancient Scythians, among whom, according to Herodotus (iv. 71), each man in presence of a king’s corpse, “makes a cut all round his arm, lacerates his forehead and his nose, and thrusts an arrow through his left hand;” or instance some modern Australians, who, says Grey, on the authority of Bussel, “placed the corpse beside the grave and gashed their thighs, and at the flowing of the blood they all said—‘I have brought blood’ ” (p. 332). Not only does Dr. Tylor lead readers to suppose that the evidence I have taken from Leviticus is unsupported by like evidence elsewhere derived, but he passes over the fact that this form of bodily mutilation is associated by me with other forms, similarly originating and having similar sequences. He omits to say that I have named four peoples among whom amputated fingers are offered in propitiation of the dead; two among whom they are given in propitiation of a god; and one—the ferocious Fijians—among whom living persons also are propitiated by sacrificed fingers; and that I have joined this last with the usage of the Canaanites, among whom amputated thumbs and toes marked conquered men, and hence became signs of subordination. He did not tell his hearers that, as mutilations entailed by trophy-taking, I have named the losses of hands, feet, parts of the ears and nose, and parts of the genital organs; and have shown that habitually, the resulting marks have come to signify subjection to powerful persons, living or dead. Concerning all this direct and indirect support of my inference he is silent; and he thus produces the suppression that it is almost baseless. Moreover, in contesting the conclusion that tatooing was derived from lacerations at funerals, he leaves it to be supposed that this is a mere guess: saying nothing of my quotation from Burton to the effect that these skin-mutilations [II-82] show all gradations from large gashes to diminutive pricks, and saying nothing of the instances I have given in which a tatoo-mark signifies subjection to a ruler, human or divine. And then, after asserting that of “cogent proof there is simply none,” he inadvertently furnishes a proof of considerable cogency—the fact that by lines of tatooing joined to it, the D branded on deserters was often changed by them into the handle of a sword: a decorative skin-mark was derived from a skin mark that was not decorative.

My inference that the cropping of the hair of felons is a survival, is supported by more evidence than that given in the text. Dr. Tylor, however, prefers to regard it as an entirely modern regulation to insure cleanliness: ignoring the truth, illustrated by himself, that usages often survive after their original purpose has been forgotten, and are then misinterpreted.

The remaining three errors alleged (which are all incidental, and, if substantiated, would leave the main propositions unshaken) concern chapters that follow. One only of them is, I think, established. Good reason is given for dissenting from my interpretation of the colours used in different countries for mourning (an interpretation not embodied in the argument of Chapter VI, but merely appended as a note, which, in this edition, I have changed). The other two, concerning the wearing of two swords by upper-class Japanese, and the origin of shaking hands, I leave standing as they did; partly because I see further reasons for thinking them true, and partly because Dr. Tylor’s explanations fail to account for the origin of the one as a mark of rank, and of the other as a mark of friendship.

Dr. Tylor’s avowed purpose is to show that my method “vitiates the whole argument:” having previously asserted that my method is to extract “from laws of nature the reasons how and why men do all things.” It is amusing to place by the side of this the assertion of The Times’ reviewer (March 11th, 1880), who says that my method is “to state the facts as simply as possible, with just a word or two on their mutual bearings and their place in his [my] ‘system;’ ” and who hints that I have not sufficiently connected the facts with “principles”! The one says I proceed exclusively by deduction; the other says that I proceed almost exclusively by induction! But the reader needs not depend on authority: the evidence is before him. In it he will, I think, fail to recognize the truth of Dr. Tylor’s statement; and, having thus tested one of his statements, will see that others of his statements are not to be taken as valid simply because I do not occupy time and space in contesting them.

 


 

[II-83]

CHAPTER IV.

PRESENTS.

§ 368. Travellers, coming in contact with strange peoples, habitually propitiate them by gifts. Two results are achieved. Gratification caused by the worth of the thing given, tends to beget a friendly mood in the person approached; and there is a tacit expression of the donor’s desire to please, which has a like effect. It is from the last of these that gift-making as a ceremony proceeds.

The alliance between mutilations and presents—between offering a part of the body and offering something else—is well shown by a statement respecting the ancient Peruvians; which also shows how present-making becomes a propitiatory act, apart from the value of the thing presented. Describing people who carry burdens over the high passes, Garcilasso says they unload themselves on the top, and then severally say to the god Pachacamac,—

“ ‘I give thanks that this has been carried,’ and in making an offering they pulled a hair out of their eyebrows, or took the herb called cuca from their mouths, as a gift of the most precious things they had. Or if there was nothing better, they offered a small stick or piece of straw, or even a piece of stone or earth. There were great heaps of these offerings at the summits of passes over the mountains.”

Though, coming in this unfamiliar form, these offerings of parts of themselves, or of things they prized, or of worthless things, seems strange, they will seem less strange on remembering that at the foot of a wayside crucifix in France, may [II-84] any day be seen a heap of small crosses, severally made of two bits of lath nailed together. Intrinsically of no more value than these straws, sticks, and stones the Peruvians offered, they similarly force on our attention the truth that the act of presentation passes into a ceremony expressing the wish to conciliate. How natural is this substitution of a nominal giving for a real giving, where a real giving is impracticable, we are shown even by intelligent animals. A retriever, accustomed to please his master by fetching killed birds, &c., will fall into the habit at other times of fetching things to show his desire to please. On first seeing in the morning some one he is friendly with, he will add to his demonstratioins of joy, the seeking and bringing in his mouth a dead leaf, a twig, or any small available object lying near. And, while serving to show the natural genesis of this propitiatory ceremony, his behaviour serves also to show how deep down there begins the process of symbolization; and how, at the outset, the symbolic act is as near a repetition of the act symbolized as circumstances allow.

Prepared as we thus are to trace the development of gift-making into a ceremony, let us now observe its several varieties, and the social arrangements eventually derived from them.

§ 369. In headless tribes, and in tribes of which the headship is unsettled, and in tribes of which the headship though settled is feeble, making presents does not become an established usage. Australians, Tasmanians, Fuegians are instances; and on reading through accounts of wild American races that are little organized, like the Esquimaux, Chinooks, Snakes, Comanches, Chippewas, or are organized in a democratic manner, like the Iroquois and the Creeks, we find, along with absence of strong personal rule, scarcely any mention of gift-making as a political observance.

In apt contrast come accounts of usages among those [II-85] American races which in past times reached, under despotic governments, considerable degrees of civilization. Torquemada writes that in Mexico, “when any one goes to salute the lord or king, he takes with him flowers and gifts.” Of the Chibchas we read that “when they brought a present in order to negotiate or speak with the cazique (for no one went to visit him without bringing a gift), they entered with the head and body bent downwards.” Among the Yucatanese, “when there was hunting or fishing or salt-carrying, they always gave a part to the lord.” Peoples of other types, as the Malayo-Polynesians, living in kindred stages of social progress under the undisputed sway of chiefs, exemplify this same custom. Speaking of things bartered to the Tahitian populace for food, native cloth, &c., Forster says—“However, we found that after some time all this acquired wealth flowed as presents, or voluntary acknowledgments, into the treasure of the various chiefs.” In Fiji, again, “whoever asks a favour of a chief, or seeks civil intercourse with him, is expected to bring a present.”

These last cases show us how making presents passes from a voluntary propitiation into a compulsory propitiation; for on reading that “the Tahitian chiefs plundered the plantations of their subjects at will,” and that in Fiji, “chiefs take the property and persons of others by force;” it becomes manifest that present-making develops into the giving of a part to prevent loss of the whole. It is the policy at once to satisfy cupidity and to express submission. “The Malagasy, slaves as well as others, occasionally make presents of provisions to their chiefs, as an acknowledgment of homage.” And it is inferable that in proportion to the power of chiefs, will be the anxiety to please them; both by forestalling their greedy desires and by displaying loyalty.

In few if any cases, however, does the carrying of gifts to a chief become so developed a usage in a simple tribe. At first the head man, not much differentiated from the rest, [II-86] fails to impress them with a fear great enough to make present-giving an habitual ceremony. It is only in a compound society, resulting from the over-running of many tribes by a conquering tribe, that there comes a governing class, formed of head-chief and sub-chiefs, sufficiently distinguished from the rest, and sufficiently powerful to inspire the required awe. The above examples are all taken from societies in which kingship has been reached.

§ 370. A more extended form is simultaneously assumed by this ceremony. For where along with subordinate rulers there exists a chief ruler, he has to be propitiated alike by the people at large and by the subordinate rulers. We must here observe the growth of both kinds of gift-making that hence arise.

A place in which the usage has retained its primitive character is Timbuctoo. Here “the king does not levy any tribute on his subjects or on foreign merchants, but he receives presents.” But Caillié adds—“There is no regular government. The king is like a father ruling his children.” When disputes arise, he “assembles a council of the elders.” That is to say, present-giving remains voluntary where the kingly power is not great. Among the Kaffirs, we see gifts losing their voluntary character. “The revenue of the king consists of an annual contribution of cattle, first-fruits,” &c.; and “when a Koossa [Kaffir] opens his granary he must send a little of the grain to his neighbours, and a larger portion to the king.” In Abyssinia there is a like mixture of exactions and spontaneous gifts: besides settled contributions, the prince of Tigré receives annual presents. Evidently when presents that have become customary have ceased in so far to be propitiatory, there is a tendency to make other presents that are propitiatory because unexpected.

If an offering made by a private person implies submission, still more does an offering made by a subordinate ruler [II-87] to a supreme ruler. Hence the making of presents grows into a formal recognition of supremacy. In ancient Vera Pas, “as soon as some one was elected king . . . all the lords of the tribes appeared or sent relations of theirs . . . with presents.” Among the Chibchas, when a new king came to the throne, “the chief men then took an oath that they would be obedient and loyal vassals, and as a proof of their loyalty each one gave him a jewel and a number of rabbits, &c.” Of the Mexicans, Toribio says—“Each year, at certain festivals, those Indians who did not pay taxes, even the chiefs . . . made gifts to the sovereigns . . . in token of their submission.” And so in Peru, “no one approached Atahuallpa without bringing a present in token of submission.” This significance of gift-making is shown in the records of the Hebrews. In proof of Solomon’s supremacy it is said that “all the kings of the earth sought the presence of Solomon . . . and they brought every man his present . . . a rate year by year.” Conversely, when Saul was chosen king “the children of Belial said, How shall this man save us? And they despised him, and brought him no presents.” Throughout the remote East the bringing of presents to the chief ruler has still the same meaning. I have before me illustrative facts from Japan, from China, from Burmah.

Nor does early European history fail to exemplify present-giving and its implications. During the Merovingian period “on a fixed day, once a-year, in the field of March, according to ancient custom, gifts were offered to the kings by the people;” and this custom continued into the Carolingian period. Such gifts were made alike by individuals and communities. From the time of Gontram, who was overwhelmed with gifts by the inhabitants of Orleans on his entry, it long continued the habit with towns thus to seek the goodwill of monarchs who visited them. In ancient England, too, when the monarchs visited a town, present-making entailed so heavy a loss that in some cases “the passing [II-88] of the royal family and court was viewed as a great misfortune.”

§ 371. Grouped as above, the evidence implies that from propitiatory presents, voluntary and exceptional to begin with but becoming as political power strengthens less voluntary and more general, there eventually grow up universal and involuntary contributions—established tribute; and that with the rise of a currency this passes into taxation. How this transformation takes place, is well shown in Persia. Speaking of the “irregular and oppressive taxes to which they [the Persians] are continually exposed,” Malcolm says—“The first of these extra taxes may be termed usual and extraordinary presents. The usual presents to the king are those made annually by all governors of provinces and districts, chiefs of tribes, ministers, and all other officers in high charge, at the feast of Nourouze, or vernal equinox. . . . The amount presented on this occasion is generally regulated by usage; to fall short is loss of office, and to exceed is increase of favour.”

The passing of present-making into payment of tribute as it becomes periodic, is clearly exemplified in some comparatively small societies where governmntal power is well established. In Tonga “the higher class of chiefs generally make a present to the king, of hogs and yams, about once a fortnight: these chiefs at the same time receive presents from those below them, and these last from others, and so on, down to the common people.” Ancient Mexico, formed of provinces dependent in various degrees, exhibited several stages of the transition. “The provinces . . . made these contributions . . . since they were conquered, that the gallant Mexicans might . . . cease to destroy them:” clearly showing that the presents were at first propitiatory. Again, “in Meztitlan the tribute was not paid at fixed times . . . but when the lord wanted it.” Then of the tributes throughout the country of Montezuma, we are [II-89] told that “some of these were paid annually, others every six months, and others every eighty days.” And further of the gifts made at festivals by some “in token of their submission,” Toribio says—“In this way it seems manifest that the chiefs, the merchants, and the landed proprietors, were not obliged to pay taxes, but did so voluntarily.”

A like transition is traceable in early European history. Among the sources of revenue of the Merovingian kings, Waitz enumerates the freewill gifts of the people on various occasions, besides the yearly presents made originally at the March gatherings. And then, speaking of these yearly presents in the Carolingian period, the same writer says they had long lost their voluntary character, and are even described as a tax by Hinemar. They included horses, gold, silver, and jewels, and (from nunneries) garments, and requisitions for the royal palaces; and he adds that these dues, or tributa, were all of a more or less private character: though compulsory they had not yet become taxes in the literal sense. So, too, with the things presented to minor rulers by their feudal dependants. “The dona, after having been, as the name sufficiently indicates, voluntary gifts, were in the twelfth century become territorial dues received by the lords.”

In proportion as values became more definite and payments in coin easier, commutation resulted. Instance, in the Carolingian period, “the so-called inferenda—a due originally paid in cattle, now in money;” instance the oublies, consisting of bread “presented on certain days by vassals to their lords,” which “were often replaced by a small annual due in money;” instance, in our own history, the giving of money instead of goods by towns to a king and his suite making a progress through them. The evidence may fitly be closed with the following passage from Stubbs:—

“The ordinary revenue of the English king had been derived solely from the royal estates and the produce of what had been the [II-90] folkland, with such commuted payments of feormfultum, or provision in kind, as represented either the reserved rents from ancient possessions of the crown, or the quasi-voluntary tribute paid by the nation to its chosen head.”

In which passage are simultaneously implied the transition from voluntary gifts to involuntary tribute, and the commutation of tribute into taxes.

§ 372. If voluntary gifts to the supreme man by-and-by become tribute, and eventually form a settled revenue, may we not expect that gifts made to his subordinates, when their aid is wished, will similarly become customary, and at length yield them maintenance? Will not the process above indicated in relation to the major State-functionary, repeat itself with the minor State-functionaries? We find that it does so.

First it is to be noted that, besides ordinary presents, the ruling man in early stages commonly has special presents made to him when called on to use his power in aid of an aggrieved subject. Among the Chibchas, “no one could appear in the presence of a king, cazique, or superior, without bringing a gift, which was to be delivered before the petition was made.” In Sumatra, a chief “levies no taxes, nor has any revenue, . . . or other emolument from his subjects, than what accrues to him from the determination of causes.” Of Gulab Singh, a late ruler of Jummoo, Mr. Drew says—“With the customary offering of a rupee as nazar [present] any one could get his ear; even in a crowd one could catch his eye by holding up a rupee and crying out. . . . ‘Maharajah, a petition.’ He would pounce down like a hawk on the money, and, having appropriated it, would patiently hear out the petitioner.” There is evidence that among ourselves in ancient days a kindred usage existed. “We may readily believe,” says Broom, referring to a statement of Lingard, “that few princes in those [Anglo-Saxon] days, declined to exercise [II-91] judicial functions when solicited by favourites, tempted by bribery, or stimulated by cupidity and avarice.” And on reading that in early Norman times “the first step in the process of obtaining redress was to sue out, or purchase, by paying the stated fees,” the king’s original writ, requiring the defendant to appear before him, we may suspect that the amount paid for this document represented what had originally been the present to the king for giving his judicial aid. There is support for this inference. Blackstone says:—“Now, indeed, even the royal writs are held to be demandable of common right, on paying the usual fees:” implying a preceding time in which the granting of them was a matter of royal favour obtained by propitiation.

Naturally, then, when judicial and other functions come to be deputed, gifts will similarly be made to obtain the services of the functionaries; and these, originally voluntary, will become compulsory. Ancient records yield evidence. Amos ii. 6, implies that judges received presents; as are said to do the Turkish magistrates in the same regions down to our day; and on finding that habitually among the Kirghis, “the judge takes presents from both sides,” we see that the assumption of the prophet, and of the modern observer, that this usage arose by a corruption, adds one to those many cases in which survival of a lower state is mistaken for degradation of a higher. In France, the king in 1256 imposed on his judicial officials, “high and subalterns, an oath to make or receive no present, to administer justice without regard to persons.” Nevertheless gifts continued. Judges received “spices” as a mark of gratitude from those who had won a cause. By 1369, if not before, these were converted into money; and in 1402 they were recognized as dues. In our own history the case of Bacon exemplifies not a special and late practice, but an old and usual one. Local records show the habitual making of gifts to officers of justice and their attendants; and “no approach to a great man, a magistrate, or courtier, was ever made [II-92] without the oriental accompaniment—a gift.” “Damage cleer,” a gratuity to prothonotaries, had become in the seventeenth century, a fixed assessment. That the presents to State-functionaries formed, in some cases, their entire revenues, is inferable from the fact that in the twelfth century the great offices of the royal household were bought: the value of the presents received was great enough to make the places worth buying. Good evidence comes from Russia. Karamsin “repeats the observations of the travellers who visited Muscovy in the sixteenth century:—‘Is it surprising,’ says these strangers, ‘that the Grand Prince is rich? He neither gives money to his troops nor his ambassadors; he even takes from these last all the costly things they bring back from foreign lands. . . . Nevertheless these men do not complain.’ ” Whence we must infer that, lacking payments from above, they lived on gifts from below. Whence, further, it becomes manifest that what we call the bribes, which the miserably-salaried officials in Russia now require before performing their duties, represent the presents which formed their sole maintenance in times when they had no salaries. And the like may be inferred respecting Spain, of which Rose says:—“From judge down to constable, bribery and corruption prevail. . . . There is this excuse, however, for the poor Spanish official. His government gives him no remuneration, and expects everything of him.”

So natural has habit now made to us the payment of fixed sums for specified services, that we assume this relation to have existed from the beginning. But when we read how, in slightly-organized societies, such as that of the Bechuanas, the chiefs allow their attendants “a scanty portion of food or milk, and leave them to make up the deficiency by hunting or by digging up wild roots;” and how, in societies considerably more advanced, as Dahomey, “no officer under government is paid;” we are shown that originally the subordinates of the chief man, not officially [II-93] supported, have to support themselves. And as their positions enable them to injure or to benefit subject persons—as, indeed, it is often only by their aid that the chief man can be invoked; there arises the same motive to propitiate them by presents that there does to propitiate by presents the chief man himself. Whence the parallel growth of an income. Here, from the East, is an illustration come upon since the foregoing sentences were first published:—“None of these [servants or slaves] receive any wages, but the master presents each with a suit of clothes at the great yearly festival, and gifts are also bestowed upon them, mostly in money (bakshish), from such visitors as have business with their master, and desire a good word spoken to him at the opportune moment.”

§ 373. Since, at first, the double of the dead man, like him in all other respects, is conceived as being no less liable to pain, cold, hunger, thirst; he is supposed to be similarly propitiated by providing for him food, drink, clothing, &c. At the outset, then, presents to the dead differ from presents to the living neither in meaning nor motive.

Lower forms of society all over the world furnish proofs. Food and drink are left with the unburied corpse by Papuans, Tahitians, Sandwich Islanders, Malanans, Badagas, Karens, ancient Peruvians, Brazilians, &c. Food and drink are afterward carried to the grave in Africa by the Sherbro people, the Loango people, the inland Negroes, the Dahomans, and others; throughout the Indian hills by Bhils, Santals, Kukis; in America by Caribs, Chibchas, Mexicans; and the like usage was general among ancient races in the East. Clothes are periodically taken as presents to the dead by the Esquimaux. In Patagonia they annually open the sepulchral chambers and re-clothe the dead; as did, too, the ancient Peruvians. When a potentate dies among the Congo people, the quantity of clothes given from time to time is so great “that the first hut in which the body [II-94] is deposited becoming too small, a second, a third, even to a sixth, increasing in dimensions, is placed over it.” And, occasionally, the gifts made by subordinate rulers to the ghost of a supreme dead ruler, simulate the tribute paid to him when living. Concerning a royal funeral in Tonquin, Tavernier writes:—

“There proceeds afterwards Six Princesses who carry Meat and Drink for the deceased King. . . . Four Governours of the four chief provinces of the Kingdom, each bearing a stick on his shoulder, on which hangs a bag full of Gold and several Perfumes, and these bags contain the Presents which the several Provinces make unto the deceased King, for to be buried with his corps, that he may make use of the same in the other World.”

Nor can there be any doubt about the likeness of intention. When we read that a chief among the New Caledonians says to the ghost of his ancestor—“Compassionate father, here is some food for you; eat it; be kind to us on account of it;” or when the Veddah, calling by name a deceased relative, says—“Come and partake of this. Give us maintenance, as you did when living;” we see it to be undeniable that present-giving to the dead is like present-giving to the living, with the difference that the receiver is invisible.

Noting only that there is a like motive for a like propitiation of the undistinguished supernatural beings which primitive men suppose to be all around them—noting that whether it be in the fragments of bread and cake left for elves by our Scandinavian ancestors, or in the eatables which Dyaks place on the tops of their houses to feed the spirits, or in the portions of food cast aside and of drink poured out for the ghosts before beginning their meals, by various races throughout the world; let us go on to observe the developed present-making to the developed supernatural being. The things given and the motives for giving them remain the same; though the sameness is disguised by the use of different words—oblations to a deity and presents to a living person. The original identity is well shown in the [II-95] statement concerning the Greeks—“Gifts, as an old proverb says, determine the acts of gods and kings;” and it is equally well shown by a verse in the Psalms (lxxvi. 11)—“Vow, and pay unto the Lord your God: let all that be round about him bring presents unto him that ought to be feared.” Observe the parallelism in detail.

Food and drink, which constitute the earliest kind of propitiatory gift to a living person, and also the earliest kind of propitiatory gift to a ghost, remain everywhere the essential components of an oblation to a deity. As, where political power is evolving, the presents sent to the chief at first consist mainly of sustenance; so, where ancestor-worship, developing, has expanded a ghost into a god, the offerings have as elements common to them in all places and times, things serving for nutrition. That this is so in low societies no proof is needed; and that it is so in higher societies is also a conspicuous fact; though a fact ignored where its significance is most worthy to be remarked. If a Zulu slays an ox to secure the goodwill of his dead relative’s ghost, who complains to him in a dream that he has not been fed—if among the Zulus this private act develops into a public act when a bullock is periodically killed as “a propitiatory Offering to the Spirit of the King’s immediate Ancestor;” we may, without impropriety, ask whether there do not thus arise such acts as those of an Egyptian king, who by hecatombs of oxen hopes to please the ghost of his deified father; but it is not supposable that there was any kindred origin for the sacrifices of cattle to Jahveh, concerning which such elaborate directions are given in Leviticus. When we read that among the Greeks “it was customary to pay the same offices to the gods which men stand in need of: the temples were their houses, sacrifices their food, altars their tables;” it is permissible to observe the analogy between these presents of eatables made to gods, and the presents of eatables made at graves to the dead, as being both derived from similar presents made to the [II-96] living; but that the presentation of meat, bread, fruits, and liquors to Jahveh had a kindred derivation, is a thought not to be entertained—not even though we have a complete parallel between the cakes which Abraham bakes to refresh the Lord when he comes to visit him in his tent on the plains of Mamre, and the shew-bread kept on the altar and from time to time replaced by other bread fresh and hot (1 Sam. xxi, 6). Here, however, recognizing these parallelisms, it may be added that though in later Hebrew times the original and gross interpretation of sacrifices became obscured, and though the primitive theory has since undergone gradual dissipation, yet the form survives. The offertory of our Church still retains the words—“accept our alms and oblations;” and at her coronation, Queen Victoria offered on the altar, by the hands of the archbishop, “an altar-cloth of gold and an ingot of gold,” a sword, then “bread and wine for the communion,” then “a purse of gold,” followed by a prayer “to receive these oblations.”

Evidence from all parts of the world thus proves that oblations are at first literally presents. Animals are given to kings, slain on graves, sacrificed in temples; cooked food is furnished to chiefs, laid on tombs, placed on altars; first-fruits are presented to living rulers, to dead rulers, to gods; here beer, here wine, here chica, is sent to a potentate, offered to a ghost, and poured out as libation to a deity; incense, burnt before ancient kings, and in some places burnt before distinguished persons, is burnt before gods in various places; and besides such consumable things, valuables of every kind, given to secure goodwill, are accumulated in royal treasuries and in sacred temples.

There is one further remark of moment. We saw that the present to the visible ruler was at first propitiatory because of its intrinsic worth, but came afterwards to have an extrinsic propitiatory effect as implying loyalty. Similarly, the presents to the invisible ruler, primarily considered as directly useful, secondarily come to signify obedience; and [II-97] their secondary meaning gives that ceremonial character to sacrifice which still survives.

§ 374. And now we come upon a remarkable sequence. As the present to the ruler eventually develops into political revenue, so the present to the god eventually develops into ecclesiastical revenue.

Let us set out with that earliest stage in which no ecclesiastical organization exists. At this stage the present to the supernatural being is often shared between him and those who worship him. While the supernatural being is propitiated by the gift of food, there is, by eating together, established between him and his propitiators a bond of union: implying protection on the one side and allegiance on the other. The primitive notion that the nature of a thing, inhering in all its parts, is acquired by those who consume it, and that therefore those who consume two parts of one thing, acquire from it some nature in common—that same notion which initiates the practice of forming a brotherhood by partaking of one another’s blood, which instigates the funeral rite of blood-offering, and which gives strength to the claims established by joining in the same meal, originates this prevalent usage of eating part of that which is presented to the ghost or to the god. In some places the people at large participate in the offering; in some places the medicine-men or priests only; and in some places the last practice is habitual while the first is occasional, as in ancient Mexico, where communicants “who had partaken of the sacred food were engaged to serve the god during the subsequent year.”

Here the fact which concerns us is that from the presents thus used, there arises a maintenance for the sacerdotal class. Among the Kukis the priest, to pacify the angry deity who has made some one ill, takes, it may be a fowl, which he says the god requires, and pouring its blood as an offering on the ground while muttering praises, “then [II-98] deliberately sits down, roasts and eats the fowl, throws the refuse into the jungle and returns home.” The Battas of Sumatra sacrifice to their gods, horses, buffaloes, goats, dogs, fowls, “or whatever animal the wizard happens on that day to be most inclined to eat.” And by the Bustar tribes in India, Kodo Pen “is worshipped at a small heap of stones by every new-comer, through the oldest resident, with fowls, eggs, grains, and a few copper coins, which become the property of the officiating priest.” Africa has more developed societies which show us a kindred arrangement. In Dahomey, “those who have the ‘cure of souls’ receive no regular pay, but live well upon the benevolences of votaries:” in their temples, “small offerings are daily given by devotees, and removed by the priests.” Similarly in Ashantee, “the revenue of the fetishmen is derived from the liberality of the people. A moiety of the offerings which are presented to the fetish belongs to the priests.” It is the same in Polynesia. Describing the Tahitian doctor as almost invariably a priest, Ellis states that he received a fee, part of which was supposed to belong to the gods, before commencing operations. So, too, was it in the ancient states of Central America. A cross-examination narrated by Oviedo, contains the passage:—

Fr.

Do you offer anything else in your temples?

Ind.

Every one brings from his house what he wishes to offer—as fowls, fish, or maize, or other things—and the boys take it and put it inside the temple.

Fr.

Who eats the things thus offered?

Ind.

The father of the temple eats them, and what remains is eaten by the boys.”

And then in Peru, where worship of the dead was a main occupation of the living, the accumulated gifts to ghosts and gods had resulted in sacred estates, numerous and rich, out of which the priests of all kinds were maintained. A parallel genesis is shown us by ancient historic peoples. Among the Greeks “the remains of the sacrifice are the [II-99] priests’ fees,” and “all that served the gods were maintained by the sacrifices and other holy offerings.” Nor was it otherwise with the Hebrews. In Leviticus ii. 10, we read—“And that which is left of the meat offering shall be Aaron’s and his sons’ ” (the appointed priests); while other passages entitle the priest to the skin of the offering, and to the whole of the baked and fried offering. Neither does the history of early Christianity fail to exhibit the like development. “In the first ages of the Church, those deposita pietatis which are mentioned by Tertullian were all voluntary oblations.” Afterwards “a more fixed maintenance was necessary for the clergy; but still oblations were made by the people. . . . These oblations [defined as ‘whatever religious Christians offered to God and the Church’], which were at first voluntary, became afterwards, by continual payment, due by custom.” In mediæval times a further stage in the transition is shown us:—“Besides what was necessary for the communion of priests and laymen, and that which was intended for eulogies, it was at first the usage to offer all sorts of presents, which at a later date were taken to the bishop’s house and ceased to be brought to the church.” And then by continuation and enlargement of such donations, growing into bequests, nominally to God and practically to the Church, there grew up ecclesiastical revenues.

§ 375. The foregoing statements represent all presents as made by inferiors to propitiate superiors; ignoring the presents made by superiors to inferiors. The contrast between the two in meaning, is well recognized where present-making is much elaborated, as in China. “At or after the customary visits between superiors and inferiors, an interchange of presents takes place; but those from the former are bestowed as donations, while the latter are received as offerings: these being the Chinese terms for such presents as pass between the emperor and foreign [II-100] princes.” Concerning donations something must here be said, though their ceremonial character is not marked.

As the power of the political head develops, until at length he assumes universal ownership, there results a state in which he finds it needful to give back part of that which he has monopolized; and having been originally subordinated by giving, his dependants are now, to a certain extent, further subordinated by receiving. People of whom it can be said, as of the Kukis, that “all the property they possess is by simple sufferance of the rajah,” or people who, like the Dahomans, are owned in body and estate by their king, are obviously so conditioned that property having flowed in excess to the political centre must flow down again from lack of other use. Hence, in Dahomey, though no State-functionary is paid, the king gives his ministers and officers royal bounty. Without travelling further afield for illustrations, it will suffice if we note these relations of causes and effects in early European times. Of the ancient Germans, Tacitus says—“The chief must show his liberality, and the follower expects it. He demands at one time this war-horse; at another, that victorious lance imbrued with the enemy’s blood. The prince’s table, however inelegant, must always be plentiful; it is the only pay of his followers.” That is, a monopolizing supremacy had, as its sequence, gratuities to dependants. Mediæval days in France were characterized by modified forms of the same system. In the thirteenth century, “in order that the princes of the blood, the whole royal house, the great officers of the crown, and those . . . of the king’s household, should appear with distinction, the king gave them dresses according to the rank they held and suitably to the season at which these solemn courts were celebrated. These dresses were called liveries (livrées) because they were delivered,” as the king’s free gifts: a statement showing how acceptance of such gifts went along with subordination. It needs scarcely be added that [II-101] throughout the same stages of progress in Europe, the scattering of largesse to the people by the kings, dukes, and nobles, was similarly a concomitant of that servile position in which such return as they got for their labour in addition to daily sustenance, was in the shape of presents rather than in the shape of wages. Moreover, we still have in vails and Christmas-boxes to servants, &c., the remnants of a system under which fixed remuneration was eked out by gratuities—a system itself sequent upon the earlier system under which gratuities formed the only remuneration.

Thus it becomes tolerably clear that while from presents offered by subject persons, there eventually develop tribute, taxes, and fees; from donations made by ruling persons there eventually develop salaries.

§ 376. Something must be added concerning presents passing between those who do not stand in acknowledged relations of superior and inferior.

Consideration of these carries us back to the primitive form of present-making, as it occurs between members of alien societies; and on looking at some of the facts, there is suggested a question of much interest—Whether from the propitiatory gift made under these circumstances there does not originate another important kind of social action? Barter is not, as we are apt to suppose, universally understood. Cook, speaking of his failure to make any exchange of articles with the Australians, says—“They had, indeed, no idea of traffic.” And other statements suggest that when exchange begins, the thought of equivalence between the things given and received scarcely arises. Of the Ostyaks, who supplied them “with plenty of fish and wildfowl,” Bell remarks—“Give them only a little tobacco and a dram of brandy, and they ask no more, not knowing the use of money.” Remembering that at first no means of measuring values exists, and that the conception of equality of value has to grow by use, it seems not impossible that [II-102] mutual propitiation by gifts was the act from which barter arose: the expectation that the present received would be of like worth with that given, being gradually established, and the exchanged articles simultaneously losing the character of presents. One may, indeed, see the connexion between the two in the familiar cases of gifts made by European travellers to native chiefs; as where Mungo Park writes—“Presented Mansa Kussan [the chief man of Julifunda] with some amber, coral, and scarlet, with which he appeared to be perfectly satisfied, and sent a bullock in return.” Such transactions show us both the original meaning of the initial present as propitiatory, and the idea that the responsive present should have an approximately-like value: implying informal barter. Nay more. Certain usages of the North American Indians suggest that even a circulating medium may originate from propitiatory presents. Catlin writes:—

“Wampum has been invariably manufactured, and highly valued as a circulating medium (instead of coins, of which the Indians have no knowledge); so many strings, or so many hand’s-breadth, being the fixed value of a horse, a gun, a robe, &c. In treaties, the wampum belt has been passed as the pledge of friendship, and from time immemorial sent to hostile tribes, as the messenger of peace; or paid by so many fathoms’ length, as tribute to conquering enemies.”

Speculation aside, we have to note how the propitiatory present becomes a social observance. That along with the original form of it, signifying allegiance, there goes the spread of it as a means to friendship, was shown in ancient America. Of the Yucatanese we read that, “at their visits the Indians always carry with them presents to be given away, according to their position; those visited respond by another gift.” In Japan, so rigorously ceremonious, the stages of the descent are well shown. There are the periodic presents to the Mikado, expressive of loyalty; there is “the giving of presents from inferiors to superiors;” and between equals “it is customary on the occasion of a first visit [II-103] to a house to carry a present to the owner, who gives something of equal value on returning the visit.” Other races show us this mutual propitiation taking other forms. Markham, writing of Himalayan people, states that exchanging caps is “as certain a mark of friendship in the hills, as two chiefs in the plains exchanging turbans.” But the most striking development of gift-making into a form, occurs in Bootan; where “between people of every rank and station in life, the presenting of a silk scarf constantly forms an essential part of the ceremonial of salutation.”

“An inferior, on approaching a superior, presents the white silk scarf; and, when dismissed, has one thrown over his neck, with the ends hanging down in front. Equals exchange scarfs on meeting, bending towards each other, with an inclination of the body. No intercourse whatever takes place without the intervention of a scarf; it always accompanies every letter, being enclosed in the same packet, however distant the place to which it is despatched.”

How gift-making, first developed into a ceremony by fear of the chief ruler, and made to take a wider range by fear of the powerful, is eventually rendered general by fear of equals who may prove enemies if they are passed over when others are propitiated, we may gather from European history. Thus in Rome, “all the world gave or received New Year’s gifts.” Clients gave them to their patrons; all the Romans gave them to Augustus. “He was seated in the entrance-hall of his house; they defiled before him, and every citizen holding his offering in his hand, laid it, when passing, at the feet of that terrestrial god . . . the sovereign gave back a sum equal or superior to their presents.” Because of its association with pagan institutions, this custom, surviving into Christian times, was condemned by the Church. In 578 the Council of Auxerre forbade New Year’s gifts, which it characterized in strong words. Ives, of Chartres, says—“There are some who accept from others, and themselves give, devilish New Year’s gifts.” In the twelfth century, Maurice, [II-104] bishop of Paris, preached against bad people who “put their faith in presents, and say that none will remain rich during the year if he has not had a gift on New Year’s day.” Notwithstanding ecclesiastical interdicts, however, the custom survived through the Middle Ages down to modern times. Moreover, there simultaneously developed kindred periodic ceremonies; such as, in France, the giving of Easter eggs. And present-makings of these kinds have undergone changes like those which we traced in other kinds of present-makings: beginning as voluntary, they have become in a measure compulsory.

§ 377. Spontaneously made among primitive men to one whose goodwill is desired, the gift thus becomes, as society evolves, the originator of many things.

To the political head, as his power grows, presents are prompted partly by fear of him and partly by the wish for his aid; and such presents, at first propitiatory only in virtue of their intrinsic worth, grow to be propitiatory as expressions of loyalty: from the last of which comes present-giving as a ceremonial, and from the first of which comes present-giving as tribute, eventually changing into taxes. Simultaneously, the supplies of food &c., placed on the grave of the dead man to please his ghost, developing into larger and repeated offerings at the grave of the distinguished dead man, and becoming at length sacrifices on the altar of the god, differentiate in an analogous way: the present of meat, drink, or clothes, at first supposed to beget goodwill because actually useful, becomes, by implication, significant of allegiance. Hence, making the gift grows into an act of worship irrespective of the value of the thing given; while, as affording sustenance to the priest, the gift makes possible the agency by which the worship is conducted. From oblations originate Church revenues.

Thus we unexpectedly come upon further proof that the control of ceremony precedes the political and ecclesiastical [II-105] controls; since it appears that from actions which the first initiates, eventually result the funds by which the others are maintained.

When we ask what relations present-giving has to different social types, we note, in the first place, that there is little of it in simple societies where chieftainship does not exist or is unstable. Conversely, it prevails in compound and doubly-compound societies; as throughout the semi-civilized states of Africa, those of Polynesia, those of ancient America, where the presence of stable headships, primary and secondary, gives both the opportunity and the motive. Recognizing this truth, we are led to recognize the deeper truth that present-making, while but indirectly related to the social type as simple or compound, is directly related to it as more or less militant in organization. The desire to propitiate is great in proportion as the person to be propitiated is feared; and therefore the conquering chief, and still more the king who has made himself by force of arms ruler over many chiefs, is one whose goodwill is most anxiously sought by acts which simultaneously gratify his avarice and express submission. Hence, then, the fact that the ceremony of making gifts to the ruler prevails most in societies that are either actually militant, or in which chronic militancy during past times has evolved the despotic government appropriate to it. Hence the fact that throughout the East where this social type exists everywhere, the making of presents to those in authority is everywhere imperative. Hence the fact that in early European ages, while the social activities were militant and the structures corresponded, loyal presents to kings from individuals and corporate bodies were universal; while donations from superiors to inferiors, also growing out of that state of complete dependence which accompanied militancy, were common.

The like connexion holds with religious offerings. In the extinct militant States of the New World, sacrifices [II-106] to gods were perpetual, and their shrines were being ever enriched by deposited valuables. Papyri, wall-paintings, and sculptures, show us that among ancient Eastern nations, highly militant in their activities and types of structure, oblations to deities were large and continual; and that vast amounts of property were devoted to making their temples glorious. During early and militant times throughout Europe, gifts to God and the Church were more general and extensive than they are in our relatively industrial times. It is observable, too, how, even now, that representative of the primitive oblation which we still have in the bread and wine of the mass and the sacrament (offered to God before being consumed by communicants), recurs less frequently here than in Catholic societies, which are relatively more militant in type of organization; while the offering of incense, which is one of the primitive forms of sacrifice among various peoples and survives in the Catholic service, has disappeared from the authorized service in England. Nor in our own society do we fail to trace a kindred contrast. For while within the Established Church, which forms part of that regulative structure developed by militancy, sacrificial observances continue, they are not performed by that most unecclesiastical of sects, the Quakers; who, absolutely unmilitant, show us also by the absence of an established priesthood, and by the democratic form of their government, the type of organization most characteristic of industrialism.

The like holds even with the custom of present-giving for purposes of social propitiation. We see this on comparing European nations, which, otherwise much upon a par in their stages of progress, differ in the degrees to which industrialism has qualified militancy. In Germany, where periodic making of gifts among relatives and friends is a universal obligation, and in France, where the burden similarly entailed is so onerous that at the New Year and at Easter, people not unfrequently leave home to escape it, [II-107] this social usage survives in greater strength than in England, less militant in organization.

Of this kind of ceremony, then, as of the kinds already dealt with, we may say that, taking shape with the establishment of that political headship which militancy produces, it develops with the development of the militant type of social structure, and declines with the development of the industrial type.

 


 

[II-108]

CHAPTER V.

VISITS.

§ 378. One may go to the house of a blameworthy man to reproach him, or to that of an inferior who is in trouble to give aid, or to that of a reputed oddity to gratify curiosity: a visit is not intrinsically a mark of homage. Visits of certain kinds, however, become extrinsically marks of homage. In its primitive form, making a present implies going to see the person it is made to. Hence, by association, this act comes to be itself indicative of respect, and eventually acquires the character of a reverential ceremony.

From this it results that just as the once-voluntary present grows into the compulsory present, and ends in tribute periodically paid; so the concomitant visit loses its voluntary character, and, as political supremacy strengthens, becomes an expression of subordination demanded by the ruler at stated intervals.

§ 379. Naturally this ceremony takes no definite shape where chiefly power is undecided; and hence is not usual in simple tribes. Even in societies partially compounded, it characterizes less the relations between the common people and the rulers next above them, than the relations between these subordinate rulers and superior rulers. Still there are places where subjects show their local heads the consideration implied by this act. Some of the Coast Negroes, the Joloffs for example, come daily to their village chiefs [II-109] to salute them; and among the Kaffirs, the Great Place (as the chief’s residence is termed) is the resort of all the principal men of the tribe, who attend “for the purpose of paying their respects to the chief.”

But, as just implied, the visits chiefly to be noted as elements in ceremonial government, are those which secondary rulers and officials of certain grades are required to pay. In a compound society headed by a chief who has been victorious over other chiefs, there arises the need for periodic demonstrations of allegiance. Habitually the central ruler, knowing that these subjugated local rulers must chafe under their humiliation, and ever suspecting conspiracies among them, insists on their frequently recurring presence at his place of residence. He thus satisfies himself in two ways: he receives re-assurances of loyalty by gifts brought and homage performed, while he gets proof that his guests are not then engaged in trying to throw off his yoke.

Hence the fact that in compound societies the periodic visit to the king is a political ceremony. Concerning a conquered people in ancient Peru, we read that the Yncas “ordered that, during certain months in the year, the native chiefs should reside at the court of Cuzco;” and, speaking of other subordinate rulers, F. de Xeres says—“Some of these chiefs [who came to visit Atahuallpa] were lords of 30,000 Indians, all subject to Atahuallpa.” In ancient Mexico a like usage is shown to have had a like origin. From the chiefs of the conquered province of Chalco, certain indications of submission were required; and “Montezuma II. asked them, besides, to come to Mexico twice a-year, and so take part in the festivals.” Africa in our own day furnishes an illustration showing at once the motive for the usage and the reluctant feeling with which it is sometimes conformed to. In Ashantee,

“At that great annual festival [the yam-custom] all the caboceers and captains, and the greater number of the tributary kings or chiefs, [II-110] are expected to appear in the capital. . . . Sometimes a chief who suspects that he has become obnoxious to the king, will not trust himself in the capital without the means of defence or intimidation.”

Further, as showing how in Africa the visit is a recognized expression of subordination, we have the fact that “it is not ‘etiquette’ for the king of Dahomey to visit even his highest officers.” And then Madagascar and Siam yield instances in which the political meaning of the visit is shown by making it to a proxy ruler. Ellis mentions certain Malagasy chiefs as “going to the residence of the governor, to present their homage to the sovereign’s representative, according to the custom of the country at this season;” and, speaking of the “thirteen other kings” in his dominions who every year pay tribute to the king of Siam, Bowring quotes evidence that “formerly they used to come to the city of Odiaà to make their sumbaya (which was to kiss the sword of their Grand Señor); and now, by the Royal command, they come to make it before his viceroy.” Writing in the seventeenth century, Tavernier describes the extreme to which this kind of ceremony was carried in the empire of the Mogul. “All those that are at Court are oblig’d, under a considerable Penalty, to come twice every day to salute the King in the Assembly, once about ten or eleven o’clock in the morning, when he renders justice; and the second time about six hours at night.” And such scepticism as we might reasonably feel concerning this statement, is removed on finding that at the present time in Jummoo and Kashmir, the Maharaja receives bi-diurnal visits from “all of a certain standing.” Till lately, Japan furnishes various illustrations of the usage and its meanings. There was the yearly visit made by the secular monarch to the Mikado, originally in person and then by proxy; there were the yearly visits of the nobles to court—the superior ones doing homage to the emperor himself and the inferior ones to his ministers; and, still more significantly, there were the recurring migrations of certain lords, [II-111] the Siomio, who were “allowed but six months stay in their hereditary dominions; the other half-year they must spend in the imperial capital, Jedo, where their wives and families are kept all the year round as hostages of their fidelity.”

How in feudal Europe like customs arose from like causes, the reader will need only to be reminded. Periodical visits were made by vassals to their suzerains and by these to their higher suzerains—the kings; prolonged residences at places of government grew out of these periodical visits; and the payment of such visits having come to be a recognized expression of allegiance, absence on the appointed occasions was considered a sign of insubordination. As says de Tocqueville, giving an interpretation which partially recognizes the origin of the usage:—

“The abandonment of a country life by the nobility [in France] . . . was, no doubt, an idea almost always pursued by the kings of France, during the three last centuries of the monarchy, to separate the gentry from the people, and to attract the former to Court and to public employments. This was especially the case in the seventeenth century, when the nobility were still an object of fear to royalty.”

To which facts add that among ourselves down to the present day, going to court at intervals, expected specially of all who hold official positions above a certain grade, and expected generally of members of the governing classes, is taken as an expression of loyalty; and continued absence is interpreted as a mark of disrespect, bringing disfavour.

§ 380. In the last chapter we saw that to deceased persons as well as to living persons, propitiatory presents are made. We have now to observe that in the one case as in the other visits are entailed.

As in primitive beliefs, the powers of men’s ghosts are greater than were those of the men themselves, it results that present-making visits to the dead begin even earlier than do those to the living. In § 83 it was shown that [II-112] among the Innuits (Esquimaux), who have no chiefs, and therefore no visits expressing political allegiance, there are occasional journeys with gifts to the graves of departed relations. In § 85 instances of such periodic journeys performed by various peoples, savage and semi-civilized, were given. And in § 144 we saw how, in subsequent stages, these grow into quasi-religious and religious pilgrimages.

Here, from the usages of more advanced peoples, may be given two examples showing how close is the relation between these visits paid to the deified and undeified dead, and visits paid to the living. Describing the observances on All Saints’ Day in Spain, Rose writes—“This festival is observed for three days, and . . . the streets are filled with holiday-makers. Yet none of these forget to walk down to the house of their dead, and gaze on it with respect.” And then in Japan, where sacred and secular are but little differentiated, these visits made to gods, ancestors, superiors, and equals, are intimately associated. Says Kœmpfer:—

“Their festivals and holidays are days sacred rather to mutual compliments and civilities, than to acts of holiness and devotion, for which reason they call them also rebis, which implies as much as visiting days. It is true, indeed, that they think it a duty incumbent on them, on those days, to go to the temple of Tensio Dai Sin, the first and principal object of their worship, and the temples of their other gods and deceased great men. . . . Yet the best part of their time is spent with visiting and complimenting their superiors, friends, and relations.”

As further proving how important in super-ceremonious Japan is the visit as a mark of subordination, while it also discloses a curious sequence from the Japanese theory that their sacred monarch rules the other world as well as this world, let me add an extract showing that the gods themselves pay visits.

“All the other kamis or gods of the country are under an obligation to visit him [the Mikado, the living kami] once a year, and to wait upon his sacred person, though in an invisible manner, during the tenth month . . . which is by them called Kaminatsuki, that is, [II-113] the month without gods . . . because the gods are supposed not to be at home in their temples, but at court waiting upon their Dairi.”

These and many kindred facts force on us the conclusion that from propitiatory visits, now to the living and now to the dead, have been developed those visits of worship which we class as religious. When we watch in a continental cemetery, relatives periodically coming to hang fresh immortelles round tombs, and observe how the decayed wreaths on unvisited tombs are taken to imply lack of respect for the dead—when we remember how in Catholic countries journeys are made with kindred feelings to the shrines of semi-deified men called saints—when we note that between pilgrimages of this kind and pilgrimages made in days gone by to the Holy Sepulchre, the differences are simply between the distances travelled and the ascribed degrees of holiness of the places; we see that the primitive man’s visit to the grave, where the ghost is supposed to reside, originates the visit to the temple regarded as the residence of the god, and that both are allied to visits of reverence to the living. Remote as appear the going to church and the going to court, they are divergent forms of the same thing. That which once linked the two has now almost lapsed; but we need only go back to early times, when a journey to the abode of a living superior had the purpose of carrying a present, doing homage, and expressing submission, while the journey to a temple was made for offering oblations, professing obedience, uttering praises, to recognize the parallelism. Before the higher creeds arose, the unseen ruler visited by the religious worshipper was supposed to be present in his temple, just as much as was the seen ruler visited at his court; and though now the presence of the unseen ruler in his temple is conceived in a vaguer way, he is still supposed to be in closer proximity than usual.

§ 381. As with other ceremonies so with this ceremony. What begins as a propitiation of the most powerful man—now [II-114] living, now dead, now apotheosized—extends as a propitiation of men who are less powerful; and, continuing to spread, finally becomes a propitiation of equals.

How, as tacitly expressing subordination, the visit comes to be looked for by one who claims superiority, and to be recognized as an admission of inferiority by one who pays it, is well shown in a story which Palgrave narrates. Feysul, king of the Wahhabees, ordered his son Sa’ood to pay a visit to Abd-Allah, an elder brother. “ ‘I am the stranger guest, while he is an inhabitant of the town,’ replied Sa’ood, ‘and it is accordingly his duty to call first on me.’ ” . . . Feysul entreated Abd-Allah “to fulfil the obligation of a first visit. But the elder son proved no less intractable.”

Peoples in various parts of the world supply facts having kindred meanings. The old traveller Tavernier, writes that “the Persians are very much accustom’d to make mutual Visits one to another at their solemn Festivals. The more noble sort stay at home to expect the Visits of their Inferiors.” So in Africa. Of a rich Indian trader, living at Unyanyembe, Grant says—“Moosah sat from morn till night . . . receiving salutes and compliments from the rich and poor.” Passing to Europe we have, in ancient Rome, the morning calls of clients on their patrons. And in an old French book of manners translated into English in the seventeenth century, we read—“A great person is to be visited often, and his health to be inquir’d after.”

These instances sufficiently indicate that gradual descent of the visit of ceremony which has finally brought it down to an ordinary civility—a civility which, however, still bears traces of its origin; since it is regarded more as due from an inferior to a superior than conversely, and is taken as a condescension when paid by a superior to an inferior. Evidently the morning call is a remote sequence of that system under which a subordinate ruler had from time to [II-115] time to show loyalty to a chief ruler by presenting himself to do homage.

§ 382. In this case as in preceding cases, we have, lastly, to note the relations between visit-making and types of social organization.

That in simple tribes without settled headships, it cannot become a political ceremony is obvious; and that it begins to prevail in societies compounded to the second and third degrees, the evidence clearly shows. As before, however, so now, we find on grouping and comparing the facts that it is not so much with the size of the society as with its structure, that this ceremony is connected. Being one of the expressions of obedience, it is associated with development of the militant organization. Hence as proved by the instances given, it grows into a conspicuous element of ceremonial rule in nations which are under those despotic forms of government which militancy produces—ancient Mexico and ancient Peru in the New World, China and Japan in the East. And the earlier stages of European societies exemplified the relation.

The converse relation is no less manifest. Among ourselves, characterized as we now are by predominance of industrialism over militancy, the visit as a manifestation of loyalty is no longer imperative. And in the substitution of cards for calls, we may observe a growing tendency to dispense with it as a formality of social intercourse.

 


 

[II-116]

CHAPTER VI.

OBEISANCES.

§ 383. Concerning a party of Shoshones surprised by them, Lewis and Clarke write—“The other two, an elderly woman and a litle girl, seeing we were too near for them to escape, sat on the ground, and holding down their heads seemed as if reconciled to the death which they supposed awaited them. The same habit of holding down the head and inviting the enemy to strike, when all chance of escape is gone, is preserved in Egypt to this day.” Here we are shown an effort to propitiate by absolute submission; and from acts so prompted originate obeisances.

When, at the outset, in illustration of the truth that ceremony precedes not only social evolution but human evolution, I named the behaviour of a small dog which throws itself on its back in presence of an alarming great dog, probably many readers thought I was putting on this behaviour a forced construction. They would not have thought so had they known that a parallel mode of behaviour occurs among human beings. Livingstone says of the Batoka salutation—“they throw themselves on their backs on the ground, and, rolling from side to side, slap the outside of their thighs as expressions of thankfulness and welcome.” The assumption of this attitude, which implies—“You need not subdue me, I am subdued already,” is the best means of obtaining safety. Resistance arouses the destructive instincts; and prostration on the back negatives [II-117] resistance. Another attitude equally helpless, more elaborately displays subjugation. “At Tonga Tabu . . . the common people show their great chief . . . the greatest respect imaginable by prostrating themselves before him, and by putting his foot on their necks.” The like occurs in Africa. Laird says the messengers from the king of Fundah “each bent down and put my foot on their heads.” And among historic peoples this position, originated by defeat, became a position assumed in acknowledging submission.

From such primary obeisances representing completely the attitudes of the conquered beneath the conqueror, there come obeisances which express in various ways the subjection of the slave to the master. Of old in the East this subjection was expressed when “Ben-hadad’s servants girded sackcloth on their loins, and put ropes on their heads, and came to the king of Israel.” In Peru, where the militant type of organization was pushed so far, a sign of humility was to have the hands tied and a rope round the neck. In both cases there was an assumption of those bonds which originally marked captives brought from the battle-field. Along with this mode of simulating slavery to the Ynca, another mode was employed. Servitude had to be indicated by carrying a burden; and “this taking up a load to enter the presence of Atahuallpa, is a ceremony which was performed by all the lords who have reigned in that land.”

These extreme instances I give at the outset by way of showing the natural genesis of the obeisance as a means of obtaining mercy; first from a victor and then from a ruler. A full conception of the obeisance, however, includes another element. In the introductory chapter it was pointed out that sundry signs of pleasure, having a physio-psychological origin, which occur in presence of those for whom there is affection, pass into complimentary observances; because men are pleased by supposing themselves liked, and are therefore pleased by demonstrations of liking. So that [II-118] while trying to propitiate a superior by expressing submission to him, there is generally an endeavour further to propitiate him by showing joy at his presence. Keeping in view both these elements of the obeisance, let us now consider its varieties; with their political, religious, and social uses.

§ 384. Though the loss of power to resist which prostration on the face implies, does not reach the utter defencelessness implied by prostration on the back, yet it is great enough to make it a sign of profound homage; and hence it occurs as an obeisance wherever despotism is unmitigated and subordination slavish. In ancient America, before a Chibcha cazique, “people had to appear prostrate and with their faces touching the ground.” In Africa, “when he addresses the king, a Borghoo man stretches himself on the earth as flat as a flounder.” Asia furnishes many instances. “When preferring a complaint, a Khond or Panoo will throw himself on his face with his hands joined;” and while, in Siam, “before the nobles all subordinates are in a state of reverent prostration, the nobles themselves, in the presence of the sovereign, exhibit the same crawling obeisance.” Similarly in Polynesia. Falling on the face was a mark of submission among the Sandwich Islanders: the king did so to Cook when he first met him. And in the records of ancient historic peoples kindred illustrations are given; as when Mephibosheth fell on his face and did reverence before David; or as when the king of Bithynia fell on his face before the Roman senate. In some cases this attitude of the conquered before the conqueror, has its meaning emphasized by repetition. Bootan supplies an instance:—“They . . . made before the Raja nine prostrations, which is the obeisance paid to him by his subjects whenever they are permitted to approach.”

Every kind of ceremony is apt to have its primitive character obscured by abridgment; and by abridgment [II-119] this profoundest of obeisances is rendered a less profound one. In performing a full-length prostration there is passed through an attitude in which the body is on the knees with the head on the ground; and to rise, it is needful to draw up the knees before raising the head and getting on the feet. Hence this attitude may be considered as an incomplete prostration. It is a very general one. Among the Coast Negroes, if a native “goes to visit his superior, or meets him by chance, he immediately falls on his knees, and thrice successively kisses the earth.” In acknowlment of his inferiority, the king of the Brass people never spoke to the king of the Ibos “without going down on his knees and touching the ground with his head.” At Embomma, on the Congo, “the mode of salutation is by gently clapping the hands, and an inferior at the same time goes on his knees and kisses the bracelet on the superior’s ancle.”

Often the humility of this obeisance is increased by emphasizing the contact with the earth. On the lower Niger, “as a mark of great respect, men prostrate themselves, and strike their heads against the ground.” When, in past ages, the Emperor of Russia was crowned, the nobility did homage by “bending down their heads, and knocking them at his feet to the very ground.” In China at the present time, among the eight kinds of obeisances, increasing in humility, the fifth is kneeling and striking the head on the ground; the sixth, kneeling and thrice knocking the head, which again doubled makes the seventh, and trebled, the eighth: this last being due to the Emperor and to Heaven. Among the Hebrews, repetition had a kindred meaning. “Jacob bowed himself to the ground seven times, until he came near to his brother.”

Naturally this attitude of the conquered man, used by the slave before his master and the subject before his ruler, becomes that of the worshipper before his deity. We find complete prostrations made whether the being to be propitiated is visible or invisible. “Abraham fell upon his face” [II-120] before God when he covenanted with him; “Nebuchadnezzar fell upon his face and worshipped Daniel;” and when Nebuchadnezzar set up a golden image there was a threat of death on “whoso falleth not down and worshippeth.” Similarly, the incomplete prostration in presence of kings recurs in presence of deities. When making obeisances to their idols, the Mongols touch the ground with the forehead. The Japanese in their temples “fall down upon their knees, bow their head quite to the ground, slowly and with great humility.” And sketches of Mahommedans at their devotions familiarize us with a like attitude.

§ 385. From the positions of prostration on back or face, and of semi-prostration on knees, we pass to sundry others; which, however, continue to imply relative inability to resist. In some cases it is permissible to vary the attitude, as in Dahomey, where “the highest officers lie before the king in the position of Romans upon the triclinium. At times they roll over upon their bellies, or relieve themselves by standing ‘on all fours.’ ” Duran states that “cowering . . . was, with the Mexicans, the posture of respect, as with us is genuflexion.” Crouching shows homage among the New Caledonians; as it does in Fiji, and in Tahiti.

Other changes in attitudes of this class are entailed by the necessities of locomotion. In Dahomey “when approaching royalty they either crawl like snakes or shuffle forward on their knees.” When changing their places before a superior, the Siamese “drag themselves on their hands and knees.” In Java an inferior must “walk with his hams upon his heels until he is out of his superior’s sight.” Similarly with the subjects of a Zulu king—even with his wives. And in Loango, extension of this attitude to the household appears not to be limited to the court: wives in general “dare not speak to them [their husbands] but upon their bare knees, and in meeting them must creep upon their hands.” A neighbouring state furnishes an instance [II-121] of gradation in these forms of partial prostration; and a recognized meaning in the gradation. The Dakro, a woman who bears messages from the Dahoman King to the Meu, goes on all fours before the king; and “as a rule she goes on all fours to the Men, and only kneels to smaller men, who become quadrupeds to her.”

Here we come, incidentally, upon a further abridgment of the original prostration; whence results one of the most widely-spread obeisances. As from the entirely prone posture we pass to the posture of the Mahommedan worshipper with forehead on the ground; so from this we pass to the posture on all fours, and from this, by raising the body, to simple kneeling. That kneeling is, and has been in countless places and times, a form of political homage, a form of domestic homage, and a form of religious homage, needs no showing. We will note only that it is, and has been, in all cases associated with coercive government; as in Africa, where “by thus constantly practising genuflexion upon the hard ground, their [the Dahomans’] knees in time become almost as hard as their heels;” as in Japan, where “on leaving the presence of the Emperor, officers walk backwards on their knees;” as in China, “where the Viceroy’s children . . . as they passed by their father’s tent, fell on their knees and bowed three times, with their faces towards the ground;” and as in mediæval Europe, where serfs knelt to their masters and feudal vassals to their suzerains.

Not dwelling on the transition from descent on both knees to descent on one knee, which, less abject, comes a stage nearer the erect attitude, it will suffice to note the transition from kneeling on one knee to bending the knee. That this form of obeisance is an abridgment, is well shown us by the Japanese.

“On meeting, they show respect by bending the knee; and when they wish to do unusual honour to an individual they place themselves on the knee and bow down to the ground. But this is never done in the streets, where they merely make a motion as if they were [II-122] going to kneel. When they salute a person of rank, they bend the knee in such a manner as to touch the ground with their fingers.”

We are shown the same thing equally well, or better, in China; where, among the specified gradations of obeisance, the third is defined as bending the knee, and the fourth as actual kneeling. Manifestly that which still survives among ourselves as the curtesy with the one sex, and that which until recently survived with the other sex as the scrape (made by a backward sweep of the right foot), are both of them vanishing forms of the going down on one knee.

There remains only the accompanying bend of the body. This, while the first motion passed through in making a complete prostration, is also the last motion that survives as the prostration becomes stage by stage abridged. In various places we meet indications of this transition. “Among the Soosoos, even the wives of a great man, when speaking to him, bend their bodies, and place one hand upon each knee; this is done also when passing by.” In Samoa, “in passing through a room where a chief is sitting, it is disrespectful to walk erect; the person must pass along with his body bent downwards.” Of the ancient Mexicans who, during an assembly, crouched before their chief, we read that “when they retired, it was done with the head lowered.” And then in the Chinese ritual of ceremony, obeisance number two, less humble than bending the knee, is bowing low with the hands joined. Bearing in mind that there are insensible transitions between the humble salaam of the Hindoo, the profound bow which in Europe shows great respect, and the moderate bend of the head expressive of consideration, we cannot doubt that the familiar and sometimes scarcely-perceptible nod, is the last trace of the prostration.

These several abridgments of the prostration which we see occur in doing political homage and social homage, occur also in doing religious homage. Of the Congoese [II-123] Bastian says that when they have to speak to a superior—

“They kneel, turn the face half aside, and stretch out the hands towards the person addressed, which they strike together at every address. They might have sat as models to the Egyptian priests when making the representations on the temple walls, so striking is the resemblance between what is represented there and what actually takes place here.”

And we may note kindred parallelisms in European religious observances. There is the going on both knees and the going on one knee; and there are the bowings and curtesyings on certain occasions at the name of Christ.

§ 386. As already explained, along with the act expressing humility, the complete obeisance includes some act expressing gratification. To propitiate the superior effectually it is needful at once to imply—“I am your slave,” and—“I love you.”

Certain of the instances cited above have exemplified the union of these two factors. Along with the attitude of abject submission assumed by the Batoka, we saw that there go rhythmic blows of the hands against the thighs. In some of the cases named, clapping of the hands, also indicating joy, was described as being an accompaniment of movements showing subjection; and many others may be added. Nobles who approach the king of Loango, “clap their hands two or three times, and then cast themselves at his majesty’s feet into the sand.” Speke says of certain attendants of the king of Uganda, that they “threw themselves in line upon their bellies, and, wriggling like fish . . . whilst they continued floundering, kicking about their legs, rubbing their faces, and patting their hands upon the ground.” Going on their knees to superiors, the Balonda “continue the salutation of clapping the hands until the great ones have passed;” and a like use of the hands occurs in Dahomey. A further rhythmical [II-124] movement having like meaning must be added. Already we have seen that jumping, as a natural sign of delight, is a friendly salute among the Fuegians, and that it recurs in Loango as a mark of respect to the king. Africa furnishes another instance. Grant narrates that the king of Karague “received the salutations of his people, who, one by one, shrieked and sprang in front of him, swearing allegiance.” Let such saltatory movements be systematized, as they are likely to be during social progress, and they will constitute the dancing with which a ruler is sometimes saluted; as in the before-named case of the king of Bogotá, and as in the case Williams gives in his account of Fiji, where an inferior chief and his suite, entering the royal presence, “performed a dance, which they finished by presenting their clubs and upper dresses to the Somo-Somo king.”

Of the other simulated signs of pleasure commonly forming part of the obeisance, kissing is the most conspicuous. This, of course, has to take such form as consists with the humility of the prostration or kindred attitude. As shown in certain foregoing instances, we have kissing the earth when the superior cannot be approached close enough for kissing the feet or the garment. Others may be added. “It is the custom at Eboe, when the king is out, and indeed indoors as well, for the principal people to kneel on the ground and kiss it three times when he passes;” and the ancient Mexican ambassadors, on coming to Cortes, “first touched the ground with their hands and then kissed it.” This, in the ancient East, expressed submission of conquered to conqueror; and is said to have gone as far as kissing the footmarks of the conqueror’s horse. Abyssinia, where the despotism is extreme and the obeisances servile, supplies a modification. In Shoa, kissing the nearest inanimate object belonging to a superior or a benefactor, is a sign of respect and thanks. From this we pass to licking the feet and kissing the feet. Of a Malagasy chief Drury says—“he had scarcely seated himself at his door, [II-125] when his wife came out crawling on her hands and knees till she came to him, and then licked his feet . . . all the women in the town saluted their husbands in the same manner.” Slaves did the like to their masters. So in ancient Peru, “when the chiefs came before [Atahuallpa], they made great obeisances, kissing his feet and hands.” Egyptian wall-paintings represent this extreme homage; and in Assyrian records Sennacherib mentions that Menahem of Samaria came up to bring presents and to kiss his feet. “Kissing his feet” was part of the reverence shown to Christ by the woman with the box of ointment. At the present day among the Arabs, inferiors kiss the feet, the knees, or the garments of their superiors. Kissing the Sultan’s feet is a usage in Turkey; and Sir R. K. Porter narrates that in acknowledgment of a present, a Persian “threw himself on the ground, kissed my knees and my feet.”

Kissing the hand is a less humiliating observance than kissing the feet; mainly, perhaps, because it does not involve a prostration. This difference of implication is recognized in regions remote from one another. In Tonga, “when a person salutes a superior relation, he kisses the hand of the party; if a very superior relation, he kisses the foot.” And the women who wait on the Arabian princesses, kiss their hands when they do them the favour not to suffer them to kiss their feet or the borders of their robes. The prevalence of this obeisance as expressing loving submission, is so great as to render illustration superfluous.

What is implied, where, instead of kissing another’s hand, the person making the obeisance kisses his own hand? Does the one symbolize the other, as being the nearest approach to it possible under the circumstances? This appears a hazardous inference; but there is evidence justifying it. D’Arvieux says—

“An oriental pays his respects to a person of superior station by kissing his hand and putting it to his forehead; but if the superior be [II-126] of a condescending temper, he will snatch away his hand as soon as the other has touched it; then the inferior puts his own fingers to his lips and afterwards to his forehead.”

This, I think, makes it clear that the common custom of kissing the hand to another, originally expressed the wish, or the willingness, to kiss his hand.

Here, as before, the observance, beginning as a spontaneous propitiation of conqueror by conquered, of master by slave, of ruler by ruled, early passes into a religious propitiation also. To the ghost, and to the deity developed from the ghost, these actions of love and liking are used. That embracing and kissing of the lower extremities, which was among the Hebrews an obeisance to the living person, Egyptian wall-paintings represent as an obeisance made to the mummy enclosed in its case; and then, in pursuance of this action, we have kissing the feet of statues of gods in pagan Rome and of holy images among Christians. Ancient Mexico furnished an instance of the transition from kissing the ground as a political obeisance, to a modified kissing the ground as a religious obeisance. Describing an oath Clavigero says—“Then naming the principal god, or any other they particularly reverenced, they kissed their hand, after having touched the earth with it.” In Peru “the manner of worship was to open the hands, to make some noise with the lips as of kissing, and to ask what they wished, at the same time offering the sacrifice;” and Garcilasso, describing the libation to the Sun, adds—“At the same time they kissed the air two or three times, which . . . was a token of adoration among these Indians.” Nor have European races failed to furnish kindred facts. Kissing the hand to the statue of a god was a Roman form of adoration.

Once more, saltatory movements, which being natural expressions of delight become complimentary acts before a visible ruler, become acts of worship before an invisible ruler. David danced before the ark. Dancing was [II-127] originally a religious ceremony among the Greeks: from the earliest times the “worship of Apollo was connected with a religious dance.” King Pepin, “like King David, forgetful of the regal purple, in his joy bedewed his costly robes with tears, and danced before the relics of the blessed martyr.” And in the Middle Ages there were religious dances in churches; as there are still in Christian churches at Jerusalem.

§ 387. To interpret another series of observances we must go back to the prostration in its original form. I refer to those expressions of submission which are made by putting dust or ashes on some part of the body.

Men cannot roll over in the sand in front of their king, or crawl before him, or repeatedly knock their heads against the ground, without soiling themselves. Hence the adhering dirt is recognized as a concomitant mark of subjection; and comes to be gratuitously assumed, and artificially increased, in the anxiety to propitiate. Already the association between this act and the act of prostration has been incidentally exemplified by cases from Africa; and Africa furnishes other cases which exemplify more fully this self-defiling as a distinct form. “In the Congo regions prostration is made, the earth is kissed, and dust is strewed over the forehead and arms, before every Banza or village chief;” and Burton adds that the Dahoman salutation consists of two actions—prostration and pouring sand or earth upon the head. Similarly “in saluting a stranger, they [the Kakanda people on the Niger] stoop almost to the earth, throwing dust on their foreheads several times.” And among the Balonda,

“The inferiors, on meeting their superiors in the street, at once drop on their knees and rub dust on their arms and chest. . . . During an oration to a person commanding respect, the speaker every two or three seconds ‘picked up a little sand, and rubbing it on the upper part of his arms and chest.’ . . . When they wish to be excessively [II-128] polite, they bring a quantity of ashes or pipeclay in a piece of skin, and, taking up handfuls, rub it on the chest and upper front part of each arm.”

Moreover, we are shown how in this case, as in all other cases, the ceremony undergoes abridgment. Of these same Balonda, Livingstone says, “the chiefs go through the manœuvre of rubbing the sand on the arms, but only make a feint of picking up some.” On the Lower Niger, the people when making prostrations “cover them [their heads] repeatedly with sand; or at all events they go through the motion of doing so. Women, on perceiving their friends, kneel immediately, and pretend to pour sand alternately over each arm.” In Asia this ceremony was, and still is, performed with like meaning. As expressing political humiliation it was adopted by the priests who, when going to implore Florus to spare the Jews, appeared “with dust sprinkled in great plenty upon their heads, with bosoms deprived of any covering but what was rent.” In Turkey, abridgments of the obeisance may yet be witnessed. At a review, even officers on horseback, saluting their superiors, “go through the form of throwing dust over their heads;” and when a caravan of pilgrims started, spectators “went through the pantomime of throwing dirt over their heads.”

Hebrew records prove that this sign of submission made before visible persons, was made before invisible persons also. Along with those blood-lettings and markings of the flesh and cuttings of the hair which, at funerals, were used to propitiate the ghost, there went the putting of ashes on the head. The like was done to propitiate the deity; as when “Joshua rent his clothes, and fell to the earth upon his face before the ark of the Lord until the eventide, he and the elders of Israel, and put dust upon their heads.” Even still this usage occurs among Catholics on occasions of special humiliation.

§ 388. We must again return to that original obeisance which first actually is, and then which simulates, the [II-129] attitude of the conquered before the conqueror, to find the clue to certain further movements signifying submission. As described in a foregoing paragraph, the supplicating Khond “throws himself on his face with hands joined.” Whence this attitude of the hands?

From the usages of the people among whom submission and all marks of it were carried to great extremes, an instance has already been given indicating the genesis of this action. A sign of humility in ancient Peru was to have the hands bound and a rope round the neck: the condition of captives was simulated. Did there need proof that it has been a common practice to make prisoners of war defenceless by tying their hands, I might begin with Assyrian wall-sculptures, in which men thus bound are represented; but the fact that among ourselves, men charged with crimes are hand-cuffed by the police when taken, shows how naturally suggested is this method of rendering prisoners impotent. And for concluding that bound hands hence came to be an adopted mark of subjection, further reason is furnished by two strange customs found in Africa and Asia respectively. When the king of Uganda returned the visit of captains Speke and Grant, “his brothers, a mob of little ragamuffins, several in hand-cuffs, sat behind him. . . . It was said that the king, before coming to the throne, always went about in irons, as his small brothers now do.” And then, among the Chinese, “on the third day after the birth of a child . . . the ceremony of binding its wrists is observed. . . . These things are worn till the child is fourteen days old . . . sometimes . . . for several months, or even for a year. . . . It is thought that such a tying of the wrists will tend to keep the child from being troublesome in after life.”

Such indications of its origin, joined with such examples of derived practices, force on us the inference that raising the joined hands as part of that primitive obeisance signifying absolute submission, was an offering of the hands to [II-130] be bound. The above-described attitude of the Khond exhibits the proceeding in its original form; and on reading in Huc that “the Mongul hunter saluted us, with his clasped hands raised to his forehead,” or in Drury that when the Malagasy approach a great man, they hold the hands up in a supplicatory form, we cannot doubt that this act now expresses reverence because it originally implied subjugation. Of the Siamese, La Loubere says—“If you extend your hand to a Siamese, to place it in his, he carries both his hands to yours, as if to place himself entirely in your power.” That presentation of the joined hands has the meaning here suggested, is elsewhere shown. In Unyanyembe, “when two of them meet, the Wezee puts both his palms together, these are gently clasped by the Watusi” [a man of more powerful race]; and in Sumatra, the obeisance “consists in bending the body, and the inferior’s putting his joined hands between those of the superior, and then lifting them to his forehead.” By these instances we are reminded that a kindred act was once a form of submission in Europe. When doing homage, the vassal, on his knees, placed his joined hands between the hands of his suzerain.

As in foregoing cases, an attitude signifying defeat and therefore political subordination, becomes an attitude of religious devotion. By the Mahommedan worshipper we are shown that same clasping of the hands above the head which expresses reverence for a living superior. Among the Greeks, “the Olympian gods were prayed to in an upright position with raised hands; the marine gods with hands held horizontally; the gods of Tartarus with hands held down.” And the presentation of the hands joined palm to palm, once throughout Europe required from an inferior when professing obedience to a superior, is still taught to children as the attitude of prayer.

A kindred use of the hands descends into social intercourse; and in the far East the filiation continues to be [II-131] clear. “When the Siamese salute one another, they join the hands, raising them before the face or above the head.” Of the eight obeisances in China, the least profound is that of putting the hands together and raising them before the breast. Even among ourselves a remnant of this action is traceable. An obsequious shopman or fussy innkeeper, may be seen to join and loosely move the slightly raised hands one over another, in a way suggestive of derivation from this primitive sign of submission.

§ 389. A group of obeisances having a connected, though divergent, root, come next to be dealt with. Those which we have thus far considered do not directly affect the subject person’s dress. But from modifications of dress, either in position, state, or kind, a series of ceremonial observances result.

The conquered man, prostrate before his conqueror, and becoming himself a possession, simultaneously loses possession of whatever things he has about him; and therefore, surrendering his weapons, he also yields up, if the victor demands it, whatever part of his dress is worth taking. Hence the nakedness, partial or complete, of the captive, becomes additional evidence of his subjugation. That it was so regarded of old in the East, there is clear proof. In Isaiah xx. 2—4, we read—“And the Lord said, like as my servant Isaiah hath walked naked and barefoot three years for a sign . . . so shall the king of Assyria lead away the Egyptians prisoners, and the Ethiopians captives, young and old, naked and barefoot.” And that the Assyrians completely stripped their captives is shown by their sculptures. Nay, even our own days furnish evidence; as at the beginning of the Afghan war, when the Afreedees were reported to have stripped certain prisoners they had taken. Naturally, then, the taking off and yielding up of clothing becomes a mark of political submission, and in some [II-132] cases even a complimentary observance. In Fiji, on the day for paying tribute—

“The chief of Somo Somo, who had previously stripped off his robes, then sat down, and removed even the train or covering, which was of immense length, from his waist. He gave it to the speaker,” who gave him “in return a piece large enough only for the purposes of decency. The rest of the Somo-Somo chiefs, each of whom on coming on the ground had a train of several yards in length, stripped themselves entirely, left their trains, and walked away . . . thus leaving all the Somo-Somo people naked.”

Further we read that during Cook’s stay at Tahiti, two men of superior rank “came on board, and each singled out his friend . . . this ceremony consisted in taking off great part of their clothes and putting them upon us.” And then in another Polynesian island, Samoa, this complimentary act is greatly abridged: only the girdle is presented.

With such facts to give us the clue, we can scarcely doubt that surrender of clothing originates those obeisances which are made by uncovering the body, more or less extensively. All degrees of uncovering have this meaning. From Ibn Batuta’s account of his journey into the Soudan, Mr. Tylor cites the statement that “women may only come unclothed into the presence of the Sultan of Melli, and even the Sultan’s own daughters must conform to the custom;” and what doubt we might reasonably feel as to the existence of an obeisance thus carried to its original extreme, is removed on reading in Speke that at the present time, at the court of Uganda, “stark-naked, full-grown women are the valets.” Elsewhere in Africa an incomplete, though still considerable, unclothing as an obeisance occurs. In Abyssinia inferiors bare their bodies down to the girdle in presence of superiors; “but to equals the corner of the cloth is removed only for a time.” The like occurs in Polynesia. The Tahitians uncover “the body as low as the waist, in the presence of the king;” and in the Society Isles generally, “the lower ranks of people, by way of respect, strip off their upper garment in the presence of their” [II-133] principal chiefs. How this obeisance becomes further abridged, and how it becomes extended to other persons than rulers, is shown by natives of the Gold Coast.

“They also salute Europeans, and sometimes each other, by slightly removing their robe from their left shoulder with the right hand, gracefully bowing at the same time. When they wish to be very respectful, they uncover the shoulder altogether, and support the robe under the arm, the whole of the person from the breast upwards being left exposed.”

And Burton says that, “throughout Yoruba and the Gold Coast, to bare the shoulders is like unhatting in England.”

Evidently uncovering the head, thus suggestively compared with uncovering the upper part of the body, has the same original meaning. Even in certain European usages the relation between the two has been recognized; as by Ford, who remarks that “uncloaking in Spain is . . . equivalent to our taking off the hat.” It is recognized in Africa itself, where, as in Dahomey, the two are joined: “the men bared their shoulders, doffing their caps and large umbrella hats,” says Burton, speaking of his reception. It is recognized in Polynesia, where, as in Tahiti, along with the stripping down to the waist before the king, there goes uncovering of the head. Hence it seems that removal of the hat among European peoples, often reduced among ourselves to touching the hat, is a remnant of that process of unclothing himself, by which, in early times, the captive expressed the yielding up of all he had.

That baring the feet has the same origin, is well shown by these same Gold Coast natives; for while they partially bare the upper part of the body, they also take off their sandals “as a mark of respect:” they begin to strip the body at both ends. Throughout ancient America uncovering the feet had a like meaning. In Peru, “no lord, however great he might be, entered the presence of the Ynca in rich clothing, but in humble attire and barefooted;” and in Mexico, “the kings who were vassals of Montezuma [II-134] were obliged to take off their shoes when they came into his presence:” the significance of this act being so great that as “Michoacan was independent of Mexico, the sovereign took the title of cazonzi—that is, ‘shod.’ ” Kindred accounts of Asiatics have made the usage familiar to us. In Burmah, “even in the streets and highways, a European, if he meets with the king, or joins his party, is obliged to take off his shoes.” And in Persia, every one who approaches the royal presence must bare his feet.

Verification of these interpretations is yielded by the equally obvious interpretations of certain usages which we similarly meet with in societies where extreme expressions of subjection are required. I refer to the appearing in presence of rulers dressed in coarse clothing—the clothing of slaves. In Mexico, whenever Montezuma’s attendants “entered his apartments, they had first to take off their rich costumes and put on meaner garments.” In Peru, along with the rule that a subject should appear before the Ynca with a burden on his back, simulating servitude, and along with the rule that he should be barefooted, further simulating servitude, there went, as we have seen, the rule that “no lord, however great he might be, entered the presence of the Ynca in rich clothing, but in humble attire,” again simulating servitude. A kindred though less extreme usage exists in Dahomey: the highest subjects may “ride on horseback, be carried in hammocks, wear silk, maintain a numerous retinue, with large umbrellas of their own order, flags, trumpets, and other musical instruments; but, on their entrance at the royal gate, all these insignia are laid aside.” Even in mediæval Europe, submission was expressed by taking off those parts of the dress and appendages which were inconsistent with the appearance of servitude. Thus, in France, in 1467, the head men of the town, surrendering to a victorious duke, “brought to his camp with them three hundred of the best citizens in their shirts, bareheaded, and barelegged, who presented the keies of the citie to [II-135] him, and yielded themselves to his mercy.” And the doing of feudal homage included observances of kindred meaning. Saint Simon, describing one of the latest instances, and naming among ceremonies gone through the giving up of belt, sword, gloves, and hat, says that this was done “to strip the vassal of his marks of dignity in the presence of his lord.” So that whether it be the putting on of coarse clothing or the putting off of fine clothing, the meaning is the same.

Observances of this kind, like those of other kinds, extend themselves from the feared being who is visible to the feared being who is invisible—the ghost and the god. On remembering that by the Hebrews, putting on sackcloth and ashes was joined with cutting the hair, self-bleeding, and making marks on the body, to propitiate the ghost—on reading that the habit continues in the East, so that a mourning lady described by Mr. Salt, was covered with sackcloth and sprinkled with ashes, and so that Burckhardt “saw the female relations of a deceased chief running through all the principal streets, their bodies half naked, and the little clothing they had on being rags, while the head, face, and breast,” were “almost entirely covered with ashes;” it becomes clear that the semi-nakedness, the torn garments, and the coarse garments, expressing submission to a living superior, serve also to express submission to one who, dying and becoming a supernatural being, has so acquired a power that is dreaded. [*] This inference is confirmed [II-136] on observing that like acts become acts of religious subordination. Isaiah, himself setting the example, exhorts the rebellious Israelites to make their peace with Jahveh in the words—“Strip you, and make you bare, and gird sackcloth upon your loins.” So, too, the fourscore men who came from Shechem, Shiloh, and Samaria, to propitiate Jahveh, besides cutting their hair and gashing themselves, tore their clothes. Nor does the parallelism fail with baring the feet. This was a sign of mourning among the Hebrews; as is shown by the command in Ezekiel (xxiv. 17), “Forbear to cry, make no mourning for the dead, bind the tire of thine head upon thee, and put on thy shoes upon thy feet.” And then, among the Hebrews, putting off the shoes was also an act of worship. Elsewhere, too, it occurred as in common a mark of political subordination and of religious subordination. Of the Peruvians, who went barefoot into the presence of the Ynca, we read that “all took off their shoes, except the king, at two hundred paces before reaching the doors [of the temple of the Sun]; but the king remained with his shoes on until he came to the doors.” Once more, the like holds with baring the head. Used along with other ceremonial acts to propitiate the living superior, this is used also to propitiate the spirit [II-137] of the ordinary dead, and the spirit of the apotheosized dead. Uncovering round the grave continues even among ourselves; and on the Continent, there is uncovering by those who meet a funeral procession. Taking off the hat to images of Christ and the Madonna, out of doors and indoors, was enjoined in old books of manners. Unhatting on the knees when the host is carried by, occurs still in Catholic countries. And habitually men bare their heads on entering places of worship.

Nor must we omit to note that obeisances of this class, too, made first to supreme persons and presently to less powerful persons, diffuse gradually until they become general. Quotations above given have shown incidentally that in Africa partial uncovering of the shoulder is a salute between equals, and that a kindred removal of the cloak in Spain serves a like purpose. Similarly, the going barefoot into a king’s presence, and into a temple, originates an ordinary civility. The Damaras take off their sandals before entering a stranger’s house; a Japanese leaves his shoes at the door, even when he enters a shop; “upon entering a Turkish house, it is the invariable rule to leave the outer slipper or galosh at the foot of the stairs.” And then in Europe, from having been a ceremony of feudal homage and of religious worship, uncovering the head has become an expression of respect due even to a labourer on entering his cottage.

§ 390. These last facts suggest a needful addition to the argument. Something more must be said respecting the way in which all kinds of obeisances between equals, have resulted by diffusion from obeisances which originally expressed surrender to a conqueror.

Proof has been given that rhythmical muscular movements, naturally signifying joy, such as jumping, clapping the hands, and even drumming the ribs with the elbows, become simulated signs of joy used to propitiate a king. [II-138] These simulated signs of joy become civilities where there is no difference of rank. According to Grant, “when a birth took place in the Toorkee camp . . . women assembled to rejoice at the door of the mother, by clapping their hands, dancing, and shouting. Their dance consisted in jumping in the air, throwing out their legs in the most uncouth manner, and flapping their sides with their elbows.” Where circumstances permit, such emphatic marks of consideration become mutual. On the Slave Coast, “when two persons of equal condition meet each other, they fall both down on their knees together, clap hands, and mutually salute, by wishing each other a good day.” In China, during a wedding visit “each visitor prostrated himself at the feet of the bride, and knocked his head upon the ground, saying at the same time, ‘I congratulate you! I congratulate you!’ whilst the bride, also upon her knees, and knocking her head upon the ground, replied, ‘I thank you! I thank you!’ ” And among the Mosquitos, says Bancroft, “one will throw himself at the feet of another, who helps him up, embraces him, and falls down in his turn to be assisted up and comforted with a pressure.” Such extreme instances yield verifications of the inference that the mutual bows, and curtseys, and unhattings, among ourselves, are remnants of the original prostrations and strippings of the captive.

But I give, these instances chiefly as introducing the interpretation of a still more familiar observance. Already I have named the fact that between polite Arabs the offer of an inferior to kiss a superior’s hand, is resisted by the superior if he is condescending, and that the conflict ends by the inferior kissing his own hand to the superior. Further evidence is given by Malcolm, who says:—“Everyone [Arab] who met a friend took his right hand, and, after shaking it, raised it as high as his breast.” And the following, from Niebuhr, is an account of an allied usage:—

[II-139]

“Two Arabs of the desert meeting, shake hands more than ten times. Each kisses his own hand, and still repeats the question, ‘How art thou?’ . . . In Yemen, each does as if he wished the other’s hand, and draws back his own to avoid receiving the same honour. At length, to end the contest, the eldest of the two suffers the other to kiss his fingers.”

Have we not here, then, the origin of shaking hands? If of two persons each wishes to make an obeisance to the other by kissing his hand, and each out of compliment refuses to have his own hand kissed, what will happen? Just as when leaving a room, each of two persons, proposing to give the other precedence, will refuse to go first, and there will result at the doorway some conflict of movements, preventing either from advancing; so, if each of two tries to kiss the other’s hand, and refuses to have his own kissed, there will result a raising of the hand of each by the other towards his own lips, and by the other a drawing of it down again, and so on alternately. Though at first such an action will be irregular, yet as fast as the usage spreads, and the failure of either to kiss the other’s hand becomes a recognized issue, the motions may be expected to grow regular and rhythmical. Clearly the difference between the simple squeeze, to which this salute is now often abridged, and the old-fashioned hearty shake, exceeds the difference between the hearty shake and the movement that would result from the effort of each to kiss the hand of the other.

Even in the absence of this clue yielded by the Arab custom, we should be obliged to infer some such genesis. After all that has been shown, no one can suppose that handshaking was ever deliberately fixed upon as a complimentary observance; and if it had a natural origin in some act which, like the rest, expressed subjection, the act of kissing the hand must be assumed, as alone capable of leading to it.

§ 391. Whatever its kind, then, the obeisance has the same root with the trophy and the mutilation. At the mercy of his conqueror, who, cutting off part of his body as a memorial [II-140] of victory, kills him, or else, taking some less important part, marks him as a subject person, the conquered enemy lies prone before him; now on his back, or now with neck under his conqueror’s foot, smeared with dirt, weaponless, and with torn clothes or stripped of the trophy-trimmed robe he prized. Thus the prostration, the coating of dust, and the loss of covering, incidental on defeat, become, like the mutilation, recognized proofs of it. Whence result, first of all, the enforced signs of submission of slaves to masters and subjects to rulers; then the voluntary assumptions of humble attitudes before superiors; and, finally, those complimentary movements expressive of inferiority, made by each to the other between equals.

That all obeisances originate in militancy, is a conclusion harmonizing with the fact that they develop along with development of the militant type of society. Attitudes and motions signifying subjection, do not characterize headless tribes and tribes having unsettled chieftainships, like the Fuegians, the Andamanese, the Australians, the Tasmanians, the Esquimaux; and accounts of etiquette among the wandering and almost unorganized communities of North America, make little, if any, mention of actions expressing subordination. It is remarked of the Kamtschadales, who when found were without rulers, that “their manners are quite rude: they never use any civil expression or salutation; never take off their caps, nor bow to one another.” On the other hand, in societies compounded and consolidated by militancy which have acquired the militant type of structure, political and social life are characterized by grovelling prostrations. We find them in warlike, cannibal Fiji, where the power of rulers over subjects is unlimited; we find them in Uganda, where war is chronic, where the revenue is derived from plunder, and where it is said of the king out shooting that, “as his highness could not get any game to shoot at, he shot down many people;” we find them in sanguinary Dahomey, where adjacent societies are attacked [II-141] to get more heads for decorating the king’s palace. Among states more advanced they occur in Burmah and Siam, where the militant type, bequeathed from the past, has left a monarchial power without restraint; in Japan, where there has been a despotism evolved and fixed during the wars of early times; and in China, where a kindred form of government, similarly originated, survives. The like happens with kissing the feet as an obeisance. This was the usage in ancient Peru, where the entire nation was under a regimental organization and discipline. It prevails in Madagascar, where the militant structure and activity are decided. And among sundry Eastern peoples, living still, as they have ever done, under autocratic rule, this obeisance exists at present as it existed in the remote past. Nor is it otherwise with complete or partial removals of the dress. The extreme forms of this we saw occur in Fiji and in Uganda; while the less extreme form of baring the body down to the waist was exemplified from Abyssinia and Tahiti, where the kingly power, though great, is less recklessly exercised. So, too, with baring the feet. This was an obeisance to the king in ancient Peru and ancient Mexico, as it is now in Burmah and in Persia—all of them having the despotic government evolved by militancy. And the like relation holds with the other servile obeisances—the putting dust on the head, the assumption of mean clothing, the taking up a burden to carry, the binding of the hands.

The same truth is shown us on comparing the usages of European peoples in early ages, when war was the business of life, with the usages which obtain now that war has ceased to be the business of life. In feudal days homage was shown by kissing the feet, by going on the knees, by joining the hands, by laying aside sundry parts of the dress; but in our days the more humble of these obeisances have, some quite and others almost, disappeared: leaving only the bow, the curtsey, and the raising of the hat, as their representatives. Moreover, it is observable that between [II-142] the more militant nations of Europe and the less militant, kindred differences are traceable. On the Continent obeisances are fuller, and more studiously attended to, than they are here. Even from within our own society evidence is forthcoming; for by the upper classes, forming that regulative part of the social structure which here, as everywhere, has been developed by militancy, there is not only at Court, but in private intercourse, greater attention paid to these forms than by the classes forming the industrial structures. And I may add the significant fact that, in the distinctively militant parts of our society—the army and navy—not only is there a more strict performance of prescribed obeisances than in any other of its parts, but, further, that in one of them, specially characterized by the absolutism of its chief officers, there survives a usage analogous to usages in barbarous societies. In Burmah, it is requisite to make “prostrations in advancing to the palace;” the Dahomans prostrate themselves in front of the palace gate; in Fiji, stooping is enjoined as “a mark of respect to a chief or his premises, or a chief’s settlement;” and on going on board a British man-of-war, it is the custom to take off the hat to the quarter-deck.

Nor are we without kindred contrasts among the obeisances made to the supernatural being, whether spirit or deity. The wearing sackcloth to propitiate the ghost, as now in China and as of old among the Hebrews, the partial baring of the body and putting dust on the head, still occurring in the East as funeral rites, are not found in advanced societies having types of structure more profoundly modified by industrialism. Among ourselves, most characterized by the extent of this change, obeisances to the dead have wholly disappeared, save in the uncovering at the grave. Similarly with the obeisances used in worship. The baring of the feet when approaching a temple, as in ancient Peru, and the removal of the shoes on entering it, as in the East, are acts finding no parallels here on [II-143] any occasion, or on the Continent, save on occasion of penance. Neither the prostrations and repeated knockings of the head upon the ground by the Chinese worshipper, nor the kindred attitude of the Mahommedan at prayers, occurs where freer forms of social institutions, proper to the industrial type, have much qualified the militant type. Even going on the knees as a form of religious homage, has, among ourselves, fallen greatly into disuse; and the most unmilitant of our sects, the Quakers, make no religious obeisances whatever.

The connexions thus traced, parallel to connexions already traced, are at once seen to be natural on remembering that militant activities, intrinsically coercive, necessitate command and obedience; and that therefore where they predominate, signs of submission are insisted upon. Conversely, industrial activities, whether exemplified in the relations of employer and employed or of buyer and seller, being carried on under agreement, are intrinsically noncoercive; and therefore, where they predominate, only fulfilment of contract is insisted upon: whence results decreasing use of the signs of submission.

 


 

[II-144]

CHAPTER VII.

FORMS OF ADDRESS.

§ 392. What an obeisance implies by acts, a form of address says in words. If the two have a common root this is to be anticipated; and that they have a common root is demonstrable. Instances occur in which the one is recognized as equivalent to the other. Speaking of Poles and Sclavonic Silesians, Captain Spencer remarks—

“Perhaps no distinctive trait of manners more characterizes both than their humiliating mode of acknowledging a kindness, their expression of gratitude being the servile “Upadam do nog” (I fall at your feet), which is no figure of speech, for they will literally throw themselves down and kiss your feet for the trifling donation of a few halfpence.”

Here, then, the attitude of the conquered man beneath the conqueror is either actually assumed or verbally assumed; and when used, the oral representation is a substitute for the realization in act. Other cases show us words and deeds similarly associated; as when a Turkish courtier, accustomed to make humble obeisances, addresses the Sultan—“Centre of the Universe! Your’s slave’s head is at your feet;” or as when a Siamese, whose servile prostrations occur daily, says to his superior—“Lord Benefactor, at whose feet I am;” to a prince—“I, the sole of your foot;” to the king—“I, a dust-grain of your sacred feet.” Early European manners furnish kindred evidence. In Russia down to the seventeenth century, a [II-145] petition began with the words—“So and so strikes his forehead” [on the ground]; and petitioners were called “forehead strikers.” At the Court of France as late as 1577, it was the custom of some to say—“I kiss your grace’s hands,” and of others to say—“I kiss your lordship’s feet.” Even now of Spain, where orientalisms linger, we read—“When you get up to take leave, if of a lady, you should say, ‘My lady, I place myself at your feet;’ to which she will reply, ‘I kiss your hand, sir.’ ”

From what has gone before, such origins and such characters of forms of address might be anticipated. Along with other ways of propitiating the victor, the master, the ruler, will naturally come speeches which, beginning with confessions of defeat by verbal assumptions of its attitude, will develop into varied phrases acknowledging servitude. The implication, therefore, is that forms of address in general, descending as they do from these originals, will express, clearly or vaguely, ownership by, or subjection to, the person addressed.

§ 393. Of propitiatory speeches there are some which, instead of describing the prostration entailed by defeat, describe the resulting state of being at the mercy of the person addressed. One of the strangest of these occurs among the cannibal Tupis. While, on the one hand, a warrior shouts to his enemy—“May every misfortune come upon thee, my meat!” on the other hand, the speech required from the captive Hans Stade on approaching a dwelling, was—“I, your food, have come:” that is—my life is at your disposal. Then, again, instead of professing to live only by permission of the superior, actual or pretended, who is spoken to, we find the speaker professing to be personally a chattel of his, or to be holding property at his disposal, or both. Africa, Asia, Polynesia, and Europe, furnish examples. “When a stranger enters the house of a Serracolet (Inland Negro), he goes out and says—‘White [II-146] man, my house, my wife, my children belong to thee.’ ” Around Delhi, if you ask an inferior “ ‘Whose horse is that?’ he says ‘Slave’s,’ meaning his own; or he may say—‘It is your highnesses’,’ meaning that, being his, it is at your disposal.” In the Sandwich Islands a chief, asked respecting the ownership of a house or canoe possessed by him, replies—“It is yours and mine.” In France, in the fifteenth century, a complimentary speech made by an abbé on his knees to the queen when visiting a monastery was—“We resign and offer up the abbey with all that is in it, our bodies, as our goods.” And at the present time in Spain, where politeness requires that anything admired by a visitor shall be offered to him, “the correct place of dating [a letter] from should be . . . from this your house, wherever it is; you must not say from this my house, as you mean to place it at the disposition of your correspondent.”

But these modes of addressing a real or fictitious superior, indirectly asserting subjection to him in body and effects, are secondary in importance to the direct assertions of slavery and servitude; which, beginning in barbarous days, have persisted down to the present time.

§ 394. Hebrew narratives have familiarized us with the word “servant,” as applied to himself by a subject or inferior, when speaking to a ruler or superior. In our days of freedom, the associations established by daily habit have obscured the fact that “servant” as used in translations of old records, means “slave”—implies the condition fallen into by a captive taken in war. Consequently when, as often in the Bible, the phrases “thy servant” or “thy servants” are uttered before a king, they must be taken to signify that same state of subjugation which is more circuitously signified by the phrases quoted in the last section. Clearly this self-abasing word was employed, not by attendants only, but by conquered peoples, and by subjects at large; as we see when the unknown David, addressing [II-147] Saul, describes both himself and his father as Saul’s servants. And kindred uses of the word to rulers have continued down to modern times.

Very early, however, professions of servitude, originally made only to one of supreme authority, came to be made to those of subordinate authority. Brought before Joseph in Egypt, and fearing him, his brethren call themselves his servants or slaves; and not only so, but speak of their father as standing in a like relation to him. Moreover, there is evidence that this form of address extended to the intercourse between equals where a favour was to be gained; as witness Judges xix. 19. And we have seen in the last section that even still in India, a man shows his politeness by calling himself the slave of the person addressed. How in Europe a like diffusion has taken place, need not be shown further than by exemplifying some of the stages. Among French courtiers in the sixteenth century it was common to say—“I am your servant and the perpetual slave of your house;” and among ourselves in past times there were used such indirect expressions of servitude as—“Yours to command,” “Ever at your worship’s disposing,” “In all serviceable humbleness,” &c. While in our days, rarely made orally save in irony, such forms have left only their written representatives—“Your obedient servant,” “Your humble servant;” reserved for occasions when distance is to be maintained, and for this reason often having inverted meanings.

That for religious purposes the same propitiatory words are employed, is a familiar truth. In Hebrew history men are described as servants of God, just as they are described as servants of the king. Neighbouring peoples are said to serve their respective deities just as slaves are said to serve their masters. And there are cases in which these relations to the visible ruler and to the invisible ruler, are expressed in like ways; as where we read that “The king hath fulfilled the request of his servant,” and elsewhere [II-148] that “The Lord hath redeemed his servant Jacob.” Hence as used in worship, the expression “thy servant” has originated as have all other elements of religious ceremonial.

And here better than elsewhere, may be noted the fact that the phrase “thy son,” used to a ruler or superior, or other person, is originally equivalent to “thy servant.” On remembering that in rude societies children exist only on sufferance of their parents; and that in patriarchal groups the father had life and death power over his children; we see that professing to be another’s son was like professing to be his servant or slave. There are ancient examples demonstrating the equivalence; as when “Ahaz sent messengers to Tiglath-pileser king of Assyria, saying, I am thy servant and thy son: come up and save me.” Mediæval Europe furnished instances when, as we saw, rulers offered themselves for adoption by more powerful rulers: so assuming the condition of filial servitude and calling themselves sons; as did Theodebert I. and Childebert II. to the emperors Justinian and Maurice. Nor does there lack evidence that this expression of subordination spreads like the rest, until it becomes a complimentary form of speech. At the present time in India, the man who in compliment professes to be your slave, will, on introducing his son say,—“This is your highness’s son.” And “a Samoan cannot use more persuasive language than to call himself the son of the person addressed.”

§ 395. From those complimentary phrases which express abasement of self, we pass to those which exalt another. Either kind taken alone, is a confession of relative inferiority; and this confession gains in emphasis when the two kinds are joined, as they commonly are.

At first it does not seem likely that eulogies may, like other propitiations, be traced back to the behaviour of the conquered to the conqueror; but we have proof that they do thus originate, certainly in some cases. To the victorious [II-149] Ramses II. his defeated foes preface their prayers for mercy by the laudatory words—“Prince guarding the army, valiant with the sword, bulwark of his troops in day of battle, king mighty of strength, great Sovran, Sun powerful in truth, approved of Ra, mighty in victories, Ramses Miamon.” Obviously there is no separation between such praises uttered by the vanquished, and those afterwards coming from them as a subject people. We pass without break to glorifying words like those addressed to the king of Siam—“Mighty and august lord! Divine Mercy!” “The Divine Order!” “The Master of Life!” “Sovereign of the Earth!” or those addressed to the Sultan—“The Shadow of God!” “Glory of the Universe!” or those addressed to the Chinese Emperor—“Son of Heaven!” “The Lord of Ten Thousand Years!” or those some years since addressed by the Bulgarians to the emperor of Russia—“O blessed Czar!” “Blissful Czar!” “Orthodox powerful Czar!” or those with which, in the past, speeches to the French monarch commenced—“O very benign! O very great! O very merciful!” And then along with these propitiations by direct flattery, there go others in which the flattery is indirectly conveyed by affected admiration of whatever the ruler says; as when the courtiers of the king of Delhi held up their hands crying—“Wonder, wonder!” after any ordinary speech; or in broad day, if he said it was night, responded—“Behold the moon and the stars!” or as when Russians in past times exclaimed—“God and the prince have willed!” “God and the prince know!”

Eulogistic phrases first used to supreme men, descend to men of less authority, and so downwards. Examples may be taken from those current in France during the sixteenth century—to a cardinal, “the very illustrious and very reverend;” to a marquis, “my very illustrious and much-honoured lord;” to a doctor, “the virtuous and excellent.” And from our own past days may be added such complimentary forms of address as—“the right worshipful,” to [II-150] knights and sometimes to esquires; “the right noble,” “the honourable-minded,” used to gentlemen; and even to men addressed as Mr., such laudatory prefixes as “the worthy and worshipful.” Along with flattering epithets there spread more involved flatteries, especially observable in the East, where both are extreme. On a Chinese invitation-card the usual compliment is—“To what an elevation of splendour will your presence assist us to rise!” Tavernier, from whom I have quoted the above example of scarcely credible flattery from the Court of Delhi, adds, “this vice passeth even unto the people;” and he says that his military attendant, compared to the greatest of conquerors, was described as making the world tremble when he mounted his horse. In these parts of India at the present day, an ordinary official is addressed—“My lord, there are only two who can do anything for me: God is the first, and you are the second;” or sometimes, as a correspondent writes to me—“ ‘Above is God, and your honour is below;’ ‘Your honour has power to do anything;’ ‘You are our king and lord;’ ‘You are in God’s place.’ ”

On reading that in Tavernier’s time a usual expression in Persia was—“Let the king’s will be done,” recalling the parallel expression—“Let God’s will be done,” we are reminded that various of the glorifying speeches made to kings parallel those made to deities. Where the militant type is highly developed, and where divinity is ascribed to the monarch, not only after death but before, as of old in Egypt and Peru, and as now in Japan, China, and Siam, it naturally results that the eulogies of visible rulers and of rulers who have become invisible, are the same. Having reached the extreme of hyperbole to the king when living, they cannot go further to the king when dead and deified. And the identity thus initiated continues through subsequent stages with deities whose origins are no longer traceable.

[II-151]

§ 396. Into the complete obeisance we saw that there enter two elements, one implying submission and the other implying love; and into the complete form of address two analogous elements enter. With words employed to propitiate by abasing self or elevating the person addressed, or both, are joined words suggestive of attachment to him—wishes for his life, health, and happiness.

Professions of interest in another’s well-being and good fortune are, indeed, of earlier origin than professions of subjection. Just as those huggings and kissings which indicate liking are used as complimentary observances by ungoverned, or little-governed, savages, who have no obeisances; so, friendly speeches precede speeches expressing subordination. By the Snake Indians, a stranger is accosted with the words—“I am much pleased, I am much rejoiced;” and among the Araucanians, whose social organization, though more advanced, has not yet been developed by militancy into the coercive type, the formality on meeting, which “occupies ten or fifteen minutes,” consists of detailed inquiries about the welfare of each and his belongings, with elaborate felicitations and condolences.

Of course this element of the salutation persists while there grow up the acts and phrases expressing subjection. We saw that along with servile obeisances, good wishes and congratulations are addressed to a superior among Negro nations; and among the Fulahs and the Abyssinians they are elaborate. It is in Asia, however, that the highest developments of them occur. Beginning with such hyperbolic speeches as—“O king, live for ever!” we descend to speeches between equals which, in like exaggerated ways, signify great sympathy; as among the Arabs, who indicate their anxiety by rapidly repeating—“Thank God, how are you?” for some minutes, and who, when well-bred, occasionally interrupt the subsequent conversation by again asking—“How are you?” or as among the Chinese, who on an ordinary visiting billet write—“The tender and [II-152] sincere friend of your lordship, and the perpetual disciple of your doctrine, presents himself to pay his duty and make his reverence even to the earth.” In Western societies, less despotically governed, professions of liking and solicitude have been less exaggerated; and they have decreased as freedom has increased. In ancient France, at the royal table, “every time the herald cried—‘The king drinks!’ every one made vœux and cried—‘Long live the king!’ ” And though both abroad and at home the same or an allied speech is still used, it recurs with nothing like the same frequency. So, too, is it with the good wishes expressed in social intercourse. The exclamation—“Long life to your honour!” may, indeed, still be heard; but it is heard among a people who, till late times under personal rule, are even now greatly controlled by their loyalty to representatives of old families. And in parts of the kingdom longer emancipated from feudalism and disciplined by industrialism, the ordinary expressions of interest, abridged to “How do you do?” and “Good-bye,” are uttered in a manner implying not much more interest than is felt.

Along with phrases in which divine aid is invoked on behalf of the person saluted, as in the “May God grant you his favours” of the Arab, “God keep you well” of the Hungarian, “God protect you” of the Negro; and along with those which express sympathy by inquiries after health and fortune, which are also widespread; there are some which take their characters from surrounding conditions. One is the oriental “Peace be with you,” descending from turbulent times when peace was the great desideratum; another is the “How do you perspire?” alleged of the Egyptians; and a still more curious one is “How have the mosquitoes used you?” which, according to Humboldt, is the morning salute on the Orinoco.

§ 397. There remain to be noted those modifications of language, grammatical and other, which, by implication, [II-153] exalt the person addressed or abase the person addressing. These have certain analogies with other elements of ceremony. We have seen that where subjection is extreme, the ruler, if he does not keep himself invisible, must, when present, not be looked at; and from the idea that it is an unpardonable liberty to gaze at the supreme person, there has arisen in some countries the usage of turning the back on a superior. Similarly, the practice of kissing the ground before one who is reverenced, or kissing some object belonging to him, implies that the subject is so remote in station, that he may not take the liberty of kissing even the foot or the dress. And in a kindred spirit, the linguistic forms used in compliment have the trait that they avoid direct relations with the individual addressed.

Such forms make their appearance in comparatively early social stages. Of the superior people among the Abipones, we read that “the names of men belonging to this class end in in; those of the women, who also partake of these honours, in en. These syllables you must add even to substantives and verbs in talking with them.” Again, “the Samoan language contains ‘a distinct and permanent vocabulary of words which politeness requires to be made use of to superiors, or on occasions of ceremony.’ ” By the Javans, “on no account is any one, of whatever rank, allowed to address his superior in the common or vernacular language of the country.” And of the ancient Mexican language Gallantin says, there is “a special form, called Reverential, which pervades the whole language, and is found in no other . . . this is believed to be the only one [language] in which every word uttered by the inferior reminds him of his social position.”

The most general of the indirectnesses which etiquette introduces into forms of address, apparently arise from the primitive superstition about proper names. Conceiving that a man’s name is part of his individuality, and that possession of his name gives power over him, savages almost [II-154] everywhere are reluctant to disclose names. Whether this is the sole cause, or whether, apart from this, utterance of a man’s name is felt to be a liberty taken with him, the fact is that among rude peoples names acquire a kind of sacredness, and taking a name in vain is interdicted: especially to inferiors when speaking to superiors. Hence a curious incidental result. As in early stages personal names are derived from objects, the names of objects have to be disused and replaced by others. Among the Kaffirs “a wife may not publicly pronounce the i-gama [the name given at birth] of her husband or any of his brothers; nor may she use the interdicted word in its ordinary sense. . . . The chief’s i-gama is withdrawn from the language of his people.” Again, “the hereditary appellation of the chief of Pango-Pango [in Samoa] being now Maunga, or Mountain, that word must never be used for a hill in his presence, but a courtly term . . . substituted.” And then where there exist proper names of a developed kind, there are still kindred restrictions on the general use of them; as in Siam, where “the name of the king must not be uttered by a subject: he is always referred to by a periphrasis, such as ‘the master of life,’ ‘the lord of the land,’ ‘the supreme head;’ ” and as in China, where “the ‘old man of the house,’ ‘excellent honourable one,’ and ‘venerable great prince,’ are terms used by a visitor to designate the father of his host.”

Similarly, there is avoidance of personal pronouns; which also establish with the individual addressed a relation too immediate to be allowed where distance is to be maintained. In Siam, when asking the king’s commands, the pronominal form is, as much as possible, evaded; and that this usage is general among the Siamese is implied by the remark of Père Bruguière, that “they have personal pronouns, but rarely use them.” In China, also, this style descends into ordinary intercourse. “If they are not intimate friends, they never say I and You, which would be a [II-155] gross incivility. But instead of saying, I am very sensible of the service you have done me, they will say, The service that the Lord or the Doctor has done for his meanest Servant, or his Scholar, has greatly affected me.”

We come next to those perversions in the uses of pronouns which raise the superior and lower the inferior. “ ‘I’ and ‘me’ are expressed by several terms in Siamese; as (1) between a master and slave; (2) between a slave and master; (3) between a commoner and a nobleman; (4) between persons of equal rank; while there is, lastly, a form of address which is only used by the priests.” Still more developed has this system been by the Japanese. “In Japan all classes have an ‘I’ peculiar to themselves, which no other class may use; and there is one exclusively appropriated by the Mikado . . . and one confined to women. . . . There are eight pronouns of the second person peculiar to servants, pupils, and children.” Though throughout the West, the distinctions established by abusing pronominal forms have been less elaborated, yet they have been well marked. By Germans “in old times . . . all inferiors were spoken to in the third person singular, as ‘er’:” that is, an oblique form by which the inferior was referred to as though not present, served to disconnect him from the speaker. And then, conversely, “inferiors invariably use the third person plural in addressing their superiors:” a mode which, while dignifying the superior by pluralization, increases the distance of the inferior by its relative indirectness; and a mode which, beginning as a propitiation of those in power, has, like the rest, spread till it has become a general propitiation. In our own speech, lacking such misuse of pronouns as humiliates, there exists only that substitution of the “you” for the “thou,” which, once a complimentary exaltation, has now by diffusion wholly lost its ceremonial meaning. That it retained some ceremonial meaning at the time when the Quakers persisted in using “thou” is clear; and that in [II-156] still earlier times it was employed to ascribe dignity, is inferable from the fact that during the Merovingian period in France, the kings ordered that they should be addressed in the plural. Whoever fails to think that calling him “you,” once served to exalt the person addressed, will be aided by contemplating this perversion of speech in its primitive and more emphatic shape; as in Samoa, where they say to a chief—“Have you two come?” or “Are you two going?”

§ 398. Since they state in words what obeisances express by acts, forms of address of course have the same general relations to social types. The parallelisms must be noted.

Speaking of the Dacotahs, who are politically unorganized, and who had not even nominal chiefs till the whites began to make distinctions among them, Burton says—“Ceremony and manners in our sense of the word they have none;” and he instances the entrance of a Dacotah into a stranger’s house with a mere exclamation meaning “Well.” Bailey remarks of the Veddahs that in addressing others, “they use none of the honorifics so profusely common in Singhalese; the pronoun ‘to,’ ‘thou,’ being alone used, whether they are addressing each other or those whose position would entitle them to outward respect.” These cases will sufficiently indicate the general fact that where there is no subordination, speeches which elevate the person spoken to and abase the person speaking, do not arise. Conversely, where personal government is absolute, verbal self-humiliations and verbal exaltations of others assume exaggerated forms. Among the Siamese, who are all slaves of the king, an inferior calls himself dust under the feet of a superior, while ascribing to the superior transcendent powers; and the forms of address, even between equals, avoid naming the person addressed. In China, where there is no check on the power of the “Imperial Supreme,” the [II-157] phrases of adulation and humility, first used in intercourse with rulers and afterwards spreading, have elaborated to such extremes that in inquiring another’s name the form is—“May I presume to ask what is your noble surname and your eminent name;” while the reply is—“The name of my cold (or poor) family is ———, and my ignoble name is ———.” If we ask where ceremony has initiated the most elaborate misuses of pronouns, we find them in Japan, where wars long ago established a despotism which acquired divine prestige.

Similarly, on contrasting the Europe of past times, characterized by social structures developed by, and fitted for, perpetual fighting, with modern Europe, in which, though fighting on a large scale occurs, it is the temporary rather than the permanent form of social activity, we observe that complimentary expressions, now less used, are also now less exaggerated. Nor does the generalization fail when we compare the modern European societies that are organized in high degrees for war, like those of the Continent, with our own society, not so well organized for war; or when we compare the regulative parts of our own society, which are developed by militancy, with the industrial parts. Flattering superlatives and expressions of devotion are less profuse here than abroad; and much as the use of complimentary language has diminished among our ruling classes in recent times, there remains a greater use of it among them than among the industrial classes: especially those of the industrial classes who have no direct relations with the ruling classes.

These connexions are obviously, like previous ones, necessary. Should any one say that along with the enforced obedience which military organization implies, and which characterizes the whole of a society framed for military action, there naturally go forms of address not expressing submission; and if, conversely, he should say that along with the active exchanging of goods for money, and services [II-158] for wages, freely carried on, which characterizes the life of an industrial society, there naturally go exaggerated eulogies of others and servile depreciations of self; his proposition would manifestly be absurd. And the absurdity of this hypothetical proposition serves to bring into view the truth of the actual proposition opposed to it.

 


 

[II-159]

CHAPTER VIII.

TITLES.

§ 399. Adhering tenaciously to all his elders taught him, the primitive man deviates into novelty only through unintended modifications. Everyone now knows that languages are not devised but evolve; and the same is true of usages. To many proofs of this, the foregoing chapters have added further proofs.

The like holds of titles. Looked at as now existing, these appear artificial: there is suggested the idea that once upon a time they were consciously settled. But this is no more true than it is true that our common words were once consciously settled. Names of objects and qualities and acts, were at the outset directly or indirectly descriptive; and the names we class as titles were so too. Just as the deaf-mute who calls to mind a person he means by mimicking a peculiarity, has no idea of introducing a symbol; so neither has the savage when he indicates a place as the one where the kangaroo was killed or the one where the cliff fell down; so neither has he when he suggests an individual by referring to some marked trait in his appearance or fact in his life; and so neither has he when he gives those names, literally descriptive or metaphorically descriptive, which now and again develop into titles.

The very conception of a proper name grew up unawares. Among the uncivilized a child becomes known as “Thunderstorm,” or “New Moon,” or “Father-come-home,” [II-160] simply from the habit of referring to an event which occurred on its birthday, as a way of raising the thought of the particular child meant. And if afterwards it gets such a name as “Squash-head,” or “Dirty-saddle” (Dacotah names), “The Great Archer,” or “He who runs up the Hill” (Blackfoot names), this results from spontaneously using an alternative, and sometimes better, means of identification. Evidently the like has happened with such less needful names as titles. These have differentiated from ordinary proper names, by being descriptive of some trait, or some deed, or some function, held in honour.

§ 400. Various savage races give a man a name of renown in addition to, or in place of, the name by which he was previously known, on the occasion of a great achievement in battle. The Tupis furnish a good illustration. “The founder of the [cannibal] feast took an additional name as an honourable remembrance of what had been done, and his female relations ran through the house shouting the new title.” And of these same people Hans Stade says,—“So many enemies as one of them slays, so many names does he give himself; and those are the noblest among them who have many such names.” In North America, too, when a young Creek Indian brings his first scalp, he is dubbed a man and a warrior, and receives a “war-name.” Among the people of ancient Nicaragua, this practice had established a general title for such: they called one who had killed another in battle tapalique; and cabra was an equivalent title given by the Indians of the Isthmus.

That descriptive names of honour, thus arising during early militancy, become in some cases official names, we see on comparing evidence furnished by two sanguinary and cannibal societies in different stages of advance. In Fiji, “warriors of rank receive proud titles, such as ‘the divider of’ a district, ‘the waster of’ a coast, ‘the depopulator of’ [II-161] an island—the name of the place in question being affixed.” And then in ancient Mexico, the names of offices filled by the king’s brothers or nearest relatives were, one of them, “Cutter of men,” and another, “Shedder of blood.”

Where, as among the Fijians, the conceived distinction between men and gods is vague, and the formation of new gods by apotheosis of chiefs continues, we find the gods bearing names like those given during their lives to ferocious warriors. “The Woman-stealer,” “the Brain-eater,” “the Murderer,” “Fresh-from-slaughter,” are naturally such divine titles as arise from descriptive naming among ancestor-worshipping cannibals. That sundry titles of the gods worshipped by superior races have originated in a kindred manner, is implied by the ascription of conquests to them. Be they the Egyptian deities, the Babylonian deities, or the deities of the Greeks, their power is represented as having been gained by battle; and with accounts of their achievements are in some cases joined congruous descriptive names, such as that of Mars—“the Blood-stainer,” and that of the Hebrew god—“the Violent One;” which, according to Keunen, is the literal interpretation of Shaddai.

§ 401. Very generally among primitive men, instead of the literally-descriptive name of honour, there is given the metaphorically-descriptive name of honour. Of the Tupis, whose ceremony of taking war-names is instanced above, we read that “they selected their appellations from visible objects, pride or ferocity influencing their choice.” That such names, first spontaneously given by applauding companions and afterwards accorded in some deliberate way, are apt to be acquired by men of the greatest prowess, and so to become names of rulers, is suggested by what Ximenez tells us respecting the semi-civilized peoples of Guatemala. Their king’s names enumerated by him are—“Laughing Tiger,” “Tiger of the Wood,” “Oppressing Eagle,” “Eagle’s Head,” “Strong Snake.” Throughout Africa [II-162] the like has happened. The king of Ashantee has among his glorifying names “Lion” and “Snake.” In Dahomey, titles thus derived are made superlative: the king is “the Lion of Lions.” And in a kindred spirit the king of Usambara is called “Lion of Heaven:” a title whence, should this king undergo apotheosis, myths may naturally result. From Zulu-land, along with evidence of the same thing, there comes an illustration of the way in which names of honour derived from imposing objects, animate and inanimate, are joined with names of honour otherwise derived, and pass into certain of those forms of address lately dealt with. The titles of the king are—“The noble elephant,” “Thou who art for ever,” “Thou who art as high as the heavens,” “The black one,” “Thou who art the bird who eats other birds,” “Thou who art as high as the mountains,” &c. Shooter shows how these Zulu titles are used, by quoting part of a speech adressed to the king—“You mountain, you lion, you tiger, you that are black. There is none equal to you.” Further, there is proof that names of honour thus originating, pass into titles applied to the position occupied, rather than to the occupant considered personally; for a Kaffir chief’s wife “is called the Elephantess, while his great wife is called the Lioness.”

Guided by such clues, we cannot miss the inference that the use of kindred names for both kings and gods by extinct historic races, similarly arose. If we find that now in Madagascar one of the king’s titles is “Mighty Bull,” and are reminded by this that to the conquering Ramses a like laudatory name was given by defeated foes, we may reasonably conclude that from animal-names thus given to kings, there resulted the animal-names anciently given as names of honour to deities; so that Apis in Egypt became an equivalent for Osiris and the Sun, and so that Bull similarly became an equivalent for the conquering hero and Sungod Indra.

With titles derived from imposing inanimate objects it [II-163] is the same. We have seen how, among the Zulus, the hyperbolic compliment to the king—“Thou who art as high as the mountains,” passes from the form of simile into the form of metaphor when he is addressed as “you Mountain.” And that the metaphorical name thus used sometimes becomes a proper name, proof comes from Samoa; where, as we saw, “the chief of Pango-Pango” is “now Maunga, or Mountain.” There is evidence that by sundry ancestor-worshipping peoples, divine titles are similarly derived. The Chinooks and Navajos and Mexicans in North America, and the Peruvians in South America, regard certain mountains as gods; and since these gods have other names, the implication is that in each case an apotheosized man had received in honour either the general name Mountain, or the name of a particular mountain, as has happened in New Zealand. From complimentary comparisons to the Sun, result not only personal names of honour and divine names, but also official titles. On reading that the Mexicans distinguished Cortes as “the offspring of the Sun,” and that the Chibchas called the Spaniards in general “children of the Sun,”—on reading that “child of the Sun” was a complimentary name given to any one particularly clever in Peru, where the Yncas, regarded as descendants of the Sun, successively enjoyed a title hence derived; we are enabled to understand how “Son of the Sun” came to be a title borne by the successive Egyptian kings, joined with proper names individually distinctive of them. In elucidation of this as well as of sundry other points, let me add an account of a reception at the court of Burmah which has occurred since the foregoing sentences were first published:—

“A herald lying on his stomach read aloud my credentials. The literal translation is as follows: ‘So-and-So, a great newspaper teacher of the Daily News of London, tenders to his Most Glorious Excellent Majesty, Lord of the Ishaddan, King of Elephants, master of many white elephants, lord of the mines of gold, silver, rubies, amber, and the noble serpentine, Sovereign of the Empires of Thunaparanta [II-164] and Tampadipa, and other great empires and countries, and of all the umbrella-wearing chiefs, the supporter of religion, the Sundescended Monarch, arbiter of life, and great, righteous King, King of Kings, and possessor of boundless dominions and supreme wisdom, the following presents.’ The reading was intoned in a comical high recitative, strongly resembling that used when our Church service is intoned; and the long-drawn ‘Phya-a-a-a-a’ (my lord) which concluded it, added to the resemblance, as it came in exactly like the ‘Amen’ of the Liturgy.” [Showing the kinship in religious worship.]

Given, then, the metaphorically-descriptive name, and we have the germ from which grow up these primitive titles of honour; which, at first individual titles, become in some cases titles attaching to the offices filled.

§ 402. To say that the words which in various languages answer to our word “God,” were originally descriptive words, will be startling to those who, unfamiliar with the facts, credit the savage with thoughts like our own; and will be repugnant to those who, knowing something of the facts, yet persist in asserting that the conception of a universal creative power was possessed by man from the beginning. But whoever studies the evidence without bias, will find proof that the general word for deity was at first simply a word expressive of superiority. Among the Fijians the name is applied to anything great or marvellous; among the Malagasy to whatever is new, useful, or extraordinary; among the Todas to everything mysterious, so that, as Marshall says, “it is truly an adjective noun of eminence.” Applied alike to animate and inanimate things, as indicating some quality above the common, the word is in this sense applied to human beings, both living and dead; but as the dead are supposed to have mysterious powers of doing good and evil to the living, the word comes to be especially applicable to them. Though ghost and god have with us widely-distinguished meanings, yet they are originally equivalent words; or rather, originally, there is [II-165] but one word for a supernatural being. And since in early belief, the other-self of the dead man is equally visible and tangible with the living man, so that it may be slain, drowned, or otherwise killed a second time—since the resemblance is such that it is difficult to learn what is the difference between a god and a chief among the Fijians—since the instances of theophany in the Iliad prove that the Greek god was in all respects so like a man that special insight was required to discriminate him; we see how naturally it results that the name “god,” given to a powerful being thought of as usually, but not always, invisible, is sometimes given to a visible powerful being. Indeed, as a sequence of this theory, it inevitably happens that men transcending in capacity those around them, are suspected to be these returned ghosts or gods, to whom special powers are ordinarily ascribed. Hence the fact that, considered as the doubles of their own deceased people, Europeans are called ghosts by Australians, New Caledonians, Darnley Islanders, Kroomen, Calabar people, Mpongwe, &c. Hence the fact that they are called by the alternative name gods by Bushmen, Bechuanas, East Africans, Fulahs, Khonds, Fijians, Dyaks, Ancient Mexicans, Chibchas, &c. Hence the fact that, using the word in the above sense, superior men among some uncivilized peoples call themselves gods.

The original meaning of the word being thus understood, we need feel no surprise on finding that “God” becomes a title of honour. The king of Loango is so called by his subjects; as is also the king of Msambara. At the present time among wandering Arabs, the name “God” is applied in no other sense than as the generic name of the most powerful living ruler known to them. This makes more credible than it might else be, the statement that the Grand Lama, personally worshipped by the Tartars, is called by them “God, the Father.” It is in harmony with such other facts as that Radama, king of Madagascar, is addressed by the women who sing his praises as—“O our God;” [II-166] and that to the Dahoman king the alternative word “Spirit” is used; so that, when he summons any one, the messenger says—“The Spirit requires you,” and when he has spoken, all exclaim—“The Spirit speaketh true.” All which facts make comprehensible that assumption of Θεός as a title by ancient kings in the East, which is to moderns so astonishing.

Descent of this name of honour into ordinary intercourse, though not common, does sometimes occur. After what has been said, it will not appear strange that it should be applied to deceased persons; as it was by the ancient Mexicans, who “called any of their dead teotl so and so—i. e., this or that god, this or that saint.” And prepared by such an instance we shall understand its occasional use as a greeting between the living. Colonel Yule says of the Kasias, “the salutation at meeting is singular—‘Kublé! oh God.’ ”

§ 403. The connexion between “God” as a title and “Father” as a title, becomes clear on going back to those early forms of conception and language in which the two are undifferentiated. The fact that even in so advanced a language as Sanscrit, words which mean “making,” “fabricating,” “begetting,” or “generating,” are indiscriminately used for the same purpose, suggests how naturally in the primitive mind, a father, as begetter or causer of new beings, ceasing at death to be visible, is then associated in word and thought with dead and invisible causers at large, who, some of them acquiring pre-eminence, come to be regarded as causers in general—makers or creators. When Sir Rutherford Alcock remarks that “a spurious mixture of the theocratic and patriarchal elements form the bases of all government, both in the Celestial and the Japanese Empires, under emperors who claim not only to be each the patriarch and father of his people, but also Divine descent;” he adds another to the misinterpretations produced [II-167] by descending from our own higher conceptions, instead of ascending from the lower conceptions of the primitive man. For what he thinks a “spurious mixture” of ideas is, in fact, a normal union of ideas; which, in the cases named, has persisted longer than commonly happens in developed societies.

The Zulus show us this union very clearly. They have traditions of Unkulunkulu (literally, the old, old one), “who was the first man,” “who came into being and begat men,” “who gave origin to men and everything besides” (including the sun, moon, and heavens), and who is inferred to have been a black man because all his descendants are black. The original Unkulunkulu is not worshipped by them, because he is supposed to be permanently dead; but instead of him the Unkulunkulus of the various tribes into which his descendants have divided, are severally worshipped, and severally called “Father.” Here, then, the ideas of a Creator and a Father are directly connected. Equally specific, or even more specific, are the ideas conveyed in the response which the ancient Nicaraguans gave to the question—“Who made heaven and earth?” After their first answers, “Tamagastad and Cipattoval,” “our great gods whom we call teotes,” cross-examination brought out the further answers—“Our fathers are these teotes;” “all men and women descend from them;” “they are of flesh and are man and woman;” “they walked over the earth dressed, and ate what the Indians ate.” Gods and first parents being thus identified, fatherhood and divinity become allied ideas. The remotest ancestor supposed to be still existing in the other world to which he went, “the old, old one,” or “ancient of days,” becomes the chief deity; and so “father” is not, as we suppose, a metaphorical equivalent for “god,” but a literal equivalent.

Therefore it happens that among all nations we find it an alternative title. In the before-quoted prayer of the New Caledonian to the ghost of his ancestor—“Compassionate [II-168] father, here is some food for you; eat it; be kind to us on account of it”—we are shown that original identification of fatherhood and godhood, to which all mythologies and theologies carry us back. We see the naturalness of the facts that the Peruvian Yncas worshipped their father the Sun; that Ptah, the first of the dynasty of the gods who ruled Egypt, is called “the father of the father of the gods;” and that Zeus is “father of gods and men.”

After contemplating many such early beliefs, in which the divine and the human are so little distinguished, or after studying the beliefs still extant in China and Japan, where the rulers, “sons of heaven,” claim descent from these most ancient fathers or gods; it is easy to see how the name father in its higher sense, comes to be applied to a living potentate. His proximate and remote ancestors being all spoken of as fathers, distinguished only by the prefixes grand, great great, &c., it results that the name father, given to every member of the series, comes to be given to the last of the series still living. With this cause is joined a further cause. Where establishment of descent in the male line has initiated the patriarchal family, the name father, even in its original meaning, comes to be associated with supreme authority, and to be therefore a name of honour. Indeed, in nations formed by the compounding and re-compounding of patriarchal groups, the two causes coalesce. The remotest known ancestor of each compound group, at once the most ancient father and the god of the compound group, being continuously represented in blood, as well as in power, by the eldest descendant of the eldest, it happens that this patriarch, who is head not of his own group only but also of the compound group, stands to both in a relation analogous to that in which the apotheosized ancestor stands; and so combines in a measure the divine character, the kingly character, and the paternal character.

Hence the prevalence of this word as a royal title. It is [II-169] used equally by American Indians and by New Zealanders in addressing the rulers of the civilized. We find it in Africa. Of the various names for the king among the Zulus, father heads the list; and in Dahomey, when the king walked from the throne to the palace, “every inequality was pointed out, with finger snappings, lest it might offend the royal toe, and a running accompaniment of ‘Dadda! Dadda!’ (Grandfather! Grandfather!) and of ‘Dedde! Dedde!’ (softly! softly!) was kept up.” Asia supplies cases in which the titles “Lord Raja and Lord Father” are joined. In Russia, at the present time, father is a name applied to the Czar; and of old in France, under the form sire, it was the common name for potentates of various grades—feudal lords and kings; and ever continued to be a name of address to the throne. [*]

More readily than usual, perhaps from its double meaning, has this title been diffused. Everywhere we find it the name for any kind of superior. Not to the king only among the Zulus is the word “baba,” father, used; but also by inferiors of all ranks to those above them. In Dahomey a slave applies this name to his master, as his master applies it to the king. Livingstone tells us that he was referred to as “our father” by his attendants; as also was Burchell by the Bachassins. It was the same of old in the East; as when “his servants came near, and spake unto Naaman, and said, My father,” &c.; and it is the same in the remote East at the present time. A Japanese “apprentice addresses his patron as ‘father.’ ” In Siam “children of the [II-170] nobles are called ‘father and mother’ by their subordinates.” And Huc narrates how he saw Chinese labourers prostrating themselves before a mandarin exclaiming—“Peace and happiness to our father and mother.” Then, as a stage in the descent to more general use, may be noted its extension to those who, apart from their rank, have acquired the superiority ascribed to age: a superiority sometimes taking precedence of rank, as in Siam, and in certain ways in Japan and China. Such extension occurred in ancient Rome, where pater was at once a magisterial title and a title given by the younger to the elder, whether related or not. In Russia at the present time, the equivalent word is used to the Czar, to a priest, and to any aged man. Eventually it spreads to young as well as old. Under the form sire, at first applied to feudal rulers, major and minor, the title “father” originated our familiar sir.

A curious group of derivatives, common among uncivilized and semi-civilized peoples, must be named. The wish to compliment by ascribing that dignity which fatherhood implies, has in many places led to the practice of replacing a man’s proper name by a name which, while it recalls this honourable paternity, distinguishes him by the name of his child. The Malays have “the same custom as the Dyaks of taking the name of their first-born, as Pa Sipi, the father of Sipi.” The usage is common in Sumatra; and equally prevails in Madagascar. It is so too among some Indian Hill tribes: the Kasias “address each other by the names of their children, as Pabobon, father of Bobon!” Africa also furnishes instances. Bechuanas addressing Mr. Moffat, used to say—“I speak to the Father of Mary.” And in the Pacific States of North America there are people so solicitous to bear this primitive name of honour, that until a young man has children, his dog stands to him in the position of a son, and he is known as the father of his dog.

[II-171]

§ 404. The supremacy associated with age in patriarchal groups, and in societies derived by composition from patriarchal groups, shown primarily in that honouring of parents which, as in the Jewish commandments, is put next to the worship of God, and secondarily in the honouring of old men in general, gives rise to a kindred but divergent group of titles. Age being dignified, words indicating seniority become names of dignity.

The beginnings may be discerned among the uncivilized. Counsels being formed of the older men, the local name for an older man becomes associated in thought with an office of power and therefore of honour. Merely noting this, it will suffice if we trace in European language the growth of titles hence resulting. Among the Romans senator, or member of the senatus, words having the same root with senex, was a name for a member of the assembly of elders; and in early times these senators or elders, otherwise called patres, represented the component tribes: father and elder being thus used as equivalents. From the further cognate word senior, we have, in derived languages, signior, seigneur, senhor; first applied to head men, rulers, or lords, and then by diffusion becoming names of honour for those of inferior rank. The same thing has happenel with ealdor or aldor. Of this Max Müller says,—“like many other titles of rank in the various Teutonic tongues, it is derived from an adjective implying age;” so that “earl” and “alderman,” both originating from this root, are names of honour similarly resulting from that social superiority gained by advanced years.

Whether or not the German title graf should be added, is a moot point. If Max Müller is right in considering the objections of Grimm to the current interpretation inadequate, then the word originally means grey; that is, grey-headed.

[II-172]

§ 405. We may deal briefly with the remaining titles; which re-illustrate, in their respective ways, the general principle set forth.

Like other names of honour that grew up in early times, the name “king” is one concerning the formation of which there are differences of opinion. By general agreement, however, its remote source is the Sanscrit ganaka; and “in Sanscrit, ganaka means producing, parent, then king.” If this is the true derivation, we have simply an alternative title for the head of the family-group, of the patriarchal group, and of the cluster of patriarchal groups. The only further fact respecting it calling for remark, is the way in which it becomes compounded to produce a higher title. Just as in Hebrew, Abram, meaning “high father,” came to be a compound used to signify the fatherhood and headship of any minor groups; and just as the Greek and Latin equivalents to our patriarch, signified by implication, if not directly, a father of fathers; so in the case of the title “king,” it has happened that a potentate recognized as dominant over numerous potentates, has in many cases been descriptively called “king of kings.” In Abyssinia this compound royal name is used down to the present time; as we lately saw that it is also in Burmah. Ancient Egyptian monarchs assumed it; and it occurred as a supreme title in Assyria. And here again we meet a correspondence between terrestrial and celestial titles. As “father” and “king” are applied in common to the visible and to the invisible ruler; so, too, is “king of kings.”

This need for marking by some additional name the ruler who becomes head over many rulers, leads to the introduction of other titles of honour. In France, for example, while the king was but a predominant feudal noble, he was addressed by the title sire, which was a title borne by feudal nobles in general; but towards the end of the fifteenth century, when his supremacy became settled, the additional word “majesty” grew into use as specially applicable [II-173] to him. Similarly with the names of secondary potentates. In the earlier stages of the feudal period, the titles baron, marquis, duke, and count, were often confounded: the reason being that their attributes as feudal nobles, as guards of the marches, as military leaders, and as friends of the king, were so far common to them as to yield no clear grounds for distinction. But along with differentiation of functions went differentiation of these titles.

“The name ‘baron,’ ” says Chéruel, “appears to have been the generic term for every kind of great lord, that of duke for every kind of military chief, that of count and marquis for every ruler of a territory. These titles are used almost indiscriminately in the romances of chivalry. When the feudal hierarchy was constituted, the name baron denoted a lord inferior in rank to a count and superior to a simple knight.”

That is to say, with the progress of political organization and the establishment of rulers over rulers, certain titles became specialized for the dignifying of the superiors, in addition to those which they had in common with the inferiors.

As is shown by the above cases, special titles, like general titles, are not made but grow—are at first descriptive. Further to exemplify their descriptive origin, and also to exemplify the undifferentiated use of them in early days, let me enumerate the several styles by which, in the Merovingian period, the mayors of the palace were known; viz. major domûs regiæ, senior domûs, princeps domûs, and in other instances præpositus, præfectus, rector, gubernator, moderator, dux, custos, subregulus. In which list (noting as we pass how our own title “mayor,” said to be derived from the French maire, is originally derived from the Latin major, meaning either greater or elder) we get proof that other names of honour carry us back to words implying age as their originals; and that in place of such descriptive words, the alternative words used describe functions.

[II-174]

§ 406. Perhaps better in the case of titles than in any other case, is illustrated the diffusion of ceremonial forms that are first used to propitiate the most powerful only.

Uncivilized and semi-civilized peoples, civilized peoples of past times, and existing civilized peoples, all furnish examples. Among Samoans “it is usual, in the courtesies of common conversation, for all to call each other chiefs. If you listen to the talk of little boys even, you will hear them addressing each other as chief this, that, and the other thing.” In Siam, a man’s children by any of his inferior wives, address their father as “my lord, the king;” and the word Naï, which is the name for chief among the Siamese, “has become a term of civility which the Siamese give to one another.” A kindred result has occurred in China, where sons speak of their father as “family’s majesty,” “prince of the family;” and China supplies a further instance which is noteworthy because it is special. Here, where the supremacy of ancient teachers became so great, and where the titles tze or futze, signifying “great teacher,” added to their names, were subsequently added to the names of distinguished writers, and where class distinctions based on intellectual eminence characterize the social organization; it has resulted that this name of honour signifying teacher, has become an ordinary complimentary title. Ancient Rome furnishes other evidences. The spirit which led to the diffusion of titles is well shadowed forth by Mommsen in describing the corrupt giving of public triumphs that were originally accorded only to a “supreme magistrate who augmented the power of the State in open battle.”

“In order to put an end to peaceful triumphators, . . . the granting of a triumph was made to depend on the producing proof of a pitched battle which had cost the lives of at least five thousand of the enemy; but this proof was frequently evaded by false bulletins. . . . Formerly the thanks of the community once for all had sufficed for service rendered to the State; now every meritorious act seemed to demand a permanent distinction. . . . A custom came into vogue, by [II-175] which the victor and his descendants derived a permanent surname from the victories they had won. . . . The example set by the higher was followed by the humbler classes.”

And under influences of this kind, dominus and rex eventually became titles used to ordinary persons. Nor do modern European nations fail to exemplify the process. The prevalence of names of rank on the continent, often remarked, reaches in some places great extremes. “In Mecklenburg,” says Captain Spencer, “it is computed that the nobility include one half of the population. . . . At one of the inns I found a Herr Graf [Count] for a landlord, a Frau Gräfinn [Countess] for a landlady, the young Herren Gräfen filled the places of ostler, waiter, and boots, while the fair young Fräulein Gräfinnen were the cooks and chambermaids. I was informed that in one village . . . the whole of the inhabitants were noble except four.”

French history shows us more clearly perhaps than any other, the stages of diffusion. Noting that in early days, while madame was the title for a noble lady, mademoiselle was used to the wife of an advocate or physician; and that when, in the sixteenth century, madame descended to the married women of these middle ranks, mademoiselle descended from them to the unmarried women; let us look more especially at the masculine titles, sire, seigneur, sieur, and monsieur. Setting out with sire as an early title for a feudal noble, we find, from a remark of Montaigne, that in 1580, though still applicable in a higher sense to the king, it had descended to the vulgar, and was not used for intermediate grades. Seigneur, introduced as a feudal title while sire was losing its meaning by diffusion, and for a period used alternatively with it, became, in course of time, contracted into sieur. By and by sieur also began to spread to those of lower rank. Afterwards, re-establishing a distinction by an emphasizing prefix, there came into use monsieur; which, as applied to great seigneurs, was new in 1321, and which came also to be the title of sons of kings [II-176] and dukes. And then by the time that monsieur also had become a general title among the upper classes, sieur had become a bourgeois title. Since which time, by the same process, the early sire and the later sieur dying out, have been replaced by the universal monsieur. So that there appear to have been three waves of diffusion: sire, sieur, and monsieur have successively spread downwards. Nay, even a fourth may be traced. The duplication of the monsieur on a letter, doubtless at first used to mark a distinction, has ceased to mark a distinction.

How by this process high titles eventually descend to the very lowest people, we are shown most startingly in Spain; where “even beggars address each other as Señor y Caballero—Lord and Knight.”

§ 407. For form’s sake, though scarcely otherwise, it is needful to point out that we are taught here the same lesson as before. The title-giving among savages which follows victory over a foe, brute or human, and which literally or metaphorically distinguishes the individual by his achievement, unquestionably originates in militancy. Though the more general names father, king, elder, and their derivatives, which afterwards arise, are not directly militant in their implications, yet they are indirectly so; for they are the names of rulers evolved by militant activity, who habitually exercise militant functions: being in early stages always the commanders of their subjects in battle. Down to our most familiar titles we have this genesis implied. “Esquire” and “Mister” are derived the one from the name of a knight’s attendant and the other from the name magister—originally a ruler or chief, who was a military head by origin and a civil head by development.

As in other cases, comparisons of societies of different types disclose this relation in another way. Remarking that in sanguinary and despotic Dahomey, the personal name “can hardly be said to exist; it changes with every rank of [II-177] the holder,” Burton says—“The dignities seem to be interminable; except amongst the slaves and the canaille, ‘handles’ are the rule, not the exception, and most of them are hereditary.” So, too, under Oriental despotisms. “The name of every Burman disappears when he gets a title of rank or office, and is heard no more;” and in China, “there are twelve orders of nobility, conferred solely on the members of the imperial house or clan,” besides “the five ancient orders of nobility.” Europe supplies further evidence. Travellers in both Russia and Germany, with their social organizations adapted to war, comment on the “insane rage for titles of every description:” the results being that in Russia “a police-office clerk belongs to the eighteenth grade, and has the right to the title of Your Honour;” and in Germany the names of rank and names of office so abundantly distributed, are habitually expected and studiously given, in both speech and writing. Meanwhile England, for ages past less militant in type, has ever shown this trait in a smaller degree; and along with the growth of industrialism and accompaying changes of organization, the use of titles in social intercourse has decreased.

With equal clearness is this connexion seen within each society. By the thirteen grades in our army and the fourteen grades in our navy, we are shown that the exclusively-militant structures continue to be characterized in the highest degree by numerous and specific titular marks. To the ruling classes, descendants or representatives of those who in past times were heads of military forces, the higher distinctions of rank still mostly belong; and of remaining titles, the ecclesiastical and legal are also associated with the regulative organization developed by militancy. Meanwhile, the producing and exchanging parts of the society, carrying on industrial activities, only in exceptional cases bear any titles beyond those which, descending and spreading, have almost lost their meanings.

It is indisputable, then, that serving first to commemorate [II-178] the triumphs of savages over their foes, titles have expanded, multiplied, and differentiated, as conquests have formed large societies by consolidation and re-consolidation of small ones; and that, belonging to the social type generated by habitual war, they tend to lose their uses and their values, in proportion as this type is replaced by one fitted for carrying on the pursuits of peace.

 


 

[II-179]

CHAPTER IX.

BADGES AND COSTUMES.

§ 408. The pursuit of interpretations once more takes us back to victories achieved over men or animals. Badges are derived from trophies; with which, in early stages, they are identical. We have seen that by the Shoshones, a warrior is allowed to wear the feet and claws of a grizzly bear, constituting their “highest insignia of glory,” only when he has killed one: the trophy being thus made into a recognized mark of honour. And seeing this, we cannot doubt that the buffalo-horns decorating the head of a Mandan chief and indicating his dignity, were at first worn as spoils of the chase in which he prided himself: implying a genesis of a badge out of a trophy, which gives meaning to the head-dresses of certain divine and human personages among ancient peoples.

Beginning as a personal distinction naturally resulting from personal prowess, like the lion’s skin which Hercules wears, the trophy-badge borne by a warrior whose superiority gains for him supremacy, tends to originate a family-badge; which becomes a badge of office if his descendants retain power. Hence the naturalness of the facts that in Ukimi “the skin [of a lion] . . . is prepared for the sultan’s wear, as no one else dare use it;” that “a leopard-skin mantle is the insignia of rank among the Zoolus;” and that in Uganda, certain of the king’s attendants wear “leopard-cat skins girt round the waist, the sign of royal blood.”

[II-180]

Of course if skins or other parts of slain beasts, tend thus to become badges, so, too, do parts of slain men. “The Chichimecs flea their heads [of their vanquished enemies] and fit that skin upon their own heads with all the hair, and so wear it as a token of valour, till it rots off in bits.” Here the scalp which proves his victory, is itself used in stamping the warrior as honourable. Similarly when, of the Yucatanese, Landa says that “after a victory they tore from the slain enemy the jaw-bone, and having stripped it of flesh, they put it on their arm,” we may recognize the beginning of another kind of badge from another kind of trophy. Though clear evidence that jawbones become badges, is not forthcoming, we have good reason to think that substituted representations of them do. After our war with Ashantee, where, as we have seen, jawbones are habitually taken as trophies, there were brought over to England among other curiosities, small models of jawbones made in gold, used for personal adornment. And facts presently to be cited suggest that they became ornaments after having originally been badges worn by those who had actually taken jawbones from enemies.

§ 409. Besides sometimes losing parts of their bodies, which thereupon become trophies, conquered men invariably lose their weapons, which naturally also become trophies; as they did among the Greeks, and as they did again in the time of Charlemagne, to whom swords of subdued chiefs were brought. And if, as we see, parts of vanquished foes’ bodies, brute or human, when worn become badges; we may expect that the weapons of the vanquished when carried by the victors, will also become badges.

That swords are thus transformed from trophies into badges, if not directly proved is indirectly implied. In Japan “the constant criterion [of rank] turns upon the wearing of swords. The higher orders wear two . . . the [II-181] next in rank wear one. . . . To the lower orders, a sword is strictly prohibited.” And since a practice so inconvenient as that of carrying a superfluous sword, is not likely to have been adopted gratuitously; it may be inferred that the “two-sworded man,” as he is called, was originally one who, in addition to his own sword, wore a sword taken from an enemy: in which case what is now a badge was once a trophy. Even where both swords are not worn, it results that as the vanquished man is made swordless, the victor’s sword marks him as master in contrast with the swordless as slave. Hence, then, the fact that in various countries a sword is a symbol of power. Hence the fact that of old the investiture of princes was in many cases by the girding on of a sword. Hence the use of a sword as an emblem of judicial authority. Implying power and position, the sword is a mark of honour which, in common with all others, has tended to spread downwards; as till lately in Japan, where swordless men in underhand ways acquired the privilege of wearing swords; and as in France, where, two centuries ago, punishments for the unauthorized wearing of swords were inflicted.

Better than the sword does the spear illustrate this genesis of the badge from the trophy; since, while the sword in becoming a badge retains its original shape, the spear in becoming a badge partially loses the aspect of a weapon. In its untransformed state, the spear is used to signify authority by various semi-civilized peoples. Among several parties met by Mr. Ellis when travelling in Madagascar, he noticed that “the chief usually carried a spear or staff, or both.” “No person is permitted to carry weapons of any sort in the palace,” of Uganda, says Speke; “but the king habitually bears a couple of spears”: a duplication of weapons again suggestive, like the two swords, of a trophy. In Japan, nobles “are entitled in virtue of their rank to have a spear carried before them when moving about officially.” That the javelin was a symbol of authority among [II-182] the Hebrews, Ewald infers from 1 Samuel, xviii., 10 and xxvi., 12 and 22. And then there is the still more significant fact that a lance or spear, in the time of Pausanias, was worshipped as the sceptre of Zeus. Early European history yields further evidence. “The lance was a sign of kingly power” among the Franks, says Waitz; and when Guntchram adopted Childebert, his nephew, he placed a spear in his hand, saying, “this is a sign that I have given over my whole kingdom to thee.” Add the evidence furnished by the shape of its terminal ornament, and we cannot doubt that the sceptre is simply a modified spear—a spear which, ceasing to be used as a weapon, lost its fitness for destructive purposes while becoming enriched with gold and precious stones. That only by degrees did its character as a weapon disappear, is implied by the fact that the prelate who consecrated Otho in 937, said—“By this sceptre you shall paternally chastise your subjects.” And then we may infer that while the spear, borne by the supreme ruler, underwent transformation into the sceptre, the spears borne by subordinates, symbolizing their deputed authority, gradually changed into staves of office, batons of command, and wands.

Other facts from various quarters, support the conclusion that all such marks of official power are derived from the weapons or appendages carried by the militant man. Among the Araucanians “the discriminative badge of the toqui [supreme chief] is a species of battle-axe, made of porphyry or marble.” Describing a governor-general of a Uganda province, Speke says:—“His badge of office is an iron hatchet, inlaid with copper and handled with ivory.” And then mediæval France supplies two instances in which other parts of the warrior’s belongings became badges. Plate armour, originally worn by the knight as a defence, was clung to by the nobility after it had ceased to be useful, because it was a mark of distinction, says Quicherat; and spurs, also at first knightly appendages, grew into appendages [II-183] of honour, and spread through bishops down even to the ordinary clergy.

§ 410. Another symbol of authority, the flag or ensign, seems to have had a kindred origin. This, too, is a modified and developed spear.

Certain usages of the Peruvians yield evidence. Garcilasso says, “the lance was adorned with feathers of many colours; extending from the point to the socket, and fastened with rings of gold. The same ensign served as a banner in time of war.” This suggests that the appendages of the lance, first used for display, incidentally furnished a means of identification, whereby the whereabouts of the leader could be traced. And then Mr. Markham’s statement that planting a lance with a banner at the end seems to have been a sign of the royal presence, while it verifies the inference that the lance became by association a mark of governmental power, suggests also how, by development of its decorative part, the banner resulted.

That along with consolidation of small societies into larger ones by conquest, followed by development of militant organization, there arises not only the need for distinguishing each chief of a tribe from his followers, but also for distinguishing the tribes from one another, is shown by sundry slightly civilized and semi-civilized peoples. During wars in the Sandwich Islands, different ranks of chiefs were distinguished by the sizes and colours of their feather cloaks. Among the Fijians each band “fights under its own flag,” and “the flags are distinguished from each other by markings.” When armies were formed by the Chibchas, “each cazique and tribe came with different signs on their tents, fitted out with the mantles by which they distinguished themselves from each other.” And “the Mexicans were very attentive to distinguish persons, particularly in war, by different badges.” When with this last statement we join the further statement that “the armorial [II-184] ensign of the Mexican empire was an eagle in the act of darting upon a tiger,” recalling the animal-names of the kings, we are shown how, at any rate in some cases, the distinctive marks on the flags of leaders represented their names; carrying us back to those achievements in war and the chase which originated their names.

That the devices on flags were in early stages commonly of this kind (though naturally not in cases like those of Sandwich Islanders and Fijians above named, whose habitats contained no wild beasts of fit characters) seems implied by the fact that even still, the predatory mammals and birds of prey which, in early times, mostly furnished the animal names of great warriors, still linger on flags, or on the standards carrying them: the reason for the gradual subordination of the animal-figure being obviously the growth of that expanse of colour which gives the needful conspicuousness.

§ 411. And here we come upon the now-familiar inference that heraldic badges have descended from these primitive tribal badges, or totems. That the names of tribes, in so many parts of the world derived from animals, and often joined with beliefs that the animals giving the names were the actual ancestors, sometimes originate tribal badges, we have direct proof. Of the Thlinkeets we read in Bancroft that—

“The whole nation is separated into two great divisions or clans, one of which is called the Wolf, and the other the Raven. Upon their houses, boats, robes, shields, and wherever else they can find a place for it, they paint or carve their crest, an heraldic device of the beast or the bird designating the clan to which the owner belongs.”

With such support for an inference reasonably to be drawn, we cannot but accept the hypothesis that the heraldic devices which early prevailed among the civilized, had a like genesis. When we read that in China, “the Mandarins [II-185] of letters have birds on their Habit embroidered in Gold, to distinguish their rank; the Mandarins of the Army have Animals, as the Dragon, the Lion, the Tiger,” and that “by these Marks of Honour the People know the Rank these officers have in the nine Degrees of the State;” we can scarcely draw any other conclusion than that this use of animal-symbols, however much it has deviated from its original use, arose from the primitive system of tribal naming and consequent tribal badges. And finding that during early times in Europe, coats of arms were similarly emblazoned upon the dresses, as well as otherwise displayed, we must infer that whether painted on coach-panels, chased on plate, or cut on seals, these family-marks among ourselves have a kindred derivation.

§ 412. Civilized usages obscure the truth that men were not originally prompted to clothe themselves by either the desire for warmth or the thought of decency. When Speke tells us that the Africans attending him, donning with pride their goat-skin mantles when it was fine, took them off when it rained, and went about naked and shivering; or when we read in Heuglin that “among the Schiluk the men go quite naked, even their sultan and his wezir appear in a kind of parti-coloured shirt, only during official interviews and on festive occasions;” we are shown that the dress, like the badge, is at first worn from the wish for admiration.

Some of the facts already given concerning American Indians, who wear as marks of honour the skins of formidable animals they have killed, suggest that the badge and the dress have a common root, and that the dress is, at any rate in some cases, a collateral development of the badge. There is evidence that it was so with early European races. In their Life of the Greeks and Romans, Guhl and Koner remark:—

[II-186]

“The covering of the head and the upper part of the body, to protect them from the weather and the enemy’s weapons, originally consisted of the hide of wild animals. Thus the hunter’s trophy became the warrior’s armour. . . . The same custom prevailed amongst Germanic nations, and seems to have been adopted by the Roman standard-bearers and trumpeters, as is proved by the monuments of the Imperial period.”

Whence it is inferable that the honourableness of the badge and of the dress, simultaneously arise from the honourableness of the trophy. That possession of a skin-dress passes into a class-distinction, I find no direct proof; though, as the skins of formidable beasts often become distinctive of chiefs, it seems probable that skins in general become distinctive of a dominant class where a servile class exists. Indeed, in a primitive society there unavoidably arises this contrast between those who, engaged in the chase when not engaged in war, can obtain skin-garments, and those who, as slaves, are debarred from doing so by their occupation. Hence, possibly, the interdicts in mediæval Europe against the wearing of furs by the inferior classes.

Even apart from this it is inferable that since, by taking his clothes, nakedness is commonly made a trait of the prisoner, and consequently of the slave, relative amount of clothing becomes a class-distinction. In some cases there result exaggerations of the difference thus incidentally arising. Where the inferior are clothed, the superior distinguish themselves by being more clothed. Cook says of the Sandwich Islanders that quantity of clothing is a mark of position, and of the Tongans he says the same; while he tells us that in Tahiti, the higher classes signify their rank by wearing a large amount of clothing at great inconvenience to themselves. A kindred case occurs in Africa. According to Laird, “on all great occasions it is customary for the king” of Fundah “and his attendants to puff themselves out to a ridiculous size with cotton wadding.” And the Arabs furnish an allied fact. In Kaseem “it is the fashion [II-187] to multiply this important article of raiment [shirts] by putting on a second over the first and a third over the second.”

That there simultaneously arise differences in the forms and in qualities of the dresses worn by rulers and ruled, scarcely needs saying. Obviously, the partial dress of the slave must become distinguished by shape as well as by amount, from the complete dress of the master; and obviously, the clothing allowed to him as a slave will be relatively coarse. But beyond the distinctions thus marking rank in early stages, there must in later stages habitually arise further such distinctions. As wars between small societies end from time to time in subjugation, it must happen that when the dress of the ruling class of the conquering society differs from that of the ruling class of the society conquered, it will become distinctive of the new and higher ruling class. There is evidence that contrasts were thus initiated during the spread of the Romans. Those inhabitants of Gaul who were inscribed Roman citizens, wore the Roman costume, and formed a privileged order. “The Gallo-Romans, who were incomparably the more numerous . . . were obliged to dress otherwise:” freemen meanwhile being distinguished from slaves, and slaves from coloni, by their mantles.

Distinctions of rank naturally come to be marked by the colours of dresses, as well as by their quantities, qualities, and shapes. The coarse fabrics worn by the servile classes, must as a matter of course be characterized by those dull colours possessed by the raw materials used; as happened in Rome, where “only poor people, slaves and freedmen, wore dresses of the natural brown or black colour of the wool.” Consequently, bright colours will habitually distinguish the dresses of the ruling classes, able to spend money on costly dyes. Illustrations come from many countries. In Madagascar the use of a “dress of entire scarlet is the prerogative of the sovereign alone.” In Siam “the Prince, [II-188] and all who follow him in war or the chase, are clothed in red.” “The Kututuchtu [Mongol pontiff] and his lamas are all clothed in yellow, and no layman is allowed to wear this colour except the prince.” In China also, yellow is the imperial colour, limited to the emperor and his clan; and among the Chinese other colours, crimson, green, &c., mark potentates of divers grades, while sashes and caps of various bright hues are marks of rank. Then in Europe we have, during the last years of the Roman republic, the wearing of scarlet, violet, and purple, by men of the wealthier classes; ending in the purple of special quality distinctive of the emperor, when his supremacy became established And among later peoples like causes have effected like distinctions. In mediæval France scarlet, as the most costly colour, was worn exclusively by princes, knights, and women of high rank. “ ‘The laws ordain that no one shall wear purple, which signifies exalted rank, except the nobles.’ Froissart, speaking of Artevelle, chief of the revolted Gantese, says that ‘he was clothed in sanguine robes and in scarlet, like the Duke of Brabant and the Count of Hainaut.’ ”

Of course with that development of ceremonial control which goes along with elaboration of political structure, differences of quantity, quality, shape and colour, are united to produce dresses distinctive of classes. This trait is most marked where the rule is most despotic; as in China where “between the highest mandarin or prime minister, and the lowest constable, there are nine classes, each distinguished by a dress peculiar to itself;” as in Japan, where the attendants of the Mikado “are clad after a particular fashion . . . and there is so much difference even among themselves, as to their habits, that thereby alone it is easily known what rank they are of, or what employment they have at Court;” and as in European countries during times of unchecked personal government, when each class had its distinctive costume.

[II-189]

§ 413. The causes which have originated, developed, and specialized badges and dresses, have done the like with ornaments; which have, indeed, the same origins.

How trophy-badges pass into ornaments, we shall see on joining with facts given at the outset of the chapter, certain kindred facts. In Guatemala, when commemorating by war-dances the victories of earlier times, the Indians were “dressed in the skins and wearing the heads of animals on their own;” and among the Chibchas, persons of rank “wore helmets, generally made of the skins of fierce animals.” If we recall the statement already quoted, that in primitive European times, the warrior’s head and shoulders were protected by the hide of a wild animal (the skin of its head sometimes surmounting his head); and if we add the statement of Plutarch that the Cimbri wore helmets representing the heads of wild beasts; we may infer that the animal-ornaments on metal-helmets began as imitations of hunter’s trophies. This inference is supported by evidence already cited in part, but in part reserved for the present occasion. The Ashantees who, as we have seen, take human jaws as trophies, use both actual jaws and golden models of jaws for different decorative purposes: adorning their musical instruments, &c., with the realities, and carrying on their persons the metallic representations. A parallel derivation occurs among the Malagasy. When we read that by them silver ornaments like crocodile’s teeth are worn on various parts of the body, we can scarcely doubt that the silver teeth are substitutes for actual teeth originally worn as trophies.

We shall the less doubt this derivation on observing in how many parts of the world personal ornaments are made out of these small and durable parts of conquered men and animals,—how by Caribs, Tupis, Moxos, Ashantees, human teeth are made into armlets, anklets, and necklaces; and how in other cases the teeth of beasts, mostly formidable, are used in like ways. The necklaces of the Land Dyaks [II-190] contain tiger-cat’s teeth; the New Guinea people ornament their necks, arms, and waists with hogs’ teeth; while the Sandwich Islanders have bracelets of the polished tusks of the hog, with anklets of dogs’ teeth. Some Dacotahs wear “a kind of necklace of white bear’s claws, three inches long.” Among the Kukis “a common armlet worn by the men consists of two semi-circular boar’s tusks tied together so as to form a ring.” Enumerating objects hanging from a Dyah’s ear, Boyle includes “two boar’s tusks, one alligator’s tooth.” And picturing what her life would be at home, a captive New Zealand girl in her lament says—“the shark’s tooth would hang from my ear.” Though small objects which are attractive in colour and shape, will naturally be used by the savage for decorative purposes, yet pride in displaying proofs of his prowess, will inevitably make him utilize fit trophies in preference to other things, when he has them. The motive which made Mandans have their buffalo-robes “fringed on one side with scalp-locks,” which prompts a Naga chief to adorn the collar round his neck with “tufts of the hair of the persons he had killed,” and which leads the Hottentots to ornament their heads with the bladders of the wild beasts they have slain, as Kolben tells us, will inevitably tend to transform trophies into decorations wherever it is possible. Indeed while I write I find direct proof that this is so. Concerning the Snake Indians, Lewis and Clarke say:—

“The collar most preferred, because most honourable, is one of the claws of the brown bear. To kill one of these animals is as distinguished an achievement as to have put to death an enemy, and in fact with their weapons is a more dangerous trial of courage. These claws are suspended on a thong of dressed leather, and being ornamented with beads, are worn round the neck by the warriors with great pride.”

And sundry facts unite in suggesting that many of the things used for ornaments were at first substitutes for trophies having some resemblance to them. When Tuckey [II-191] tells us that the natives of the Congo region make their necklaces, bracelets, &c., of iron and brass rings, lion’s teeth, beads, shells, seeds of plants; we may suspect that the lion’s teeth stand to the beads and shells in much the same relation that diamonds do to paste.

And then from cases in which the ornament is an actual trophy or representation of a trophy, we pass to cases in which it avowedly stands in place of a trophy. Describing practices of the Chibchas, Acosta says that certain of their strongest and bravest men had “their lips, noses, and ears pierced, and from them hung strings of gold quills, the number of which corresponded with that of the enemies they had killed in battle:” the probability being that these golden ornaments, originally representations of actual trophies, had lost resemblance to them.

Thus originating, adornments of these kinds become distinctive of the warrior-class; and there result interdicts on the use of them by inferiors. Such interdicts have occurred in various places. Among the Chibchas, “paintings, decorations and jewels on dresses, and ornaments, were forbidden to the common people.” So, too, in Peru, “none of the common people could use gold or silver, except by special privilege.” And without multiplying evidence from nearer regions, it will suffice to add that in mediæval France, jewellery and plate were marks of distinction not allowed to those below a certain rank.

Of course decorations beginning as actual trophies, passing into representations of trophies made of precious materials, and, while losing their resemblance to trophies, coming to be marks of honour given to brave warriors by their militant rulers (as in Imperial Rome, where armlets were thus awarded) inevitably pass from relative uniformity to relative multiformity. As society complicates there result orders of many kinds—stars, crosses, medals, and the like. These it is observable are most if not all of them of military origin. And then where a militant organization [II-192] evolved into rigidity, continues after the life has ceased to be militant, we find such decorations used to mark ranks of another kind; as in China, with its differently-coloured buttons distinguishing its different grades of mandarins.

I must not, however, be supposed to imply that this explanation covers all cases. Already I have admitted that the rudimentary æsthetic sense which leads the savage to paint his body, has doubtless a share in prompting the use of attractive objects for ornaments; and two other origins of ornaments must be added. Cook tells us that the New Zealanders carry suspended to their ears the nails and teeth of their deceased relations; and much more bulky relics, which are carried about by widows and others among some races, may also occasionally be modified into decorative objects. Further, it seems that badges of slavery undergo a kindred transformation. The ring through the nose, which Assyrian sculptures show us was used for leading captives taken in war, which marked those who, as priests, entered the service of certain gods in ancient America, and which in Astrachan is even now a sign of dedication, that is of subjection; seems elsewhere to have lost its meaning, and to have survived as an ornament. And this is a change analogous to that which has occurred with marks on the skin. (§ 364)

§ 414. We cannot say that the wish to propitiate, which caused the spread of present-giving, of obeisances, of complimentary addresses, and of titles, has also caused the spread of badges, costumes, and decorations. In this case it is rather that the lower grades have sought to raise themselves into the grades above, by assuming their distinctive marks; and that, where feared, they have been propitiated by allowing them to do this.

Already in passing we have noted how such badges of rank as swords and as spurs, have descended even in spite of interdicts; and here must be added proofs that the like [II-193] has occurred with dresses and ornaments. It was thus in Rome. “All these insignia,” writes Mommsen, “probably belonged at first only to the nobility proper, i. e. to the agnate descendants of curule magistrates; although, after the manner of such decorations, all of them in course of time were extended to a wider circle.” And then, in illustration, he says that the purple-bordered toga, originally significant of the highest rank, had, as early as the time of the second Punic war, descended “even to the sons of freedmen;” while the gold amulet-case distinguishing the triumphator, was, at the same date, “only mentioned as a badge of the children of senators.” So was it, too, with signet rings.

“Originally only ambassadors sent to foreign nations were allowed to wear gold rings . . . ; later, senators and other magistrates of equal rank, and soon afterwards knights, received the jus annuli aurei. After the civil war, . . . the privilege was frequently encroached upon. The first emperors tried to enforce the old law, but as many of their freedmen had become entitled to wear gold rings, the distinction lost its value. After Hadrian the gold ring ceased to be the sign of rank.”

Sumptuary laws in later times, have shown us alike the distinctions of dress which once marked off classes and the gradual breaking down of those distinctions; as, for example, in mediæval France. Just alluding to the facts that in early days silk and velvet were prohibited to those below a certain grade, that under Philip Augustus shoe-points were limited in their lengths to six inches, twelve inches, or twenty-four inches according to social position, and that in the 17th century, ranks at the French court were marked by the lengths of trains; it will suffice, in illustration of the feelings and actions which cause and resist such changes, to name the complaints of moralists in the 14th and 15th centuries, that by extravagance in dress “all ranks were confounded,” and to add that in the 16th century, women were sent to prison by scores for wearing clothes like those of their superiors.

How this diffusion of dresses marking honourable position [II-194] and disuse of dresses marking inferiority, has gone far among ourselves, but is still incomplete, is shown in almost every household. On the one hand we have the fashionable gowns of cooks and housemaids; on the other hand we have that dwarfed representative of the muslin cap, which, once hiding the hair, was insisted upon by mistresses as a class distinction, but which, gradually dwindling, has now become a small patch on the back of the head: a good instance of the unobtrusive modifications by which usages are changed.

§ 415. Before summing up, I must point out that though, in respect of these elements of ceremony, there are not numerous parallelisms between the celestial rule and the terrestrial rule, still there are some. That the symbol of dominion, the sceptre, originally derived from a weapon, the spear, is common to the two, will be at once recalled as one instance; and the ball held in the hand as a second. Further, in regions so far from one another as Polynesia and ancient Italy, we find such communities of dress between the divine and the human potentate, as naturally follow the genesis of deities by ancestor-worship. Ellis tells us that the Tahitians had a great religious festival at the coronation of their kings. During the ceremonies, he was girded with the sacred girdle of red feathers, which identified him with the gods. And then in ancient Rome, says Mommsen, the king’s “costume was the same as that of the supreme god; the state-chariot, even in the city where everyone else went on foot, the ivory sceptre with the eagle, the vermilion-painted face, the chaplet of oaken leaves in gold, belonged alike to the Roman god and to the Roman king.”

As clearly as in preceding cases, we see, in the genesis of badges and costumes, how ceremonial government begins with, and is developed by, militancy. Those badges which carry us back for their derivation to trophies taken from the [II-195] bodies of slain brutes and men, conclusively show this; and we are shown it with equal conclusiveness by those badges, or symbols of authority, which were originally weapons taken from the vanquished. On finding that a dress, too, originally consisting of a wild animal’s skin, has at the outset like implications bringing like honours; and on finding also that as a spoil wrenched from the conquered man, the dress, whether a trophy of the chase or of other kind, comes by its presence and absence to be distinctive of conqueror and conquered; and on further finding that in subsequent stages such additional dress-distinctions as arise, are brought in by members of conquering societies, differently clothed from both upper and lower classes of the societies conquered; we are shown that from the beginning these conspicuous marks of superiority and inferiority resulted from war. And after seeing how war incidentally initiated badges and costumes, we shall understand how there followed a conscious recognition of them as connected with success in arms, and as being for that reason honourable. Instances of this direct relation are furnished by the militant societies of ancient America. In Mexico, the king could not wear full dress before he had made a prisoner in battle. In Peru, “those (of the vassals) who had worked most in the subjugation of the other Indians . . . were allowed to imitate the Ynca most closely in their badges.” And how dresses, at first marking military supremacy, become afterwards dresses marking political supremacy, or political power derived from it, we may gather from the statement that in ancient Rome “the toga picta and the toga palmata (the latter so called from the palm branches embroidered on it) were worn by victorious commanders at their triumphs; also (in imperial times) by consuls entering on their office, by the prætors at the pompa circensis, and by tribunes of the people at the Augustalia.”

Enforcing direct evidence of this kind, comes the indirect evidence obtained by comparing societies of different [II-196] types and by comparing different stages of the same society. In China and Japan, where the political organization evolved in ancient times by war, acquired a rigidity which has kept it unchanged till modern times, we see great persistence of these class-badges and costumes; and among European nations, those which have retained types predominantly militant, are in greater degrees characterized by the prevalence of special dresses and decorations than those which have become relatively industrial in their types. In Russia, “a dress which could not denote the rank of the man, and a man whose only worth should arise from his personal merit, would be considered as anomalies.” Describing a Russian dinner-party, Dr. Moritz Wagner says—“I found that on the breasts of thirty-five military guests, there glittered more than two hundred stars and crosses; many of the coats of generals had more orders than buttons.” And this trait which by contrast strikes a German in Russia, similarly by contrast strikes an Englishman in Germany. Capt. Spencer remarks—“I do not believe that any people in Europe are more partial to titles and orders than the Germans, and more especially the Austrians.” And then after recalling the differences between the street-scenes on the Continent and in England, caused by the relative infrequency here of official costumes, military and civil, we are reminded of a further difference of kindred nature. For here among the non-official, there are fewer remnants of those class-distinctions in dress which were everywhere pronounced during the more militant past. The blouse of the French workman stamps him in a way in which the workman in England is not stamped by his comparatively varied dress; and the French woman-servant is much more clearly identifiable as such by cap and gown than is her sister in England. Along with this obliteration of visible distinctions carried further at home than abroad, there is another kind of obliteration also carried further. Official costumes, in early times worn constantly, have tended in [II-197] the less militant countries to fall into disuse, save during times for performing official functions; and in England this change, more marked than elsewhere, has gone to the extent of leading even military and naval officers to assume “mufti” when off duty.

Most striking, however, is the evidence yielded by the general contrast between the controlling part of each society and the controlled part. The facts that those who form the regulative organization, which is originated by militancy, are distinguished from those who form the organization regulated, which is of industrial origin, by the prevalence among them of visible signs of rank; and that the militant part of this regulative organization is more than the rest characterized by the conspicuousness, multiplicity, and definiteness, of those costumes and badges which distinguish both its numerous divisions and the numerous ranks in each division; are facts unmistakably supporting the inference that militancy has generated all these marks of superiority and inferiority.

 


 

[II-198]

CHAPTER X.

FURTHER CLASS-DISTINCTIONS.

§ 416. Foregoing chapters have shown how, from primitive usages of the ceremonial kind, there are derived usages which, in course of time, lose the more obvious traces of their origin. There remain to be pointed out groups of secondarily-derived usages still more divergent.

In battle, it is important to get the force of gravity to fight on your side; and hence the anxiety to seize a position above that of the foe. Conversely, the combatant who is thrown down, cannot further resist without struggling against his own weight, as well as against his antagonist’s strength. Hence, being below is so habitually associated with defeat, as to have made maintenance of this relation (literally expressed by the words superior and inferior) a leading element in ceremony at large. The idea of relative elevation as distinguishing the positions of rulers from those of ruled, runs through our language; as when we speak of higher and lower classes, upper and under servants, and call officers of minor rank subordinates or subalterns. Everywhere this idea enters into social observances. That tendency to connect the higher level with honourableness, which among ourselves in old times was shown by reserving the daïs for those of rank and leaving the body of the hall for common people, produces in the East, where ceremonial is so greatly developed, various rigid regulations. Writing of Lombock, Wallace says—

[II-199]

“The highest seat is literally, with these people, the place of honour and the sign of rank. So unbending are the rules in this respect, that when an English carriage which the Rajah of Lombock had sent for, arrived, it was found impossible to use it because the driver’s seat was the highest, and it had to be kept as a show in its coach-house.”

Similarly, according to Yule, in Burmah. “That any person should occupy a floor over head, would be felt as an intense degradation. . . . To the same reason is generally ascribed the little use made by the kings of Ava of the carriages, which have at various times been sent to them as presents.” So too of Siam, Bowring remarks:—

“No man of inferior rank dares to raise his head to the level of that of his superior; no person can cross a bridge if an individual of higher grade chances to be passing below; no mean person may walk upon a floor above that occupied by his betters.”

And this idea that relative elevation is an essential accompaniment of superior rank, we shall presently see dictates several kinds of sumptuary regulations.

Other derivative class-distinctions are sequent upon differences of wealth; which themselves originally follow differences of power. From that earliest stage in which master and slave are literally captor and captive, abundance of means has been the natural concomitant of mastery, and poverty the concomitant of slavery. Hence where the militant type of organization predominates, being rich indirectly implies being victorious, or having the political supremacy gained by victory. It is true that some primitive societies furnish exceptions. Among the Dacotahs “the civil-chiefs and war-chiefs are distinguished from the rest by their poverty. They generally are poorer clad than any of the rest.” The like holds of the Abipones, whose customs supply an explanation. A cazique, distinguished by the “peculiar oldness and shabbiness” of his clothes, remains shabby because, if he puts on “new and handsome apparel, . . . the first person he meets will boldly cry ‘Give me that dress’ . . . and unless he immediately [II-200] parts with it, he becomes the scoff and the scorn of all, and hears himself called covetous and niggardly.” But with a few such exceptions, marks of wealth are regarded as marks of honour, even by primitive peoples. Among the Mishmis,

“The skull of every animal that has graced the board, is hung up as a record in the hall of the entertainer; . . . and when he dies, the whole smoke-dried collection of many years is piled upon his grave as a monument of his riches and a memorial of his worth.”

A like usage occurs in Africa. “The Bambarans,” says Caillié, “hang on the outside of their huts the heads of all the animals they eat; this is looked upon as a mark of grandeur.” And then on the Gold Coast, “the richest man is the most honoured, without the least regard to nobility.” Naturally the honouring of wealth, beginning in these early stages, continues through subsequent stages; and signs of wealth hence become class-distinctions: so originating various ceremonial restrictions.

Carrying with us the two ruling ideas thus briefly exemplified, we shall readily trace the genesis of sundry curious observances.

§ 417. In tropical countries the irritation produced by flies is a chief misery in life; and sundry habits which in our eyes are repulsive, result from endeavours to mitigate this misery. In the absence of anything better, the lower races of mankind cover their bodies with films of dirt as shields against these insect-enemies. Hence, apparently, one motive for painting the skin. Juarros says:—“The barbarians, or unreclaimed Indians, of Guatemala . . . . always paint themselves black, rather for the purpose of defence against mosquitoes than for ornament.” And then we get an indication that where the pigment used, being decorative and costly, is indicative of wealth, the abundant use of it becomes honourable. In Tanna “some of the chiefs show their rank by an extra coat of pigment [red [II-201] earth on the face], and have it plastered on as thick as clay.” Coming in this way to distinguish the man of power who possesses much, from subject men who possess little, the putting on of a protective covering to the skin, grows into a ceremony indicating supremacy. Says D. Duran of the Mexicans, “they anointed [Vitziliuitl, the elected king] on his whole body with the bitumen with which they anointed the statue of their god Vitzilopochtli;” and specifying otherwise the material used, Herrera says “they crowned and anointed Vitzilocutly with an ointment they called divine, because they used it to their idol.”

Instead of earths, paints, and bituminous substances, other people employ for protecting the skin, oils and fatty matters. Proof exists that the use of these also, in great quantity and of superior quality, serves to indicate wealth, and consequently rank; and, guided by the above facts, we may suspect that there have hence arisen certain ceremonies performed in recognition of superior power. Africa furnishes two pieces of evidence which go far to justify this conclusion.

“The richer a Hottentot is,” says Kolben, “the more Fat and Butter he employs in anointing himself and his family. This is the grand Distinction between the Rich and the Poor. . . . Everyone’s Wealth, Magnificence, and Finery being measured by the Quantity and delicacy of the Butter or Fat upon his Body and Apparel.”

And then we read in Wilkinson that—

“With the Egyptians as with the Jews, the investiture to any sacred office, as that of king or priest, was confirmed by this external sign [of anointing]; and as the Jewish lawgiver mentions the ceremony of pouring oil on the head of the high-priest after he had put on his entire dress, with the mitre and crown, the Egyptians represent the anointing of their priests and kings after they were attired in their full robes with the cap and crown upon their head. . . . They also anointed the statues of the gods; which was done with the little finger of the right hand. . . . The custom of anointing was the ordinary token of welcome to guests in every party at the house of a friend. . . . The dead were made to participate in it, as if sensible of the token of esteem thus bestowed upon them.”

[II-202]

When we thus find that among some uncivilized people the abundance and fine quality of the fat used for protecting the skin marks wealth, and consequently rank; when we join with this a proof that the anointing with unguents among the Egyptians was an act of propitiation, alike to gods, kings, deceased persons, and ordinary guests; and when we remember that the anointment with which Christ was anointed was “precious;” we may reasonably infer that this ceremony attending investiture with sovereignty was originally one indicating the wealth that implied power.

§ 418. The idea of relative height and the idea of relative wealth, appear to join in originating certain building regulations expressive of class-distinctions. An elevated abode implies at once display of riches and assumption of a position overlooking others. Hence, in various places, limitations of the heights to which different ranks may build. In ancient Mexico, under Montezuma’s laws, “no one was allowed to build a house with [several] stories, except the great lords and gallant captains, on pain of death.” A kindred regulation exists at the present time in Dahomey; where the king, wishing to honour some one, “gave him a formal leave to build a house two stories high;” and where “the palace and the city gates are allowed five surish [steps]; chiefs have four tall or five short, and all others three, or as the king directs.” There are restrictions of like kind in Japan. “The height of the street-front, and even the number of windows, are determined by sumptuary laws.” So, too, is it in Burmah. Yule says:—“The character of house, and especially of roof, appropriate to each rank, appears to be a matter of regulation, or inviolable prescription;” and, according to Sangermano, “nothing less than death can expiate the crime, either of choosing a shape [for a house] that does not belong to the dignity of the master, or of painting the house white; which colour is permitted [II-203] to the members of the royal family alone.” More detailed are the interdicts named by Syme.

“Piasath, the regal spire, distinguishes the dwellings of the monarch and the temples of the divinity. To none other is it allowed. . . . There are no brick buildings either in Pegue or Rangoon except such as belong to the king, or are dedicated to their divinity Gaudama. . . . Gilding is forbidden to all subjects of the Birman Empire. Liberty even to lacker and paint the pillars of their houses, is granted to very few.”

§ 419. Along with laws forbidding those of inferior rank to have the higher and more ornamental houses which naturally imply the wealth that accompanies power, there go interdicts on the use by common people of various appliances to comfort which the man of rank and influence has. Among these may first be noted artificial facilities for locomotion.

A sketch in an African book of travels, representing the king of Obbo making a progress, seated on the shoulders of an attendant, shows us in its primitive form, the connexion between being carried by other men and the exercise of power over other men. Marking, by implication, a ruling person, the palanquin or equivalent vehicle is in many places forbidden to inferior persons. Among the ancient Chibchas, “the law did not allow any one to be carried in a litter on the shoulders of his men, except the Bogota and those to whom he gave the privilege.” Prior to the year 1821, no person in Madagascar “was allowed to ride in the native chair or palanquin, except the royal family, the judges, and first officers of state.” So, too, in Europe, there have been restrictions on the use of such chairs. Among the Romans, “in town only the senators and ladies were allowed to be carried in them;” and in France, in past times, the sedan was forbidden to those below a certain rank. In some places the social status of the occupant is indicated by the more or less costly accompaniments. Kœmpfer says that in Japan, “the bigness and length of these [sedan] [II-204] poles had been determined by the political laws of the empire, proportionable to every one’s quality.” . . . The sedan “is carried by two, four, eight, or more men, according to the quality of the person in it.” The like happens in China. “The highest officers are carried by eight bearers, others by four, and the lowest by two: this, and every other particular, being regulated by laws.” Then, elsewhere, the character of appliances for locomotion on water is similarly prescribed. In Turkey, “the hierarchy of rank is maintained and designated by the size of each Turkish functionary’s boat;” and in Siam “the height and ornaments of the cabin [in barges] designate the rank or the functions of the occupier.”

As the possession of chair-bearers, who in early stages are slaves, implies alike the mastery and the wealth always indicative of rank in societies of militant type; so, too, does possession of attendants to carry umbrellas or other protections against the sun. Hence interdicts on the use of these by inferiors. Such restrictions occur in comparatively early stages. In Fiji (Somo-somo) only the king and the two high priests in favour, can use the sun-shade. In Congo only those of royal blood are allowed to use an umbrella, or to be carried in a mat. The sculptured records of extinct eastern peoples, imply the existence of this class-mark. Among the Assyrians,

“the officers in close attendance upon the monarch varied according to his employment. In war he was accompanied by his charioteer, his shield-bearer or shield-bearers, his groom, his quiver-bearer, his mace-bearer, and sometimes by his parasol-bearer. In peace the parasol-bearer is always represented as in attendance, except in hunting expeditions, or where he is replaced by a fan-bearer.”

Adjacent parts of the world show us the same mark of distinction in use down to the present time. “From India to Abyssinia,” says Burton, “the umbrella is the sign of royalty.” Still further east this symbol of dignity is multiplied to produce the idea of greater dignity. In Siam, at the [II-205] king’s coronation, “a page comes forward and presents to the king the seven-storied umbrella,—the savetraxat or primary symbol of royalty.” And when the emperor of China leaves his palace, he is accompanied by twenty men bearing large umbrellas and twenty fan-bearers. Elsewhere umbrellas, not monopolized by kings, may be used by others, but with differences; as in Java, where custom prescribes six colours for the umbrellas of six ranks. Evidently the shade-yielding umbrella is closely allied to the shade-yielding canopy; the use of which also is a class-distinction. Ancient America furnished a good instance. In Utlatlan the king sat under four canopies, the “elect” under three, the chief captain under two, and the second captain under one. And here we are reminded that this developed form of the umbrella, having four supports, is alike in the East and in Europe, used in exaltation of both the divine ruler and the human ruler: in the one region borne by attendants over kings and supported in a more permanent manner over the cars in which idols are drawn; and in the other used alike in state-processions and ecclesiastical processions, to shade now the monarch and now the Host.

Of course with regulations giving to higher ranks the exclusive enjoyment of the more costly conveniences, there go others forbidding the inferior to have conveniences of even less costly natures. For example, in Fiji the best kind of mat for lying on is forbidden to the common people. In Dahomey, the use of hammocks is a royal prerogative, shared in only by the whites. Concerning the Siamese, Bowring says:—“We were informed that the use of such cushions [more or less ornamented, according to rank] was prohibited to the people.” And we learn from Bastian that among the Joloffs the use of the mosquito-curtain is a royal prerogative.

§ 420. Of sumptuary laws, those regulating the uses of foods may be traced back to very early stages—stages in [II-206] which usages have not yet taken the shape of laws. They go along with the subordination of the young to the old, and of females to males. Among the Tasmanians, “the old men get the best food;” and Sturt says, “only the old men of the natives of Australia have the privilege of eating the emu. For a young man to eat it is a crime.” The Khond women, Macpherson tells us, “for some unknown cause, are never, I am informed, permitted to eat the flesh of the hog.” In Tahiti “the men were allowed to eat the flesh of the pig, and of fowls, and a variety of fish, cocoa-nuts, and plantains, and whatever was presented as an offering to the gods, which the females, on pain of death, were forbidden to touch.” After stating that the Fijian women are never permitted to enter the temple, the United States’ explorers add—“nor, as we have seen, to eat human flesh, at least in public.”

Of food-restrictions other than those referring to age and sex, may first be named one from Fiji—one which also refers to the consumption of human flesh. Seeman says “the common people throughout the group, as well as women of all classes, were by custom debarred from it. Cannibalism was thus restricted to the chiefs and gentry.” Of other class-restrictions on food, ancient America furnishes examples. Among the Chibchas, “venison could not be eaten unless the privilege had been granted by the cazique.” In San Salvador, “none formerly drank chocolate but the prime men and notable soldiers;” and in Peru “the kings (Yncas) had the coca as a royal possession and privilege.”

Of course there might be added to these certain of the sumptuary laws respecting food which prevailed during past times throughout Europe.

§ 421. Of the various class-distinctions which imply superior rank by implying greater wealth, the most curious remain. I refer to certain inconvenient, and sometimes painful, [II-207] traits, only to be acquired by those whose abundant means enable them to live without labour, or to indulge in some kind of sensual excess.

One group of these distinctions, slightly illustrated among ourselves by the pride taken in delicate hands, as indicating freedom from manual labor, is exhibited in marked forms in some societies that are comparatively little advanced. “The chiefs in the Society Islands value themselves on having long nails on all, or on some, of their fingers.” “Fijian kings and priests wear the finger nails long,” says Jackson; and in Sumatra, “persons of superior rank encourage the growth of their hand-nails, particularly those of the fore and little fingers, to an extraordinary length.” Everyone knows that a like usage has a like origin in China; where, however, long nails have partially lost their meaning: upper servants being allowed to wear them. But of personal defects similarly originating, China furnishes a far more striking instance in the cramped feet of ladies. Obviously these have become signs of class-distinction, because of the implied inability to labour, and the implied possession of means sufficient to purchase attendance. Then, again, as marking rank because implying riches, we have undue, and sometimes excessive, fatness; either of the superior person himself or of his belongings. The beginnings of this may be traced in quite early stages; as among some uncivilized American peoples. “An Indian is respectable in his own community, in proportion as his wife and children look fat and well fed: this being a proof of his prowess and success as a hunter, and his consequent riches.” From this case, in which the relation between implied wealth and implied power is directly recognized, we pass in the course of social development to cases in which, instead of the normal fatness indicating sufficiency, there comes the abnormal fatness indicating superfluity, and, consequently, greater wealth. In China, great fatness is a source of pride in a mandarin. Ellis tells us [II-208] that corpulence is a mark of distinction among Tahitian females. Throughout Africa there prevails an admiration for corpulence in women, which, in some places, rises to a great pitch; as in Karague where the king has “very fat wives”—where, according to Speke, the king’s sister-in-law “was another of those wonders of obesity, unable to stand excepting on all fours,” and where, “as fattening is the first duty of fashionable female life, it must be duly enforced by the rod if necessary.” Still stranger are the marks of dignity constituted by diseases resulting from those excessive gratifications of appetite which wealth makes possible. Even among ourselves may be traced an association of ideas which thus originates. The story about a gentleman of the old school, who, hearing that some man of inferior extraction was suffering from gout, exclaimed—“Damn the fellow; wasn’t rheumatism good enough for him,” illustrates the still-current idea that gout is a gentlemanly disease, because it results from that high living which presupposes the abundant means usually associated with superior position. Introduced by this instance, the instance which comes to us from Polynesia will seem not unnatural. “The habitual use of ava causes a whitish scurf on the skin, which among the heathen Tahitians was reckoned a badge of nobility; the common people not having the means of indulgence requisite to produce it.” But of all marks of dignity arising in this way, or indeed in any way, the strangest is one which Ximenez tells us of as existing among the people of ancient Guatemala. The sign of a disorder, here best left unspecified, which the nobles were liable to, because of habits which wealth made possible, had become among the Guatemalans a sign “of greatness and majesty;” and its name was applied even to the deity!

§ 422. How these further class-distinctions, though not, like preceding ones, directly traceable to militancy, are indirectly [II-209] traceable to it, and how they fade as industrialism develops, need not be shown at length.

Foregoing instances make it clear that they are still maintained rigorously in societies characterized by that type of organization which continuous war establishes; and that they prevailed to considerable degrees during the past warlike times of more civilized societies. Conversely, they show that as, along with the rise of a wealth which does not imply rank, luxuries and costly modes of life have spread to those who do not form part of the regulative organization; the growth of industrialism tends to abolish these marks of class-distinction which militancy originates. No matter what form they take, all these supplementary rules debarring the inferior from usages and appliances characterizing the superior, belong to a social régime based on coercive co-operation; while that unchecked liberty which, among ourselves, the classes regulated have to imitate the regulating classes in habits and expenditure, belongs to the régime of voluntary co-operation.

 


 

[II-210]

CHAPTER XI.

FASHION.

§ 423. To say nothing about Fashion under the general head of Ceremonial Institution would be to leave a gap; and yet Fashion is difficult to deal with in a systematic manner. Throughout the several forms of social control thus far treated, we have found certain pervading characters traceable to common origins; and the conclusions reached have hence been definite. But those miscellaneous and ever-changing regulations of conduct which the name Fashion covers, are not similarly interpretable; nor does any single interpretation suffice for them all.

In the Mutilations, the Presents, the Visits, the Obeisances, the Forms of Address, the Titles, the Badges and Costumes, &c. we see enforced, not likeness between the acts of higher and lower, but unlikeness: that which the ruler does the ruled must not do; and that which the ruled is commanded to do is that which is avoided by the ruler. But in those modifications of behaviour, dress, mode of life, &c., which constitute Fashion, likeness instead of unlikeness is insisted upon. Respect must be shown by following the example of those in authority, not by differing from them. How does there arise this contrariety?

The explanation appears to be this. Fashion is intrinsically imitative. Imitation may result from two widely divergent motives. It may be prompted by reverence for one imitated, or it may be prompted by the desire to assert [II-211] equality with him. Between the imitations prompted by these unlike motives, no clear distinction can be drawn; and hence results the possibility of a transition from those reverential imitations going along with much subordination, to those competitive imitations characterizing a state of comparative independence.

Setting out with this idea as our clue, let us observe how the reverential imitations are initiated, and how there begins the transition from them to the competitive imitations.

§ 424. Given a society characterized by servile submission, and in what cases will a superior be propitiated by the imitations of an inferior? In respect of what traits will assumption of equality with him be complimentary? Only in respect of his defects.

From the usages of those tyrannically-ceremonious savages the Fijians, may be given an instance well illustrating the motive and the result.

“A chief was one day going over a mountain-path, followed by a long string of his people, when he happened to stumble and fall; all the rest of the people immediately did the same, except one man, who was instantly set upon by the rest, to know whether he considered himself better than his chief.”

And Williams, describing his attempt to cross a slippery bridge formed of a single cocoa-nut stem, writes:—

“Just as I commenced the experiment, a heathen said, with much animation, ‘To-day, I shall have a musket!’ . . . When I asked him why he spoke of a musket, the man replied, ‘I felt certain that you would fall in attempting to go over, and I should have fallen after you;’ [that is, it appeared to be equally clumsy;] ‘and as the bridge is high, the water rapid, and you a gentleman, you would not have thought of giving me less than a musket.’ ”

Even more startling is a kindred practice in Africa, among the people of Darfur. “If the Sultan, being on horseback, happens to fall off, all his followers must fall off likewise; and should anyone omit this formality, however great he may be, he is laid down and beaten.”

[II-212]

Such examples of endeavours to please a ruler by avoiding any appearance of superiority to him, seem less incredible than they would else seem, on finding that among European peoples there have occurred, if not like examples, still, analogous examples. In 1461 Duke Philip of Burgundy having had his hair cut during an illness, “issued an edict that all the nobles of his state should be shorn also. More than five hundred persons . . . sacrificed their hair.” From this instance, in which the ruler insisted on having his defect imitated by the ruled against their wills (for many disobeyed), we may pass to a later instance in which a kindred imitation was voluntary. In France, in 1665, after the operation on Lewis XIV for fistula, the royal infirmity became the fashion among the courtiers.

“Some who had previously taken care to conceal it were now not ashamed to let it be known. There were even courtiers who chose to be operated on in Versailles, because the king was then informed of all the circumstances of the malady. . . . I have seen more than thirty wishing to be operated on, and whose folly was so great that they were annoyed when told that there was no occasion to do so.”

And now if with cases like these we join cases in which a modification of dress which a king adopts to hide a defect (such as a deep neckcloth where a scrofulous neck has to be concealed) is imitated by courtiers, and spreads downwards; we see how from that desire to propitiate which prompts the pretence of having a like defect, there may result fashion in dress; and how from approval of imitations of this kind may insensibly come tolerance of other imitations.

§ 425. Not that such a cause would produce such an effect by itself. There is a co-operating cause which takes advantage of the openings thus made. Competitive imitation, ever going as far as authority allows, turns to its own advantage every opportunity which reverential imitation makes.

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This competitive imitation begins quite as early as the reverential. Members of savage tribes are not unfrequently led by the desire for applause into expenditure relatively more lavish than are the civilized. There are barbarous peoples among whom the expected hospitalities on the occasion of a daughter’s marriage, are so costly as to excuse female infanticide, on the ground that the ruinous expense which rearing the daughter would eventually entail is thus avoided. Thomson and Angas unite in describing the extravagance into which the New Zealand chiefs are impelled by fashion in giving great feasts, as often causing famines—feasts for which chiefs begin to provide a year before: each being expected to out-do his neighbours in prodigality. And the motive thus coming into play early in social evolution, and making equals vie with one another in display, similarly all along prompts the lower to vie, so far as they are allowed, with the higher. Everywhere and always the tendency of the inferior to assert himself has been in antagonism with the restraints imposed on him; and a prevalent way of asserting himself has been to adopt costumes and appliances and customs like those of his superior. Habitually there have been a few of subordinate rank who, for one reason or other, have been allowed to encroach by imitating the ranks above; and habitually the tendency has been to multiply the precedents for imitation, and so to establish for wider classes the freedom to live and dress in ways like those of the narrower classes.

Especially has this happened as fast as rank and wealth have ceased to be coincident—as fast, that is, as industrialism has produced men rich enough to compete in style of living with those above them in rank. Partly from the greater means, and partly from the consequent greater power, acquired by the upper grades of producers and distributors; and partly from the increasing importance of the financial aid they can give to the governing classes in public and private affairs; there has been an ever-decreasing resistance [II-214] to the adoption by them of usages originally forbidden to all but the high born. The restraints in earlier times enacted and re-enacted by sumptuary laws, have been gradually relaxed; until the imitation of superiors by inferiors, spreading continually downwards, has ceased to be checked by anything more than sarcasm and ridicule.

§ 426. Entangled and confused with one another as Ceremonial and Fashion are, they have thus different origins and meanings: the first being proper to the régime of compulsory co-operation, and the last being proper to the régime of voluntary co-operation. Clearly there is an essential distinction, and, indeed, an opposition in nature, between behaviour required by subordination to the great and behaviour resulting from imitation of the great.

It is true that the regulations of conduct here distinguished, are ordinarily fused into one aggregate of social regulations. It is true that certain ceremonial forms come to be fulfilled as parts of the prevailing fashion; and that certain elements of fashion, as for instance the order of courses at a dinner, come to be thought of as elements of ceremonial. And it is true that both are now enforced by an unembodied opinion which appears to be the same for each. But, as we have seen above, this is an illusion. Though when, in our day, a wealthy quaker, refusing to wear the dress worn by those of like means, refuses also to take off his hat to a superior, we commonly regard these nonconformities as the same in nature; we are shown that they are not, if we go back to the days when the salute to the superior was insisted on under penalty, while the imitation of the superior’s dress, so far from being insisted on, was forbidden. Two different authorities are defied by his acts—the authority of class-rule, which once dictated such obeisances; and the authority of social opinion, which thinks nonconformities in dress imply inferior status.

So that, strange to say, Fashion, as distinguished from [II-215] Ceremony, is an accompaniment of the industrial type as distinguished from the militant type. It needs but to observe that by using silver forks at his table, the tradesman in so far asserts his equality with the squire; or still better to observe how the servant-maid out for her holiday competes with her mistress in displaying the last style of bonnet; to see how the regulations of conduct grouped under the name Fashion, imply that increasing liberty which goes along with the substitution of peaceful activities for warlike activities.

As now existing, Fashion is a form of social regulation analogous to constitutional government as a form of political regulation: displaying, as it does, a compromise between governmental coercion and individual freedom. Just as, along with the transition from compulsory co-operation to voluntary co-operation in public action, there has been a growth of the representative agency serving to express the average volition; so has there been a growth of this indefinite aggregate of wealthy and cultured people, whose consensus of habits rules the private life of society at large. And it is observable in the one case as in the other, that this ever-changing compromise between restraint and freedom, tends towards increase of freedom. For while, on the average, governmental control of individual action decreases, there is a decrease in the rigidity of Fashion; as is shown by the greater latitude of private judgment exercised within certain vaguely marked limits.

Imitative, then, from the beginning, first of a superior’s defects, and then, little by little, of other traits peculiar to him, Fashion has ever tended towards equalization. Serving to obscure, and eventually to obliterate, the marks of class-distinction, it has favoured the growth of individuality; and by so doing has aided in weakening Ceremonial, which implies subordination of the individual.

 


 

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CHAPTER XII.

CEREMONIAL RETROSPECT AND PROSPECT.

§ 427. We find, then, that rules of behaviour are not results of conventions at one time or other deliberately made, as people tacitly assume. Contrariwise, they are natural products of social life which have gradually evolved. Apart from detailed proofs of this, we find a general proof in their conformity to the laws of Evolution at large.

In primitive headless groups of men, such customs as regulate conduct form but a small aggregate. A few naturally prompted actions on meeting strangers; in certain cases bodily mutilations; and in some interdicts on foods monopolized by adult men; constitute a brief code. But with consolidation into compound, doubly compound, and trebly compound societies, there arise great accumulations of ceremonial arrangements regulating all the actions of life—there is increase in the mass of observances.

Originally simple, these observances become progressively complex. From the same root grow up various kinds of obeisances. Primitive descriptive names develop into numerous graduated titles. From aboriginal salutes come, in course of time, complimentary forms of address adjusted to persons and occasions. Weapons taken in war give origin to symbols of authority, assuming, little by little, great diversities in their shapes. While certain trophies, differentiating into badges, dresses and decorations, eventually in each of these divisions present multitudinous varieties, no [II-217] longer bearing any resemblance to their originals. And besides the increasing heterogeneity which in each society arises among products having a common origin, there is the further heterogeneity which arises between this aggregate of products in one society and the allied aggregates in other societies.

Simultaneously there is progress in definiteness; ending, as in the East, in fixed forms prescribed in all their details, which must not under penalty be departed from. And in sundry places the vast assemblages of complex and definite ceremonies thus elaborated, are consolidated into coherent codes set forth in books.

The advance in integration, in heterogeneity, in definiteness, and in coherence, is thus fully exemplified.

§ 428. When we observe the original unity exhibited by ceremony as it exists in primitive hordes, in contrast with the diversity which ceremony, under its forms of political, religious, and social, assumes in developed societies; we recognize another aspect of this transformation undergone by all products of evolution.

The common origin of propitiatory forms which eventually appear unallied, was in the last volume indicated by the numerous parallelisms we found between religious ceremonies and ceremonies performed in honouring the dead; and the foregoing chapters have shown that still more remarkable are the parallelisms between ceremonies of these kinds and those performed in honouring the living. We have seen that as a sequence of trophy-taking, parts of the body are surrendered to rulers, offered at graves, deposited in temples, and occasionally presented to equals; and we have seen that mutilations hence originating, become marks of submission to kings, to deities, to dead relatives, and in some cases to living friends. Beginning with presents, primarily of food, made to strangers by savages to secure goodwill, we pass to the presents, also primarily of food, [II-218] made to chiefs; and, answering to these, we find the offerings, primarily of food, made to ghosts and to gods, developing among ancestor-worshipping peoples into sacrifices showing parallel elaborations; as in China, where feasts of many dishes are placed alike before the tablets inscribed to ancestors, apotheosized men, and great deities, and where it is a saying that “whatever is good for food is good for sacrifice.” Visits are paid to graves out of respect to the spirits of the departed, to temples in worship of the deities supposed to be present in them, to the courts of rulers in evidence of loyalty, and to private persons to show consideration. Obeisances, originally implying subjugation, are made before monarchs and superiors, are similarly made before deities, are sundry of them repeated in honour of the dead, and eventually become observances between equals. Expressing now the humility of the speaker and now the greatness of the one spoken to, forms of address, alike in nature, are used to the visible and the invisible ruler, and, descending to those of less power, are at length used to ordinary persons; while titles ascribing fatherhood and supremacy, applied at first to kings, gods, and deceased persons, become in time names of honour used to undistinguished persons. Symbols of authority like those carried by monarchs, occur in the representations of deities; in some cases the celestial and the terrestrial potentates have like costumes and appendages; and sundry of the dresses and badges once marking superiority of position, become ceremonial dresses worn, especially on festive occasions, by persons of inferior ranks. Other remarkable parallelisms exist. One we see in the anointing, which, performed on kings and on the images of gods, extended in Egypt to dead persons and to guests. In Egypt, too, birthday-ceremonials were at once social, political, and religious: besides celebrations of private birthdays and of the birthdays of kings and queens, there were celebrations of the birthdays of gods. Nor must we omit the sacredness of names. In [II-219] many countries it is, or has been, forbidden to utter the name of the god; the name of the king is in other places similarly interdicted; elsewhere it is an offence to refer by name to a dead person; and among various savages the name of the living person may not be taken in vain. The feeling that the presence of one who is to be worshipped or honoured, is a bar to the use of violence, also has its parallel sequences. Not only is the temple of the god a sanctuary, but in sundry places the burial-place of the chief is a sanctuary, and in other places the presence of the monarch, as in Abyssinia where “it is death to strike, or lift the hand to strike, before the king;” and then among European peoples, the interdict on fighting in presence of a lady, shows how this element in ceremonial rule extends into general intercourse. Finally let me add a fuller statement of a curious example before referred to—the use of incense in worship of a deity, as a political honour, and as a social observance. In Egypt there was incense-offering before both gods and kings, as also among the Hebrews: instance the passage from the Song of Solomon (iii., 6-7)—“Who is this that cometh out of the wilderness like pillars of smoke, perfumed with myrrh and frankincense . . . Behold his bed [litter], which is Solomon’s.” Clavigero tells us that “incense-offering among the Mexicans, and other nations of Anahuac, was not only an act of religion towards their gods, but also a piece of civil courtesy to lords and ambassadors.” During mediæval days in Europe, incense was burnt in compliment to rank: nobles on entering churches severally expected so many swings of the censer in front of them, according to their grades.

While, then, we are shown by numerous sets of parallelisms the common origin of observances that are now distinguished as political, religious, and social—while we thus find verified in detail the hypothesis that ceremonial government precedes in time the other forms of government, into all of which it enters; we are shown how, in conformity [II-220] with the general laws of Evolution, it differentiates into three great orders at the same time that each of these orders differentiates within itself.

§ 429. From the beaten dog which, crawling on its belly licks its master’s hand, we trace up the general truth that ceremonial forms are naturally initiated by the relation of conqueror and conquered, and the consequent truth that they develop along with the militant type of society. While re-enunciated, this last truth may be conveniently presented under a different aspect. Let us note how the connexion between ceremonial and militancy, is shown at once in its rigour, in its definiteness, in its extent, and in its elaborateness.

“In Fiji, if a chief sees any of his subjects not stooping low enough in his presence, he will kill him on the spot;” while “a vast number of fingers, missing from the hands of men and women, have gone as the fine for disrespectful or awkward conduct.” And then of these same sanguinary and ferociously-governed people, Williams tells us that “not a member of a chief’s body, or the commonest acts of his life, are mentioned in ordinary phraseology, but all are hyperbolized.” Africa furnishes a kindred instance of this connexion between ceremonial rigour and the rigour of despotic power accompanying excessive militancy. In the kingdom of Uganda, where, directed by the king to try a rifle presented to him by Speke, a page went to the door and shot the first man he saw in the distance, and where, as Stanley tells us, under the last king, Suna, five days were occupied in cutting up thirty thousand prisoners who had surrendered; we find that “an officer observed to salute informally is ordered for execution,” while another who, “perhaps, exposes an inch of naked leg whilst squatting, or has his mbŭgŭ tied contrary to regulations,” “is condemned to the same fate.” And then in Asia a parallel connexion is shown us by the more civilized Siamese, whose adult males are all soldiers, and over whom rules omnipotently a sacred [II-221] king, whose “palace must not be passed without marks of reverence” duly prescribed, and “severe punishments follow any inattention to these requirements,” and where, in social intercourse, “mistakes in these kinds of duties [obeisances] may be punished with the bâton by him against whom they have been committed.”

Along with this rigour of ceremonial rule we find great definiteness. In Fiji there are “various forms of salutation, according to the rank of the parties; and great attention is paid to insure that the salutation shall have the proper form:” such precision naturally arising where loss of life or fingers follows breach of observance. A kindred precision is similarly caused in the tyrannically-governed African kingdoms, such as Loango, where a king killed his own son, and had him quartered, because the son happened to see his father drink; or such as Ashantee, where there is much “punctilious courtesy, and a laboured and ceremonious formality.” And this definiteness characterizes observances under the despotisms of the remote East. Of the Siamese La Loubère says—“In the same ceremonies they always say almost the same things. The king of Siam himself has his words almost told [contées] in his audiences of ceremony.” So, too, in China, in the imperial hall of audience “stones are inlaid with plates of brass, on which are engraved in Chinese characters the quality of the persons who are to stand or kneel upon them;” and as Huc says, “it is easier to be polite in China than elsewhere, as politeness is subject to more fixed regulations.” Japan, also, shows us this precise adjustment of the observance to the occasion:—“The marks of respect to superiors . . . are graduated from a trifling acknowledgment to the most absolute prostration.” “This state of things is supported by law as well as custom, and more particularly by the permission given to a two-sworded man, in case of him feeling himself insulted, to take the law into his own hands.” Nor does Europe in its most militant country, autocratically ruled, fail to yield an [II-222] illustration. Custine says of Russia that, at the marriage of the Grand Duchess Maria with the Duke of Leuchtenberg (1839) the Emperor Nicholas “was continually leaving his prayers, and slipping from one side to the other, in order to remedy the omissions of etiquette among his children, or the clergy. . . . All the great functionaries of the Court seemed to be governed by his minute but supreme directions.”

In respect of the range and elaborateness of ceremonial rule, assimilating the control of civil life to the control of military life, Oriental despotisms yield equally striking examples. La Loubère says:—“If there are several Siamese together, and another joins them, it often happens that the postures of all change. They know before whom and to what extent they should bend or remain erect or seated; whether they should join their hands or not and hold them low or high; whether being seated they may advance one foot or both, or should keep both hidden.” Even the monarch is under kindred restraints. “The Phra raxa monthieraban [apparently, sacred book] lays down the laws which the Sovereign is bound to obey, prescribes the hours for rising and for bathing, the manner of offering and the alms to be offered, to the bonzes, the hours of audience for nobles and for princes, the time to be devoted to public affairs and to study, the hours for repasts, and when audiences shall be allowed to the Queen and the ladies of the palace.” Again, in the account of his embassy to Ava, Syme writes:—“The subordination of rank is maintained and marked by the Birmans with the most tenacious strictness; and not only houses, but even domestic implements, such as the bettle box, water flagon, drinking cup, and horse furniture, all express and manifest, by shape and quality, the precise station of the owner.” In China, too, the Li ki, or Book of Rites, gives directions for all actions of life; and a passage in Huc shows at once the antiquity of their vast, coherent, elaborate system of observances, and the reverence with [II-223] which its prescriptions were regarded:—“ ‘Under the first dynasties,’ says a famous Chinese moralist, ‘the government had perfect unity, the ceremonies and music embraced the whole empire.’ ” Once more, in Japan, especially in past times, ceremony was elaborated in books so far that every transaction, down to an execution, had its various movements prescribed with a scarcely credible minuteness.

That these connexions are necessary, we cannot fail to see on remembering how, with the compoundings and recompoundings of social groups effected by militancy, there must go an evolution of the forms of subordination; made strong by the needs for restraint, made multitudinous by the gradations of rank, made precise by continual performance under penalty.

§ 430. The moral traits which accompany respectively the development of ceremonial rule and the decay of ceremonial rule, may with advantage be named while noting how observances weaken as fast as industrialism strengthens.

We have seen that ceremony originates from fear: on the one side supremacy of a victor or master; on the other side dread of death or punishment felt by the vanquished or the slave. And under the régime of compulsory co-operation thus initiated, fear develops and maintains in strength all forms of propitiation. But with the rise of a social type based on voluntary co-operation, fear decreases. The subordinate ruler or officer is no longer wholly at the mercy of his superior; the trader, not liable to be robbed or tortured by the noble, has a remedy against him for non-payment; the labourer in receipt of wages, cannot be beaten like the slave. In proportion as the system of exchanging services under contract spreads, and the rendering of services under compulsion diminishes, men dread one another less; and, consequently, become less scrupulous in fulfilling propitiatory forms.

[II-224]

War of necessity cultivates deception: ambush, manœuvring, feints, and the like, involve acted lies; and skilful lying by actions is regarded as a trait of military genius. The slavery which successful war establishes, implies daily practice in duplicity. Against the anger of his cruel master a successful falsehood is the slave’s defence. Under tyrants unscrupulous in their exactions, skilful lying is a means of salvation, and is a source of pride. And all the ceremonies which accompany the régime of compulsory co-operation are pervaded by insincerity: the fulsome laudations are not believed by the utterer; he feels none of that love for his superior which he professes; nor is he anxious for his welfare as his words assert. But in proportion as compulsory co-operation is replaced by voluntary co-operation, the temptations to deceive that penalties may be escaped, become less strong and perpetual; and simultaneously, truthfulness is fostered, since voluntary co-operation can increase only as fast as mutual trust increases. Though throughout the activities of industry there yet survives much of the militant untruthfulness; yet, on remembering that only by daily fulfilment of contracts can these activities go on, we see that in the main the things promised are performed. And along with the spreading truthfulness thus implied, there goes on an increasing dislike of the more extreme untruthfulness implied in the forms of propitiation. Neither in word nor in act do the professed feelings so greatly exceed the real feelings.

It scarcely needs saying that as social co-operation becomes less coercive and more voluntary, independence increases; for the two statements are different aspects of the same. Forced service implies dependence; while service rendered under agreement implies independence. Naturally, the different moral attitudes involved, expressing themselves in different political types, as relatively despotic and relatively free, express themselves also in the accompanying kinds of ceremonial rule that are tolerated or [II-225] liked. In the one case, badges of subjection are thought honourable and pleasure is taken in acts of homage; in the other case, liveries come to be hated and there is reluctance to use reverential forms approaching the obsequious. The love of independence joins the love of truthfulness in generating a repugnance to obeisances and phrases which express subordination where none is internally acknowledged.

The discipline of war, being a discipline in destruction of life, is a discipline in callousness. Whatever sympathies exist are seared; and any that tend to grow up are checked. This unsympathetic attitude which war necessitates, is maintained by the coercive social co-operation which it initiates and evolves. The subordination of slave by master, maintained by use of whatever force is needful to secure services however unwilling, implies repression of fellow-feeling. This repression of fellow-feeling is also implied by insisting on forms of homage. To delight in receiving cringing obeisances shows lack of sympathy with another’s dignity; and with the development of a freer social type and accompanying increase of sympathy, there grows up on the part of superiors a dislike to these extreme manifestations of subjection coming from inferiors. “Put your bonnet to its right use,” says Hamlet to Osric, standing bareheaded: showing us that in Shakespeare’s day, there had arisen the fellow-feeling which produced displeasure on seeing another humble himself too much. And this feeling, increasing as the industrial type evolves, makes more repugnant all ceremonial forms which overtly express subordination.

Once more, originating in societies which have the glory of victory in war as a dominant sentiment, developed ceremony belongs to a social state in which love of applause is the ruling social motive. But as fast as industrialism replaces militancy, the sway of this ego-altruistic sentiment becomes qualified by the growing altruistic sentiment; and with an increasing respect for others’ claims, there goes a decreasing eagerness for distinctions which by implication [II-226] subordinate them. Sounding titles, adulatory forms of address, humble obeisances, gorgeous costumes, badges, privileges of precedence, and the like, severally minister to the desire to be regarded with actual or simulated admiration. But as fast as the wish to be exalted at the cost of humiliation to others, is checked by sympathy, the appetite for marks of honour, becoming less keen, is satisfied with, and even prefers, more subdued indications of respect.

So that in various ways the moral character natural to the militant type of society, fosters ceremony; while the moral character natural to the industrial type is unfavourable to it.

§ 431. Before stating definitely the conclusions, already foreshadowed, that are to be drawn respecting the future of ceremony, we have to note that its restraints not only form a part of the coercive régime proper to those lower social types characterized by predominant militancy, but also that they form part of a discipline by which men are adapted to a higher social life.

While the antagonistic or anti-social emotions in men, have that predominance which is inevitable while war is habitual, there must be tendencies, great and frequent, to words and acts generating enmity and endangering social coherence. Hence the need for prescribed forms of behaviour which, duly observed, diminish the risk of quarrels. Hence the need for a ceremonial rule rigorous in proportion as the nature is selfish and explosive.

Not à priori only, but à posteriori, it is inferable that established observances have the function of educating, in respect of its minor actions, the anti-social nature into a form fitted for social life. Of the Japanese, living for these many centuries under an unmitigated despotism, castes severely restricted, sanguinary laws, and a ceremonial system rigorous and elaborate, there has arisen a character which, while described by Mr. Rundell as “haughty, vindictive, [II-227] and licentious,” yet prompts a behaviour admirable in its suavity. Mr. Cornwallis asserts that amiability and an unruffled temper are the universal properties of the women in Japan; and by Mr. Drummond they are credited with a natural grace which it is impossible to describe. Among the men, too, the sentiment of honour, based upon that regard for reputation to which ceremonial observance largely appeals, carries them to great extremes of consideration. Another verifying fact is furnished by another despotically-governed and highly ceremonious society, Russia. Custine says—“If fear renders the men serious, it also renders them extremely polite. I have never elsewhere seen so many men of all classes treating each other with such respect.” Kindred, if less pronounced, examples of this connexion are to be found in Western countries. The Italian, long subject to tyrannical rule, and in danger of his life if he excites the vengeful feelings of a fellow-citizen, is distinguished by his conciliatory manner. In Spain, where governmental dictation is unlimited, where women are harshly treated, and where “no labourer ever walks outside his door without his knife,” there is extreme politeness. Contrariwise our own people, long living under institutions which guard them against serious consequences from giving offence, greatly lack suavity, and show a comparative inattention to minor civilities.

Both deductively and inductively, then, we see that ceremonial government is one of the agencies by which social co-operation is facilitated among those whose natures are in large measure anti-social.

§ 432. And this brings us to the general truth that within each embodied set of restraining agencies—the ceremonial as well as the political and ecclesiastical which grow out of it—there gradually evolves, a special kind of disembodied control, which eventually becomes independent.

Political government, having for its original end subordination; [II-228] and inflicting penalties on men who injure others not because of the intrinsic badness of their acts but because their acts break the ruler’s commands; has ever been habituating men to obey regulations conducive to social order; until there has grown up a consciousness that these regulations have not simply an extrinsic authority derived from a ruler’s will, but have an intrinsic authority derived from their utility. The once arbitrary, fitful, and often irrational, dictates of a king, grow into an established system of laws, which formulate the needful limitations to men’s actions arising from one another’s claims. And these limitations men more and more recognize and conform to, not only without thinking of the monarch’s injunctions, but without thinking of the injunctions set forth in Acts of Parliament. Simultaneously, out of the supposed wishes of the ancestral ghost, which now and again developing into the traditional commands of some expanded ghost of a great man, become divine injunctions, arises the set of requirements classed as religious. Within these, at first almost exclusively concerning acts expressing submission to the celestial king, there evolve the rules we distinguish as moral. As society advances, these moral rules become of a kind formulating the conduct requisite for personal, domestic, and social wellbeing. For a long time imperfectly differentiated from the essential political rules, and to the last enforcing their authority, these moral rules, originally regarded as sacred only because of their supposed divine origin, eventually acquire a sacredness derived from their observed utility in controlling certain parts of human conduct—parts not controlled, or little controlled, by civil law. Ideas of moral duty develop and consolidate into a moral code, which eventually becomes independent of its theological root. In the meantime, from within that part of ceremonial rule which has evolved into a system of regulations for social intercourse, there grows a third class of restraints; and these, in like manner, become at length independent. [II-229] From observances which, in their primitive forms, express partly subordination to a superior and partly attachment to him, and which, spreading downwards, become general forms of behaviour, there finally come observances expressing a proper regard for the individualities of other persons, and a true sympathy in their welfare. Ceremonies which originally have no other end than to propitiate a dominant person, pass, some of them, into rules of politeness; and these gather an authority distinct from that which they originally had. Apt evidence is furnished by the “Ritual Remembrancer” of the Chinese, which gives directions for all the actions of life. Its regulations “are interspersed with truly excellent observations regarding mutual forbearance and kindness in society, which is regarded as the true principle of etiquette.” The higher the social evolution, the more does this inner element of ceremonial rule grow, while the outer formal element dwindles. As fast as the principles of natural politeness, seen to originate in sympathy, distinguish themselves from the code of ceremonial within which they originate, they replace its authority by a higher authority, and go on dropping its non-essentials while developing further its essentials.

So that as law differentiates from personal commands, and as morality differentiates from religious injunctions, so politeness differentiates from ceremonial observance. To which I may add, so does rational usage differentiate from fashion.

§ 433. Thus guided by retrospect we cannot doubt about the prospect. With further development of the social type based on voluntary co-operation, will come a still greater disuse of obeisances, of complimentary forms of address, of titles, of badges, &c., &c. The feelings alike of those by whom, and those to whom, acts expressing subordination are performed, will become more and more averse to them.

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Of course the change will be, and should be, gradual. Just as, if political freedom is gained faster than men become adequately self-controlled, there results social disorder—just as abolition of religious restraints while yet moral restraints have not grown strong enough, entails increase of misconduct; so, if the observances regulating social intercourse lose their sway faster than the feelings which prompt true politeness develop, there inevitably follows more or less rudeness in behaviour and consequent liability to discord. It needs but to name certain of our lower classes, such as colliers and brickmakers, whose relations to masters and others are such as to leave them scarcely at all restrained, to see that considerable evils arise from a premature decay of ceremonial rule.

The normal advance toward that highest state in which the minor acts of men towards one another, like their major acts, are so controlled by internal restraints as to make external restraints needless, implies increasing fulfilment of two conditions. Both higher emotions and higher intelligence are required. There must be a stronger fellow feeling with all around, and there must be an intelligence developed to the extent needful for instantly seeing how all words and acts will tell upon their states of mind—an intelligence which, by each expression of face and cadence of speech, is informed what is the passing state of emotion, and how emotion has been affected by actions just committed.

 


 

[II-231]

ADDENDA.

Mutilations.—In Chap. III., and in the appended note, I have assigned grounds for the conclusion that (beyond some which arise from the simulation of battle-wounds) the skin-marks made on savages, from the scars of great gashes down to tatoo-lines, originate in the wide-spread practice of letting blood for the dead at a funeral: naming, in all, there and elsewhere, fourteen illustrations. I add here an instructive one given by Beckwourth, “who for many years lived among” the Crows. Describing the ceremonies at a head chief’s death, he writes:—

“Blood was streaming from every conceivable part of the bodies of all who were old enough to comprehend their loss. Hundreds of fingers were dismembered; hair torn from the head lay in profusion about the paths; wails and moans in every direction assailed the ear. . . . Long Hair cut off a large roll of his hair, a thing he was never known to do before. The cutting and hacking of human flesh exceeded all my previous experience; fingers were dismembered as readily as twigs, and blood was poured out like water. Many of the warriors would cut two gashes nearly the entire length of their arm; then, separating the skin from the flesh at one end, would grasp it in their other hand and rip it asunder to the shoulder. Others would carve various devices upon their breasts and shoulders, and raise the skin in the same manner to make the scars show to advantage after the wound was healed.”

—H. C. Yarrow’s Introduction to the Study of Mortuary Customs among the North American Indians, pp. 90-91.

Here, besides seeing that offerings of blood are accompanied by offerings of fingers and of hair, with which I have associated them (all of them acts of propitiation which leave marks that become signs of allegiance and subordination), we get clear evidence of the transition to decorative marks. Some of the mourners “would carve various devices upon their breasts and shoulders,” and raise the skin “to make the scars show to advantage.” Dr. Tylor, who, describing my method as being that of deducing all men’s customs “from laws of nature,” alleges that my inferences are vitiated by it, contends that the skin-marks are all record-marks, when not deliberately decorative. Whether the inductive basis for this conclusion is wider than that for the conclusion drawn by me, and whether the superiority of Dr. Tylor’s method is thereby shown, may be judged by the reader who refers to his essay.

Presents.—In § 376, sundry facts were named which pointed to the conclusion that barter does not begin consciously as such, but is initiated by the exchange of presents, which usage more and more requires to be of equal values. My attention has since been drawn to a verifying instance in the Iliad; where, in token of friendship, an exchange of arms is made between Glaucus and Diomedes:—

“Howbeit Zeus then bereaved Glaucus of his wits, in that he exchanged with Diomedes, the son of Tydeus, golden arms for bronze, a hundred oxen’s worth for nine.”

Homer’s obvious notion being that there should be likeness of worth in the presents mutually made; and the implication being that this [II-232] requirement was commonly observed. Of course, if a propitiatory gift, at first offered without expectation of a return, came eventually to be offered with expectation of an equivalent return, bargaining and barter would inevitably arise.

A clear illustration furnished by a primitive people still extant occurs in the account of the Andamanese given by Mr. E. H. Man in the Journal of the Anthropological Institute, vol. xi. pp. 285-6. Saying of this people that “it is customary for each family to supply itself with the chief necessaries in the shape of weapons and food,” Mr. Man tells us that—

“They set no fixed value on their various properties, and rarely make or procure anything for the express purpose of bartering with it. . . . These transactions [exchanges] they are pleased to consider as presentations; but it is tacitly understood that no present is to be accepted unless an equivalent is rendered, and, as the opinions of donor and recipient are liable to differ as to the respective value of the articles in question, a quarrel is not unfrequently the result.”

These facts, joined with the facts given in Chapter iv., go far to prove that savages (who invent nothing, but even in the making of implements develop this or that kind by unobtrusive modifications), were led unawares, and not aforethought, into the practice of barter.

That in the course of social evolution, presents precede fixed salaries, illustrated in § 375 by the fact, among others, that in the East the attendants of a man of power are supported chiefly by propitiatory gifts from those who come to get favours from him, is further illustrated by the fact that the great man himself similarly remunerates them if need be.

“Should he desire to retain any of them whose income does not prove sufficient, he himself makes presents to them or favours them in their business by means of his influence, but never pays them wages.”

—Van Lennep, Bible Lands and Customs, ii. 592.

Which last fact, joined with the others before named of like kind, imply that exchange of services for payments, did not begin as such: services being at first given from fear, or loyalty, or the desire for protection; and any return made for these services, beyond the protection, not being consciously regarded as equivalent payment, but as a mark of approval or good will. The fact that the exchange of service for fixed payment developed out of this practice, harmonizes with, and confirms, the conclusion that the exchange of commodities had an analogous origin.

 


 

PART V.

POLITICAL INSTITUTIONS.

[II-229]

CHAPTER I.

PRELIMINARY.

§ 434. Thought and feeling cannot be completely dissociated. Each emotion has a more or less distinct framework of ideas; and each group of ideas is more or less suffused with emotion. There are, however, great differences between their degrees of combination under both of these aspects. We have some feelings which are vague from lack of intellectual definition; and others to which clear shapes are given by the associated conceptions. At one time our thoughts are distorted by the passion running through them; and at another time it is difficult to detect in them a trace of liking or disliking. Manifestly, too, in each particular case these components of the mental state may be varied in their proportions. The ideas being the same, the emotion joined with them may be greater or less; and it is a familiar truth that the correctness of the judgment formed, depends, if not on the absence of emotion, still, on that balance of emotions which negatives excess of any one.

Especially is this so in matters concerning human life. There are two ways in which men’s actions, individual or social, may be regarded. We may consider them as groups of phenomena to be analyzed, and the laws of their dependence ascertained; or, considering them as causing pleasures or pains, we may associate with them approbation or reprobation. Dealing with its problems intellectually, we may [II-230] regard conduct as always the result of certain forces; or, dealing with its problems morally, and recognizing its outcome as in this case good and in that case bad, we may allow now admiration and now indignation to fill our consciousness. Obviously, it must make a great difference in our conclusions whether, as in the one case, we study men’s doings as those of alien creatures, which it merely concerns us to understand; or whether, as in the other case, we contemplate them as the doings of creatures like ourselves, with whose lives our own lives are bound up, and whose behaviour arouses in us, directly and sympathetically, feelings of love or hate.

In an ancillary work, The Study of Sociology, I have described the various perversions produced in men’s judgments by their emotions. Examples are given showing how fears and hopes betray them into false estimates; how impatience prompts unjust condemnations; how in this case antipathy, and in that case sympathy, distorts belief. The truth that the bias of education and the bias of patriotism severally warp men’s convictions, is enforced by many illustrations. And it is pointed out that the more special forms of bias—the class bias, the political bias, the theological bias—each originates a predisposition towards this or that view of public affairs.

Here let me emphasize the conclusion that in pursuing our sociological inquiries, and especially those on which we are now entering, we must, as much as possible, exclude whatever emotions the facts are calculated to excite, and attend solely to the interpretation of the facts. There are several groups of phenomena in contemplating which either contempt, or disgust, or indignation, tends to arise but must be restrained.

§ 435. Instead of passing over as of no account, or else regarding as purely mischievous, the superstitions of the primitive man, we must inquire what part they play in [II-231] social evolution; and must be prepared, if need be, to recognize their usefulness. Already we have seen that the belief which prompts the savage to bury valuables with the corpse and carry food to the grave, has a natural genesis; that the propitiation of plants and animals, and the “worship of stocks and stones,” are not gratuitous absurdities; and that slaves are sacrificed at funerals in pursuance of an idea which seems rational to uninstructed intelligence. Presently we shall have to consider in what way the ghost-theory has operated politically; and if we should find reason to conclude that it has been an indispensable aid to political progress, we must be ready to accept the conclusion.

Knowledge of the miseries which have for countless ages been everywhere caused by the antagonisms of societies, must not prevent us from recognizing the all-important part these antagonisms have played in civilization. Shudder as we must at the cannibalism which all over the world in early days was a sequence of war—shrink as we may from the thought of those immolations of prisoners which have, tens of thousands of times, followed battles between wild tribes—read as we do with horror of the pyramids of heads and the whitening bones of slain peoples left by barbarian invaders—hate, as we ought, the militant spirit which is even now among ourselves prompting base treacheries and brutal aggressions; we must not let our feelings blind us to the proofs that inter-social conflicts have furthered the development of social structures.

Moreover, dislikes to governments of certain kinds must not prevent us from seeing their fitnesses to their circumstances. Though, rejecting the common idea of glory, and declining to join soldiers and school-boys in applying the epithet “great” to conquering despots, we detest despotism—though we regard their sacrifices of their own peoples and of alien peoples in pursuit of universal dominion as gigantic crimes; we must yet recognize the benefits occasionally arising from the consolidations they achieve. Neither the [II-232] massacres of subjects which Roman emperors directed, nor the assassinations of relatives common among potentates in the East, nor the impoverishment of whole nations by the exactions of tyrants, must so revolt us as to prevent appreciation of the benefits which have, under certain conditions, resulted from the unlimited power of the supreme man. Nor must the remembrances of torturing implements, and oubliettes, and victims built into walls, shut out from our minds the evidence that abject submission of the weak to the strong, however unscrupulously enforced, has in some times and places been necessary.

So, too, with the associated ownership of man by man. Absolute condemnation of slavery must be witheld, even if we accept the tradition repeated by Herodotus, that to build the Great Pyramid relays of a hundred thousand slaves toiled for twenty years; or even if we find it true that of the serfs compelled to work at the building of St. Petersburg, three hundred thousand perished. Though aware that the unrecorded sufferings of men and women held in bondage are beyond imagination, we must be willing to receive such evidence as there may be that benefits have resulted.

In brief, trustworthy interpretations of social arrangements imply an almost passionless consciousness. Though feeling cannot and ought not to be excluded from the mind when otherwise contemplating them, yet it ought to be excluded when contemplating them as natural phenomena to be understood in their causes and effects.

§ 436. Maintenance of this mental attitude will be furthered by keeping before ourselves the truth that in human actions the absolutely bad may be relatively good, and the absolutely good may be relatively bad.

Though it has become a common-place that the institutions under which one race prospers will not answer for another, the recognition of this truth is by no means adequate. Men who have lost faith in “paper constitutions,” nevertheless [II-233] advocate such conduct towards inferior races, as implies the belief that civilized social forms can with advantage be imposed on uncivilized peoples; that the arrangements which seem to us vicious are vicious for them; and that they would benefit by institutions—domestic, industrial, or political—akin to those which we find beneficial. But acceptance of the truth that the type of a society is determined by the natures of its units, forces on us the corollary that a régime intrinsically of the lowest, may yet be the best possible under primitive conditions.

Otherwise stating the matter, we must not substitute our developed code of conduct, which predominantly concerns private relations, for the undeveloped code of conduct, which predominantly concerns public relations. Now that life is generally occupied in peaceful intercourse with fellow-citizens, ethical ideas refer chiefly to actions between man and man; but in early stages, while the occupation of life was mainly in conflicts with adjacent societies, such ethical ideas as existed referred almost wholly to inter-social actions: men’s deeds were judged by their direct bearings on tribal welfare. And since preservation of the society takes precedence of individual preservation, as being a condition to it, we must, in considering social phenomena, interpret good and bad rather in their earlier senses than in their later senses; and so must regard as relatively good, that which furthers survival of the society, great as may be the suffering inflicted on its members.

§ 437. Another of our ordinary conceptions has to be much widened before we can rightly interpret political evolution. The words “civilized” and “savage” must have given to them meanings differing greatly from those which are current. That broad contrast usually drawn wholly to the advantage of the men who form large nations, and to the disadvantage of the men who form simple groups, a better knowledge obliges us profoundly to qualify. Characters are to be [II-234] found among rude peoples which compare well with those of the best among cultivated peoples. With little knowledge and but rudimentary arts, there in some cases go virtues which might shame those among ourselves whose education and polish are of the highest.

Surviving remnants of some primitive races in India, have natures in which truthfulness seems to be organic. Not only to the surrounding Hindoos, higher intellectually and relatively advanced in culture, are they in this respect far superior; but they are superior to Europeans. Of certain of these Hill peoples it is remarked that their assertions may always be accepted with perfect confidence; which is more than can be said of manufacturers who use false trade-marks, or of diplomatists who intentionally delude. As having this trait may be named the Santáls, of whom Hunter says, “they were the most truthful set of men I ever met;” and, again, the Sowrahs, of whom Shortt says, “a pleasing feature in their character is their complete truthfulness. They do not know how to tell a lie.” Notwithstanding their sexual relations of a primitive and low type, even the Todas are described as considering “falsehood one of the worst of vices.” Though Metz says that they practise dissimulation towards Europeans, yet he recognizes this as a trait consequent on their intercourse with Europeans; and this judgment coincides with one given to me by an Indian civil servant concerning other Hill tribes, originally distinguished by their veracity, but who are rendered less veracious by contact with the whites. So rare is lying among these aboriginal races when unvitiated by the “civilized,” that, of those in Bengal, Hunter singles out the Tipperahs as “the only hill-tribe in which this vice is met with.”

Similarly in respect of honesty, some of these peoples classed as inferior read lessons to those classed as superior. Of the Todas just named, ignorant and degraded as they are in some respects, Harkness says, “I never saw a people, civilized or uncivilized, who seemed to have a more religious [II-235] respect for the rights of meum and tuum.” The Marias (Gonds), “in common with many other wild races, bear a singular character for truthfulness and honesty.” Among the Khonds “the denial of a debt is a breach of this principle, which is held to be highly sinful. ‘Let a man,’ say they, ‘give up all he has to his creditors.’ ” The Santál prefers to have “no dealings with his guests; but when his guests introduce the subject he deals with them as honestly as he would with his own people:” “he names the true price at first.” The Lepchas “are wonderfully honest, theft being scarcely known among them.” And the Bodo and Dhimáls are “honest and truthful in deed and word.” Colonel Dixon dilates on the “fidelity, truth, and honesty” of the Carnatic aborigines, who show “an extreme and almost touching devotion when put upon their honour.” And Hunter asserts of the Chakmás, that “crime is rare among these primitive people. . . . . Theft is almost unknown.”

So it is, too, with the general virtues of these and sundry other uncivilized tribes. The Santál “possesses a happy disposition,” is “sociable to a fault,” and while the “sexes are greatly devoted to each other’s society,” the women are “exceedingly chaste.” The Bodo and the Dhimáls are “full of amiable qualities.” The Lepcha, “cheerful, kind, and patient,” is described by Dr. Hooker as a most “attractive conpanion;” and Dr. Campbell gives “an instance of the effect of a very strong sense of duty on this savage.” In like manner, from accounts of certain Malayo-Polynesian societies, and certain Papuan societies, may be given instances showing in high degrees sundry traits which we ordinarily associate only with a human nature that has been long subject to the discipline of civilized life and the teachings of a superior religion. One of the latest testimonials is that of Signor D’Albertis, who describes certain New Guinea people he visited (near Yule Island) as strictly honest, “very kind,” good and peaceful,” and who, after disputes between villages, “are as friendly as before, bearing no animosity;” but [II-236] of whom the Rev. W. G. Lawes, commenting on Signor D’Albertis’ communication to the Colonial Institute, says that their goodwill to the whites is being destroyed by the whites’ ill-treatment of them: the usual history.

Contrariwise, in various parts of the world men of several types yield proofs that societies relatively advanced in organization and culture, may yet be inhuman in their ideas, sentiments, and usages. The Fijians, described by Dr. Pickering as among the most intelligent of unlettered peoples, are among the most ferocious. “Intense and vengeful malignity strongly marks the Fijian character.” Lying, treachery, theft, and murder, are with them not criminal, but honourable; infanticide is immense in extent; strangling the sickly habitual; and they sometimes cut up while alive the human victims they are going to eat. Nevertheless they have a “complicated and carefully-conducted political system;” well-organized military forces; elaborate fortifications; a developed agriculture with succession of crops and irrigation; a considerable division of labour; a separate distributing agency with incipient currency; and a skilled industry which builds canoes that carry three hundred men. Take again an African society, Dahomey. We find there a finished system of classes, six in number; complex governmental arrangements with officials always in pairs; an army divided into battalions, having reviews and sham fights; prisons, police, and sumptuary laws; an agriculture which uses manure and grows a score kinds of plants; moated towns, bridges, and roads with turnpikes. Yet along with this comparatively high social development there goes what we may call organized criminality. Wars are made to get skulls with which to decorate the royal palace; hundreds of subjects are killed when a king dies; and great numbers are annually slaughtered to carry messages to the other world. Described as cruel and blood-thirsty, liars and cheats, the people are “void either of sympathy or gratitude, even in their own families;” so that “not even the appearance [II-237] of affection exists between husband and wife, or between parents and children.” The New World, too, furnished when it was discovered, like evidence. Having great cities of 120,000 houses, the Mexicans had also cannibal gods, whose idols were fed on warm, reeking, human flesh, thrust into their mouths—wars being made purposely to supply victims for them; and with skill to build vast and stately temples, there went the immolation of two thousand five hundred persons annually, in Mexico and adjacent towns alone, and of a far greater number throughout the country at large. Similarly in the populous Central American States, sufficiently civilized to have a developed system of calculation, a regular calendar, books, maps, &c., there were extensive sacrifices of prisoners, slaves, children, whose hearts were torn out and offered palpitating on altars, and who, in other cases, were flayed alive and their skins used as dancing-dresses by the priests.

Nor need we seek in remote regions or among alien races, for proofs that there does not exist a necessary connexion between the social types classed as civilized and those higher sentiments which we commonly associate with civilization. The mutilations of prisoners exhibited on Assyrian sculptures are not surpassed in cruelty by any we find among the most bloodthirsty of wild races; and Rameses II., who delighted in having himself sculptured on temple-walls throughout Egypt as holding a dozen captives by the hair, and striking off their heads at a blow, slaughtered during his conquests more human beings than a thousand chiefs of savage tribes put together. The tortures inflicted on captured enemies by Red Indians are not greater than were those inflicted of old on felons by crucifixion, or on suspected rebels by sewing them up in the hides of slaughtered animals, or on heretics by smearing them over with combustibles and setting fire to them. The Damaras, described as so heartless that they laugh on seeing one of their number killed by a wild beast, are not worse than were the Romans, who gratified [II-238] themselves by watching wholesale slaughters in their arenas. If the numbers destroyed by the hordes of Attila were not equalled by the numbers which the Roman armies destroyed at the conquest of Selucia, and by the numbers of the Jews massacred under Hadrian, it was simply because the occasions did not permit. The cruelties of Nero, Gallienus, and the rest, may compare with those of Zingis and Timour; and when we read of Caracalla, that after he had murdered twenty thousand friends of his murdered brother, his soldiers forced the Senate to place him among the gods, we are shown that in the Roman people there was a ferocity not less than that which deifies the most sanguinary chiefs among the worst of savages. Nor did Christianity greatly change matters. Throughout Mediæval Europe, political offences and religious dissent brought on men carefully-devised agonies equalling if not exceeding any inflicted by the most brutal of barbarians.

Startling as the truth seems, it is yet a truth to be recognized, that increase of humanity does not go on pari passu with civilization; but that, contrariwise, the earlier stages of civilization necessitate a relative inhumanity. Among tribes of primitive men, it is the more brutal rather than the more kindly who succeed in those conquests which effect the earliest social consolidations; and through many subsequent stages unscrupulous aggression outside of the society and cruel coercion within, are the habitual concomitants of political development. The men of whom the better organized societies have been formed, were at first, and long continued to be, nothing else but the stronger and more cunning savages; and even now, when freed from those influences which superficially modify their behaviour, they prove themselves to be little better. If, on the one hand, we contemplate the utterly uncivilized Wood-Veddahs, who are described as “proverbially truthful and honest,” “gentle and affectionate,” “obeying the slightest intimation of a wish, and very grateful for attention or assistance,” and of whom Pridham remarks—“What a lesson in gratitude and delicacy even a Veddah may teach!” [II-239] and then if, on the other hand, we contemplate our own recent acts of international brigandage, accompanied by the slaughter of thousands who have committed no wrong against us—accompanied, too, by perfidious breaches of faith and the killing of prisoners in cold blood; we must admit that between the types of men classed as uncivilized and civilized, the differences are not necessarily of the kinds commonly supposed. Whatever relation exists between moral nature and social type, is not such as to imply that the social man is in all respects emotionally superior to the pre-social man. [*]

§ 438. “How is this conclusion to be reconciled with the conception of progress?” most readers will ask. “How is civilization to be justified if, as is thus implied, some of the highest of human attributes are exhibited in greater degrees by wild people who live scattered in pairs in the woods, than by the members of a vast, well-organized nation, having [II-240] marvellously-elaborated arts, extensive and profound knowledge, and multitudinous appliances to welfare?” The answer to this question will best be conveyed by an analogy.

As carried on throughout the animate world at large, the struggle for existence has been an indispensable means to evolution. Not simply do we see that in the competition among individuals of the same kind, survival of the fittest, has from the beginning furthered production of a higher type; but we see that to the unceasing warfare between species is mainly due both growth and organization. Without universal conflict there would have been no development of the active powers. The organs of perception and of locomotion have been little by little evolved during the interaction of pursuers and pursued. Improved limbs and senses have furnished better supplies to the viscera, and improved visceral structures have ensured a better supply of aerated blood to the limbs and senses; while a higher nervous system has at each stage been called into play for co-ordinating the actions of these more complex structures. Among predatory animals death by starvation, and among animals preyed upon death by destruction, have carried off the least-favourably modified individuals and varieties. Every advance in strength, speed, agility, or sagacity, in creatures of the one class, has necessitated a corresponding advance in creatures of the other class; and without never-ending efforts to catch and to escape, with loss of life as the penalty for failure, the progress of neither could have been achieved.

[II-241]

Mark now, however, that while this merciless discipline of Nature, “red in tooth and claw,” has been essential to the progress of sentient life, its persistence through all time with all creatures must not be inferred. The high organization evolved by and for this universal conflict, is not necessarily for ever employed to like ends. The resulting power and intelligence admit of being far otherwise employed. Not for offence and defence only are the inherited structures useful, but for various other purposes; and these various other purposes may finally become the exclusive purposes. The myriads of years of warfare which have developed the powers of all lower types of creatures, have bequeathed to the highest type of creature the powers now used by him for countless objects besides those of killing and avoiding being killed. His limbs, teeth and nails are but little employed in fight; and his mind is not ordinarily occupied in devising ways of destroying other creatures, or guarding himself from injury by them.

Similarly with social organisms. We must recognize the truth that the struggles for existence between societies have been instrumental to their evolution. Neither the consolidation and re-consolidation of small groups into large ones; nor the organization of such compound and doubly compound groups; nor the concomitant developments of those aids to a higher life which civilization has brought; would have been possible without inter-tribal and inter-national conflicts. Social cooperation is initiated by joint defence and offence; and from the cooperation thus initiated, all kinds of cooperations have arisen. Inconceivable as have been the horrors caused by this universal antagonism which, beginning with the chronic hostilities of small hordes tens of thousands of years ago, has ended in the occasional vast battles of immense nations, we must nevertheless admit that without it the world would still have been inhabited only by men of feeble types, sheltering in caves and living on wild food.

[II-242]

But now observe that the inter-social struggle for existence which has been indispensable in evolving societies, will not necessarily play in the future a part like that which it has played in the past. Recognizing our indebtedness to war for forming great communities and developing their structures, we may yet infer that the acquired powers, available for other activities, will lose their original activities. While conceding that without these perpetual bloody strifes, civilized societies could not have arisen, and that an adapted form of human nature, fierce as well as intelligent, was a needful concomitant; we may at the same time hold that such societies having been produced, the brutality of nature in their units which was necessitated by the process, ceasing to be necessary with the cessation of the process, will disappear. While the benefits achieved during the predatory period remain a permanent inheritance, the evils entailed by it will decrease and slowly die out.

Thus, then, contemplating social structures and actions from the evolution point of view, we may preserve that calmness which is needful for scientific interpretation of them, without losing our powers of feeling moral reprobation or approbation.

§ 439. To these preliminary remarks respecting the mental attitude to be preserved by the student of political institutions, a few briefer ones must be added respecting the subject-matters he has to deal with.

If societies were all of the same species and differed only in their stages of growth and structure, comparisons would disclose clearly the course of evolution; but unlikenesses of type among them, here great and there small, obscure the results of such comparisons.

Again, if each society grew and unfolded itself without the intrusion of additional factors, interpretation would be relatively easy; but the complicated processes of development are frequently re-complicated by changes in the sets of [II-243] factors. Now the size of the social aggregate is all at once increased or decreased by annexation or by loss of territory; and now the average character of its units is altered by the coming in of another race as conquerors or as slaves; while, as a further effect of this event, new social relations are superposed on the old. In many cases the repeated overrunnings of societies by one another, the minglings of peoples and institutions, the breakings up and re-aggregations, so destroy the continuity of normal processes as to make it extremely difficult, if not impossible, to draw conclusions.

Once more, modifications in the average mode of life pursued by a society, now increasingly warlike and now increasingly industrial, initiate metamorphoses: changed activities generate changes of structures. Consequently there have to be distinguished those progressive re-arrangements caused by the further development of one social type, from those caused by the commencing development of another social type. The lines of an organization adapted to a mode of activity which has ceased, or has been long suspended, begin to fade, and are traversed by the increasingly-definite lines of an organization adapted to the mode of activity which has replaced it; and error may result from mistaking traits belonging to the one for those belonging to the other.

Hence we may infer that out of the complex and confused evidence, only the larger truths will emerge with clearness. While anticipating that certain general conclusions are to be positively established, we may anticipate that more special ones can be alleged only as probable.

Happily, however, as we shall eventually see, those general conclusions admitting of positive establishment, are the conclusions of most value for guidance.

 


 

[II-244]

CHAPTER II.

POLITICAL ORGANIZATION IN GENERAL.

§ 440. The mere gathering of individuals into a group does not constitute them a society. A society, in the sociological sense, is formed only when, besides juxtaposition there is cooperation. So long as members of the group do not combine their energies to achieve some common end or ends, there is little to keep them together. They are prevented from separating only when the wants of each are better satisfied by uniting his efforts with those of others, than they would be if he acted alone.

Cooperation, then, is at once that which can not exist without a society, and that for which a society exists. It may be a joining of many strengths to affect something which the strength of no single man can effect; or it may be an apportioning of different activities to different persons, who severally participate in the benefits of one another’s activities. The motive for acting together, originally the dominant one, may be defence against enemies; or it may be the easier obtainment of food, by the chase or otherwise; or it may be, and commonly is, both of these. In any case, however, the units pass from the state of perfect independence to the state of mutual dependence; and as fast as they do this they become united into a society rightly so called.

But cooperation implies organization. If acts are to be effectually combined, there must be arrangements under which they are adjusted in their times, amounts, and characters.

§ 441. This social organization, necessary as a means to concerted action, is of two kinds. Though these two kinds [II-245] generally co-exist, and are more or less interfused, yet they are distinct in their origins and natures. There is a spontaneous cooperation which grows up without thought during the pursuit of private ends; and there is a cooperation which, consciously devised, implies distinct recognition of public ends. The ways in which the two are respectively established and carried on, present marked contrasts.

Whenever, in a primitive group, there begins that cooperation which is effected by exchange of services—whenever individuals find their wants better satisfied by giving certain products which they can make best, in return for other products they are less skilled in making, or not so well circumstanced for making, there is initiated a kind of organization which then, and throughout its higher stages, results from endeavours to meet personal needs. Division of labour, to the last as at first, grows by experience of mutual facilitations in living. Each new specialization of industry arises from the effort of one who commences it to get profit; and establishes itself by conducing in some way to the profit of others. So that there is a kind of concerted action, with an elaborate social organization developed by it, which does not originate in deliberate concert. Though within the small subdivisions of this organization, we find everywhere repeated the relation of employer and employed, of whom the one directs the actions of the other; yet this relation, spontaneously formed in aid of private ends and continued only at will, is not formed with conscious reference to achievement of public ends: these are not thought of. And though, for regulating trading activities, there arise agencies serving to adjust the supplies of commodities to the demands; yet such agencies do this not by direct stimulations or restraints, but by communicating information which serves to stimulate or restrain; and, further, these agencies grow up not for the avowed purpose of thus regulating, but in the pursuit of gain by individuals. So unintentionally has there arisen the elaborate division of labour by which production and distribution [II-246] are now carried on, that only in modern days has there come a recognition of the fact that it has all along been arising.

On the other hand, cooperation for a purpose immediately concerning the whole society, is a conscious cooperation; and is carried on by an organization of another kind, formed in a different way. When the primitive group has to defend itself against other groups, its members act together under further stimuli than those constituted by purely personal desires. Even at the outset, before any control by a chief exists, there is the control exercised by the group over its members; each of whom is obliged, by public opinion, to join in the general defence. Very soon the warrior of recognized superiority begins to exercise over each, during war, an influence additional to that exercised by the group; and when his authority becomes established, it greatly furthers combined action. From the beginning, therefore, this kind of social cooperation is a conscious cooperation, and a cooperation which is not wholly a matter of choice—is often at variance with private wishes. As the organization initiated by it develops, we see that, in the first place, the fighting division of the society displays in the highest degree these same traits: the grades and divisions constituting an army, cooperate more and more under the regulation, consciously established, of agencies which override individual volitions—or, to speak strictly, control individuals by motives which prevent them from acting as they would spontaneously act. In the second place, we see that throughout the society as a whole there spreads a kindred form of organization—kindred in so far that, for the purpose of maintaining the militant body and the government which directs it, there are established over citizens, agencies which force them to labour more or less largely for public ends instead of private ends. And, simultaneously, there develops a further organization, still akin in its fundamental principle, which restrains individual actions in such wise that social safety shall not be [II-247] endangered by the disorder consequent on unchecked pursuit of personal ends. So that this kind of social organization is distinguished from the other, as arising through conscious pursuit of public ends; in furtherance of which individual wills are constrained, first by the joint wills of the entire group, and afterwards more definitely by the will of a regulative agency which the group evolves.

Most clearly shall we perceive the contrast between these two kinds of organization on observing that, while they are both instrumental to social welfare, they are instrumental in converse ways. That organization shown us by the division of labour for industrial purposes, exhibits combined action; but it is a combined action which directly seeks and subserves the welfares of individuals, and indirectly subserves the welfare of society as a whole by preserving individuals. Conversely, that organization evolved for governmental and defensive purposes, exhibits combined action; but it is a combined action which directly seeks and subserves the welfare of the society as a whole, and indirectly subserves the welfares of individuals by protecting the society. Efforts for self-preservation by the units originate the one form of organization; while efforts for self-preservation by the aggregate originate the other form of organization. In the first case there is conscious pursuit of private ends only; and the correlative organization resulting from this pursuit of private ends, growing up unconsciously, is without coercive power. In the second case there is conscious pursuit of public ends; and the correlative organization, consciously established, exercises coercion.

Of these two kinds of cooperation and the structures effecting them, we are here concerned only with one. Political organization is to be understood as that part of social organization which constantly carries on directive and restraining functions for public ends. It is true, as already hinted, and as we shall see presently, that the two kinds are mingled in various ways—that each ramifies through the [II-248] other more or less according to their respective degrees of predominance. But they are essentially different in origin and nature; and for the present we must, so far as may be, limit our attention to the last.

§ 442. That the cooperation into which men have gradually risen secures to them benefits which could not be secured while, in their primitive state, they acted singly; and that, as an indispensable means to this cooperation, political organization has been, and is, advantageous; we shall see on contrasting the states of men who are not politically organized, with the states of men who are politically organized in less or greater degrees.

There are, indeed, conditions under which as good an individual life is possible without political organization as with it. Where, as in the habitat of the Esquimaux, there are but few persons and these widely scattered; where there is no war, probably because the physical impediments to it are great and the motives to it feeble; and where circumstances make the occupations so uniform that there is little scope for division of labour; mutual dependence can have no place, and the arrangements which effect it are not needed. Recognizing this exceptional case, let us consider the cases which are not exceptional.

The Digger Indians, “very few degrees removed from the ourang-outang,” who, scattered among the mountains of the Sierra Nevada, sheltering in holes and living on roots and vermin, “drag out a miserable existence in a state of nature, amid the most loathsome and disgusting squalor,” differ from the other divisions of the Shoshones by their entire lack of social organization. The river-haunting and plain-haunting divisions of the race, under some, though but slight, governmental control, lead more satisfactory lives. In South America the Chaco Indians, low in type as are the Diggers, and like them degraded and wretched in their lives, are similarly contrasted with the superior and more comfortable savages [II-249] around them in being dissociated. Among the Bedouin tribes, the Sherarat are unlike the rest in being divided and sub-divided into countless bands which have no common chief; and they are described as being the most miserable of the Bedouins. More decided still is the contrast noted by Baker between certain adjacent African peoples. Passing suddenly, he says, from the unclothed, ungoverned tribes—from the “wildest savagedom to semi-civilisation”—we come, in Unyoro, to a country ruled by “an unflinching despot,” inflicting “death or torture” for “the most trivial offences;” but where they have developed administration, sub-governors, taxes, good clothing, arts, agriculture, architecture. So, too, concerning New Zealand when first discovered, Cook remarked that there seemed to be greater prosperity and populousness in the regions subject to a king.

These last cases introduce us to a further truth. Not only does that first step in political organization which places individuals under the control of a tribal chief, bring the advantages gained by better cooperation; but such advantages are increased when minor political heads become subject to a major political head. As typifying the evils which are thereby avoided, I may name the fact that among the Beloochees, whose tribes, unsubordinated to a general ruler, are constantly at war with one another, it is the habit to erect a small mud tower in each field, where the possessor and his retainers guard his produce: a state of things allied to, but worse than, that of the Highland clans, with their strongholds for sheltering women and cattle from the inroads of their neighbours, in days when they were not under the control of a central power. The benefits derived from such wider control, whether of a simple head or of a compound head, were felt by the early Greeks when an Amphictyonic council established the laws that “no Hellenic tribe is to lay the habitations of another level with the ground; and from no Hellenic city is the water to be cut off during a siege.” How that advance of political structure which unites smaller communities [II-250] into larger ones furthers welfare, was shown in our own country when, by the Roman conquest, the incessant fights between tribes were stopped; and again, in later days, when feudal nobles, becoming subject to a monarch, were debarred from private wars. Under its converse aspect the same truth was illustrated when, amidst the anarchy which followed the collapse of the Carolingian empire, dukes and counts, resuming their independence, became active enemies to one another: their state being such that “when they were not at war they lived by open plunder.” And the history of Europe has repeatedly, in many places and times, furnished kindred illustrations.

While political organization, as it extends itself throughout masses of increasing size, directly furthers welfare by removing that impediment to cooperation which the antagonisms of individuals and of tribes cause, it indirectly furthers it in another way. Nothing beyond a rudimentary division of labour can arise in a small social group. Before commodities can be multiplied in their kinds, there must be multiplied kinds of producers; and before each commodity can be produced in the most economical way, the different stages in the production of it must be apportioned among special hands. Nor is this all. Neither the required complex combinations of individuals, nor the elaborate mechanical appliances which facilitate manufacture, can arise in the absence of a large community, generating a great demand.

§ 443. But though the advantages gained by cooperation presuppose political organization, this political organization necessitates disadvantages; and it is quite possible for these disadvantages to outweigh the advantages. The controlling structures have to be maintained; the restraints they impose have to be borne; and the evils inflicted by taxation and by tyranny may become greater than the evils prevented.

Where, as in the East, the rapacity of monarchs has sometimes gone to the extent of taking from cultivators so much [II-251] of their produce as to have afterwards to return part for seed, we see exemplified the truth that the agency which maintains order may cause miseries greater than the miseries caused by disorder. The state of Egypt under the Romans, who, on the native set of officials superposed their own set, and who made drafts on the country’s resources not for local administration only but also for imperial administration, furnishes an instance. Beyond the regular taxes there were demands for feeding and clothing the military, wherever quartered. Extra calls were continually made on the people for maintaining public works and subaltern agents. Men in office were themselves so impoverished by exactions that they “assumed dishonourable employments or became the slaves of persons in power.” Gifts made to the government were soon converted into forced contributions. And those who purchased immunities from extortions found them disregarded as soon as the sums asked had been received. More terrible still were the curses following excessive development of political organization in Gaul, during the decline of the Roman Empire:—

“So numerous were the receivers in comparison with the payers, and so enormous the weight of taxation, that the labourer broke down, the plains became deserts, and woods grew where the plough had been. . . . . It were impossible to number the officials who were rained upon every province and town. . . . . The crack of the lash and the cry of the tortured filled the air. The faithful slave was tortured for evidence against his master, the wife to depose against her husband, the son against his sire. . . . . Not satisfied with the returns of the first enumerators, they sent a succession of others, who each swelled the valuation—as a proof of service done; and so the imposts went on increasing. Yet the number of cattle fell off, and the people died. Nevertheless, the survivors had to pay the taxes of the dead.”

And how literally in this case the benefits were exceeded by the mischiefs, is shown by the contemporary statement that “they fear the enemy less than the tax-gatherer: the truth is, that they fly to the first to avoid the last. Hence the one unanimous wish of the Roman populace, that it was their lot to live with the barbarian.” In the same region during [II-252] later times the lesson was repeated. While internal peace and its blessings were achieved in mediæval France as fast as feudal nobles became subordinate to the king—while the central power, as it grew stronger, put an end to that primitive practice of a blood-revenge which wreaked itself on any relative of an offender, and made the “truce of God” a needful mitigation of the universal savagery; yet from this extension of political organization there presently grew up evils as great or greater—multiplication of taxes, forced loans, groundless confiscations, arbitrary fines, progressive debasements of coinage, and a universal corruption of justice consequent on the sale of offices: the results being that many people died by famine, some committed suicide, while others, deserting their homes, led a wandering life. And then, afterwards, when the supreme ruler, becoming absolute, controlled social action in all its details, through an administrative system vast in extent and ramifications, with the general result that in less than two centuries the indirect taxation alone “crossed the enormous interval between 11 millions and 311,” there came the national impoverishment and misery which resulted in the great revolution. Even the present day supplies kindred evidence from sundry places. A voyage up the Nile shows every observer that the people are better off where they are remote from the centre of government—that is, where administrative agencies cannot so easily reach them. Nor is it only under the barbaric Turk that this happens. Notwithstanding the boasted beneficence of our rule in India, the extra burdens and restraints it involves, have the effect that the people find adjacent countries preferable: the ryots in some parts have been leaving their homes and settling in the territory of the Nizam and in Gwalior.

Not only do those who are controlled suffer from political organization evils which greatly deduct from, and sometimes exceed, the benefits. Numerous and rigid governmental restraints shackle those who impose them, as well as those on whom they are imposed. The successive grades of ruling [II-253] agents, severally coercing grades below, are themselves coerced by grades above; and even the highest ruling agent is enslaved by the system created for the preservation of his supremacy. In ancient Egypt the daily life of the king was minutely regulated alike as to its hours, its occupations, its ceremonies; so that, nominally all powerful, he was really less free than a subject. It has been, and is, the same with other despotic monarchs. Till lately in Japan, where the form of organization had become fixed, and where, from the highest to the lowest, the actions of life were prescribed in detail, the exercise of authority was so burdensome that voluntary resignation of it was frequent: we read that “the custom of abdication is common among all classes, from the Emperor down to his meanest subject.” European states have exemplified this re-acting tyranny. “In the Byzantine palace,” says Gibbon, “the Emperor was the first slave of the ceremonies he imposed.” Concerning the tedious court life of Louis XIV., Madame de Maintenon remarks—“Save those only who fill the highest stations, I know of none more unfortunate than those who envy them. If you could only form an idea of what it is!”

So that while the satisfaction of men’s wants is furthered both by the maintenance of order and by the formation of aggregates large enough to permit extensive division of labour, it is hindered both by great deductions from the products of their actions, and by the restraints imposed on their actions—usually in excess of the needs. And political control indirectly entails evils on those who exercise it as well as on those over whom it is exercised.

§ 444. The stones composing a house cannot be otherwise used until the house has been pulled down. If the stones are united by mortar, there must be extra trouble in destroying their present combination before they can be re-combined. And if the mortar has had centuries in which to consolidate, the breaking up of the masses formed is a matter of such [II-254] difficulty, that building with new materials becomes more economical than rebuilding with the old.

I name these facts to illustrate the truth that any arrangement stands in the way of re-arrangement; and that this must be true of organization, which is one kind of arrangement. When, during the evolution of a living body, its component substance, at first relatively homogeneous, has been transformed into a combination of heterogeneous parts, there results an obstacle, always great and often insuperable, to any considerable further change: the more elaborate and definite the structure the greater being the resistance it opposes to alteration. And this, which is conspicuously true of an individual organism, is true, if less conspicuously, of a social organism. Though a society, formed of discrete units, and not having had its type fixed by inheritance from countless like societies, is much more plastic, yet the same principle holds. As fast as its parts are differentiated—as fast as there arise classes, bodies of functionaries, established administrations, these, becoming coherent within themselves and with one another, struggle against such forces as tend to modify them. The conservatism of every long-settled institution daily exemplifies this law. Be it in the antagonism of a church to legislation interfering with its discipline; be it in the opposition of an army to abolition of the purchase-system; be it in the disfavour with which the legal profession at large has regarded law-reform; we see that neither in their structures nor in their modes of action, are parts that have once been specialized easily changed.

As it is true of a living body that its various acts have as their common end self-preservation, so is it true of its component organs that they severally tend to preserve themselves in their integrity. And, similarly, as it is true of a society that maintenance of its existence is the aim of its combined actions, so it is true of its separate classes, its sets of officials, its other specialized parts, that the dominant aim of each is to maintain itself. Not the function to be performed, [II-255] but the sustentation of those who perform the function, becomes the object in view: the result being that when the function is needless, or even detrimental, the structure still keeps itself intact as long as it can. In early days the history of the Knights Templars furnished an illustration of this tendency. Down to the present time we have before us the familiar instance of trade-guilds in London, which having ceased to perform their original duties, nevertheless jealously defend their possessions and privileges. The convention of Royal Burghs in Scotland, which once regulated the internal municipal laws, still meets annually though it has no longer any work to do. And the accounts given in The Black Book of the sinecures which survived up to recent times, yield multitudinous illustrations.

The extent to which an organization resists re-organization, we shall not fully appreciate until we observe that its resistance increases in a compound progression. For while each new part is an additional obstacle to change, the formation of it involves a deduction from the forces causing change. If, other things remaining the same, the political structures of a society are further developed—if existing institutions are extended or fresh ones set up—if for directing social activities in greater detail, extra staffs of officials are appointed; the simultaneous results are—an increase in the aggregate of those who form the regulating part, and a corresponding decrease in the aggregate of those who form the part regulated. In various ways all who compose the controlling and administrative organization, become united with one another and separated from the rest. Whatever be their particular duties they are similarly related to the governing centres of their departments, and, through them, to the supreme governing centre; and are habituated to like sentiments and ideas respecting the set of institutions in which they are incorporated. Receiving their subsistence through the national revenue, they tend towards kindred views and feelings respecting the raising of such revenue. Whatever jealousies [II-256] there may be between their divisions, are over-ridden by sympathy when any one division has its existence or privileges endangered; since the interference with one division may spread to others. Moreover, they all stand in similar relations to the rest of the community, whose actions are in one way or other superintended by them; and hence are led into allied beliefs respecting the need for such superintendence and the propriety of submitting to it. No matter what their previous political opinions may have been, men cannot become public agents of any kind without being biassed towards opinions congruous with their functions. So that, inevitably, each further growth of the instrumentalities which control, or administer, or inspect, or in any way direct social forces, increases the impediment to future modifications, both positively by strengthening that which has to be modified, and negatively, by weakening the remainder; until at length the rigidity becomes so great that change is impossible and the type becomes fixed.

Nor does each further development of political organization increase the obstacles to change, only by increasing the power of the regulators and decreasing the power of the regulated. For the ideas and sentiments of a community as a whole, adapt themselves to the régime familiar from childhood, in such wise that it comes to be looked upon as natural. In proportion as public agencies occupy a larger space in daily experience, leaving but a smaller space for other agencies, there comes a greater tendency to think of public control as everywhere needful, and a less ability to conceive of activities as otherwise controlled. At the same time the sentiments, adjusted by habit to the regulative machinery, become enlisted on its behalf, and adverse to the thought of a vacancy to be made by its absence. In brief, the general law that the social organism and its units act and re-act until congruity is reached, implies that every further extension of political organization increases the obstacle to re-organization, not only by adding to the strength of the regulative [II-257] part, and taking from the strength of the part regulated, but also by producing in citizens thoughts and feelings in harmony with the resulting structure, and out of harmony with anything substantially different. Both France and Germany exemplify this truth. M. Comte, while looking forward to an industrial state, was so swayed by the conceptions and likings appropriate to the French form of society, that his scheme of organization for the ideal future, prescribes arrangements characteristic of the militant type, and utterly at variance with the industrial type. Indeed, he had a profound aversion to that individualism which is a product of industrial life and gives the character to industrial institutions. So, too, in Germany, we see that the socialist party, who are regarded and who regard themselves as wishing to re-organize society entirely, are so incapable of really thinking away from the social type under which they have been nurtured, that their proposed social system is in essence nothing else than a new form of the system they would destroy. It is a system under which life and labour are to be arranged and superintended by public instrumentalities, omnipresent like those which already exist and no less coercive: the individual having his life even more regulated for him than now.

While, then, the absence of settled arrangements negatives cooperation, yet cooperation of a higher kind is hindered by the arrangements which facilitate cooperation of a lower kind. Though without established connexions among parts, there can be no combined actions; yet the more extensive and elaborate such connexions grow, the more difficult does it become to make improved combinations of actions. There is an increase of the forces which tend to fix, and a decrease of the forces which tend to unfix; until the fully-structured social organism, like the fully-structured individual organism, becomes no longer adaptable.

§ 445. In a living animal, formed as it is of aggregated [II-258] units originally like in kind, the progress of organization implies, not only that the units composing each differentiated part severally maintain their positions, but also that their progeny succeed to those positions. Bile-cells which, while performing their functions, grow and give origin to new bile-cells, are, when they decay and disappear, replaced by these: the cells descending from them do not migrate to the kidneys, or the muscles, or the nervous centres, to join in the performance of their duties. And, evidently, unless the specialized units each organ is made of, produced units similarly specialized, which remained in the same place, there could be none of those settled relations among parts which characterize the organism, and fit it for its particular mode of life.

In a society also, establishment of structure is favoured by the transmission of positions and functions through successive generations. The maintenance of those class-divisions which arise as political organization advances, implies the inheritance of a rank and a place in each class. The like happens with those sub-divisions of classes which, in some societies, constitute castes, and in other societies are exemplified by incorporated trades. Where custom or law compels the sons of each worker to follow their father’s occupation, there result among the industrial structures obstacles to change analogous to those which result in the regulative structures from impassable divisions of ranks. India shows this in an extreme degree; and in a less degree it was shown by the craft-guilds of early days in England, which facilitated adoption of a craft by the children of those engaged in it, and hindered adoption of it by others. Thus we may call inheritance of position and function, the principle of fixity in social organization.

There is another way in which succession by inheritance, whether to class-position or to occupation, conduces to stability. It secures supremacy of the elder; and supremacy of the elder tends towards maintenance of the established order. A system underwhich a chief-ruler, sub-ruler, head of [II-259] clan or house, official, or any person having the power given by rank or property, retains his place until at death it is filled by a descendant, in conformity with some accepted rule of succession, is a system under which, by implication, the young, and even the middle-aged, are excluded from the conduct of affairs. So, too, where an industrial system is such that the son, habitually brought up to his father’s business, cannot hold a master’s position till his father dies, it follows that the regulative power of the elder over the processes of production and distribution, is scarcely at all qualified by the power of the younger. Now it is a truth daily exemplified, that increasing rigidity of organization, necessitated by the process of evolution, produces in age an increasing strength of habit and aversion to change. Hence it results that succession to place and function by inheritance, having as its necessary concomitant a monopoly of power by the eldest, involves a prevailing conservatism; and thus further insures maintenance of things as they are.

Conversely, social change is facile in proportion as men’s places and functions are determinable by personal qualities. Members of one rank who establish themselves in another rank, in so far directly break the division between the ranks; and they indirectly weaken it by preserving their family relations with the first, and forming new ones with the second; while, further, the ideas and sentiments pervading the two ranks, previously more or less different, are made to qualify one another and to work changes of character. Similarly if, between sub-divisions of the producing and distributing classes, there are no barriers to migration, then, in proportion as migrations are numerous, influences physical and mental following inter-fusion, alter the natures of their units; at the same time that they check the establishment of differences of nature caused by differences of occupation. Such transpositions of individuals between class and class, or group and group, must, on the average, however, depend on the fitnesses of the individuals for their new places and duties. [II-260] Intrusions will ordinarily succeed only where the intruding citizens have more than usual aptitudes for the businesses they undertake. Those who desert their original functions, are at a disadvantage in the competition with those whose functions they assume; and they can overcome this disadvantage only by force of some superiority: must do the new thing better than those born to it, and so tend to improve the doing of it by their example. This leaving of men to have their careers determined by their efficiencies, we may therefore call the principle of change in social organization.

As we saw that succession by inheritance conduces in a secondary way to stability, by keeping authority in the hands of those who by age are made most averse to new practices, so here, conversely, we may see that succession by efficiency conduces in a secondary way to change. Both positively and negatively the possession of power by the young facilitates innovation. While the energies are overflowing, little fear is felt of those obstacles to improvement and evils it may bring, which, when energies are failing, look formidable; and at the same time the greater imaginativeness that goes along with higher vitality, joined with a smaller strength of habit, facilitates acceptance of fresh ideas and adoption of untried methods. Since, then, where the various social positions come to be respectively filled by those who are experimentally proved to be the fittest, the relatively young are permitted to exercise authority, it results that succession by efficiency furthers change in social organization, indirectly as well as directly.

Contrasting the two, we thus see that while the acquirement of function by inheritance conduces to rigidity of structure, the acquirement of function by efficiency conduces to plasticity of structure. Succession by descent favours the maintenance of that which exists. Succession by fitness favours transformation, and makes possible something better.

§ 446. As was pointed out in § 228, “complication of [II-261] structure accompanies increase of mass,” in social organisms as in individual organisms. When small societies are compounded into a larger society, the controlling agencies needed in the several component societies must be subordinated to a central controlling agency: new structures are required. Recompounding necessitates a kindred further complexity in the governmental arrangements; and at each of such stages of increase, all other arrangements must become more complicated. As Duruy remarks—“By becoming a world in place of a town, Rome could not conserve institutions established for a single city and a small territory. . . . How was it possible for sixty millions of provincials to enter the narrow and rigid circle of municipal institutions?” The like holds where, instead of extension of territory, there is only increase of population. The contrast between the simple administrative system which sufficed in old English times for a million people, and the complex administrative system at present needed for many millions, sufficiently indicates this general truth.

But now, mark a corollary. If, on the other hand, further growth implies more complex structure, on the other hand, changeableness of structure is a condition to further growth; and, conversely, unchangeableness of structure is a concomitant of arrested growth. Like the correlative law just noted, this law is clearly seen in individual organisms. Necessarily, transition from the small immature form to the large mature form in a living creature, implies that all the parts have to be changed in their sizes and connexions: every detail of every organ has to be modified; and this implies the retention of plasticity. Necessarily, also, when, on approaching maturity, the organs are assuming their final arrangement, their increasing definiteness and firmness constitute an increasing impediment to growth: the un-building and re-building required before there can be re-adjustment, become more and more difficult. So is it with a society. Augmentation of its mass necessitates change of the pre-existing [II-262] structures, either by incorporation of the increment with them, or by their extension through it. Every further elaboration of the arrangements entails an additional obstacle to this; and when rigidity is reached, such modifications of them as increase of mass would involve, are impossible, and increase is prevented.

Nor is this all. Controlling and administrative instrumentalities antagonize growth by absorbing the materials for growth. Already when pointing out the evils which accompany the benefits gained by political organization, this effect has been indirectly implied. Governmental expenditure, there represented as deducting from the lives of producers by taking away their produce, has for its ulterior result deducting from the life of the community: depletion of the units entails depletion of the aggregate. Where the abstraction of private means for public purposes is excessive, the impoverishment leads to decrease of population; and where it is less excessive, to arrest of population. Clearly those members of a society who form the regulative parts, together with all their dependents, have to be supplied with the means of living by the parts which carry on the processes of production and distribution; and if the regulative parts go on increasing relatively to the other parts, there must eventually be reached a point at which they absorb the entire surplus, and multiplication is stopped by innutrition.

Hence a significant relation between the structure of a society and its growth. Organization in excess of need, prevents the attainment of that larger size and accompanying higher type which might else have arisen.

§ 447. To aid our interpretations of the special facts presently to be dealt with, we must keep in mind the foregoing general facts. They may be summed up as follows:—

Cooperation is made possible by society, and makes society [II-263] possible. It pre-supposes associated men; and men remain associated because of the benefits cooperation yields them.

But there cannot be concerted actions without agencies by which actions are adjusted in their times, amounts, and kinds; and the actions cannot be of various kinds without the cooperators undertaking different duties. That is to say, the cooperators must become organized, either voluntarily or involuntarily.

The organization which cooperation implies, is of two kinds, distinct in origin and nature. The one, arising directly from the pursuit of individual ends, and indirectly conducing to social welfare, develops unconsciously and is non-coercive. The other, arising directly from the pursuit of social ends, and indirectly conducing to individual welfare, develops consciously and is coercive.

While, by making cooperation possible, political organization achieves benefits, deductions from these benefits are entailed by the organization. Maintenance of it is costly; and the cost may become a greater evil than the evils escaped. It necessarily imposes restraints; and these restraints may become so extreme that anarchy, with all its miseries, is preferable.

An established organization is an obstacle to re-organization. Self-sustentation is the primary aim of each part as of the whole; and hence parts once formed tend to continue, whether they are or are not useful. Moreover, each addition to the regulative structures, implying, other things equal, a simultaneous deduction from the rest of the society which is regulated, it results that while the obstacles to change are increased, the forces causing change are decreased.

Maintenance of a society’s organization implies that the units forming its component structures shall severally be replaced as they die. Stability is favoured if the vacancies they leave are filled without dispute by descendants; while change is favoured if the vacancies are filled by those who [II-264] are experimentally proved to be best fitted for them. Succession by inheritance is thus the principle of social rigidity; while succession by efficiency is the principle of social plasticity.

Though, to make cooperation possible, and therefore to facilitate social growth, there must be organization, yet the organization formed impedes further growth; since further growth implies re-organization, which the existing organization resists; and since the existing organization absorbs part of the material for growth.

So that while, at each stage, better immediate results may be achieved by completing organization, they must be at the expense of better ultimate results.

 


 

[II-265]

CHAPTER III.

POLITICAL INTEGRATION.

§ 448. The analogy between individual organisms and social organisms, which holds in so many respects, holds in respect to the actions which cause growth. We shall find it instructive to glance at political integration in the light of this analogy.

Every animal sustains itself and grows by incorporating either the materials composing other animals or those composing plants; and from microscopic protozoa upwards, it has been through success in the struggle thus to incorporate, that animals of the greatest sizes and highest structures have been evolved. This process is carried on by creatures of the lowest kinds in a purely physical or insentient way. Without nervous system or fixed distribution of parts, the rhizopod draws in fragments of nutritive matter by actions which we are obliged to regard as unconscious. So is it, too, with simple aggregates formed by the massing of such minute creatures. The sponge, for example, in that framework of fibres familiar to us in its dead state, holds together, when living, a multitude of separate monads; and the activities which go on in the sponge, are such as directly further the separate lives of these monads, and indirectly further the life of the whole: the whole having neither sentiency nor power of movement. At a higher stage, however, the process of taking in nutritive materials by a composite organism, [II-266] comes to be carried on in a sentient way, and in a way differing from the primitive way in this, that it directly furthers the life of the whole, and indirectly furthers the lives of the component units. Eventually, the well-consolidated and organized aggregate, which originally had no other life than was constituted by the separate lives of these minute creatures massed together, acquires a corporate life predominating over their lives; and also acquires desires by which its activities are guided to acts of incorporation. To which adds the obvious corollary that as, in the course of evolution, its size increases, it incorporates with itself larger and larger aggregates as prey.

Analogous stages may be traced in the growth of social organisms, and in the accompanying forms of action. At first there is no other life in the group than that seen in the lives of its members; and only as organization increases does the group as a whole come to have that joint life constituted by mutually-dependent actions. The members of a primitive horde, loosely aggregated, and without distinctions of power, cooperate for immediate furtherance of individual sustentation, and in a comparatively small degree for corporate sustentation. Even when, the interests of all being simultaneously endangered, they simultaneously fight, they still fight separately—their actions are uncoordinated; and the only spoils of successful battle are such as can be individually appropriated. But in the course of the struggles for existence between groups thus unorganized, there comes, with the development of such political organization as gives tribal individuality, the struggle to incorporate one another, first partially and then wholly. Tribes which are larger, or better organized, or both, conquer adjacent tribes and annex them, so that they form parts of a compound whole. And as political evolution advances, it becomes a trait of the larger and stronger societies that they acquire appetites prompting them to subjugate and incorporate weaker societies.

Full perception of this difference will be gained on looking [II-267] more closely at the contrast between the wars of small groups and those of large nations. As, even among dogs, the fights that arise between individuals when one attempts to take another’s food, grow into fights between packs if one trespasses upon the feeding haunts of another (as is seen in Constantinople); so among primitive men, individual conflicts for food pass into conflicts between hordes, when, in pursuit of food, one encroaches on another’s territory. After the pastoral state is reached, such motives continue with a difference. “Retaliation for past robberies,” is the habitual plea for war among the Bechuanas: “their real object being always the acquisition of cattle.” Similarly among European peoples in ancient days. Achilles says of the Trojans—“They are blameless as respects me, since they have never driven away my oxen, nor my horses.” And the fact that in Scotland during early times, cattle-raids were habitual causes of inter-tribal fights, shows us how persistent have been these struggles for the means of individual sustentation. Even where the life is agricultural, the like happens at the outset. “A field or a farrow’s breadth of land is disputed upon the border of a district, and gives rise to rustic strife between the parties and their respective hamlets,” says Macpherson of the Khonds; and “should the tribes to which the disputants belong be disposed to hostility, they speedily embrace the quarrel.” So that competition in social growth is still restricted to competition for the means to that personal welfare indirectly conducive to social growth.

In yet another way do we see exemplified this general truth. The furthering of growth by that which furthers the multiplication of units, is shown us in the stealing of women—a second cause of primitive war. Men of one tribe who abduct the women of another, not only by so doing directly increase the number of their own tribe, but, in a greater degree, indirectly conduce to its increase by afterwards adding to the number of children. In which mode of growing at one another’s expense, common among existing [II-268] tribes of savages, and once common among tribes from which civilized nations have descended, we still see the same trait: any augmentation of the group which takes place, is an indirect result of individual appropriations and reproductions.

Contrariwise, in more advanced stages the struggle between societies is, not to appropriate one another’s means of sustentation and multiplication, but to appropriate one another bodily. Which society shall incorporate other societies with itself, becomes the question. Under one aspect, the history of large nations is a history of successes in such struggles; and down to our own day nations are being thus enlarged. Part of Italy is incorporated by France; part of France is incorporated by Germany; part of Turkey is incorporated by Russia; and between Russia and England there appears to be a competition which shall increase most by absorbing uncivilized and semi-civilized peoples.

Thus, then, with social organisms as with individual organisms, it is through the struggle for existence, first, by appropriating one another’s means of growth, and then by devouring one another, that there arise those great aggregates which at once make possible high organization, and require high organization.

§ 449. Political integration is in some cases furthered, and in other cases hindered, by conditions, external and internal. There are the characters of the environment, and there are the characters of the men composing the society. We will glance at them in this order.

How political integration is prevented by an inclemency of climate, or an infertility of soil, which keeps down population, was shown in §§ 14—21. To the instances there named may be added that of the Seminoles, who “being so thinly scattered over a barren desert, they seldom assemble to take black drink, or deliberate on public matters;” and, again, that of certain Snake Indians, of whom Schoolcraft says, “the paucity of game in this region is, I have little [II-269] doubt, the cause of the almost entire absence of social organization.” We saw, too, that great uniformity of surface, of mineral products, of flora, of fauna, are impediments; and that on the special characters of the flora and fauna, as containing species favourable or unfavourable to human welfare, in part depends the individual prosperity required for social growth. It was also pointed out that structure of the habitat, as facilitating or impeding communication, and as rendering escape easy or hard, has much to do with the size of the social aggregate formed. To the illustrations before given, showing that mountain-haunting peoples and peoples living in deserts and marshes are difficult to consolidate, while peoples penned in by barriers are consolidated with facility, I may here add two significant ones not before noticed. One occurs in the Polynesian islands—Tahiti, Hawaii, Tonga, Samoa, and the rest—where, restrained within limits by surrounding seas, the inhabitants have become united more or less closely into aggregates of considerable sizes. The other is furnished by ancient Peru, where, before the time of the Yncas, semi-civilized communities had been formed in valleys separated from each other “on the coast, by hot, and almost impassable deserts, and in the interior by lofty mountains, or cold and trackless punas.” And to the implied inability of these peoples to escape governmental coercion, thus indicated by Squier as a factor in their civilization, is ascribed, by the ancient Spanish writer Cieza, the difference between them and the neighbouring Indians of Popoyan, who could retreat, “whenever attacked, to other fertile regions.” How, conversely, the massing of men together is furthered by ease of internal communication within the area occupied, is sufficiently manifest. The importance of it is implied by the remark of Grant concerning Equatorial Africa, that “no jurisdiction extends over a district which cannot be crossed in three or four days.” And such facts, implying that political integration may increase as the means of going from place to place [II-270] become better, remind us how, from Roman times downwards, the formation of roads has made larger social aggregates possible.

Evidence that a certain type of physique is requisite, was given in § 16; where we saw that the races which have evolved large societies, had previously lived under conditions fostering vigour of constitution. I will here add only that the constitutional energy needed for continuous labour, without which there cannot be civilized life and the massing of men presupposed by it, is an energy not to be quickly acquired; but is to be acquired only by inherited modifications slowly accumulated. Good evidence that in lower types of men there is a physical incapacity for work, is supplied by the results of the Jesuit government over the Paraguay Indians. There Indians were reduced to industrious habits, and to an orderly life which was thought by many writers admirable; but there eventually resulted a fatal evil: they became infertile. Not improbably, the infertility commonly observed in savage races that have been led into civilized activities, is consequent on taxing the physique to a degree greater than it is constituted to bear.

Certain moral traits which favour, and others which hinder, the union of men into large groups, were pointed out when treating of “The Primitive Man—Emotional.” Here I will re-illustrate such of these as concern the fitness or unfitness of the type for subordination. “The Abors, as they themselves say, are like tigers, two cannot dwell in one den;” and “their houses are scattered singly, or in groups of two and three.” Conversely, some of the African races not only yield when coerced but admire one who coerces them. Instance the Damaras, who, as Galton says, “court slavery” and “follow a master as spaniels would.” The like is alleged of other South Africans. One of them said to a gentleman known to me—“You’re a pretty fellow to be a master; I’ve been with you two years and you’ve never beaten me once.” Obviously on the dispositions thus strongly contrasted, the [II-271] impossibility or possibility of political integration largely depends. There must be added, as also influential, the presence or the absence of the nomadic instinct. Varieties of men whose wandering habits have been unchecked during countless generations of hunting life and pastoral life, show us that even when forced into agricultural life, their tendency to move about greatly hinders aggregation. It is thus among the hill-tribes of India. “The Kookies are naturally a migratory race, never occupying the same place for more than two or, at the utmost, three years;” and the like holds of the Mishmees, who “never name their villages:” the existence of them being too transitory. In some races this migratory instinct survives and shows its effects, even after the formation of populous towns. Writing of the Bachassins in 1812, Burchell says that Litakun, containing 15,000 inhabitants, had been twice removed during a period of ten years. Clearly, peoples thus characterized are less easily united into large societies than peoples who love their early homes.

Concerning the intellectual traits which aid or impede the cohesion of men into masses, I may supplement what was said when delineating “The Primitive Man—Intellectual,” by two corollaries of much significance. Social life being cooperative life, presupposes not only an emotional nature fitted for cooperation, but also such intelligence as perceives the benefits of cooperation, and can so regulate actions as to effect it. The unreflectiveness, the deficient consciousness of causation, and the lack of constructive imagination, shown by the uncivilized, hinder combined action to a degree difficult to believe until proof is seen. Even the semi-civilized exhibit in quite simple matters an absence of concert which is astonishing. [*] Implying, as this does, that cooperation can [II-272] at first be effective only where there is obedience to peremptory command, it follows that there must be not only an emotional nature which produces subordination, but also an intellectual nature which produces faith in a commander. That credulity which leads to awe of the capable man as a possessor of supernatural power, and which afterwards, causing dread of his ghost, prompts fulfilment of his remembered injunctions—that credulity which initiates the religious control of a deified chief, re-inforcing the political control of his divine descendant, is a credulity which cannot be dispensed with during early stages of integration. Scepticism is fatal while the character, moral and intellectual, is such as to necessitate compulsory cooperation.

Political integration, then, hindered in many regions by environing conditions, has in many races of mankind been prevented from advancing far by unfitnesses of nature—physical, moral, and intellectual.

§ 450. Besides fitness of nature in the united individuals, social union requires a considerable homogeneity of nature among them. At the outset this needful likeness of kind is insured by greater or less kinship in blood. Evidence meets us everywhere among the uncivilized. Of the Bushmen, Lichtenstein says, “families alone form associations in single small hordes—sexual feelings, the instinctive love to children, or the customary attachment among relations, are the only ties that keep them in any sort of union.” Again, “the Rock Veddahs are divided into small clans or families associated for relationship, who agree in partitioning the forest [II-273] among themselves for hunting grounds.” And this rise of the society out of the family, seen in these least organized groups, re-appears in the considerably organized groups of more advanced savages. Instance the New Zealanders, of whom we read that “eighteen historical nations occupy the country, each being sub-divided into many tribes, originally families, as the prefix Ngati, signifying offspring (equivalent to O or Mac) obviously indicates.” This connexion between blood relationship and social union is well shown by Humboldt’s remarks concerning South American Indians. “Savages,” he says, “know only their own family, and a tribe appears to them but a more numerous assemblage of relations.” When Indians who inhabit the missions see those of the forest, who are unknown to them, they say—“They are no doubt my relations; I understand them when they speak to me.” But these same savages detest all who are not of their tribe. “They know the duties of family ties and of relationship, but not those of humanity.”

When treating of the domestic relations, reasons were given for concluding that social stability increases as kinships become more definite and extended; since development of kinships, while insuring the likeness of nature which furthers cooperation, involves the strengthening and multiplication of those family bonds which check disruption. Where promiscuity is prevalent, or where marriages are temporary, the known relationships are relatively few and not close; and there is little more social cohesion than results from habit and vague sense of kinship. Polyandry, especially of the higher kind, produces relationships of some definiteness, which admit of being traced further: so serving better to tie the social group together. And a greater advance in the nearness and the number of family connexions results from polygyny. But, as was shown, it is from monogamy that there arise family connexions which are at once the most definite and the most wide-spreading in their ramifications; and out of monogamic families are developed the largest and [II-274] most coherent societies. In two allied, yet distinguishable, ways, does monogamy favour social solidarity.

Unlike the children of the polyandric family, who are something less than half brothers and sisters (see § 300, note), and unlike the children of the polygynic family, most of whom are only half brothers and sisters, the children of the monogamic family are, in the great majority of cases, all of the same blood on both sides. Being thus themselves more closely related, it follows that their clusters of children are more closely related; and where, as happens in early stages, these clusters of children when grown up continue to form a community, and labour together, they are united alike by their kinships and by their industrial interests. Though with the growth of a family group into a gens which spreads, the industrial interests divide, yet these kinships prevent the divisions from becoming as marked as they would otherwise become. And, similarly, when the gens, in course of time, develops into the tribe. Nor is this all. If local circumstances bring together several such tribes, which are still allied in blood though more remotely, it results that when, seated side by side, they are gradually fused, partly by interspersion and partly by intermarriage, the compound society formed, united by numerous and complicated links of kinship as well as by political interests, is more strongly bound together than it would otherwise be. Dominant ancient societies illustrate this truth. Says Grote—“All that we hear of the most ancient Athenian laws is based upon the gentile and phratric divisions, which are treated throughout as extensions of the family.” Similarly, according to Mommsen, on the “Roman Household was based the Roman State, both as respected its constituent elements and its form. The community of the Roman people arose out of the junction (in whatever way brought about) of such ancient clanships as the Romilii, Voltinii, Fabii, &c.” And Sir Henry Maine has shown in detail the ways in which the simple family passes into the house-community, and eventually the [II-275] village-community. Though, in presence of the evidence furnished by races having irregular sexual relations, we cannot allege that sameness of blood is the primary reason for political cooperation—though in numerous tribes which have not risen into the pastoral state, there is combination for offence and defence among those whose different totems are recognized marks of different bloods; yet where there has been established descent through males, and especially where monogamy prevails, sameness of blood becomes largely, if not mainly, influential in determining political cooperation. And this truth, under one of its aspects, is the truth above enunciated, that combined action, requiring a tolerable homogeneity of nature among those who carry it on, is, in early stages, most successful among those who, being descendants of the same ancestors, have the greatest likeness.

An all-important though less direct effect of blood-relationship, and especially that more definite blood-relationship which arises from monogamic marriage, has to be added. I mean community of religion—a likeness of ideas and sentiments embodied in the worship of a common deity. Beginning, as this does, with propitiation of the deceased founder of the family; and shared in, as it is, by the multiplying groups of descendants, as the family spreads; it becomes a further means of holding together the compound cluster gradually formed, and checking the antagonisms that arise between the component clusters: so favouring integration. The influence of the bond supplied by a common cult everywhere meets us in ancient history. Each of the cities in primitive Egypt was a centre for the worship of a special divinity; and no one who, unbiassed by foregone conclusions, observes the extraordinary development of ancestor-worship, under all its forms, in Egypt, can doubt the origin of this divinity. Of the Greeks we read that—

“Each family had its own sacred rites and funereal commemoration of ancestors, celebrated by the master of the house, to which none but members of the family were admissible; the extinction of a family, [II-276] carrying with it the suspension of these religious rites, was held by the Greeks to be a misfortune, not merely from the loss of the citizens composing it, but also because the family gods and the manes of deceased citizens were thus deprived of their honours and might visit the country with displeasure. The larger associations, called Gens, Phratry, Tribe, were formed by an extension of the same principle—of the family considered as a religious brotherhood, worshipping some common god or hero with an appropriate surname, and recognizing him as their joint ancestor.”

A like bond was generated in a like manner in the Roman community. Each curia, which was the homologue of the phratry, had a head, “whose chief function was to preside over the sacrifices.” And, on a larger scale, the same thing held with the entire society. The primitive Roman king was a priest of the deities common to all: “he held intercourse with the gods of the community, whom he consulted and whom he appeased.” The beginnings of this religious bond, here exhibited in a developed form, are still traceable in India. Sir Henry Maine says, “the joint family of the Hindoos is that assemblage of persons who would have joined in the sacrifices at the funeral of some common ancestor if he had died in their lifetime.” So that political integration, while furthered by that likeness of nature which identity of descent involves, is again furthered by that likeness of religion simultaneously arising from this identity of descent.

Thus is it, too, at a later stage, with that less-pronounced likeness of nature characterizing men of the same race who have multiplied and spread in such ways as to form adjacent small societies. Cooperation among them continues to be furthered, though less effectually, by the community of their natures, by the community of their traditions, ideas, and sentiments, as well as by their community of speech. Among men of diverse types, concert is necessarily hindered both by ignorance of one another’s words, and by unlikenesses of thought and feeling. It needs but to remember how often, even among those of the same family, quarrels arise from misinterpretations of things said, to see what [II-277] fertile sources of confusion and antagonism must be the partial or complete differences of language which habitually accompany differences of race. Similarly, those who are widely unlike in their emotional natures or in their intellectual natures, perplex one another by unexpected conduct—a fact on which travellers habitually remark. Hence a further obstacle to combined action. Diversities of custom, too, become causes of dissension. Where a food eaten by one people is regarded by another with disgust, where an animal held sacred by the one is by the other treated with contempt, where a salute which the one expects is never made by the other, there must be continually generated alienations which hinder joint efforts. Other things equal, facility of cooperation will be proportionate to the amount of fellow feeling; and fellow feeling is prevented by whatever prevents men from behaving in the same ways under the same conditions. The working together of the original and derived factors above enumerated, is well exhibited in the following passage from Grote:—

“The Hellens were all of common blood and parentage, were all descendants of the common patriarch Hellen. In treating of the historical Greeks, we have to accept this as a datum; it represents the sentiment under the influence of which they moved and acted. It is placed by Herodotus in the front rank, as the chief of those four ties which bound together the Hellenic aggregate: 1. Fellowship of blood; 2. Fellowship of language; 3. Fixed domiciles of gods, and sacrifices common to all; 4. Like manners and dispositions.”

Influential as we thus find to be the likeness of nature which is insured by common descent, the implication is that, in the absence of considerable likeness, the political aggregates formed are unstable, and can be maintained only by a coercion which, some time or other, is sure to fail. Though other causes have conspired, yet this has doubtless been a main cause of the dissolution of great empires in past ages. At the present time the decay of the Turkish Empire is largely, if not chiefly, ascribable to it. Our own Indian Empire too, held together by force in a state of artificial [II-278] equilibrium, threatens some day to illustrate by its fall the incohesion arising from lack of congruity in components.

§ 451. One of the laws of evolution at large, is that integration results when like units are subject to the same force or to like forces (First Principles, § 169); and from the first stages of political integration up to the last, we find this law illustrated. Joint exposure to uniform external actions, and joint reactions against them, have from the beginning been the leading causes of union among members of societies.

Already in § 250 there has been indirectly implied the truth that coherence is first given to small hordes of primitive men during combined opposition to enemies. Subject to the same danger, and joining to meet this danger, the members of the horde become, in the course of their cooperation against it, more bound together. In the first stages this relation of cause and effect is clearly seen in the fact that such union as arises during a war, disappears when the war is over: there is loss of all such slight political combination as was beginning to show itself. But it is by the integration of simple groups into compound groups in the course of common resistance to foes, and attacks upon them, that this process is best exemplified. The cases before given may be reinforced by others. Of the Karens, Mason says:—“Each village, being an independent community, had always an old feud to settle with nearly every other village among their own people. But the common danger from more powerful enemies, or having common injuries to requite, often led to several villages uniting together for defence or attack.” According to Kolben, “smaller nations of Hottentots, which may be near some powerful nation, frequently enter into an alliance, offensive and defensive, against the stronger nation.” Among the New Caledonians of Tanna, “six, or eight, or more of their villages unite, and form what may be called a district, or county, and all league together for mutual protection. . . . . In war two or more of these districts unite.” Samoan “villages, in [II-279] numbers of eight or ten, unite by common consent, and form a district or state for mutual protection;” and during hostilities these districts themselves sometimes unite in twos and threes. The like has happened with historic peoples. It was during the wars of the Israelites in David’s time, that they passed from the state of separate tribes into the state of a consolidated ruling nation. The scattered Greek communities, previously aggregated into minor confederacies by minor wars, were prompted to the Pan-Hellenic congress and to the subsequent cooperation, when the invasion of Xerxes was impending; and of the Spartan and Athenian confederacies afterwards formed, that of Athens acquired the hegemony, and finally the empire, during continued operations against the Persians. So, too, was it with the Teutonic races. The German tribes, originally without federal bonds, formed occasional alliances for opposing enemies. Between the first and fifth centuries these tribes massed themselves into great groups for resistance against, or attack upon, Rome. During the subsequent century the prolonged military confederations of peoples “of the same blood” had grown into States, which afterwards became aggregated into still larger States. And, to take a comparatively modern instance, the wars between France and England aided each in passing from that condition in which its feudal divisions were in considerable degrees independent, to the condition of a consolidated nation. As further showing how integration of smaller societies into larger ones is thus initiated, it may be added that at first the unions exist only for military purposes. Each component society retains for a long time its independent internal administration; and it is only when joint action in war has become habitual, that the cohesion is made permanent by a common political organization.

This compounding of smaller communities into larger by military cooperation, is insured by the disappearance of such smaller communities as do not cooperate. Barth remarks that “the Fúlbe [Fulahs] are continually advancing, as they [II-280] have not to do with one strong enemy, but with a number of small tribes without any bond of union.” Of the Damaras, Galton says—“If one werft is plundered, the adjacent ones rarely rise to defend it, and thus the Namaquas have destroyed or enslaved piecemeal about one-half of the whole Damara population.” Similarly with the Ynca conquests in Peru: “there was no general opposition to their advance, for each province merely defended its land without aid from any other.” This process, so obvious and familiar, I name because it has a meaning which needs emphasizing. For we here see that in the struggle for existence among societies, the survival of the fittest is the survival of those in which the power of military cooperation is the greatest; and military cooperation is that primary kind of cooperation which prepares the way for other kinds. So that this formation of larger societies by the union of smaller ones in war, and this destruction or absorption of the smaller un-united societies by the united larger ones, is an inevitable process through which the varieties of men most adapted for social life, supplant the less adapted varieties.

Respecting the integration thus effected, it remains only to remark that it necessarily follows this course—necessarily begins with the formation of simple groups and advances by the compounding and re-compounding of them. Impulsive in conduct and with rudimentary powers of concerted action, savages cohere so slightly that only small bodies of them can maintain their integrity. Not until such small bodies have severally had their members bound to one another by some slight political organization, does it become possible to unite them into larger bodies; since the cohesion of these implies greater fitness for concerted action, and more developed organization for achieving it. And similarly, these composite clusters must be to some extent consolidated before the composition can be carried a stage further. Passing over the multitudinous illustrations occurring among the uncivilized, it will suffice if I refer to those given in § 226, [II-281] and reinforce them by some which historic peoples have supplied. There is the fact that in primitive Egypt, the numerous small societies (which eventually became the “nomes”) first united into the two aggregates, Upper Egypt and Lower Egypt, which were afterwards joined into one; and the fact that in ancient Greece, villages became united to form towns before the towns became united into states, while this change preceded the change which united the states with one another; and the fact that in the old English period, small principalities were massed into the divisions constituting the Heptarchy, before these passed in to something like a whole. It is a principle in physics that, since the force with which a body resists strains increases as the squares of its dimensions, while the strains which its own weight subject it to increase as the cubes of its dimensions, its power of maintaining its integrity becomes relatively less as its mass becomes greater. Something analogous may be said of societies. Small aggregates only can hold together while cohesion is feeble; and successively larger aggregates become possible only as the greater strains implied are met by that greater cohesion which results from an adapted human nature and a resulting development of social organization.

§ 452. As social integration advances, the increasing aggregates exercise increasing restraints over their units—a truth which is the obverse of the one just set forth, that the maintenance of its integrity by a larger aggregate implies greater cohesion. The forces by which aggregates keep their units together are at first feeble; and becoming strenuous at a certain stage of social evolution afterwards relax—or rather, change their forms.

Originally the individual savage gravitates to one group or other, prompted by sundry motives, but mainly by the desire for protection. Concerning the Patagonians, we read that no one can live apart: “if any of them attempted to do it, they would undoubtedly be killed, or carried away as slaves, as [II-282] soon as they were discovered.” In North America, among the Chinooks, “on the coast a custom prevails which authorizes the seizure and enslavement, unless ransomed by his friends, of every Indian met with at a distance from his tribe, although they may not be at war with each other.” At first, however, though it is necessary to join some group, it is not necessary to continue in the same group. When oppressed by their chief, Kalmucks and Mongols desert him and go over to other chiefs. Of the Abipones Dobrizhoffer says:—“Without leave asked on their part, or displeasure evinced on his, they remove with their families whithersoever it suits them, and join some other cacique; and when tired of the second, return with impunity to the horde of the first.” Similarly in South Africa, “the frequent instances which occur [among the Balonda] of people changing from one part of the country to another, show that the great chiefs possess only a limited power.” And how, through this process, some tribes grow while others dwindle, we are shown by M‘Culloch’s remark respecting the Kukis, that “a village, having around it plenty of land suited for cultivation and a popular chief, is sure soon, by accessions from less favoured ones, to become large.”

With the need which the individual has for protection, is joined the desire of the tribe to strengthen itself; and the practice of adoption, hence resulting, constitutes another mode of integration. Where, as in tribes of North American Indians, “adoption or the torture were the alternative chances of a captive” (adoption being the fate of one admired for his bravery), we see re-illustrated the tendency which each society has to grow at the expense of other societies. That desire for many actual children whereby the family may be strengthened, which Hebrew traditions show us, readily passes into the desire for factitious children—here made one with the brotherhood by exhange of blood, and there by mock birth. As was implied in § 319, it is probable that the practice of adoption into families among Greeks and Romans, arose during those early times when the wandering [II-283] patriarchal group constituted the tribe, and when the wish of the tribe to strengthen itself was dominant; though it was doubtless afterwards maintained chiefly by the wish to have someone to continue the sacrifices to ancestors. And, indeed, on remembering that, long after larger societies were formed by unions of patriarchal groups, there continued to be feuds between the component families and clans, we may see that there had never ceased to operate on such families and clans, the primitive motive for strengthening themselves by increasing their numbers.

Kindred motives produced kindred results within more modern societies, during times when their parts were so imperfectly integrated that there remained antagonisms among them. Thus we have the fact that in mediæval England, while local rule was incompletely subordinated to general rule, every free man had to attach himself to a lord, a burgh, or a guild: being otherwise “a friendless man,” and in a danger like that which the savage is in when not belonging to a tribe. And then, on the other hand, in the law that “if a bondsman continued a year and a day within a free burgh or municipality, no lord could reclaim him,” we may recognize an effect of a desire on the part of industrial groups to strengthen themselves against the feudal groups around—an effect analogous to that of adoption, here into the savage tribe and there into the family as it existed in more ancient societies. Naturally, as a whole nation becomes more integrated, local integrations lose their separateness, and their divisions fade; though they long leave their traces, as among ourselves in the law of settlement, and as, up to 1824, in the laws affecting the freedom of travelling of artisans.

These last illustrations introduce us to the truth that while at first there is little cohesion and great mobility of the units forming a group, advance in integration is habitually accompanied not only by decreasing ability to go from group to group, but also by decreasing ability to go from place to place within the group. Of course the transition from the [II-284] nomadic to the settled state partially implies this; since each person becomes in a considerable degree tied by his material interests. Slavery, too, effects in another way this binding of individuals to locally-placed members of the society, and therefore to particular parts to it; and, where serfdom exists, the same thing is shown with a difference. But in highly-integrated societies, not simply those in bondage, but others also, are tied to their localities. Of the ancient Mexicans, Zurita says:—“The Indians never changed their village nor even their quarter. This custom was observed as a law.” In ancient Peru, “it was not lawful for any one to remove from one province, or village, to another;” and “any who travelled without just cause were punished as vagabonds.” Elsewhere, along with that development of the militant type accompanying aggregation, there have been imposed restraints on transit under other forms. Ancient Egypt had a system of registration; and all citizens periodically reported themselves to local officers. “Every Japanese is registered, and whenever he removes his residence, the Nanushi, or head man of the temple gives a certificate.” And then in despotically-governed European countries we have passports-systems, hindering the journeys of citizens from place to place, and in some cases preventing them from going abroad.

In these, as in other respects, however, the restraints which the social aggregate exercises over its units, decrease as the industrial type begins greatly to qualify the militant type; partly because the societies characterized by industrialism are amply populous, and have superfluous members to fill the places of those who leave them, and partly because, in the absence of the oppressions accompanying a militant régime, a sufficient cohesion results from pecuniary interests, family bonds, and love of country.

§ 453. Thus, saying nothing for the present of that political evolution manifested by increase of structure, and restricting [II-285] ourselves to that political evolution manifested by increase of mass, here distinguished as political integration, we find that this has the following traits.

While the aggregates are small, the incorporation of materials for growth is carried on at one another’s expense in feeble ways—by taking one another’s game, by robbing one another of women, and, occasionally by adopting one another’s men. As larger aggregates are formed, incorporations proceed in more wholesale ways; first by enslaving the separate members of conquered tribes, and presently by the bodily annexation of such tribes, with their territory. And as compound aggregates pass into doubly and trebly compound ones, there arise increasing desires to absorb adjacent smaller societies, and so to form still larger aggregates.

Conditions of several kinds further or hinder social growth and consolidation. The habitat may be fitted or unfitted for supporting a large population; or it may, by great or small facilities for intercourse within its area, favour or impede cooperation; or it may, by presence or absence of natural barriers, make easy or difficult the keeping together of the individuals under that coercion which is at first needful. And, as the antecedents of the race determine, the individuals may have in greater or less degrees the physical, the emotional, and the intellectual natures fitting them for combined action.

While the extent to which social integration can in each case be carried, depends in part on these conditions, it also depends in part upon the degree of likeness among the units. At first, while the nature is so little moulded to social life that cohesion is small, aggregation is largely dependent on ties of blood: implying great degrees of likeness. Groups in which such ties, and the resulting congruity, are most marked, and which, having family traditions in common, a common male ancestor, and a joint worship of him, are in these further ways made alike in ideas and sentiments, are groups in which the greatest social cohesion and power of cooperation [II-286] arise. For a long time the clans and tribes descending from such primitive patriarchal groups, have their political concert facilitated by this bond of relationship and the likeness it involves. Only after adaptation to social life has made considerable progress, does harmonious cooperation among those who are not of the same stock become practicable; and even then their unlikenesses of nature must be small. Where their unlikenesses of nature are great, the society, held together only by force, tends to disintegrate when the force fails.

Likeness in the units forming a social group being one condition to their integration, a further condition is their joint reaction against external action: cooperation in war is the chief cause of social integration. The temporary unions of savages for offence and defence, show us the initiatory step. When many tribes unite against a common enemy, long continuance of their combined action makes them coherent under some common control. And so it is subsequently with still larger aggregates.

Progress in social integration is both a cause and a consequence of a decreasing separableness among the units. Primitive wandering hordes exercise no such restraints over their members as prevent them individually from leaving one horde and joining another at will. Where tribes are more developed, desertion of one and admission into another are less easy—the assemblages are not so loose in composition. And throughout those long stages during which societies are being enlarged and consolidated by militancy, the mobility of the units becomes more and more restricted. Only with that substitution of voluntary cooperation for compulsory cooperation which characterizes developing industrialism, do the restrictions on movement disappear: enforced union being in such societies adequately replaced by spontaneous union.

A remaining truth to be named is that political integration, as it advances, obliterates the original divisions among the [II-287] united parts. In the first place there is the slow disappearance of those non-topographical divisions arising from relationship, as seen in separate gentes and tribes: gradual intermingling destroys them. In the second place, the smaller local societies united into a larger one, which at first retain their separate organizations, lose them by long cooperation: a common organization begins to ramify through them. And in the third place, there simultaneously results a fading of their topographical bounds, and a replacing of these by the new administrative bounds of the common organization. Hence naturally results the converse truth, that in the course of social dissolution the great groups separate first, and afterwards, if dissolution continues, these separate into their component smaller groups. Instance the ancient empires successively formed in the East, the united kingdoms of which severally resumed their autonomies when the coercion keeping them together ceased. Instance, again, the Carolingian empire, which, first parting into its large divisions, became in course of time further disintegrated by subdivision of these. And where, as in this last case, the process of dissolution goes very far, there is a return to something like the primitive condition, under which small predatory societies are engaged in continuous warfare with like small societies around them.

 


 

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CHAPTER IV.

POLITICAL DIFFERENTIATION.

§ 454. As was pointed out in First Principles, §154, it is true of a social aggregate, as of every other aggregate, that the state of homogeneity is an unstable state; and that where there is already some heterogeneity, the tendency is towards greater heterogeneity.

Lapse from homogeneity, however, or rather, the increase of such heterogeneity as usually exists, requires that the parts shall be heterogeneously conditioned; and whatever prevents the rise of contrasts among the conditions, prevents increase of heterogeneity. One of the implications is that there must not be continual changes in the distribution of the parts. If now one part and now another, occupies the same position in relation to the whole, permanent structural differences cannot be produced. There must be such cohesion among the parts as prevents easy transposition.

We see this truth exemplified in the simplest individual organisms. A low Rhizopod, of which the substance has a mobility approaching to that of a liquid, remains almost homogeneous; because each part is from moment to moment assuming new relations to other parts and to the environment. And the like holds with the simplest societies. Concerning the members of the small unsettled groups of Fuegians, Cook remarks that “none was more respected than another.” The Veddahs, the Andamanese, the Australians, the Tasmanians, may also be instanced as loose assemblages [II-289] which present no permanent unlikenesses of social position; or if unlikeness exist, as some travellers allege, they are so vague that they are denied by others. And in such wandering hordes as the Coroados of South America, formed of individuals held together so feebly that they severally join one or other horde at will, the distinctions of parts are but nominal.

Conversely, it is to be anticipated that where the several parts of a social aggregate are heterogeneously conditioned in a permanent way, they will become proportionately heterogeneous. We shall see this more clearly on changing the point of view.

§ 455. The general law that like units exposed to like forces tend to integrate, was in the last chapter exemplified by the formation of social groups. Here the correlative general law, that in proportion as the like units of an aggregate are exposed to unlike forces they tend to form differentiated parts of the aggregate, has to be observed in its application to such groups, as the second step in social evolution.

The primary political differentiation originates from the primary family differentiation. Men and women being by the unlikenesses of their functions in life, exposed to unlike influences, begin from the first to assume unlike positions in the community as they do in the family: very early they respectively form the two political classes of rulers and ruled. And how truly such dissimilarity of social positions as arises between them, is caused by dissimilarity in their relations to surrounding actions, we shall see on observing that the one is small or great according as the other is small or great. When treating of the status of women, it was pointed out that to a considerable degree among the Chippewayans, and to a still greater degree among the Clatsops and Chinooks, “who live upon fish and roots, which the women are equally expert with the men in procuring, the former have a rank and influence very rarely found among Indians.” We [II-290] saw also that in Cueba, where the women join the men in war, “fighting by their side,” their position is much higher than usual among rude peoples; and, similarly, that in Dahomey, where the women are as much warriors as the men, they are so regarded that, in the political organization, “the woman is officially superior.” On contrasting these exceptional cases with the ordinary cases, in which the men, solely occupied in war and the chase, have unlimited authority, while the women, occupied in gathering miscellaneous small food, and carrying burdens, are abject slaves, it becomes clear that diversity of relations to surrounding actions initiates diversity of social relations. And, as we saw in § 327, this truth is further illustrated by those few uncivilized societies which are habitually peaceful, such as the Bodo and the Dhimáls of the Indian hills, and the ancient Pueblos of North America—societies in which the occupations are not, or were not, broadly divided into fighting and working, and severally assigned to the two sexes; and in which, along with a comparatively small difference between the activities of the sexes, there goes, or went, small difference of social status.

So is it when we pass from the greater or less political differentiation which accompanies difference of sex, to that which is independent of sex—to that which arises among men. Where the life is permanently peaceful, definite class-divisions do not exist. One of the Indian Hill-tribes to which I have already referred as exhibiting the honesty, truthfulness, and amiability, accompanying a purely industrial life, may be instanced. Hodgson says, “all Bodo and all Dhimáls are equal—absolutely so in right or law—wonderfully so in fact.” The like is said of another unwarlike and amiable hill tribe: “the Lepchas have no caste distinctions.” And among a different race, the Papuans, may be named the peaceful Arafuras as displaying “brotherly love with one another,” and as having no divisions of rank.

§ 456. As, at first, the domestic relation between the sexes [II-291] passes into a political relation, such that men and women become, in militant groups, the ruling class and the subject class; so does the relation between master and slave, originally a domestic one, pass into a political one as fast as, by habitual war, the making of slaves becomes general. It is with the formation of a slave-class, that there begins that political differentiation between the regulating structures and the sustaining structures, which continues throughout all higher forms of social evolution.

Kane remarks that “slavery in its most cruel form exists among the Indians of the whole coast from California to Behring’s Straits, the stronger tribes making slaves of all the others they can conquer. In the interior, where there is but little warfare, slavery does not exist.” And this statement does but exhibit, in a distinct form, the truth everywhere obvious. Evidence suggests that the practice of enslavement diverged by small steps from the practice of cannibalism. Concerning the Nootkas, we read that “slaves are occasionally sacrificed and feasted upon;” and if we contrast this usage with the usage common elsewhere, of killing and devouring captives as soon as they are taken, we may infer that the keeping of captives too numerous to be immediately eaten, with the view of eating them subsequently, leading, as it would, to the employment of them in the meantime, caused the discovery that their services might be of more value than their flesh, and so initiated the habit of preserving them as slaves. Be this as it may, however, we find that very generally among tribes to which habitual militancy has given some slight degree of the appropriate structure, the enslavement of prisoners becomes an established habit. That women and children taken in war, and such men as have not been slain, naturally fall into unqualified servitude, is manifest. They belong absolutely to their captors, who might have killed them, and who retain the right afterwards to kill them if they please. They become property, of which any use whatever may be made.

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The acquirement of slaves, which is at first an incident of war, becomes presently an object of war. Of the Nootkas we read that “some of the smaller tribes at the north of the island are practically regarded as slave-breeding tribes, and are attacked periodically by stronger tribes;” and the like happens among the Chinooks. It was thus in ancient Vera Paz, where periodically they made “an inroad into the enemy’s territory . . . and captured as many as they wanted;” and it was so in Honduras, where, in declaring war, they gave their enemies notice “that they wanted slaves.” Similarly with various existing peoples. St. John says that “many of the Dyaks are more desirous to obtain slaves than heads; and in attacking a village kill only those who resist or attempt to escape.” And that in Africa slave-making wars are common needs no proof.

The class-division thus initiated by war, afterwards maintains and strengthens itself in sundry ways. Very soon there begins the custom of purchase. The Chinooks, besides slaves who have been captured, have slaves who were bought as children from their neighbours; and, as we saw when dealing with the domestic relations, the selling of their children into slavery is by no means uncommon with savages. Then the slave-class, thus early enlarged by purchase, comes afterwards to be otherwise enlarged. There is voluntary acceptance of slavery for the sake of protection; there is enslavement for debt; there is enslavement for crime.

Leaving details, we need here note only that this political differentiation which war begins, is effected, not by the bodily incorporation of other societies, or whole classes belonging to other societies, but by the incorporation of single members of other societies, and by like individual accretions. Composed of units who are detached from their original social relations and from one another, and absolutely attached to their owners, the slave-class is, at first, but indistinctly separated as a social stratum. It acquires separateness only as fast as there arise some restrictions on the powers of the [II-293] owners. Ceasing to stand in the position of domestic cattle, slaves begin to form a division of the body politic when their personal claims begin to be distinguished as limiting the claims of their masters.

§ 457. It is commonly supposed that serfdom arises by mitigation of slavery; but examination of the facts shows that it arises in a different way. While, during the early struggles for existence between them, primitive tribes, growing at one another’s expense by incorporating separately the individuals they capture, thus form a class of absolute slaves, the formation of a servile class considerably higher, and having a distinct social status, accompanies that later and larger process of growth under which one society incorporates other societies bodily. Serfdom originates along with conquest and annexation.

For whereas the one implies that the captured people are detached from their homes, the other implies that the subjugated people continue in their homes. Thomson remarks that, “among the New Zealanders whole tribes sometimes became nominally slaves when conquered, although permitted to live at their usual places of residence, on condition of paying tribute, in food, &c.”—a statement which shows the origin of kindred arrangements in allied societies. Of the Sandwich Islands government when first known, described as consisting of a king with turbulent chiefs, who had been subjected in comparatively recent times, Ellis writes:—“The common people are generally considered as attached to the soil, and are transferred with the land from one chief to another.” Before the late changes in Fiji, there were enslaved districts; and of their inhabitants we read that they had to supply the chief’s houses “with daily food, and build and keep them in repair.” Though conquered peoples thus placed, differ widely in the degrees of their subjection (being at the one extreme, as in Fiji, liable to be eaten when wanted, and at the other extreme called on only to give specified proportions [II-294] of produce or labour); yet they remain alike as being undetached from their original places of residence. That serfdom in Europe originated in an analogous way, there is good reason to believe. In Greece we have the case of Crete, where, under the conquering Dorians, there existed a vassal population, formed, it would seem, partly of the aborigines and partly of preceding conquerors; of which the first were serfs attached to lands of the State and of individuals, and the others had become tributary landowners. In Sparta the like relations were established by like causes. There were the helots, who lived on, and cultivated, the lands of their Spartan masters, and the periœci, who had probably been, before the Dorian invasion, the superior class. So was it also in the Greek colonies afterwards founded, such as Syracuse, where the aborigines became serfs. Similarly in later times and nearer regions. When Gaul was overrun by the Romans, and again when Romanized Gaul was overrun by the Franks, there was little displacement of the actual cultivators of the soil, but these simply fell into lower positions: certainly lower political positions, and M. Guizot thinks lower industrial positions. Our own country yields illustrations.

“Among the Scottish Highlanders some entire septs or clans are stated to have been enslaved to others; and on the very threshold of Irish history we meet with a distinction between free and rent-paying tribes, which may possibly imply the same kind of superiority and subordination.”

In ancient British times, writes Pearson, “it is probable that, in parts at least, there were servile villages, occupied by a kindred but conquered race, the first occupants of the soil.” More trustworthy is the evidence which comes to us from old English days and Norman days. Professor Stubbs says—

“The ceorl had his right in the common land of his township; his Latin name, villanus, had been a symbol of freedom, but his privileges were bound to the land, and when the Norman lord took the land he took the villein with it. Still the villein retained his customary rights, his house and land and rights of wood and hay; his lord’s demesne depended for cultivation on his services, and he had in his lord’s sense of self-interest the sort of protection that was shared by the horse and the ox.”

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And of kindred import is the following passage from Innes:—

“I have said that of the inhabitants of the Grange, the lowest in the scale was the ceorl, bond, serf, or villein, who was transferred like the land on which he laboured, and who might be caught and brought back if he attempted to escape, like a stray ox or sheep. Their legal name of nativus, or neyf, which I have not found but in Britain, seems to point to their origin in the native race, the original possessors of the soil. . . . In the register of Dunfermline are numerous ‘genealogies,’ or stud-books, for enabling the lord to trace and reclaim his stock of serfs by descent. It is observable that most of them are of Celtic names.”

Clearly, a subjugated territory, useless without cultivators, was left in the hands of the original cultivators, because nothing was to be gained by putting others in their places; even could an adequate number of others be had. Hence, while it became the conqueror’s interest to tie each original cultivator to the soil, it also became his interest to let him have such an amount of produce as to maintain him and enable him to rear offspring, and it further became his interest to protect him against injuries which would incapacitate him for work.

To show how fundamental is the distinction between bondage of the primitive type and the bondage of serfdom, it needs but to add that while the one can, and does, exist among savages and pastoral tribes, the other becomes possible only after the agricultural stage is reached; for only then can there occur the bodily annexation of one society by another, and only then can there be any tying to the soil.

§ 458. Associated men who live by hunting, and to whom the area occupied is of value only as a habitat for game, cannot well have anything more than a common participation in the use of this occupied area: such ownership of it as they have, must be joint ownership. Naturally, then, at the outset all the adult males, who are at once hunters and warriors, are the common possessors of the undivided land, encroachment on which by other tribes they resist. Though, in the earlier pastoral state, especially where the barrenness of the [II-296] region involves wide dispersion, there is no definite proprietorship of the tract wandered over; yet, as is shown us in the strife between the herdsmen of Abraham and those of Lot respecting feeding grounds, some claims to exclusive use tend to arise; and at a later half-pastoral stage, as among the ancient Germans, the wanderings of each division fall within prescribed limits.

I refer to these facts by way of showing the identity established at the outset between the militant class and the land-owning class. For whether the group is one which lives by hunting or one which lives by feeding cattle, any slaves its members possess are excluded from land-ownership: the freemen, who are all fighting men, become, as a matter of course, the proprietors of their territory. This connexion in variously modified forms, long continues; and could scarcely do otherwise. Land being, in early settled communities, the almost exclusive source of wealth, it happens inevitably that during times in which the principle that might is right remains unqualified, personal power and ownership of the soil go together. Hence the fact that where, instead of being held by the whole society, land comes to be parcelled out among component village-communities, or among families, or among individuals, possession of it habitually goes along with the bearing of arms. In ancient Egypt “every soldier was a land-owner”—“had an allotment of land of about six acres.” In Greece the invading Hellenes, wresting the country from its original holders, joined military service with territorial endowment. In Rome, too, “every freeholder from the seventeenth to the sixtieth year of his age, was under obligation of service . . . so that even the emancipated slave had to serve who, in an exceptional case, had come into possession of landed property.” The like happened in the early Teutonic community. Joined with professional warriors, its army included “the mass of freemen arranged in families fighting for their homesteads and hearths:” such freemen, or markmen, owning land partly in common and partly as individual proprietors. [II-297] Or as is said of this same arrangement among the ancient English, “their occupation of the land as cognationes resulted from their enrolment in the field, where each kindred was drawn up under an officer of its own lineage and appointment;” and so close was this dependence that “a thane forfeited his hereditary freehold by misconduct in battle.”

Beyond the original connexion between militancy and land-owning, which naturally arises from the joint interest which those who own the land and occupy it, either individually or collectively, have in resisting aggressors, there arises later a further connexion. As, along with successful militancy, there progresses a social evolution which gives to a dominant ruler increased power, it becomes his custom to reward his leading soldiers by grants of land. Early Egyptian kings “bestowed on distinguished military officers” portions of the crown domains. When the barbarians were enrolled as Roman soldiers, “they were paid also by assignments of land, according to a custom which prevailed in the Imperial armies. The possession of these lands was given to them on condition of the son becoming a soldier like his father.” And that kindred usages were general throughout the feudal period, is a familiar truth: feudal tenancy being, indeed, thus constituted; and inability to bear arms being a reason for excluding women from succession. To exemplify the nature of the relation established, it will suffice to name the fact that “William the Conqueror . . . distributed this kingdom into about 60,000 parcels, of nearly equal value [partly left in the hands of those who previously held it, and partly made over to his followers as either owners or suzerains], from each of which the service of a soldier was due;” and the further fact that one of his laws requires all owners of land to “swear that they become vassals or tenants,” and will “defend their lord’s territories and title as well as his person” by “knight-service on horseback.”

That this original relation between landowning and militancy long survived, we are shown by the armorial bearings [II-298] of county families, as well as by the portraits of family ancestors, who are mostly represented in military costume.

§ 459. Setting out with the class of warriors, or men bearing arms, who in primitive communities are owners of the land, collectively or individually, or partly one and partly the other, there arises the question—How does this class differentiate into nobles and freemen?

The most general reply is, of course, that since the state of homogeneity is by necessity unstable, time inevitably brings about inequalities of positions among those whose positions were at first equal. Before the semi-civilized state is reached, the differentiation cannot become decided; because there can be no larger accumulations of wealth, and because the laws of descent do not favour maintenance of such accumulations as are possible. But in the pastoral, and still more in the agricultural, community, especially where descent through males has been established, several causes of differentiation come into play. There is, first, unlikeness of kinship to the head man. Obviously, in course of generations, the younger descendants of the younger become more and more remotely related to the eldest descendant of the eldest; and social inferiority arises. As the obligation to execute blood-revenge for a murdered member of the family does not extend beyond a certain degree of relationship (in ancient France not beyond the seventh), so neither does the accompanying distinction. From the same cause comes inferiority in point of possessions. Inheritance by the eldest male from generation to generation, works the effect that those who are the most distantly connected in blood with the head of the group, are also the poorest. Then there cooperates with these factors a consequent factor; namely, the extra power which greater wealth gives. For when there arises disputes within the tribe, the richer are those who, by their better appliances for defence and their greater ability to purchase aid, naturally have the advantage over the poorer. Proof that this is a [II-299] potent cause is found in a fact named by Sir Henry Maine. “The founders of a part of our modern European aristocracy, the Danish, are known to have been originally peasants who fortified their houses during deadly village struggles and then used their advantage.” Such superiorities of position, once initiated, are increased in another way. Already in the last chapter we have seen that communities are to a certain extent increased by the addition of fugitives from other communities—sometimes criminals, sometimes those who are oppressed. While, in places where such fugitives belong to races of superior types, they often become rulers (as among many Indian hill-tribes, whose rajahs are of Hindoo extraction), in places where they are of the same race and cannot do this, they attach themselves to those of chief power in their adopted tribe. Sometimes they yield up their freedom for the sake of protection: a man makes himself a slave by breaking a spear in the presence of his wished-for master, as among the East Africans, or by inflicting some small bodily injury upon him, as among the Fulahs. In ancient Rome the semi-slave class distinguished as clients, originated by this voluntary acceptance of servitude with safety. But where his aid promises to be of value in war, the fugitive offers himself as a warrior in exchange for maintenance and refuge. Other things equal, he chooses for master some one marked by superiority of power and property; and thus enables the man already dominant to become more dominant. Such armed dependents, having as aliens no claims to the lands of the group, and bound to its head only by fealty, answer in position to the comites as found in the early German communities, and as exemplified in old English times by the “Huscarlas” (Housecarls), with whom nobles surrounded themselves. Evidently, too, followers of this kind, having certain interests in common with their protector and no interests in common with the rest of the community, become, in his hands, the means of usurping communal rights and elevating himself while depressing the rest.

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Step by step the contrast strengthens. Beyond such as have voluntarily made themselves slaves to a head man, others have become enslaved by capture in the wars meanwhile going on, others by staking themselves in gaming, others by purchase, others by crime, others by debt. And of necessity the possession of many slaves, habitually accompanying wealth and power, tends further to increase that wealth and power, and to mark off still more the higher rank from the lower.

And then, finally, the inferior freeman finds himself so much at the mercy of the superior freeman, or noble, and his armed followers of alien origin, that it becomes needful for safety’s sake to be also a follower; and, at first voluntary, the relation of dependence grows more and more compulsory. “The freeman might choose his Lord, he might determine to whom, in technical phrase, he should commend himself; but a Lord he must have, a Lord to act at once as his protector and as his surety.”

§ 460. Certain concomitant influences generate differences of nature, physical and mental, between those members of a community who have attained superior positions, and those who have remained inferior. Unlikenesses of status once initiated, lead to unlikenesses of life, which, by the constitutional changes they work, presently make the unlikenesses of status more difficult to alter.

First there comes difference of diet and its effects. In the habit, common among primitive tribes, of letting the women subsist on the leavings of the men, and in the accompanying habit of denying to the younger men certain choice viands which the older men eat, we see exemplified the inevitable proclivity of the strong to feed themselves at the expense of the weak; and when there arise class-divisions, there habitually results better nutrition of the superior than of the inferior. Forster remarks that in the Society Islands the lower classes often suffer from a scarcity of food which never [II-301] extends to the upper classes. In the Sandwich Islands the flesh of such animals as they have, is eaten principally by the chiefs. Of cannibalism among the Fijians, Seeman says—“the common people throughout the group, as well as women of all classes, were by custom debarred from it.” These instances sufficiently indicate the contrast that everywhere arises between the diets of the ruling few and of the subject many. Naturally by such differences in diet, and accompanying differences in clothing, shelter, and strain on the energies, are eventually produced physical differences. Of the Fijians we read that “the chiefs are tall, well made, and muscular; while the lower orders manifest the meagreness arising from laborious service and scanty nourishment.” The chiefs among the Sandwich Islanders “are tall and stout, and their personal appearance is so much superior to that of the common people, that some have imagined them a distinct race.” Ellis, verifying Cook, says of the Tahitians, that the chiefs are, “almost without exception, as much superior to the peasantry . . . in physical strength as they are in rank and circumstances;” and Erskine notes a parallel contrast among the Tongans. That the like holds of the African races may be inferred from Reade’s remark that—

“The court lady is tall and elegant; her skin smooth and transparent; her beauty has stamina and longevity. The girl of the middle classes, so frequently pretty, is very often short and coarse, and soon becomes a matron; while, if you descend to the lower classes, you will find good looks rare, and the figure angular, stunted, sometimes almost deformed.” [*]

Simultaneously there arise between rulers and ruled, unlikenesses of bodily activity and skill. Occupied, as those of higher rank commonly are, in the chase when not occupied in war, they have a life-long discipline of a kind conducive to various physical superiorities; while, contrariwise, those occupied in agriculture, in carrying burdens, and in other [II-302] drudgeries, partially lose what agility and address they naturally had. Class-predominance is thus further facilitated.

And then there are the respective mental traits produced by daily exercise of power and by daily submission to power. The ideas, and sentiments, and modes of behaviour, perpetually repeated, generate on the one side an inherited fitness for command, and on the other side an inherited fitness for obedience; with the result that, in course of time, there arises on both sides the belief that the established relations of classes are the natural ones.

§ 461. By implying habitual war among settled societies, the foregoing interpretations have implied the formation of compound societies. Such class-divisions as have been described, are therefore usually complicated by further class-divisions arising from the relations established between those conquerors and conquered whose respective groups already contain class-divisions.

This increasing differentiation which accompanies increasing integration, is clearly seen in such semi-civilized societies as that of the Sandwich Islanders. Their ranks are—

“1. King, queens, and royal family, along with the councillor or chief minister of the king. 2. The governors of the different islands, and the chiefs of several large divisions. Many of these are descendants of those who were kings of the respective islands in Cook’s time, and until subdued by T-amehameha. 3. Chiefs of districts or villages, who pay a regular rent for the land, cultivating it by means of their dependants, or letting it out to tenants. This rank includes also the ancient priests. 4. The labouring classes—those renting small portions of land, those working on the land for food and clothing, mechanics, musicians, and dancers.”

And, as shown elsewhere, these labouring classes are otherwise divisible into—artizans, who are paid wages; serfs, attached to the soil; and slaves. Inspection makes it tolerably clear that the lowest chiefs, once independent, were reduced to the second rank when adjacent chiefs conquered them and became local kings; and that they were reduced to the third rank at the same time that these local kings became [II-303] chiefs of the second rank, when, by conquest, a kingship of the whole group was established. Other societies in kindred stages show us kindred divisions, similarly to be accounted for. Among the New Zealanders there are six grades; there are six among the Ashantees; there are five among the Abyssinians; and other more or less compounded African States present analogous divisions. Perhaps ancient Peru furnishes as clear a case as any of the superposition of ranks resulting from subjugation. The petty kingdoms which were massed together by the conquering Yncas, were severally left with the rulers and their subordinates undisturbed; but over the whole empire there was a superior organization of Ynca rulers of various grades. That kindred causes produced kindred effects in early Egyptian times, is inferable from traditions and remains which tell us both of local struggles which ended in consolidation, and of conquests by invading races; whence would naturally result the numerous divisions and sub-divisions which Egyptian society presented: an inference justified by the fact that under Roman dominion, there was a re-complication caused by the superposing of Roman governing agencies upon native governing agencies. Passing over other ancient instances, and coming to the familiar case of our own country, we may note how, from the followers of the conquering Normans, there arose the two ranks of the greater and lesser barons, holding their land directly from the king, while the old English thanes were reduced to the rank of sub-feudatories. Of course where perpetual wars produce, first, small aggregations, and then larger ones, and then dissolutions, and then reaggregations, and then unions of them, various in their extents, as happened in mediæval Europe, there result very numerous divisions. In the Merovingian kingdoms there were slaves having seven different origins; there were serfs of more than one grade; there were freedmen—men who, though emancipated, did not rank with the fully free; and there were two other classes less than free—the liten and the coloni. Of the free there [II-304] were three classes—independent landowners; freemen in relations of dependence with other freemen, of whom there were two kinds; and freemen in special relations with the king, of whom there were three kinds.

And here, while observing in these various cases how greater political differentiation is made possible by greater political integration, we may also observe that in early stages, while social cohesion is small, greater political integration is made possible by greater political differentiation. For the larger the mass to be held together, while incoherent, the more numerous must be the agents standing in successive degrees of subordination to hold it together.

§ 462. The political differentiations which militancy originates, and which for a long time increase in definiteness, so that mixture of ranks by marriage is made a crime, are at later stages, and under other conditions, interfered with, traversed, and partially or wholly destroyed.

Where, for ages and in varying degrees, war has been producing aggregations and dissolutions, the continual breaking up and re-forming of social bonds, obscures the original divisions established in the ways described: instance the state of things in the Merovingian kingdoms just named. And where, instead of conquests by kindred adjacent societies, which in large measure leave standing the social positions and properties of the subjugated, there are conquests by alien races carried on more barbarously, the original grades may be practically obliterated, and, in place of them, there may come grades established entirely by appointment of the despotic conqueror. In parts of the East, where such over-runnings of race by race have been going on from the earliest recorded times, we see this state of things substantially realized. There is little or nothing of hereditary rank; and the only rank recognized is that of official position. Besides the different grades of appointed state-functionaries, there are no class-distinctions having political meanings.

[II-305]

A tendency to subordination of the original ranks, and a substitution of new ranks, is otherwise caused: it accompanies the progress of political consolidation. The change which occurred in China illustrates this effect. Gutzlaff says—

“Mere title was afterwards (on the decay of the feudal system) the reward bestowed by the sovereign. . . . and the haughty and powerful grandees of other countries are here the dependent and penurious servants of the Crown. . . . The revolutionary principle of levelling all classes has been carried, in China, to a very great extent. . . . This is introduced for the benefit of the sovereign, to render his authority supreme.”

The causes of such changes are not difficult to see. In the first place the subjugated local rulers, losing, as integration advances, more and more of their power, lose, consequently, more and more of their actual, if not of their nominal, rank: passing from the condition of tributary rulers to the condition of subjects. Indeed, jealousy on the part of the monarch sometimes prompts positive exclusion of them from influential positions; as in France, where “Louis XIV. systematically excluded the nobility from ministerial functions.” Presently their distinction is further diminished by the rise of competing ranks created by State-authority. Instead of the titles inherited by the land-possessing military chiefs, which were descriptive of their attributes and positions, there come to be titles conferred by the sovereign. Certain of the classes thus established are still of military origin; as the knights made on the battle-field, sometimes in large numbers before battle, as at Agincourt, when 500 were thus created, and sometimes afterwards in reward for valour. Others of them arise from the exercise of political functions of different grades; as in France, where, in the seventeenth century, hereditary nobility was conferred on officers of the great council and officers of the chamber of accounts. The administration of law, too, originates titles of honour. In France, in 1607, nobility was granted to doctors, regents, and professors of law; and “the superior courts obtained, in 1644, the privileges of nobility of the first degree.” So that, as Warnkœnig remarks, “the [II-306] original conception of nobility was in the course of time so much widened that its primitive relation to the possession of a fief is no longer recognizable, and the whole institution seems changed.” These, with kindred instances which our own country and other European countries furnish, show us both how the original class-divisions become blurred, and how the new class-divisions are distinguished by being delocalized. They are strata which run through the integrated society, having, many of them, no reference to the land and no more connexion with one place than with another. It is true that of the titles artificially conferred, the higher are habitually derived from the names of districts and towns: so simulating, but only simulating, the ancient feudal titles expressive of actual lordship over territories. The other modern titles, however, which have arisen with the growth of political, judicial, and other functions, have not even nominal references to localities. This change naturally accompanies the growing integration of the parts into a whole, and the rise of an organization of the whole which disregards the divisions among the parts.

More effective still in weakening those primitive political divisions initiated by militancy, is increasing industrialism. This acts in two ways—firstly, by creating a class having power derived otherwise than from territorial possessions or official positions; and, secondly, by generating ideas and sentiments at variance with the ancient assumptions of class-superiority. As we have already seen, rank and wealth are at the outset habitually associated. Existing uncivilized peoples still show us this relation. The chief of a kraal among the Koranna Hottentots is “usually the person of greatest property.” In the Bechuana language “the word kosi . . . has a double acceptation, denoting either a chief or a rich man.” Such small authority as a Chinook chief has, “rests on riches, which consists in wives, children, slaves, boats, and shells.” Rude European peoples, like the Albanians, yield kindred facts: the heads of their communes [II-307] “sont en general les gens les plus riches.” Indeed it is manifest that before the development of commerce, and while possession of land could alone give largeness of means, lordship and riches were directly connected; so that, as Sir Henry Maine remarks, “the opposition commonly set up between birth and wealth, and particularly wealth other than landed property, is entirely modern.” When, however, with the arrival of industry at that stage in which wholesale transactions bring large profits, there arise traders who vie with, and exceed, many of the landed nobility in wealth; and when by conferring obligations on kings and nobles, such traders gain social influence; there comes an occasional removal of the barrier between them and the titled classes. In France the process began as early as 1271, when there were issued letters ennobling Raoul the goldsmith—“the first letters conferring nobility in existence” in France. The precedent once established is followed with increasing frequency; and sometimes, under pressure of financial needs, there grows up the practice of selling titles, in disguised ways or openly. In France, in 1702, the king ennobled 200 persons at 3,000 livres a-head; in 1706, 500 persons at 6,000 livres a-head. And then the breaking down of the ancient political divisions thus caused, is furthered by that weakening of them consequent on the growing spirit of equality fostered by industrial life. In proportion as men are habituated to maintain their own claims while respecting the claims of others, which they do in every act of exchange, whether of goods for money or of services for pay, there is produced a mental attitude at variance with that which accompanies subjection; and, as fast as this happens, such political distinctions as imply subjection, lose more and more of that respect which gives them strength.

§ 463. Class-distinctions, then, date back to the beginnings of social life. Omitting these small wandering assemblages which are so incoherent that their component parts are [II-308] ever changing their relations to one another and to the environment, we see that wherever there is some coherence and some permanence of relation among the parts, there begin to arise political divisions. Relative superiority of power, first causing a differentiation at once domestic and social, between the activities of the sexes and the consequent positions of the sexes, presently begins to cause a differentiation among males, shown in the bondage of captives: a masterclass and a slave-class are formed.

Where men continue the wandering life in pursuit of wild food for themselves or their cattle, the groups they form are debarred from doing more by war than appropriate one another’s units individually; but where men have passed into the agricultural or settled state, it becomes possible for one community to take possession bodily of another community, along with the territory it occupies. When this happens there arise additional class-divisions. The conquered and tribute-paying community, besides having its headmen reduced to subjection, has its people reduced to a state such that, while they continue to live on their lands, they yield up, through the intermediation of their chiefs, part of the produce to the conquerors: so foreshadowing what eventually becomes a serf-class.

From the beginning the militant class, being by force of arms the dominant class, becomes the class which owns the source of food—the land. During the hunting and pastoral stages, the warriors of the group hold the land collectively. On passing into the settled state, their tenures become partly collective and partly individual in sundry ways, and eventually almost wholly individual. But throughout long stages of social evolution, landowning and militancy continue to be associated.

The class-differentiation of which militancy is the active cause, is furthered by the establishment of definite descent, and especially male descent, and by the transmission of position and property to the eldest son of the eldest continually. [II-309] This conduces to inequalities of position and wealth between near kindred and remote kindred; and such inequalities once initiated, tend to increase; since it results from them that the superior get greater means of maintaining their power by accumulating appliances for offence and defence.

Such differentiation is augmented, at the same time that a new differentiation is set up, by the immigration of fugitives who attach themselves to the most powerful member of the group: now as dependants who work, and now as armed followers—armed followers who form a class bound to the dominant man and unconnected with the land. And since, in clusters of such groups, fugitives ordinarily flock most to the strongest group, and become adherents of its head, they are instrumental in furthering those subsequent integrations and differentiations which conquests bring about.

Inequalities of social position, bringing inequalities in the supplies and kinds of food, clothing, and shelter, tend to establish physical differences: to the further advantage of the rulers and disadvantage of the ruled. And beyond the physical differences, there are produced by the respective habits of life, mental differences, emotional and intellectual, strengthening the general contrast of nature.

When there come the conquests which produce compound societies, and, again, doubly compound ones, there result superpositions of ranks. And the general effect is that, while the ranks of the conquering society become respectively higher than those which existed before, the ranks of the conquered society become respectively lower.

The class-divisions thus formed during the earlier stages of militancy, are traversed and obscured as fast as many small societies are consolidated into one large society. Ranks referring to local organization are gradually replaced by ranks referring to general organization. Instead of deputy and sub-deputy governing agents who are the militant owners of the sub-divisions they rule, there come governing agents who more or less clearly form strata running throughout the [II-310] society as a whole—a concomitant of developed political administration.

Chiefly, however, we have to note that while the higher political evolution of large social aggregates, tends to break down the divisions of rank which grew up in the small component social aggregates, by substituting other divisions, these original divisions are still more broken down by growing industrialism. Generating a wealth that is not connected with rank, this initiates a competing power; and at the same time, by establishing the equal positions of citizens before the law in respect of trading transactions, it weakens those divisions which at the outset expressed inequalities of position before the law.

As verifying these interpretations, I may add that they harmonize with the interpretations of ceremonial institutions already given. When the conquered enemy is made a slave, and mutilated by taking a trophy from his body, we see simultaneously originating the deepest political distinction and the ceremony which marks it; and with the continued militancy that compounds and re-compounds social groups, there goes at once the development of political distinctions and the development of ceremonies marking them. And as we before saw that growing industrialism diminishes the rigour of ceremonial rule, so here we see that it tends to destroy those class-divisions which militancy originates, and to establish quite alien ones which indicate differences of position consequent on differences of aptitude for the various functions which an industrial society needs.

 


 

[II-311]

CHAPTER V.

POLITICAL FORMS AND FORCES.

§ 464. The conceptions of biologists have been greatly enlarged by the discovery that organisms which, when adult, appear to have scarcely anything in common, were, in their first stages, very similar; and that, indeed, all organisms start with a common structure. Recognition of this truth has revolutionized not only their ideas respecting the relations of organisms to one another, but also their ideas respecting the relations of the parts of each organism to one another.

If societies have evolved, and if that mutual dependence of their parts which cooperation implies, has been gradually reached, then the implication is that however unlike their developed structures become, there is a rudimentary structure with which they all set out. And if there can be recognized any such primitive unity, recognition of it will help us to interpret the ultimate diversity. We shall understand better how in each society the several components of the political agency have come to be what we now see them; and also how those of one society are related to those of another.

Setting out with an unorganized horde, including both sexes and all ages, let us ask what must happen when some public question, as that of migration, or of defence against enemies, has to be decided. The assembled individuals will fall, more or less clearly, into two divisions. The elder, the stronger, and those whose sagacity and courage have been proved by experience, will form the smaller part, who carry [II-312] on the discussion; while the larger part, formed of the young, the weak, and the undistinguished, will be listeners, who usually do no more than express from time to time assent or dissent. A further inference may safely be drawn. In the cluster of leading men there is sure to be one whose weight is greater than that of any other—some aged hunter, some distinguished warrior, some cunning medicine-man, who will have more than his individual share in forming the resolution finally acted upon. That is to say, the entire assemblage will resolve itself into three parts. To use a biological metaphor, there will, out of the general mass, be differentiated a nucleus and a nucleolus.

These first traces of political structure which we infer à priori must spontaneously arise, we find have arisen among the rudest peoples: repetition having so strengthened them as to produce a settled order. When, among the aborigines of Victoria, a tribe plans revenge on another tribe supposed to have killed one of its members, “a council is called of all the old men of the tribe. . . The women form an outer circle round the men. . . The chief [simply ‘a native of influence’] opens the council.” And what we here see happening in an assemblage having no greater differences than those based on strength, age, and capacity, happens when, later, these natural distinctions have gained definiteness. In illustration may be named the account which Schoolcraft gives of a conference at which the Chippewas, Ottawas, and Pottowattomies met certain United States’ Commissioners: Schoolcraft being himself present. After the address of the head commissioner had been delivered, the speaking on behalf of the Indians was carried on by the principal chiefs: the lead being taken by “a man venerable for his age and standing.” Though Schoolcraft does not describe the assemblage of undistinguished people, yet that they were present is shown by a passage in one of the native speeches:—“Behold! see my brethren, both young and old—the warriors and chiefs—the women and children of my nation.” And [II-313] that the political order observed on this occasion was the usual order, is implied by its recurrence even in parts of America where chiefs have become marked off by ascribed nobility; as instance the account of one of the Central American tribes, who “have frequent reunions in their council-house at night. The hall is then lighted up by a large fire, and the people sit with uncovered heads, listening respectfully to the observations and decisions of the ahuales—men over forty years of age, who have occupied public positions, or distinguished themselves in some way.” Among peoples unlike in type and remote in locality, we find, modified in detail but similar in general character, this primitive governmental form. Of the Hill tribes of India may be instanced the Khonds, of whom we read that—

“Assemblies of the whole tribe, or of any of its sub-divisions, are convened, to determine questions of general importance. The members of every society, however, have a right to be present at all its councils, and to give their voices on the questions mooted, although the patriarchs alone take part in their public discussion.” . . . “The federal patriarchs, in like manner, consult with the heads of tribes, and assemble when necessary the entire population of the federal group.”

In New Zealand, too, the government was conducted in accordance with public opinion expressed in general assemblies; and the chiefs “could not declare peace or war, or do anything affecting the whole people, without the sanction of the majority of the clan.” Of the Tahitians, Ellis tells us that the king had a few chiefs as advisers, but that no affair of national importance could be undertaken without consulting the land-holders or second rank, and also that public assemblies were held. Similarly of the Malagasy. “The greatest national council in Madagascar is an assembly of the people of the capital, and the heads of the provinces, towns, villages, &c.” The king usually presides in person.

Though in these last cases we see considerable changes in the relative powers of the three components, so that the inner few have gained in authority at the expense of the outer many, yet all three are still present; and they continue to [II-314] be present when we pass to sundry historic peoples. Even of the Phœnicians, Movers notes that “in the time of Alexander a war was decided upon by the Tyrians without the consent of the absent king, the senate acting together with the popular assembly.” Then there is the familiar case of the Homeric Greeks, whose Agora, presided over by the king, was “an assembly for talk, communication and discussion to a certain extent by the chiefs, in presence of the people as listeners and sympathisers,” who were seated around; and that the people were not always passive is shown by the story of Thersitês, who, ill-used though he was by Odysseus and derided by the crowd for interfering, had first made his harangue. Again, the king, the senate, and the freemen, in early Roman times, stood in relations which had manifestly grown out of those existing in the original assembly; for though the three did not simultaneously co-operate, yet on important occasions the king communicated his proposals to the assembled burgesses, who expressed their approval or disapproval, and the clan-chiefs, forming the senate, though they did not debate in public, had yet such joint power that they could, on occasion, negative the decision of king and burgesses. Concerning the primitive Germans, Tacitus, as translated by Mr. Freeman, writes—

“On smaller matters the chiefs debate, on greater matters all men; but so that those things whose final decision rests with the whole people are first handled by the chiefs. . . . The multitude sits armed in such order as it thinks good; silence is proclaimed by the priests, who have also the right of enforcing it. Presently the king or chief, according to the age of each, according to his birth, according to his glory in war or his eloquence, is listened to, speaking rather by the influence of persuasion than by the power of commanding. If their opinions give offence, they are thrust aside with a shout; if they approved, the hearers clash their spears.”

Similarly among the Scandinavians, as shown us in Iceland, where, besides the general Al-thing annually held, which it was “disreputable for a freeman not to attend,” and at which “people of all classes in fact pitched their tents,” there were local assemblies called Var-things “attended by all the freemen [II-315] of the district, with a crowd of retainers . . . both for the discussion of public affairs and the administration of justice . . . Within the circle [formed for administering justice] sat the judges, the people standing on the outside. In the account given by Mr. Freeman of the yearly meetings in the Swiss cantons of Uri and Appenzell, we may trace this primitive political form as still existing; for though the presence of the people at large is the fact principally pointed out, yet there is named, in the case of Uri, the body of magistrates or chosen chiefs who form the second element, as well as the head magistrate who is the first element. And that in ancient England there was a kindred constitution of the Witenagemót, is indirectly proved; as witness the following passage from Freeman’s Growth of the English Constitution:

“No ancient record gives us any clear or formal account of the constitution of that body. It is commonly spoken of in a vague way as a gathering of the wise, the noble, the great men. But, alongside passages like these, we find other passages which speak of it in a way which implies a far more popular constitution. King Eadward is said to be chosen King by ‘all folk.’ Earl Godwine ‘makes his speech before the king and all the people of the land.’ ”

And the implication, as Mr. Freeman points out, is that the share taken by the people in the proceedings was that of expressing by shouts their approval or disapproval.

This form of ruling agency is thus shown to be the fundamental form, by its presence at the outset of social life and by its continuance under various conditions. Not among peoples of superior types only, such as Aryans and some Semites, do we find it, but also among sundry Malayo-Polynesians, among the red men of North America, the Dravidian tribes of the Indian hills, the aborigines of Australia. In fact, as already implied, governmental organization could not possibly begin in any other way. On the one hand, no controlling force at firsts exists save that of the aggregate will as manifested in the assembled horde. On the other hand, leading parts in determining this aggregate will are inevitably taken by the few whose superiority is recognized. And of [II-316] these predominant few, some one is sure to be most predominant. That which we have to note as specially significant, is not that a free form of government is the primitive form; though this is an implication which may be dwelt upon. Nor are we chiefly concerned with the fact that at the very beginning there shows itself that separation of the superior few from the inferior many, which becomes marked in later stages; though this, too, is a fact which may be singled out and emphasized. Nor is attention to be mainly directed to the early appearance of a man whose controlling power is greater than that of any other; though the evidence given may be cited to prove this. But here we have to note, particularly, the truth that at the outset may be discerned the vague outlines of a tri-une political structure.

§ 465. Of course the ratios among the powers of these three components are in no two cases quite the same; and, as implied in sundry of the above examples, they everywhere undergo more or less change—change determined here by the emotional natures of the men composing the group; there by the physical circumstances as favouring or hindering independence; now by the activities as warlike or peaceful; and now by the exceptional characters of particular individuals.

Unusual sagacity, skill, or strength, habitually regarded by primitive men as supernatural, may give to some member of the tribe an influence which, transmitted to a successor supposed to inherit his supernatural character, establishes an authority subordinating both that of the other leading men and that of the mass. Or from a division of labour such that while some remain exclusively warriors the rest are in a measure otherwise occupied, it may result that the two superior components of the political agency get power to over-ride the third. Or the members of the third, keeping up habits which make coercion of them difficult or impossible, may maintain a general predominance over the other two. And then the relations of these three governing elements to the [II-317] entire community may, and ordinarily do, undergo change by the formation of a passive class excluded from their deliberations—a class at first composed of the women and afterwards containing also the slaves or other dependents.

War successfully carried on, not only generates this passive class, but also, implying as it does subjection to leaders, changes more or less decidedly the relative powers of these three parts of the political agency. As, other things equal, groups in which there is little subordination are subjugated by groups in which subordination is greater, there is a tendency to the survival and spread of groups in which the controlling power of the dominant few becomes relatively great. In like manner, since success in war largely depends on that promptitude and consistency of action which singleness of will gives, there must, where warfare is chronic, be a tendency for members of the ruling group to become more and more obedient to its head: failure in the struggle for existence among tribes otherwise equal, being ordinarily a consequence of disobedience. And then it is also to be noted that the over-runnings of societies one by another, repeated and re-repeated as they often are, have the effect of obscuring and even obliterating the traces of the original structure.

While, however, recognizing the fact that during political evolution these three primitive components alter their proportions in various ways and degrees, to the extent that some of them become mere rudiments or wholly disappear, it will greatly alter our conception of political forms if we remember that they are all derived from this primitive form—that a despotism, an oligarchy, or a democracy, is a type of government in which one of the original components has greatly developed at the expense of the other two; and that the various mixed types are to be arranged according to the degrees in which one or other of the original components has the greater influence.

§ 466. Is there any fundamental unity of political forces [II-318] accompanying this fundamental unity of political forms? While losing sight of the common origin of the structures, have we not also become inadequately conscious of the common source of their powers? How prone we are to forget the ultimate while thinking of the proximate, it may be worth while pausing a moment to observe.

One who in a storm watches the breaking up of a wreck or the tearing down of a sea-wall, is impressed by the immense energy of the waves. Of course, when it is pointed out that in the absence of winds no such results can be produced, he recognizes the truth that the sea is in itself powerless, and that the power enabling it to destroy vessels and piers is given by the currents of air which roughen its surface. If he stops short here, however, he fails to identify the force which works these striking changes. Intrinsically, the air is just as passive as the water is. There would be no winds were it not for the varying effects of the Sun’s heat on different parts of the Earth’s surface. Even when he has traced back thus far the energy which undermines cliffs and makes shingle, he has not reached its source; for in the absence of that continuous concentration of the solar mass caused by the mutual gravitation of its parts, there would be no solar radiations.

The tendency here illustrated, which all have in some degree and most in a great degree, to associate power with the visible agency exercising it rather than with its inconspicuous source, has, as above implied, a vitiating influence on conceptions at large, and, among others, on political ones. Though the habit, general in past times, of regarding the powers of governments as inherent, has been, by the growth of popular institutions, a good deal qualified; yet, even now, there is no clear apprehension of the fact that governments are not themselves powerful, but are the instrumentalities of a power. This power existed before governments arose; governments were themselves produced by it; and it ever continues to be that which, disguised more or less completely, works through them. Let us go back to the beginning.

[II-319]

The Greenlanders are entirely without political control; having nothing which represents it more nearly than the deference paid to the opinion of some old man, skilled in seal-catching and the signs of the weather. But a Greenlander who is aggrieved by another, has his remedy in what is called a singing combat. He composes a satirical poem, and challenges his antagonist to a satirical duel in face of the tribe: “he who has the last word wins the trial.” And then Crantz adds—“nothing so effectually restrains a Greenlander from vice, as the dread of public disgrace.” Here we see operating in its original unqualified way, that governing influence of public sentiment which precedes more special governing influences. The dread of social reprobation is in some cases enforced by the dread of banishment. Among the otherwise unsubordinated Australians, they “punish each other for such offences as theft, sometimes by expulsion from the camp.” Of one of the Columbian tribes we read that “the Salish can hardly be said to have any regular form of government;” and then, further, we read that “criminals are sometimes punished by banishment from their tribe.” Certain aborigines of the Indian hills, widely unlike these Columbians in type and in mode of life, show us a similar relation between undeveloped political restraint and the restraint of aggregate feeling. Among the Bodo and the Dhimáls, whose village heads are simply respected elders with no coercive powers, those who offend against customs “are admonished, fined, or excommunicated, according to the degree of the offence.” But the controlling influence of public sentiment in groups which have little or no organization, is best shown in the force with which it acts on those who are bound to avenge murders. Concerning the Australian aborigines, Sir George Grey writes:—

“The holiest duty a native is called on to perform is that of avenging the death of his nearest relation, for it is his peculiar duty to do so; until he has fulfilled this task, he is constantly taunted by the old women; his wives, if he is married, would soon quit him; if he is unmarried, not a single young woman would speak to him; his mother [II-320] would constantly cry, and lament that she should ever have given birth to so degenerate a son; his father would treat him with contempt, and reproaches would constantly be sounded in his ear.”

We have next to note that for a long time after political control has made its appearance, it remains conspicuously subordinate to this control of general feeling; both because, while there are no developed governmental structures, the head man has but little ability to enforce his will, and because such ability as he has, if unduly exercised, causes desertion. All parts of the world furnish illustrations. In America among the Snake Indians “each individual is his own master, and the only control to which his conduct is subjected, is the advice of a chief supported by his influence over the opinions of the rest of the tribe.” Of a Chinook chief we are told that his ability to render service to his neighbours, and the popularity which follows it, is at once the foundation and the measure of his authority.” If a Dakota “wishes to do mischief, the only way a chief can influence him is to give him something, or pay him to desist from his evil intentions. The chief has no authority to act for the tribe, and dare not do it.” And among the Creeks, more advanced in political organization though they are, the authority of the elected chiefs “continues during good behaviour. The disapproval of the body of the people is an effective bar to the exercise of their powers and functions.” Turning to Asia, we read that the bais or chiefs of the Khirgiz “have little power over them for good or evil. In consideration of their age and blood, some deference to their opinions is shown, but nothing more.” The Ostyaks “pay respect, in the fullest sense of the word, to their chief, if wise and valiant, but this homage is voluntary, and founded on personal regard.” And of the Naga chiefs Butler says—“Their orders are obeyed so far only as they accord with the wishes and convenience of the community.” So, too, is it in parts of Africa; as instance the Koranna Hottentots. “A chief or captain presides over each clan or kraal, being usually the person of greatest property; [II-321] but his authority is extremely limited, and only obeyed so far as it meets the general approbation.” And even among the more politically-organized Kaffirs, there is a kindred restraint. The king “makes laws and executes them according to his sole will. Yet there is a power to balance his in the people: he governs only so long as they choose to obey.” They leave him if he governs ill.

In its primitive form, then, political power is the feeling of the community, acting through an agency which it has either informally or formally established. Doubtless, from the beginning, the power of the chief is in part personal: his greater strength, courage, or cunning, enables him in some degree to enforce his individual will. But, as the evidence shows, his individual will is but a small factor; and the authority he wields is proportionate to the degree in which he expresses the wills of the rest.

§ 467. While this public feeling, which first acts by itself and then partly through an agent, is to some extent the feeling spontaneously formed by those concerned, it is to a much larger extent the opinion imposed on them or prescribed for them. In the first place, the emotional nature prompting the general mode of conduct is derived from ancestors—is a product of all ancestral activities; and in the second place, the special desires which, directly or indirectly, determine the courses pursued, are induced during early life by seniors, and enlisted on behalf of beliefs and usages which the tribe inherits. The governing sentiment is, in short, mainly the accumulated and organized sentiment of the past.

It needs but to remember the painful initiation which, at a prescribed age, each member of a tribe undergoes (submitting to circumcision, or knocking out of teeth, or gashing of the flesh or tattooing)—it needs but to remember that from these imperative customs there is no escape; to see that the directive force which exists before a political agency arises, and which afterwards makes the political agency its organ, [II-322] is the gradually-formed opinion of countless preceding generations; or rather, not the opinion, which, strictly speaking, is an intellectual product wholly impotent, but the emotion associated with the opinion. This we everywhere find to be at the outset the chief controlling power.

The notion of the Tupis that “if they departed from the customs of their forefathers they should be destroyed,” may be named as a definite manifestation of the force with which this transmitted opinion acts. In one of the rudest tribes of the Indian hills, the Juángs, less clothed than even Adam and Eve are said to have been, the women long adhered to their bunches of leaves in the belief that change was wrong. Of the Koranna Hottentots we read that “when ancient usages are not in the way, every man seems to act as is right in his own eyes.” Though the Damara chiefs “have the power of governing arbitrarily, yet they venerate the traditions and customs of their ancestors.” Smith says, “laws the Araucanians can scarcely be said to have, though there are many ancient usages which they hold sacred and strictly observe.” According to Brooke, among the Dyaks custom simply seems to have become law, and breaking the custom leads to a fine. In the minds of some clans of the Malagasy, “innovation and injury are . . . . inseparable, and the idea of improvement altogether inadmissible.”

This control by inherited usages is not simply as strong in groups of men who are politically unorganized, or but little organized, as it is in advanced tribes and nations, but it is stronger. As Sir John Lubbock remarks—“No savage is free. All over the world his daily life is regulated by a complicated and apparently most inconvenient set of customs (as forcible as laws), of quaint prohibitions and privileges.” Though one of these rude societies appears structureless, yet its ideas and usages form a kind of invisible framework for it, serving rigorously to restrain certain classes of its actions. And this invisible framework has been slowly and unconsciously shaped, during daily activities impelled by prevailing [II-323] feelings and guided by prevailing thoughts, through generations stretching back into the far past.

In brief, then, before any definite agency for social control is developed, there exists a control arising partly from the public opinion of the living, and more largely from the public opinion of the dead.

§ 468. But now let us note definitely a truth implied in some of the illustrations above given—the truth that when a political agency has been evolved, its power, largely dependent on present public opinion, is otherwise almost wholly dependent on past public opinion. The ruler, in part the organ of the wills of those around, is in a still greater degree the organ of the wills of those who have passed away; and his own will, much restrained by the first, is still more restrained by the last.

For his function as regulator is mainly that of enforcing the inherited rules of conduct which embody ancestral sentiments and ideas. Everywhere we are shown this. Among the Arafuras such decisions as are given by their elders, are “according to the customs of their forefathers, which are held in the highest regard.” So is it with the Khirgiz: “the judgments of the Bis, or esteemed elders, are based on the known and universally-recognized customs.” And in Sumatra “they are governed, in their various disputes, by a set of long-established customs (adat), handed down to them from their ancestors. . . . The chiefs, in pronouncing their decisions, are not heard to say, ‘so the law directs,’ but ‘such is the custom.’ ”

As fast as custom passes into law, the political head becomes still more clearly an agent through whom the feelings of the dead control the actions of the living. That the power he exercises is mainly a power which acts through him, we see on noting how little ability he has to resist it if he wishes to do so. His individual will is practically inoperative save where the overt or tacit injunctions of departed [II-324] generations leave him free. Thus in Madagascar, “in cases where there is no law, custom, or precedent, the word of the sovereign is sufficient.” Among the East Africans, “the only limit to the despot’s power is the Ada or precedent.” Of the Javans, Raffles writes—“the only restraint upon the will of the head of the government is the custom of the country, and the regard which he has for his character among his subjects.” In Sumatra the people “do not acknowledge a right in the chiefs to constitute what laws they think proper, or to repeal or alter their ancient usages, of which they are extremely tenacious and jealous.” And how imperative is conformity to the beliefs and sentiments of progenitors, is shown by the fatal results apt to occur from disregarding them.

“ ‘The King of Ashantee, although represented as a despotic monarch . . . . is not in all respects beyond control.’ He is under an ‘obligation to observe the national customs which have been handed down to the people from remote antiquity; and a practical disregard of this obligation, in the attempt to change some of the customs of their forefathers, cost Osai Quamina his throne.’ ”

Which instance reminds us how commonly, as now among the Hottentots, as in the past among the ancient Mexicans, and as throughout the histories of civilized peoples, rulers have engaged, on succeeding to power, not to change the established order.

§ 469. Doubtless the proposition that a government is in the main but an agency through which works the force of public feeling, present and past, seems at variance with the many facts showing how great may be the power of a ruling man himself. Saying nothing of a tyrant’s ability to take lives for nominal reasons or none at all, to make groundless confiscations, to transfer subjects bodily from one place to another, to exact contributions of money and labour without stint, we are apparently shown by his ability to begin and carry on wars which sacrifice his subjects wholesale, that his single will may over-ride the united wills of all others. In what way, then, must the original statement be qualified?

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While holding that, in unorganized groups of men, the feeling manifested as public opinion controls political conduct, just as it controls the conduct distinguished as ceremonial and religious; and while holding that governing agencies, during their early stages, are at once the products of aggregate feeling, derive their powers from it, and are restrained by it; we must admit that these primitive relations become complicated when, by war, small groups are compounded and re-compounded into great ones. Where the society is largely composed of subjugated people held down by superior force, the normal relation above described no longer exists. We must not expect to find in a rule coercively established by an invader, the same traits as in a rule that has grown up from within. Societies formed by conquest may be, and frequently are, composed of two societies, which are in large measure, if not entirely, alien; and in them there cannot arise a political force from the aggregate will. Under such conditions the political head either derives his power exclusively from the feeling of the dominant class, or else, setting the diverse feelings originated in the upper and lower classes, one against the other, is enabled so to make his individual will the chief factor.

After making which qualifications, however, it may still be contended that ordinarily, nearly all the force exercised by the governing agency originates from the feeling, if not of the whole community, yet of the part which is able to manifest its feeling. Though the opinion of the subjugated and unarmed lower society becomes of little account as a political factor, yet the opinion of the dominant and armed upper society continues to be the main cause of political action. What we are told of the Congo people, that “the king, who reigns as a despot over the people, is often disturbed in the exercise of his power by the princes his vassals,”—what we are told of the despotically-governed Dahomans, that “the ministers, war-captains, and feetishers may be, and often are, individually punished by the king: collectively they are too [II-326] strong for him, and without their cordial cooperation he would soon cease to reign;” is what we recognize as having been true, and as being still true, in various better-known societies where the supreme head is nominally absolute. From the time when the Roman emperors were chosen by the soldiers and slain when they did not please them, to the present time when, as we are told in Russia, the desire of the army often determines the will of the Czar, there have been many illustrations of the truth that an autocrat is politically strong or weak according as many or few of the influential classes give him their support; and that even the sentiments of those who are politically prostrate occasionally affect political action; as instance the influence of Turkish fanaticism over the decisions of the Sultan.

A number of facts must be remembered if we are rightly to estimate the power of the aggregate will in comparison with the power of the autocrat’s will. There is the fact that the autocrat is obliged to respect and maintain the great mass of institutions and laws produced by past sentiments and ideas, which have acquired a religious sanction; so that, as in ancient Egypt, dynasties of despots live and die leaving the social order essentially unchanged. There is the fact that a serious change of the social order, at variance with general feeling, is likely afterwards to be reversed; as when, in Egypt, Amenhotep IV., spite of a rebellion, succeeded in establishing a new religion, which was abolished in a succeeding reign; and there is the allied fact that laws much at variance with the general will prove abortive, as, for instance, the sumptuary laws made by mediæval kings, which, continually re-enacted, continually failed. There is the fact that, supreme as he may be, and divine as the nature ascribed to him, the all-powerful monarch is often shackled by usages which make his daily life a slavery: the opinions of the living oblige him to fulfil the dictates of the dead. There is the fact that if he does not conform, or if he otherwise produces by his acts much adverse feeling, his servants, civil and military, refuse to act, [II-327] or turn against him; and in extreme cases there comes an example of “despotism tempered by assassination.” And there is the final fact that habitually in societies where an offending autocrat is from time to time removed, another autocrat is set up: the implication being that the average sentiment is of a kind which not only tolerates but desires autocracy. That which some call loyalty and others call servility, both creates the absolute ruler and gives him the power he exercises.

But the cardinal truth, difficult adequately to appreciate, is that while the forms and laws of each society are the consolidated products of the emotions and ideas of those who lived throughout the past, they are made operative by the subordination of existing emotions and ideas to them. We are familiar with the thought of “the dead hand” as controlling the doings of the living in the uses made of property; but the effect of “the dead hand” in ordering life at large through the established political system, is immeasurably greater. That which, from hour to hour in every country, governed despotically or otherwise, produces the obedience making political action possible, is the accumulated and organized sentiment felt towards inherited institutions made sacred by tradition. Hence it is undeniable that, taken in its widest acceptation, the feeling of the community is the sole source of political power: in those communities, at least, which are not under foreign domination. It was so at the outset of social life, and it still continues substantially so.

§ 470. It has come to be a maxim of science that in the causes still at work, are to be identified the causes which, similarly at work during past times, have produced the state of things now existing. Acceptance of this maxim, and pursuit of the inquiries suggested by it, lead to verifications of the foregoing conclusions.

For day after day, every public meeting illustrates afresh this same differentiation characterizing the primitive political [II-328] agency, and illustrates afresh the actions of its respective parts. There is habitually the great body of the less distinguished, forming the audience, whose share in the proceedings consists in expressing approval or disapproval, and saying aye or no to the resolution proposed. There is the smaller part, occupying the platform—the men whose wealth, rank, or capacity, give them influence—the local chiefs, by whom the discussions are carried on. And there is the chosen head, commonly the man of greatest mark to be obtained, who exercises a recognized power over speakers and audience—the temporary king. Even an informally-summoned assemblage soon resolves itself into these divisions more or less distinctly; and when the assemblage becomes a permanent body, as of the men composing a commercial company, or a philanthropic society, or a club, definiteness is quickly given to the three divisions—president or chairman, board or committee, proprietors or members. To which add that, though at first, like the meeting of the primitive horde or the modern public meeting, one of these permanent associations voluntarily formed, exhibits a distribution of powers such that the select few and their head are subordinate to the mass; yet, as circumstances determine, the proportions of the respective powers usually change more or less decidedly. Where the members of the mass besides being much interested in the transactions, are so placed that they can easily cooperate, they hold in check the select few and their head; but where wide distribution, as of railway-shareholders, hinders joint action, the select few become, in large measure, an oligarchy, and out of the oligarchy there not unfrequently grows an autocrat: the constitution becomes a despotism tempered by revolution.

In saying that from hour to hour proofs occur that the force possessed by a political agency is derived from aggregate feeling, partly embodied in the consolidated system which has come down from the past, and partly excited by immediate circumstances, I do not refer only to the proofs that among [II-329] ourselves governmental actions are habitually thus determined, and that the actions of all minor bodies, temporarily or permanently incorporated, are thus determined. I refer, rather, to illustrations of the irresistible control exercised by popular sentiment over conduct at large. Such facts as that, while general opinion is in favour of duelling law does not prevent it, and that sacred injunctions backed by threats of damnation, fail to check iniquitous aggressions on foreign peoples when the prevailing passions prompt them, alone suffice to show that legal codes and religious creeds, with the agencies enforcing them, are impotent in face of an adverse state of mind. On remembering the eagerness for public applause and the dread of public disgrace which stimulate and restrain men, we cannot question that the diffused manifestations of feeling habitually dictate their careers, when their immediate necessities have been satisfied. It requires only to contemplate the social code which regulates life, down even to the colour of an evening neck-tie, and to note how those who dare not break this code have no hesitation in smuggling, to see that an unwritten law enforced by opinion is more peremptory than a written law not so enforced. And still more on observing that men disregard the just claims of creditors, who for goods given cannot get the money, while they are anxious to discharge so-called debts of honour to those who have rendered neither goods nor services, we are shown that the control of prevailing sentiment, unenforced by law and religion, may be more potent than law and religion together when they are backed by sentiment less strongly manifested. Looking at the total activities of men, we are obliged to admit that they are still, as they were at the outset of social life, guided by the aggregate feeling, past and present; and that the political agency, itself a gradually-developed product of such feeling, continues still to be in the main the vehicle for a specialized portion of it, regulating actions of certain kinds.

Partly, of course, I am obliged here to set forth this general truth as an essential element of political theory. My excuse [II-330] for insisting at some length on what appears to be a trite conclusion, must be that, however far nominally recognized, it is actually recognized to a very small extent. Even in our own country, where non-political agencies spontaneously produced and worked are many and large, and still more in most other countries less characterized by them, there is no due consciousness of the truth that the combined impulses which work through political agencies, can, in the absence of such agencies, produce others through which to work. Politicians reason as though State-instrumentalities have intrinsic power, which they have not, and as though the feeling which creates them has not intrinsic power, which it has. Evidently their actions must be greatly affected by reversal of these ideas.

 


 

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CHAPTER VI.

POLITICAL HEADS—CHIEFS, KINGS, etc.

§ 471. Of the three components of the tri-une political structure traceable at the outset, we have now to follow the development of the first. Already in the last two chapters something has been said, and more has been implied, respecting that most important differentiation which results in the establishment of a headship. What was there indicated under its general aspects has here to be elaborated under its special aspects.

“When Rink asked the Nicobarians who among them was the chief, they replied laughing, how could he believe that one could have power against so many?” I quote this as a reminder that there is, at first, resistance to the assumption of supremacy by one member of a group—resistance which, though in some types of men small, is in most considerable, and in a few very great. To instances already given of tribes practically chiefless may be added, from America, the Haidahs, among whom “the people seemed all equal;” the Californian tribes, among whom “each individual does as he likes;” the Navajos, among whom “each is sovereign in his own right as a warrior;” and from Asia the Angamies, who “have no recognized head or chief, although they elect a spokesman, who, to all intents and purposes, is powerless and irresponsible.”

Such small subordination as rude groups show, occurs only [II-332] when the need for joint action is imperative, and control is required to make it efficient. Instead of recalling before-named examples of temporary chieftainship, I may here give some others. Of the Lower Californians we read—“In hunting and war they have one or more chiefs to lead them, who are selected only for the occasion.” Of the Flatheads’ chiefs it is said that “with the war their power ceases.” Among the Sound Indians the chief “has no authority, and only directs the movements of his band in warlike incursions.”

As observed under another head, this primitive insubordination has greater or less play according as the environment and the habits of life hinder or favour coercion. The Lower Californians, above instanced as chiefless, Baegert says resemble “herds of wild swine, which run about according to their own liking, being together to-day and scattered to-morrow, till they meet again by accident at some future time.” “The chiefs among the Chipewyans are now totally without power,” says Franklin; and these people exist as small migratory bands. Of the Abipones, who are “impatient of agriculture and a fixed home,” and “are continually moving from place to place,” Dobrizhoffer writes—“they neither revere their cacique as a master, nor pay him tribute or attendance as is usual with other nations.” The like holds under like conditions with other races remote in type. Of the Bedouins Burckhardt remarks “the sheikh has no fixed authority;” and according to another writer “a chief, who has drawn the bond of allegiance too tight, is deposed or abandoned, and becomes a mere member of a tribe or remains without one.”

And now, having noted the original absence of political control, the resistance it meets with, and the circumstances which facilitate evasion of it, we may ask what causes aid its growth. There are several; and chieftainship becomes settled in proportion as they cooperate.

§ 472. Among the members of the primitive group, slightly unlike in various ways and degrees, there is sure to be some [II-333] one who has a recognized superiority. This superiority may be of several kinds which we will briefly glance at.

Though in a sense abnormal, the cases must be recognized in which the superiority is that of an alien immigrant. The headmen of the Khonds “are usually descended from some daring adventurer” of Hindoo blood. Forsyth remarks the like of “most of the chiefs” in the highlands of Central Asia. And the traditions of Bochica among the Chibchas, Amalivaca among the Tamanacs, and Quetzalcoatl among the Mexicans, imply kindred origins of chieftainships. Here, however, we are mainly concerned with superiorities arising within the tribe.

The first to be named is that which goes with seniority. Though age, when it brings incapacity, is often among rude peoples treated with such disregard that the old are killed or left to die, yet, so long as capacity remains, the greater experience accompanying age generally insures influence. The chiefless Esquimaux show “deference to seniors and strong men.” Burchell says that over the Bushmen, old men seem to exercise the authority of chiefs to some extent; and the like holds true with the natives of Australia. Among the Fuegians “the word of an old man is accepted as law by the young people.” Each party of Rock Veddahs “has a headman, the most energetic senior of the tribe,” who divides the honey, &c. Even with sundry peoples more advanced the like holds. The Dyaks in North Borneo “have no established chiefs, but follow the counsels of the old man to whom they are related;” and Edwards says of the ungoverned Caribs that “to their old men, indeed, they allowed some kind of authority.”

Naturally, in rude societies, the strong hand gives predominance. Apart from the influence of age, “bodily strength alone procures distinction among” the Bushmen. The leaders of the Tasmanians were tall and powerful men: “instead of an elective or hereditary chieftaincy, the place of command was yielded up to the bully of the tribe.” A remark of [II-334] Sturt’s implies a like origin of supremacy among the Australians. Similarly in South America. Of people on the Tapajos, Bates tells us that “the footmarks of the chief could be distinguished from the rest by their great size and the length of the stride.” And in Bedouin tribes “the fiercest, the strongest, and the craftiest obtains complete mastery over his fellows.” During higher stages physical vigour long continues to be an all-important qualification; as in Homeric Greece, where even age did not compensate for decline of strength: “an old chief, such as Pêleus and Laërtes, cannot retain his position.” Everyone knows that throughout Mediæval Europe, maintenance of headship largely depended on bodily prowess. And even but two centuries ago in the Western Isles of Scotland, “every Heir, or young Chieftain of a Tribe, was oblig’d in Honour to give a publick Specimen of his Valour, before he was own’d and declar’d Governor.”

Mental superiority, alone or joined with other attributes, is a common cause of predominance. With the Snake Indians, the chief is no more than “the most confidential person among the warriors.” Schoolcraft says of the chief acknowledged by the Creeks that “he is eminent with the people only for his superior talents and political abilities;” and that over the Comanches “the position of a chief is not hereditary, but the result of his own superior cunning, knowledge, or success in war.” A chief of the Coroados is one “who by his strength, cunning, and courage had obtained some command over them.” And the Ostiaks “pay respect, in the fullest sense of the word, to their chief, if wise and valiant; but this homage is voluntary, and not a prerogative of his position.”

Yet another source of governmental power in primitive tribes is largeness of possessions: wealth being at once an indirect mark of superiority and a direct cause of influence. With the Tacullies “any person may become a miuty or chief who will occasionally provide a village feast.” “Among the Tolewas, in Del Norte Country, money makes the chief.” The Spokanes have “no regularly recognized chief,” “but [II-335] an intelligent and rich man often controls the tribe by his influence.” Of the chiefless Navajos we read that “every rich man has many dependants, and these dependants are obedient to his will, in peace and in war.” And to other evidence that it is the same in Africa, may be added the statement of Heuglin that “a Dor chief is generally the richest and most reputable man of the village or neighbourhood.”

But, naturally, in societies not yet politically developed, acknowledged superiority is ever liable to be competed with or replaced by superiority arising afresh.

“If an Arab, accompanied by his own relations only, has been successful on many predatory excursions against the enemy, he is joined by other friends; and if his success still continues, he obtains the reputation of being ‘lucky;’ and he thus establishes a kind of second, or inferior agydship in the tribe.”

So in Sumatra—

“A commanding aspect, an insinuating manner, a ready fluency in discourse, and a penetration and sagacity in unravelling the little intricacies of their disputes, are qualities which seldom fail to procure to their possessor respect and influence, sometimes, perhaps, superior to that of an acknowledged chief.”

And supplantings of kindred kinds occur among the Tongans and the Dyaks.

At the outset then, what we before distinguished as the principle of efficiency is the sole principle of organization. Such political headship as exists, is acquired by one whose fitness asserts itself in the form of greater age, superior prowess, stronger will, wider knowledge, quicker insight, or larger wealth. But evidently supremacy which thus depends exclusively on personal attributes is but transitory. It is liable to be superseded by the supremacy of some more able man from time to time arising; and if not superseded, is ended by death. We have, then, to inquire how permanent chieftainship becomes established. Before doing this, however, we must consider more fully the two kinds of superiority which especially conduce to chieftainship, and their modes of operation.

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§ 473. As bodily vigour is a cause of predominance within the tribe on occasions daily occurring, still more on occasions of war is it, when joined with courage, a cause of predominance. War, therefore, tends to make more pronounced any authority of this kind which is incipient. Whatever reluctance other members of the tribe have to recognize the leadership of any one member, is likely to be over-ridden by their desire for safety when recognition of his leadership furthers that safety.

This rise of the strongest and most courageous warrior to power is at first spontaneous, and afterwards by agreement more or less definite: sometimes joined with a process of testing. Where, as in Australia, each “is esteemed by the rest only according to his dexterity in throwing or evading a spear,” it is inferable that such superior capacity for war as is displayed, generates of itself such temporary chieftainship as exists. Where, as among the Comanches, any one who distinguishes himself by taking many “horses or scalps, may aspire to the honours of chieftaincy, and is gradually inducted by a tacit popular consent,” this natural genesis is clearly shown. Very commonly, however, there is deliberate choice; as by the Flatheads, among whom, “except by the war-chiefs no real authority is exercised.” Skill, strength, courage, and endurance are in some cases deliberately tested. The King of Tonga has to undergo a trial: three spears are thrown at him, which he must ward off. “The ability to climb up a large pole, well-greased, is a necessary qualification of a fighting chief among the Sea Dyaks;” and St. John says that in some cases, “it was a custom in order to settle who should be chief, for the rivals to go out in search of a head: the first in finding one being victor.”

Moreover, the need for an efficient leader tends ever to re-establish chieftainship where it has become only nominal or feeble. Edward says of the Caribs that “in war, experience had taught them that subordination was as requisite as courage; they therefore elected their captains in their general [II-337] assemblies with great solemnity;” and “put their pretensions to the proof with circumstances of outrageous barbarity.” Similarly, “although the Abipones neither fear their cacique as a judge, nor honour him as a master, yet his fellow-soldiers follow him as a leader and governor of the war, whenever the enemy is to be attacked or repelled.”

These and like facts, of which there are abundance, have three kindred implications. One is that continuity of war conduces to permanence of chieftainship. A second is that, with increase of his influence as successful military head, the chief gains influence as civil head. A third is that there is thus initiated a union, maintained through subsequent phases of social evolution, between military supremacy and political supremacy. Not only among the uncivilized Hottentots, Malagasy, and others, is the chief or king head of the army—not only among such semi-civilized peoples as the ancient Peruvians and Mexicans, do we find the monarch one with the commander-in-chief; but the histories of extinct and surviving nations all over the world exemplify the connexion. In Egypt “in the early ages, the offices of king and general were inseparable.” Assyrian sculptures and inscriptions represent the despotic ruler as also the conquering soldier; as do the records of the Hebrews. Civil and military headship were united among the Homeric Greeks; and in primitive Rome “the general was ordinarily the king himself.” That throughout European history it has been so, and partially continues so even now in the more militant societies, needs no showing.

How command of a wider kind follows military command, we cannot readily see in societies which have no records: we can but infer that along with increased power of coercion which the successful head-warriors gains, naturally goes the exercise of a stronger rule in civil affairs. That this has been so among peoples who have known histories, there is proof. Of the primitive Germans Sohm remarks that the Roman invasions had one result:—

[II-338]

“The kingship became united with the leadership (become permanent) of the army, and, as a consequence, raised itself to a power [institution] in the State. The military subordination under the king-leader furthered political subordination under the king. . . . . Kingship after the invasions is a kingship clothed with supreme rights—a kingship in our sense.”

In like manner it is observed by Ranke that during the wars with the English in the fifteenth century—

“The French monarchy, whilst struggling for its very existence, acquired at the same time, and as the result of the struggle, a firmer organization. The expedients adopted to carry on the contest grew, as in other important cases, to national institutions.”

And modern instances of the relation between successful militancy and the strengthening of political control, are furnished by the career of Napoleon and the recent history of the German Empire.

Headship of the society, then, commonly beginning with the influence gained by the warrior of greatest power, boldness, and capacity, becomes established where activity in war gives opportunity for his superiority to show itself and to generate subordination; and thereafter the growth of civil governorship continues primarily related to the exercise of militant functions.

§ 474. Very erroneous, however, would be the idea formed if no further origin for political headship were named. There is a kind of influence, in some cases operating alone and in other cases cooperating with that above specified, which is all-important. I mean the influence possessed by the medicine-man.

That this arises as early as the other, can scarcely be said; since, until the ghost-theory takes shape, there is no origin for it. But when belief in the spirits of the dead becomes current, the medicine-man, professing ability to control them, and inspiring faith in his pretensions, is regarded with a fear which prompts obedience. When we read of the Thlinkeets that the “supreme feat of a conjuror’s power is to [II-339] throw one of his liege spirits into the body of one who refuses to believe in his power, upon which the possessed is taken with swooning and fits,” we may imagine the dread he excites, and the sway he consequently gains. From some of the lowest races upwards we find illustrations. Fitzroy says of the “doctor-wizard among the Fuegians” that he is the most cunning and most deceitful of his tribe, and that he has great influence over his companions. “Though the Tasmanians were free from the despotism of rulers, they were swayed by the counsels, governed by the arts, or terrified by the fears, of certain wise men or doctors. These could not only mitigate suffering, but inflict it.” A chief of the Haidahs “seems to be the principal sorcerer, and indeed to possess little authority save from the connexion with the preterhuman powers.” The Dakota medicine-men—

“Are the greatest rascals in the tribe, and possess immense influence over the minds of the young, who are brought up in the belief of their supernatural powers. . . . . The war-chief, who leads the party to war, is always one of these medicine-men, and is believed to have the power to guide the party to success, or save it from defeat.”

Among more advanced peoples in Africa, supposed abilities to control invisible beings similarly give influence—strengthening authority otherwise gained. It is so with the Amazulu: a chief “practises magic on another chief before fighting with him;” and his followers have great confidence in him if he has much repute as a magician. Hence the sway acquired by Langalibalele, who, as Bishop Colenzo says, “knows well the composition of that intelezi [used for controlling the weather]; and he knows well, too, the war-medicine, i. e., its component parts, being himself a doctor.” Still better is seen the governmental influence thus acquired in the case of the king of Obbo, who in time of drought calls his subjects together and explains to them—

“how much he regrets that their conduct has compelled him to afflict them with unfavourable weather, but that it is their own fault. . . . He must have goats and corn. ‘No goats, no rain; that’s our contract, my friends,’ says Katchiba. . . . Should his people complain of too [II-340] much rain, he threatens to pour storms and lightning upon them for ever, unless they bring him so many hundred baskets of corn, &c., &c. . . . His subjects have the most thorough confidence in his power.”

And the king is similarly supposed to exercise control over the weather among the people of Loango.

A like connexion is traceable in the records of various extinct peoples in both hemispheres. Of Huitzilopochtli, the founder of the Mexican power, we read that “a great wizard he had been, and a sorcerer;” and every Mexican king on ascending the throne had to swear “to make the sun go his course, to make the clouds pour down rain, to make the rivers run, and all fruits to ripen.” Reproaching his subjects for want of obedience, a Chibcha ruler told them they knew “that it was in his power to afflict them with pestilence, small-pox, rheumatism, and fever, and to make to grow as much grass, vegetables, and plants as they wanted.” Ancient Egyptian records yield indications of a similar early belief. Thothmes III., after being deified, “was considered as the luck-bringing god of the country, and a preserver against the evil influence of wicked spirits and magicians.” And it was thus with the Jews:—

“Rabbinical writings are never weary of enlarging upon the magical power and knowledge of Solomon. He was represented as not only king of the whole earth, but also as reigning over devils and evil spirits, and having the power of expelling them from the bodies of men and animals and also of delivering people to them.”

The traditions of European peoples furnish kindred evidence. As before shown (§ 198) stories in the Heims-kringla saga imply that the Scandinavian ruler, Odin, was a medicineman; as were also Niort and Frey, his successors. And after recalling the supernatural weapons and supernatural achievements of early heroic kings, we can scarcely doubt that with them were in some cases associated those ascribed magical characters whence have descended the supposed powers of kings to cure diseases by touching. We shall the less doubt this on finding that like powers were attributed to subordinate rulers of early origin. There existed certain Breton nobles [II-341] whose spittle and touch were said to have curative properties.

Thus one important factor in the genesis of political headship, originates with the ghost theory, and the concomitant rise of a belief that some men, having acquired power over ghosts, can obtain their aid. Generally the chief and the medicine-man are separate persons; and there then exists between them some conflict: they have competing authorities. But where the ruler joins with his power naturally gained, this ascribed supernatural power, his authority is necessarily much increased. Recalcitrant members of his tribe who might dare to resist him if bodily prowess alone could decide the struggle, do not dare if they think he can send one of his posse comitatus of ghosts to torment them. That rulers desire to unite the two characters, we have, in one case, distinct proof. Canon Callaway tells us that among the Amazulu, a chief will endeavour to discover a medicine-man’s secrets and afterwards kill him.

§ 475. Still there recurs the question—How does permanent political headship arise? Such political headship as results from bodily power, or courage, or sagacity, even when strengthened by supposed supernatural aid, ends with the life of any savage who gains it. The principle of efficiency, physical or mental, while it tends to produce a temporary differentiation into ruler and ruled, does not suffice to produce a permanent differentiation. There has to cooperate another principle, to which we now pass.

Already we have seen that even in the rudest groups, age gives some predominance. Among both Fuegians and Australians, not only old men, but also old women, exercise authority. And that this respect for age, apart from other distinction, is an important factor in establishing political subordination, is implied by the curious fact that, in sundry advanced societies characterized by extreme governmental coercion, the respect due to age takes precedence of all other [II-342] respect. Sharpe remarks of ancient Egypt that “here as in Persia and Judæa the king’s mother often held rank above his wife.” In China, notwithstanding the inferior position of women socially and domestically, there exists this supremacy of the female parent, second only to that of the male parent; and the like holds in Japan. As supporting the inference that subjection to parents prepares the way for subjection to rulers, I may add a converse fact. Of the Coroados, whose groups are so incoherent, we read that—

“The pajé, however, has as little influence over the will of the multitude as any other, for they live without any bond of social union, neither under a republican nor a patriarchial form of government. Even family ties are very loose among them . . . . there is no regular precedency between the old and the young, for age appears to enjoy no respect among them.”

And, as re-inforcing this converse fact, I may call attention to § 317, where it was shown that the Mantras, the Caribs, the Mapuchés, the Brazilian Indians, the Gallinomeros, the Shoshones, the Navajos, the Californians, the Comanches, who submit very little or not at all to chiefly rule, display a filial submission which is mostly small and ceases early.

But now under what circumstances does respect for age take that pronounced form seen in societies distinguished by great political subordination? It was shown in § 319 that when men, passing from the hunting stage into the pastoral stage, began to wander in search of food for their domesticated animals, they fell into conditions favouring the formation of patriarchal groups. We saw that in the primitive pastoral horde, the man, released from those earlier tribal influences which interfere with paternal power, and prevent settled relations of the sexes, was so placed as to acquire headship of a coherent cluster: the father became by right of the strong hand, leader, owner, master, of wife, children, and all he carried with him. There were enumerated the influences which tended to make the eldest male a patriarch; and it was shown that not only the Semites, Aryans, and Turanian races of Asia have exemplified this relation between [II-343] pastoral habits and the patriarchal organization, but that it recurs in South African races.

Be the causes what they may, however, we find abundant proof that this family-supremacy of the eldest male, common among pastoral peoples and peoples who have passed through the pastoral stage into the agricultural stage, develops into political supremacy. Of the Santáls Hunter says—

“The village government is purely patriarchial. Each hamlet has an original founder (the Manjhi-Hanan), who is regarded as the father of the community. He receives divine honours in the sacred grove, and transmits his authority to his descendants.”

Of the compound family among the Khonds we read in Macpherson that—

“There it [paternal authority] reigns nearly absolute. It is a Khond’s maxim that a man’s father is his god, disobedience to whom is the greatest crime; and all the members of a family live united in strict subordination to its head until his death.”

And the growth of simple groups into compound and doubly-compound groups, acknowledging the authority of one who unites family headship with political headship, has been made familiar by Sir Henry Maine and others as common to early Greeks, Romans, Teutons, and as still affecting social organization among Hindoos and Sclavs.

Here, then, we have making its appearance, a factor which conduces to permanence of political headship. As was pointed out in a foregoing chapter, while succession by efficiency gives plasticity to social organization, succession by inheritance gives it stability. No settled arrangement can arise in a primitive community so long as the function of each unit is determined exclusively by his fitness; since, at his death, the arrangement, in so far as he was a part of it, must be recommenced. Only when his place is forthwith filled by one whose claim is admitted, does there begin a differentiation which survives through successive generations. And evidently in the earlier stages of social evolution, while the coherence is small and the want of structure great, it is requisite that the principle of inheritance should, especially in respect [II-344] of the political headship, predominate over the principle of efficiency. Contemplation of the facts will make this clear.

§ 476. Two primary forms of hereditary succession have to be considered. The system of kinship through females, common among rude peoples, results in descent of property and power to brothers or to the children of sisters; while the system of kinship through males, general among advanced peoples, results in descent of property and power to sons or daughters. We have first to note that succession through females is less conducive to stable political headships than is succession through males.

From the fact named when treating of the domestic relations, that the system of kinship through females arises where unions of the sexes are temporary or unsettled, it is to be inferred that this system characterizes societies which are unadvanced in all ways, political included. We saw in § 294, that irregular connexions involve paucity and feebleness of known relationships, and a type of family the successive links of which are not strengthened by so many collateral links. A common consequence is that along with descent through females there goes no chieftainship, or such chieftainship as exists is established by merit, or, if hereditary, is usually unstable. The Australians and Tasmanians supply typical instances. Among the Haidahs and other savage peoples of Columbia, “rank is nominally hereditary, for the most part by the female line;” and actual chieftainship “depends to a great extent on wealth and ability in war.” Of other North American tribes the Chippewas, Comanches, Snakes, show us the system of kinship through females joined with either absence of established headship or very feeble development of it. Passing to South America, the Arawaks and the Waraus may be instanced as having female descent and almost nominal, though hereditary, chiefs; and the same may be said of the Caribs.

A group of facts having much significance may now be [II-345] noted. In many societies where descent of property and rank in the female line is the rule, an exception is made in the case of the political head; and societies exemplifying this exception are societies in which political headship is relatively stable. Though in Fiji there is kinship through females, yet, according to Seemann, the ruler, chosen from the members of the royal family, is “generally the son” of the late ruler. In Tahiti, where the two highest ranks follow the primitive system of descent, male succession to rulership is so pronounced that, on the birth of an eldest son the father becomes simply a regent on his behalf. And among the Malagasy, along with a prevailing kinship through females, the sovereign either nominates his successor, or, failing this, the nobles appoint, and “unless positive disqualification exists, the eldest son is usually chosen.” Africa furnishes evidence of varied kinds. Though the Congo people, the Coast Negroes, and the Inland Negroes have formed communities of some size and complexity, notwithstanding that kinship through females obtains in the succession to the throne, yet we read of the first that allegiance is “vague and uncertain;” of the second that, save where free in form, the government is “an insecure and short-lived monarchic despotism;” and of the third that, where the government is not of mixed type, it is “a rigid but insecure despotism.” Meanwhile, in the two most advanced and powerful states, stability of political headship goes along with departure, incipient or entire, from succession through females. In Ashantee, claims to the crown stand in this order—“the brother, the sister’s son, the son;” and in Dahomey there is male primogeniture. Further instances of this transition are yielded by extinct American civilizations. The Aztec conquerors of Mexico brought with them the system of kinship through females, and consequent law of succession; but this law of succession was partially, or completely, changed to succession through males. In Tezcuco and Tlacopan (divisions of Mexico) the eldest son inherited the kingship; and in Mexico the choice of a king was limited [II-346] to the sons and brothers of the preceding king. Then, of ancient Peru, Gomara says—“nephews inherit, and not sons, except in the case of the Yncas:” this exception in the case of the Yncas, having the strange peculiarity that “the first-born of this brother and sister [i. e., the Ynca and his principal wife] was the legitimate heir to the kingdom”: an arrangement which made the line of descent unusually narrow and definite. And here we are brought back to Africa by the parallelism between the case of Peru and that of Egypt. “In Egypt it was maternal descent that gave the right to property and to the throne. The same prevailed in Ethiopia. If the monarch married out of the royal family the children did not enjoy a legitimate right to the crown.” When we add the statement that the monarch was “supposed to be descended from the gods, in the male and female line;” and when we join with this the further statement that there were royal marriages between brother and sister; we see that like causes worked like effects in Egypt and in Peru. For in Peru the Ynca was of supposed divine descent; inherited his divinity on both sides; and married his sister to keep the divine blood unmixed. And in Peru, as in Egypt, there resulted royal succession in the male line, where, otherwise, succession through females prevailed. Ancient Ceylon, where “the form of government was at all times an unmitigated despotism,” appears to have furnished a parallel case; for Sir J. E. Tennant tells us that “the Singhelese kings frequently married their sisters.”

With this process of transition from the one law of descent to the other, implied by these last facts, may be joined some processes which preceding facts imply. In New Caledonia a “chief nominates his successor, if possible, in a son or brother:” the one choice implying descent in the male line and the other being consistent with descent in either male or female line. And in Madagascar, where the system of female kinship prevailed, “the sovereign nominated his successor—naturally choosing a son.” Further it is manifest that where, [II-347] as in these cases, when no nomination has been made the nobles choose among members of the royal family, and are determined in their choice by eligibility, there may be, and naturally is, a departure from descent in the female line; and this system of descent once broken through is likely for several reasons to be abolished. We are also introduced to another transitional process. For some of these cases are among the many in which succession to rulership is fixed in respect of the family, but not fixed in respect of the member of the family—a stage implying a partial but incomplete stability of the political headship. Several instances occur in Africa. “The crown of Abyssinia is hereditary in one family, but elective in the person,” says Bruce. “Among the Timmanees and Bulloms, the crown remains in the same family, but the chiefs or head men of the country, upon whom the election of a king depends, are at liberty to nominate a very distant branch of that family.” And a Kaffir “law requires the successor to the king should be chosen from amongst some of the youngest princes.” In Java and Samoa, too, while succession to rulership is limited to the family, it is but partially settled with respect to the individual. And the like held in Spain (Aragon) before the 12th century; where “a small number of powerful barons elected their sovereign on every vacancy, though, as usual in other countries, out of one family.”

That stability of political headship is secured by establishment of descent in the male line, is, of course, not alleged. The allegation simply is that succession after this mode conduces better than any other to its stability. Of probable reasons for this, one is that in the patriarchal group, as developed among those pastoral races from which the leading civilized peoples have descended, the sentiment of subordination to the eldest male, fostered by circumstances in the family and in the gens, becomes instrumental to a wider subordination in the larger groups eventually formed. Another probable reason is, that with descent in the male line there is [II-348] more frequently a union of efficiency with supremacy. The son of a great warrior, or man otherwise capable as a ruler, is more likely to possess kindred traits than is the son of his sister; and if so, it will happen that in those earliest stages when personal superiority is requisite as well as legitimacy of claim, succession in the male line will conduce to maintenance of power by making usurpation more difficult.

There is, however, a more potent influence which aids in giving permanence to political headship, and which operates more in conjunction with descent through males than in conjunction with descent through females—an influence probably of greater importance than any other.

§ 477. When showing, in § 475, how respect for age generates patriarchal authority where descent through males has arisen, I gave cases which incidentally showed a further result; namely, that the dead patriarch, worshipped by his descendants, becomes a family deity. In sundry chapters of Vol. I. were set forth at length the proofs, past and present, furnished by many places and peoples, of this genesis of gods from ghosts. Here there remains to be pointed out the strengthening of political headship which inevitably results.

Descent from a ruler who impressed men by his superiority, and whose ghost, specially feared, is propitiated in so unusual a degree as to distinguish it from ancestral ghosts at large, exalts and supports the living ruler in two ways. He is assumed to inherit from his great progenitor more or less of the power, apt to be thought supernatural, which characterized him; and, making sacrifices to this great progenitor, he is supposed to maintain such relations with him as insure divine aid. Passages in Canon Callaway’s account of the Amazulu, show the influence of this belief. It is said, “the Itongo [ancestral ghosts] dwells with the great man, and speaks with him;” and then it is also said (referring to a medicine-man), “the chiefs of the house of Uzulu used not to allow a mere inferior to be even said to have power over the heaven; for [II-349] it was said that the heaven belonged only to the chief of that place.” These facts yield a definite interpretation of others, like the following, which show that the authority of the terrestrial ruler is increased by his alleged relation to the celestial ruler; be the celestial ruler the ghost of the remotest known ancestor who founded the society, or of a conquering invader, or of a superior stranger.

Of the chiefs among the Kukis, who are descendants of Hindoo adventurers, we read:—

“All these Rajahs are supposed to have sprung from the same stock, which it is believed originally had connection with the gods themselves; their persons are therefore looked upon with the greatest respect and almost superstitious veneration, and their commands are in every case law.”

Of the Tahitians Ellis says:—

“The god and the king were generally supposed to share the authority over the mass of mankind between them. The latter sometimes impersonated the former. . . . The kings, in some of the islands, were supposed to have descended from the gods. Their persons were always sacred.”

According to Mariner, “Toritonga and Veachi (hereditary divine chiefs in Tonga,) are both acknowledged descendants of chief gods who formerly visited the islands of Tonga.” And, in ancient Peru “the Ynca gave them [his vassals] to understand that all he did with regard to them was by an order and revelation of his father, the Sun.”

This re-inforcement of natural power by supernatural power, becomes extreme where the ruler is at once a descendant of the gods and himself a god: a union which is familiar among peoples who do not distinguish the divine from the human as we do. It was thus in the case just instanced—that of the Peruvians. It was thus with the ancient Egyptians: the monarch “was the representative of the Divinity on earth, and of the same substance.” Not only did he in many cases become a god after death, but he was worshipped as a god during life; as witness this prayer to Rameses II.

“When they had come before the king . . . they fell down to the ground, and with their hands they prayed to the king. They praised [II-350] this divine benefactor . . . speaking thus:—‘We are come before thee, the lord of heaven, lord of the earth, sun, life of the whole world, lord of time . . . lord of prosperity, creater of the harvest, fashioner and former of mortals, dispenser of breath to all men; animater of the whole company of the gods . . . thou former of the great, creator of the small . . . thou our lord, our sun, by whose words out of his mouth Tum lives . . . grant us life out of thy hands . . . and breath for our nostrils.’ ”

This prayer introduces us to a remarkable parallel. Rameses, whose powers, demonstrated by his conquests, were regarded as so transcendant, is here described as ruling not only the lower world but also the upper world; and a like royal power is alleged in two existing societies where absolutism is similarly unmitigated—China and Japan. As shown when treating of Ceremonial Institutions (§ 347) both the Emperor of China and the Japanese Mikado, have such supremacy in heaven that they promote its inhabitants from rank to rank at will.

That this strengthening of political headship, if not by ascribed godhood then by ascribed descent from a god (either the apotheosized ancestor of the tribe or one of the elder deities), was exemplified among the early Greeks, needs not be shown. It was exemplified, too, among the Northern Aryans. “According to the old heathen faith, the pedigree of the Saxon, Anglian, Danish, Norwegian, and Swedish kings—probably also those of the German and Scandinavian kings generally—was traced to Odin, or to some of his immediate companions or heroic sons.”

It is further to be noted that a god-descended ruler who is also chief priest of the gods (as he habitually is), obtains a more effective supernatural aid than does the ruler to whom magical powers alone are ascribed. For in the first place the invisible agents invoked by the magician are not conceived to be those of highest rank; whereas the divinely-descended ruler is supposed to get the help of a supreme invisible agent. And in the second place, the one form of influence over these dreaded superhuman beings, tends much less than the other to become a permanent attribute of the ruler. Though among [II-351] the Chibchas, we find a case in which magical power was transferred to a successor—though “the cazique of Sogamoso made known that he [Bochica] had left him heir of all his sanctity, and that he had the same power of making rain when he liked,” and giving health or sickness (an assertion believed by the people); yet this is an exceptional case. Speaking generally, the chief whose relations with the other world are those of a sorcerer does not transmit his relations; and he does not therefore establish a supernatural dynasty, as does the chief of divine descent.

§ 478. And now, having considered the several factors which cooperate to establish political headship, let us consider the process of cooperation through its ascending stages. The truth to be noted is that the successive phenomena which occur in the simplest groups, habitually recur in the same order in compound groups, and again in doubly-compound groups.

As, in the simple group, there is at first a state in which there is no headship; so, when simple groups which have acquired political heads possessing slight authorities, are associated, there is at first no headship of the cluster. The Chinooks furnish an example. Describing them Lewis and Clarke say:—“As these families gradually expand into bands, or tribes, or nations, the paternal authority is represented by the chief of each association. This chieftain, however, is not hereditary.” And then comes the further fact, which here specially concerns us, that “the chiefs of the separate villages are independent of each other:” there is no general chieftain.

As headship in a simple group, at first temporary, ceases when the war which initiates it ends; so in a cluster of groups which severally have recognized heads, a common headship at first results from a war, and lasts no longer than the war. Falkner says—“In a general war, when many nations enter into an alliance against a common enemy,” the Patagonians [II-352] “chose an Apo, or Commander-in-chief, from among the oldest or most celebrated of the Caciques.” The Indians of the Upper Orinoco live “in hordes of forty or fifty under a family government, and they recognize a common chief only in times of war.” So is it in Borneo. “During war the chiefs of the Sarebas Dyaks give an uncertain allegiance to a head chief, or commander-in-chief.” It has been the same in Europe. Seeley remarks that the Sabines “seem to have had a central government only in war time.” Again, “Germany had anciently as many republics as it had tribes. Except in time of war, there was no chief common to all, or even to any given confederation.”

This recalls the fact, indicated when treating of Political Integration, that the cohesion within compound groups is less than that within simple groups, and that the cohesion within the doubly compound is less than that within the compound. What was there said of cohesion may here be said of the subordination conducing to it; for we find that when, by continuous war, a permanent headship of a compound group has been generated, it is less stable than the headships of the simple groups are. Often it lasts only for the life of the man who achieves it; as among the Karens and the Maganga, instanced in § 226, and as among the Dyaks, of whom Boyle says—

“It is an exceptional case if a Dyak chief is raised to an acknowledged supremacy over the other chiefs. If he is so raised he can lay no claim to his power except that of personal merit and the consent of his former equals; and his death is instantly followed by the disruption of his dominions.”

Even where there has arisen a headship of the compound group which lasts beyond the life of its founder, it remains for a long time not equal in stability to the headships of the component groups. Pallas, while describing the Mongol and Kalmuck chiefs as having unlimited power over their dependants, says that the khans had in general only an uncertain and weak authority over the subordinate chiefs. Concerning the Araucanians, Thompson says “the ulmenes are the lawful judges [II-353] of their vassals, and for this reason their authority is less precarious than that of the higher officers”—the central rulers. Of the Kaffirs we read:—“They are all vassals of the king, chiefs, as well as those under them; but the subjects are generally so blindly attached to their chiefs, that they will follow them against the king.” Europe has furnished kindred examples. Of the Homeric Greeks Mr. Gladstone writes:—“It is probable that the subordination of the subchief to his local sovereign was a closer tie than that of the local sovereign to the head of Greece.” And during the early feudal period in the West, allegiance to the minor but proximate ruler was stronger than that to the major but remote ruler.

In the compound group, as in the simple group, the progress towards stable headship is furthered by transition from succession by choice to succession by inheritance. During early stages of the independent tribe, chieftainship when not acquired by individual superiority tacitly yielded to, is acquired by election. In North America it is so with the Aleuts, the Comanches, and many more; in Polynesia it is so with the Land Dyaks; and, before the Mohammedan conquest, it was so in Java. Among the hill-peoples of India it is so with the Nagas and others. In sundry regions the change to hereditary succession is shown by different tribes of the same race. Of the Karens we read that “in many districts the chieftainship is considered hereditary, but in more it is elective.” Some Chinook villages have chiefs who inherit their powers, though mostly they are chosen. Similarly, the compound group is at first ruled by an elected head. Several examples come to us from Africa. Bastian tells us that “in many parts of the Congo region the king is chosen by the petty princes.” The crown of Yariba is not hereditary: “the chiefs invariably electing, from the wisest and most sagacious of their own body.” And the king of Ibu, says Allen, seems to be “elected by a council of sixty elders, or chiefs of large villages.” In Asia it is thus with the Kukis.

“One, among all the Rajahs of each class, is chosen to be the Prudham [II-354] or chief Rajah of that clan. The dignity is not hereditary, as is the case with the minor Rajahships, but is enjoyed by each Rajah of the clan in rotation.”

So has it been in Europe. Though by the early Greeks hereditary right was in a considerable measure recognized, yet the case of Telemachus implies “that a practice, either approaching to election, or in some way involving a voluntary action on the part of the subjects, or of a portion of them, had to be gone through.” The like is true of ancient Rome. That its monarchy was elective “is proved by the existence in later times of an office of interrex, which implies that the kingly power did not devolve naturally upon an hereditary successor.” Later on it was thus with Western peoples. Up to the beginning of the tenth century “the formality of election subsisted . . . in every European kingdom; and the imperfect right of birth required a ratification by public assent.” And it was once thus with ourselves. Among the early English the Bretwaldship, or supreme headship over the minor kingdoms, was at first elective; and the form of election continued long traceable in our history. Moreover, it is observable that the change to hereditary succession is by assent, as in France. “The first six kings of this dynasty [the Capetian] procured the co-optation of their sons, by having them crowned during their own lives. And this was not done without the consent of the chief vassals.”

The stability of the compound headship, made greater by efficient leadership in war and by establishment of hereditary succession, is further increased when there cooperates the additional factor—supposed supernatural origin or supernatural sanction. Everywhere, up from a New Zealand king, who is strictly tapu, or sacred, we may trace this influence; and occasionally, where divine descent or magical powers are not claimed, there is a claim to origin that is extraordinary. Asia yields an example in the Fodli dynasty, which reigned 150 years in South Arabia—a six-fingered dynasty, regarded with awe by the people because of its continuously-inherited [II-355] malformation. Europe of the Merovingian period yields an example. In pagan times the king’s race had an alleged divine origin; but in Christian times, says Waitz, when they could no longer mount back to the gods, a more than natural origin was alleged: “a sea-monster ravished the wife of Chlogio as she sat by the sea-shore, and from this embrace Merovech sprang.” Later days show us the gradual acquisition of a sacred or semi-supernatural character, where it did not originally exist. Divine assent to their supremacy was asserted by the Carolingian kings. During the later feudal age, rare exceptions apart, kings “were not far removed from believing themselves near relatives of the masters of heaven. Kings and gods were colleagues.” In the 17th century this belief was endorsed by divines. “Kings,” says Bossuet, “are gods, and share in a manner the divine independence.”

So that the headship of a compound group, arising temporarily during war, then becoming, with frequent cooperation of the groups, settled for life by election, passing presently into the hereditary form, and gaining permanence as fast as the law of succession grows well-defined and undisputed, acquires its greatest stability only when the king is regarded as a deputy god, or when, if he is not supposed to inherit a divine nature, he is supposed to have a divine commission.

§ 479. Ascribed divine nature, or divine descent, or divine commission, naturally gives to the political head unlimited sway. In theory, and often to a large extent in practice, he is owner of his subjects and of the territory they occupy.

Where militancy is pronounced, and the claims of a conqueror unqualified, it is indeed to a considerable degree thus with those uncivilized peoples who do not ascribe supernatural characters to their rulers. Among the Zulu Kaffirs the chief “exercises supreme power over the lives of his people;” the Bheel chiefs “have a power over the lives and property of their own subjects;” and in Fiji the subject is [II-356] property. But it is still more thus where the ruler is considered more than human. Astley tells us that in Loango the king is “called samba and pongo, that is, god;” and, according to Proyart, the Loango people “say their lives and goods belong to the king.” In Wasoro (East Africa) “the king has unlimited power of life and death . . . in some tribes . . . he is almost worshipped.” In Msambara the people say “we are all slaves of the Zumbe (king), who is our Mulungu” [god]. “By the state law of Dahomey, as at Benin, all men are slaves to the king, and most women are his wives;” and in Dahomey the king is called “the spirit.” The Malagasy speak of their king as “our god;” and he is lord of the soil, owner of all property, and master of his subjects. Their time and services are at his command. In the Sandwich Islands the king, personating the god, utters oracular responses; and his power “extends over the property, liberty, and lives of his people.” Various Asiatic rulers, whose titles ascribe to them divine descent and nature, stand in like relations to their peoples. In Siam “the king is master not only of the persons but really of the property of his subjects: he disposes of their labour and directs their movements at will.” Of the Burmese we read—“their goods likewise, and even their persons are reputed his [the king’s] property, and on this ground it is that he selects for his concubine any female that may chance to please his eye.” In China “there is only one who possesses authority—the Emperor. . . . A wang, or king, has no hereditary possessions, and lives upon the salary vouchsafed by the Emperor. . . . He is the only possessor of the landed property.” And the like is alleged of the divinely-descended Japanese Mikado: “his majesty, although often but a child a few years old, still dispensed ranks and dignities, and the ownership of the soil always in reality resided in him.”

Of course, where the political head has unlimited power—where, as victorious invader, his subjects lie at his mercy, or where, as divinely descended, his will may not be questioned [II-357] without impiety, or where he unites the characters of conqueror and god, he naturally absorbs every kind of authority. He is at once military head, legislative head, judicial head, ecclesiastical head. The fully developed king is the supreme centre of every social structure and director of every social function.

§ 480. In a small tribe it is practicable for the chief personally to discharge all the duties of his office. Besides leading the other warriors in battle, he has time to settle disputes, he can sacrifice to the ancestral ghost, he can keep the village in order, he can inflict punishments, he can regulate trading transactions; for those governed by him are but few, and they live within a narrow space. When he acquires the headship of many united tribes, both the increased amount of business and the wider area covered by his subjects, put difficulties in the way of exclusively personal administration. It becomes necessary to employ others for the purposes of gaining information, conveying commands, seeing them executed; and in course of time the assistants thus employed grow into established heads of departments with deputed authorities.

While this development of governmental structures increases the ruler’s power, by enabling him to deal with more numerous affairs, it, in another way, decreases his power; for his actions are more and more modified by the instrumentalities through which they are effected. Those who watch the working of administrations, no matter of what kind, have forced upon them the truth that a head regulative agency is at once helped and hampered by its subordinate agencies. In a philanthropic association, a scientific society, or a club, those who govern find that the organized officialism which they have created, often impedes, and not unfrequently defeats, their aims. Still more is it so with the immensely larger administrations of the State. Through deputies the ruler receives his information; by them his orders are [II-358] executed; and as fast as his connexion with affairs becomes indirect, his control over affairs diminishes; until, in extreme cases, he either dwindles into a puppet in the hands of his chief deputy or has his place usurped by him.

Strange as it seems, the two causes which conspire to give permanence to political headship, also, at a later stage, conspire to reduce the political head to an automaton, executing the wills of the agents he has created. In the first place, when hereditary succession is finally settled in some line of descent rigorously prescribed, the possession of supreme power becomes independent of capacity for exercising it. The heir to a vacant throne may be, and often is, too young for discharging its duties; or he may be, and often is, too feeble in intellect, too deficient in energy, or too much occupied with the pleasures which his position offers in unlimited amounts. The result is that in the one case the regent, and in the other the chief minister, becomes the actual ruler. In the second place, that sacredness which supposed divine origin gives, makes him inaccessible to the ruled. All intercourse between him and them must be through the agents he surrounds himself with. Hence it becomes difficult or impossible for him to learn more than they choose him to know; and there follows inability to adapt his commands to the requirements, and inability to discover whether his commands have been fulfilled. His authority is consequently used to give effect to the purposes of his agents.

Even in so relatively simple a society as that of Tonga, we find an example. There is an hereditary sacred chief who “was originally the sole chief, possessing temporal as well as spiritual power, and regarded as of divine origin,” but who is now politically powerless. Abyssinia shows us something analogous. Holding no direct communication with his subjects, and having a sacredness such that even in council he sits unseen, the monarch is a mere dummy. In Gondar, one of the divisions of Abyssinia, the king must belong to the royal house of Solomon, but any one of the turbulent chiefs [II-359] who has obtained ascendency by force of arms, becomes a Ras—a prime minister or real monarch; though he requires “a titular emperor to perform the indispensable ceremony of nominating a Ras,” since the name, at least, of emperor “is deemed essential to render valid the title of Ras.” The case of Thibet may be named as one in which the sacredness of the original political head is dissociated from the claim based on hereditary descent; for the Grand Llama considered as “God the Father,” incarnate afresh in each new occupant of the throne, is discovered among the people at large by certain indications of his godhood. But with his divinity, involving disconnexion with temporal matters, there goes absence of political power. A like state of things exists in Bhotan.

“The Dhurma Raja is looked upon by the Bhotanese in the same light as the Grand Lama of Thibet is viewed by his subjects—namely as a perpetual incarnation of the Deity, or Bhudda himself in a corporeal form. During the interval between his death and reappearance, or, more properly speaking, until he has reached an age sufficiently mature to ascend his spiritual throne, the office of Dhurma Raja is filled by proxy from amongst the priesthood.”

And then along with this sacred ruler there co-exists a secular ruler. Bhotan “has two nominal heads, known to us and to the neighbouring hill-tribes under the Hindoostanee names of the Dhurma and the Deb Rajas. . . . The former is the spiritual head, the latter the temporal one.” Though in this case the temporal head has not great influence (probably because the priest-regent, whose celibacy prevents him from founding a line, stands in the way of unchecked assumption of power by the temporal head), still the existence of a temporal head implies a partial lapsing of political functions out of the hands of the original political head. But the most remarkable, and at the same time most familiar, example, is that furnished by Japan. Here the supplanting of inherited authority by deputed authority is exemplified, not in the central government alone, but in the local governments.

“Next to the prince and his family came the karos or ‘elders.’ Their office became hereditary, and, like the princes, they in many instances [II-360] became effete. The business of what we may call the clan would thus fall into the hands of any clever man or set of men of the lower ranks, who, joining ability to daring and unscrupulousness, kept the princes and the karos out of sight, but surrounded with empty dignity, and, commanding the opinion of the bulk of the samarai or military class, wielded the real power themselves. They took care, however, to perform every act in the name of the fainéants, their lords, and thus we hear of . . . daimios, just as in the case of the Emperors, accomplishing deeds . . . of which they were perhaps wholly ignorant.”

This lapsing of political power into the hands of ministers was, in the case of the central government, doubly illustrated. Successors as they were of a god-descended conqueror whose rule was real, the Japanese Emperors gradually became only nominal rulers; partly because of the sacredness which separated them from the nation, and partly because of the early age at which the law of succession frequently enthroned them. Their deputies consequently gained predominance. The regency in the ninth century “became hereditary in the Fujiwara [sprung from the imperial house], and these regents ultimately became all-powerful. They obtained the privilege of opening all petitions addressed to the sovereign, and of presenting or rejecting them at their pleasure.” And then, in course of time, this usurping agency had its own authority usurped in like manner. Again succession by fixed rule was rigorously adhered to; and again seclusion entailed loss of hold on affairs. “High descent was the only qualification for office, and unfitness for functions was not regarded in the choice of officials.” Besides the Shôgun’s four confidential officers, “no one else could approach him. Whatever might be the crimes committed at Kama Koura, it was impossible through the intrigues of these favourites, to complain of them to the Seogoun.” The result was that “subsequently this family . . . gave way to military commanders, who,” however, often became the instruments of other chiefs.

Though less definitely, this process was exemplified during early times in Europe. The Merovingian kings, to whom there clung a tradition of supernatural origin, and whose order of [II-361] succession was so far settled that minors reigned, fell under the control of those who had become chief ministers. Long before Childeric, the Merovingian family had ceased to govern.

“The treasures and the power of the kingdom had passed into the hands of the prefects of the palace, who were called ‘mayors of the palace,’ and to whom the supreme power really belonged. The prince was obliged to content himself with bearing the name of king, having flowing locks and a long beard, sitting on the chair of State, and representing the image of the monarch.”

§ 481. From the Evolution-standpoint we are thus enabled to discern the relative beneficence of institutions which, considered absolutely, are not beneficent; and are taught to approve as temporary that which, as permanent, we abhor. The evidence obliges us to admit that subjection to despots has been largely instrumental in advancing civilization. Induction and deduction alike prove this.

If, on the one hand, we group together those wandering headless hordes which are found here and there over the Earth, they show us that, in the absence of political organization, little progress has taken place; and if we contemplate those settled simple groups which have but nominal heads, we are shown that though there is some development of the industrial arts and some cooperation, the advance is but small. If, on the other hand, we glance at those ancient societies in which considerable heights of civilization were first reached, we see them under autocratic rule. In America, purely personal government, restricted only by settled customs, characterized the Mexican, Central American, and Chibcha states; and in Peru, the absolutism of the divine king was unqualified. In Africa, ancient Egypt exhibited very conspicuously this connexion between despotic control and social evolution. Throughout the distant past it was repeatedly displayed in Asia, from the Accadian civilization downwards; and the still extant civilizations of Siam, Burmah, China, and Japan, re-illustrate it. Early European societies, too, where not characterized by centralized despotism, [II-362] were still characterized by diffused patriarchal despotism. Only among modern peoples, whose ancestors passed through the discipline given under this social form, and who have inherited its effects, is civilization being dissociated from subjection to individual will.

The necessity there has been for absolutism is best seen on observing that, during inter-tribal and inter-national conflicts, those have conquered who, other things equal, were the more obedient to their chiefs and kings. And since in early stages, military subordination and social subordination go together, it results that, for a long time, the conquering societies continued to be the despotically-governed societies. Such exceptions as histories appear to show us, really prove the rule. In the conflict between Persia and Greece, the Greeks, but for a mere accident, would have been ruined by that division of councils which results from absence of subjection to a single head. And their habit of appointing a dictator when in great danger from enemies, implies that the Romans had discovered that efficiency in war requires undivided control.

Thus, leaving open the question whether, in the absence of war, wandering primitive groups could ever have developed into settled civilized communities, we conclude that, under such conditions as there have been, those struggles for existence among societies which have gone on consolidating smaller into larger, until great nations have been produced, necessitated the development of a social type characterized by personal rule of a stringent kind.

§ 482. To make clear the genesis of this leading political institution, let us set down in brief the several influences which have conspired to effect it, and the several stages passed through.

In the rudest groups, resistance to the assumption of supremacy by any individual, usually prevents the establishment of settled headship; though some influence is commonly [II-363] acquired by superiority of strength, or courage, or sagacity, or possessions, or the experience accompanying age.

In such groups, and in tribes somewhat more advanced, two kinds of superiority conduce more than all others to predominance—that of the warrior and that of the medicineman. Usually separate, but sometimes united in the same person, and then greatly strengthening him, both of these superiorities tending to initiate political headship, continue thereafter to be important factors in developing it.

At first, however, the supremacy acquired by great natural power, or supposed supernatural power, or both, is transitory—ceases with the life of one who has acquired it. So long as the principle of efficiency alone operates, political headship does not become settled. It becomes settled only when there cooperates the principle of inheritance.

The custom of reckoning descent through females, which characterizes many rude societies and survives in others that have made considerable advances, is less favourable to establishment of permanent political headship than is the custom of reckoning descent through males; and in sundry semi-civilized societies distinguished by permanent political headships, inheritance through males has been established in the ruling house while inheritance through females survives in the society at large.

Beyond the fact that reckoning descent through males conduces to a more coherent family, to a greater culture of subordination, and to a more probable union of inherited position with inherited capacity, there is the more important fact that it fosters ancestor-worship, and the consequent reinforcing of natural authority by supernatural authority. Development of the ghost-theory, leading as it does to special fear of the ghosts of powerful men, until, where many tribes have been welded together by a conqueror, his ghost acquires in tradition the pre-eminence of a god, produces two effects. In the first place his descendant, ruling after him, is supposed to partake of his divine nature; and in the second place, by [II-364] propitiatory sacrifices to him, is supposed to obtain his aid. Rebellion hence comes to be regarded as alike wicked and hopeless.

The processes by which political headships are established repeat themselves at successively higher stages. In simple groups chieftainship is at first temporary—ceases with the war which initiated it. When simple groups that have acquired permanent political heads, unite for military purposes, the general chieftainship is originally but temporary. As in simple groups chieftainship is at the outset habitually elective, and becomes hereditary at a later stage; so chieftainship of the compound group is habitually elective at the outset, and only later passes into the hereditary. Similarly in some cases where a doubly-compound society is formed. Further, this later-established power of a supreme ruler, at first given by election and presently gained by descent, is commonly less than that of the local rulers in their own localities; and when it becomes greater, it is usually by the help of ascribed divine origin or ascribed divine commission.

Where, in virtue of supposed supernatural genesis or authority, the king has become absolute, and, owning both subjects and territory, exercises all powers, he is obliged by the multiplicity of his affairs to depute his powers. There follows a reactive restraint due to the political machinery he creates; and this machinery ever tends to become too strong for him. Especially where rigorous adhesion to the rule of inheritance brings incapables to the throne, or where ascribed divine nature causes inaccessibility save through agents, or where both causes conspire, power passes into the hands of deputies. The legitimate ruler becomes an automaton and his chief agent the real ruler; and this agent, again, in some cases passing through parallel stages, himself becomes an automaton and his subordinates the rulers.

Lastly, by colligation and comparison of the facts, we are led to recognize the indirectly-achieved benefits which have followed the directly-inflicted evils of personal government. [II-365] Headship of the conquering chief has been a normal accompaniment of that political integration without which any high degree of social evolution would probably have been impossible. Only by imperative need for combination in war were primitive men led into cooperation. Only by subjection to imperative command was such cooperation made efficient. And only by the cooperation thus initiated were made possible those other forms of cooperation characterizing civilized life.

 


 

[II-366]

CHAPTER VII.

COMPOUND POLITICAL HEADS.

§ 483. In the preceding chapter we traced the development of the first element in that tri-une political structure which everywhere shows itself at the outset. We pass now to the development of the second element—the group of leading men among whom the chief is, at first, merely the most conspicuous. Under what conditions this so evolves as to subordinate the other two, what causes make it narrower, and what causes widen it until it passes into the third, we have here to observe.

If the innate feelings and aptitudes of a race have large shares in determining the sizes and cohesions of the social groups it forms, still more must they have large shares in determining the relations which arise among the members of such groups. While the mode of life followed tends to generate this or that political structure, its effects are always complicated by the effects of inherited character. Whether or not the primitive state in which governing power is equally distributed among all warriors or all elders, passes into the state in which governing power is monopolized by one, depends in part on the life of the group as predatory or peaceful, and in part on the natures of its members as prompting them to oppose dictation more or less doggedly. A few facts will make this clear.

The Arafuras (Papuan Islanders) who “live in peace and [II-367] brotherly love,” have no other “authority among them than the decisions of their elders.” Among the harmless Todas “all disputes and questions of right and wrong are settled either by arbitration or by a Punchayet—i. e., a council of five.” Of the Bodo and the Dhimáls, described as averse to military service, and “totally free from arrogance, revenge, cruelty, and fierté,” we read that though each of their small communities has a nominal head who pays the tribute on its behalf, yet he is without power, and “disputes are settled among themselves by juries of elders.” In these cases, besides absence of the causes which bring about chiefly supremacy, may be noted the presence of causes which directly hinder it. The Papuans generally, typified by the Arafuras above-named, while described by Modera, Ross, and Kolff, as “good-natured,” “of a mild disposition,” kind and peaceful to strangers, are said by Earl to be unfit for military action: “their impatience of control . . . utterly precludes that organization which would enable” the Papuans “to stand their ground against encroachments.” The Bodo and the Dhimáls while “they are void of all violence towards their own people or towards their neighbours” also “resist injunctions, injudiciously urged, with dogged obstinacy.” And of a kindred “very fascinating people,” the Lepchas, amiable, peaceful, kind, as travellers unite in describing them, and who refuse to take service as soldiers, we are told that they will “undergo great privation rather than submit to oppression or injustice.”

Where the repugnance to control is strong, an uncentralized political organization is maintained notwithstanding the warlike activities which tend to initiate chieftainship. The Nagas “acknowledge no king among themselves, and deride the idea of such a personage among others;” their “villages are continually at feud;” “every man being his own master, his passions and inclinations are ruled by his share of brute force.” And then we further find that—

“Petty disputes and disagreements about property are settled by a [II-368] council of elders, the litigants voluntarily submitting to their arbitration. But correctly speaking, there is not the shadow of a constituted authority in the Naga community, and, wonderful as it may seem, this want of government does not lead to any marked degree of anarchy.”

Similarly among the warlike tribes of North America. Speaking of these people at large, Schoolcraft says that “they all wish to govern, and not to be governed. Every Indian thinks he has a right to do as he pleases, and that no one is better than himself; and he will fight before he will give up what he thinks right.” Of the Comanches, as an example, he remarks that “the democratic principle is strongly implanted in them;” and that for governmental purposes “public councils are held at regular intervals during the year.” Further, we read that in districts of ancient Central America there existed somewhat more advanced societies which, though warlike, were impelled by a kindred jealousy to provide against monopoly of power. The government was carried on by an elective council of old men who appointed a war chief; and this war chief, “if suspected of plotting against the safety of the commonwealth, or for the purpose of securing supreme power in his own hands, was rigorously put to death by the council.”

Though the specialities of character which thus lead certain kinds of men in early stages to originate compound political heads, and to resist, even under stress of war, the rise of single political heads, are innate, we are not without clues to the circumstances which have made them innate; and with a view to interpretations presently to be made, it will be useful to glance at these. The Comanches and kindred tribes, roaming about in small bands, active and skilful horsemen, have, through long past periods, been so conditioned as to make coercion of one man by another difficult. So, too, has it been, though in another way, with the Nagas. “They inhabit a rough and intricate mountain range;” and their villages are perched “on the crest of ridges.” Again, significant evidence is furnished by a remark of Captain Burton to the effect that in Africa, as in Asia, there are three [II-369] distinct forms of government—military despotisms, feudal monarchies, and rude republics: the rude republics being those formed by “the Bedouin tribes, the hill people, and the jungle races.” Clearly, the names of these last show that they inhabit regions which, hindering by their physical characters a centralized form of government, favour a more diffused form of government, and the less decided political subordination which is its concomitant.

These facts are obviously related to certain others already named. We saw in § 17, and again in § 449, that it is relatively easy to form a large society if the country is one within which all parts are readily accessible, while it has barriers through which exit is difficult; and that, conversely, formation of a large society is prevented, or greatly delayed, by difficulties of communication within the occupied area, and by facilities of escape from it. Here we see, further, that not only is political integration under its primary aspect of increasing mass, hindered by these last-named physical conditions, but that there is hindrance to the development of a more integrated form of government. The circumstances which impede social consolidation also impede the concentration of political power.

The truth here chiefly concerning us, however, is that the continued presence of the one or the other set of conditions, fosters a character to which either the centralized political organization or the diffused political organization is appropriate. Existence, generation after generation, in a region where despotic control has arisen, produces an adapted type of nature; partly by daily habit and partly by survival of those most fit for living under such control. Contrariwise, in a region favouring preservation of their independence by small groups, there is a strengthening, through successive ages, of sentiments averse to restraint; since, not only are these sentiments exercised in all members of a group by resisting the efforts from time to time made to subordinate it, but, on the average, those who most pertinaciously [II-370] resist are those who, remaining unsubdued, and transmitting their mental traits to posterity, determine the character of the race.

Having thus glanced at the effects of the factors, external and internal, as displayed in simple tribes, we shall understand how they cooperate when, by migration or otherwise, such tribes fall into circumstances favouring the growth of large societies.

§ 484. The case of an uncivilized people of the nature described, who have in recent times shown what occurs when union of small groups into great ones is prompted, will best initiate the interpretation.

The Iroquois nations, each made up of many tribes previously hostile, had to defend themselves against European invaders. Combination for this purpose among these five (and finally six) nations, necessitated a recognition of equality among them; since agreement to join would not have been arrived at had it been required that some divisions should be subject to others. The groups had to cooperate on the understanding that their “rights, privileges and obligations” should be the same. Though the numbers of permanent and hereditary sachems appointed by the respective nations to form the Great Council, differed, yet the voices of the several nations were equal. Omitting details of the organization, we have to note, first, that for many generations, notwithstanding the wars which this league carried on, its constitution remained stable—no supreme individual arose; and, second, that this equality among the powers of the groups coexisted with inequality within each group: the people had no share in its government.

A clue is thus furnished to the genesis of those compound heads with which ancient history familiarizes us. We are enabled to see how there came to co-exist in the same societies, some institutions of a despotic kind, with other institutions of a kind appearing to be based on the principle of [II-371] equality, and often confounded with free institutions. Let us recall the antecedents of those early European peoples who developed governments of this form.

During the wandering pastoral life, subordination to a single head was made habitual. A recalcitrant member of any group had either to submit to the authority under which he had grown up, or, rebelling, had to leave the group and face those risks which unprotected life in the wilderness threatened. The establishment of this subordination was furthered by the more frequent survival of groups in which it was greatest; since, in the conflicts between groups, those of which the members were insubordinate, ordinarily being both smaller and less able to cooperate effectually, were the more likely to disappear. But now to the fact that in such families and clans, obedience to the father and to the patriarch was fostered by circumstances, has to be added the fact above emphasized, that circumstances also fostered the sentiment of liberty in the relations between clans. The exercise of power by one of them over another, was made difficult by wide scattering and by great mobility; and with successful opposition to external coercion, or evasion of it, carried on through numberless generations, the tendency to resent and resist all strange authority was likely to become strong.

Whether, when groups thus disciplined aggregate, they assume this or that form of political organization, depends partly, as already implied, on the conditions into which they fall. Even could we omit those differences between Mongols, Semites, and Aryans, established in prehistoric times by causes unknown to us, or even had complete likeness of nature been produced among them by long-continued pastoral life; yet large societies formed by combinations of their small hordes, could be similar in type only under similar circumstances. In unfavourableness of circumstances is to be found the reason why Mongols and Semites, where they have settled and multiplied, have failed to maintain the autonomies of their hordes after combination of them, and to [II-372] evolve the resulting institutions. Even the Aryans, among whom chiefly the less concentrated forms of political rule have arisen, show us that almost everything depends on favourable or unfavourable conditions fallen into. Originally inheriting in common the mental traits generated during their life in the Hindu Koosh and its neighbourhood, the different divisions of the race have developed different institutions and accompanying characters. Those of them who spread into the plains of India, where great fertility made possible a large population, to the control of which there were small physical impediments, lost their independence of nature, and did not evolve political systems like those which grew up among their Western kindred, under circumstances furthering maintenance of the original character.

The implication is, then, that where groups of the patriarchal type fall into regions permitting considerable growth of population, but having physical structures which impede the centralization of power, compound political heads will arise, and for a time sustain themselves, through cooperation of the two factors—independence of local groups and need for union in war. Let us consider some examples.

§ 485. The island of Crete has numerous high mountain valleys containing good pasturage, and provides many seats for strongholds—seats which ruins prove that the ancient inhabitants utilized. Similarly with the mainland of Greece. A complicated mountain system cuts off its parts from one another and renders each difficult of access. Especially is this so in the Peloponnesus; and, above all, in the part occupied by the Spartans. It has been remarked that the State which possesses both sides of Taygetus, has it in its power to be master of the peninsula: “it is the Acropolis of the Peloponnese, as that country is of the rest of Greece.”

When, over the earlier inhabitants, there came successive waves of Hellenic conquerors, these brought with them the type of nature and organization common to the Aryans, displaying [II-373] the united traits above described. Such a people taking possession of such a land, inevitably fell in course of time “into as many independent clans as the country itself was divided by its mountain chains into valleys and districts.” From separation resulted alienation; so that those remote from one another, becoming strangers, became enemies. In early Greek times the clans, occupying mountain villages, were so liable to incursions from one another that the planting of fruit trees was a waste of labour. There existed a state like that seen at present among such Indian-hill tribes as the Nagas.

Though preserving the tradition of a common descent, and owning allegiance to the oldest male representative of the patriarch, a people spreading over a region which thus cut off from one another even adjacent small groups, and still more those remoter cluster of groups arising in course of generations, would inevitably become disunited in government: subjection to a general head would be more and more difficult to maintain, and subjection to local heads would alone continue practicable. At the same time there would arise, under such conditions, increasing causes of insubordination. When the various branches of a common family are so separated as to prevent intercourse, their respective histories, and the lines of descent of their respective heads, must become unknown, or but partially known, to one another; and claims to supremacy made now by this local head and now by that, are certain to be disputed. If we remember how, even in settled societies having records, there have been perpetual conflicts about rights of succession, and how, down to our own day, there are frequent law-suits to decide on heirships to titles and properties, we cannot but infer that in a state like that of the early Greeks, the difficulty of establishing the legitimacy of general headships, conspiring with the desire to assert independence and the ability to maintain it, inevitably entailed lapse into numerous local headships. Of course, under conditions varying in each locality, splittings-up of [II-374] wider governments into narrower went to different extents; and naturally, too, re-establishments of wider governments or extensions of narrower ones in some cases took place. But, generally, the tendency under such conditions was to form small independent groups, severally having the patriarchal type of organization. Hence, then, the decay of such kingships as are implied in the Iliad. As Grote writes—“When we approach historical Greece, we find that (with the exception of Sparta) the primitive, hereditary, unresponsible monarch, uniting in himself all the functions of government, has ceased to reign.” [*]

Let us now ask what will happen when a cluster of clans of common descent, which have become independent and hostile, are simultaneously endangered by enemies to whom they are not at all akin, or but remotely akin? Habitually they will sink their differences and cooperate for defence. But on what terms will they cooperate? Even among friendly groups, joint action would be hindered if some claimed supremacy; and among groups having out-standing feuds there could be no joint action save on a footing of equality. The common defence would, therefore, be directed by a body [II-375] formed of the heads of the cooperating small societies; and if the cooperation for defence was prolonged, or became changed into cooperation for offence, this temporary controlling body would naturally grow into a permanent one, holding the small societies together. The special characters of this compound head would, of course, vary with the circumstances. Where the traditions of the united clans agreed in identifying some one chief as the lineal representative of the original patriarch or hero, from whom all descended, precedence and some extra authority would be permitted to him. Where claims derived from descent were disputed, personal superiority or election would determine which member of the compound head should take the lead. If within each of the component groups chiefly power was unqualified, there would result from union of chiefs a close oligarchy; while the closeness of the oligarchy would become less in proportion as recognition of the authority of each chief diminished. And in cases where there came to be incorporated numerous aliens, owing allegiance to the heads of none of the component groups, there would arise influences tending still more to widen the oligarchy.

Such, we may conclude, were the origins of those compound headships of the Greek states which existed at the beginning of the historic period. In Crete, where there survived the tradition of primitive kingship, but where dispersion and subdivision of clans had brought about a condition in which “different towns carried on open feuds,” there were “patrician houses, deriving their right from the early ages of royal government,” who continued “to retain possession of the administration.” In Corinth the line of Herakleid kings “subsides gradually, through a series of empty names, into the oligarchy denominated Bacchiadæ. . . . The persons so named were all accounted descendants of Hêraklês, and formed the governing caste in the city.” So was it with Megara. According to tradition, this arose by combination of several villages inhabited by kindred tribes, which, originally [II-376] in antagonism with Corinth, had, probably in the course of this antagonism, become consolidated into an independent state. At the opening of the historic period the like had happened in Sikyon and other places. Sparta, too, “always maintained, down to the times of the despot Nabis, its primitive aspect of a group of adjacent hill-villages rather than a regular city.” Though in Sparta kingship had survived under an anomalous form, yet the joint representatives of the primitive king, still reverenced because the tradition of their divine descent was preserved, had become little more than members of the governing oligarchy, retaining certain prerogatives. And though it is true that in its earliest historically-known stage, the Spartan oligarchy did not present the form which would spontaneously arise from the union of chiefs of clans for cooperation in war—though it had become elective within a limited class of persons; yet the fact that an age of not less than sixty was a qualification, harmonizes with the belief that it at first consisted of the heads of the respective groups, who were always the eldest sons of the eldest; and that these groups with their heads, described as having been in pre-Lykurgean times, “the most lawless of all the Greeks,” became united by that continuous militant life which distinguished them. [*]

[II-377]

The Romans exemplify the rise of a compound headship under conditions which, though partially different from those the Greeks were subject to, were allied fundamentally. In its earliest-known state, Latium was occupied by village-communities, which were united into cantons; while these cantons formed a league headed by Alba—a canton regarded as the oldest and most eminent. This combination was for joint defence; as is shown by the fact that each group of clan-villages composing a canton, had an elevated stronghold in common, and also by the fact that the league of cantons had for its centre and place of refuge, Alba, the most strongly placed as well as the oldest. The component cantons of the league were so far independent that there were wars between them; hence we may infer that when they cooperated for joint defence it was on substantially equal terms. Thus before Rome existed, the people who formed it had been habituated to a kind of life such that, with great subordination in each family and clan, and partial subordination within each canton (which was governed by a prince, council of elders, and assembly of warriors), there went a union of heads of cantons, who were in no degree subordinate one to another. When the inhabitants of three of these cantons, the Ramnians, Tities, and Luceres, began to occupy the tract on which Rome stands, they brought with them their political organization. [II-378] The oldest Roman patricians bore the names of rural clans belonging to these cantons. Whether, when seating themselves on the Palatine hills and on the Quirinal, they preserved their cantonal divisions, is not clear; though it seems probable à priori. But, however this may be, there is proof that they fortified themselves against one another, as well as against outer enemies. The “mount-men” of the Palatine and the “hill-men” of the Quirinal were habitually at feud; and even among the minor divisions of those who occupied the Palatine, there were dissensions. As Mommsen says, primitive Rome was “rather an aggregate of urban settlements than a single city.” And that the clans who formed these settlements brought with them their enmities, is to be inferred from the fact that not only did they fortify the hills on which they fixed themselves, but even “the houses of the old and powerful families were constructed somewhat after the manner of fortresses.”

So that again, in the case of Rome, we see a cluster of small independent communities, allied in blood but partially antagonistic, which had to cooperate against enemies on such terms as all would agree to. In early Greece the means of defence were, as Grote remarks, greater than the means of attack; and it was the same in early Rome. Hence, while coercive rule within the family and the group of related families was easy, there was difficulty in extending coercion over many such groups: fortified as they were against one another. Moreover, the stringency of government within each of the communities constituting the primitive city, was diminished by facility of escape from one and admission into another. As we have seen among simple tribes, desertions take place when the rule is harsh; and we may infer that, in primitive Rome there was a check on exercise of force by the more powerful families in each settlement over the less powerful, caused by the fear that migration might weaken the settlement and strengthen an adjacent one. Thus the circumstances were such that when, for defence of the city, cooperation [II-379] became needful, the heads of the clans included in its several divisions came to have substantially equal powers. The original senate was the collective body of clan-elders; and “this assembly of elders was the ultimate holder of the ruling power:” it was “an assembly of kings.” At the same time, the heads of families in each clan, forming the body of burgesses, stood, for like reasons, on equal footing. Primarily for command in war, there was an elected head, who was also chief magistrate. Though not having the authority given by alleged divine descent, he had the authority given by supposed divine approval; and, himself bearing the insignia of a god, he retained till death the absoluteness appropriate to one. But besides the fact that the choice, originally made by the senate, had to be again practically made by it in case of sudden vacancy; and besides the fact that each king, nominated by his predecessor, had to be approved by the assembled burgesses; there is the fact that the king’s power was executive only. The assembly of burgesses “was in law superior to, rather than co-ordinate with, the king.” Further, in the last resort was exercised the supreme power of the senate; which was the guardian of the law and could veto the joint decision of king and burgesses. Thus the constitution was in essence an oligarchy of heads of clans, included in an oligarchy of heads of houses—a compound oligarchy which became unqualified when kingship was suppressed. And here should be emphasized the truth, sufficiently obvious and yet continually ignored, that the Roman Republic which remained when the regal power ended, differed utterly in nature from those popular governments with which it has been commonly classed. The heads of clans, of whom the narrower governing body was formed, as well as the heads of families who formed the wider governing body, were, indeed, jealous of one another’s powers; and in so far simulated the citizens of a free state who individually maintain their equal rights. But these heads severally exercised unlimited powers over the members of their households [II-380] and over their clusters of dependents. A community of which the component groups severally retained their internal autonomies, with the result that the rule within each remained absolute, was nothing but an aggregate of small despotisms. Institutions under which the head of each group, besides owning slaves, had such supremacy that his wife and children, including even married sons, had no more legal rights than cattle, and were at his mercy in life and limb, or could be sold into slavery, can be called free institutions only by those who confound similarity of external outline with similarity of internal structure. [*]

§ 486. The formation of compound political heads in later times, repeats this process in essentials if not in details. In one way or other, the result arises when a common need for defence compels cooperation, while there exists no means of securing cooperation save voluntary agreement.

Beginning with the example of Venice, we notice first that the region occupied by the ancient Veneti, included the extensive marshy tract formed of the deposits brought down by several rivers to the Adriatic—a tract which, in Strabo’s day, was “intersected in every quarter by rivers, streams, and morasses;” so that “Aquileia and Ravenna were then cities in the marshes.” Having for their stronghold this region full of spots accessible only to inhabitants who knew the intricate ways to them, the Veneti maintained their independence, spite of the efforts of the Romans to subdue them, until the time of Cæsar. In later days, kindred results were more markedly displayed in that part of this region specially characterized by inaccessibility. From early ages the islets, or rather mud-banks, on which Venice stands, were inhabited [II-381] by a maritime people. Each islet, secure in the midst of its tortuous lagunes, had a popular government of annually-elected tribunes. And these original governments, existing at the time when there came several thousands of fugitives, driven from the mainland by the invading Huns, survived under the form of a rude confederation. As we have seen happens generally, the union into which these independent little communities were forced for purposes of defence, was disturbed by feuds; and it was only under the stress of opposition to aggressing Lombards on the one side and Sclavonic pirates on the other, that a general assembly of nobles, clergy, and citizens, appointed a duke or doge to direct the combined forces and to restrain internal factions: being superior to the tribunes of the united islets and subject only to this body which appointed him. What changes subsequently took place—how, beyond the restraints imposed by the general assembly, the doge was presently put under the check of two elected councillors, and on important occasions had to summon the principal citizens—how there came afterwards a representative council, which underwent from time to time modifications—does not now concern us. Here we have simply to note that, as in preceding cases, the component groups being favourably circumstanced for severally maintaining their independence of one another, the imperative need for union against enemies initiated a rude compound headship, which, notwithstanding the centralizing effects of war, long maintained itself in one or other form.

On finding allied results among men of a different race but occupying a similar region, doubts respecting the process of causation must be dissipated. Over the area, half land, half water, formed of the sediment brought down by the Rhine and adjacent rivers, there early existed scattered families. Living on isolated sand-hills, or in huts raised on piles, they were so secure amid their creeks and mud-banks and marshes, that they remained unsubdued by the Romans. Subsisting at first by fishing, with here and there such small agriculture [II-382] as was possible, and eventually becoming maritime and commercial, these people, in course of time, rendered their land more habitable by damming out the sea; and they long enjoyed a partial if not complete independence. In the third century, “the low countries contained the only free people of the German race.” Especially the Frisians, more remote than the rest from invaders, “associated themselves with the tribes settled on the limits of the German Ocean, and formed with them a connexion celebrated under the title of the ‘Saxon League.’ ” Though at a later time, the inhabitants of the low countries fell under Frankish invaders; yet the nature of their habitat continued to give them such advantages in resisting foreign control, that they organized themselves after their own fashion notwithstanding interdicts. “From the time of Charlemagne, the people of the ancient Menapia, now become a prosperous commonwealth, formed political associations to raise a barrier against the despotic violence of the Franks.” Meanwhile the Frisians, who, after centuries of resistance to the Franks, were obliged to yield and render small tributary services, retained their internal autonomy. They formed “a confederation of rude but self-governed maritime provinces:” each of these seven provinces being divided into districts severally governed by elective heads with their councils, and the whole being under a general elective head and a general council.

Of illustrations which modern times have furnished, must be named those which again show us the effects of a mountainous region. The most notable is, of course, that of Switzerland. Surrounded by forests, “among marshes, and rocks, and glaciers, tribes of scattered shepherds had, from the early times of the Roman conquest, found a land of refuge from the successive invaders of the rest of Helvetia.” In the labyrinths of the Alps, accessible to those only who knew the ways to them, their cattle fed unseen; and against straggling bands of marauders who might discover their retreats, they had great facilities for defence. These districts—which [II-383] eventually became the cantons of Schweitz, Uri, and Unterwalden, originally having but one centre of meeting, but eventually, as population increased, getting three, and forming separate political organizations—long preserved complete independence. With the spread of feudal subordination throughout Europe, they became nominally subject to the Emperor; but, refusing obedience to the superiors set over them, they entered into a solemn alliance, renewed from time to time, to resist outer enemies. Details of their history need not detain us. The fact of moment is that in these three cantons, which physically favoured in so great a degree the maintenance of independence by individuals and by groups, the people, while framing for themselves free governments, united on equal terms for joint defence. And it was these typical “Swiss,” as they were the first to be called, whose union formed the nucleus of the larger unions which, through varied fortunes, eventually grew up. Severally independent as were the cantons composing these larger unions, there at first existed feuds among them, which were suspended during times of joint defence. Only gradually did the league pass from temporary and unsettled forms to a permanent and settled form. Two facts of significance should be added. One is that, at a later date, a like process of resistance, federation, and emancipation from feudal tyranny, among separate communities occupying small mountain valleys, took place in the Grisons and in the Valais: regions which, though mountainous, were more accessible than those of the Oberland and its vicinity. The other is that the more level cantons neither so early nor so completely gained their independence; and, further, that their internal constitutions were less free in form. A marked contrast existed between the aristocratic republics of Berne, Lucerne, Fribourg, and Soleure, and the pure democracies of the forest cantons and the Grisons; in the last of which “every little hamlet resting in an Alpine valley, or perched on mountain crag, was an independent community, of which all the members [II-384] were absolutely equal—entitled to vote in every assembly, and qualified for every public function.” “Each hamlet had its own laws, jurisdiction, and privileges;” while the hamlets were federated into communes, the communes into districts, and the districts into a league.

Lastly, with the case of Switzerland may be associated that of San Marino—a little republic which, seated in the Apennines, and having its centre on a cliff a thousand feet high, has retained its independence for fifteen centuries. Here 8,000 people are governed by a senate of 60 and by captains elected every half-year: assemblies of the whole people being called on important occasions. There is a standing army of 18; “taxation is reduced to a mere nothing;” and officials are paid by the honour of serving.

One noteworthy difference between the compound heads arising under physical conditions of the kinds exemplified, must not be overlooked—the difference between the oligarchic form and the popular form. As shown at the outset of this section, if each of the groups united by militant cooperation is despotically ruled—if the groups are severally framed on the patriarchal type, or are severally governed by men of supposed divine descent; then the compound head becomes one in which the people at large have no share. But if, as in these modern cases, patriarchal authority has decayed; or if belief in divine descent of rulers has been undermined by a creed at variance with it; or if peaceful habits have weakened that coercive authority which war ever strengthens; then the compound head is no longer an assembly of petty despots. With the progress of these changes it becomes more and more a head formed of those who exercise power not by right of position but by right of appointment.

§ 487. There are other conditions which favour the rise of compound heads, temporary if not permanent—those, namely, which occur at the dissolutions of preceding organizations. Among peoples habituated for ages to personal rule, having [II-385] sentiments appropriate to it, and no conception of anything else, the fall of one despot is at once followed by the rise of another; or, if a large personally-governed empire collapses, its parts severally generate governments for themselves of like kind. But among less servile peoples, the breaking up of political systems having single heads, is apt to be followed by the establishment of others having compound heads; especially where there is a simultaneous separation into parts which have not local governments of stable kinds. Under such circumstances there is a return to the primitive state. The pre-existing regulative system having fallen, the members of the community are left without any controlling power save the aggregate will; and political organization having to commence afresh, the form first assumed is akin to that which we see in the assembly of the savage horde, or in the modern public meeting. Whence there presently results the rule of a select few subject to the approval of the many.

In illustration may first be taken the rise of the Italian republics. When, during the ninth and tenth centuries, the German Emperors, who had long been losing their power to restrain local antagonisms in Italy and the outrages of wandering robber bands, failed more than ever to protect their subject communities, and, as a simultaneous result, exercised diminished control over them; it became at once necessary and practicable for the Italian towns to develop political organizations of their own. Though in these towns there were remnants of the old Roman organization, this had obviously become effete; for, in time of danger, there was an assembling of “citizens at the sound of a great bell, to concert together the means for their common defence.” Doubtless on such occasions were marked out the rudiments of those republican constitutions which afterwards arose. Though it is alleged that the German Emperors allowed the towns to form these constitutions, yet we may reasonably conclude, rather, that having no care further than to get their tribute, they made no efforts to prevent the towns from [II-386] forming them. And though Sismondi says of the townspeople—“ils cherchèrent à se constituer sur le modèle de la republique romaine;” yet we may question whether, in those dark days, the people knew enough of Roman institutions to be influenced by their knowledge. With more probability may we infer that “this meeting of all the men of the state capable of bearing arms . . . in the great square,” originally called to take measures for repelling aggressors—a meeting which must, at the very outset, have been swayed by a group of dominant citizens and must have chosen leaders, was itself the republican government in its incipient state. Meetings of this kind, first held on occasions of emergency, would gradually come into use for deciding all important public questions. Repetition would bring greater regularity in the modes of procedure, and greater definiteness in the divisions formed; ending in compound political heads, presided over by elected chiefs. And that this was the case in those early stages of which there remain but vague accounts, is shown by the fact that a similar, though somewhat more definite, process afterwards occurred at Florence, when the usurping nobles were overthrown. Records tell us that in 1250 “the citizens assembled at the same moment in the square of Santa Croce; they divided themselves into fifty groups, of which each group chose a captain, and thus formed companies of militia: a council of these officers was the first-born authority of this newly revived republic.” Clearly, that sovereignty of the people which, for a time, characterized these small governments, would inevitably arise if the political form grew out of the original public meeting; while it would be unlikely to have arisen had the political form been artificially devised by a limited class.

That this interpretation harmonizes with the facts which modern times have furnished, scarcely needs pointing out. On an immensely larger scale and in ways variously modified, here by the slow collapse of an old régime and there by combination for war, the rise of the first French Republic and of [II-387] the American Republic have similarly shown us this tendency towards resumption of the primitive form of political organization, when a decayed or otherwise incapable government collapses. Obscured by complicating circumstances and special incidents as these transformations were, we may recognize in them the play of the same general causes.

§ 488. In the last chapter we saw that, as conditions determine, the first element of the tri-une political structure may be differentiated from the second in various degrees: beginning with the warrior-chief, slightly predominant over other warriors, and ending with the divine and absolute king widely distinguished from the select few next to him. By the foregoing examples we are shown that the second element is, as conditions determine, variously differentiated from the third: being at the one extreme qualitatively distinguished in a high degree and divided from it by an impassable barrier, and at the other extreme almost merged into it.

Here we are introduced to the truth next to be dealt with; that not only do conditions determine the various forms which compound heads assume, but that conditions determine the various changes they undergo. There are two leading kinds of such changes—those through which the compound head passes towards a less popular form, and those through which it passes towards a more popular form. We will glance at them in this order.

Progressive narrowing of the compound head is one of the concomitants of continued military activity. Setting out with the case of Sparta, the constitution of which in its early form differed but little from that which the Iliad shows us existed among the Homeric Greeks, we first see the tendency towards concentration of power, in the regulation, made a century after Lykurgus, that “in case the people decided crookedly, the senate with the kings should reverse their decisions;” and then we see that later, in consequence of the gravitation of property into fewer hands, “the number [II-388] of qualified citizens went on continually diminishing:” the implication being not only a relatively-increased power of the oligarchy, but, probably, a growing supremacy of the wealthier members within the oligarchy itself. Turning to the case of Rome, ever militant, we find that in course of time inequalities increased to the extent that the senate became “an order of lords, filling up its ranks by hereditary succession, and exercising collegiate misrule.” Moreover, “out of the evil of oligarchy there emerged the still worse evil of usurpation of power by particular families.” In the Italian Republics, again, perpetually at war one with another, there resulted a kindred narrowing of the governing body. The nobility, deserting their castles, began to direct “the municipal government of the cities, which consequently, during this period of the Republics, fell chiefly into the hands of the superior families.” Then at a later stage, when industrial progress had generated wealthy commercial classes, these, competing with the nobles for power, and finally displacing them, repeated within their respective bodies this same process. The richer gilds deprived the poorer of their shares in the choice of the ruling agencies; the privileged class was continually diminished by disqualifying regulations; and newly risen families were excluded by those of long standing. So that, as Sismondi points out, those of the numerous Italian Republics which remained nominally such at the close of the fifteenth century, were, like “Sienna and Lucca, each governed by a single caste of citizens: . . . had no longer popular governments.” A kindred result occurred among the Dutch. During the wars of the Flemish cities with the nobles and with one another, the relatively popular governments of the towns were narrowed. The greater gilds excluded the lesser from the ruling body; and their members, “clothed in the municipal purple . . . ruled with the power of an aristocracy . . . the local government was often an oligarchy, while the spirit of the burghers was peculiarly democratic.” And with these illustrations may be joined that furnished by [II-389] those Swiss cantons which, physically characterized in ways less favourable than the others to personal independence, were at the same time given to wars, offensive as well as defensive. Berne, Lucerne, Fribourg, Soleure, acquired political constitutions in large measure oligarchic; and in “Berne, where the nobles had always been in the ascendant, the entire administration had fallen into the hands of a few families, with whom it had become hereditary.”

We have next to note as a cause of progressive modification in compound heads, that, like simple heads, they are apt to be subordinated by their administrative agents. The earliest case to be named is one in which this effect is exemplified along with the last—the case of Sparta. Originally appointed by the kings to perform prescribed duties, the ephors first made the kings subordinate, and eventually subordinated the senate; so that they became substantially the rulers. From this we may pass to the instance supplied by Venice, where power, once exercised by the people, gradually lapsed into the hands of an executive body, the members of which, habitually re-elected, and at death replaced by their children, became an aristocracy, whence there eventually grew the council of ten, who were, like the Spartan ephors, “charged to guard the security of the state with a power higher than the law;” and who thus, “restrained by no rule,” constituted the actual government. Through its many revolutions and changes of constitution, Florence exhibited like tendencies. The appointed administrators, now signoria, now priors, became able, during their terms of office, to effect their private ends even to the extent of suspending the constitution: getting the forced assent of the assembled people, who were surrounded by armed men. And then, eventually, the head executive agent, nominally re-elected from time to time but practically permanent, became, in the person of Cosmo de’ Medici, the founder of an inherited headship.

But the liability of the compound political head to become subject to its civil agents, is far less than its liability to [II-390] become subject to its military agents. From the earliest times this liability has been exemplified and commented upon; and, familiar though it is, I must here illustrate and emphasize it, because it directly bears on one of the cardinal truths of political theory. Setting out with the Greeks, we observe that the tyrants, by whom oligarchies were so often overthrown, had armed forces at their disposal. Either the tyrant was “the executive magistrate, upon whom the oligarchy themselves had devolved important administrative powers;” or he was a demagogue, who pleaded the alleged interests of the community, “in order to surround” himself “with armed defenders:” soldiers being in either case the agents of his usurpation. And then, in Rome, we see the like done by the successful general. As Macchiavelli remarks—

“For the further abroad they [the-generals] carried their arms, the more necessary such prolongations [of their commissions] appeared, and the more common they became; hence it arose, in the first place, that but a few of their Citizens could be employed in the command of armies, and consequently few were capable of acquiring any considerable degree of experience or reputation; and in the next, that when a Commander in chief was continued for a long time in that post, he had an opportunity of corrupting his army to such a degree that the Soldiers entirely threw off their obedience to the Senate, and acknowledged no authority but his. To this it was owing that Sylla and Marius found means to debauch their armies and make them fight against their country; and that Julius Cæsar was enabled to make himself absolute in Rome.”

The Italian Republics, again, furnish many illustrations. By the beginning of the fourteenth century, those of Lombardy “all submitted themselves to the military power of some nobles to whom they had entrusted the command of their militias, and thus all lost their liberty.” Later times and nearer regions yield instances. At home, Cromwell showed how the successful general tends to become autocrat. In the Netherlands the same thing was exemplified by the Van Arteveldes, father and son, and again by Maurice of Nassau; and, but for form’s sake, it would be needless to name the case of Napoleon. It should be added that not only by command of armed forces is the military chief enabled to seize on [II-391] supreme power; but acquired popularity, especially in a militant nation, places him in a position which makes it relatively easy to do this. Neither their own experience nor the experiences of other nations throughout the past, prevented the French from lately making Marshal Macmahon executive head; and even the Americans, in more than once choosing General Grant for President, proved that, predominantly industrial though their society is, militant activity promptly caused an incipient change towards the militant type, of which an essential trait is the union of civil headship with military headship.

From the influences which narrow compound political headships, or change them into single ones, let us pass to the influences which widen them. The case of Athens is, of course, the first to be considered. To understand this we must remember that up to the time of Solon, democratic government did not exist in Greece. The only actual forms were the oligarchic and the despotic; and in those early days, before political speculation began, it is unlikely that there was recognized in theory, a social form entirely unknown in practice. We have, therefore, to exclude the notion that popular government arose in Athens under the guidance of any preconceived idea. As having the same implication should be added the fact that (Athens being governed by an oligarchy at the time) the Solonian legislation served but to qualify and broaden the oligarchy and remove crying injustices. In seeking the causes of change which worked through Solon, and also made practicable the re-organization he initiated, we shall find them to lie in the direct and indirect influences of trade. Grote comments on “the anxiety, both of Solon and of Drako, to enforce among their fellow-citizens industrious and self-maintaining habits:” a proof that, even before Solon’s time, there was in Attica little or no reprobation of “sedentary industry, which in most other parts of Greece was regarded as comparatively dishonourable.” Moreover, Solon was himself in early life a trader; and his [II-392] legislation “provided for traders and artizans a new home at Athens, giving the first encouragement to that numerous town-population, both in the city and in the Peiræus, which we find actually residing there in the succeeding century.” The immigrants who flocked into Attica because of its greater security, Solon was anxious to turn rather to manufacturing industry than to cultivation of a soil naturally poor; and one result was “a departure from the primitive temper of Atticism, which tended both to cantonal residence and rural occupation;” while another result was to increase the number of people who stood outside those gentile and phratric divisions, which were concomitants of the patriarchal type and of personal rule. And then the constitutional changes made by Solon were in leading respects towards industrial organization. The introduction of a property-qualification for classes, instead of a birth-qualification, diminished the rigidity of the political form; since acquirement of wealth by industry, or otherwise, made possible an admission into the oligarchy, or among others of the privileged. By forbidding self-enslavement of the debtor, and by emancipating those who had been self-enslaved, his laws added largely to the enfranchised class as distinguished from the slave-class. Otherwise regarded, this change, leaving equitable contracts untouched, prevented those inequitable contracts under which, by a lien on himself, a man gave more than an equivalent for the sum he borrowed. And with a decreasing number of cases in which there existed the relation of master and slave, went an increasing number of cases in which benefits were exchanged under agreement. The odium attaching to that lending at interest which ended in slavery of the debtor, having disappeared, legitimate lending became general and unopposed; the rate of interest was free; and accumulated capital was made available. Then, as cooperating cause, and as ever-increasing consequence, came the growth of a population favourably circumstanced for acting in concert. Urban people who, daily in contact, gather one another’s ideas and feelings, and who, by quickly-diffused [II-393] intelligence are rapidly assembled, can cooperate far more readily than people scattered through rural districts. With all which direct and indirect results of industrial development, must be joined the ultimate result on character, produced by daily fulfilling and enforcing contracts—a discipline which, while requiring each man to recognize the claims of others, also requires him to maintain his own. In Solon himself this attitude which joins assertion of personal rights with respect for the rights of others, was well exemplified; since, when his influence was great he refused to become a despot, though pressed to do so, and in his latter days he resisted at the risk of death the establishment of a despotism. In various ways, then, increasing industrial activity tended to widen the original oligarchic structure. And though these effects of industrialism, joined with subsequently-accumulated effects, were for a long time held in check by the usurping Peisistratidæ, yet, being ready to show themselves when, some time after the expulsion of these tyrants, there came the Kleisthenian revolution, they were doubtless instrumental in then initiating the popular form of government.

Though not in so great a degree, yet in some degree, the same causes operated in liberalizing the Roman oligarchy. Rome “was indebted for the commencement of its importance to international commerce;” and, as Mommsen points out, “the distinction between Rome and the mass of the other Latin towns, must certainly be traced back to its commercial position, and to the type of character produced by that position . . . Rome was the emporium of the Latin districts.” Moreover, as in Athens, though doubtless to a smaller extent, trade brought an increasing settlement of strangers, to whom rights were given, and who, joined with emancipated slaves and with clients, formed an industrial population, the eventual inclusion of which in the burgess-body caused that widening of the constitution effected by Servius Tullius.

[II-394]

The Italian Republics of later days again show us, in numerous cases, this connexion between trading activities and a freer form of rule. The towns were industrial centres.

“The merchants of Genoa, Pisa, Florence, and Venice supplied Europe with the products of the Mediterranean and of the East: the bankers of Lombardy instructed the world in the mysteries of finance, and foreign exchanges: Italian artificers taught the workmen of other countries the highest skill in the manufacture of steel, iron, bronze, silk, glass, porcelain, and jewelry. Italian shops, with their dazzling array of luxuries, excited the admiration and envy of foreigners from less favoured lands.”

Then, on looking into their histories, we find that industrial gilds were the bases of their political organizations; that the upper mercantile classes became the rulers, in some cases excluding the nobles; and that while external wars and internal feuds tended continually to revive narrower, or more personal, forms of rule, rebellions of the industrial citizens occasionally happening, tended to re-establish popular rule.

When we join with these the like general connexions that arose in the Netherlands and in the Hanse towns—when we remember the liberalization of our own political institutions which has gone along with growing industrialism—when we observe that the towns more than the country, and the great industrial centres more than the small ones, have given the impulses to these changes; it becomes unquestionable that while by increase of militant activities compound headships are narrower, they are widened in proportion as industrial activities become predominant.

§ 489. In common with the results reached in preceding chapters, the results above reached show that types of political organization are not matters of deliberate choice. It is common to speak of a society as though it had, once upon a time, decided on the form of government which thereafter existed in it. Even Mr. Grote, in his comparison between the institutions of ancient Greece and those of mediæval Europe (vol. iii. pp. 10—12), tacitly implies that conceptions of the [II-395] advantages or disadvantages of this or that arrangement, furnished motives for establishing or maintaining it. But, as gathered together in the foregoing sections, the facts show that as with the genesis of simple political heads, so with the genesis of compound political heads, conditions and not intentions determine.

Recognizing the truth that independence of character is a factor, but ascribing this independence of character to the continued existence of a race in a habitat which facilitates evasion of control, we saw that with such a nature so conditioned, cooperation in war causes the union on equal terms of groups whose heads are joined to form a directive council. And according as the component groups are governed more or less autocratically, the directive council is more or less oligarchic. We have seen that in localities differing so widely as do mountain regions, marshes or mud islands, and jungles, men of different races have developed political heads of this compound kind. And on observing that the localities, otherwise so unlike, are alike in being severally made up of parts difficult of access, we cannot question that to this is mainly due the governmental form under which their inhabitants unite.

Besides the compound heads which are thus indigenous in places favouring them, there are other compound heads which arise after the break-up of preceding political organizations. Especially apt are they so to arise where the people, not scattered through a wide district but concentrated in a town, can easily assemble bodily. Control of every kind having disappeared, it happens in such cases that the aggregate will has free play, and there establishes itself for a time that relatively-popular form with which all government begins; but, regularly or irregularly, a superior few become differentiated from the many; and of predominant men some one is made, directly or indirectly, most predominant.

Compound heads habitually become, in course of time, either narrower or wider. They are narrowed by militancy, [II-396] which tends ever to concentrate directive power in fewer hands, and, if continued, almost certainly changes them into simple heads. Conversely, they are widened by industrialism. This, by gathering together aliens detached from the restraints imposed by patriarchal, feudal, or other such organizations; by increasing the number of those to be coerced in comparison with the number of those who have to coerce them; by placing this larger number in conditions favouring concerted action; by substituting for daily-enforced obedience, the daily fulfilment of voluntary obligations and daily maintenance of claims; tends ever towards equalization of citizenship.

 


 

[II-397]

CHAPTER VIII.

CONSULTATIVE BODIES.

§ 490. Two parts of the primitive tri-une political structure have, in the last two chapters, been dealt with separately; or, to speak strictly, the first has been considered as independent of the second, and again, the second as independent of the first: incidentally noting its relations to the third. Here we have to treat of the two in combination. Instead of observing how from the chief, little above the rest, there is, under certain conditions, evolved the absolute ruler, entirely subordinating the select few and the many; and instead of observing how, under other conditions, the select few become an oligarchy tolerating no supreme man, and keeping the multitude in subjection; we have now to observe the cases in which there is established a cooperation between the first and the second.

After chieftainship has become settled, the chief continues to have sundry reasons for acting in concert with his head men. It is needful to conciliate them; it is needful to get their advice and willing assistance; and, in serious matters, it is desirable to divide responsibility with them. Hence the prevalence of consultative assemblies. In Samoa, “the chief of the village and the heads of families formed, and still form, the legislative body of the place.” Among the Fulahs, “before undertaking anything important or declaring war, the king [of Rabbah] is obliged to summon a council of [II-398] Mallams and the principal people.” Of the Mandingo states we read that “in all affairs of importance, the king calls an assembly of the principal men, or elders, by whose counsels he is directed.” And such cases might be multiplied indefinitely.

That we may understand the essential nature of this institution, and that we may see why, as it evolves, it assumes the characters it does, we must once more go back to the beginning.

§ 491. Evidence coming from many peoples in all times, shows that the consultative body is, at the outset, nothing more than a council of war. It is in the open-air meeting of armed men, that the cluster of leaders is first seen performing that deliberative function in respect of military measures, which is subsequently extended to other measures. Long after its deliberations have become more general in their scope, there survive traces of this origin.

In Rome, where the king was above all things the general, and where the senators as the heads of clans, were, at the outset, war-chiefs, the burgesses were habitually, when called together, addressed as “spear-men:” there survived the title which was naturally given to them when they were present as listeners at war-councils. So during later days in Italy, when the small republics grew up. Describing the assembling of “citizens at the sound of a great bell, to concert together the means of their common defence,” Sismondi says—“this meeting of all the men of the State capable of bearing arms, was called a Parliament.” Concerning the gatherings of the Poles in early times we read:—“Such assemblies, before the establishment of a senate, and while the kings were limited in power, were of frequent occurrence, and . . . were attended by all who bore arms;” and at a later stage “the comitia paludata, which assembled during an interregnum, consisted of the whole body of nobles, who attended in the open plain, armed and equipped as if for battle.” In Hungary, [II-399] too, up to the beginning of the sixteenth century, “les seigneurs à cheval et armés de pied en cap comme pour aller en guerre, se réunissaient dans le champ de courses de Rakos, près de Pesth, et là discutaient en plain air les affaires publiques.” Again, “the supreme political council is the nation in arms,” says Stubbs of the primitive Germans; and though, during the Merovingian period, the popular power declined, yet “under Chlodovech and his immediate successors, the People assembled in arms had a real participation in the resolutions of the king.” Even now the custom of going weapon in hand, is maintained where the primitive political form remains. “To the present day,” writes M. de Laveleye, “the inhabitants of the outer Rhodes of Appenzell come to the general assembly, one year at Hundwyl and the other at Trogen, each carrying in his hand an old sword or ancient rapier of the middle ages.” Mr. Freeman, too, was witness to a like annual gathering in Uri, where those who joined to elect their chief magistrate, and to deliberate, came armed.

It may, indeed, be alleged that in early unsettled times, the carrying of weapons by each freeman was needful for personal safety; especially when a place of meeting far from his home had to be reached. But there is evidence that though this continued to be a cause for going prepared for fight, it was not by itself a sufficient cause. While we read of the ancient Scandinavians that “all freemen capable of bearing arms were admitted” to the national assembly, and that after his election from “among the descendants of the sacred stock,” “the new sovereign was elevated amidst the clash of arms and the shouts of the multitude;” we also read that “nobody, not even the king or his champions, were allowed to come armed to the assizes.”

Even apart from such evidence, there is ample reason to infer that the council of war originated the consultative body, and gave outlines to its structure. Defence against enemies was everywhere the need which first prompted joint deliberation. For other purposes individual action, or action in [II-400] small parties, might suffice; but for insuring the general safety, combined action of the whole horde or tribe was necessary; and to secure this combined action must have been the primary motive for a political gathering. Moreover, certain constitutional traits of early assemblies among the civilized, point to councils of war as having initiated them. If we ask what must happen when the predominant men of a tribe debate military measures in presence of the rest, the reply is that in the absence of a developed political organization, the assent of the rest to any decision must be obtained before it can be acted upon; and the like must at first happen when many tribes are united. As Gibbon says of the diet of the Tartars, formed of chiefs of tribes and their martial trains, “the monarch who reviews the strength, must consult the inclination, of an armed people.” Even if, under such conditions, the ruling few could impose their will on the many, armed like themselves, it would be impolitic to do so; since success in war would be endangered by dissension. Hence would arise the usage of putting to the surrounding warriors, the question whether they agreed to the course which the council of chiefs had decided upon. There would grow up a form such as that which had become established for governmental purposes at large among the early Romans, whose king or general, asked the assembled burgesses or “spear-men,” whether they approved of the proposal made; or like that ascribed by Tacitus to the primitive Germans, who, now with murmurs and now with brandishing of spears, rejected or accepted the suggestions of their leaders. Moreover, there would naturally come just that restricted expression of popular opinion which we are told of. The Roman burgesses were allowed to answer only “yes” or “no” to any question put to them; and this is exactly the simple answer which the chief and head warriors would require from the rest of the warriors when war or peace were the alternatives. A kindred restriction existed among the Spartans. In addition to the senate and co-ordinate kings, there was “an [II-401] Ekklesia or public assembly of citizens, convened for the purpose of approving or rejecting propositions submitted to them, with little or no liberty of discussion”—a usage quite explicable if we assume that in the Homeric agora, from which the Spartan constitution descended, the assembled chiefs had to gain the assent of their followers before important actions could be undertaken.

Concluding, then, that war originates political deliberation, and that the select body which especially carries on this deliberation first takes shape on occasions when the public safety has to be provided for, we shall be prepared the better to understand the traits which characterize the consultative body in later stages of its development.

§ 492. Already we have seen that at the outset the militant class was of necessity the land-owning class. In the savage tribe there are no owners of the tract occupied, save the warriors who use it in common for hunting. During pastoral life good regions for cattle-feeding are jointly held against intruders by force of arms. And where the agricultural stage has been reached, communal possession, family possession, and individual possession, have from time to time to be defended by the sword. Hence, as was shown, the fact that in early stages the bearing of arms and the holding of land habitually go together.

While, as among hunting peoples, land continues to be held in common, the contrasts which arise between the few and the many, are such only as result from actual or supposed personal superiority of one kind or other. It is true that, as pointed out, differences of wealth, in the shape of chattels, boats, slaves, &c., cause some class-differentiations; and that thus, even before private land-owning begins, quantity of possessions aids in distinguishing the governing from the governed. When the pastoral state is arrived at and the patriarchal type established, such ownership as there is vests in the eldest son of the eldest; or if, as Sir Henry Maine [II-402] says, he is to be considered as trustee for the group, still his trusteeship joins with his military headship in giving him supremacy. At a later stage, when lands come to be occupied by settled families and communities, and land-ownership gains definiteness, this union of traits in each head of a group becomes more marked; and, as was shown when treating of the differentiation of nobles from freemen, several influences conspire to give the eldest son of the eldest, superiority in extent of landed possessions, as well as in degree of power. Nor is this fundamental relation changed when a nobility of service replaces a nobility of birth, and when, as presently happens, the adherents of a conquering invader are rewarded by portions of the subjugated territory. Throughout, the tendency continues to be for the class of military superiors to be identical with the class of large landowners.

It follows, then, that beginning with the assemblage of armed freemen, all of them holding land individually or in groups, whose council of leaders, deliberating in presence of the rest, are distinguished only as being the most capable warriors, there will, through frequent wars and progressing consolidations, be produced a state in which this council of leaders becomes further distinguished by the greater estates, and consequent greater powers, of its members. Becoming more and more contrasted with the armed freemen at large, the consultative body will tend gradually to subordinate it, and, eventually separating itself, will acquire independence.

The growth of this temporary council of war in which the king, acting as general, summons to give their advice the leaders of his forces, into the permanent consultative body in which the king, in his capacity of ruler, presides over the deliberations of the same men on public affairs at large, is exemplified in various parts of the world. The consultative body is everywhere composed of minor chiefs, or heads of clans, or feudal lords, in whom the military and civil rule of local groups is habitually joined with wide possessions; and [II-403] the examples frequently exhibit this composition on both a small and a large scale—both locally and generally. A rude and early form of the arrangement is shown in Africa. We read of the Kaffirs that “every chief chooses from among his most wealthy subjects five or six, who act as counsellors to him. . . the great council of the king is composed of the chiefs of particular kraals.” A Bechuana tribe “generally includes a number of towns or villages, each having its distinct head, under whom there are a number of subordinate chiefs,” who “all acknowledge the supremacy of the principal one. His power, though very great and in some instances despotic, is nevertheless controlled by the minor chiefs, who in their pichos or pitshos, their parliament, or public meetings, use the greatest plainness of speech in exposing what they consider culpable or lax in his government.” Of the Wanyamwezi, Burton says that the Sultan is “surrounded by a council varying from two to a score of chiefs and elders. . . His authority is circumscribed by a rude balance of power; the chiefs around him can probably bring as many warriors into the field as he can.” Similarly in Ashantee. “The caboceers and captains . . . claim to be heard on all questions relating to war and foreign politics. Such matters are considered in a general assembly; and the king sometimes finds it prudent to yield to the views and urgent representations of the majority.” From the ancient American states, too, instances may be cited. In Mexico “general assemblies were presided over by the king every eighty days. They came to these meetings from all parts of the country;” and then we read, further, that the highest rank of nobility, the Teuctli, “took precedence of all others in the senate, both in the order of sitting and voting:” showing what was the composition of the senate. It was so, too, with the Central Americans of Vera Paz. “Though the supreme rule was exercised by a king, there were inferior lords as his coadjutors, who mostly were titled lords and vassals; they formed the royal council . . . and joined the king in his [II-404] palace as often as they were called upon.” Turning to Europe, mention may first be made of ancient Poland. Originally formed of independent tribes, “each governed by its own kniaz, or judge, whom age or reputed wisdom had raised to that dignity,” and each led in war by a temporary voivod or captain, these tribes had, in the course of that compounding and re-compounding which wars produced, differentiated into classes of nobles and serfs, over whom was an elected king. Of the organization which existed before the king lost his power, we are told that—

“Though each of these palatines, bishops, and barons, could thus advise his sovereign, the formation of a regular senate was slow, and completed only when experience had proved its utility. At first, the only subjects on which the monarch deliberated with his barons related to war: what he originally granted through courtesy, or through diffidence in himself, or with a view to lessen his responsibility in case of failure, they eventually claimed as a right.”

So, too, during internal wars and wars against Rome, the primitive Germanic tribes, once semi-nomadic and but slightly organized, passing through the stage in which armed chiefs and freemen periodically assembled for deliberations on war and other matters, evolved a kindred structure. In Carolingian days the great political gathering of the year was simultaneous with the great military levy; and the military element entered into the foreground. Armed service being the essential thing, and questions of peace and war being habitually dominant, it resulted that all freemen, while under obligation to attend, had also a right to be present at the assembly and to listen to the deliberations. And then concerning a later period, as Hallam writes—

“In all the German principalities a form of limited monarchy prevailed, reflecting, on a reduced scale, the general constitution of the Empire. As the Emperors shared their legislative sovereignty with the diet, so all the princes who belonged to that assembly had their own provincial states, composed of their feudal vassals and of their mediate towns within their territory.”

In France, too, provincial estates existed for local rule; and there were consultative assemblies of general scope. Thus [II-405] an “ordinance of 1228, respecting the heretics of Languedoc, is rendered with the advice of our great men and prudhommes;” and one “of 1246, concerning levies and redemptions in Anjou and Maine,” says that “having called around us, at Orleans, the barons and great men of the said counties, and having held attentive counsel with them,” &c.

To meet the probable criticism that no notice has been taken of the ecclesiastics usually included in the consultative body, it is needful to point out that due recognition of them does not involve any essential change in the account above given. Though modern usages lead us to think of the priest-class as distinct from the warrior-class, yet it was not originally distinct. With the truth that habitually in militant societies, the king is at once commander-in-chief and high priest, carrying out in both capacities the dictates of his deity, we may join the truth that the subordinate priest is usually a direct or indirect aider of the wars thus supposed to be divinely prompted. In illustration of the one truth may be cited the fact that before going to war, Radama, king of Madagascar, “acting as priest as well as general, sacrificed a cock and a heifer, and offered a prayer at the tomb of Andria-Masina, his most renowned ancestor.” And in illustration of the other truth may be cited the fact that among the Hebrews, whose priests accompanied the army to battle, we read of Samuel, a priest from childhood upwards, as conveying to Saul God’s command to “smite Amalek,” and as having himself hewed Agag in pieces. More or less active participation in war by priests we everywhere find in savage and semi-civilized societies; as among the Dakotas, Mundrucus, Abipones, Khonds, whose priests decide on the time for war, or give the signal for attack; as among the Tahitians, whose priests “bore arms, and marched with the warriors to battle;” as among the Mexicans, whose priests, the habitual instigators of wars, accompanied their idols in front of the army, and “sacrificed the first taken prisoners at once;” as among the ancient Egyptians, of whom we read that “the priest of a [II-406] god was often a military or naval commander.” And the naturalness of the connexion thus common in rude and in ancient societies, is shown by its revival in later societies, notwithstanding an adverse creed. After Christianity had passed out of its early non-political stage into the stage in which it became a State-religion, its priests, during actively militant periods, re-acquired the primitive militant character. “By the middle of the eighth century [in France], regular military service on the part of the clergy was already fully developed.” In the early feudal period, bishops, abbots, and priors, became feudal lords, with all the powers and responsibilities attaching to their positions. They had bodies of troops in their pay, took towns and fortresses, sustained sieges, led or sent troops in aid of kings. And Orderic, in 1094, describes the priests as leading their parishioners to battle, and the abbots their vassals. Though in recent times Church dignitaries do not actively participate in war, yet their advisatory function respecting it—often prompting rather than restraining—has not even now ceased; as among ourselves was lately shown in the vote of the bishops, who, with one exception, approved the invasion of Afghanistan.

That the consultative body habitually includes ecclesiastics, does not, therefore, conflict with the statement that, beginning as a war-council, it grows into a permanent assembly of minor military heads.

§ 493. Under a different form, there is here partially repeated what was set forth when treating of oligarchies: the difference arising from inclusion of the king as a co-operative factor. Moreover, much that was before said respecting the influence of war in narrowing oligarchies, applies to that narrowing of the primitive consultative assembly by which there is produced from it a body of land-owning military nobles. But the consolidation of small societies into large ones effected by war, brings other influences which join in working this result.

[II-407]

In early assemblies of men similarly armed, it must happen that though the inferior many will recognize that authority of the superior few which is due to their leaderships as warriors, to their clan-headships, or to their supposed supernatural descent; yet the superior few, conscious that they are no match for the inferior many in a physical contest, will be obliged to treat their opinions with some deference—will not be able completely to monopolize power. But as fast as there progresses that class-differentiation before described, and as fast as the superior few acquire better weapons than the inferior many, or, as among various ancient peoples, have war-chariots, or, as in mediæval Europe, wear coats of mail or plate armour and are mounted on horses, they, feeling their advantage, will pay less respect to the opinions of the many. And the habit of ignoring their opinions will be followed by the habit of regarding any expression of their opinions as an impertinence.

This usurpation will be furthered by the growth of those bodies of armed dependents with which the superior few surround themselves—mercenaries and others, who, while unconnected with the common freemen, are bound by fealty to their employers. These, too, with better weapons and defensive appliances than the mass, will be led to regard them with contempt and to aid in subordinating them.

Not only on the occasions of general assemblies, but from day to day in their respective localities, the increasing powers of the nobles thus caused, will tend to reduce the freemen more and more to the rank of dependents; and especially so where the military service of such nobles to their king is dispensed with or allowed to lapse, as happened in Denmark about the thirteenth century.

“The free peasantry, who were originally independent proprietors of the soil, and had an equal suffrage with the highest nobles in the land, were thus compelled to seek the protection of these powerful lords, and to come under vassalage to some neighbouring Herremand, or bishop, or convent. The provincial diets, or Lands-Ting, were gradually superseded by the general national parliament of the Dannehof Adel-Ting, or Herredag; the latter being exclusively composed of the princes, prelates, [II-408] and other great men of the kingdom. . . . As the influence of the peasantry had declined, whilst the burghers did not yet enjoy any share of political power, the constitution, although disjointed and fluctuating, was rapidly approaching the form it ultimately assumed; that of a feudal and sacerdotal oligarchy.”

Another influence conducing to loss of power by the armed freemen, and gain of power by the armed chiefs who form the consultative body, follows that widening of the occupied area which goes along with the compounding and re-compounding of societies. As Richter remarks of the Merovingian period, “under Chlodovech and his immediate successors, the people assembled in arms had a real participation in the resolutions of the king. But, with the increasing size of the kingdom, the meeting of the entire people became impossible:” only those who lived near the appointed places could attend. Two facts, one already given under another head, may be named as illustrating this effect. “The greatest national council in Madagascar is an assembly of the people of the capital, and the heads of the provinces, districts, towns, villages,” &c.; and, speaking of the English Witenagemot, Mr. Freeman says—“sometimes we find direct mention of the presence of large and popular classes of men, as the citizens of London or Winchester:” the implication in both cases being that all freemen had a right to attend, but that only those on the spot could avail themselves of the right. This cause for restriction, which is commented upon by Mr. Freeman, operates in several ways. When a kingdom has become large, the actual cost of a journey to the place fixed for the meeting, is too great to be borne by a man who owns but a few acres. Further, there is the indirect cost entailed by loss of time, which, to one who personally labours or superintends labour, is serious. Again, there is the danger which in turbulent times is considerable, save to those who go with bodies of armed retainers. And, obviously, these deterrent causes must tell where, for the above reasons, the incentives to attend have become small.

Yet one more cause co-operates. An assembly of all the [II-409] armed freemen included in a large society, could they be gathered, would be prevented from taking active part in the proceedings, both by its size and by its lack of organization. A multitude consisting of those who have come from scattered points over a wide country, mostly unknown to one another, unable to hold previous communication and therefore without plans, as well as without leaders, cannot cope with the relatively small but well-organized body of those having common ideas and acting in concert.

Nor should there be omitted the fact that when the causes above named have conspired to decrease the attendance of men in arms who live afar off, and when there grows up the usage of summoning the more important among them, it naturally happens that in course of time the receipt of a summons becomes the authority for attendance, and the absence of a summons becomes equivalent to the absence of a right to attend.

Here, then, are several influences, all directly or indirectly consequent upon war, which join in differentiating the consultative body from the mass of armed freemen out of which it arises.

§ 494. Given the ruler, and given the consultative body thus arising, there remains to ask—What are the causes of change in their relative powers? Always between these two authorities there must be a struggle—each trying to subordinate the other. Under what conditions, then, is the king enabled to over-ride the consultative body? and under what conditions is the consultative body enabled to over-ride the king?

A belief in the superhuman nature of the king gives him an immense advantage in the contest for supremacy. If he is god-descended, open opposition to his will by his advisers is out of the question; and members of his council, singly or in combination, dare do no more than tender humble advice. Moreover, if the line of succession is so settled that there [II-410] rarely or never occur occasions on which the king has to be elected by the chief men, so that they have no opportunity of choosing one who will conform to their wishes, they are further debarred from maintaining any authority. Hence, habitually, we do not find consultative bodies having an independent status in the despotically-governed countries of the East, ancient or modern. Though we read of the Egyptian king that “he appears to have been attended in war by the council of the thirty, composed apparently of privy councillors, scribes, and high officers of state,” the implication is that the members of this council were functionaries, having such powers only as the king deputed to them. Similarly in Babylonia and Assyria, attendants and others who performed the duties of ministers and advisers to the god-descended rulers, did not form established assemblies for deliberative purposes. In ancient Persia, too, there was a like condition. The hereditary king, almost sacred and bearing extravagant titles, though subject to some check from princes and nobles or royal blood who were leaders of the army, and who tendered advice, was not under the restraint of a constituted body of them. Throughout the history of Japan down to our own time, a kindred state of things existed. The Daimios were required to reside in the capital during prescribed intervals, as a precaution against insubordination; but they were never, while there, called together to take any share in the government. So too is it in China. We are told that, “although there is nominally no deliberative or advisatory body in the Chinese government, and nothing really analogous to a congress, parliament, or tiers état, still necessity compels the emperor to consult and advise with some of his officers.” Nor does Europe fail to yield us evidence of like meaning. I do not refer only to the case of Russia, but more especially to the case of France during the time when monarchy had assumed an absolute form. In the age when divines like Bossuet taught that “the king is accountable to no one . . . the whole state is in him, and the will [II-411] of the whole people is contained in his”—in the age when the king (Louis XIV.), “imbued with the idea of his omnipotence and divine mission,” “was regarded by his subjects with adoration,” he “had extinguished and absorbed even the minutest trace, idea, and recollection of all other authority except that which emanated from himself alone.” Along with establishment of hereditary succession and acquirement of semi-divine character, such power of the other estates as existed in early days had disappeared.

Conversely, there are cases showing that where the king has never had, or does not preserve, the prestige of supposed descent from a god, and where he continues to be elective, the power of the consultative body is apt to over-ride the royal power, and eventually to suppress it. The first to be named is that of Rome. Originally “the king convoked the senate when he pleased, and laid before it his questions; no senator might declare his opinion unasked; still less might the senate meet without being summoned.” But here, where the king, though regarded as having divine approval was not held to be of divine descent, and where, though usually nominated by a predecessor he was sometimes practically elected by the senate, and always submitted to the form of popular assent, the consultative body presently became supreme. “The senate had in course of time been converted from a corporation intended merely to advise the magistrates, into a board commanding the magistrates and self-governing.” Afterwards “the right of nominating and cancelling senators originally belonging to the magistrates was withdrawn from them;” and finally, “the irremovable character and life-tenure of the members of the ruling order who obtained seat and vote, was definitely consolidated:” the oligarchic constitution became pronounced. The history of Poland yields another example. After unions of simply-governed tribes had produced small states, and generated a nobility; and after these small states had been united; there arose a kingship. At first elective, as kingships habitually are, this continued so—never [II-412] became hereditary. On the occasion of each election out of the royal clan, there was an opportunity of choosing for king one whose character the turbulent nobles thought fittest for their own purposes; and hence it resulted that the power of the kingship decayed. Eventually—

“Of the three orders into which the state was divided, the king, though his authority had been anciently despotic, was the least important. His dignity was unaccompanied with power; he was merely the president of the senate, and the chief judge of the republic.”

And then there is an instance furnished by Scandinavia, already named in another relation. Danish, Norwegian, and Swedish kings were originally elective; and though, on sundry occasions, hereditary succession became for a time the usage, there were repeated lapses into the elective form, with the result that predominance was gained by the feudal chieftains and prelates forming the consultative body.

§ 495. The second element in the tri-une political structure is thus, like the first, developed by militancy. By this the ruler is eventually separated from all below him; and by this the superior few are gradually integrated into a deliberative body, separated from the inferior many.

That the council of war, formed of leading warriors who debate in presence of their followers, is the germ out of which the consultative body arises, is implied by the survival of usages which show that a political gathering is originally a gathering of armed men. In harmony with this implication are such facts as that after a comparatively settled state has been reached, the power of the assembled people is limited to accepting or rejecting the proposals made, and that the members of the consultative body, summoned by the ruler, who is also the general, give their opinions only when invited by him to do so.

Nor do we lack clues to the process by which the primitive war-council grows, consolidates, and separates itself. Within the warrior class, which is also the land-owning class, war [II-413] produces increasing differences of wealth as well as increasing differences of status; so that, along with the compounding and re-compounding of groups, brought about by war, the military leaders come to be distinguished as large land-owners and local rulers. Hence members of the consultative body become contrasted with the freemen at large, not only as leading warriors are contrasted with their followers, but still more as men of wealth and authority.

This increasing contrast between the second and third elements of the tri-une political structure, ends in separation when, in course of time, war consolidates large territories. Armed freemen scattered over a wide area are deterred from attending the periodic assemblies by cost of travel, by cost of time, by danger, and also by the experience that multitudes of men unprepared and unorganized, are helpless in presence of an organized few, better armed and mounted, and with bands of retainers. So that passing through a time during which only the armed freemen living near the place of meeting attend, there comes a time when even these, not being summoned, are considered as having no right to attend; and thus the consultative body becomes completely differentiated.

Changes in the relative powers of the ruler and the consultative body are determined by obvious causes. If the king retains or acquires the repute of supernatural descent or authority, and the law of hereditary succession is so settled as to exclude election, those who might else have formed a consultative body having co-ordinate power, become simply appointed advisers. But if the king has not the prestige of supposed sacred origin or commission, the consultative body retains power; and if the king continues to be elective, it is liable to become an oligarchy.

Of course it is not alleged that all consultative bodies have been generated in the way described, or are constituted in like manner. Societies broken up by wars or dissolved by revolutions, may preserve so little of their primitive organizations that there remain no classes of the kinds out of which [II-414] such consultative bodies as those described arise. Or, as we see in our own colonies, societies may have been formed in ways which have not fostered classes of land-owning militant chiefs, and therefore do not furnish the elements out of which consultative bodies, in their primitive shapes, are composed. Under conditions of these kinds the assemblies answering to them, so far as may be, in position and function, arise under the influence of tradition or example; and in default of men of the original kind are formed of others—generally, however, of those who by position, seniority, or previous official experience, are more eminent than those forming popular assemblies. It is only to what may be called normal consultative bodies which grow up during that compounding and re-compounding of small societies into larger ones which war effects, that the foregoing account applies; and the senates, or superior chambers, which come into existence under later and more complex conditions, may be considered as homologous to them in function and composition so far only as the new conditions permit.

 


 

[II-415]

CHAPTER IX.

REPRESENTATIVE BODIES.

§ 496. Amid the varieties and complexities of political organization, it has proved not impossible to discern the ways in which simple political heads and compound political heads are evolved; and how, under certain conditions, the two become united as ruler and consultative body. But to see how a representative body arises, proves to be more difficult; for both process and product are more variable. Less specific results must content us.

As hitherto, so again, we must go back to the beginning to take up the clue. Out of that earliest stage of the savage horde in which there is no supremacy beyond that of the man whose strength, or courage, or cunning, gives him predominance, the first step is to the practice of election—deliberate choice of a leader in war. About the conducting of elections in rude tribes, travellers say little: probably the methods used are various. But we have accounts of elections as they were made by European peoples during early times. In ancient Scandinavia, the chief of a province chosen by the assembled people, was thereupon “elevated amidst the clash of arms and the shouts of the multitude;” and among the ancient Germans he was raised on a shield, as also was the popularly-approved Merovingian king. Recalling, as this ceremony does, the chairing of a newly-elected member of parliament up to recent times; and reminding us that originally an election was by show of hands; we are taught that the choice of a representative was once identical with the [II-416] choice of a chief. Our House of Commons had its roots in local gatherings like those in which uncivilized tribes select head warriors.

Besides conscious selection there occurs among rude peoples selection by lot. The Samoans, for instance, by spinning a cocoa-nut, which, on coming to rest, points to one of the surrounding persons, thereby single him out. Early historic races supply illustrations; as the Hebrews in the affair of Saul and Jonathan, and as the Homeric Greeks when fixing on a champion to fight with Hector. In both these last cases there was belief in supernatural interference: the lot was supposed to be divinely determined. And probably at the outset, choice by lot for political purposes among the Athenians, and for military purposes among the Romans, as also in later times the use of the lot for choosing deputies in some of the Italian republics, and in Spain (as in Leon during the twelfth century) was influenced by a kindred belief; though doubtless the desire to give equal chances to rich and poor, or else to assign without dispute a mission which was onerous or dangerous, entered into the motive or was even predominant. Here, however, the fact to be noted is that this mode of choice which plays a part in representation, may also be traced back to the usages of primitive peoples.

So, too, we find foreshadowed the process of delegation. Groups of men who open negociations, or who make their submission, or who send tribute, habitually appoint certain of their number to act for them. The method is, indeed, necessitated; since a tribe cannot well perform such actions bodily. Whence, too, it appears that the sending of representatives is, at the first stage, originated by causes like those which re-originate it at a later stage. For as the will of the tribe, readily displayed in its assemblies to its own members, cannot be thus displayed to other tribes, but must, in respect of inter-tribal matters be communicated by deputy; so in a large nation, the people of each locality, able to govern themselves locally, but unable to join the peoples of remote [II-417] localities in deliberations which concern them all, have to send one or more persons to express their will. Distance in both cases changes direct utterance of the popular voice into indirect utterance.

Before observing the conditions under which this singling out of individuals in one or other way for specified duties, comes to be used in the formation of a representative body, we must exclude classes of cases not relevant to our present inquiry. Though representation as ordinarily conceived, and as here to be dealt with, is associated with a popular form of government, yet the connexion between them is not a necessary one. In some places and times representation has coexisted with entire exclusion of the masses from power. In Poland, both before and after the so-called republican form was assumed, the central diet, in addition to senators nominated by the king, was composed of nobles elected in provincial assemblies of nobles: the people at large being powerless and mostly serfs. In Hungary, too, up to recent times, the privileged class which, even after it had been greatly enlarged reached only “one-twentieth of the adult males,” alone formed the basis of representation. “A Hungarian county before the reforms of 1848 might be called a direct aristocratical republic:” all members of the noble class having a right to attend the local assembly and vote in appointing a representative noble to the general diet; but members of the inferior classes having no shares in the government.

Other representative bodies than those of an exclusively aristocratic kind, must be named as not falling within the scope of this chapter. As Duruy remarks—“Antiquity was not as ignorant as is supposed of the representative system. . . . Each Roman province had its general assemblies. . . . Thus the Lycians possessed a true legislative body formed by the deputies of their twenty-three towns.” “This assembly had even executive functions.” And Gaul, Spain, all the eastern provinces, and Greece, had like assemblies. [II-418] But, little as is known of them, the inference is tolerably safe that these were but distantly allied in genesis and position to the bodies we now distinguish as representative. Nor are we concerned with those senates and councils elected by different divisions of a town-population (such as were variously formed in the Italian republics) which served simply as agents whose doings were subject to the directly-expressed approval or disapproval of the assembled citizens. Here we must limit ourselves to that kind of representative body which arises in communities occupying areas so large that their members are obliged to exercise by deputy such powers as they possess; and, further, we have to deal exclusively with cases in which the assembled deputies do not replace pre-existing political agencies but cooperate with them.

It will be well to set out by observing, more distinctly than we have hitherto done, what part of the primitive political structure it is from which the representative body as thus conceived, originates.

§ 497. Broadly, this question is tacitly answered by the contents of preceding chapters. For if, on occasions of public deliberation, the primitive horde spontaneously divides into the inferior many and the superior few, among whom some one is most influential; and if, in the course of that compounding and re-compounding of groups which war brings about, the recognized war-chief develops into the king, while the superior few become the consultative body formed of minor military leaders; it follows that any third co-ordinate political power must be either the mass of the inferior itself, or else some agency acting on its behalf. Truism though this may be called, it is needful here to set it down; since, before inquiring under what circumstances the growth of a representative system follows the growth of popular power, we have to recognize the relation between the two.

The undistinguished mass, retaining a latent supremacy in [II-419] simple societies not yet politically organized, though it is brought under restraint as fast as war establishes obedience, and conquests produce class-differentiations, tends, when occasion permits, to re-assert itself. The sentiments and beliefs, organized and transmitted, which, during certain stages of social evolution, lead the many to submit to the few, come, under some circumstances, to be traversed by other sentiments and beliefs. Passing references have been in several places made to these. Here we must consider them seriatim and more at length.

One factor in the development of the patriarchal group during the pastoral stage, was shown to be the fostering of subordination to its head by war; since, continually, there survived the groups in which subordination was greatest. But if so, the implication is that, conversely, cessation of war tends to diminish subordination. Members of the compound family, originally living together and fighting together, become less strongly bound in proportion as they have less frequently to cooperate for joint defence under their head. Hence, the more peaceful the state the more independent become the multiplying divisions forming the gens, the phratry, and the tribe. With progress of industrial life arises greater freedom of action—especially among the distantly-related members of the group.

So must it be, too, in a feudally-governed assemblage. While standing quarrels with neighbours are ever leading to local battles—while bodies of men-at-arms are kept ready, and vassals are from time to time summoned to fight—while, as a concomitant of military service, acts of homage are insisted upon; there is maintained a regimental subjection running through the group. But as fast as aggressions and counter-aggressions become less frequent, the carrying of arms becomes less needful; there is less occasion for periodic expressions of fealty; and there is an increase of daily actions performed without direction of a superior, whence a fostering of individuality of character.

[II-420]

These changes are furthered by the decline of superstitious beliefs concerning the natures of head men, general and local. As before shown, the ascription of superhuman origin, or supernatural power, to the king, greatly strengthens his hands; and where the chiefs of component groups have a sacredness due to nearness in blood to the semi-divine ancestor worshipped by all, or are members of an invading, god-descended race, their authority over dependents is largely enforced. By implication then, whatever undermines ancestor-worship, and the system of beliefs accompanying it, favours the growth of popular power. Doubtless the spread of Christianity over Europe, by diminishing the prestige of governors, major and minor, prepared the way for greater independence of the governed.

These causes have relatively small effects where the people are scattered. In rural districts the authority of political superiors is weakened with comparative slowness. Even after peace has become habitual, and local heads have lost their semi-sacred characters, there cling to them awe-inspiring traditions: they are not of ordinary flesh and blood. Wealth which, through long ages, distinguishes the nobleman exclusively, gives him both actual power and the power arising from display. Fixed literally or practically, as the several grades of his inferiors are during days when locomotion is difficult, he long remains for them the solitary sample of a great man. Others are only known by hearsay; he is known by experience. Inspection is easily maintained by him over dependent and sub-dependent people; and the disrespectful or rebellious, if they cannot be punished overtly, can be deprived of occupation, or otherwise so hindered in their lives that they must submit or migrate. Down to our own day, the behaviour of peasants and farmers to the squire, is suggestive of the strong restraints which kept rural populations in semi-servile states after primitive controlling influences had died away.

Converse effects may be expected under converse conditions; [II-421] namely, where large numbers become closely aggregated. Even if such large numbers are formed of groups severally subordinate to heads of clans, or to feudal lords, sundry influences combine to diminish subordination. When there are present in the same place many superiors to whom respectively their dependents owe obedience, these superiors tend to dwarf one another. The power of no one is so imposing if there are daily seen others who make like displays. Further, when groups of dependents are mingled, supervision cannot be so well maintained by their heads. And this which hinders the exercise of control, facilitates combination among those to be controlled: conspiracy is made easier and detection of it more difficult. Again, jealous of one another, as these heads of clustered groups are likely in such circumstances to be, they are prompted severally to strengthen themselves; and to this end, competing for popularity, are tempted to relax the restraints over their inferiors and to give protection to inferiors ill-used by other heads. Still more are their powers undermined when the assemblage includes many aliens. As before implied, this above all causes favours the growth of popular power. In proportion as immigrants, detached from the gentile or feudal divisions they severally belong to, become numerous, they weaken the structures of the divisions among which they live. Such organization as these strangers fall into is certain to be a looser one; and their influence acts as a dissolvent to the surrounding organizations.

And here we are brought back to the truth which cannot be too much insisted upon, that growth of popular power is in all ways associated with trading activities. For only by trading activities can many people be brought to live in close contact. Physical necessities maintain the wide dispersion of a rural population; while physical necessities impel the gathering together of those who are commercially occupied. Evidence from various countries and times shows that periodic gatherings for religious rites, or other public purposes, furnish [II-422] opportunities for buying and selling, which are habitually utilized; and this connexion between the assembling of many people and the exchanging of commodities, which first shows itself at intervals, becomes a permanent connexion where many people become permanently assembled—where a town grows up in the neighbourhood of a temple, or around a stronghold, or in a place favoured by local circumstances for some manufacture.

Industrial development further aids popular emancipation by generating an order of men whose power, derived from their wealth, competes with, and begins in some cases to exceed, the power of those who previously were alone wealthy—the men of rank. While this initiates a conflict which diminishes the influence previously exercised by patriarchal or feudal heads only, it also initiates a milder form of subordination. Rising, as the rich trader habitually does in early times, from the non-privileged class, the relation between him and those under him is one from which there is excluded the idea of personal subjection. In proportion as the industrial activities grow predominant, they make familiar a connexion between employer and employed which differs from the relation between master and slave, or lord and vassal, by not including allegiance. Under earlier conditions there does not exist the idea of detached individual life—life which neither receives protection from a clan-head or feudal superior, nor is carried on in obedience to him. But in town populations, made up largely of refugees, who either become small traders or are employed by great ones, the experience of a relatively-independent life becomes common, and the conception of it clear.

And the form of cooperation distinctive of the industrial state thus arising, fosters the feelings and thoughts appropriate to popular power. In daily usage there is a balancing of claims; and the idea of equity is, generation after generation, made more definite. The relations between employer and employed, and between buyer and seller, can be maintained [II-423] only on condition that the obligations on either side are fulfilled. Where they are not fulfilled the relation lapses, and leaves outstanding those relations in which they are fulfilled. Commercial success and growth have thus, as their inevitable concomitants, the maintenance of the respective rights of those concerned, and a strengthening consciousness of them.

In brief, then, dissolving in various ways the old relation of status, and substituting the new relation of contract (to use Sir Henry Maine’s antithesis), progressing industrialism brings together masses of people who by their circumstances are enabled, and by their discipline prompted, to modify the political organization which militancy has bequeathed.

§ 498. It is common to speak of free forms of government as having been initiated by happy accidents. Antagonisms between different powers in the State, or different factions, have caused one or other of them to bid for popular support, with the result of increasing popular power. The king’s jealousy of the aristocracy has induced him to enlist the sympathies of the people (sometimes serfs but more frequently citizens) and therefore to favour them; or, otherwise, the people have profited by alliance with the aristocracy in resisting royal tyrannies and exactions. Doubtless, the facts admit of being thus presented. With conflict there habitually goes the desire for allies; and throughout mediæval Europe while the struggles between monarchs and barons were chronic, the support of the towns was important. Germany, France, Spain, Hungary, furnish illustrations.

But it is an error to regard occurrences of these kinds as causes of popular power. They are to be regarded rather as the conditions under which the causes take effect. These incidental weakenings of pre-existing institutions, do but furnish opportunities for the action of the pent-up force which is ready to work political changes. Three factors in this force may be distinguished:—the relative mass of those composing [II-424] the industrial communities as distinguished from those embodied in the older forms of organization; the permanent sentiments and ideas produced in them by their mode of life; and the temporary emotions roused by special acts of oppression or by distress. Let us observe the cooperation of these.

Two instances, occurring first in order of time, are furnished by the Athenian democracy. The condition which preceded the Solonian legislation, was one of violent dissension among political factions; and there was also “a general mutiny of the poorer population against the rich, resulting from misery combined with oppression.” The more extensive diffusion of power effected by the revolution which Kleisthenes brought about, occurred under kindred circumstances. The relatively-detached population of immigrant traders, had so greatly increased between the time of Solon and that of Kleisthenes, that the four original tribes forming the population of Attica had to be replaced by ten. And then this augmented mass, largely composed of men not under clan-discipline, and therefore less easily restrained by the ruling classes, forced itself into predominance at a time when the ruling classes were divided. Though it is said that Kleisthenes “being vanquished in a party contest with his rival, took the people into partnership”—though the change is represented as being one thus personally initiated; yet in the absence of that voluminous popular will which had long been growing, the political re-organization could not have been made, or, if made, could not have been maintained. The remark which Grote quotes from Aristotle, “that seditions are generated by great causes but out of small incidents,” if altered slightly by writing “political changes” instead of “seditions,” fully applies. For clearly, once having been enabled to assert itself, this popular power could not be forthwith excluded. Kleisthenes could not under such circumstances have imposed on so large a mass of men arrangements at variance with their wishes. Practically, therefore, it was the [II-425] growing industrial power which then produced, and thereafter preserved, the democratic organization. Turning to Italy, we first note that the establishment of the small republics, referred to in a preceding chapter as having been simultaneous with the decay of imperial power, may here be again referred to more specifically as having been simultaneous with that conflict of authorities which caused this decay. Says Sismondi, “the war of investitures gave wing to this universal spirit of liberty and patriotism in all the municipalities of Lombardy, of Piedmont, Venetia, Romagna, and Tuscany.” In other words, while the struggle between Emperor and Pope absorbed the strength of both, it became possible for the people to assert themselves. And at a later time, Florence furnished an instance similar in nature if somewhat different in form.

“At the moment when ‘Florence expelled the Medici, that republic was bandied between three different parties.’ Savonarola took advantage of this state of affairs to urge that the people should reserve their power to themselves, and exercise it by a council. His proposition was agreed to, and this ‘council was declared sovereign.’ ”

In the case of Spain, again, popular power increased during the troubles accompanying the minority of Fernando IV.; and of the periodic assemblies subsequently formed by deputies from certain towns (which met without authority of the Government) we read that—

“The desire of the Government to frustrate the aspiring schemes of the Infantes de la Cerda, and their numerous adherents, made the attachment of these assemblies indispensable. The disputes during the minority of Alfonso XI. more than ever favoured the pretensions of the third estate. Each of the candidates for the regency paid assiduous court to the municipal authorities, in the hope of obtaining the necessary suffrages.”

And how all this was consequent on industrial development, appears in the facts that many, if not most, of these associated towns, had arisen during a preceding age by the re-colonization of regions desolated during the prolonged contests of Moors and Christians; and that these “poblaciones,” or communities of colonists, which, scattered over these vast tracts [II-426] grew into prosperous towns, had been formed of serfs and artizans to whom various privileges, including those of self-government, were given by royal charter. With which examples must be joined the example familiar to all. For in England it was during the struggle between king and barons, when the factions were nearly balanced, and when the town-populations had been by trade so far increased that their aid was important, that they came to play a noticeable part, first as allies in war and afterwards as sharers in government. It cannot be doubted that when summoning to the parliament of 1265, not only knights of the shire but also deputies from cities and boroughs, Simon of Montfort was prompted by the desire to strengthen himself against the royal party supported by the Pope. And whether he sought thus to increase his adherents, or to obtain larger pecuniary means, or both, the implication equally is that the urban populations had become a relatively-important part of the nation. This interpetation harmonizes with subsequent events. For though the representation of towns afterwards lapsed, yet it shortly revived, and in 1295 became established. As Hume remarks, such an institution could not “have attained to so vigorous a growth and have flourished in the midst of such tempests and convulsions,” unless it had been one, “for which the general state of things had already prepared the nation:” the truth here to be added being that this “general state of things” was the augmented mass, and hence augmented influence, of the free industrial communities.

Confirmation is supplied by cases showing that power gained by the people during times when the regal and aristocratic powers are diminished by dissension, is lost again if, while the old organization recovers its stability and activity, industrial growth does not make proportionate progress. Spain, or more strictly Castile, yields an example. Such share in government as was acquired by those industrial communities which grew up during the colonization of the waste lands, became, in the space of a few reigns characterized [II-427] by successful wars and resulting consolidations, scarcely more than nominal.

§ 499. It is instructive to note how that primary incentive to cooperation which initiates social union at large, continues afterwards to initiate special unions within the general union. For just as external militancy sets up and carries on the organization of the whole, so does internal militancy set up and carry on the organization of the parts; even when those parts, industrial in their activities, are intrinsically nonmilitant. On looking into their histories we find that the increasing clusters of people who, forming towns, lead lives essentially distinguished by continuous exchange of services under agreement, develop their governmental structures during their chronic antagonisms with the surrounding militant clusters.

We see, first, that these settlements of traders, growing important and obtaining royal charters, were by doing this placed in quasi-militant positions—became in modified ways holders of fiefs from their king, and had the associated responsibilities. Habitually they paid dues of sundry kinds equivalent in general nature to those paid by feudal tenants; and, like them, they were liable to military service. In Spanish chartered towns “this was absolutely due from every inhabitant;” and “every man of a certain property was bound to serve on horseback or pay a fixed sum.” In France “in the charters of incorporation which towns received, the number of troops required was usually expressed.” And in the chartered royal burghs of Scotland “every burgess was a direct vassal of the crown.”

Next observe that industrial towns (usually formed by coalescence of pre-existing rural divisions rendered populous because local circumstances favoured some form of trade, and presently becoming places of hiding for fugitives, and of security for escaped serfs) began to stand toward the small feudally-governed groups around them, in relations like those [II-428] in which these stood to one another: competing with them for adherents, and often fortifying themselves. Sometimes, too, as in France in the 13th century, towns became suzerains, while communes had the right of war in numerous cases; and in England in early days the maritime towns carried on wars with one another.

Again there is the fact that these cities and boroughs, which by royal charter or otherwise had acquired powers of administering their own affairs, habitually formed within themselves combinations for protective purposes. In England, in Spain, in France, in Germany (sometimes with assent of the king, sometimes notwithstanding his reluctance as in England, sometimes in defiance of him, as in ancient Holland) there rose up gilds, which, having their roots in the natural unions among related persons, presently gave origin to frith-gilds and merchant-gilds; and these, defensive in their relations to one another, formed the bases of that municipal organization which carried on the general defence against aggressing nobles.

Once more, in countries where the antagonisms between these industrial communities and the surrounding militant communities were violent and chronic, the industrial communities combined to defend themselves. In Spain the “poblaciones,” which when they flourished and grew into large places were invaded and robbed by adjacent feudal lords, formed leagues for mutual protection; and at a later date there arose, under like needs, more extensive confederations of cities and towns, which, under severe penalties for non-fulfilment of the obligations, bound themselves to aid one another in resisting aggressions, whether by king or nobles. In Germany, too, we have the perpetual alliance entered into by sixty towns on the Rhine in 1255, when, during the troubles that followed the deposition of the Emperor Frederic II., the tyranny of the nobles had become insupportable. And we have the kindred unions formed under like incentives in Holland and in France. So that, [II-429] both in small and in large ways, the industrial groups here and there growing up within a nation, are, in many cases, forced by local antagonisms partially to assume activities and structures like those which the nation as a whole is forced to assume in its antagonisms with nations around.

Here the implication chiefly concerning us is that if industrialism is thus checked by a return to militancy, the growth of popular power is arrested. Especially where, as happened in the Italian republics, defensive war passes into offensive war, and there grows up an ambition to conquer other territories and towns, the free form of government proper to industrial life, becomes qualified by, if it does not revert to, the coercive form accompanying militant life. Or where, as happened in Spain, the feuds between towns and nobles continue through long periods, the rise of free institutions is arrested; since, under such conditions, there can be neither that commercial prosperity which produces large urban populations, nor a cultivation of the associated mental nature. Whence it may be inferred that the growth of popular power accompanying industrial growth in England, was largely due to the comparatively small amount of this warfare between the industrial groups and the feudal groups around them. The effects of the trading life were less interfered with; and the local governing centres, urban and rural, were not prevented from uniting to restrain the general centre.

§ 500. And now let us consider more specifically how the governmental influence of the people is acquired. By the histories of organizations of whatever kind, we are shown that the purpose originally subserved by some arrangement is not always the purpose eventually subserved. It is so here. Assent to obligations rather than assertion of rights has ordinarily initiated the increase of popular power. Even the transformation effected by the revolution of Kleisthenes at Athens, took the form of a re-distribution of tribes and demes for purposes of taxation and military service. In Rome, too, [II-430] that enlargement of the oligarchy which occurred under Servius Tullius, had for its ostensible motive the imposing on plebeians of obligations which up to that time had been borne exclusively by patricians. But we shall best understand this primitive relation between duty and power, in which the duty is original and the power derived, by going back once more to the beginning.

For when we remember that the primitive political assembly is essentially a war-council, formed of leaders who debate in presence of their followers; and when we remember that in early stages all free adult males, being warriors, are called on to join in defensive or offensive actions; we see that, originally, the attendance of the armed freemen is in pursuance of the military service to which they are bound, and that such power as, when thus assembled, they exercise, is incidental. Later stages yield clear proofs that this is the normal order; for it recurs where, after a political dissolution, political organization begins de novo. Instance the Italian cities, in which, as we have seen, the original “parliaments,” summoned for defence by the tocsin, included all the men capable of bearing arms: the obligation to fight coming first, and the right to vote coming second. And, naturally, this duty of attendance survives when the primitive assemblage assumes other functions than those of a militant kind; as witness the before-named fact that among the Scandinavians it was “disreputable for freemen not to attend” the annual assembly; and the further facts that in France the obligation to be present at the hundred-court in the Merovingian period, rested upon all full freemen; that in the Carolingian period “non-attendance is punished by fines”; that in England the lower freemen, as well as others, were “bound to attend the shire-moot and hundred-moot” under penalty of “large fines for neglect of duty;” and that in the thirteenth century in Holland, when the burghers were assembled for public purposes, “anyone ringing the town bell, except by general consent, and anyone not appearing when it tolls, are liable to a fine.”

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After recognizing this primitive relation between popular duty and popular power, we shall more clearly understand the relation as it re-appears when popular power begins to revive along with the growth of industrialism. For here, again, the fact meets us that the obligation is primary and the power secondary. It is mainly as furnishing aid to the ruler, generally for war purposes, that the deputies from towns begin to share in public affairs. There recurs under a complex form, that which at an early stage we see in a simple form. Let us pause a moment to observe the transition.

As was shown when treating of Ceremonial Institutions, the revenues of rulers are derived, at first wholly and afterwards partially, from presents. The occasions on which assemblies are called together to discuss public affairs (mainly military operations for which supplies are needed) naturally become the occasions on which the expected gifts are offered and received. When by successful wars the militant king consolidates small societies into a large one—when there comes an “increase of royal power in intension as the kingdom increases in extension” (to quote the luminous expression of Prof. Stubbs); and when, as a consequence, the quasivoluntary gifts become more and more compulsory, though still retaining such names as donum and auxilium; it generally happens that these exactions, passing a bearable limit, lead to resistance: at first passive and in extreme cases active. If by consequent disturbances the royal power is much weakened, the restoration of order, if it takes place, is likely to take place on the understanding that, with such modifications as may be needful, the primitive system of voluntary gifts shall be re-established. Thus, when in Spain the death of Sancho I. was followed by political dissensions, the deputies from thirty-two places, who assembled at Valladolid, decided that demands made by the king beyond the customary dues should be answered by death of the messenger; and the need for gaining the adhesion of the towns during the conflict with a pretender, led to an apparent toleration of this attitude. Similarly [II-432] in the next century, during disputes as to the regency while Alphonso XI. was a minor, the cortes at Burgos demanded that the towns should “contribute nothing beyond what was prescribed in” their charters. Kindred causes wrought kindred results in France; as when, by an insurrectionary league, Louis Hutin was obliged to grant charters to the nobles and burgesses of Picardy and of Normandy, renouncing the right of imposing undue exactions; and as when, on sundry occasions, the States-general were assembled for the purpose of reconciling the nation to imposts levied to carry on wars. Nor must its familiarity cause us to omit the instance furnished by our own history, when, after preliminary steps towards that end at St. Alban’s and St. Edmund’s, nobles and people at Runnymede effectually restrained the king from various tyrannies, and, among others, from that of imposing taxes, without the consent of his subjects.

And now what followed from arrangements which, with modifications due to local conditions, were arrived at in several countries under similar circumstances? Evidently when the king, hindered from enforcing unauthorized demands, had to obtain supplies by asking his subjects, or the more powerful of them, his motive for summoning them, or their representatives, became primarily that of getting these supplies. The predominance of this motive for calling together national assemblies, may be inferred from its predominance previously shown in connexion with local assemblies; as instance a writ of Henry I. concerning shire-moots, in which, professing to restore ancient custom, he says—“I will cause those courts to be summoned when I will for my own sovereign necessity, at my pleasure.” To vote money is therefore the primary purpose for which chief men and representatives are assembled.

§ 501. From the ability to prescribe conditions under which money will be voted, grows the ability, and finally the right, [II-433] to join in legislation. This connexion is vaguely typified in early stages of social evolution. Making gifts and getting redress go together from the beginning. As was said of Gulab Singh, when treating of presents—“even in a crowd one could catch his eye by holding up a rupee and crying out, ‘Maharajah, a petition.’ He would pounce down like a hawk on the money, and, having appropriated it, would patiently hear out the petitioner.” [*] I have in the same place given further examples of this relation between yielding support to the governing agency, and demanding protection from it; and the examples there given may be enforced by such others as that, among ourselves in early days, “the king’s court itself, though the supreme judicature of the kingdom, was open to none that brought not presents to the king,” and that, as shown by the exchequer rolls, every remedy for a grievance or security against aggression had to be paid for by a bribe: a state of things which, as Hume remarks, was paralleled on the Continent.

Such being the original connexion between support of the political head and protection by the political head, the interpretation of the actions of parliamentary bodies, when they arise, becomes clear. Just as in rude assemblies of king, military chiefs, and armed freemen, preserving in large measure the primitive form, as those in France during the Merovingian period, the presentation of gifts went along with the transaction of public business, judicial as well as military—just as in our own ancient shire-moot, local government, including the administration of justice, was accompanied by the furnishing of ships and the payment of “a composition for the feorm-fultum, or sustentation of the king;” so when, after successful resistance to excess of royal power, there came [II-434] assemblies of nobles and representatives summoned by the king, there re-appeared, on a higher platform, these simultaneous demands for money on the one side and for justice on the other. We may assume it as certain that within an average humanity, the conflicting egoisms of those concerned will be the main factors; and that on each side the aim will be to give as little, and get as much, as circumstances allow. France, Spain, and England, yield examples which unite in showing this.

When Charles V. of France, in 1357, dismissing the States-general for alleged encroachments on his rights, raised money by further debasing the coinage, and caused a sedition in Paris which endangered his life, there was, three months later, a re-convocation of the States, in which the petitions of the former assembly were acceded to, while a subsidy for war purposes was voted. And of an assembled States-general in 1366, Hallam writes:—“The necessity of restoring the coinage is strongly represented as the grand condition upon which they consented to tax the people, who had been long defrauded by the base money of Philip the Fair and his successors.” Again, in Spain, the incorporated towns, made liable by their charters only for certain payments and services, had continually to resist unauthorized demands; while the kings, continually promising not to take more than their legal and customary dues, were continually breaking their promises. In 1328 Alfonso XI. “bound himself not to exact from his people, or cause them to pay, any tax, either partial or general, not hitherto established by law, without the previous grant of all the deputies convened by the Cortes.” And how little such pledges were kept is shown by the fact that, in 1393, the Cortes who made a grant to Henry III., joined the condition that—

“He should swear before one of the archbishops not to take or demand any money, service, or loan, or anything else of the cities and towns, nor of individuals belonging to them, on any pretence of necessity, until the three estates of the kingdom should first be duly summoned and assembled in Cortes according to ancient usage.”

Similarly in England during the time when parliamentary [II-435] power was being established. While, with national consolidation, the royal authority had been approaching to absoluteness, there had been, by reaction, arising that resistance which, resulting in the Great Charter, subsequently initiated the prolonged struggle between the king, trying to break through its restraints, and his subjects trying to maintain and to strengthen them. The twelfth article of the Charter having promised that no scutage or aid save those which were established should be imposed without consent of the national council, there perpetually recurred, both before and after the expansion of Parliament, endeavours on the king’s part to get supplies without redressing grievances, and endeavours on the part of Parliament to make the voting of supplies contingent on fulfilment of promises to redress grievances.

On the issue of this struggle depended the establishment of popular power; as we are shown by comparing the histories of the French and Spanish Parliaments with that of the English Parliament. Quotations above given prove that the Cortes originally established, and for a time maintained, the right to comply with or to refuse the king’s requests for money, and to impose their conditions; but they eventually failed to get their conditions fulfilled.

“In the struggling condition of Spanish liberty under Charles I., the crown began to neglect answering the petitions of Cortes, or to use unsatisfactory generalities of expression. This gave rise to many remonstrances. The deputies insisted, in 1523, on having answers before they granted money. They repeated the same contention in 1525, and obtained a general law, inserted in the Recopilacion, enacting that the king should answer all their petitions before he dissolved the assembly. This, however, was disregarded as before.”

And thereafter rapidly went on the decay of parliamentary power. Different in form but the same in nature, was the change which occurred in France. Having at one time, as shown above, made the granting of money conditional on the obtainment of justice, the States-general was induced to surrender its restraining powers. Charles VII.—

“obtained from the States of the royal domains which met in 1439 that [II-436] they [the tailles] should be declared permanent, and from 1444 he levied them as such, i.e. uninterruptedly and without previous vote. . . . The permanence of the tailles was extended to the provinces annexed to the crown, but these preserved the right of voting them by their provincial estates. . . . In the hands of Charles VII., and Louis XI., the royal impost tended to be freed from all control. . . . Its amount increased more and more.”

Whence, as related by Dareste, it resulted that “when the tailles and aides . . . had been made permanent, the convocation of the States-general ceased to be necessary. They were little more than show assemblies.” But in our own case, during the century succeeding the final establishment of Parliament, frequent struggles necessitated by royal evasions, trickeries, and falsehoods, brought increasing power to withhold supplies until petitions had been attended to.

Admitting that this issue was furthered by the conflicts of political factions, which diminished the coercive power of the king, the truth to be emphasized is that the increase of a free industrial population was its fundamental cause. The calling together knights of the shire, representing the class of small landowners, which preceded on several occasions the calling together deputies from towns, implied the growing importance of this class as one from which money was to be raised; and when deputies from towns were summoned to the Parliament of 1295, the form of summons shows that the motive was to get pecuniary aid from portions of the population which had become relatively considerable and rich. Already the king had on more than one occasion sent special agents to shires and boroughs to raise subsidies from them for his wars. Already he had assembled provincial councils formed of representatives from cities, boroughs, and market-towns, that he might ask them for votes of money. And when the great Parliament was called together, the reason set forth in the writs was that wars with Wales, Scotland, and France, were endangering the realm: the implication being that the necessity for obtaining supplies led to this recognition of the towns as well as the counties.

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So too was it in Scotland. The first known occasion on which representatives from burghs entered into political action, was when there was urgent need for pecuniary help from all sources; namely, “at Cambuskenneth on the 15th day of July, 1326, when Bruce claimed from his people a revenue to meet the expenses of his glorious war and the necessities of the State, which was granted to the monarch by the earls, barons, burgesses, and free tenants, in full parliament assembled.”

In which cases, while we are again shown that the obligation is original and the power derived, we are also shown that it is the increasing mass of those who carry on life by voluntary cooperation instead of compulsory cooperation—partly the rural class of small freeholders and still more the urban class of traders—which initiates popular representation.

§ 502. Still there remains the question—How does the representative body become separate from the consultative body? Retaining the primitive character of councils of war, national assemblies were in the beginning mixed. The different “arms,” as the estates were called in Spain, originally formed a single body. Knights of the shire when first summoned, acting on behalf of numerous smaller tenants of the king owing military service, sat and voted with the greater tenants. Standing, as towns did at the outset, very much in the position of fiefs, those who represented them were not un-allied in legal status to feudal chiefs; and, at first assembling with these, in some cases remained united with them, as appears to have been habitually the case in France and Spain. Under what circumstances, then, do the consultative and representative bodies differentiate? The question is one to which there seems no very satisfactory answer.

Quite early we may see foreshadowed a tendency to part, determined by unlikeness of functions. During the Carolingian period in France, there were two annual gatherings: a larger which all the armed freemen had a right to attend, and [II-438] a smaller formed of the greater personages deliberating on more special affairs.

“If the weather was fine, all this passed in the open air; if not, in distinct buildings . . . When the lay and ecclesiastical lords were . . . separated from the multitude, it remained in their option to sit together, or separately, according to the affairs of which they had to treat.”

And that unlikeness of functions is a cause of separation we find evidence in other places and times. Describing the armed national assemblies of the Hungarians, originally mixed, Lévy writes:—“La dernière réunion de ce genre eut lieu quelque temps avant la bataille de Mohacs; mais bientôt après, la diète se divisa en deux chambres: la table des magnats et la table des députés.” In Scotland, again, in 1367—8, the three estates having met, and wishing, for reasons of economy and convenience, to be excused from their functions as soon as possible, “elected certain persons to hold Parliament, who were divided into two bodies, one for the general affairs of the king and kingdom, and another, a smaller division, for acting as judges upon appeals.” In the case of England we find that though, in the writs calling together Simon of Montfort’s Parliament, no distinction was made between magnates and deputies, yet when, a generation after, Parliament became established, the writs made a distinction: “counsel is deliberately mentioned in the invitation to the magnates, action and consent in the invitation to representatives.” Indeed it is clear that since the earlier-formed body of magnates was habitually summoned for consultative purposes, especially military, while the representatives afterwards added were summoned only to grant money, there existed from the outset a cause for separation. Sundry influences conspired to produce it. Difference of language, still to a considerable extent persisting and impeding joint debate, furnished a reason. Then there was the effect of class-feeling, of which we have definite proof. Though they were in the same assembly, the deputies from boroughs “sat apart both from the barons and knights, who [II-439] disdained to mix with such mean personages;” and probably the deputies themselves, little at ease in presence of imposing superiors, preferred sitting separately. Moreover, it was customary for the several estates to submit to taxes in different proportions; and this tended to entail consultation among the members of each by themselves. Finally, we read that “after they [the deputies] had given their consent to the taxes required of them, their business being then finished, they separated, even though the Parliament still continued to sit, and to canvass the national business.” In which last fact we are clearly shown that though aided by other causes, unlikeness of duties was the essential cause which at length produced a permanent separation between the representative body and the consultative body.

Thus at first of little account, and growing in power only because the free portion of the community occupied in production and distribution grew in mass and importance, so that its petitions, treated with increasing respect and more frequently yielded to, began to originate legislation, the representative body came to be that part of the governing agency which more and more expresses the sentiments and ideas of industrialism. While the monarch and upper house are the products of that ancient régime of compulsory cooperation the spirit of which they still manifest, though in decreasing degrees, the lower house is the product of that modern régime of voluntary cooperation which is replacing it; and in an increasing degree, this lower house carries out the wishes of people habituated to a daily life regulated by contract instead of by status.

§ 503. To prevent misconception it must be remarked, before summing up, that an account of representative bodies which have been in modern days all at once created, is not here called for. Colonial legislatures, consciously framed in conformity with traditions brought from the mother-country, illustrate the genesis of senatorial and representative bodies [II-440] in but a restricted sense: showing, as they do, how the structures of parent societies reproduce themselves in derived societies, so far as materials and circumstances allow; but not showing how these structures were originated. Still less need we notice those cases in which, after revolutions, peoples who have lived under despotisms are led by imitation suddenly to establish representative bodies. Here we are concerned only with the gradual evolution of such bodies.

Originally supreme, though passive, the third element in the tri-une political structure, subjected more and more as militant activity develops an appropriate organization, begins to re-acquire power when war ceases to be chronic. Subordination relaxes as fast as it becomes less imperative. Awe of the ruler, local or general, and accompanying manifestations of fealty, decrease; and especially so where the prestige of supernatural origin dies out. Where the life is rural the old relations long survive in qualified forms; but clans or feudal groups clustered together in towns, mingled with numbers of unattached immigrants, become in various ways less controllable; while by their habits their members are educated to increasing independence. The small industrial groups thus growing up within a nation consolidated and organized by militancy, can but gradually diverge in nature from the rest. For a long time they remain partially militant in their structures and in their relations to other parts of the community. At first chartered towns stand substantially on the footing of fiefs, paying feudal dues and owing military service. They develop, within themselves, unions, more or less coercive in character, for mutual protection. They often carry on wars with adjacent nobles and with one another. They not uncommonly form leagues for joint defence. And where the semi-militancy of towns is maintained, industrial development and accompanying increase of popular power are arrested.

But where circumstances have favoured manufacturing and commercial activities, and growth of the population devoted [II-441] to them, this, as it becomes a large component of the society, makes its influence felt. The primary obligation to render money and service to the head of the State, often reluctantly complied with, is resisted when the exactions are great; and resistance causes conciliatory measures. There comes asking assent rather than resort to compulsion. If absence of violent local antagonisms permits, then on occasions when the political head, rousing anger by injustice, is also weakened by defections, there comes cooperation with other classes of oppressed subjects. Men originally delegated simply that they may authorize imposed burdens, are enabled as the power behind them increases, more and more firmly to insist on conditions; and the growing practice of yielding to their petitions as a means to obtaining their aid, initiates the practice of letting them share in legislation.

Finally, in virtue of the general law of organization that difference of functions entails differentiation and division of the parts performing them, there comes a separation. At first summoned to the national assembly for purposes partially alike and partially unlike those of its other members, the elected members show a segregating tendency, which, where the industrial portion of the community continues to gain power, ends in the formation of a representative body distinct from the original consultative body.

 


 

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CHAPTER X.

MINISTRIES.

§ 504. Men chosen by the ruler to help him, we meet with in early stages of social evolution—men whose positions and duties are then vague and variable. At the outset there is nothing to determine the selection of helpers save considerations of safety, or convenience, or liking. Hence we find ministers of quite different origins.

Relationship leads to the choice in some places and times; as with the Bachassins, among whom the chief’s brother conveys his orders and sees them executed; as of old in Japan, where the Emperor’s son was prime minister and the daimios had cadets of their families as counsellors; as in ancient Egypt where “the principal officers of the Court or administration appear to have been at the earliest period the relatives” of the king. Though in some cases family-jealousy excludes kinsmen from these places of authority, in other cases family feeling and trust, and the belief that the desire for family-predominance will ensure loyalty, lead to the employment of brothers, cousins, nephews, &c.

More general appears to be the unobtrusive growth of personal attendants, or household servants, into servants of State. Those who are constantly in contact with the ruler have opportunities of aiding or hindering intercourse with him, of biassing him by their statements, and of helping or impeding the execution of his commands; and they thus gain power, and tend to become advising and executive [II-443] agents. From the earliest times onwards we meet with illustrations. In ancient Egypt—

“The office of fan-bearer to the king was a highly honourable post, which none but the royal princes, or the sons of the first nobility, were permitted to hold. These constituted a principal part of his staff; and in the field they either attended on the monarch to receive his orders, or were despatched to have the command of a division.”

In Assyria the attendants who thus rose to power were not relatives, but were habitually eunuchs; and the like happened in Persia. “In the later times, the eunuchs acquired a vast political authority, and appear to have then filled all the chief offices of state. They were the king’s advisers in the palace, and his generals in the field.” Kindred illustrations are furnished by the West. Shown among the primitive Germans, the tendency for officers of the king’s household to become political officers, was conspicuous in the Merovingian period: the seneschal, the marshal, the chamberlain, grew into public functionaries. Down to the later feudal period in France, the public and household administrations of the king were still undistinguished. So was it in old English times. According to Kemble, the four great officers of the Court and Household were the Hræge Thegn (servant of the wardrobe); the Steallere and Horsthegn (first, Master of the Horse, then General of the Household Troops, then Constable or Grand Marshal); the Discthegn (or thane of the table—afterwards Seneschal); the Butler (perhaps Byrele or Scenca). The like held under the conquering Normans; and it holds in a measure down to the present time.

Besides relatives and servants, friends are naturally in some cases fixed on by the ruler to get him information, give him advice, and carry out his orders. Among ancient examples the Hebrews furnish one. Remarking that in the small kingdoms around Israel in earlier times, it was customary for the ruler to have a single friend to aid him, Ewald points out that under David, with a larger State and a more complex administration, “the different departments are necessarily more subdivided, and new officers of ‘friends’ or ministers of the [II-444] king assume a sort of independent importance.” Like needs produced kindred effects in the first days of the Roman empire. Duruy writes:—

“Augustus, who called himself a plain Roman citizen, could not, like a king, have ministers, but only friends who aided him with their experience. . . . The multitude of questions . . . induced him afterwards to distribute the chief affairs regularly among his friends. . . . This council was gradually organized.”

And then in later days and other regions, we see that out of the group known as “friends of the king” there are often some, or there is one, in whom confidence is reposed and to whom power is deputed. In Russia the relation of Lefort to Peter the Great, in Spain that of Albuquerque to Don Pedro, and among ourselves that of Gaveston to Edward II., sufficiently illustrate the genesis of ministerial power out of the power gained by personal friendship and consequent trust. And then with instances of this kind are to be joined instances showing how attachment between the sexes comes into play. Such facts as that after Albuquerque fell, all officers about the court were filled by relations of the king’s mistress; that in France under Louis XV. “the only visible government was that by women” from Mme. de Prie to Mme. du Barry; and that in Russia during the reign of Catherine II., her successive lovers acquired political power, and became some of them prime ministers and practically autocrats; will serve adequately to recall a tendency habitually displayed.

Regarded as able to help the ruler supernaturally as well as naturally, the priest is apt to become his chosen ally and agent. The Tahitians may be named as having a prime minister who is also chief priest. In Africa, among the Eggarahs (Inland Negroes), a priest “officiates as minister of war.” How political power of priests results from their supposed influence with the gods, is well shown by the case of Mizteca (part of Mexico).

“The high-priests were highly respected by the caziques, who did nothing without their advice; they commanded armies, and ruled the [II-445] state, reproved vice, and when there was no amendment, threatened famine, plague, war, and the anger of the gods.”

Other places in ancient America—Guatemala, Vera Paz, &c., furnish kindred facts; as do historic peoples from the earliest times downwards. In ancient Egypt the kings’ advisers mostly belonged to the priestly caste. Under the Roman emperors ecclesiastics became ministers and secret counsellors. In mediæval days Dominican and Franciscan monks held the highest political offices. And in later times the connexion was shown by the ministerial power of cardinals, or, as in Russia, of patriarchs. This acquisition of leading political functions by functionaries of the church, has in some cases special causes in addition to the general cause. A royal chaplain (uniting the character of personal attendant with that of priest) stands in a relation to the king which almost necessitates acquisition of great influence. Moreover, being fitted by culture for secretarial work, he falls naturally into certain State-duties; as he did into those of chancellor among ourselves in early days.

Recognizing the fact that at the outset, these administrative agents, whatever further characters they have, are usually also soldiers, and are included in the primitive consultative body, of which they become specialized parts, we may say of them generally, that they are relatives, friends, attendants, priests, brought into close relations with the ruler, out of whom he is obliged by stress of business to choose assistants; and that at first vague and irregular, their appointments and functions gradually acquire definiteness.

§ 505. Amid much that is too indefinite for generalization, a few tolerably constant traits of ministers, and traits of ministries, may be briefly indicated.

That a trusted agent commonly acquires power over his principal, is a fact everywhere observable. Even in a gentleman’s household a head servant of long standing not unfrequently gains such influence, that his master is in [II-446] various matters guided by him—almost controlled by him. With chief officers of State it has often been the same; and especially where hereditary succession is well established. A ruler who, young, or idle, or pleasure-seeking, performs his duties by proxy, or who, through personal liking or entire trust, is led to transfer his authority, presently becomes so ill informed concerning affairs, or so unused to modes of procedure, as to be almost powerless in the hands of his agent.

Where hereditary succession pervades the society and fixes its organization, there is sometimes shown a tendency to inheritance, not of the rulership only, but also of these offices which grow into deputy-rulerships. Under the Norman dukes before the Conquest, the places of seneschal, cup-bearer, constable, and chamberlain, were “hereditary grand serjeanties.” In England in Henry II.’s time, succession to the posts of high-steward, constable, chamberlain, and butler, followed from father to son in the houses of Leicester, Miles, Vere, and Albini. So was it with the Scotch in King David’s reign: “the offices of great steward and high constable had become hereditary in the families of Stewart and De Morevil.” And then in Japan the principle of inheritance of ministerial position had so established itself as to insure ministerial supremacy. In these cases there come into play influences and methods like those which conduce to hereditary kingship. When, as during the later feudal period in France, we see efforts made to fix in certain lines of descent, the chief offices of State (efforts which, in that case, sometimes succeeded and sometimes failed), we are shown that ministers use the facilities which their places give them, to establish succession to these places in their own families, in the same way that early kings do. Just as, during the stage of elective kingship, the king is apt to use the advantages derived from his position to secure the throne for his son, by getting him chosen during his own life, and thus to initiate hereditary succession; so the minister who has been allowed to acquire great power, is prompted to employ it for [II-447] the purpose of establishing a monopoly of his office among his own descendants. Generally his desire is effectually antagonized by that of the ruler; but where, as in Japan, seclusion of the ruler impedes his hold on affairs, this desire of the minister takes effect.

Since there ever tend to arise these struggles between a king and one or more of those who serve him—since his efforts to maintain his authority are sometimes so far defeated that he is obliged to accept assistants who are hereditary; there results a jealousy of those whose interests are at variance with his own, and an endeavour to protect himself by excluding them from office. There comes a motive for choosing as ministers men who, having no children, cannot found houses which, growing powerful, may compete for supremacy; and hence in certain times the preference for celibate priests. Or, from allied motives, men neither clerical nor military are selected; as in France, where in the 15th and 17th centuries, members of the bourgeois class came to be preferred. A policy like that shown in the befriending of towns as a set-off against feudal chiefs, prompted the official employment of citizens instead of nobles. Under other conditions, again, there is a jealousy of ecclesiastics and an exclusion of them from power. For generations before the time of Peter the Great, the head of the church in Russia was “considered the second person in the empire; he was consulted on all State-affairs, until at length, their [his] spiritual pride outrunning all decorum, venturing upon, and even attempting to control the sovereign power, it was resolved by Peter the Great to abolish the patriarchate altogether.” Between Louis XIV. and the Pope, there was a conflict for supremacy over the French church; and on more occasions than one, certain of the clergy encouraged “the absolutist pretensions of the Roman Pontiffs:” the result being that such prelates as held office were those who subordinated clerical to political aims, and that by Louis XIV., after 1661, “no churchman was allowed to touch the great engine of State-government.” Among ourselves [II-448] may be traced, if less clearly, the working of kindred tendencies. During the 15th century, “clergymen were secretaries of government, the privy seals, cabinet councillors, treasurers of the crown, ambassadors, commissioners to open parliament, and to Scotland; presidents of the king’s council, supervisors of the royal works, chancellors, keepers of the records, the masters of the rolls, &c.;” but with antagonism to the Church came partial, and in later days complete, disappearance of the clerical element from the administration. Under Henry VIII. the King’s secretary, and afterwards the chancellor, ceased to be ecclesiastics; while of the council of sixteen executors appointed to govern during the minority of his son, three only were in holy orders. And though, during a subsequent temporary revival of papal influence, there was a re-acquirement of ministerial position by priests, they afterwards again ceased to be chosen.

Whether a ruler is able to prevent high offices of State from being held by men whose ambitions and interests he fears, depends, however, upon his acquirement of adequate predominance. A class which, being powerful, is excluded as therefore dangerous, being still more powerful, cannot be excluded; and is apt either to monopolize administrative functions or practically to dictate the choice of ministers. In ancient Egypt, where the priesthood was pre-eminent in influence, the administration was chiefly officered by its members, with the result that at one time there was usurpation of the kingship by priests; and the days during which the Catholic church was most powerful throughout Europe, were the days during which high political posts were very generally held by prelates. In other cases supremacy of the military class is shown; as in Japan, where soldiers have habitually been the ministers and practically usurpers; as in feudal England, when Henry III. was obliged by the barons to accept Hugh Le Despenser as chief justiciary, and other nominees as officers of his household; or as when, in the East, down to our own time, changes of ministry are insisted [II-449] on by the soldiery. Naturally in respect of these administrative offices, as in respect of all other places of power, there arises a conflict between the chiefs of the warrior class, who are the agents of the terrestrial ruler, and the chiefs of the clerical class, who profess to be agents of the celestial ruler; and the predominance of the one or the other class, is in many cases implied by the extent to which it fills the chief offices of State.

Such facts show us that where there has not yet been established any regular process for making the chief advisers and agents of the ruler into authorized exponents of public opinion, there nevertheless occurs an irregular process by which some congruity is maintained between the actions of these deputy rulers and the will of the community; or, at any rate, the will of that part which can express its will.

§ 506. Were elaboration desirable, and collection of the needful data less difficult, a good deal might here be added respecting the development of ministries.

Of course it could, in multitudinous cases, be shown how, beginning as simple, they become compound—the solitary assistant to the chief, helping him in all ways, developing into the numerous great officers of the king, dividing among them duties which have become extensive and involved. Along with this differentiation of a ministry might also be traced the integration of it that takes place under certain conditions: the observable change being from a state in which the departmental officers separately take from the ruler their instructions, to a state in which they form an incorporated body. There might be pursued an inquiry respecting the conditions under which this incorporated body gains power and accompanying responsibility; with the probable result of showing that development of an active executive council, and acompanying reduction of the original executive head to an automatic state, characterizes that representative form of government proper to the industrial [II-450] type. But while results neither definite nor important are likely to be reached, the reaching of such as are promised would necessitate investigation at once tedious and unsatisfactory.

For such ends as are here in view, it suffices to recognize the general facts above set forth. As the political head is at first but a slightly-distinguished member of the group—now a chief whose private life and resources are like those of any other warrior, now a patriarch or a feudal lord who, becoming predominant over other patriarchs or other feudal lords, at first lives like them on revenues derived from private possessions—so the assistants of the political head take their rise from the personal connexions, friends, servants, around him: they are those who stand to him in private relations of blood, or liking, or service. With the extension of territory, the increase of affairs, and the growth of classes having special interests, there come into play influences which differentiate some of those who surround the ruler into public functionaries, distinguished from members of his family and his household. And these influences, joined with special circumstances, determine the kinds of public men who come into power. Where the absoluteness of the political head is little or not at all restrained, he makes arbitrary choice irrespective of rank, occupation, or origin. If, being predominant, there are nevertheless classes of whom he is jealous, exclusion of these becomes his policy; while if his predominance is inadequate, representatives of such classes are forced into office. And this foreshadows the system under which, along with decline of monarchical power, there grows up an incorporated body of ministers having for its recognized function to execute the public will.

 


 

[II-451]

CHAPTER XI.

LOCAL GOVERNING AGENCIES.

§ 507. The title is needed because the classes of facts to be here dealt with, cover a wider area than those comprehended under the title “Local Governments.”

We have to deal with two kinds of appliances for control, originally one but gradually becoming distinguished. Alike among peoples characterized by the reckoning of kinship through females, and among peoples characterized by descent of property and power through males, the regulative system based on blood-relationship is liable to be involved with, and subordinated by, a regulative system originating from military leadership. Authority established by triumph in war, not unfrequently comes into conflict with authority derived from the law of succession, when this has become partially settled, and initiates a differentiation of political headship from family headship. We have seen that, from primitive stages upwards, the principle of efficiency and the principle of inheritance are both at work in determining men’s social positions; and where, as happens in many cases, a war-chief is appointed when the occasion arises, notwithstanding the existence of a chief of acknowledged legitimacy, there is a tendency for transmitted power to be over-ridden by power derived from capacity. From the beginning, then, there is apt to grow up a species of government distinct from family-government; and the aptitude takes effect where many [II-452] family-groups, becoming united, carry on militant activities. The growth of the family into the gens, of the gens into the phratry, of the phratry into the tribe, implies the multiplication of groups more and more remotely akin, and less and less easily subordinated by the head of some nominally-leading group; and when local aggregation brings interfusion of tribes which, though of the same stock, have lost their common genealogy, the rise of some headship other than the headships of family-groups becomes imminent. Though such political headship, passing through the elective stage, often becomes itself inheritable after the same manner as the original family-headships, yet it constitutes a new kind of headship.

Of the local governing agencies to which family-headships and political headships give origin, as groups become compounded and re-compounded, we will consider first the political, as being most directly related to the central governing agencies hitherto dealt with.

§ 508. According to the relative powers of conqueror and conquered, war establishes various degrees of subordination. Here the payment of tribute and occasional expression of homage, interfere but little with political independence; and there political independence is almost or quite lost. Generally, however, at the outset the victor either finds it necessary to respect the substantial autonomies of the vanquished societies, or finds it his best policy to do this. Hence, before integration has proceeded far, local governments are usually nothing more than those governments of the parts which existed before they were united into a whole.

We find instances of undecided subordination everywhere. In Tahiti “the actual influence of the king over the haughty and despotic district chieftains, was neither powerful nor permanent.” Of our own political organization in old English times Kemble writes:—“the whole executive government may be considered as a great aristocratic association, of which the ealdormen were the constituent earls, and the king [II-453] little more than president.” Similarly during early feudal times; as, for example, in France. “Under the first Capetians, we find scarcely any general act of legislation. . . . Everything was local, and all the possessors of fiefs first, and afterwards all the great suzerains, possessed the legislative power within their domain.” This is the kind of relation habitually seen during the initial stages of those clustered groups in which one group has acquired power over the rest.

In cases where the successful invader, external to the cluster instead of internal, is powerful enough completely to subjugate all the groups, it still happens that the pre-existing local organizations commonly survive. Ancient American states yield examples. “When the kings of Mexico, Tezcuco, and Tacuba conquered a province, they used to maintain in their authority all the natural chiefs, the highest as well as the lower ones.” Concerning certain rulers of Chibcha communities, who became subject to Bogota, we read that the Zipa subdued them, but left them their jurisdiction and left the succession to the caziqueship in their families. And as was pointed out under another head, the victorious Yncas left outstanding the political headships and administrations of the many small societies they consolidated. Such is, in fact, the most convenient policy. As is remarked by Sir Henry Maine, “certain institutions of a primitive people, their corporations and village-communities, will always be preserved by a suzerain-state governing them, on account of the facilities which they afford to civil and fiscal administration;” and the like may be said of the larger regulative structures. Indeed the difficulty of suddenly replacing an old local organization by an entirely new one, is so great that almost of necessity the old one is in large measure retained.

The autonomies of local governments, thus sometimes scarcely at all interfered with and in other cases but partially suppressed, manifest themselves in various ways. The original independence of groups continues to be shown by the right of private war between them. They retain their [II-454] local gods, their ecclesiastical organizations, their religious festivals. And in time of general war the contingents they severally furnish remain separate. Egyptian nomes, Greek cities, feudal lordships, yield illustrations.

§ 509. The gradual disappearance of local autonomies is a usual outcome of the struggle between the governments of the parts, which try to retain their powers, and the central government, which tries to diminish their powers.

In proportion as his hands are strengthened, chiefly by successful wars, the major political head increases his restraints over the minor political heads; first by stopping private wars among them, then by interfering as arbitrator, then by acquiring an appellate jurisdiction. Where the local rulers have been impoverished by their struggles with one another, or by futile attempts to recover their independence, or by drafts made on their resources for external wars—where, also, followers of the central ruler have grown into a new order of nobles, with gifts of conquered or usurped lands as rewards for services; the way is prepared for administrative agencies centrally appointed. Thus in France, when the monarch became dominant, the seigneurs were gradually deprived of legislative authority. Royal confirmation became requisite to make signorial acts valid; and the crown acquired the exclusive right of granting charters, the exclusive right of ennobling, the exclusive right of coining. Then with decline in the power of the original local rulers came deputies of the king overlooking them: provincial governors holding office at the king’s pleasure were nominated. In subsequent periods grew up the administration of intendants and their sub-delegates, acting as agents of the crown; and whatever small local powers remained were exercised under central supervision. English history at various stages yields kindred illustrations. When Mercia was formed out of petty kingdoms, the local kings became ealdormen; and a like change took place afterwards on a larger scale. “From the time of Eegberht [II-455] onwards there is a marked distinction between the King and the Ealdorman. The King is a sovereign, the Ealdorman is only a magistrate.” Just noting that under Cnut, ealdormen became subordinated by the appointment of earls, and again that under William I. earldoms were filled up afresh, we observe that after the War of the Roses had weakened them, the hereditary nobles had their local powers interfered with by those of centrally-appointed lords-lieutenant. Not only provincial governing agencies of a personal kind come to be thus subordinated as the integration furthered by war progresses, but also those of a popular kind. The old English Scirgeréfa, who presided over the Sciregemot, was at first elective, but was afterwards nominated by the king. Under a later régime there occurred a kindred change: “9 Edward II. abolished the popular right to election” to the office of sheriff. And similarly, “from the beginning of Edward III.’s reign, the appointment of conservators” of the peace, who were originally elected, “was vested in the crown,” “and their title changed to that of justices.”

With sufficient distinctness such facts show us that, rapidly where a cluster of small societies is subjugated by an invader, and slowly where one among them acquires an established supremacy, the local rulers lose their directive powers and become executive agents only; discharging whatever duties they retain as the servants of newer local agents. In the course of political integration, the original governing centres of the component parts become relatively automatic in their functions.

§ 510. A further truth to be noted is that there habitually exists a kinship in structure between the general government and the local governments. Several causes conspire to produce this kinship.

Where one of a cluster of groups has acquired power over the rest, either directly by the victories of its ruler over them, or indirectly by his successful leadership of [II-456] the confederation in war, this kinship becomes a matter of course. For under such conditions the general government is but a development of that which was previously one of the local governments. We have a familiar illustration furnished by old English times in the likeness between the hundred-moot (a small local governing assembly), the shire-moot (constituted in an analogous way, but having military, judicial, and fiscal duties of a wider kind, and headed by a chief originally elected), and the national witanagémot (containing originally the same class-elements, though in different proportions, headed by a king, also at first elected, and discharging like functions on a larger scale. This similarity recurs under another phase. Sir Henry Maine says:—

“It has often, indeed, been noticed that a Feudal Monarchy was an exact counterpart of a Feudal Manor, but the reason of the correspondence is only now beginning to dawn upon us, which is, that both of them were in their origin bodies of assumed kinsmen settled on land and undergoing the same transmutation of ideas through the fact of settlement.”

Of France in the early feudal period, Maury says, “the court of every great feudatory was the image, of course slightly reduced, of that of the king;” and the facts he names curiously show that locally, as generally, there was a development of servants into ministerial officers. Kindred evidence comes from other parts of the world—Japan, several African States, sundry Polynesian islands, ancient Mexico, Mediæval India, &c.; where forms of society essentially similar to those of the feudal system exist or have existed.

Where the local autonomy has been almost or quite destroyed, as by a powerful invading race bringing with it another type of organization, we still see the same thing; for its tendency is to modify the institutions locally as it modifies them generally. From early times eastern kingdoms have shown us this; as instance the provincial rulers, or satraps, of the Persians. “While . . . they remained in office they were despotic—they represented the Great King, [II-457] and were clothed with a portion of his majesty. . . . They wielded the power of life and death.” And down to the present day this union of central chief-despot with local sub-despots survives; as is implied by Rawlinson’s remark that these ancient satraps had “that full and complete authority which is possessed by Turkish pashas and modern Persian khansor beys—an authority practically uncontrolled.” Other ancient societies of quite other types displayed this tendency to assimilate the structures of the incorporated parts to that of the incorporating whole. Grecian history shows us that oligarchic Sparta sought to propagate oligarchy as a form of government in dependent territories, while democratic Athens propagated the democratic form. And, similarly, where Rome conquered and colonized, there followed the Roman municipal system.

This last instance reminds us that as the character of the general government changes, the character of the local government changes too. In the Roman empire that progress towards a more concentrated form of rule which continued militancy brought, spread from centre to periphery. “Under the Republic every town had, like Rome, a popular assembly which was sovereign for making the law and ‘creating’ magistrates;” but with the change towards oligarchic and personal rule in Rome, popular power in the provinces decreased: “the municipal organization, from being democratic, became aristocratic.” In France, as monarchical power approached absoluteness, similar changes were effected in another way. The government seized on municipal offices, “erecting them into hereditary offices, and . . . selling them at the highest price: . . . a permanent mayor and assessors were imposed upon all the municipalities of the kingdom, which ceased to be elective;” and then these magistrates began to assume royal airs—spoke of the sanctity of their magistracy, the veneration of the people, &c. Our own history interestingly shows simultaneous movements now towards freer, and now towards less free, forms, locally and generally. [II-458] When, under King John, the central government was liberalized, towns acquired the power to elect their own magistrates. Conversely when, at the Restoration, monarchical power increased, there was a framing of the “municipalities on a more oligarchical model.” And then comes the familiar case of the kindred liberalizations of the central government and the local governments which have occurred in our own time.

§ 511. From those local governing agencies which have acquired a political character, we turn now to those which have retained the primitive family character. Though with the massing of groups, political organization and rule become separate from, and predominant over, family-organization and rule, locally as well as generally, yet family-organization and rule do not disappear; but in some cases retaining their original nature, in some cases give origin to other local organizations of a governmental kind. Let us first note how wide-spread is the presence of the family-cluster, considered as a component of the political society.

Among the uncivilized Bedouins we see it existing separately: “every large family with its relations constituting a small tribe by itself.” But, says Palgrave, “though the clan and the family form the basis and are the ultimate expression of the civilized Arab society, they do not, as is the case among the Bedouins, sum it up altogether.” That is, political union has left outstanding the family-organization, but has added something to it. And it was thus with Semitic societies of early days, as those of the Hebrews. Everywhere it has been thus with the Ayrans.

“The [Irish] Sept is a body of kinsmen whose progenitor is no longer living, but whose descent from him is a reality. . . . An association of this sort is well known to the law of India as the Joint Undivided Family. . . . The family thus formed by the continuance of several generations in union, is identical in outline with a group very familiar to the students of the older Roman law—the Agnatic Kindred.”

Not only where descent in the male line has been established, [II-459] but also where the system of descent through females continues, this development of the family into gens, phratry, and tribe, is found. It was so with such ancient American peoples, as those of Yucatan, where, within each town, tribal divisions were maintained; and, according to Mr. Morgan and Major Powell, it is still so with such American tribes as the Iroquois and the Wyandottes.

After its conclusion in a political aggregate, as before its inclusion, the family-group evolves a government quasi-political in nature. According to the type of race and the system of descent, this family-government may be, as among ancient Semites and Ayrans, an unqualified patriarchal despotism; or it may be, as among the Hindoos at present, a personal rule arising by selection of a head from the leading family of the group (a selection usually falling on the eldest); or it may be, as in American tribes like those mentioned, the government of an elected council of the gens, which elects its chief. That is to say, the triune structure which tends to arise in any incorporated assembly, is traceable in the compound family-group, as in the political group: the respective components of it being variously developed according to the nature of the people and the conditions.

The government of each aggregate of kinsmen repeats, on a small scale, functions like those of the government of the political aggregate. As the entire society revenges itself on other such societies for injury to its members, so does the family-cluster revenge itself on other family-clusters included in the same society. This fact is too familiar to need illustration; but it may be pointed out that even now, in parts of Europe where the family-organization survives, the family vendettas persist. “L’Albanais vous dira froidement . . . Akeni-Dgiak? avez-vous du sang à venger dans votre famille;” and then, asking the name of your tribe, he puts his hand on his pistol. With this obligation to take vengeance goes, of course, reciprocal responsibility. The family in all its branches is liable as a whole, and in each part, for the [II-460] injuries done by its members to members of other families; just as the entire society is held liable by other entire societies. This responsibility holds not alone for lives taken by members of the family-group, but also for damages they do to property, and for pecuniary claims.

“Dans les districts Albanais libres, les dettes sont contractées à terme. En cas de non-paiement, on a recours aux chefs de la tribu du débiteur, et si ceux-ci refusent de faire droit, on arrête le premier venu qui appartient à cette tribu, et on l’accable de mauvais traitements jusqu’à ce qu’il s’entende avec le véritable débiteur, ou qu’il paie lui-même ses dettes, risque à se pouvoir ensuite devant les anciens de sa tribu ou de poursuivre par les armes celui qui lui a valu ce dommage.”

And of the old English mægth we read that “if any one was imprisoned for theft, witchcraft, &c., his kindred must pay the fine . . . and must become surety for his good conduct on his release.”

While, within the political aggregate, each compound family-group thus stood towards other such included groups in quasi-political relations, its government exercised internal control. In the gens as constituted among the American peoples above named, there is administration of affairs by its council. The gentile divisions among historic peoples were ruled by their patriarchs; as are still those of the Hindoos by their chosen elders. And then besides this judicial organization within the assemblage of kindred, there is the religious organization, arising from worship of a common ancestor, which entails periodic joint observances.

Thus the evidence shows us that while the massing together of groups by war, has, for its concomitant, development of a political organization which dominates over the organizations of communities of kindred, yet these communities of kindred long survive, and partially retain their autonomies and their constitutions.

§ 512. Social progress, however, transforms them in sundry ways—differentiating them into groups which gradually lose their family-characters. One cause is change from the [II-461] wandering life to the settled life, with the implied establishment of definite relations to the land, and the resulting multiplication and interfusion.

To show that this process and its consequences are general, I may name the calpulli of the ancient Mexicans, which “means a district inhabited by a family . . . of ancient origin;” whose members hold estates which “belong not to each inhabitant, but to the calpulli;” who have chiefs chosen out of the tribe; and who “meet for dealing with the common interests, and regulating the apportionment of taxes, and also what concerns the festivals.” And then I may name as being remote in place, time, and race, the still-existing Russian mir, or village-commune; which is constituted by descendants of the same family-group of nomads who became settled; which is “a judicial corporation . . . proprietor of the soil, of which individual members have but the usufruct or temporary enjoyment;” which is governed by the “heads of families, assembled in council under the presidency of the starosta or mayor, whom they have elected.” Just noting these allied examples, we may deal more especially with the Teutonic mark, which was “formed by a primitive settlement of a family or kindred,” when, as said by Cæsar of the Suevi, the land was divided among “gentes et cognationes hominum.” In the words of Kemble, marks were—

“Great family-unions, comprising households of various degrees of wealth, rank, and authority; some in direct descent from the common ancestors, or from the hero of the particular tribe; others, more distantly connected. . . . : some, admitted into communion by marriage, others by adoption, others by emancipation; but all recognizing a brotherhood, a kinsmanship or sibsceaft; all standing together as one unit in respect of other similar communities; all governed by the same judges and led by the same captains; all sharing in the same religious rites; and all known to themselves and to their neighbours by one general name.”

To which add that, in common with family-groups as already described, the cluster of kindred constituting the mark had, like both smaller and larger clusters, a joint obligation to [II-462] defend and avenge its members, and a joint responsibility for their actions.

And now we are prepared for observing sundry influences which conspire to change the grouping of kindred into political grouping, locally as well as generally. In the first place, there is that admission of strangers into the family, gens, or tribe, which we have before recognized as a normal process, from savage life upwards. Livingstone, remarking of the Bakwains that “the government is patriarchal,” describes each chief man as having his hut encircled by the huts of his wives, relatives, and dependents, forming a kotla: “a poor man attaches himself to the kotla of a rich one and is considered a child of the latter.” Here we see being done informally, that which was formally done in the Roman household and the Teutonic mark. In proportion as the adopted strangers increase, and in proportion also as the cluster becomes diluted by incorporating with itself emancipated dependents, the links among its members become weakened and its character altered. In the second place, when, by concentration and multiplication, different clusters of kindred placed side by side, become interspersed, and there ceases to be a direct connexion between locality and kinship, the family or gentile bonds are further weakened. And then there eventually results, both for military and fiscal purposes, the need for a grouping based on locality instead of on relationship. An early illustration is furnished by the Kleisthenian revolution in Attica, which made a division of the territory into demes, replacing for public purposes tribal divisions by topographical divisions, the inhabitants of each of which had local administrative powers and public responsibilities.

We are here brought to the vexed question about the origin of tythings and hundreds. It was pointed out that the ancient Peruvians had civil as well as military divisions into tens and hundreds, with their respective officers. In China, where there is pushed to an extreme the principle of [II-463] making groups responsible for their members, the clan-divisions are not acknowledged by the government, but only the tythings and hundreds: the implication being that these last were results of political organization as distinguished from family-organization. In parts of Japan, too, “there is a sort of subordinate system of wards, and heads of tens and hundreds, in the Otonos of towns and villages, severally and collectively responsible for each other’s good conduct.” We have seen that in Rome, the groupings into hundreds and tens, civil as well as military, became political substitutes for the gentile groupings. Under the Frankish law, “the tything-man is Decanus, the hundred-man Centenarius;” and whatever may have been their indigenous names, divisions into tens and hundreds appear to have had (judging from the statements of Tacitus) an independent origin among the Germanic races.

And now remembering that these hundreds and tythings, formed within the marks or other large divisions, still answered in considerable degrees to groups based on kinship (since the heads of families of which they were constituted as local groups, were ordinarily closer akin to one another than to the heads of families similarly grouped in other parts of the mark), we go on to observe that there survived in them, or were re-developed in them, the family-organization, rights, and obligations. I do not mean merely that by their hundred-moots, &c., they had their internal administrations; but I mean chiefly that they became groups which had towards other groups the same joint claims and duties which family-groups had. Responsibility for its members, previously attaching exclusively to the cluster of kindred irrespective of locality, was in a large measure transferred to the local cluster formed but partially of kindred. For this transfer of responsibility an obvious cause arose as the gentes and tribes spread and became mingled. While the family-community was small and closely aggregated, an offence committed by one of its members against another such community [II-464] could usually be brought home to it bodily, if not to the sinning member; and as a whole it had to take the consequences. But when the family-community, multiplying, began to occupy a wide area, and also became interfused with other family-communities, the transgressor, while often traceable to some one locality within the area, was often not identifiable as of this or that kindred; and the consequences of his act, when they could not be visited on his family, which was not known, were apt to be visited on the inhabitants of the locality, who were known. Hence the genesis of a system of suretyship which is so ancient and so widespread. Here are illustrations:—

“This then is my will, that every man be in surety, both within the towns and without the towns.”

—Eádg. ii. Supp. § 3.

“And we will that every freeman be brought into a hundred and into a tithing, who desires to be entitled to lád or wer, in case any one should slay him after he have reached the age of xii years: or let him not otherwise be entitled to any free rights, be he householder, be he follower.”

—Cnut, ii. § xx.

“. . . in all the vills throughout the kingdom, all men are bound to be in a guarantee by tens, so that if one of the ten men offend, the other nine may hold him to right.”

—Edw. Conf., xx.

Speaking generally of this system of mutual guarantee, as exhibited among the Russians, as well as among the Franks, Koutorga says—

“Tout membre de la société devait entrer dans une décanie, laquelle avait pour mission la défence et la garantie de tous en général et de chacun en particulier; c’est-à-dire que la décanie devait venger le citoyen qui lui appartenait et exiger le wehrgeld, s’il avait été tué; mais en même temps elle se portait caution pour tous les seins.”

In brief, then, this form of local governing agency, developing out of, and partially replacing, the primitive family-form, was a natural concomitant of the multiplication and mixture resulting from a settled life.

§ 513. There remains to be dealt with an allied kind of local governing agency—a kind which, appearing to have been once identical with the last, eventually diverged from it.

[II-465]

Kemble concludes that the word “gegyldan” means “those who mutually pay for one another . . . the associates of the tithing and the hundred;” and how the two were originally connected, we are shown by the statement that as late as the tenth century in London, the citizens were united into frithgylds, “or associations for the maintenance of the peace, each consisting of ten men; while ten such gylds were gathered into a hundred.” Prof. Stubbs writes:—

“The collective responsibility for producing an offender, which had lain originally on the mægth or kindred of the accused, was gradually devolved on the voluntary association of the guild; and the guild superseded by the local responsibility of the tithing.”

Here we have to ask whether there are not grounds for concluding that this transfer of responsibility originally took place through development of the family-cluster into the gild, in consequence of the gradual loss of the family-character by incorporation of unrelated members. That we do not get evidence of this in written records, is probably due to the fact that the earlier stages of the change took place before records were common. But we shall see reasons for believing in such earlier stages if we take into accounts facts furnished by extinct societies and societies less developed than those of Europe.

Of the skilled arts among the Peruvians, Prescott remarks:—“these occupations, like every other calling and office in Peru, always descended from father to son;” and Clavigero says of the Mexicans “that they perpetuated the arts in families to the advantage of the State:” the reason Gomara gives why “the poor taught their sons their own trades,” being that “they could do so without expense”—a reason of general application. Heeren’s researches into ancient Egyptian usages, have led him to accept the statement of early historians, that “the son was bound to carry on the trade of his father and that alone;” and he cites a papyrus referring to an institution naturally connected with this usage—“the guild or company of curriers or leather-dressers.” [II-466] Then of the Greeks, Hermann tell us that various arts and professions were—

“peculiar to certain families, whose claims to an exclusive exercise of them generally ascended to a fabulous origin. We moreover find ‘pupil and son’ for many successive generations designated by the same term; and closely connected with the exclusiveness and monopoly of many professions, is the little respect in which they were, in some instances, held by the rest of the people: a circumstance which Greek authors themselves compare with the prejudice of caste prevalent among other nations.”

China, as at present existing, yields evidence:—

“The popular associations in cities and towns are chiefly based upon a community of interests, resulting either from a similarity of occupation, when the leading persons of the same calling form themselves into guilds, or from the municipal regulations requiring the householders living in the same street to unite to maintain a police, and keep the peace of their division. Each guild has an assembly-hall, where its members meet to hold the festival of their patron saint.”

And, as I learn from the Japanese minister, a kindred state of things once existed in Japan. Children habitually followed the occupations of their parents; in course of generations there resulted clusters of relatives engaged in the same trade; and these clusters developed regulative arrangements within themselves. Whether the fact that in Japan, as in the East generally, the clustering of traders of one kind in the same street, arises from the original clustering of the similarly-occupied kindred, I find no evidence; but since, in early times, mutual protection of the members of a trading kindred, as of other kindred, was needful, this seems probable. Further evidence of like meaning may be disentangled from the involved phenomena of caste in India. In No. CXLII of the Calcutta Review, in an interesting essay by Jogendra Chandra Ghosh, caste is regarded as “a natural development of the Indian village-communities;” as “distinguished not only by the autonomy of each guild,” “but by the mutual relations between these autonomous guilds;” and as being so internally organized “that caste government does not recognize the finding or the verdict of any court other than [II-467] what forms part of itself.” In answer to my inquiries, the writer of this essay has given me a mass of detailed information, from which I extract the following:—

“A Hindoo joint family signifies (1) that the members all mess together; (2) and live in the same house; (3) that the male members and unmarried girls are descended from a common ancestor; and (4) that the male members put their incomes together. . . . The integral character of the family is destroyed when the joint mess and common purse cease to exist. However, the branches thus disunited continue to observe certain close relations as gnatis up to some seven or fourteen generations from the common ancestor. Beyond that limit they are said to be merely of the same gotra.

Passing over the detailed constitution of a caste as consisting of many such gotras, and of the groups produced by their intermarriages under restrictions of exogamy of the gotras and endogamy of the caste—passing over the feasts, sacrificial and other, held among members of the joint family when their groups have separated; I turn to the facts of chief significance. Though, under English rule, inheritance of occupation is no longer so rigorous, yet—

“the principle is universally recognized that every caste is bound to follow a particular occupation and no other. . . . The partition of the land, or the house as well, is governed by the law of equal succession; and as fresh branches set up new houses, they are found all clustered together, with the smallest space between them for roadway. . . . But when, as in bazaars, men take up houses for commercial purposes, the clustering is governed either by family and caste-relations, or by common avocations [which imply some caste-kinship] and facility of finding customers.

In which facts we may see pretty clearly that were there none of the complications consequent on the intermarriage regulations, there would simply result groups united by occupation as well as by ancestry, clustering together, and having their internal governments.

Returning from consideration of these facts supplied by other societies, let us now observe how numerous are the reasons for concluding that the gild, familiar to us as a union of similarly-occupied workers, was originally a union of kindred. In the primitive compound family there was [II-468] worship of the common ancestor; and the periodic sacrificial feasts were occasions on which all the descendants assembled. Describing the origin of gilds, Thierry writes:—

“Dans l’ancienne Scandinavie, ceux qui se réunissaient aux époques solennelles pour sacrifier ensemble terminaient la cérémonie par un festin religieux. Assis autour du feu et de la chaudière du sacrifice, ils buvaient à la ronde et vidaient successivement trois cornes remplies de bière, l’une pour les dieux, l’autre pour les braves du vieux temps, et la troisième pour les parents et les amis dont les tombes, marquées par des monticules de gazon, se voyaient çà et là dans la plaine; on appelait celle-ci la coupe de l’amitié. Le nom d’amitié (minne) se donnait aussi quelquefois à la réunion de ceux qui offraient en commun le sacrifice, et, d’ordinaire, cette réunion était appelée ghilde.

And Brentano, giving a similar account, says—“ ‘Gild’ meant originally the sacrificial meal made up of the common contributions; then a sacrificial banquet in general; and lastly a society.” Here we find a parallelism with the observances of the Hindoo joint-family, consisting of clusters of relatives carrying on the same occupation, who meet at feasts which were primarily sacrificial to ancestors; and we find a parallelism with the religious observances of such clusters of similarly-occupied relatives as the Asklepiadæ among the Greeks; and we find a parallelism with the gild-feasts of the ancestor-worshipping Chinese, held in honour of the patron saint: all suggesting the origin of those religious services and feasts habitual in early gilds of our own society. To state briefly the further likenesses of nature:—We have, in the primitive compound family, the obligation of blood-revenge for slain relatives; and in early gilds, as in ancient Sleswig, there was blood-revenge for members of the gild. We have, in the compound family, responsibility for transgressions of its members; and gilds were similarly responsible: the wergylds falling in part on them, after murders were compounded for by money. We have, in the compound family, joint claims to sustenance derived from the common property and labour; and in the gild we have the duty of maintaining incapable members. Within the family there was control of private conduct, either [II-469] by a despotic head or by a council, as there is now within the local clusters of the Hindoo castes; and in like manner the ordinances of gilds extended to the regulation of personal habits. Lastly, this family or caste government, as still shown us in India, includes in its punishments excommunication; and so, too, was there outlawry from the gild. [*]

It is inferable, then, that the gild was evolved from the family. Continuance of a business, art, or profession, among descendants, is, in early stages, almost inevitable. Acquisition of skill in it by early practice is easy; the cost of teaching is inappreciable; and retention of the “craft” or “mystery” within the family is desirable: there being also the reason that while family-groups are in antagonism, the teaching of one another’s members cannot usually be practicable. But in course of time there come into play influences by which the character of the gild as an assemblage of kindred is obscured. Adoption, which, as repeatedly pointed out, is practised by groups of all kinds, needs but to become common to cause this constitutional change. We have seen that among the Greeks, “pupil” and “son” had the same name. At the present time in Japan, an apprentice, standing in the position of son to his master, calls him “father;” and in our own craft-gilds “the apprentice became a member of the family of his master, who instructed him in his trade, and who, like a father, had to watch over his morals, as well as his work.” The eventual admission of the apprentice into the gild, when he was a stranger in blood to its members, qualified, in so far, its original nature; and where, through successive generations, the trade was a prosperous [II-470] one, tempting masters to get more help than their own sons could furnish, this process would slowly bring about predominance of the unrelated members, and an ultimate loss of the family-character. After which it would naturally happen that the growing up of new settlements and towns, bringing together immigrants who followed the same calling but were not of the same blood, would lead to the deliberate formation of gilds after the pattern of those existing in older places: an appearance of artificial origin being the result; just as now, in our colonies, there is an apparently artificial origin of political institutions which yet, as being fashioned like those of the mother-country, where they were slowly evolved, are traceable to a natural origin.

Any one who doubts the transformation indicated, may be reminded of a much greater transformation of allied kind. The gilds of London,—goldsmiths’, fishmongers’, and the rest,—were originally composed of men carrying on the trades implied by their names; but in each of these companies the inclusion of persons of other trades, or of no trade, has gone to the extent that few if any of the members carry on the trades which their memberships imply. If, then, the process of adoption in this later form, has so changed the gild that, while retaining its identity, it has lost its distinctive trade-character, we are warranted in concluding that still more readily might the earlier process of adoption into the simple family or the compound family practising any craft, eventually change the gild from a cluster of kindred to a cluster formed chiefly of unrelated persons.

§ 514. Involved and obscure as the process has been, the evolution of local governing agencies is thus fairly comprehensible. We divide them into two kinds, which, starting from a common root, have diverged as fast as small societies have been integrated into large ones.

Through successive stages of consolidation, the political heads of the once-separate parts pass from independence to [II-471] dependence, and end in being provincial agents—first partially-conquered chiefs paying tribute; then fully-conquered chiefs governing under command; then local governors who are appointed by the central governor and hold power under approval: becoming eventually executive officers.

There is habitually a kinship in character between the controlling systems of the parts and the controlling system of the whole (assuming unity of race), consequent on the fact that both are ultimately products of the same individual nature. With a central despotism there goes local despotic rule; with a freer form of the major government there goes a freer form of the minor governments; and a change either way in the one is followed by a kindred change in the other.

While, with the compounding of small societies into large ones, the political ruling agencies which develop locally as well as generally, become separate from, and predominant over, the ruling agencies of family origin, these last do not disappear; but, surviving in their first forms, also give origin to differentiated forms. The assemblage of kindred long continues to have a qualified semi-political autonomy, with internal government and external obligations and claims. And while family-clusters, losing their definiteness by interfusion, slowly lose their traits as separate independent societies, there descend from them clusters which, in some cases united chiefly by locality and in others chiefly by occupation, inherit their traits, and constitute governing agencies supplementing the purely political ones.

It may be added that these supplementary governing agencies, proper to the militant type of society, dissolve as the industrial type begins to predominate. Defending their members, held responsible for the transgressions of their members, and exercising coercion over their members, they are made needful by, and bear the traits of, a régime of chronic antagonisms; and as these die away their raison d’être disappears. Moreover, artificially restricting, as they [II-472] do, the actions of each member, and also making him responsible for other deeds than his own, they are at variance with that increasing assertion of individuality which accompanies developing industrialism.

 


 

[II-473]

CHAPTER XII.

MILITARY SYSTEMS.

§ 515. Indirectly, much has already been said concerning the subject now to be dealt with. Originally identical as is the political organization with the military organization, it has been impossible to treat of the first without touching on the second. After exhibiting the facts under one aspect we have here to exhibit another aspect of them; and at the same time to bring into view classes of related facts thus far unobserved. But, first, let us dwell a moment on the alleged original identity.

In rude societies all adult males are warriors; and, consequently, the army is the mobilized community, and the community is the army at rest, as was remarked in § 259.

With this general truth we may join the general truth that the primitive military gathering is also the primitive political gathering. Alike in savage tribes and in communities like those of our rude ancestors, the assemblies which are summoned for purposes of defence and offence, are the assemblies in which public questions at large are decided.

Next stands the fact, so often named, that in the normal course of social evolution, the military head grows into the political head. This double character of leading warrior and civil ruler, early arising, ordinarily continues through long stages; and where, as not unfrequently happens, military headship becomes in a measure separated from political [II-474] headship, continued warfare is apt to cause a re-identification of them.

As societies become compounded and re-compounded, coincidence of military authority with political authority is shown in detail as well as in general—in the parts as in the whole. The minor war-chiefs are also minor civil rulers in their several localities; and the commanding of their respective groups of soldiers in the field, is of like nature with the governing of their respective groups of dependents at home.

Once more, there is the general fact that the economic organizations of primitive communities, coincide with their military organizations. In savage tribes war and hunting are carried on by the same men; while their wives (and their slaves where they have any) do the drudgery of domestic life. And, similarly, in rude societies that have become settled, the military unit and the economic unit are the same. The soldier is also the landowner.

Such, then, being the primitive identity of the political organization with military organization, we have in this chapter to note the ways in which the two differentiate.

§ 516. We may most conveniently initiate the inquiry by observing the change which, during social evolution, takes place in the incidence of military obligations; and by recognizing the accompanying separation of the fighting body from the rest of the community.

Though there are some tribes in which military service (for aggressive war at any rate) is not compulsory, as the Comanches, Dakotas, Chippewas, whose war-chiefs go about enlisting volunteers for their expeditions; yet habitually where political subordination is established, every man not privately possessed as a chattel is bound to fight when called on. There have been, and are, some societies of considerably-advanced structures in which this state of things continues. In ancient Peru the common men were all either actually in the army or formed a reserve occupied in labour; and in modern Siam [II-475] the people “are all soldiers, and owe six months’ service yearly to their prince.” But, usually, social progress is accompanied by a narrowed incidence of military obligation.

When the enslavement of captives is followed by the rearing of their children as slaves, as well as by the consigning of criminals and debtors to slavery—when, as in some cases, there is joined with the slave-class a serf-class composed of subjugated people not detached from their homes; the community becomes divided into two parts, on one of which only does military duty fall. Whereas, in previous stages, the division of the whole society had been into men as fighters and women as workers, the division of workers now begins to include men; and these continue to form an increasing part of the total male population. Though we are told that in Ashantee (where everyone is in fact owned by the king) the slave-population “principally constitutes the military force,” and that in Rabbah (among the Fúlahs) the army is composed of slaves liberated “on consideration of their taking up arms;” yet, generally, those in bondage are not liable to military service: the causes being partly distrust of them (as was shown among the Spartans when forced to employ the helots) partly contempt for them as defeated men or the offspring of defeated men, and partly a desire to devolve on others, labours at once necessary and repugnant. Causes aside, however, the evidence proves that the army at this early stage usually coincides with the body of freemen; who are also the body of landowners. This, as before shown in § 458, was the case in Egypt, Greece, Rome, and Germany. How natural is this incidence of military obligation, we see in the facts that in ancient Japan and mediæval India, there were systems of military tenure like that of the middle ages in Europe; and that a kindred connexion had arisen even in societies like those of Tahiti and Samoa.

Extent of estate being a measure of its owner’s ability to bear burdens, there grows up a connexion between the amount of land held and the amount of military aid [II-476] to be rendered. Thus in Greece under Solon, those whose properties yielded less than a certain revenue were exempt from duty as soldiers, save in emergencies. In Rome, with a view to better adjustment of the relation between means and requirements, there was a periodic “revision of the register of landed property, which was at the same time the levy-roll.” Throughout the middle ages this principle was acted upon by proportioning the numbers of warriors demanded to the sizes of the fiefs; and again, afterwards, by requiring from parishes their respective contingents.

A dissociation of military duty from landownership begins when land ceases to be the only source of wealth. The growth of a class of free workers, accumulating property by trade, is followed by the imposing on them, also, of obligations to fight or to provide fighters. Though, as apparently in the cases of Greece and Rome, the possessions in virtue of which citizens of this order at first become liable, are lands in which they have invested; yet, at later stages, they become liable as possessors of other property. Such, at least, is the interpretation we may give to the practice of making industrial populations furnish their specified numbers of warriors; whether, as during the Roman conquests, it took the shape of requiring “rich and populous” towns to maintain cohorts of infantry or divisions of cavalry, or whether, as with chartered towns in mediæval days, there was a contract with the king as suzerain, to supply him with stated numbers of men duly armed.

Later on, the same cause initiates a further change. As fast as industry increases the relative quantity of transferable property, it becomes more easy to compound for service in war; either by providing a deputy or by paying to the ruler a sum which enables him to provide one. Originally the penalty for non-fulfilment of military obligation was loss of lands; then a heavy fine, which, once accepted, it became more frequently the custom to bear; then an habitual compounding for the special services demanded; [II-477] then a levying of dues, such as those called scutages, in place of special compositions. Evidently, industrial growth made this change possible; both by increasing the population from which the required numbers of substitutes could be obtained, and by producing the needful floating capital.

So that whereas in savage and semi-civilized communities of warlike kinds, the incidence of military obligation is such that each free man has to serve personally, and also to provide his own arms and provisions; the progress from this state in which industry does but occupy the intervals between wars to a state in which war does but occasionally break the habitual industry, brings an increasing dissociation of military obligation from free citizenship: military obligation at the same time tending to become a pecuniary burden levied in proportion to property of whatever kind. Though where there is a conscription, personal service is theoretically due from each on whom the lot falls, yet the ability to buy a substitute brings the obligation back to a pecuniary one. And though we have an instance in our own day of universal military obligation not thus to be compounded for, we see that it is part of a reversion to the condition of predominant militancy.

§ 517. An aspect of this change not yet noted, is the simultaneous decrease in the ratio which the fighting part of the community bears to the rest. With the transition from nomadic habits to settled habits, there begins an economic resistance to militant action, which increases as industrial life develops, and diminishes the relative size of the military body.

Though in tribes of hunters the men are as ready for war at one time as at another, yet in agricultural societies there obviously exists an impediment to unceasing warfare. In the exceptional case of the Spartans, the carrying on of rural industry was not allowed to prevent daily occupation of all freemen in warlike exercises; but, speaking generally, the sowing and reaping of crops hinder the gathering together [II-478] of freemen for offensive or defensive purposes. Hence in course of time come decreased calls on them. The ancient Suevi divided themselves so as alternately to share war-duties and farm-work: each season the active warriors returned to till the land, while their places were “supplied by the husbandmen of the previous year.” Alfred established in England a kindred alternation between military service and cultivation of the soil. In feudal times, again, the same tendency was shown by restrictions on the duration and amount of the armed aid which a feudal tenant and his retainers had to give—now for sixty, for forty, for twenty days, down even to four; now alone, and again with specified numbers of followers; here without limit of distance, and there within the bounds of a county. Doubtless, insubordination often caused resistances to service, and consequent limitations of this kind. But manifestly, absorption of the energies in industry, directly and indirectly antagonized militant action; with the result that separation of the fighting body from the general body of citizens was accompanied by a decrease in its relative mass.

There are two cooperating causes for this decrease of its relative mass, which are of much significance. One is the increasing costliness of the soldier, and of war appliances, which goes along with that social progress made possible by industrial growth. In the savage state each warrior provides his own weapons; and, on war excursions, depends on himself for sustenance. At a higher stage this ceases to be the case. When chariots of war, and armour, and siege-implements come to be used, there are presupposed sundry specialized and skilled artizan-classes; implying a higher ratio of the industrial part of the community to the militant part. And when, later on, there are introduced fire-arms, artillery, ironclads, torpedoes, and the like, we see that there must co-exist a large and highly-organized body of producers and distributors; alike to furnish the required powers and bear the entailed cost. That is to say, the war-machinery, both living [II-479] and dead, cannot be raised in efficiency without lowering the ratio it bears to those sustaining structures which give it efficiency.

The other cooperating cause which simultaneously comes into play, is directly due to the compounding and re-compounding of societies. The larger nations become, and the greater the distances over which their military actions range, the more expensive do those actions grow. It is with an army as with a limb, the effort to put forth is costly in proportion to the remoteness of the acting parts from the base of operations. Though it is true that a body of victorious invaders may raise some, or the whole, of its supplies from the conquered society, yet before it has effected conquest it cannot do this, but is dependent for maintenance on its own society, of which it then forms an integral part: where it ceases to form an integral part and wanders far away, living on spoils, like Tartar hordes in past ages, we are no longer dealing with social organization and its laws, but with social destruction. Limiting ourselves to societies which, permanently localized, preserve their individualities, it is clear that the larger the integrations formed, the greater is the social strain consequent on the distances at which fighting has to be done; and the greater the amount of industrial population required to bear the strain. Doubtless, improved means of communication may all at once alter the ratio; but this does not conflict with the proposition when qualified by saying—other things equal.

In three ways, therefore, does settled life, and the development of civilization, so increase the economic resistance to militant action, as to cause decrease of the ratio borne by the militant part to the non-militant part.

§ 518. With those changes in the incidence of military obligation which tend to separate the body of soldiers from the body of workers, and with those other changes which tend to diminish its relative size, there go changes [II-480] which tend to differentiate it in a further way. The first of these to be noted is the parting of military headship from political headship.

We have seen that the commencement of social organization is the growth of the leading warrior into the civil governor. To illustrative facts before named may be added the fact that an old English ruler, as instance Hengist, was originally called “Here-toga”—literally army-leader; and the office developed into that of king only after settlement in Britain. But with establishment of hereditary succession to political headship, there comes into play an influence which tends to make the chief of the State distinct from the chief of the army. That antagonism between the principle of inheritance and the principle of efficiency, everywhere at work, has from the beginning been conspicuous in this relation, because of the imperative need for efficient generalship. Often, as shown in § 473, there is an endeavour to unite the two qualifications; as, for example, in ancient Mexico, where the king, before being crowned, had to fill successfully the position of commander-in-chief. But from quite early stages we find that where hereditary succession has been established, and there does not happen to be inheritance of military capacity along with political supremacy, it is common for headship of the warriors to become a separate post filled by election. Says Waitz, “among the Guaranis the chieftainship generally goes from father to first-born son. The leader in war is, however, elected.” In Ancient Nicaragua “the war-chief was elected by the warriors to lead them, on account of his ability and bravery in battle; but the civil or hereditary chief often accompanies the army.” Of the New Zealanders we read that “hereditary chiefs were generally the leaders,” but not always: others being chosen on account of bravery. And among the Sakarran Dyaks there is a war-chief, in addition to the ordinary chief. In the case of the Bedouins the original motive has been defeated in a curious way.

“During a campaign in actual warfare, the authority of the sheikh [II-481] of the tribe is completely set aside, and the soldiers are wholly under the command of the agyd. . . . The office of agyd is hereditary in a certain family, from father to son; and the Arabs submit to the commands of an agyd, whom they know to be deficient both in bravery and judgment, rather than yield to the orders of their sheikh during the actual expedition; for they say that expeditions headed by the sheikh, are always unsuccessful.”

It should be added that in some cases we see coming into play further motives. Forster tells us that in Tahiti the king sometimes resigns the post of commander-in-chief of the fighting force, to one of his chiefs: conscious either of his own unfitness or desirous of avoiding danger. And then in some cases the anxiety of subjects to escape the evils following loss of the political head, leads to this separation; as when, among the Hebrews, “the men of David sware unto him, saying, Thou shalt go no more out with us to battle, that thou quench not the light of Israel;” or as when, in France in 923, the king was besought by the ecclesiastics and nobles who surrounded him, to take no part in the impending fight.

At the same time the ruler, conscious that military command gives great power to its holder, frequently appoints as army-leader his son or other near relative: thus trying to prevent the usurpation so apt to occur (as, to add another instance, it occurred among the Hebrews, whose throne was several times seized by captains of the host). The Iliad shows that it was usual for a Greek king to delegate to his heir the duty of commanding his troops. In Merovingian times king’s sons frequently led their father’s armies; and of the Carolingians we read that while the king commanded the main levy, “over other armies his sons were placed, and to them the business of commanding was afterwards increasingly transferred.” It was thus in ancient Japan. When the emperor did not himself command his troops, “this charge was only committed to members of the Imperial house,” and “the power thus remained with the sovereign.” In ancient Peru there was a like alternative. “The army was [II-482] put under the direction of some experienced chief of the royal blood, or, more frequently, headed by the Ynca in person.”

The widening civil functions of the political head, obviously prompt this delegation of military functions. But while the discharge of both becomes increasingly difficult as the nation enlarges; and while the attempt to discharge both is dangerous; there is also danger in doing either by deputy. At the same time that there is risk in giving supreme command of a distant army to a general, there is also risk in going with the army and leaving the government in the hands of a vicegerent; and the catastrophes from the one or the other cause, which, spite of precautions, have taken place, show us alike that there is, during social evolution, an inevitable tendency to the differentiation of the military headship from the political headship, but that this differentiation can become permanent only under certain conditions.

The general fact would appear to be that while militant activity is great, and the whole society has the organization appropriate to it, the state of equilibrium is one in which the political head continues to be also the militant head; that in proportion as there grows up, along with industrial life, a civil administration distinguishable from the military administration, the political head tends to become increasingly civil in his functions, and to delegate, now occasionally, now generally, his militant functions; that if there is a return to great militant activity, with consequent reversion to militant structure, there is liable to occur a re-establishment of the primitive type of headship, by usurpation on the part of the successful general—either practical usurpation, where the king is too sacred to be displaced, or complete usurpation where he is not too sacred; but that where, along with decreasing militancy, there goes increasing civil life and administration, headship of the army becomes permanently differentiated from political headship, and subordinated to it.

§ 519. While, in the course of social evolution, there has [II-483] been going on this separation of the fighting body from the community at large, this diminution in its relative mass, and this establishment of a distinct headship to it, there has been going on an internal organization of it.

The fighting body is at first wholly without structure. Among savages a battle is a number of single combats: the chief, if there is one, being but the warrior of most mark, who fights like the rest. Through long stages this disunited action continues. The Iliad tells of little more than the personal encounters of heroes, which were doubtless multiplied in detail by their unmentioned followers; and after the decay of that higher military organization which accompanied Greek and Roman civilization, this chaotic kind of fighting recurred throughout mediæval Europe. During the early feudal period everything turned on the prowess of individuals. War, says Gautier, consisted of “bloody duels;” and even much later the idea of personal action dominated over that of combined action. But along with political progress, the subjection of individuals to their chief is increasingly shown by fulfilling his commands in battle. Action in the field becomes in a higher degree concerted, by the absorption of their wills in his will.

A like change presently shows itself on a larger scale. While the members of each component group have their actions more and more combined, the groups themselves, of which an army is composed, pass from disunited action to united action. When small societies are compounded into a larger one, their joint body of warriors at first consists of the tribal clusters and family-clusters assembled together, but retaining their respective individualities. The head of each Hottentot kraal, “has the command, under the chief of his nation, of the troops furnished out by his kraal.” Similarly, the Malagasy “kept their own respective clans, and every clan had its own leader.” Among the Chibchas, “each cazique and tribe came with different signs on their tents, fitted out with the mantles by which they distinguished themselves [II-484] from each other.” A kindred arrangement existed in early Roman times: the city-army was “distributed into tribes, curiæ, and families.” It was so, too, with the Germanic peoples, who, in the field, “arranged themselves, when not otherwise tied, in families and affinities;” or, as is said by Kemble of our ancestors in old English times, “each kindred was drawn up under an officer of its own lineage and appointment, and the several members of the family served together.” This organization, or lack of organization, continued throughout the feudal period. In France, in the 14th century, the army was a “horde of independent chiefs, each with his own following, each doing his own will;” and, according to Froissart, the different groups “were so ill-formed” that they did not always know of a discomfiture of the main body.

Besides that increased subordination of local heads to the general head which accompanies political integration, and which must of course precede a more centralized and combined mode of military action, two special causes may be recognized as preparing the way for it.

One of these is unlikeness of kinds in the arms used. Sometimes the cooperating tribes, having habituated themselves to different weapons, come to battle already marked off from one another. In such cases the divisions by weapons correspond with the tribal divisions; as seems to have been to some extent the case with the Hebrews, among whom the men of Benjamin, of Gad, and of Judah, were partially thus distinguished. But, usually, the unlikenesses of arms consequent on unlikenesses of rank, initiate these military divisions which tend to traverse the divisions arising from tribal organization. The army of the ancient Egyptians included bodies of charioteers, of cavalry, and of foot; and the respective accoutrements of the men forming these bodies, differing in their costliness, implied differences of social position. The like may be said of the Assyrians. Similarly, the Iliad shows us among the early Greeks a state in which the [II-485] contrasts in weapons due to contrasts in wealth, had not yet resulted in differently-armed bodies, such as are formed at later stages with decreasing regard for tribal or local divisions. And it was so in Western Europe during times when each feudal superior led his own knights, and his followers of inferior grades and weapons. Though within each group there were men differing alike in their rank and in their arms, yet what we may call the vertical divisions between groups were not traversed by those horizontal divisions throughout the whole army, which unite all who are similarly armed. This wider segregation it is, however, which we observe taking place with the advance of military organization. The supremacy acquired by the Spartans was largely due to the fact that Lykurgus “established military divisions quite distinct from the civil divisions, whereas in the other states of Greece, until a period much later . . . the two were confounded—the hoplites or horsemen of the same tribe or ward being marshalled together on the field of battle.” With the progress of the Roman arms there occurred kindred changes. The divisions came to be related less to rank as dependent on tribal organization, and more to social position as determined by property; so that the kinds of arms to be borne and the services to be rendered, were regulated by the sizes of estates, with the result of “merging all distinctions of a gentile and local nature in the one common levy of the community.” In the field, divisions so established stood thus:—

“The four first ranks of each phalanx were formed of the full-armed hoplites of the first class, the holders of an entire hide [?]; in the fifth and sixth were placed the less completely equipped farmers of the second and third class; the two last classes were annexed as rear ranks to the phalanx.

And though political distinctions of clan-origin were not thus directly disregarded in the cavalry, yet they were indirectly interfered with by the addition of a larger troop of non-burgess cavalry. That a system of divisions which tends to obliterate those of rank and locality, has been reproduced [II-486] during the re-development of military organization in modern times, is a familiar fact.

A concomitant cause of this change has all along been that interfusion of the gentile and tribal groups entailed by aggregation of large numbers. As before pointed out, the Kleisthenian re-organization in Attica, and the Servian re-organization in Rome, were largely determined by the impracticability of maintaining the correspondence between tribal divisions and military obligations; and a redistribution of military obligations naturally proceeded on a numerical basis. By various peoples, we find this step in organization taken for civil purposes or military purposes, or both. To cases named in § 512, may be added that of the Hebrews, who were grouped into tens, fifties, hundreds and thousands. Even the barbarous Araucanians divided themselves into regiments of a thousand, sub-divided into companies of a hundred. Evidently numerical grouping conspires with classing by arms to obliterate the primitive divisions.

This transition from the state of incoherent clusters, each having its own rude organization, to the state of a coherent whole, held together by an elaborate organization running throughout it, of course implies a concomitant progress in the centralization of command. As the primitive horde becomes more efficient for war in proportion as its members grow obedient to the orders of its chief; so, the army formed of aggregated hordes becomes more efficient in proportion as the chiefs of the hordes fall under the power of one supreme chief. And the above-described transition from aggregated tribal and local groups to an army formed of regular divisions and sub-divisions, goes along with the development of grades of commanders, successively subordinated one to another. A controlling system of this kind is developed by the uncivilized, where considerable military efficiency has been reached; as at present among the Araucanians, the Zulus, the Uganda people, who have severally three grades of officers; as in the past among the ancient Peruvians and [II-487] ancient Mexicans, who had respectively several grades; and as also among the ancient Hebrews.

§ 520. One further general change has to be noticed—the change from a state in which the army now assembles and now disperses, as required, to a state in which it becomes permanently established.

While, as among savages, the male adults are all warriors, the fighting body, existing in its combined form only during war, becomes during peace a dispersed body carrying on in parties or separately, hunting and other occupations; and similarly, as we have seen, during early stages of settled life the armed freemen, owning land jointly or separately, all having to serve as soldiers when called on, return to their farming when war is over: there is no standing army. But though after the compounding of small societies into larger ones by war, and the rise of a central power, a kindred system long continues, there come the beginnings of another system. Of course, irrespective of form of government, frequent wars generate permanent military forces; as they did in early times among the Spartans; as later among the Athenians; and as among the Romans, when extension of territory brought frequent needs for repressing rebellions. Recognizing these cases, we may pass to the more usual cases, in which a permanent military force originates from the body of armed attendants surrounding the ruler. Early stages show us this nucleus. In Tahiti the king or chief had warriors among his attendants; and the king of Ashantee has a body-guard clad in skins of wild beasts—leopards, panthers, &c. As was pointed out when tracing the process of political differentiation, there tend everywhere to gather round a predominant chieftain, refugees and others who exchange armed service for support and protection; and so enable the predominant chieftain to become more predominant. Hence the comites attached to the princeps in the early German community, the húscarlas or housecarls surrounding old English [II-488] kings, and the antrustions of the Merovingian rulers. These armed followers displayed in little, the characters of a standing army; not simply as being permanently united, but also as being severally bound to their prince or lord by relations of personal fealty, and as being subject to internal government under a code of martial law, apart from the government of the freemen; as was especially shown in the large assemblage of them, amounting to 6,000, which was formed by Cnut.

In this last case we see how small body-guards, growing as the conquering chief or king draws to his standard adventurers, fugitive criminals, men who have fled from injustice, &c., pass unobtrusively into troops of soldiers who fight for pay. The employment of mercenaries goes back to the earliest times—being traceable in the records of the Egyptians at all periods; and it continues to re-appear under certain conditions: a primary condition being that the ruler shall have acquired a considerable revenue. Whether of home origin or foreign origin, these large bodies of professional soldiers can be maintained only by large pecuniary means; and, ordinarily, possession of these means goes along with such power as enables the king to exact dues and fines. In early stages the members of the fighting body, when summoned for service, have severally to provide themselves not only with their appropriate arms, but also with the needful supplies of all kinds: there being, while political organization is little developed, neither the resources nor the administrative machinery required for another system. But the economic resistance to militant action, which, as we have seen, increases as agricultural life spreads, leading to occasional non-attendance, to confiscations, to heavy fines in place of confiscations, then to fixed money-payments in place of personal services, results in the growth of a revenue which serves to pay professional soldiers in place of the vassals who have compounded. And it then becomes possible, instead of hiring many such substitutes for short times, to hire a smaller [II-489] number continuously—so adding to the original nucleus of a permanent armed force. Every further increase of royal power, increasing the ability to raise money, furthers this differentiation. As Ranke remarks of France, “standing armies, imposts, and loans, all originated together.”

Of course the primitive military obligation falling on all freemen, long continues to be shown in modified ways. Among ourselves, for instance, there were the various laws under which men were bound, according to their incomes, to have in readiness specified supplies of horses, weapons, and accoutrements, for themselves and others when demanded. Afterwards came the militia-laws, under which there fell on men in proportion to their means, the obligations to provide duly armed horse-soldiers or foot-soldiers, personally or by substitute, to be called out for exercise at specified intervals for specified numbers of days, and to be provided with subsistence. There may be instanced, again, such laws as those under which in France, in the 15th century, a corps of horsemen was formed by requiring all the parishes to furnish one each. And there are the various more modern forms of conscription, used, now to raise temporary forces, and now to maintain a permanent army. Everywhere, indeed, freemen remain potential soldiers when not actual soldiers.

§ 521. Setting out with that undifferentiated state of the body politic in which the army is co-extensive with the adult male population, we thus observe several ways in which there goes on the evolution which makes it a specialized part.

There is the restriction in relative mass, which, first seen in the growth of a slave-population, engaged in work instead of war, becomes more decided as a settled agricultural life occupies freemen, and increases the obstacles to military service. There is, again, the restriction caused by that growing costliness of the individual soldier accompanying [II-490] the development of arms, accoutrements, and ancillary appliances of warfare. And there is the yet additional restriction caused by the intenser strain which military action puts on the resources of a nation, in proportion as it is carried on at a greater distance.

With separation of the fighting body from the body-politic at large, there very generally goes acquirement of a separate head. Active militancy ever tends to maintain union of civil rule with military rule, and often causes re-union of them where they have become separate; but with the primary differentiation of civil from military structures, is commonly associated a tendency to the rise of distinct controlling centres for them. This tendency, often defeated by usurpation where wars are frequent, takes effect under opposite conditions; and then produces a military head subordinate to the civil head.

While the whole society is being developed by differentiation of the army from the rest, there goes on a development within the army itself. As in the primitive horde the progress is from the uncombined fighting of individuals to combined fighting under direction of a chief; so, on a larger scale, when small societies are united into great ones, the progress is from the independent fighting of tribal and local groups, to fighting under direction of a general commander. And to effect a centralized control, there arises a graduated system of officers, replacing the set of primitive heads of groups, and a system of divisions which, traversing the original divisions of groups, establish regularly-organized masses having different functions.

With developed structure of the fighing body comes permanence of it. While, as in early times, men are gathered together for small wars and then again dispersed, efficient organization of them is impracticable. It becomes practicable only among men who are constantly kept together by wars or preparations for wars; and bodies of such men growing up, replace the temporarily-summoned bodies.

[II-491]

Lastly, we must not omit to note that while the army becomes otherwise distinguished, it becomes distinguished by retaining and elaborating the system of status; though in the rest of the community, as it advances, the system of contract is spreading and growing definite. Compulsory cooperation continues to be the principle of the military part, however widely the principle of voluntary cooperation comes into play throughout the civil part.

 


 

[II-492]

CHAPTER XIII.

JUDICIAL AND EXECUTIVE SYSTEMS.

§ 522. That we may be prepared for recognizing the primitive identity of military institutions with institutions for administering justice, let us observe how close is the kinship between the modes of dealing with external aggression and internal aggression, respectively.

We have the facts, already more than once emphasized, that at first the responsibilities of communities to one another are paralleled by the responsibilities to one another of family-groups within each community; and that the kindred claims are enforced in kindred ways. Various savage tribes show us that, originally, external war has to effect an equalization of injuries, either directly in kind or indirectly by compensations. Among the Chinooks, “has the one party a larger number of dead than the other, indemnification must be made by the latter, or the war is continued;” and among the Arabs “when peace is to be made, both parties count up their dead, and the usual blood-money is paid for excess on either side.” By which instances we are shown that in the wars between tribes, as in the family-feuds of early times, a death must be balanced by a death, or else must be compounded for; as it once was in Germany and in England, by specified numbers of sheep and cattle, or by money.

Not only are the wars which societies carry on to effect the righting of alleged wrongs, thus paralleled by family-feuds in the respect that for retaliation in kind there may be substituted [II-493] a penalty adjudged by usage or authority; but they are paralleled by feuds between individuals in the like respect. From the first stage in which each man avenges himself by force on a transgressing neighbour, as the whole community does on a transgressing community, the transition is to a stage in which he has the alternative of demanding justice at the hands of the ruler. We see this beginning in such places as the Sandwich Islands, where an injured person who is too weak to retaliate, appeals to the king or principal chief; and in quite advanced stages, option between the two methods of obtaining redress survives. The feeling shown down to the 13th century by Italian nobles, who “regarded it as disgraceful to submit to laws rather than do themselves justice by force of arms,” is traceable throughout the history of Europe in the slow yielding of private rectification of wrongs to public arbitration. “A capitulary of Charles the Bald bids them [the freemen] go to court armed as for war, for they might have to fight for their jurisdiction;” and our own history furnishes an interesting example in the early form of an action for recovering land: the “grand assize” which tried the cause, originally consisted of knights armed with swords. Again we have evidence in such facts as that in the 12th century in France, legal decisions were so little regarded that trials often issued in duels. Further proof is yielded by such facts as that judicial duels (which were the authorized substitutes for private wars between families) continued in France down to the close of the 14th century; that in England, in 1768, a legislative proposal to abolish trial by battle, was so strongly opposed that the measure was dropped; and that the option of such trial was not disallowed till 1819.

We may observe, also, that this self-protection gradually gives place to protection by the State, only under stress of public needs—especially need for military efficiency. Edicts of Charlemagne and of Charles the Bald, seeking to stop the disorders consequent on private wars, by insisting on appeals to the ordained authorities, and threatening punishment of [II-494] those who disobeyed, sufficiently imply the motive; and this motive was definitely shown in the feudal period in France, by an ordinance of 1296, which “prohibits private wars and judicial duels so long as the king is engaged in war.”

Once more the militant nature of legal protection is seen in the fact that, as at first, so now, it is a replacing of individual armed force by the armed force of the State—always in reserve if not exercised. “The sword of justice” is a phrase sufficiently indicating the truth that action against the public enemy and action against the private enemy are in the last resort the same.

Thus recognizing the original identity of the functions, we shall be prepared for recognizing the original identity of the structures by which they are carried on.

§ 523. For that primitive gathering of armed men which, as we have seen, is at once the council of war and the political assembly, is at the same time the judicial body.

Of existing savages the Hottentots show this. The court of justice “consists of the captain and all the men of the kraal. . . . ’Tis held in the open fields, the men squatting in a circle. . . . All matters are determined by a majority.” . . . If the prisoner is “convicted, and the court adjudges him worthy of death, sentence is executed upon the spot.” The captain is chief executioner, striking the first blow; and is followed up by others. The records of various historic peoples yield evidence of kindred meaning. Taking first the Greeks in Homeric days, we read that “sometimes the king separately, sometimes the kings or chiefs or Gerontes, in the plural number, are named as deciding disputes and awarding satisfaction to complainants; always however in public, in the midst of the assembled agora,” in which the popular sympathies were expressed: the meeting thus described, being the same with that in which questions of war and peace were debated. That in its early form the Roman gathering of “spearmen,” asked by the king to [II-495] say “yes” or “no” to a proposed military expedition or to some State-measure, also expressed its opinion concerning criminal charges publicly judged, is implied by the fact that “the king could not grant a pardon, for that privilege was vested in the community alone.” Describing the gatherings of the primitive Germans, Tacitus says:—“The multitude sits armed in such order as it thinks good . . . It is lawful also in the Assembly to bring matters for trial and to bring charges of capital crimes . . . In the same assembly chiefs are chosen to administer justice throughout the districts and villages. Each chief in so doing has a hundred companions of the commons assigned to him, to strengthen at once his judgment and his dignity.” A kindred arrangement is ascribed by Lelevel to the Poles in early times, and to the Slavs at large. Among the Danes, too, “in all secular affairs, justice was administered by the popular tribunal of the Lands-Ting for each province, and by the Herreds-Ting for the smaller districts or sub-divisions.” Concerning the Irish in past times, Prof. Leslie quotes Spenser to the effect that it was their usage “to make great assemblies together upon a rath or hill, there to parley about matters and wrongs between township and township, or one private person and another.” And then there comes the illustration furnished by old English times. The local moots of various kinds had judicial functions; and the witenagemót sometimes acted as a high court of justice.

Interesting evidence that the original military assembly was at the same time the original judicial assembly, is supplied by the early practice of punishing freemen for nonattendance. Discharge of military obligation being imperative the fining of those who did not come to the armed gathering naturally followed; and fining for absence having become the usage, survived when, as for judicial purposes, the need for the presence of all was not imperative. Thence the interpretation of the fact that non-attendance at the hundred-court was thus punishable.

In this connexion it may be added that, in some cases [II-496] where the primitive form continued, there was manifested an incipient differentiation between the military assembly and the judicial assembly. In the Carolingian period, judicial assemblies began to be held under cover; and freemen were forbidden to bring their arms. As was pointed out in § 491, among the Scandinavians no one was allowed to come armed when the meeting was for judicial purposes. And since we also read that in Iceland it was disreputable (not punishable) for a freeman to be absent from the annual gathering, the implication is that the imperativeness of attendance diminished with the growing predominance of civil functions.

§ 524. The judicial body being at first identical with the politico-military body, has necessarily the same triune structure; and we have now to observe the different forms it assumes according to the respective developments of its three components. We may expect to find kinship between these forms and the concomitant political forms.

Where, with development of militant organization, the power of the king has become greatly predominant over that of the chiefs and over that of the people, his supremacy is shown by his judicial absoluteness, as well as by his absoluteness in political and military affairs. Such shares as the elders and the multitude originally had in trying causes, almost or quite disappear. But though in these cases the authority of the king as judge, is unqualified by that of his head men and his other subjects, there habitually survive traces of the primitive arrangement. For habitually his decisions are given in public and in the open air. Petitioners for justice bring their cases before him when he makes his appearance out of doors, surrounded by his attendants and by a crowd of spectators; as we have seen in § 372 that they do down to the present day in Kashmere. By the Hebrew rulers, judicial sittings were held “in the gates”—the usual meeting-places of Eastern peoples. Among the early Romans the king administered justice “in the place of [II-497] public assembly, sitting on a ‘chariot seat.’ ” Mr. Gomme’s Primitive Folk-Moots contains sundry illustrations showing that among the Germans in old times, the Königs-stuhl, or king’s judgment-seat, was on the green sward; that in other cases the stone steps at the town-gates constituted the seat before which causes were heard by him; and that again, in early French usage, trials often took place under trees. According to Joinville this practice long continued in France.

“Many a time did it happen that, in summer, he [Lewis IX] would go and sit in the forest of Vincennes after mass, and would rest against an oak, and make us sit round him . . . he asked them with his own mouth, ‘Is there any one who has a suit?’ . . . I have seen him sometimes in summer come to hear his people’s suits in the garden of Paris.”

And something similar occurred in Scotland under David I. All which customs among various peoples, imply survival of the primitive judicial assembly, changed only by concentration in its head of power originally shared by the leading men and the undistinguished mass.

Where the second component of the triune political structure becomes supreme, this in its turn monopolizes judicial functions. Among the Spartans the oligarchic senate, and in a measure the smaller and chance-selected oligarchy constituted by the ephors, joined judicial functions with their political functions. Similarly in Athens under the aristocratic rule of the Eupatridæ, we find the Areopagus formed of its members, discharging, either itself or through its nine chosen Archons, the duties of deciding causes and executing decisions. In later days, again, we have the case of the Venetian council of ten. And then, certain incidents of the middle ages instructively show us one of the processes by which judicial power, as well as political power, passes from the hands of the freemen at large into the hands of a smaller and wealthier class. In the Carolingian period, besides the bi-annual meetings of the hundred-court, it was—

“convoked at the Graf’s will and pleasure, to try particular cases . . . in the one case, as in the other, non-attendance was punished . . . it was found that the Grafs used their right to summon these extraordinary [II-498] Courts in excess, with a view, by repeated fines and amercements, to ruin the small freeholders, and thus to get their abodes into their own hands. Charlemagne introduced a radical law-reform . . . the great body of the freemen were released from attendance at the Gebotene Dinge, at which, from thenceforth, justice was to be administered under the presidency, ex officio, of the Centenar, by . . . permanent jurymen . . . chosen de melioribus—i.e., from the more well-to-do freemen.”

But in other cases, and especially where concentration in a town renders performance of judicial functions less burdensome, we see that along with retention or acquirement of predominant power by the third element in the triune political structure, there goes exercise of judicial functions by it. The case of Athens, after the replacing of oligarchic rule by democratic rule, is, of course, the most familiar example of this. The Kleisthenian revolution made the annually-appointed magistrates personally responsible to the people judicially assembled; and when, under Perikles, there were established the dikasteries, or courts of paid jurors chosen by lot, the administration of justice was transferred almost wholly to the body of freemen, divided for convenience into committees. Among the Frieslanders, who in early times were enabled by the nature of their habitat to maintain a free form of political organization, there continued the popular judicial assembly:—“When the commons were summoned for any particular purpose, the assembly took the name of the Bodthing. The bodthing was called for the purpose of passing judgment in cases of urgent necessity.” And M. de Laveleye, describing the Teutonic mark as still existing in Holland, “especially in Drenthe,” a tract “surrounded on all sides by a marsh and bog” (again illustrating the physical conditions favourable to maintenance of primitive free institutions), goes on to say of the inhabitants as periodically assembled:—

“They appeared in arms: and no one could absent himself, under pain of a fine. This assembly directed all the details as to the enjoyment of the common property; appointed the works to be executed; imposed pecuniary penalties for the violation of rules, and nominated the officers charged with the executive power.”

[II-499]

The likeness between the judicial form and the political form is further shown where the government is neither despotic nor oligarchic, nor democratic, but mixed. For in our own case we see a system of administering justice which, like the political system, unites authority that is in a considerable degree irresponsible, with popular authority. In old English times a certain power of making and enforcing local or “bye-laws” was possessed by the township; and in more important and definite ways the hundred-moot and the shire-moot discharged judicial and executive functions: their respective officers being at the same time elected. But the subsequent growth of feudal institutions, followed by the development of royal power, was accompanied by diminution of the popular share in judicial business, and an increasing assignment of it to members of the ruling classes and to agents of the crown. And at present we see that the system, as including the power of juries (which arose by selection of representative men, though not in the interest of the people), is in part popular; that in the summary jurisdiction of unpaid magistrates who, though centrally appointed, mostly belong to the wealthy classes, and especially the landowners, it is in part aristocratic; that in the regal commissioning of judges it continues monarchic; and that yet, as the selection of magistrates and judges is practically in the hands of a ministry executing, on the average, the public will, royal power and class-power in the administration of justice are exercised under popular control.

§ 525. A truth above implied and now to be definitely observed, is that along with the consolidation of small societies into large ones effected by war, there necessarily goes an increasing discharge of judicial functions by deputy.

As the primitive king is very generally himself both commander-in-chief and high priest, it is not unnatural that his delegated judicial functions should be fulfilled both by priests and soldiers. Moreover, since the consultative body, where it becomes established and separated from the multitude, [II-500] habitually includes members of both these classes, such judicial powers as it exercises cannot at the outset be monopolized by members of either. And this participation is further seen to arise naturally on remembering how, as before shown, priests have in so many societies united military functions with clerical functions; and how, in other cases, becoming local rulers, having the same tenures and obligations with purely military local rulers, they acquire, in common with them, local powers of judgment and execution; as did mediæval prelates. Whether the ecclesiastical class or the class of warrior-chiefs acquires judicial predominance, probably depends mainly on the proportion between men’s fealty to the successful soldier, and their awe of the priest as a recipient of divine communications.

Among the Zulus, who, with an undeveloped mythology, have no great deities and resulting organized priesthood, the king “shares his power with two soldiers of his choice. These two form the supreme judges of the country.” Similarly with the Eggarahs (Inland Negroes), whose fetish-men do not form an influential order, the first and second judges are “also commanders of the forces in time of war.” Passing to historic peoples, we have in Attica, in Solon’s time, the nine archons, who, while possessing a certain sacredness as belonging to the Eupatridæ, united judicial with military functions—more especially the polemarch. In ancient Rome, that kindred union of the two functions in the consuls, who called themselves indiscriminately, prætores or judices, naturally resulted from their inheritance of both functions from the king they replaced; but beyond this there is the fact that though the pontiffs had previously been judges in secular matters as well as in sacred matters, yet, after the establishment of the republic, the several orders of magistrates were selected from the non-clerical patricians,—the original soldier-class. And then throughout the middle ages in Europe, we have the local military chiefs, whether holding positions like those of old English thanes or like those of feudal [II-501] barons, acting as judges in their respective localities. Perhaps the clearest illustration is that furnished by Japan, where a long-continued and highly-developed military régime, has been throughout associated with the monopoly of judicial functions by the military class: the apparent reason being that in presence of the god-descended Mikado, supreme in heaven as on earth, the indigenous Shinto religion never developed a divine ruler whose priests acquired, as his agents, an authority competing with terrestrial authority.

But mostly there is extensive delegation of judicial powers to the sacerdotal class, in early stages. We find it among existing uncivilized peoples, as the Kalmucks, whose priests, besides playing a predominant part in the greatest judicial council, exercise local jurisdiction: in the court of each subordinate chief, one of the high priests is head judge. Of extinct uncivilized or semi-civilized peoples, may be named the Indians of Yucatan, by whom priests were appointed as judges in certain cases—judges who took part in the execution of their own sentences. Originally, if not afterwards, the giving of legal decisions was a priestly function in ancient Egypt; and that the priests were supreme judges among the Hebrews is a familiar fact: the Deuteronomic law condemning to death any one who disregarded their verdicts. In that general assembly of the ancient Germans which, as we have seen, exercised judicial powers, the priests were prominent; and, according to Tacitus, in war “none but the priests are permitted to judge offenders, to inflict bonds or stripes; so that chastisement appears not as an act of military discipline, but as the instigation of the god whom they suppose present with warriors.” In ancient Britain, too, according to Cæsar, the Druids alone had authority to decide in both civil and criminal cases, and executed their own sentences: the penalty for disobedience to them being excommunication. Grimm tells us that the like held among the Scandinavians. “In their judicial character the priests seemed to have exercised a good deal of control over the people . . . In Iceland, even [II-502] under Christianity, the judges retained the name and several of the functions of heathen goðar.” And then we have the illustration furnished by that rise of ecclesiastics to the positions of judges throughout mediæval Europe, which accompanied belief in their divine authority. When, as during the Merovingian period and after, “the fear of hell, the desire of winning heaven,” and other motives, prompted donations and bequests to the Church, till a large part of the landed property fell into its hands—when there came increasing numbers of clerical and semi-clerical dependents of the Church, over whom bishops exercised judgment and discipline—when ecclesiastical influence so extended itself that, while priests became exempt from the control of laymen, lay authorities became subject to priests; there was established a judicial power of this divinely-commissioned class to which even kings succumbed. So was it in England too. Before the Conquest, bishops had become the assessors of ealdormen in the scire-gemót, and gave judgments on various civil matters. With that recrudescence of military organization which followed the Conquest, came a limitation of their jurisdiction to spiritual offences and causes concerning clerics. But in subsequent periods ecclesiastical tribunals, bringing under canon law numerous ordinary transgressions, usurped more and more the duties of secular judges: their excommunications being enforced by the temporal magistrates. Moreover, since prelates as feudal nobles were judges in their respective domains; and since many major and minor judicial offices in the central government were filled by prelates; it resulted that the administration of justice was largely, if not mainly, in the hands of priests.

This sharing of delegated judicial functions between the military class and the priestly class, with predominance here of the one and there of the other, naturally continued while there was no other class having wealth and influence. But with the increase of towns and the multiplication of traders, who accumulated riches and acquired education, previously [II-503] possessed only by ecclesiastics, judicial functions fell more and more into their hands. Sundry causes conspired to produce this transfer. One was lack of culture among the nobles, and their decreasing ability to administer laws, ever increasing in number and in complexity. Another was the political unfitness of ecclesiastics, who grew distasteful to rulers in proportion as they pushed further the powers and privileges which their supposed divine commission gave them. Details need not detain us. The only general fact needing to be emphasized, is that this transfer ended in a differentiation of structures. For whereas in earlier stages, judicial functions were discharged by men who were at the same time either soldiers or priests, they came now to be discharged by men exclusively devoted to them.

§ 526. Simultaneously, the evolution of judicial systems is displayed in several other ways. One of them is the addition of judicial agents who are locomotive to the pre-existing stationary judicial agents.

During the early stages in which the ruler administers justice in person, he does this now in one place and now in another; according as affairs, military or judicial, carry him to this or that place in his kingdom. Societies of various types in various times yield evidence. Historians of ancient Peru tell us that “the Ynca gave sentence according to the crime, for he alone was judge wheresoever he resided, and all persons wronged had recourse to him.” Of the German emperor in the 12th century we read that “not only did he receive appeals, but his presence in any duchy or county suspended the functions of the local judges.” France in the 15th century supplies an instance. King Charles “spent two or three years in travelling up and down the kingdom . . . maintaining justice to the satisfaction of his subjects.” In Scotland something similar was done by David I., who “settled marches, forest rights, and rights of pasture:” himself making the marks which recorded his [II-504] decisions, or seeing them made. In England, “Edgar and Canute had themselves made judicial circuits;” and there is good evidence of such judicial travels in England up to the time of the Great Charter. Sir Henry Maine has quoted documents showing that King John, in common with earlier kings, moved about the country with great activity, and held his court wherever he might happen to be.

Of course with the progress of political integration and consequent growing power of the central ruler, there come more numerous cases in which appeal is made to him to rectify the wrongs committed by local rulers; and as State-business at large augments and complicates, his inability to do this personally leads to doing it by deputy. In France, in Charlemagne’s time, there were the “Missi Regii, who held assizes from place to place;” and then, not forgetting that during a subsequent period the chief heralds in royal state, as the king’s representatives, made circuits to judge and punish transgressing nobles, we may pass to the fact that in the later feudal period, when the business of the king’s court became too great, commissioners were sent into the provinces to judge particular cases in the king’s name: a method which does not appear to have been there developed further. But in England, in Henry II.’s time, kindred causes prompted kindred steps which initiated a permanent system. Instead of listening to the increasing number of appeals made to his court, personally or through his lieutenant the justiciar, the king commissioned his constable, chancellor, and co-justiciar to hear pleas in the different counties. Later, there came a larger number of these members of the central judicial court who made these judicial journeys: part of them being clerical and part military. And hence eventually arose the established circuits of judges who, like their prototypes, had to represent the king and exercise supreme authority.

It should be added that here again we meet with proofs that in the evolution of arrangements conducing to the maintenance of individual rights, the obligations are primary and [II-505] the claims derived. For the business of these travelling judges, like the business of the king’s court by which they were commissioned, was primarily fiscal and secondarily judicial. They were members of a central body that was at once Exchequer and Curia Regis, in which financial functions at first predominated; and they were sent into the provinces largely, if not primarily, for purposes of assessment: as instance the statement that in 1168, “the four Exchequer officers who assessed the aid pur fille marier, acted not only as taxers but as judges.” In which facts we see harmony with those before given, showing that support of the ruling agency precedes obtainment of protection from it.

§ 527. With that development of a central government which accompanies consolidation of small societies into a large one, and with the consequent increase of its business, entailing delegation of functions, there goes, in the judicial organization as in the other organizations, a progressive differentiation. The evidence of this is extremely involved; both for the reason that in most cases indigenous judicial agencies have been subordinated but not destroyed by those which conquest has originated, and for the reason that kinds of power, as well as degrees of power, have become distinguished. A few leading traits only of the process can here be indicated.

The most marked differentiation, already partially implied, is that between the lay, the ecclesiastical, and the military tribunals. From those early stages in which the popular assembly, with its elders and chief, condemned military defaulters, decided on ecclesiastical questions, and gave judgments about offences, there has gone on a divergence which, accompanied by disputes and struggles concerning jurisdiction, has parted ecclesiastical courts and courts martial from the courts administering justice in ordinary civil and criminal cases. Just recognizing these cardinal specializations, we may limit our attention to the further specializations which have taken place within the last of the three structures.

[II-506]

Originally the ruler, with or without the assent of the assembled people, not only decides: he executes his decisions, or sees them executed. For example, in Dahomey the king stands by, and if the deputed officer does not please him, takes the sword out of his hand and shows him how to cut off a head. An account of death-punishment among the Bedouins ends with the words—“the executioner being the sheikh himself.” Our own early history affords traces of personal executive action by the king; for there came a time when he was interdicted from arresting any one himself, and had thereafter to do it in all cases by deputy. And this interprets for us the familiar truth that, through his deputies the sheriffs, who are bound to act personally if they cannot themselves find deputies, the monarch continues to be theoretically the agent who carries the law into execution: a truth further implied by the fact that execution in criminal cases, nominally authorized by him though actually by his minister, is arrested if his assent is withheld by his minister. And these facts imply that a final power of judgment remains with the monarch, notwithstanding delegation of his judicial functions. How this happens we shall see on tracing the differentiation.

Naturally, when a ruler employs assistants to hear complaints and redress grievances, he does not give them absolute authority; but reserves the power of revising their decisions. We see this even in such rude societies as that of the Sandwich Islands, where one who is dissatisfied with the decision of his chief may appeal to the governor, and from the governor to the king; or as in ancient Mexico, where “none of the judges were allowed to condemn to death without communicating with the king, who had to pass the sentence.” And the principle holds where the political headship is compound instead of simple. “When the hegemony of Athens became, in fact, more and more a dominion, the civic body of Attica claimed supreme judicial authority over all the allies. The federal towns only retained their lower [II-507] courts.” Obviously by such changes are produced unlikenesses of degree and differences of kind in the capacities of judicial agencies. As political subordination spreads, the local assemblies which originally judged and executed in cases of all kinds, lose part of their functions; now by restriction in range of jurisdiction, now by subjection of their decisions to supervision, now by denial of executive power. To trace up the process from early stages, as for instance from the stage in which the old English tything-moot discharged administrative, judicial, and executive functions, or from the stage in which the courts of feudal nobles did the like, is here alike impracticable and unnecessary. Reference to such remnants of power as vestries and manorial courts possess, will sufficiently indicate the character of the change. But along with degradation of the small and local judicial agencies, goes development of the great and central ones; and about this something must be said.

Returning to the time when the king with his servants and chief men, surrounded by the people, administers justice in the open air, and passing to the time when his court, held more frequently under cover and consequently with less of the popular element, still consists of king as president and his household officers with other appointed magnates as counsellors (who in fact constitute a small and permanent part of that general consultative body occasionally summoned); we have to note two causes which cooperate to produce a division of these remaining parts of the original triune body—one cause being the needs of subjects, and the other the desire of the king. So long as the king’s court is held wherever he happens to be, there is an extreme hindrance to the hearing of suits, and much entailed loss of money and time to suitors. To remedy this evil came, in our own case, the provision included in the Great Charter that the common pleas should no longer follow the king’s court, but be held in some certain place. This place was fixed in the palace of Westminster. And then as Blackstone points out—

[II-508]

“This precedent was soon after copied by King Philip the Fair in France, who about the year 1302, fixed the parliament of Paris to abide constantly in that metropolis; which before used to follow the person of the king wherever he went . . . And thus also, in 1495, the Emperor Maximilian I. fixed the imperial chamber, which before always travelled with the court and household, to be constantly at Worms.”

As a sequence of these changes it of course happens that suits of a certain kind come habitually to be decided without the king’s presence: there results a permanent transfer of part of his judicial power. Again, press of business or love of ease prompts the king himself to hand over such legal matters as are of little interest to him. Thus in France, while we read that Charles V., when regent, sat in his council to administer justice twice a week, and Charles VI. once, we also read that in 1370 the king declared he would no longer try the smaller causes personally. Once initiated and growing into a usage, this judging by commission, becoming more frequent as affairs multiply, is presently otherwise furthered: there arises the doctrine that the king ought not, at any rate in certain cases, to join in judgment. Thus “at the trial of the duke of Brittany in 1378, the peers of France protested against the presence of the king.” Again “at the trial of the Marquis of Saluces, under Francis I., that monarch was made to see that he could not sit.” When Lewis XIII. wished to be judge in the case of the Duke de la Valette, he was resisted by the judges, who said that it was without precedent. And in our own country there came a time when “James I. was informed by the judges that he had the right to preside in the court, but not to express his opinion:” a step towards that exclusion finally reached.

While the judicial business of the political head thus lapses into the hands of appointed agencies, these agencies themselves, severally parting with certain of their functions one to another, become specialized. Among ourselves, even before there took place the above-named separation of the permanently-localized court of common pleas, from the king’s court which moved about with him, there had arisen within [II-509] the king’s court an incipient differentiation. Causes concerning revenue were dealt with in sittings distinguished from the general sittings of the king’s court, by being held in another room; and establishment of this custom produced a division. Adaptation of its parts to unlike ends led to divergence of them; until, out of the original Curia Regis, had come the court of exchequer and the court of common pleas; leaving behind the court of king’s bench as a remnant of the original body. When the office of justiciar (who, representing the king in his absence, presided over these courts) was abolished, the parting of them became decided; and though, for a length of time, competition for fees led to trenching on one another’s functions, yet, eventually, their functions became definitely marked off. A further important development, different but allied, took place. We have seen that when appointing others to judge for him, the king reserves the power of deciding in cases which the law has not previously provided for, and also the power of supervising the decisions made by his deputies. Naturally this power comes to be especially used to over-ride decisions which, technically according to law, are practically unjust: the king acquires an equity jurisdiction. At first exercised personally, this jurisdiction is liable to be deputed; and in our own case was so. The chancellor, one of the king’s servants, who “as a baron of the exchequer and as a leading member of the curia” had long possessed judicial functions, and who was the officer to present to the king petitions concerning these “matters of grace and favour,” became presently himself the authority who gave decisions in equity qualifying the decisions of law; and thus in time resulted the court of chancery. Minor courts with minor functions also budded out from the original Curia Regis. This body included the chief officers of the king’s household, each of whom had a jurisdiction in matters pertaining to his special business; and hence resulted the court of the chamberlain, the court of the steward, the court of the earl marshal (now [II-510] at Herald’s College), the court of the constable (no longer extant), the court of the admiral, &c.

In brief, then, we find proofs that, little trace as its structure now shows of such an origin, our complex judicial system, alike in its supreme central parts and in its various small local parts, has evolved by successive changes out of the primitive gathering of people, head men, and chief.

§ 528. Were further details desirable, there might here be given an account of police-systems; showing their evolution from the same primitive triune body whence originate the several organizations delineated in this and preceding chapters. As using force to subdue internal aggressors, police are like soldiers, who use force to subdue external aggressors; and the two functions, originally one, are not even now quite separated either in their natures or their agents. For besides being so armed that they are in some countries scarcely distinguishable from soldiers, and besides being subject to military discipline, the police are, in case of need, seconded by soldiers in the discharging of their duties. To indicate the primitive identity it will suffice to name two facts. During the Merovingian period in France, armed bands of serfs, attached to the king’s household and to the households of dukes, were employed both as police and for garrison purposes; and in feudal England, the posse comitatus, consisting of all freemen between fifteen and sixty, under command of the sheriff, was the agent for preserving internal peace at the same time that it was available for repelling invasions, though not for foreign service—an incipient differentiation between the internal and external defenders which became in course of time more marked. Letting this brief indication suffice, it remains only to sum up the conclusions above reached.

Evidences of sundry kinds unite in showing that judicial action and military action, ordinarily having for their common end the rectification of real or alleged wrongs, are closely [II-511] allied at the outset. The sword is the ultimate resort in either case: use of it being in the one case preceded by a war of words carried on before some authority whose aid is invoked, while in the other case it is not so preceded. As is said by Sir Henry Maine, “the fact seems to be that contention in Court takes the place of contention in arms, but only gradually takes its place.”

Thus near akin as the judicial and military actions originally are, they are naturally at first discharged by the same agency—the primitive triune body formed of chief, head men, and people. This which decides on affairs of war and settles questions of public policy also gives judgments concerning alleged wrongs of individuals and enforces its decisions.

According as the social activities develop one or other element of the primitive triune body, there results one or other form of agency for the administration of law. If continued militancy makes the ruling man all-powerful, he becomes absolute judicially as in other ways: the people lose all share in giving decisions, and the judgments of the chief men who surround him are overriden by his. If conditions favour the growth of the chief men into an oligarchy, the body they form becomes the agent for judging and punishing offences as for other purposes: its acts being little or not at all qualified by the opinion of the mass. While if the surrounding circumstances and mode of life are such as to prevent supremacy of one man, or of the leading men, its primitive judicial power is preserved by the aggregate of freemen—or is regained by it where it re-acquires predominance. And where the powers of these three elements are mingled in the political organization, they are also mingled in the judicial organization.

In those cases, forming the great majority, in which habitual militancy entails subjection of the people, partial or complete, and in which, consequently, political power and judicial power come to be exercised exclusively by the several orders of chief men, the judicial organization which arises as [II-512] the society enlarges and complicates, is officered by the sacerdotal class, or the military class, or partly the one and partly the other: their respective shares being apparently dependent on the ratio between the degree of conscious subordination to the human ruler and the degree of conscious subordination to the divine ruler, whose will the priests are supposed to communicate. But with the progress of industrialism and the rise of a class which, acquiring property and knowledge, gains consequent influence, the judicial system comes to be largely, and at length chiefly, officered by men derived from this class; and these men become distinguished from their predecessors not only as being of other origin, but also as being exclusively devoted to judicial functions.

While there go on changes of this kind, there go on changes by which the originally-simple and comparatively-uniform judicial system, is rendered increasingly complex. Where, as in ordinary cases, there has gone along with achievement of supremacy by the king, a monopolizing of judicial authority by him, press of business presently obliges him to appoint others to try causes and give judgments: subject of course to his approval. Already his court, originally formed of himself, his chief men, and the surrounding people, has become supreme over courts constituted in analogous ways of local magnates and their inferiors—so initiating a differentiation; and now by delegating certain of his servants or assessors, at first with temporary commissions to hear appeals locally, and then as permanent itinerant judges, a further differentiation is produced. And to this are added yet further differentiations, kindred in nature, by which other assessors of his court are changed into the heads of specialized courts, which divide its business among them. Though this particular course has been taken in but a single case, yet it serves to exemplify the general principle under which, in one way or other, there arises out of the primitive simple judicial body, a centralized and heterogeneous judicial organization.

 


 

[II-513]

CHAPTER XIV.

LAWS.

§ 529. If, going back once more to the primitive horde, we ask what happens when increase of numbers necessitates migration—if we ask what it is which causes the migrating part to fall into social arrangements like those of the parent part, and to behave in the same way; the obvious reply is that the inherited natures of its members, regulated by the ideas transmitted from the past, cause these results. That guidance by custom which we everywhere find among rude peoples, is the sole conceivable guidance at the outset.

To recall vividly the truth set forth in § 467, that the rudest men conform their lives to ancestral usages, I may name such further illustrations as that the Sandwich Islanders had “a kind of traditionary code . . . followed by general consent;” and that by the Bechuanas, government is carried on according to “long-acknowledged customs.” A more specific statement is that made by Mason concerning the Karens, among whom “the elders are the depositaries of the laws, both moral and political, both civil and criminal, and they give them as they receive them, and as they have been brought down from past generations” orally. Here, however, we have chiefly to note that this government by custom, persists through long stages of progress, and even still largely influences judicial administration. Instance the fact that as late as the 14th century in France, an ordinance declared that “the whole kingdom is regulated by ‘custom,’ and it is as [II-514] ‘custom’ that some of our subjects make use of the written law.” Instance the fact that our own Common Law is mainly an embodiment of the “customs of the realm,” which have gradually become established: its older part, nowhere existing in the shape of enactment, is to be learnt only from textbooks; and even parts, such as mercantile law, elaborated in modern times, are known only through reported judgments, given in conformity with usages proved to have been previously followed. Instance again the fact, no less significant, that at the present time custom perpetually re-appears as a living supplementary factor; for it is only after judges’ decisions have established precedents which pleaders afterwards quote, and subsequent judges follow, that the application of an act of parliament becomes settled. So that while in the course of civilization written law tends to replace traditional usage, the replacement never becomes complete.

And here we are again reminded that law, whether written or unwritten, formulates the rule of the dead over the living. In addition to that power which past generations exercise over present generations by transmitting their natures, bodily and mental; and in addition to the power they exercise over them by bequeathed private habits and modes of life; there is this power they exercise through these regulations for public conduct handed down orally or in writing. Among savages and in barbarous societies, the authority of laws thus derived is unqualified; and even in advanced stages of civilization, characterized by much modifying of old laws and making of new ones, conduct is controlled in a far greater degree by the body of inherited laws than by those laws which the living make.

I emphasize these obvious truths for the purpose of pointing out that they imply a tacit ancestor-worship. I wish to make it clear that when asking in any case—What is the Law? we are asking—What was the dictate of our forefathers? And my object in doing this is to prepare the way for showing that unconscious conformity to the dictates of the [II-515] dead, thus shown, is, in early stages, joined with conscious conformity to their dictates.

§ 530. For along with development of the ghost-theory, there arise the practice of appealing to ghosts, and to the gods evolved from ghosts, for directions in special cases, in addition to the general directions embodied in customs. There come methods by which the will of the ancestor, or the dead chief, or the derived deity, is sought; and the reply given, usually referring to a particular occasion, originates in some cases a precedent, from which there results a law added to the body of laws the dead have transmitted.

The seeking of information and advice from ghosts, takes here a supplicatory and there a coercive form. The Veddahs, who ask the spirits of their ancestors for aid, believe that in dreams they tell them where to hunt; and then we read of the Scandinavian diviners, that they “dragged the ghosts of the departed from their tombs and forced the dead to tell them what would happen:” cases which remind us that among the Hebrews, too, there were supernatural directions given in dreams as well as information derived from invoked spirits. This tendency to accept special guidance from the dead, in addition to the general guidance of an inherited code, is traceable in a transfigured shape even among ourselves; for besides conforming to the orally-declared wish of a deceased parent, children are often greatly influenced in their conduct by considering what the deceased parent would have desired or advised: his imagined injunction practically becomes a supplementary law.

Here, however, we are chiefly concerned with that more developed form of such guidance which results where the spirits of distinguished men, regarded with special fear and trust, become deities. Ancient Egyptian hieroglyphics reveal two stages of it. The “Instructions” recorded by King Rash‘otephet are given by his father in a dream. “Son of the Sun Amenemhat—deceased:—He says in a dream—unto [II-516] his son the Lord intact,—he says rising up like a god:—‘Listen to what I speak unto thee.’ ” And then another tablet narrates how Thothmes IV, travelling when a prince, and taking his siesta in the shade of the Sphinx, was spoken to in a dream by that god, who said—“Look at me! . . . Answer me that you will do me what is in my heart” &c.; and when he ascended the throne, Thothmes fulfilled the injunction. Analogous stages were well exemplified among the ancient Peruvians. There is a tradition that Huayna Ccapac, wishing to marry his second sister, applied for assent to the dead body of his father; “but the dead body gave no answer, while fearful signs appeared in the heavens, portending blood.” Moreover, as before pointed out in § 477, “the Ynca gave them (the vassals) to understand that all he did with regard to them was by an order and revelation of his father, the Sun.” Turning to extant races, we see that in the Polynesian Islands, where the genesis of a pantheon by ancestor worship is variously exemplified, divine direction is habitually sought through priests. Among the Tahitians, one “mode by which the god intimated his will,” was to enter the priest, who then “spoke as entirely under supernatural influence.” Mariner tells us that in Tonga, too, when the natives wished to consult the gods, there was a ceremony of invocation; and the inspired priest then uttered the divine command. Similar beliefs and usages are described by Turner as existing in Samoa. Passing to another region, we find among the Todas of the Indian hills, an appeal for supernatural guidance in judicial matters.

“When any dispute arises respecting their wives or their buffaloes, it has to be decided by the priest, who affects to become possessed by the Bell-god, and . . . pronounces the deity’s decision upon the point in dispute.”

These instances serve to introduce and interpret for us those which the records of historic peoples yield. Taking first the Hebrews, we have the familiar fact that the laws for general guidance were supposed to be divinely communicated; and we have the further fact that special directions [II-517] were often sought. Through the priest who accompanied the army, the commander “inquired of the Lord” about any military movement of importance, and sometimes received very definite orders; as when, before a battle with the Philistines, David is told to “fetch a compass behind them, and come upon them over against the mulberry trees.” Sundry Ayran peoples furnish evidence. In common with other Indian codes, the code of Manu, “according to Hindoo mythology, is an emanation from the supreme God.” So, too, was it with the Greeks. Not forgetting the tradition that by an ancient Cretan king, a body of laws was brought down from the mountain where Jupiter was said to be buried, we may pass to the genesis of laws from special divine commands, as implied in the Homeric poems. Speaking of these Grote says:—

“The appropriate Greek word for human laws never occurs: amidst a very wavering phraseology, we can detect a gradual transition from the primitive idea of a personal goddess, Themis, attached to Zeus, first to his sentences or orders called Themistes, and next by a still farther remove to various established customs which those sentences were believed to satisfy—the authority of religion and that of custom coalescing into one indivisible obligation.”

Congruous in nature was the belief that “Lycurgus obtained not only his own consecration to the office of legislator, but his laws themselves from the mouth of the Delphic God.” To which add that we have throughout later Greek times, the obtainment of special information and direction through oracles. Evidence that among the Romans there had occurred a kindred process, is supplied by the story that the ancient laws were received by Numa from the goddess Egeria; and that Numa appointed augurs by whose interpretation of signs the will of the gods was to be ascertained. Even in the ninth century, under the Carolingians, there were brought before the nobles “articles of law named capitula, which the king himself had drawn up by the inspiration of God.”

Without following out the influence of like beliefs in later [II-518] times, as seen in trial by ordeal and trial by judicial combat, in both of which God was supposed indirectly to give judgment, the above evidence makes it amply manifest that, in addition to those injunctions definitely expressed, or embodied in usages tacitly accepted from seniors and through them from remote ancestors, there are further injunctions more consciously attributed to supernatural beings—either the ghosts of parents and chiefs who were personally known, or the ghosts of more ancient traditionally-known chiefs which have been magnified into gods. Whence it follows that originally, under both of its forms, law embodies the dictates of the dead to the living.

§ 531. And here we are at once shown how it happens that throughout early stages of social evolution, no distinction is made between sacred law and secular law. Obedience to established injunctions of whatever kind, originating in reverence for supposed supernatural beings of one or other order, it results that at first all these injunctions have the same species of authority.

The Egyptian wall-sculptures, inscriptions, and papyri, everywhere expressing subordination of the present to the past, show us the universality of the religious sanction for rules of conduct. Of the Assyrians Layard says:—

“The intimate connection between the public and private life of the Assyrians and their religion, is abundantly proved by the sculptures. . . . As among most ancient Eastern nations, not only all public and social duties, but even the commonest forms and customs, appear to have been more or less influenced by religion. . . . All his [the king’s] acts, whether in war or peace, appear to have been connected with the national religion, and were believed to be under the special protection and superintendence of the deity.”

That among the Hebrews there existed a like connexion, is conspicuously shown us in the Pentateuch; where, besides the commandments specially so-called, and besides religious ordinances regulating feasts and sacrifices, the doings of the priests, the purification by scapegoat, &c., there are numerous [II-519] directions for daily conduct—directions concerning kinds of food and modes of cooking; directions for proper farming in respect of periodic fallows, not sowing mingled grain, &c.; directions for the management of those in bondage, male and female, and the payment of hired labourers; directions about trade-transactions and the sales of lands and houses; along with sumptuary laws extending to the quality and fringes of garments and the shaping of beards: instances sufficiently showing that the rules of living, down even to small details, had a divine origin equally with the supreme laws of conduct. The like was true of the Ayrans in early stages. The code of Manu was a kindred mixture of sacred and secular regulations—of moral dictates and rules for carrying on ordinary affairs. Says Tiele of the Greeks after the Doric migration:—“No new political institutions, no fresh culture, no additional games, were established without the sanction of the Pythian oracle.” And again we read—

“Chez les Grecs et chez les Romains, comme chez les Hindous, la loi fut d’abord une partie de la religion. Les anciens codes des cités étaient un ensemble de rites de prescriptions liturgiques de prières, en même temps que de dispositions législatives. Les règles du droit de propriété et du droit de succession y étaient éparses au milieu des règles des sacrifices, de la sépulture et du culte des morts.”

Originating in this manner, law acquires stability. Possessing a supposed supernatural sanction, its rules have a rigidity enabling them to restrain men’s actions in greater degrees than could any rules having an origin recognized as natural. They tend thus to produce settled social arrangements; both directly, by their high authority, and indirectly by limiting the actions of the living ruler. As was pointed out in § 468, early governing agents, not daring to trangress inherited usages and regulations, are practically limited to interpreting and enforcing them: their legislative power being exercised only in respect of matters not already prescribed for. Thus of the ancient Egyptians we read:—“It was not on his [the king’s] own will that his occupations depended, but on those rules of duty and propriety which the wisdom of his [II-520] ancestors had framed, with a just regard for the welfare of the king and of his people.” And how persistent is this authority of the sanctified past over the not-yet-sanctified present, we see among ourselves, in the fact that every legislator has to bind himself by oath to maintain certain political arrangements which our ancestors thought good for us.

While the unchangeableness of law, due to its supposed sacred origin, greatly conduces to social order during those early stages in which strong restraints are most needed, there of course results an unadaptiveness which impedes progress when there arise new conditions to be met. Hence come into use those “legal fictions,” by the aid of which nominal obedience is reconciled with actual disobedience. Alike in Roman law and in English law, as pointed out by Sir Henry Maine, legal fictions have been the means of modifying statutes which were transmitted as immutable; and so fitting them to new requirements: thus uniting stability with that plasticity which allows of gradual transformation.

§ 532. Such being the origin and nature of laws, it becomes manifest that the cardinal injunction must be obedience. Conformity to each particular direction pre-supposes allegiance to the authority giving it; and therefore the imperativeness of subordination to this authority is primary.

That direct acts of insubordination, shown in treason and rebellion, stand first in degree of criminality, evidently follows. This truth is seen at the present time in South Africa. “According to a horrible law of the Zulu despots, when a chief is put to death they exterminate also his subjects.” It was illustrated by the ancient Peruvians, among whom “a rebellious city or province was laid waste, and its inhabitants exterminated;” and again by the ancient Mexicans, by whom one guilty of treachery to the king “was put to death, with all his relations to the fourth degree.” A like extension of punishment occurred in past times in Japan, where, when “the offence is committed against the state, [II-521] punishment is inflicted upon the whole race of the offender.” Of efforts thus wholly to extinguish families guilty of disloyalty, the Merovingians yielded an instance: king Guntchram swore that the children of a certain rebel should be destroyed up to the ninth generation. And these examples naturally recall those furnished by Hebrew traditions. When Abraham, treating Jahveh as a terrestrial superior (just as existing Bedouins regard as god the most powerful living ruler known to them), entered into a covenant under which, for territory given, he, Abraham, became a vassal, circumcision was the prescribed badge of subordination; and the sole capital offence named was neglect of circumcision, implying insubordination: Jahveh elsewhere announcing himself as “a jealous god,” and threatening punishment “upon the children unto the third and fourth generation of them that hate me.” And the truth thus variously illustrated, that during stages in which maintenance of authority is most imperative, direct disloyalty is considered the blackest of crimes, we trace down through later stages in such facts as that, in feudal days, so long as the fealty of a vassal was duly manifested, crimes, often grave and numerous, were overlooked.

Less extreme in its flagitiousness than the direct disobedience implied by treason and rebellion, is, of course, the indirect disobedience implied by breach of commands. This, however, where strong rule has been established, is regarded as a serious offence, quite apart from, and much exceeding, that which the forbidden act intrinsically involves. Its greater gravity was distinctly enunciated by the Peruvians, among whom, says Garcilasso, “the most common punishment was death, for they said that a culprit was not punished for the delinquencies he had committed, but for having broken the commandment of the Ynca, who was respected as God.” The like conception meets us in another country where the absolute ruler is regarded as divine. Sir R. Alcock quotes Thunberg to the effect that in Japan, “most crimes are punished with death, a sentence which is inflicted with less [II-522] regard to the magnitude of the crime than to the audacity of the attempt to transgress the hallowed laws of the empire.” And then, beyond the criminality which disobeying the ruler involves, there is the criminality involved by damaging the ruler’s property, where his subjects and their services belong wholly or partly to him. In the same way that maltreating a slave, and thereby making him less valuable, comes to be considered as an aggression on his owner—in the same way that even now among ourselves a father’s ground for proceeding against a seducer is loss of his daughter’s services; so, where the relation of people to monarch is servile, there arises the view that injury done by one person to another, is injury done to the monarch’s property. An extreme form of this view is alleged of Japan, where cutting and maiming of the king’s dependents “becomes wounding the king, or regicide.” And hence the general principle, traceable in European jurisprudence from early days, that a transgression of man against man is punishable mainly, or in large measure, as a transgression against the State. It was thus in ancient Rome: “every one convicted of having broken the public peace, expiated his offence with his life.” An early embodiment of the principle occurs in the Salic law, under which “to the wehrgeld is added, in a great number of cases, . . . the fred, a sum paid to the king or magistrate, in reparation for the violation of public peace;” and in later days, the fine paid to the State absorbed the wehrgeld. Our own history similarly shows us that, as authority extends and strengthens, the guilt of disregarding it takes precedence of intrinsic guilt. “ ‘The king’s peace’ was a privilege which attached to the sovereign’s court and castle, but which he could confer on other places and persons, and which at once raised greatly the penalty of misdeeds committed in regard to them.” Along with the growing check on the right of private revenge for wrongs—along with the increasing subordination of minor and local jurisdictions—along with that strengthening of a central authority which these changes imply, “offences against [II-523] the law become offences against the king, and the crime of disobedience a crime of contempt to be expiated by a special sort of fine.” And we may easily see how, where a ruler gains absolute power, and especially where he has the prestige of divine origin, the guilt of contempt comes to exceed the intrinsic guilt of the forbidden act.

A significant truth may be added. On remembering that Peru, and Japan till lately, above named as countries in which the crime of disobedience to the ruler was considered so great as practically to equalize the flagitiousness of all forbidden acts, had societies in which militant organization, carried to its extreme, assimilated the social government at large to the government of an army; we are reminded that even in societies like our own, there is maintained in the army the doctrine that insubordination is the cardinal offence. Disobedience to orders is penal irrespective of the nature of the orders or the motive for the disobedience; and an act which, considered in itself, is quite innocent, may be visited with death if done in opposition to commands.

While, then, in that enforced conformity to inherited customs which plays the part of law in the earliest stages, we see insisted upon the duty of obedience to ancestors at large, irrespective of the injunctions to be obeyed, which are often trivial or absurd—while in the enforced conformity to special directions given in oracular utterances by priests, or in “themistes,” &c., which form a supplementary source of law, we see insisted upon the duty of obedience, in small things as in great, to certain recognized spirits of the dead, or deities derived from them; we also see that obedience to the edicts of the terrestrial ruler, whatever they may be, becomes, as his power grows, a primary duty.

§ 533. What has been said in the foregoing sections brings out with clearness the truth that rules for the regulation of conduct have four sources. Even in early stages we see that beyond the inherited usages which have a quasi-religious sanction; [II-524] and beyond the special injunctions of deceased leaders, which have a more distinct religious sanction; there is some, though a slight, amount of regulation derived from the will of the predominant man; and there is also the effect, vague but influential, of the aggregate opinion. Not dwelling on the first of these, which is slowly modified by accretions derived from the others, it is observable that in the second we have the germ of the law afterwards distinguished as divine; that in the third we have the germ of the law which gets its sanction from allegiance to the living governor; and that in the fourth we have the germ of the law which eventually becomes recognized as expressing the public will.

Already I have sufficiently illustrated those kinds of laws which originate personally, as commands of a feared invisible ruler and a feared visible ruler. But before going further, it will be well to indicate more distinctly the kind of law which originates impersonally, from the prevailing sentiments and ideas, and which we find clearly shown in rude stages before the other two have become dominant. A few extracts will exhibit it. Schoolcraft says of the Chippewayans—

“Thus, though they have no regular government, as every man is lord in his own family, they are influenced more or less by certain principles which conduce to their general benefit.”

Of the unorganized Shoshones Bancroft writes—

“Every man does as he likes. Private revenge, of course, occasionally overtakes the murderer, or, if the sympathies of the tribe be with the murdered man, he may possibly be publicly executed, but there are no fixed laws for such cases.”

In like manner the same writer tells us of the Haidahs that—

“Crimes have no punishment by law; murder is settled for with relatives of the victim, by death or by the payment of a large sum; and sometimes general or notorious offenders, especially medicine-men, are put to death by an agreement among leading men.”

Even where government is considerably developed, public opinion continues to be an independent source of law. Ellis says that—

“In cases of theft in the Sandwich Islands, those who had been robbed retaliated upon the guilty party, by seizing whatever they could find; [II-525] and this mode of obtaining redress was so supported by public opinion, and the latter, though it might be the stronger party, dare not offer resistance.”

By which facts we are reminded that where central authority and administrative machinery are feeble, the laws thus informally established by aggregate feeling are enforced by making revenge for wrongs a socially-imposed duty; while failure to revenge is made a disgrace, and a consequent danger. In ancient Scandinavia, “a man’s relations and friends who had not revenged his death, would instantly have lost that reputation which constituted their principal security.” So that, obscured as this source of law becomes when the popular element in the triune political structure is entirely subordinated, yet it was originally conspicuous, and never ceases to exist. And now having noted the presence of this, along with the other mingled sources of law, let us observe how the several sources, along with their derived laws, gradually become distinguished.

Recalling the proofs above given that where there has been established a definite political authority, inherited from apotheosized chiefs and made strong by divine sanction, laws of all kinds have a religious character; we have first to note that a differentiation takes place between those regarded as sacred and those recognized as secular. An illustration of this advance is furnished us by the Greeks. Describing the state of things exhibited in the Homeric poems, Grote remarks that “there is no sense of obligation then existing, between man and man as such—and very little between each man and the entire community of which he is a member;” while, at the same time, “the tie which binds a man to his father, his kinsman, his guest, or any special promisee towards whom he has taken the engagement of an oath, is conceived in conjunction with the idea of Zeus, as witness and guarantee:” allegiance to a divinity is the source of obligation. But in historical Athens, “the great impersonal authority called ‘The Laws’ stood out separately, both as [II-526] guide and sanction, distinct from religious duty or private sympathies.” And at the same time there arose the distinction between breach of the sacred law and breach of the secular law: “the murderer came to be considered, first as having sinned against the gods, next as having deeply injured the society, and thus at once as requiring absolution and deserving punishment.” A kindred differentiation early occurred in Rome. Though, during the primitive period, the head of the State, at once king and high priest, and in his latter capacity dressed as a god, was thus the mouth-piece of both sacred law and secular law; yet, afterwards, with the separation of the ecclesiastical and political authorities, came a distinction between breaches of divine ordinances and breaches of human ordinances. In the words of Sir Henry Maine, there were “laws punishing sins. There were also laws punishing torts. The conception of offence against God produced the first class of ordinances; the conception of offence against one’s neighbour produced the second; but the idea of offence against the State or aggregate community did not at first produce a true criminal jurisprudence.” In explanation of the last statement it should, however, be added that since, during the regal period, according to Mommsen, “judicial procedure took the form of a public or a private process, according as the king interposed of his own motion, or only when appealed to by the injured party;” and since “the former course was taken only in cases which involved a breach of the public peace;” it must be inferred that when kingship ceased, there survived the distinction between transgression against the individual and transgression against the State, though the mode of dealing with this last had not, for a time, a definite form. Again, even among the Hebrews, more persistently theocratic as their social system was, we see a considerable amount of this change, at the same time that we are shown one of its causes. The Mishna contains many detailed civil laws; and these manifestly resulted from the [II-527] growing complication of affairs. The instance is one showing us that primitive sacred commands, originating as they do in a comparatively undeveloped state of society, fail to cover the cases which arise as institutions become involved. In respect of these there consequently grow up rules having a known human authority only. By accumulation of such rules, is produced a body of human laws distinct from the divine laws; and the offence of disobeying the one becomes unlike the offence of disobeying the other. Though in Christianized Europe, throughout which the indigenous religions were superseded by an introduced religion, the differentiating process was interfered with; yet, on setting out from the stage at which this introduced religion had acquired that supreme authority proper to indigenous religions, we see that the subsequent changes were of like nature with those above described. Along with that mingling of structures shown in the ecclesiasticism of kings and the secularity of prelates, there went a mingling of political and religious legislation. Gaining supreme power, the Church interpreted sundry civil offences as offences against God; and even those which were left to be dealt with by the magistrate were considered as thus left by divine ordinance. But subsequent evolution brought about stages in which various transgressions, held to be committed against both sacred and secular law, were simultaneously expiated by religious penance and civil punishment; and there followed a separation which, leaving but a small remnant of ecclesiastical offences, brought the rest into the category of offences against the State and against individuals.

And this brings us to the differentiation of equal, if not greater, significance, between those laws which derive their obligation from the will of the governing agency, and those laws which derive their obligation from the consensus of individual interests—between those laws which, having as their direct end the maintenance of authority, only indirectly thereby conduce to social welfare, and those which, directly [II-528] and irrespective of authority, conduce to social welfare: of which last, law, in its modern form, is substantially an elaboration. Already I have pointed out that the kind of law initiated by the consensus of individual interests, precedes the kind of law initiated by political authority. Already I have said that though, as political authority develops, laws acquire the shape of commands, even to the extent that those original principles of social order tacitly recognized at the outset, come to be regarded as obligatory only because personally enacted, yet that the obligation derived from the consensus of individual interests survives, if obscured. And here it remains to show that as the power of the political head declines—as industrialism fosters an increasingly free population—as the third element in the triune political structure, long subordinated, grows again predominant; there again grows predominant this primitive source of law—the consensus of individual interests. We have further to note that in its re-developed form, as in its original form, the kind of law hence arising has a character radically distinguishing it from the kinds of law thus far considered. Both the divine laws and the human laws which originate from personal authority, have inequality as their common essential principle; while the laws which originate impersonally, in the consensus of individual interests, have equality as their essential principle. Evidence is furnished at the very outset. For what is this lex talionis which, in the rudest hordes of men, is not only recognized but enforced by general opinion? Obviously, as enjoining an equalization of injuries or losses, it tacitly assumes equality of claims among the individuals concerned. The principle of requiring “an eye for an eye and a tooth for a tooth,” embodies the primitive idea of justice everywhere: the endeavour to effect an exact balance being sometimes quite curious. Thus we read in Arbousset and Daumas:—

“A Basuto whose son had been wounded on the head with a staff, came to entreat me to deliver up the offender,—‘with the same staff and on the same spot where my son was beaten, will I give a blow on the head of the man who did it.’ ”

[II-529]

A kindred effort to equalize in this literal way, the offence and the expiation, occurs in Abyssinia; where, when the murderer is given over to his victim’s family, “the nearest of kin puts him to death with the same kind of weapon as that with which he had slain their relative.” As the last case shows, this primitive procedure, when it does not assume the form of inflicting injury for injury between individuals, assumes the form of inflicting injury for injury between families or tribes, by taking life for life. With the instances given in § 522 may be joined one from Sumatra.

“When in an affray [between families], there happen to be several persons killed on both sides, the business of justice is only to state the reciprocal losses, in the form of an account current, and order the balance to be discharged if the numbers be unequal.”

And then, from this rude justice which insists on a balancing of losses between families or tribes, it results that so long as their mutual injuries are equalized, it matters not whether the blameable persons are or are not those who suffer; and hence the system of vicarious punishment—hence the fact that vengeance is wreaked on any member of the transgressing family or tribe. Moreover, ramifying in these various ways, the principle applies where not life but property is concerned. Schoolcraft tells us that among the Dakotas, “injury to property is sometimes privately revenged by destroying other property in place thereof;” and among the Araucanians, families pillage one another for the purpose of making their losses alike. The idea survives, though changed in form, when crimes come to be compounded for by gifts or payments. Very early we see arising the alternative between submitting to vengeance or making compensation. Kane says of certain North American races, that “horses or other Indian valuables” were accepted in compensation for murder. With the Dakotas “a present of white wampum,” if accepted, condones the offence. Among the Araucanians, homicides “can screen themselves from punishment by a composition with the relations of the murdered.” Recalling, as these few instances do, the kindred alternatives recognized [II-530] throughout primitive Europe, they also make us aware of a significant difference. For with the rise of class-distinctions in primitive Europe, the rates of compensation, equal among members of each class, had ceased to be equal between members of different classes. Along with the growth of personally-derived law, there had been a departure from the impersonally-derived law as it originally existed.

But now the truth to be noted is that, with the relative weakening of kingly or aristocratic authority and relative strengthening of popular authority, there revives the partially-suppressed kind of law derived from the consensus of individual interests; and the kind of law thus originating tends continually to replace all other law. For the chief business of courts of justice at present, is to enforce, without respect of persons, the principle, recognized before governments arose, that all members of the community, however otherwise distinguished, shall be similarly dealt with when they aggress one upon another. Though the equalization of injuries by retaliation is no longer permitted; and though the government, reserving to itself the punishment of transgressors, does little to enforce restitution or compensation; yet, in pursuance of the doctrine that all men are equal before the law, it has the same punishment for transgressors of every class. And then in respect of unfulfilled contracts or disputed debts, from the important ones tried at Assizes to the trivial ones settled in County Courts, its aim is to maintain the rights and obligations of citizens without regard for wealth or rank. Of course in our transition state the change is incomplete. But the sympathy with individual claims, and the consensus of individual interests accompanying it, lead to an increasing predominance of that kind of law which provides directly for social order; as distinguished from that kind of law which indirectly provides for social order by insisting on obedience to authority, divine or human. With decline of the régime of status and growth of the régime of contract, personally-derived law more and more [II-531] gives place to impersonally-derived law; and this of necessity, since a formulated inequality is implied by the compulsory cooperation of the one, while, by the voluntary cooperation of the other, there is implied a formulated equality.

So that, having first differentiated from the laws of supposed divine origin, the laws of recognized human origin subsequently re-differentiate into those which ostensibly have the will of the ruling agency as their predominant sanction, and those which ostensibly have the aggregate of private interests as their predominant sanction; of which two the last tends, in the course of social evolution, more and more to absorb the first. Necessarily, however, while militancy continues, the absorption remains incomplete; since obedience to a ruling will continues to be in some cases necessary.

§ 534. A right understanding of this matter is so important, that I must be excused for briefly presenting two further aspects of the changes described: one concerning the accompanying sentiments, and the other concerning the accompanying theories.

As laws originate partly in the customs inherited from the undistinguished dead, partly in the special injunctions of the distinguished dead, partly in the average will of the undistinguished living, and partly in the will of the distinguished living, the feelings responding to them, allied though different, are mingled in proportions that vary under diverse circumstances.

According to the nature of the society, one or other sanction predominates; and the sentiment appropriate to it obscures the sentiments appropriate to the others, without, however, obliterating them. Thus in a theocratic society, the crime of murder is punished primarily as a sin against God; but not without there being some consciousness of its criminality as a disobedience to the human ruler who enforces the divine command, as well as an injury to a family, and, by implication, to the community. Where, as among the Bedouins [II-532] or in Sumatra, there is no such supernaturally-derived injunction, and no consequent reprobation of disobedience to it, the loss entailed on the family of the victim is the injury recognized; and, consequently, murder is not distinguished from manslaughter. Again, in Japan and in Peru, unqualified absoluteness of the living ruler is, or was, accompanied by the belief that the criminality of murder consisted primarily in transgression of his commands; though doubtless the establishment of such commands implied, both in ruler and people, some recognition of evil, individual or general, caused by breach of them. In ancient Rome, the consciousness of injury done to the community by murder was decided; and the feeling enlisted on behalf of public order was that which mainly enforced the punishment. And then among ourselves when a murder is committed, the listener to an account of it shudders not mainly because the alleged command of God has been broken, nor mainly because there has been a breach of “the Queen’s peace;” but his strongest feeling of reprobation is that excited by the thought of a life taken away, with which is joined a secondary feeling due to the diminution of social safety which every such act implies. In these different emotions which give to these several sanctions their respective powers, we see the normal concomitants of the social states to which such sanctions are appropriate. More especially we see how that weakening of the sentiments offended by breaches of authority, divine or human, which accompanies growth of the sentiments offended by injuries to individuals and the community, is naturally joined with revival of that kind of law which originate in the consensus of individual interests—the law which was dominant before personal authority grew up, and which again becomes dominant as personal authority declines.

At the same time there goes on a parallel change of theory. Along with a rule predominantly theocratic, there is current a tacit or avowed doctrine, that the acts prescribed or forbidden are made right or wrong solely by divine command; [II-533] and though this doctrine survives through subsequent stages (as it does still in our own religious world), yet belief in it becomes nominal rather than real. Where there has been established an absolute human authority, embodied in a single individual, or, as occasionally, in a few, there comes the theory that law has no other source than the will of this authority: acts are conceived as proper or improper according as they do or do not conform to its dictates. With progress towards a popular form of government, this theory becomes modified to the extent that though the obligation to do this and refrain from that is held to arise from State-enactment; yet the authority which gives this enactment its force is the public desire. Still it is observable that along with a tacit implication that the consensus of individual interests affords the warrant for law, there goes the overt assertion that this warrant is derived from the formulated will of the majority: no question being raised whether this formulated will is or is not congruous with the consensus of individual interests. In this current theory there obviously survives the old idea that there is no other sanction for law than the command of embodied authority; though the authority is now a widely different one.

But this theory, much in favour with “philosophical politicians,” is a transitional theory. The ultimate theory, which it foreshadows, is that the source of legal obligation is the consensus of individual interests itself, and not the will of a majority determined by their opinion concerning it; which may or may not be right. Already, even in legal theory, especially as expounded by French jurists, natural law or law of nature, is recognized as a source of formulated law: the admission being thereby made that, primarily certain individual claims, and secondarily the social welfare furthered by enforcing such claims, furnish a warrant for law, anteceding political authority and its enactments. Already in the qualification of Common Law by Equity, which avowedly proceeds upon the law of “honesty and reason and of nations,” [II-534] there is involved the pre-supposition that, as similarly-constituted beings, men have certain rights in common, maintenance of which, while directly advantageous to them individually, indirectly benefits the community; and that thus the decisions of equity have a sanction independent alike of customary law and parliamentary votes. Already in respect of religious opinions there is practically conceded the right of the individual to disobey the law, even though it expresses the will of a majority. Whatever disapproval there may be of him as a law-breaker, is over-ridden by sympathy with his assertion of freedom of judgment. There is a tacit recognition of a warrant higher than that of State-enactments, whether regal or popular in origin. These ideas and feelings are all significant of progress towards the view, proper to the developed industrial state, that the justification for a law is that it enforces one or other of the conditions to harmonious social cooperation; and that it is unjustified (enacted by no matter how high an authority or how general an opinion) if it traverses these conditions.

And this is tantamount to saying that the impersonally-derived law which revives as personally-derived law declines, and which gives expression to the consensus of individual interests, becomes, in its final form, simply an applied system of ethics—or rather, of that part of ethics which concerns men’s just relations with one another and with the community.

§ 535. Returning from this somewhat parenthetical discussion, we might here enter on the development of laws, not generally but specially; exhibiting them as accumulating in mass, as dividing and sub-dividing in their kinds, as becoming increasingly definite, as growing into coherent and complex systems, as undergoing adaptations to new conditions. But besides occupying too much space, such an exposition would fall outside the lines of our subject. Present requirements are satisfied by the results above set forth, which may be summarized as follows.

[II-535]

Setting out with the truth, illustrated even in the very rudest tribes, that the ideas conveyed, sentiments inculcated, and usages taught, to children by parents who themselves were similarly taught, eventuate in a rigid set of customs; we recognize the fact that at first, as to the last, law is mainly an embodiment of ancestral injunctions.

To the injunctions of the undistinguished dead, which qualified by the public opinion of the living in cases not prescribed for, constitute the code of conduct before any political organization has arisen, there come to be added the injunctions of the distinguished dead, when there have arisen chiefs who, in some measure feared and obeyed during life, after death give origin to ghosts still more feared and obeyed. And when, during that compounding of societies effected by war, such chiefs develop into kings, their remembered commands and the commands supposed to be given by their ghosts, become a sacred code of conduct, partly embodying and partly adding to the code pre-established by custom. The living ruler, able to legislate only in respect of matters unprovided for, is bound by these transmitted commands of the unknown and the known who have passed away; save only in cases where the living ruler is himself regarded as divine, in which cases his injunctions become laws having a like sacredness. Hence the trait common to societies in early stages, that the prescribed rules of conduct of whatever kind have a religious sanction. Sacrificial observances, public duties, moral injunctions, social ceremonies, habits of life, industrial regulations, and even modes of dressing, stand on the same footing.

Maintenance of the unchangeable rules of conduct thus originating, which is requisite for social stability during those stages in which the type of nature is yet but little fitted for harmonious social cooperation, pre-supposes implicit obedience; and hence disobedience becomes the blackest crime. Treason and rebellion, whether against the divine or the human ruler, bring penalties exceeding all others in severity. [II-536] The breaking of a law is punished not because of the intrinsic criminality of the act committed, but because of the implied insubordination. And the disregard of governmental authority continues, through subsequent stages, to constitute, in legal theory, the primary element in a transgression.

In societies that become large and complex, there arise forms of activity and intercourse not provided for in the sacred code; and in respect of these the ruler is free to make regulations. As such regulations accumulate there comes into existence a body of laws of known human origin; and though this acquires an authority due to reverence for the men who made it and the generations which approved it, yet it has not the sacredness of the god-descended body of laws: human law differentiates from divine law. But in societies which remain predominantly militant, these two bodies of laws continue similar in the respect that they have a personally-derived authority. The avowed reason for obeying them is that they express the will of a divine ruler, or the will of a human ruler, or, occasionally, the will of an irresponsible oligarchy.

But with the progress of industrialism and growth of a free population which gradually acquires political power, the humanly-derived law begins to sub-divide; and that part which originates in the consensus of individual interests, begins to dominate over the part which originates in the authority of the ruler. So long as the social type is one organized on the principle of compulsory cooperation, law, having to maintain this compulsory cooperation, must be primarily concerned in regulating status, maintaining inequality, enforcing authority; and can but secondarily consider the individual interests of those forming the mass. But in proportion as the principle of voluntary cooperation more and more characterizes the social type, fulfilment of contracts and implied assertion of equality in men’s rights, become the fundamental requirements, and the consensus of individual interests the chief source of law: such authority [II-537] as law otherwise derived continues to have, being recognized as secondary, and insisted upon only because maintenance of law for its own sake indirectly furthers the general welfare.

Finally, we see that the systems of laws belonging to these successive stages, are severally accompanied by the sentiments and theories appropriate to them; and that the theories at present current, adapted to the existing compromise between militancy and industrialism, are steps towards the ultimate theory, in conformity with which law will have no other justification than that gained by it as maintainer of the conditions to complete life in the associated state.

 


 

[II-538]

CHAPTER XV.

PROPERTY.

§ 536. The fact referred to in § 292, that even intelligent animals display a sense of proprietorship, negatives the belief propounded by some, that individual property was not recognized by primitive men. When we see the claim to exclusive possession understood by a dog, so that he fights in defence of his master’s clothes if left in charge of them, it becomes impossible to suppose that even in their lowest state men were devoid of those ideas and emotions which initiate private ownership. All that may be fairly assumed is that these ideas and sentiments were at first less developed than they have since become.

It is true that in some extremely rude hordes, rights of property are but little respected. Lichtenstein tells us that among the Bushmen, “the weaker, if he would preserve his own life, is obliged to resign to the stronger, his weapons, his wife, and even his children;” and there are some degraded North American tribes in which there is no check on the more powerful who choose to take from the less powerful: their acts are held to be legitimized by success. But absence of the idea of property, and the accompanying sentiment, is no more implied by these forcible appropriations than it is implied by the forcible appropriation which a bigger schoolboy makes of the toy belonging to a less. It is also true that even where force is not used, individual [II-539] claims are in considerable degrees over-ridden or imperfectly maintained. We read of the Chippewayans that “Indian law requires the successful hunter to share the spoils of the chase with all present;” and Hillhouse says of the Arawaks that though individual property is “distinctly marked amongst them,” “yet they are perpetually borrowing and lending, without the least care about payment.” But such instances merely imply that private ownership is at first ill-defined, as we might expect, à priori, that it would be.

Evidently the thoughts and feelings which accompany the act of taking possession, as when an animal clutches its prey, and which at a higher stage of intelligence go along with the grasping of any article indirectly conducing to gratification, are the thoughts and feelings to which the theory of property does but give a precise shape. Evidently the use in legal documents of such expressions as “to have and to hold,” and to be “seized” of a thing, as well as the survival up to comparatively late times of ceremonies in which a portion (rock or soil) of an estate bought, representing the whole, actually passed from hand to hand, point back to this primitive physical basis of ownership. Evidently the developed doctrine of property, accompanying a social state in which men’s acts have to be mutually restrained, is a doctrine which on the one hand asserts the freedom to take and to keep within specified limits, and denies it beyond those limits—gives positiveness to the claim while restricting it. And evidently the increasing definiteness thus given to rights of individual possession, may be expected to show itself first where definition is relatively easy and afterwards where it is less easy. This we shall find that it does.

§ 537. While in early stages it is difficult, not to say impossible, to establish and mark off individual claims to parts of the area wandered over in search of food, it is not difficult to mark off the claims to movable things and to habitations; and these claims we find habitually recognized. The following [II-540] passage from Bancroft concerning certain North American savages, well illustrates the distinction:—

“Captain Cook found among the Ahts very ‘strict notions of their having a right to the exclusive property of everything that their country produces,’ so that they claimed pay for even wood, water, and grass. The limits of tribal property are very clearly defined, but individuals rarely claim any property in land. Houses belong to the men who combine to build them. Private wealth consists of boats and implements for obtaining food, domestic utensils, slaves, and blankets.”

A like condition is shown us by the Comanches:—

“They recognize no distinct right of meum and tuum, except to personal property; holding the territory they occupy, and the game that depastures upon it, as common to all the tribe: the latter is appropriated only by capture.”

And the fact that among these Comanches, as among other peoples, “prisoners of war belong to the captors, and may be sold or released at their will,” further shows that the right of property is asserted where it is easily defined. Of the Brazilian Indians, again, Von Martius tells us that,—

“Huts and utensils are considered as private property; but even with regard to them certain ideas of common possession prevail. The same hut is often occupied by more families than one; and many utensils are the joint property of all the occupants. Scarcely anything is considered strictly as the property of an individual except his arms, accoutrements, pipe, and hammock.”

Dr. Rink’s account of the Esquimaux shows that among them, too, while there is joint ownership of houses made jointly by the families inhabiting them, there is separate ownership of weapons, fishing boats, tools, etc. Thus it is made manifest that private right, completely recognized where recognition of it is easy, is partially recognized where partial recognition only is possible—where the private rights of companions are entangled with it. Instances of other kinds equally prove that among savages claims to possession are habitually marked off when practicable: if not fully, yet partially. Of the Chippewayans “who have no regular government” to make laws or arbitrate, we yet read that,—

“In the former instance [when game is taken in inclosures by a hunting party], the game is divided among those who had been engaged [II-541] in the pursuit of it. In the latter [when taken in private traps] it is considered as private property; nevertheless, any unsuccessful hunter passing by, may take a deer so caught, leaving the head, skin, and saddle, for the owner.”

In cases, still more unlike, but similar in the respect that there exists an obvious connexion between labour expended and benefit achieved, rude peoples re-illustrate this same individualization of property. Burckhardt tells us of the Bedouins that wells “are exclusive property, either of a whole tribe, or of individuals whose ancestors dug the wells.”

Taken together such facts make it indisputable that in early stages, private appropriation, carried to a considerable extent, is not carried further because circumstances render extension of it impracticable.

§ 538. Recognition of this truth at once opens the way to explanation of primitive land-ownership; and elucidates the genesis of those communal and family tenures which have prevailed so widely.

While subsistence on wild food continues, the wandering horde inhabiting a given area, must continue to make joint use of the area; both because no claim can be shown by any member to any portion, and because the marking out of small divisions, if sharing were agreed upon, would be impracticable. Where pastoral life has arisen, ability to drive herds hither and thither within the occupied region is necessary. In the absence of cultivation, cattle and their owners could not survive were each owner restricted to one spot: there is nothing feasible but united possession of a wide tract. And when there comes a transition to the agricultural stage, either directly from the hunting stage or indirectly through the pastoral stage, several causes conspire to prevent, or to check, the growth of private land-ownership.

There is first the traditional usage. Joint ownership continues after circumstances no longer render it imperative, because departure from the sacred example of forefathers is resisted. Sometimes the resistance is insuperable; as with [II-542] the Rechabites and the people of Petra, who by their vow “were not allowed to possess either vineyards or cornfields or houses” but were bound “to continue the nomadic life.” And obviously, where the transition to a settled state is effected, the survival of habits and sentiments established during the nomadic state, must long prevent possession of land by individuals. Moreover, apart from opposing ideas and customs, there are physical difficulties in the way. Even did any member of a pastoral horde which had become partially settled, establish a claim to exclusive possession of one part of the occupied area, little advantage could be gained before there existed the means of keeping out the animals belonging to others. Common use of the greater part of the surface must long continue from mere inability to set up effectual divisions. Only small portions can at first be fenced off. Yet a further reason why land-owning by individuals, and land-owning by families, establish themselves very slowly, is that at first each particular plot has but a temporary value. The soil is soon exhausted; and in the absence of advanced arts of culture become useless. Such tribes as those of the Indian hills show us that primitive cultivators uniformly follow the practice of clearing a tract of ground, raising from it two or three crops, and then abandoning it: the implication being that whatever private claim had arisen, lapses, and the surface, again becoming wild, reverts to the community.

Thus throughout long stages of incipient civilization, the impediments in the way of private land-ownership are great and the incentives to it small. Besides the fact that primitive men, respecting the connexion between effort expended and benefit gained, and therefore respecting the right of property in things made by labour, recognize no claim thus established by an individual to a portion of land; and besides the fact that in the adhesion to inherited usage and the inability effectually to make bounds, there are both moral and physical obstacles to the establishment of any such individual [II-543] monopoly; there is the fact that throughout early stages of settled life, no motive to maintain permanent private possession of land comes into play. Manifestly, therefore, it is not from conscious assertion of any theory, or in pursuance of any deliberate policy, that tribal and communal proprietorship of the areas occupied originate; but simply from the necessities of the case.

Hence the prevalence among unrelated peoples of this public ownership of land, here and there partially qualified by temporary private ownership. Some hunting tribes of North America show us a stage in which even the communal possession is still vague. Concerning the Dakotas Schoolcraft says—

“Each village has a certain district of country they hunt in, but do not object to families of other villages hunting with them. Among the Dacotas, I never knew an instance of blood being shed in any disputes or difficulties on the hunting grounds.”

Similarly of the Comanches, he remarks that “no dispute ever arises between tribes with regard to their hunting grounds, the whole being held in common.” Of the semi-settled and more advanced Iroquois, Morgan tells us that—

“No individual could obtain the absolute title to land, as that was vested by the laws of the Iroquois in all the people; but he could reduce unoccupied lands to cultivation to any extent he pleased; and so long as he continued to use them, his right to their enjoyment was protected and secured.”

Sundry pastoral peoples of South Africa show us the survival of such arrangements under different conditions.

“The land which they [the Bechuanas] inhabit is the common property of the whole tribe, as a pasture for their herds.”

“Being entirely a pastoral people, the Damaras have no notion of permanent habitations. The whole country is considered public property. . . . There is an understanding that he who arrives first at any given locality, is the master of it as long as he chooses to remain there.”

Kaffir custom “does not recognize private property in the soil beyond that of actual possession.”

“No one possesses landed property” [among the Koosas]; “he sows his corn wherever he can find a convenient spot.”

And various of the uncivilized, who are mainly or wholly [II-544] agricultural, exhibit but slight modifications of this usage. Though by the New Zealanders some extra claim of the chief is recognized, yet “all free persons, male and female, constituting the nation, were proprietors of the soil:” there is a qualified proprietorship of land, obtained by cultivation, which does not destroy the proprietorship of the nation or tribe. In Sumatra, cultivation gives temporary ownership but nothing more. We read that the ground “on which a man plants or builds, with the consent of his neighbours, becomes a species of nominal property”; but when the trees which he has planted disappear in the course of nature, “the land reverts to the public.” From a distant region may be cited an instance where the usages, though different in form, involve the same principle. Among the modern Indians of Mexico—

“Only a house-place and a garden are hereditary; the fields belong to the village, and are cultivated every year without anything being paid for rent. A portion of the land is cultivated in common, and the proceeds are devoted to the communal expenses.”

This joint ownership of land, qualified by individual ownership only so far as circumstances and habits make it easy to mark off individual claims, leads to different modes of using the products of the soil, according as convenience dictates. Anderson tells us that in “Damara-land, the carcases of all animals—whether wild or domesticated—are considered public property.” Among the Todas—

“Whilst the land is in each case the property of the village itself, . . . the cattle which graze on it are the private property of individuals, being males. . . . The milk of the entire herd is lodged in the pâlthchi, village dairy, from which each person, male and female, receives for his or her daily consumption; the unconsumed balance being divided, as personal and saleable property, amongst the male members of all ages, in proportion to the number of cattle which each possesses in the herd.”

And then in some cases joint cultivation leads to a kindred system of division.

“When harvest is over,” the Congo people “put all the kidney-beans into one heap, the Indian wheat into another, and so of other grain: then giving the Macolonte [chief] enough for his maintenance, and laying aside what they design for sowing, the rest is divided at so [II-545] much to every cottage, according to the number of people each contains. Then all the women together till and sow the land for a new harvest.”

In Europe an allied arrangement is exhibited by the southern Slavs. “The fruits of agricultural labour are consumed in common, or divided equally among the married couples; but the produce of each man’s industrial labour belongs to him individually.” Further, some of the Swiss allmends show us a partial survival of this system; for besides lands which have become in large measure private, there are “communal vineyards cultivated in common,” and “there are also corn-lands cultivated in the same manner,” and “the fruit of their joint labour forms the basis of the banquets, at which all the members of the commune take part.”

Thus we see that communal ownership and family ownership at first arose and long continued because, in respect of land, no other could well be established. Records of the civilized show that with them in the far past, as at present with the uncivilized, private possession, beginning with movables, extends itself to immovables only under certain conditions. We have evidence of this in the fact named by Mayer, that “the Hebrew language has no expression for ‘landed property;’ ” and again in the fact alleged by Mommsen of the Romans, that “the idea of property was primarily associated not with immovable estate, but with ‘estate in slaves and cattle.’ ” And if, recalling the circumstances of pastoral life, as carried on alike by Semites and Ayrans, we remember that, as before shown, the patriarchal group is a result of it; we may understand how, in passing into the settled state, there would be produced such forms of land-tenure by the clan and the family as, with minor variations, characterized primitive European societies. It becomes comprehensible why among the Romans “in the earliest times, the arable land was cultivated in common, probably by the several clans; each of these tilled its own land, and hereafter distributed the produce among the several households belonging to it.” We are shown that there naturally arose such arrangements as those [II-546] of the ancient Teutonic mark—a territory held “by a primitive settlement of a family or kindred,” each free male member of which had “a right to the enjoyment of the woods, the pastures, the meadow, and the arable land of the mark;” but whose right was “of the nature of usufruct or possession only,” and whose allotted private division became each season common grazing land after the crop had been taken off, while his more permanent holding was limited to his homestead and its immediate surroundings. And we may perceive how the community’s ownership might readily, as circumstances and sentiments determined, result here in an annual use of apportioned tracts, here in a periodic re-partitioning, and here in tenures of more permanent kinds,—still subject to the supreme right of the whole public.

§ 539. Induction and deduction uniting to show, as they do, that at first land is common property, there presents itself the question—How did possession of it become individualized? There can be little doubt as to the general nature of the answer. Force, in one form or other, is the sole cause adequate to make the members of a society yield up their joint claim to the area they inhabit. Such force may be that of an external aggressor or that of an internal aggressor; but in either case it implies militant activity.

The first evidence of this which meets us is that the primitive system of land-ownership has lingered longest where circumstances have been such as either to exclude war or to minimize it. Already I have referred to a still-extant Teutonic mark existing in Drenthe, “surrounded on all sides by marsh and bog,” forming “a kind of island of sand and heath;” and this example, before named as showing the survival of free judicial institutions where free institutions at large survive, simultaneously shows the communal land-ownership which continues while men are unsubordinated. After this typical case may be named one not far distant, and somewhat akin—that, namely, which occurs “in the [II-547] sandy district of the Campine and beyond the Meuse, in the Ardennes region,” where there is great “want of communication:” the implied difficulty of access and the poverty of surface making relatively small the temptation to invade. So that while, says Laveleye, “except in the Ardennes, the lord had succeeded in usurping the eminent domain, without however destroying the inhabitants’ rights of user,” in the Ardennes itself, the primitive communal possession survived. Other cases show that the mountainous character of a locality, rendering subjugation by external or internal force impracticable, furthers maintenance of this primitive institution, as of other primitive institutions. In Switzerland, and especially in its Alpine parts, the allmends above mentioned, which are of the same essential nature as the Teutonic marks, have continued down to the present day. Sundry kindred regions present kindred facts. Ownership of land by family-communities is still to be found “in the hill-districts of Lombardy.” In the poverty-stricken and mountainous portion of Auvergne, as also in the hilly and infertile department of Nièvre, there are still, or recently have been, these original joint-ownerships of land. And the general remark concerning the physical circumstances in which they occur, is that “it is to the wildest and most remote spots that we must go in search of them”—a truth again illustrated “in the small islands of Hœdic and Honat, situated not far from Belle Isle” on the French coast, and also in our own islands of Orkney and Shetland.

Contrariwise, we find that directly by invasion, and indirectly by the chronic resistance to invasion which generates those class-inequalities distinguishing the militant type, there is produced individualization of land-ownership, in one or other form. All the world over, conquest gives a possession that is unlimited because there is no power to dispute it. Along with other spoils of war, the land becomes a spoil; and, according to the nature of the conquering society, is owned wholly by the despotic conqueror, or, partially and in [II-548] dependent ways, by his followers. Of the first result there are many instances. “The kings of Abyssinia are above all laws . . . the land and persons of their subjects are equally their property.” “In Kongo the king hath the sole property of goods and lands, which he can grant away at pleasure.” And § 479 contains sundry other examples of militant societies in which the monarch, otherwise absolute, is absolute possessor of the soil. Of the second result instances were given in § 458; and I may here add some others. Ancient Mexico supplies one.

“Montezuma possessed in most of the villages . . . and especially in those he had conquered, fiefs which he distributed among those called ‘the gallant fellows of Mexico.’ These were men who had distinguished themselves in war.”

Under a more primitive form the like was done in Iceland by the invading Norsemen.

“When a chieftain had taken possession of a district, he allotted to each of the freemen who accompanied him a certain portion of land, erected a temple (hof), and became, as he had been in Norway, the chief, the pontiff, and the judge of the herad.”

But, as was shown when treating of political differentiation, it is not only by external aggressors that the joint possession by all freemen of the area they inhabit is over-ridden. It is over-ridden, also, by those internal aggressors whose power becomes great in proportion as the militancy of the society becomes chronic. With the personal subordination generated by warfare, there goes such subordination of ownership, that lands previously held absolutely by the community, come to be held subject to the claims of the local magnate; until, in course of time, the greater part of the occupied area falls into his exclusive possession, and only a small part continues to be common property.

To complete the statement it must be added that occasionally, though rarely, the passing of land into private hands takes place neither by forcible appropriation, nor by the gradual encroachment of a superior, but by general agreement. Where there exists that form of communal ownership under [II-549] which joint cultivation is replaced by separate cultivation of parts portioned out—where there results from this a system of periodic redistribution, as of old in certain Greek states, as among the ancient Suevi, and as even down to our own times in some of the Swiss allmends; ownership of land by individuals may and does arise from cessation of the redistribution. Says M. de Laveleye concerning the Swiss allmends—“in the work of M. Rowalewsky, we see how the communal lands became private property by the periodic partitioning becoming more and more rare, and finally falling into desuetude.” When not otherwise destroyed, land-owning by the commune tends naturally to end in this way. For besides the inconveniences attendant on re-localization of the members of the commune, positive losses must be entailed by it on many. Out of the whole number, the less skilful and less diligent will have reduced their plots to lower degrees of fertility; and the rest will have a motive for opposing a redistribution which, depriving them of the benefits of past labours, makes over these or parts of them to the relatively unworthy. Evidently this motive is likely, in course of time, to cause refusal to re-divide; and permanent private possession will result.

§ 540. An important factor not yet noticed has cooperated in individualizing property, both movable and fixed; namely, the establishment of measures of quantity and value. Only the rudest balancing of claims can be made before there comes into use appliances for estimating amounts. At the outset, ownership exists only in respect of things actually made or obtained by the labour of the owner; and is therefore narrowly limited in range. But when exchange arises and spreads, first under the indefinite form of barter and then under the definite form of sale and purchase by means of a circulating medium, it becomes easy for ownership to extend itself to other things. Observe how clearly this extension depends on the implied progress of industrialism.

[II-550]

It was pointed out in § 319 that during the pastoral stage, it is impracticable to assign to each member of the family-community, or to each of its dependents, such part of the produce or other property as is proportionate to the value of his labour. Though in the case of Jacob and Laban the bargain made for services was one into which some idea of equivalence entered, yet it was an extremely rude idea; and by no such bargains could numerous transactions, or transactions of smaller kinds, be effected. On asking what must happen when the patriarchal group, becoming settled, assumes one or other enlarged form, we see that reverence for traditional usages, and the necessity of union for mutual defence, conspire to maintain the system of joint production and joint consumption: individualization of property is still hindered. Though under such conditions each person establishes private ownership in respect of things on which he has expended separate labour, or things received in exchange for such products of his separate labour; yet only a small amount of property thus distinguished as private, can be acquired. The greater part of his labour, mixed with that of others, brings returns inseparable from the returns of their labours; and the united returns must therefore be enjoyed in common. But as fast as it becomes safer to dispense with the protection of the family-group; and as fast as increasing commercial intercourse opens careers for those who leave their groups; and as fast as the use of money and measures gives definiteness to exchanges; there come opportunities for accumulating individual possessions, as distinguished from joint possessions. And since among those who labour together and live together, there will inevitably be some who feel restive under the imposed restraints, and also some (usually the same) who feel dissatisfied with the equal sharing among those whose labours are not of equal values; it is inferable that these opportunities will be seized: private ownership will spread at the expense of public ownership. Some illustrations may be given. Speaking of the family-communities of the [II-551] Southern Slavs, mostly in course of dissolution, M. de Laveleye says—

“The family-group was far more capable of defending itself against the severity of Turkish rule than were isolated individuals. Accordingly, it is in this part of the southern Slav district that family communities are best preserved, and still form the basis of social order.”

The influence of commercial activity as conducing to disintegration, is shown by the fact that these family-communities ordinarily hold together only in rural districts.

“In the neighbourhood of the towns the more varied life has weakened the ancient family-sentiment. Many communities have been dissolved, their property divided and sold, and their members have degenerated into mere tenants and proletarians.”

And then the effect of a desire, alike for personal independence and for the exclusive enjoyment of benefits consequent on superiority, is recognized in the remark that these family-communities—

“cannot easily withstand the conditions of a society in which men are striving to improve their own lot, as well as the political and social organization under which they live. . . . Once the desire of self-aggrandisement awakened, man can no longer support the yoke of the zadruga. . . . To live according to his own will, to work for himself alone, to drink from his own cup, is now the end preeminently sought.”

That this cause of disintegration is general, is implied by passages concerning similar communities still existing in the hill-districts of Lombardy—that is, away from the centres of mercantile activity. Growing averse to the control of the house-fathers, the members of these communities say—

“ ‘Why should we and all our belongings remain in subjection to a master? It were far the best for each to work and think for himself.’ As the profits derived from any handicraft form a sort of private peculium, the associates are tempted to enlarge this at the expense of the common revenue.” And then “the craving to live independently carries him away, and he quits the community.”

All which evidence shows that the progress of industrialism is the general cause of this growing individualization of property; for such progress is pre-supposed alike by the greater security which makes it safe to live separately, by the increased [II-552] opportunity for those sales which further the accumulation of a peculium, and by the use of measures of quantity and value: these being implied primarily by such sales, and secondarily by the sale and division of all that has been held in common.

Spread of private ownership, which thus goes along with decay of the system of status and growth of the system of contract, naturally passes on from movable property to fixed property. For when the multiplication of trading transactions has made it possible for each member of a family-community to accumulate a peculium; and when the strengthening desire for individual domestic life has impelled the majority of the community to sell the land which they have jointly inherited; the several portions of it, whether sold to separate members of the body or to strangers, are thus reduced by definite agreement to the form of individual properties; and private ownership of land thereby acquires a character apparently like that of other private ownership. In other ways, too, this result is furthered by developing industrialism. If, omitting as not relevant the cases in which the absolute ruler allows no rights of property, landed or other, to his subjects, we pass to the cases in which a conqueror recognizes a partial ownership of land by those to whom he has parcelled it out on condition of rendering services and paying dues, we see that the private landownership established by militancy is an incomplete one. It has various incompletenesses. The ownership by the suzerain is qualified by the rights he has made over to his vassals; the rights of the vassals are qualified by the conditions of their tenure; and they are further qualified by the claims of serfs and other dependents, who, while bound to specified services, have specified shares of produce. But with the decline of militancy and concomitant disappearance of vassalage, the obligations of the tenure diminish and finally almost lapse out of recognition; while, simultaneously, abolition of serfdom destroys or obscures the other claims which qualified [II-553] private land-ownership. [*] As both changes are accompaniments of a developing industrialism, it follows that in these ways also, the individualization of property in land is furthered by it.

At first sight it seems fairly inferable that the absolute ownership of land by private persons, must be the ultimate state which industrialism brings about. But though industrialism has thus far tended to individualize possession of land, while individualizing all other possession, it may be doubted whether the final stage is at present reached. Ownership established by force does not stand on the same footing as ownership established by contract; and though multiplied sales and purchases, treating the two ownerships in the same way, have tacitly assimilated them, the assimilation may eventually be denied. The analogy furnished by assumed rights of possession over human beings, helps us to recognize this possibility. For while prisoners of war, taken by force and held as property in a vague way (being at first much on a footing with other members of a household), were reduced more definitely to the form of property when the buying and selling of slaves became general; and while it might, centuries ago, have been thence inferred that the ownership of man by man was an ownership in course of being permanently established; yet we see that a later stage of civilization, reversing this process, has destroyed ownership of man by man. Similarly, at a stage still more advanced it may be that private ownership of land will disappear. As that primitive freedom of the individual which existed before war established coercive institutions and personal slavery, comes to be re-established as militancy declines; so it seems possible that the primitive ownership of land by the community, which, with the development of coercive institutions, lapsed in large measure or wholly into private ownership, will [II-554] be revived as industrialism further develops. The régime of contract, at present so far extended that the right of property in movables is recognized only as having arisen by exchange of services or products under agreements, or by gift from those who had acquired it under such agreements, may be further extended so far that the products of the soil will be recognized as property only by virtue of agreements between individuals as tenants and the community as landowner. Even now, among ourselves, private ownership of land is not absolute. In legal theory landowners are directly or indirectly tenants of the Crown (which in our day is equivalent to the State, or, in other wards, the Community); and the Community from time to time resumes possession after making due compensation. Perhaps the right of the Community to the land, thus tacitly asserted, will in time to come be overtly asserted; and acted upon after making full allowance for the accumulated value artificially given.

§ 541. The rise and development of arrangements which fix and regulate private possession, thus admit of tolerably clear delineation.

The desire to appropriate, and to keep that which has been appropriated, lies deep, not in human nature only, but in animal nature: being, indeed, a condition to survival. The consciousness that conflict, and consequent injury, may probably result from the endeavour to take that which is held by another, ever tends to establish and strengthen the custom of leaving each in possession of whatever he has obtained by labour; and this custom takes among primitive men the shape of an overtly-admitted claim.

This claim to private ownership, fully recognized in respect of movables made by the possessor, and fully or partially recognized in respect of game killed on the territory over which members of the community wander, is not recognized in respect of this territory itself, or tracts of it. Property is individualized as far as circumstances allow individual claims [II-555] to be marked off with some definiteness; but it is not individualized in respect of land, because, under the conditions, no individual claims can be shown, or could be effectually marked off were they shown.

With the passage from a nomadic to a settled state, ownership of land by the community becomes qualified by individual ownership; but only to the extent that those who clear and cultivate portions of the surface have undisturbed enjoyment of its produce. Habitually the public claim survives; and either when, after a few crops, the cleared tract is abandoned, or when, after transmission to descendants, it has ceased to be used by them, it reverts to the community. And this system of temporary ownership, congruous with the sentiments and usages inherited from ancestral nomads, is associated also with an undeveloped agriculture: land becoming exhausted after a few years.

Where the patriarchal form of organization has been carried from the pastoral state into the settled state, and, sanctified by tradition, is also maintained for purposes of mutual protection, possession of land partly by the clan and partly by the family, long continues; at the same time that there is separate possession of things produced by separate labour. And while in some cases the communal land-ownership, or family land-ownership, survives, it in other cases yields in various modes and degrees to qualified forms of private ownership, mostly temporary, and subject to supreme ownership by the public.

But war, both by producing class-differentiations within each society, and by effecting the subjugation of one society by another, undermines or destroys communal proprietorship of land; and partly or wholly substitutes for it, either the unqualified proprietorship of an absolute conqueror, or proprietorship by a conqueror qualified by the claims of vassals holding it under certain conditions, while their claims are in turn qualified by those of dependents attached to the soil. That is to say, the system of status which militancy develops, [II-556] involves a graduated ownership of land as it does a graduated ownership of persons.

Complete individualization of ownership is an accompaniment of industrial progress. From the beginning, things identified as products of a man’s own labour are recognized as his; and throughout the course of civilization, communal possession and joint household living, have not excluded the recognition of a peculium obtained by individual effort. Accumulation of movables privately possessed, arising in this way, increases as militancy is restrained by growing industrialism; because this pre-supposes greater facility for disposing of industrial products; because there come along with it measures of quantity and value, furthering exchange; and because the more pacific relations implied render it safer for men to detach themselves from the groups in which they previously kept together for mutual protection. The individualization of ownership, extended and made more definite by trading transactions under contract, eventually affects the ownership of land. Bought and sold by measure and for money, land is assimilated in this respect to the personal property produced by labour; and thus becomes, in the general apprehension, confounded with it. But there is reason to suspect that while private possession of things produced by labour, will grow even more definite and sacred than at present; the inhabited area, which cannot be produced by labour, will eventually be distinguished as something which may not be privately possessed. As the individual, primitively owner of himself, partially or wholly loses ownership of himself during the militant régime, but gradually resumes it as the industrial régime develops; so, possibly, the communal proprietorship of land, partially or wholly merged in the ownership of dominant men during evolution of the militant type, will be resumed as the industrial type becomes fully evolved.

 


 

[II-557]

CHAPTER XVI.

REVENUE.

§ 542. Broadly dividing the products of men’s labours into the part which remains with them for private purposes and the part taken from them for public purposes; and recognizing the truism that the revenue constituted by this last part must increase with the development of the public organization supported by it; we may be prepared for the fact that in early stages of social evolution, nothing answering to revenue exists.

The political head being at first distinguished from other members of the community merely by some personal superiority, his power, often recognized only during war, is, if recognized at other times, so slight as to bring him no material advantage. Habitually in rude tribes he provides for himself as a private man. Sometimes, indeed, instead of gaining by his distinction he loses by it. Among the Dakotas “the civil-chiefs and war-chiefs are distinguished from the rest by their poverty. They generally are poorer clad than any of the rest.” A statement concerning the Abipones shows us why this occasionally happens.

“The cacique has nothing, either in his arms or his clothes, to distinguish him from a common man, except the peculiar oldness and shabbiness of them; for if he appears in the streets with new and handsome apparel, . . . the first person he meets will boldly cry, Give me that dress . . . and unless he immediately parts with it, he becomes the scoff and the scorn of all, and hears himself called covetous.”

Among the Patagonians the burdens entailed by relieving and protecting inferiors, lead to abdication. Many “born [II-558] Caciques refuse to have any vassals; as they cost them dear, and yield but little profit.”

Generally, however, and always where war increases his predominance, the leading warrior begins to be distinguished by wealth accruing to him in sundry ways. The superiority which gains him supremacy, implying as it mostly does greater skill and energy, conduces to accumulation: not uncommonly, as we have seen, (§ 472) the primitive chief is also the rich man. And this possession of much private property grows into a conspicuous attribute when, in the settled state, land held by the community begins to be appropriated by its more powerful members. Rulers habitually become large landowners. In ancient Egypt there were royal lands. Of the primitive Greek king we read that “an ample domain is assigned to him [? taken by him] as an appurtenance of his lofty position.” And among other peoples in later times, we find the monarch owning great estates. The income hence derived, continues to the last to represent that revenue which the political head originally had, when he began to be marked off from the rest only by some personal merit.

Such larger amount of private means as thus usually distinguishes the head man at the outset, augments as successful war, increasing his predominance, brings him an increasing portion of the spoils of conquered peoples. In early stages it is the custom for each warrior to keep whatever he personally takes in battle; while that which is taken jointly is in some cases equally divided. But of course the chief is apt to get an extra share; either by actual capture, or by the willing award of his comrades, or, it may be, by forcible appropriation. And as his power grows, this forcible appropriation is yielded to, sometimes tacitly, sometimes under protest; as we are shown by the central incident in the Iliad. Through later stages his portion of plunder, reserved before division of the remainder among followers, continues to be a source of revenue. And where he becomes absolute, the property taken [II-559] from the vanquished, lessened only by such portions as he gives in reward for services, augments his means of supporting his dependents and maintaining his supremacy.

To these sources of income which may be classed as incidental, is simultaneously added a source which is constant. When predominance of the chief has become so decided that he is feared, he begins to receive propitiatory presents; at first occasionally and afterwards periodically. Already in §§ 369-71, when treating of presents under their ceremonial aspects, I have given illustrations; and many more may be added. Describing the king among the Homeric Greeks, Grote writes—“Moreover he receives frequent presents, to avert his enmity, to conciliate his favour, or to buy off his exactions.” So, too, of the primitive Germans, we are told by Tacitus that “it is the custom of the states to bestow by voluntary and individual contribution on the chiefs, a present of cattle or of grain, which, while accepted as a compliment, supplies their wants.” And gifts to the ruler voluntarily made to obtain good will, or prevent ill will, continue to be a source of revenue until quite late stages. Among ourselves “during the reign of Elizabeth, the custom of presenting New Year’s gifts to the sovereign was carried to an extravagant height;” and even “in the reign of James I. the money gifts seem to have been continued for some time.”

Along with offerings of money and goods there go offerings of labour. Not unfrequently in primitive communities, it is the custom for all to join in building a new house or clearing a plot of ground for one of their number: such benefits being reciprocated. Of course the growing predominance of a political head, results in a more extensive yielding of gratuitous labour for his benefit, in these and other ways. The same motives which prompt gifts to the ruler prompt offers of help to him more than to other persons; and thus the custom of working for him grows into a usage. We read of the village chief among the Guaranis that “his subjects cultivated for [II-560] him his plantation, and he enjoyed certain privileges on division of the spoils of the chase. Otherwise he possessed no marks of distinction.” And the like practice was followed by some historic races during early stages. In ancient Rome it was “the privilege of the king to have his fields tilled by taskwork of the burgesses.”

§ 543. Growth of the regular and definite out of the irregular and indefinite, variously exemplified in the foregoing chapters, is here again exemplified very clearly. For, as already said, it is from propitiatory presents and services, at first spontaneous and incidental, that there eventually come taxes specified in their amounts and times of payment.

It needs but to observe how such a custom as that of making wedding-presents has acquired a partially coercive character, to understand how, when once there begins the practice of seeking the good will of the headman by a gift, this practice is apt to be established. One having gained by it, another follows his example. The more generally the example is followed the greater becomes the disadvantage to those who do not follow it. Until at length all give because none dare stand conspicuous as exceptions. Of course if some repeat the presents upon such occasions as first prompted them, others have to do the like; and at length the periodic obligation becomes so peremptory, that the gift is demanded when it is not offered. In Loango, where presents are expected from all free subjects, “if the king thinks they do not give enough, he sends slaves to their places to take what they have.” Among the Tongans, who from time to time give their king or chief “yams, mats, gnatoo, dried fish, live birds, &c.,” the quantity is determined “generally by the will of each individual, who will always take care to send as much as he can well afford, lest the superior chief should be offended with him, and deprive him of all that he has.” At the present time in Cashmere, at the spring festival, “it is the custom . . . for the Maharajah’s servants to bring him a [II-561] nazar, a present. . . . This has now become so regulated that every one is on these days [festivals] obliged to give from a 10th to a 12th of his monthly pay. . . . The name of each is read from a list, and the amount of his nazar is marked down: those that are absent will have the sum deducted from their pay.” Traces of a like transition are seen in the fact that in ancient times crowns of gold, beginning as gifts made by dependent states to Eastern rulers, and by Roman provinces to generals or pro-consuls, became sums of money demanded as of right; and again in the fact that in our own early history, we read of “exactions called benevolences.”

Similarly with the labour which, at first voluntarily given to the chief, comes, as his power grows, to be compulsory. Here are some illustrations showing stages in the transition.

A Kafir chief “summons the people to cultivate his gardens, reap his crops, and make his fences; but in this, as in other respects, he has to consult the popular will, and hence the manual labour required by the chiefs has always been of very limited duration.”

In the Sandwich Islands, “when a chief wants a house, he requires the labour of all who hold lands under him. . . . Each division of the people has a part of the house allotted by the chief in proportion to its number.”

In ancient Mexico “the personal and common service which furnished the water and wood required every day in the houses of the chiefs, was distributed from day to day among the villages and quarters.”

It was the same in Yucatan: “the whole community did the sowing for the lord, looked after the seed, and harvested what was required for him and his house.”

So in the adjacent regions of Guatemala and San Salvador, “the tribute was paid by means of the cultivation of estates.” And in Madagascar “the whole population is liable to be employed on government work, without remuneration, and for any length of time.”

Occurring among peoples unallied in blood and unlike in their stages of civilization, these facts show the natural growing up of a forced labour system such as that which existed during feudal times throughout Europe, when labour [II-562] was exacted from dependents by local rulers, and became also a form of tribute to the central ruler; as instance the specified number of day’s work which, before the Revolution, had to be given by French peasants to the State under the name of corvée.

After presents freely given have passed into presents expected and finally demanded, and volunteered help has passed into exacted service, the way is open for a further step. Change from the voluntary to the compulsory, accompanied as it necessarily is by specification of the amounts of commodities and work required, is apt to be followed eventually by substitution of money payments. During stages in which there has not arisen a circulating medium, the ruler, local or general, is paid his revenue in kind. In Fiji a chief’s house is supplied with daily food by his dependents; and tribute is paid by the chiefs to the king “in yams, taro, pigs, fowls, native cloth, &c.” In Tahiti, where besides supplies derived from “the hereditary districts of the reigning family,” there were “requisitions made upon the people;” the food was generally brought cooked. In early European societies, too, the expected donations to the ruler continued to be made partly in goods, animals, clothes, and valuables of all kinds, long after money was in use. But the convenience both of giver and receiver prompts commutation, when the values of the presents looked for have become settled. And from kindred causes there also comes, as we have seen in a previous chapter, commutation of military services and commutation of labour services. No matter what its nature, that which was at first spontaneously offered, eventually becomes a definite sum taken, if need be, by force—a tax.

§ 544. At the same time his growing power enables the political head to enforce demands of many other kinds. European histories furnish ample proofs.

Besides more settled sources of revenue, there had, in the early feudal period, been established such others as are typically [II-563] illustrated by a statement concerning the Dukes of Normandy in the 12th century. They profited by escheats (lands reverting to the monarch in default of posterity of the first baron); by guardianships and reliefs; by seizure of the property of deceased prelates, usurers, excommunicated persons, suicides, and certain criminals; and by treasure-trove. They were paid for conceded privileges; and for confirmations of previous concessions. They received bribes when desired to do justice; and were paid fines by those who wished to be maintained in possession of property, or to get liberty to exercise certain rights. In England, under the Norman kings, there were such other sources of revenue as compositions paid by heirs before taking possession; sales of wardships; sales to male heirs of rights to choose their wives; sales of charters to towns, and subsequent re-sales of such charters; sales of permissions to trade; and there was also what was called “moneyage”—a shilling paid every three years by each hearth to induce the king not to debase the coinage. Advantage was taken of every favourable opportunity for making and enforcing a demand; as we see in such facts as that it was customary to mulct a discharged official, and that Richard I. “compelled his father’s servants to repurchase their offices.”

Showing us, as such illustrations do, that these arbitrary seizures and exactions are numerous and heavy in proportion as the power of the ruler is little restrained, the implication is that they reach their extreme where the social organization is typically militant. Evidence that this is so, was given in § 443; and in the next chapter, under another head, we shall meet with more of it.

§ 545. While in the ways named in the foregoing sections, there arise direct taxes, there simultaneously arise, and insensibly diverge, the taxes eventually distinguished as indirect. These begin as demands made on those who have got considerable quantities of commodities exposed in transit, [II-564] or on sale; and of which parts, originally offered as presents, are subsequently seized as dues.

Under other heads I have referred to the familiar fact that travellers among rude peoples make propitiatory gifts; and by frequent recurrence the reception of these generates a claim. Narratives of recent African explorers confirm the statements of Livingstone, who describes the Portuguese traders among the Quanga people as giving largely, because “if they did not secure the friendship of these petty chiefs, many slaves might be stolen with their loads while passing through the forests;” and who says of a Balonda chief that “he seemed to regard these presents as his proper dues, and as a cargo of goods had come by Senhor Pascoal, he entered the house for the purpose of receiving his share.” Various cases show that instead of attempting to take all at the risk of a fight, the head man enters into a compromise under which part is given without a fight; as instance the habitual arrangement with Bedouin tribes, which compound for robbery of travellers by amounts agreed upon; or as instance the mountain Bhils of India, whose chiefs have “seldom much revenue except plunder,” who have officers “to obtain information of unprotected villagers and travellers,” and who claim “a duty on goods passing their hills:” apparently a composition accepted when those who carry the goods are too strong to be robbed without danger. Where the protection of individuals depends mainly on family-organizations and clan-organizations, the subject as well as the stranger, undefended when away from his home, similarly becomes liable to this qualified black mail. Now to the local ruler, now to the central ruler, according to their respective powers, he yields up part of his goods, that possession of the rest may be guaranteed him, and his claims on buyers enforced. This state of things was illustrated in ancient Mexico, where—

“Of all the goods which were brought into the market, a certain portion was paid in tribute to the king, who was on his part obliged to do justice to the merchants, and to protect their property and their persons.”

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We trace the like in the records of early European peoples. Part of the revenue of the primitive Greek king, consisted of “the presents paid for licences to trade”—presents which in all probability were at first portions of the commodities to be sold. At a later period in Greece there obtained a practice that had doubtless descended from this. “To these men [magistrates of markets] a certain toll or tribute was paid by all those who brought anything to sell in the market.” In western Europe indirect taxation had a kindred origin. The trader, at the mercy of the ruler whose territory he entered, had to surrender part of his mechandise in consideration of being allowed to pass. As feudal lords, swooping down from their castles on merchants passing along neighbouring roads or navigable rivers, took by force portions of what they had, when they did not take all; so their suzerains laid hands on what they pleased of cargoes entering their ports or passing their frontiers: their shares gradually becoming defined by precedent. In England, though there is no clear proof that the two tuns which the king took from wine-laden ships (wine being then the chief import) was originally an unqualified seizure; yet, since this quantity was called “the king’s prisage” we have good reason for suspecting that it was so; and that though, afterwards, the king’s officer gave something in return, this, being at his option, was but nominal. The very name “customs,” eventually applied to commuted payments on imports, points back to a preceding time when this yielding up of portions of cargoes had become established by usage. Confirmation of this inference is furnished by the fact that internal traders were thus dealt with. So late as 1309 it was complained “that the officers appointed to take articles for the king’s use in fairs and markets, took more than they ought, and made a profit of the surplus.”

Speaking generally of indirect taxes, we may say that arising when the power of the ruler becomes sufficient to change gifts into exactions, they at first differ from other [II-566] exactions simply in this, that they are enforced on occasions when the subject is more than usually at the ruler’s mercy; either because he is exposing commodities for sale where they can be easily found and a share taken; or because he is transferring them from one part of the territory to another, and can be readily stopped and a portion demanded; or because he is bringing commodities into the territory, and can have them laid hands on at one of the few places of convenient entrance. The shares appropriated by the ruler, originally in kind, are early commuted into money where the commodities are such as, by reason of quantity or distance, he cannot consume: instance the load-penny payable at the pit’s mouth on each waggon-load to the old English kings. And the claim comes to be similarly commuted in other cases, as fast as increasing trade brings a more abundant circulating medium, and a greater quantity of produced and imported commodities; the demanded portions of which it becomes more difficult to transport and to utilize.

§ 546. No great advantage would be gained by here going into details. The foregoing general facts appear to be all that it is needful for us to note.

From the outset the growth of revenue has, like that growth of the political headship which it accompanies, been directly or indirectly a result of war. The property of conquered enemies, at first goods, cattle, prisoners, and at a later stage, land, coming in larger share to the leading warrior, increases his predominance. To secure his good will, which it is now important to do, propitiatory presents and help in labour are given; and these, as his power further grows, become periodic and compulsory. Making him more despotic at the same time that it augments his kingdom, continuance of this process increases his ability to enforce contributions, alike from his original subjects and from tributaries; while the necessity for supplies, now to defend his kingdom, now to invade adjacent kingdoms, is ever made the plea for [II-567] increasing his demands of established kinds and for making new ones. Under stress of the alleged needs, portions of their goods are taken from subjects whenever they are exposed to view for purposes of exchange. And as the primitive presents of property and labour, once voluntary and variable, but becoming compulsory and periodic, are eventually commuted into direct taxes; so these portions of the trader’s goods which were originally given for permission to trade and then seized as of right, come eventually to be transformed into percentages of value paid as tolls and duties.

But to the last as at first, and under free governments as under despotic ones, war continues to be the usual reason for imposing new taxes or increasing old ones; at the same time that the coercive organization in past times developed by war, continues to be the means of exacting them.

 


 

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CHAPTER XVII.

THE MILITANT TYPE OF SOCIETY.

§ 547. Preceding chapters have prepared the way for framing conceptions of the two fundamentally-unlike kinds of political organization, proper to the militant life and the industrial life, respectively. It will be instructive here to arrange in coherent order, those traits of the militant type already incidentally marked, and to join with them various dependent traits; and in the next chapter to deal in like manner with the traits of the industrial type.

During social evolution there has habitually been a mingling of the two. But we shall find that, alike in theory and in fact, it is possible to trace with due clearness those opposite characters which distinguish them in their respective complete developments. Especially is the nature of the organization which accompanies chronic militancy, capable of being inferred à priori and proved à posteriori to exist in numerous cases. While the nature of the organization accompanying pure industrialism, of which at present we have little experience, will be made clear by contrast; and such illustrations as exist of progress towards it will become recognizable.

Two liabilities to error must be guarded against. We have to deal with societies compounded and re-compounded in various degrees; and we have to deal with societies which, differing in their stages of culture, have their structures elaborated to different extents. We shall be misled, therefore, unless our comparisons are such as take account of unlikenesses in size and in civilization. Clearly, characteristics of the militant type which admit of being displayed by a vast [II-569] nation, may not admit of being displayed by a horde of savages, though this is equally militant. Moreover, as institutions take long to acquire their finished forms, it is not to be expected that all militant societies will display the organization appropriate to them in its completeness. Rather may we expect that in most cases it will be incompletely displayed.

In face of these difficulties the best course will be to consider, first, what are the several traits which of necessity militancy tends to produce; and then to observe how far these traits are conjointly shown in past and present nations distinguished by militancy. Having contemplated the society ideally organized for war, we shall be prepared to recognize in real societies the characters which war has brought about.

§ 548. For preserving its corporate life, a society is impelled to corporate action; and the preservation of its corporate life is the more probable in proportion as its corporate action is the more complete. For purposes of offence and defence, the forces of individuals have to be combined; and where every individual contributes his force, the probability of success is greatest. Numbers, natures, and circumstances being equal, it is clear that of two tribes or two larger societies, one of which unites the actions of all its capable members while the other does not, the first will ordinarily be the victor. There must be an habitual survival of communities in which militant cooperation is universal.

This proposition is almost a truism. But it is needful here, as a preliminary, consciously to recognize the truth that the social structure evolved by chronic militancy, is one in which all men fit for fighting act in concert against other societies. Such further actions as they carry on they can carry on separately; but this action they must carry on jointly.

§ 549. A society’s power of self-preservation will be great in proportion as, besides the direct aid of all who can fight, [II-570] there is given the indirect aid of all who cannot fight. Supposing them otherwise similar, those communities will survive in which the efforts of combatants are in the greatest degree seconded by those of non-combatants. In a purely militant society, therefore, individuals who do not bear arms have to spend their lives in furthering the maintenance of those who do. Whether, as happens at first, the non-combatants are exclusively the women; or whether, as happens later, the class includes enslaved captives; or whether, as happens later still, it includes serfs; the implication is the same. For if, of two societies equal in other respects, the first wholly subordinates its workers in this way, while the workers in the second are allowed to retain for themselves the produce of their labour, or more of it than is needful for maintaining them; then, in the second, the warriors, not otherwise supported, or supported less fully than they might else be, will have partially to support themselves, and will be so much the less available for war purposes. Hence in the struggle for existence between such societies, it must usually happen that the first will vanquish the second. The social type produced by survival of the fittest, will be one in which the fighting part includes all who can bear arms and be trusted with arms, while the remaining part serves simply as a permanent commissariat.

An obvious implication, of a significance to be hereafter pointed out, is that the non-combatant part, occupied in supporting the combatant part, cannot with advantage to the self-preserving power of the society increase beyond the limit at which it efficiently fulfils its purpose. For, otherwise, some who might be fighters are superfluous workers; and the fighting power of the society is made less than it might be. Hence, in the militant type, the tendency is for the body of warriors to bear the largest practicable ratio to the body of workers.

§ 550. Given two societies of which the members are all [II-571] either warriors or those who supply the needs of warriors, and, other things equal, supremacy will be gained by that in which the efforts of all are most effectually combined. In open warfare joint action triumphs over individual action. Military history is a history of the successes of men trained to move and fight in concert.

Not only must there be in the fighting part a combination such that the powers of its units may be concentrated, but there must be a combination of the subservient part with it. If the two are so separated that they can act independently, the needs of the fighting part will not be adequately met. If to be cut off from a temporary base of operations is dangerous, still more dangerous is it to be cut off from the permanent base of operations; namely, that constituted by the body of non-combatants. This has to be so connected with the body of combatants that its services may be fully available. Evidently, therefore, development of the militant type involves a close binding of the society into a whole. As the loose group of savages yields to the solid phalanx, so, other things equal, must the society of which the parts are but feebly held together, yield to one in which they are held together by strong bonds.

§ 551. But in proportion as men are compelled to cooperate, their self-prompted actions are restrained. By as much as the unit becomes merged in the mass, by so much does he lose his individuality as a unit. And this leads us to note the several ways in which evolution of the militant type entails subordination of the citizen.

His life is not his own, but is at the disposal of his society. So long as he remains capable of bearing arms he has no alternative but to fight when called on; and, where militancy is extreme, he cannot return as a vanquished man under penalty of death.

Of course, with this there goes possession of such liberty only as military obligations allow. He is free to pursue his [II-572] private ends only when the tribe or nation has no need of him; and when it has need of him, his actions from hour to hour must conform, not to his own will but to the public will.

So, too, with his property. Whether, as in many cases, what he holds as private he so holds by permission only, or whether private ownership is recognized, it remains true that in the last resort he is obliged to surrender whatever is demanded for the community’s use.

Briefly, then, under the militant type the individual is owned by the State. While preservation of the society is the primary end, preservation of each member is a secondary end—an end cared for chiefly as subserving the primary end.

§ 552. Fulfilment of these requirements, that there shall be complete corporate action, that to this end the non-combatant part shall be occupied in providing for the combatant part, that the entire aggregate shall be strongly bound together, and that the units composing it must have their individualities in life, liberty, and property, thereby subordinated, presupposes a coercive instrumentality. No such union for corporate action can be achieved without a powerful controlling agency. On remembering the fatal results caused by division of counsels in war, or by separation into factions in face of an enemy, we see that chronic militancy tends to develop a despotism; since, other things equal, those societies will habitually survive in which, by its aid, the corporate action is made complete.

And this involves a system of centralization. The trait made familiar to us by an army, in which, under a commander-in-chief there are secondary commanders over large masses, and under these tertiary ones over smaller masses, and so on down to the ultimate divisions, must characterize the social organization at large. A militant society requires a regulative structure of this kind, since, otherwise, its [II-573] corporate action cannot be made most effectual. Without such grades of governing centres diffused throughout the non-combatant part as well as the combatant part, the entire forces of the aggregate cannot be promptly put forth. Unless the workers are under a control akin to that which the fighters are under, their indirect aid cannot be insured in full amount and with due quickness.

And this is the form of a society characterized by status—a society, the members of which stand one towards another in successive grades of subordination. From the despot down to the slave, all are masters of those below and subjects of those above. The relation of the child to the father, of the father to some superior, and so on up to the absolute head, is one in which the individal of lower status is at the mercy of one of higher status.

§ 553. Otherwise described, the process of militant organization is a process of regimentation, which, primarily taking place in the army, secondarily affects the whole community.

The first indication of this we trace in the fact everywhere visible, that the military head grows into a civil head—usually at once, and, in exceptional cases, at last, if militancy continues. Beginning as leader in war he becomes ruler in peace; and such regulative policy as he pursues in the one sphere, he pursues, so far as conditions permit, in the other. Being, as the non-combatant part is, a permanent commissariat, the principle of graduated subordination is extended to it. Its members come to be directed in a way like that in which the warriors are directed—not literally, since by dispersion of the one and concentration of the other exact parallelism is prevented; but, nevertheless, similarly in principle. Labour is carried on under coercion; and supervision spreads everywhere.

To suppose that a despotic military head, daily maintaining [II-574] regimental control in conformity with inherited traditions, will not impose on the producing classes a kindred control, is to suppose in him sentiments and ideas entirely foreign to his circumstances.

§ 554. The nature of the militant form of government will be further elucidated on observing that it is both positively regulative and negatively regulative. It does not simply restrain; it also enforces. Besides telling the individual what he shall not do, it tells him what he shall do.

That the government of an army is thus characterised needs no showing. Indeed, commands of the positive kind given to the soldier are more important than those of the negative kind: fighting is done under the one, while order is maintained under the other. But here it chiefly concerns us to note that not only the control of military life but also the control of civil life, is, under the militant type of government, thus characterized. There are two ways in which the ruling power may deal with the private individual. It may simply limit his activities to those which he can carry on without aggression, direct or indirect, upon others; in which case its action is negatively regulative. Or, besides doing this, it may prescribe the how, and the where, and the when, of his activities—may force him to do things which he would not spontaneously do—may direct in greater or less detail his mode of living; in which case its action is positively regulative. Under the militant type this positively regulative action is widespread and peremptory. The civilian is in a condition as much like that of the soldier as difference of occupation permits.

And this is another way of expressing the truth that the fundamental principle of the militant type is compulsory co-operation. While this is obviously the principle on which the members of the combatant body act, it no less certainly must be the principle acted on throughout the non-combatant body, if military efficiency is to be great; since, otherwise, [II-575] the aid which the non-combatant body has to furnish cannot be insured.

§ 555. That binding together by which the units of a militant society are made into an efficient fighting structure, tends to fix the position of each in rank, in occupation, and in locality.

In a graduated regulative organization there is resistance to change from a lower to a higher grade. Such change is made difficult by lack of the possessions needed for filling superior positions; and it is made difficult by the opposition of those who already fill them, and can hold inferiors down. Preventing intrusion from below, these transmit their respective places and ranks to their descendants; and as the principle of inheritance becomes settled, the rigidity of the social structure becomes decided. Only where an “egalitarian despotism” reduces all subjects to the same political status—a condition of decay rather than of development—does the converse state arise.

The principle of inheritance, becoming established in respect of the classes which militancy originates, and fixing the general functions of their members from generation to generation, tends eventually to fix also their special functions. Not only do men of the slave-classes and the artizan-classes succeed to their respective ranks, but they succeed to the particular occupations carried on in them. This, which is a result of the tendency towards regimentation, is ascribable primarily to the fact that a superior, requiring from each kind of worker his particular product, has an interest in replacing him at death by a capable successor; while the worker, prompted to get aid in executing his tasks, has an interest in bringing up a son to his own occupation: the will of the son being powerless against these conspiring interests. Under the system of compulsory cooperation, therefore, the principle of inheritance, spreading through the producing organization, causes a relative rigidity in this also.

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A kindred effect is shown in the entailed restraints on movement from place to place. In proportion as the individual is subordinated in life, liberty, and property, to his society, it is needful that his whereabouts shall be constantly known. Obviously the relation of the soldier to his officer, and of this officer to his superior, is such that each must be ever at hand; and where the militant type is fully developed the like holds throughout the society. The slave cannot leave his appointed abode; the serf is tied to his allotment; the master is not allowed to absent himself from his locality without leave.

So that the corporate action, the combination, the cohesion, the regimentation, which efficient militancy necessitates, imply a structure which strongly resists change.

§ 556. A further trait of the militant type, naturally accompanying the last, is that organizations other than those forming parts of the State-organization, are wholly or partially repressed. The public combination occupying all fields, excludes private combinations.

For the achievement of complete corporate action there must, as we have seen, be a centralized administration, not only throughout the combatant part but throughout the non-combatant part; and if there exist unions of citizens which act independently, they in so far diminish the range of this centralized administration. Any structures which are not portions of the State-structure, serve more or less as limitations to it, and stand in the way of the required unlimited subordination. If private combinations are allowed to exist, it will be on condition of submitting to an official regulation such as greatly restrains independent action; and since private combinations officially regulated are inevitably hindered from doing things not conforming to established routine, and are thus debarred from improvement, they cannot habitually thrive and grow. Obviously, indeed, such combinations, based on the principle of voluntary cooperation, [II-577] are incongruous with social arrangements based on the principle of compulsory cooperation. Hence the militant type is characterized by the absence, or comparative rarity, of bodies of citizens associated for commercial purposes, for propagating special religious views, for achieving philanthropic ends, &c.

Private combinations of one kind, however, are congruous with the militant type—the combinations, namely, which are formed for minor defensive or offensive purposes. We have, as examples, those which constitute factions, very general in militant societies; those which belong to the same class as primitive guilds, serving for mutual protection; and those which take the shape of secret societies. Of such bodies it may be noted that they fulfil on a small scale ends like those which the whole society fulfils on a large scale—the ends of self-preservation, or aggression, or both. And it may be further noted that these small included societies are organized on the same principle as the large including society—the principle of compulsory cooperation. Their governments are coercive: in some cases even to the extent of killing those of their members who are disobedient.

§ 557. A remaining fact to be set down is that a society of the militant type tends to evolve a self-sufficient sustaining organization. With its political autonomy there goes what we may call an economic autonomy. Evidently if it carries on frequent wars against surrounding societies, its commercial intercourse with them must be hindered or prevented: exchange of commodities can go on to but a small extent between those who are continually fighting. A militant society must, therefore, to the greatest degree practicable, provide internally the supplies of all articles needful for carrying on the lives of its members. Such an economic state as that which existed during early feudal times, when, as in France, “the castles made almost all the articles used in them,” is a state evidently entailed on groups, small or [II-578] large, which are in constant antagonism with surrounding groups. If there does not already exist within any group so circumstanced, an agency for producing some necessary article, inability to obtain it from without will lead to the establishment of an agency for obtaining it within.

Whence it follows that the desire “not to be dependent on foreigners” is one appropriate to the militant type of society. So long as there is constant danger that the supplies of needful things derived from other countries will be cut off by the breaking out of hostilities, it is imperative that there shall be maintained a power of producing these supplies at home, and that to this end the required structures shall be maintained. Hence there is a manifest direct relation between militant activities and a protectionist policy.

§ 558. And now having observed the traits which may be expected to establish themselves by survival of the fittest during the struggle for existence among societies, let us observe how these traits are displayed in actual societies, similar in respect of their militancy but otherwise dissimilar.

Of course in small primitive groups, however warlike they may be, we must not look for more than rude outlines of the structure proper to the militant type. Being loosely aggregated, definite arrangement of their parts can be carried but to a small extent. Still, so far as it goes, the evidence is to the point. The fact that habitually the fighting body is coextensive with the adult male population, is so familiar that no illustrations are needed. An equally familiar fact is that the women, occupying a servile position, do all the unskilled labour and bear the burdens; with which may be joined the fact that not unfrequently during war they carry the supplies, as in Asia among the Bhils and Khonds, as in Polynesia among the new Caledonians and Sandwich Islanders, as in America among the Comanches, Mundrucus, Patagonians: their office as forming the permanent commissariat being thus clearly shown. We see, too, that where the enslaving of [II-579] captives has arisen, these also serve to support and aid the combatant class; acting during peace as producers and during war joining the women in attendance on the army, as among the New Zealanders, or, as among the Malagasy, being then exclusively the carriers of provisions, &c. Again, in these first stages, as in later stages, we are shown that private claims are, in the militant type, over-ridden by public claims. The life of each man is held subject to the needs of the group; and, by implication, his freedom of action is similarly held. So, too, with his goods; as instance the remark made of the Brazilian Indians, that personal property, recognized but to a limited extent during peace, is scarcely at all recognized during war; and as instance Hearne’s statement concerning certain hyperborean tribes of North America when about to make war, that “property of every kind that could be of general use now ceased to be private.” To which add the cardinal truth, once more to be repeated, that where no political subordination exists war initiates it. Tacitly or overtly a chief is temporarily acknowledged; and he gains permanent power if war continues. From these beginnings of the militant type which small groups show us, let us pass to its developed forms as shown in larger groups.

“The army, or what is nearly synonymous, the nation of Dahome,” to quote Burton’s words, furnishes us with a good example: the excessive militancy being indicated by the fact that the royal bedroom is paved with skulls of enemies. Here the king is absolute, and is regarded as supernatural in character—he is the “spirit;” and of course he is the religious head—he ordains the priests. He absorbs in himself all powers and all rights: “by the state-law of Dahome . . . all men are slaves to the king.” He “is heir to all his subjects;” and he takes from living subjects whatever he likes. When we add that there is a frequent killing of victims to carry messages to the other world, as well as occasions on which numbers are sacrificed to supply deceased kings with attendants, we are shown that life, liberty, and property, are [II-580] at the entire disposal of the State as represented by its head. In both the civil and military organizations, the centres and sub-centres of control are numerous. Names, very generally given by the king and replacing surnames, change “with every rank of the holder;” and so detailed is the regimentation that “the dignities seem interminable.” There are numerous sumptuary laws; and, according to Waitz, no one wears any other clothing or weapons than what the king gives him or allows him. Under penalty of slavery or death, “no man must alter the construction of his house, sit upon a chair, or be carried on a hammock, or drink out of a glass,” without permission of the king.

The ancient Peruvian empire, gradually established by the conquering Yncas, may next be instanced. Here the ruler, divinely descended, sacred, absolute, was the centre of a system which minutely controlled all life. His headship was at once military, political, ecclesiastical, judicial; and the entire nation was composed of those who, in the capacity of soldiers, labourers, and officials, were slaves to him and his deified ancestors. Military service was obligatory on all taxable Indians who were capable; and those of them who had served their prescribed terms, formed into reserves, had then to work under State-superintendence. The army having heads over groups of ten, fifty, a hundred, five hundred, a thousand, ten thousand, had, besides these, its superior commanders of Ynca blood. The community at large was subject to a parallel regimentation: the inhabitants registered in groups, being under the control of officers over tens, fifties, hundreds, and so on. And through these successive grades of centres, reports ascended to the Ynca-governors of great divisions, passing on from them to the Ynca; while his orders descended “from rank to rank till they reached the lowest.” There was an ecclesiastical organization similarly elaborate, having, for example, five classes of diviners; and there was an organization of spies to examine and report upon the doings of the other officers. Everything was under public [II-581] inspection. There were village-officers who overlooked the ploughing, sowing, and harvesting. When there was a deficiency of rain, measured quantities of water were supplied by the State. All who travelled without authority were punished as vagabonds; but for those who were authorized to travel for public purposes, there were establishments supplying lodging and necessaries. “It was the duty of the decurions to see that the people were clothed;” and the kinds of cloth, decorations, badges, &c., to be worn by the different ranks were prescribed. Besides this regulation of external life there was regulation of domestic life. The people were required to “dine and sup with open doors, that the judges might be able to enter freely;” and these judges had to see that the house, clothes, furniture, &c., were kept clean and in order, and the children properly disciplined: those who mismanaged their houses being flogged. Subject to this minute control, the people laboured to support this elaborate State-organization. The political, religious, and military classes were exempt from tribute; while the labouring classes when not serving in the army, had to yield up all produce beyond that required for their bare sustenance. Of the whole empire, one-third was allotted for supporting the State, one-third for supporting the priesthood who ministered to the manes of ancestors, and the remaining third had to support the workers. Besides giving tribute by tilling the lands of the Sun and the King, the workers had to till the lands of the soldiers on duty, as well as those of incapables. And they also had to pay tribute of clothes, shoes, and arms. Of the lands on which the people maintained themselves, a tract was apportioned to each man according to the size of his family. Similarly with the produce of the flocks. Such moiety of this in each district as was not required for supplying public needs, was periodically shorn, and the wool divided by officials. These arrangements were in pursuance of the principle that “the private property of each man was held by favour of the Ynca, and according to their laws he had no other title to [II-582] it.” Thus the people, completely possessed by the State in person, property, and labour, transplanted to this or that locality as the Ynca directed, and, when not serving as soldiers, living under a discipline like that within the army, were units in a centralized regimented machine, moved throughout life to the greatest practicable extent by the Ynca’s will, and to the least practicable extent by their own wills. And, naturally, along with militant organization thus carried to its ideal limit, there went an almost entire absence of any other organization. They had no money; “they neither sold clothes, nor houses, nor estates;” and trade was represented among them by scarcely anything more than some bartering of articles of food.

So far as accounts of it show, ancient Egypt presented phenomena allied in their general, if not in their special, characters. Its predominant militancy during remote unrecorded times, is sufficiently implied by the vast population of slaves who toiled to build the pyramids; and its subsequent continued militancy we are shown alike by the boasting records of its kings, and the delineations of their triumphs on its temple-walls. Along with this form of activity we have, as before, the god-descended ruler, limited in his powers only by the usages transmitted from his divine ancestors, who was at once political head, high priest, and commander-in-chief. Under him was a centralized organization, of which the civil part was arranged in classes and sub-classes as definite as were those of the militant part. Of the four great social divisions—priests, soldiers, traders, and common people, beneath whom came the slaves—the first contained more than a score different orders; the second, some half-dozen beyond those constituted by military grades; the third, nearly a dozen; and the fourth, a still greater number. Though within the ruling classes the castes were not so rigorously defined as to prevent change of function in successive generations, yet Herodotus and Diodorus state that industrial occupations descended from father to son: “every particular trade and manufacture [II-583] was carried on by its own craftsmen, and none changed from one trade to another.” How elaborate was the regimentation may be judged from the detailed account of the staff of officers and workers engaged in one of their vast quarries: the numbers and kinds of functionaries paralleling those of an army. To support this highly-developed regulative organization, civil, military, and sacerdotal (an organization which held exclusive possession of the land) the lower classes laboured. “Overseers were set over the wretched people, who were urged to hard work more by the punishment of the stick than words of warning.” And whether or not official oversight included domiciliary visits, it at any rate went to the extent of taking note of each family. “Every man was required under pain of death to give an account to the magistrate of how he earned his livelihood.”

Take, now, another ancient society, which, strongly contrasted in sundry respects, shows us, along with habitual militancy, the assumption of structural traits allied in their fundamental characters to those thus far observed. I refer to Sparta. That warfare did not among the Spartans evolve a single despotic head, while in part due to causes which, as before shown, favour the development of compound political heads, was largely due to the accident of their double kingship: the presence of two divinely-descended chiefs prevented the concentration of power. But though from this cause there continued an imperfectly centralized government, the relation of this government to members of the community was substantially like that of militant governments in general. Notwithstanding the serfdom, and in towns the slavery, of the Helots, and notwithstanding the political subordination of the Periœki, they all, in common with the Spartans proper, were under obligation to military service: the working function of the first, and the trading function, so far as it existed, which was carried on by the second, were subordinate to the militant function, with which the third was exclusively occupied. And the civil divisions thus marked re-appeared in [II-584] the military divisions: “at the battle of Platæa every Spartan hoplite had seven Helots, and every Periœki hoplite one Helot to attend him.” The extent to which, by the daily military discipline, prescribed military mess, and fixed contributions of food, the individual life of the Spartan was subordinated to public demands, from seven years upwards, needs mention only to show the rigidity of the restraints which here, as elsewhere, the militant type imposes—restraints which were further shown in the prescribed age for marriage, the prevention of domestic life, the forbidding of industry or any money-seeking occupation, the interdict on going abroad without leave, and the authorized censorship under which his days and nights were passed. There was fully carried out in Sparta the Greek theory of society, that “the citizen belongs neither to himself nor to his family, but to his city.” So that though in this exceptional case, chronic militancy was prevented from developing a supreme head, owning the individual citizen in body and estate, yet it developed an essentially identical relation between the community as a whole and its units. The community, exercising its power through a compound head instead of through a simple head, completely enslaved the individual. While the lives and labours of the Helots were devoted exclusively to the support of those who formed the military organization, the lives and labours of those who formed the military organization were exclusively devoted to the service of the State: they were slaves with a difference.

Of modern illustrations, that furnished by Russia will suffice. Here, again, with the wars which effected conquests and consolidations, came the development of the victorious commander into the absolute ruler, who, if not divine by alleged origin, yet acquired something like divine prestige. “All men are equal before God, and the Russians’ God is the Emperor,” says De Custine: “the supreme governor is so raised above earth, that he sees no difference between the serf and the lord.” Under the stress of Peter the Great’s wars, which, as the nobles complained, took them away from [II-585] their homes, “not, as formerly, for a single campaign, but for long years,” they became “servants of the State, without privileges, without dignity, subjected to corporal punishment, and burdened with onerous duties from which there was no escape.” “Any noble who refused to serve [‘the State in the Army, the Fleet, or the Civil Administration, from boyhood to old age,’] was not only deprived of his estate, as in the old times, but was declared to be a traitor, and might be condemned to capital punishment.” “Under Peter,” says Wallace, “all offices, civil and military,” were “arranged in fourteen classes or ranks;” and he “defined the obligations of each with microscopic minuteness. After his death the work was carried on in the same spirit, and the tendency reached its climax in the reign of Nicholas.” In the words of De Custine, “the tchinn [the name for this organization] is a nation formed into a regiment; it is the military system applied to all classes of society, even to those who never go to war.” With this universal regimentation in structure went a regimental discipline. The conduct of life was dictated to the citizens at large in the same way as to soldiers. In the reign of Peter and his successors, domestic entertainments were appointed and regulated; the people were compelled to change their costumes; the clergy to cut off their beards; and even the harnessing of horses was according to pattern. Occupations were controlled to the extent that “no boyard could enter any profession, or forsake it when embraced, or retire from public to private life, or dispose of his property, or travel into any foreign country, without the permission of the Czar.” This omnipresent rule is well expressed in the close of certain rhymes, for which a military officer was sent to Siberia:—

“Tout se fait par ukase ici;
C’est par ukase que l’on voyage,
C’est par ukase que l’on rit.”

Taking thus the existing barbarous society of Dahomey, formed of negroes, the extinct semi-civilized empire of the [II-586] Yncas, whose subjects were remote in blood from these, the ancient Egyptian empire peopled by yet other races, the community of the Spartans, again unlike in the type of its men, and the existing Russian nation made up of Slavs and Tatars, we have before us cases in which such similarities of social structure as exist, cannot be ascribed to inheritance of a common character by the social units. The immense contrasts between the populations of these several societies, too, varying from millions at the one extreme to thousands at the other, negative the supposition that their common structural traits are consequent on size. Nor can it be supposed that likenesses of conditions in respect of climate, surface, soil, flora, fauna, or likenesses of habits caused by such conditions, can have had anything to do with the likenesses of organization in these societies; for their respective habitats present numerous marked unlikenesses. Such traits as they one and all exhibit, not ascribable to any other cause, must thus be ascribed to the habitual militancy characteristic of them all. The results of induction alone would go far to warrant this ascription; and it is fully warranted by their correspondence with the results of deduction, as set forth above.

§ 559. Any remaining doubts must disappear on observing how continued militancy is followed by further development of the militant organization. Three illustrations will suffice.

When, during Roman conquests, the tendency for the successful general to become despot, repeatedly displayed, finally took effect—when the title imperator, military in its primary meaning, became the title for the civil ruler, showing us on a higher platform that genesis of political headship out of military headship visible from the beginning—when, as usually happens, an increasingly divine character was acquired by the civil ruler, as shown in the assumption of the sacred name Augustus, as well as in the growth of an actual worship of him; there simultaneously became more pronounced those [II-587] further traits which characterize the militant type in its developed form. Practically, if not nominally, the other powers of the State were absorbed by him. In the words of Duruy, he had—

“The right of proposing, that is, of making laws; of receiving and trying appeals, i.e. the supreme jurisdiction; of arresting by the tribunitian veto every measure and every sentence, i.e. of putting his will in opposition to the laws and magistrates; of summoning the senate or the people and presiding over it, i.e. of directing the electoral assemblies as he thought fit. And these prerogatives he will have not for a single year but for life; not in Rome only . . . but throughout the empire; not shared with ten colleagues, but exercised by himself alone; lastly, without any account to render, since he never resigns his office.”

Along with these changes went an increase in the number and definiteness of social divisions. The Emperor—

“Placed between himself and the masses a multitude of people regularly classed by categories, and piled one above the other in such a way that this hierarchy, pressing with all its weight upon the masses underneath, held the people and factious individuals powerless. What remained of the old patrician nobility had the foremost rank in the city; . . . below it came the senatorial nobility, half hereditary; below that the moneyed nobility or equestrian order—three aristocracies superposed. . . . The sons of senators formed a class intermediate between the senatorial and the equestrian order. . . . In the 2nd century the senatorial families formed an hereditary nobility with privileges.”

At the same time the administrative organization was greatly extended and complicated.

“Augustus created a large number of new offices, as the superintendence of public works, roads, aqueducts, the Tiber-bed, distribution of corn to the people. . . . He also created numerous offices of procurators for the financial administration of the empire, and in Rome there were 1,060 municipal officers.”

The structural character proper to an army spread in a double way: military officers acquired civil functions and functionaries of a civil kind became partially military. The magistrates appointed by the Emperor, tending to replace those appointed by the people, had, along with their civil authority, military authority; and while “under Augustus the prefects of the pretorium were only military chiefs, . . . they gradually possessed themselves of the whole civil authority, and [II-588] finally became, after the Emperor, the first personages in the empire.” Moreover, the governmental structures grew by incorporating bodies of functionaries who were before independent. “In his ardour to organize everything, he aimed at regimenting the law itself, and made an official magistracy of that which had always been a free profession.” To enforce the rule of this extended administration, the army was made permanent, and subjected to severe discipline. With the continued growth of the regulating and coercing organization, the drafts on producers increased; and, as shown by extracts in a previous chapter concerning the Roman régime in Egypt and in Gaul, the working part of the community was reduced more and more to the form of a permanent commissariat. In Italy the condition eventually arrived at was one in which vast tracts were “intrusted to freedmen, whose only consideration was . . . how to extract from their labourers the greatest amount of work with the smallest quantity of food.”

An example under our immediate observation may next be taken—that of the German Empire. Such traits of the militant type in Germany as were before manifest, have, since the late war, become still more manifest. The army, active and passive, including officers and attached functionaries, has been increased by about 100,000 men; and changes in 1875 and 1880, making certain reserves more available, have practically caused a further increase of like amount. Moreover, the smaller German States, having in great part surrendered the administration of their several contingents, the German army has become more consolidated; and even the armies of Saxony, Würtemberg, and Bavaria, being subject to Imperial supervision, have in so far ceased to be independent. Instead of each year granting military supplies, as had been the practice in Prussia before the formation of the North German Confederation, the Parliament of the Empire was, in 1871, induced to vote the required annual sum for three years thereafter; in 1874 it did the like for the succeeding seven years; and again in 1880 the greatly [II-589] increased amount for the augmented army was authorized for the seven years then following: steps obviously surrendering popular checks on Imperial power. Simultaneously, military officialism has been in two ways replacing civil officialism. Subaltern officers are rewarded for long services by appointments to civil posts—local communes being forced to give them the preference to civilians; and not a few members of the higher civil service, and of the universities, as well as teachers in the public schools, having served as “volunteers of one year,” become commissioned officers of the Landwehr. During the struggles of the so-called Kulturkampf, the ecclesiastical organization became more subordinated by the political. Priests suspended by bishops were maintained in their offices; it was made penal for a clergyman publicly to take part against the government; a recalcitrant bishop had his salary stopped; the curriculum for ecclesiastics was prescribed by the State, and examination by State-officials required; church discipline was subjected to State-approval; and a power of expelling rebellious clergy from the country was established. Passing to the industrial activities we may note, first, that through sundry steps, from 1873 onwards, there has been a progressive transfer of railways into the hands of the State; so that, partly by original construction (mainly of lines for military purposes), and partly by purchase, three-fourths of all Prussian railways have been made government property; and the same percentage holds in the other German States: the aim being eventually to make them all Imperial. Trade interferences have been extended in various ways—by protectionist tariffs, by revival of the usury laws, by restrictions on Sunday labour. Through its postal service the State has assumed industrial functions—presents acceptances, receives money on bills of exchange that are due, as also on ordinary bills, which it gets receipted; and until stopped by shopkeepers’ protests, undertook to procure books from publishers. Lastly there come the measures for extending, directly and indirectly, the control over popular [II-590] life. On the one hand there are the laws under which, up to the middle of last year, 224 socialist societies have been closed, 180 periodicals suppressed, 317 books, &c., forbidden; and under which sundry places have been reduced to a partial state of siege. On the other hand may be named Prince Bismarck’s scheme for re-establishing guilds (bodies which by their regulations coerce their members), and his scheme of State-insurance, by the help of which the artizan would, in a considerable degree, have his hands tied. Though these measures have not been carried in the forms proposed, yet the proposal of them sufficiently shows the general tendency. In all which changes we see progress towards a more integrated structure, towards increase of the militant part as compared with the industrial part, towards the replacing of civil organization by military organization, towards the strengthening of restraints over the individual and regulation of his life in greater detail. [*]

The remaining example to be named is that furnished by our own society since the revival of military activity—a revival which has of late been so marked that our illustrated papers are, week after week, occupied with little else than scenes of warfare. Already in the first volume of The Principles of Sociology, I have pointed out many ways in which the system of compulsory cooperation characterizing the militant type, has been trenching on the system of voluntary cooperation characterizing the industrial type; and since those passages appeared (July, 1876), other changes in the same direction have taken place. Within the military organization itself, we may note the increasing assimilation of the volunteer forces to the regular army, now going to the extent of proposing to make them available abroad, so that instead of defensive action for which they were created, they [II-591] can be used for offensive action; and we may also note that the tendency shown in the army during the past generation to sink the military character whenever possible, by putting on civilian dresses, is now checked by an order to officers in garrison towns to wear their uniforms when off duty, as they do in more militant countries. Whether, since the date named, usurpations of civil functions by military men (which had in 1873-4 gone to the extent that there were 97 colonels, majors, captains, and lieutenants employed from time to time as inspectors of science and art classes) have gone further, I cannot say; but there has been a manifest extension of the militant spirit and discipline among the police, who, wearing helmet-shaped hats, beginning to carry revolvers, and looking upon themselves as half soldiers, have come to speak of the people as “civilians.” To an increasing extent the executive has been over-riding the other governmental agencies; as in the Cyprus business, and as in the doings of the Indian Viceroy under secret instructions from home. In various minor ways are shown endeavours to free officialism from popular checks; as in the desire expressed in the House of Lords that the hanging of convicts in prisons, entrusted entirely to the authorities, should have no other witnesses; and as in the advice given by the late Home Secretary (on the 11th May, 1878) to the Derby Town Council, that it should not interfere with the chief constable (a military man) in his government of the force under him—a step towards centralizing local police control in the Home Office. Simultaneously we see various actual or prospective extensions of public agency, replacing or restraining private agency. There is the “endowment of research,” which, already partially carried out by a government fund, many wish to carry further; there is the proposed act for establishing a registration of authorized teachers; there is the bill which provides central inspection for local public libraries; there is the scheme for compulsory insurance—a scheme showing us in an instructive manner the way in which the [II-592] regulating policy extends itself: compulsory charity having generated improvidence, there comes compulsory insurance as a remedy for the improvidence. Other proclivities towards institutions belonging to the militant type, are seen in the increasing demand for some form of protection, and in the lamentations uttered by the “society papers” that duelling has gone out. Nay, even through the party which by position and function is antagonistic to militancy, we see that militant discipline is spreading; for the caucus-system, established for the better organization of liberalism, is one which necessarily, in a greater or less degree, centralizes authority and controls individual action.

Besides seeing, then, that the traits to be inferred à priori as characterizing the militant type, constantly exist in societies which are permanently militant in high degrees, we also see that in other societies increase of militant activity is followed by development of such traits.

§ 560. In some places I have stated, and in other places implied, that a necessary relation exists between the structure of a society and the natures of its citizens. Here it will be well to observe in detail the characters proper to, and habitually exemplified by, the members of a typically militant society.

Other things equal, a society will be successful in war in proportion as its members are endowed with bodily vigour and courage. And, on the average, among conflicting societies there will be a survival and spread of those in which the physical and mental powers called for in battle, are not only most marked but also most honoured. Egyptian and Assyrian sculptures and inscriptions, show us that prowess was the thing above all others thought most worthy of record. Of the words good, just, &c., as used by the ancient Greeks, Grote remarks that they “signify the man of birth, wealth, influence and daring, whose arm is strong to destroy or to protect, whatever may be the turn of his moral sentiments; [II-593] while the opposite epithet, bad, designates the poor, lowly, and weak, from whose dispositions, be they ever so virtuous society has little to hope or to fear.” In the identification of virtue with bravery among the Romans, we have a like implication. During early turbulent times throughout Europe, the knightly character, which was the honourable character, primarily included fearlessness: lacking this, good qualities were of no account; but with this, sins of many kinds, great though they might be, were condoned.

If, among antagonist groups of primitive men, some tolerated more than others the killing of their members—if, while some always retaliated others did not; those which did not retaliate, continually aggressed on with impunity, would either gradually disappear or have to take refuge in undesirable habitats. Hence there is a survival of the unforgiving. Further, the lex talionis, primarily arising between antagonist groups, becomes the law within the group; and chronic feuds between component families and clans, everywhere proceed upon the general principle of life for life. Under the militant régime revenge becomes a virtue, and failure to revenge a disgrace. Among the Fijians, who foster anger in their children, it is not infrequent for a man to commit suicide rather than live under an insult; and in other cases the dying Fijian bequeathes the duty of inflicting vengeance to his children. This sentiment and the resulting practices we trace among peoples otherwise wholly alien, who are, or have been, actively militant. In the remote East may be instanced the Japanese. They are taught that “with the slayer of his father a man may not live under the same heaven; against the slayer of his brother a man must never have to go home to fetch a weapon; with the slayer of his friend a man may not live in the same State.” And in the West may be instanced France during feudal days, when the relations of one killed or injured were required by custom to retaliate on any relations of the offender—even those living at a distance and knowing nothing of the matter. Down to [II-594] the time of the Abbé Brantôme, the spirit was such that that ecclesiastic, enjoining on his nephews by his will to avenge any unredressed wrongs done to him in his old age, says of himself—“I may boast, and I thank God for it, that I never received an injury without being revenged on the author of it.” That where militancy is active, revenge, private as well as public, becomes a duty, is well shown at the present time among the Montenegrins—a people who have been at war with the Turks for centuries. “Dans le Montenegro,” says Boué, “on dira d’un homme d’une natrie [clan] ayant tué un individu d’une autre: Cette natrie nous doit une tête, et il faut que cette dette soit acquittée, car qui ne se venge pas ne se sancitie pas.”

Where activity in destroying enemies is chronic, destruction will become a source of pleasure; where success in subduing fellow-men is above all things honoured, there will arise delight in the forcible exercise of mastery; and with pride in spoiling the vanquished, will go disregard for the rights of property at large. As it is incredible that men should be courageous in face of foes and cowardly in face of friends, so it is incredible that the other feelings fostered by perpetual conflicts abroad should not come into play at home. We have just seen that with the pursuit of vengeance outside the society, there goes the pursuit of vengeance inside the society; and whatever other habits of thought and action constant war necessitates, must show their effects on the social life at large. Facts from various places and times prove that in militant communities the claims to life, liberty, and property, are little regarded. The Dahomans, warlike to the extent that both sexes are warriors, and by whom slave-hunting invasions are, or were, annually undertaken “to furnish funds for the royal exchequer,” show their bloodthirstiness by their annual “customs,” at which multitudinous victims are publicly slaughtered for the popular gratification. The Fijians, again, highly militant in their activities and type of organization, who display their recklessness [II-595] of life not only by killing their own people for cannibal feasts, but by destroying immense numbers of their infants and by sacrificing victims on such trivial occasions as launching a new canoe, so much applaud ferocity that to commit a murder is a glory. Early records of Asiatics and Europeans show us the like relation. What accounts there are of the primitive Mongols, who, when united, massacred western peoples wholesale, show us a chronic reign of violence, both within and without their tribes; while domestic assassinations, which from the beginning have characterized the militant Turks, continue to characterize them down to our own day. In proof that it was so with the Greek and Latin races it suffices to instance the slaughter of the two thousand helots by the Spartans, whose brutality was habitual, and the murder of large numbers of suspected citizens by jealous Roman emperors, who also, like their subjects, manifested their love of bloodshed in their arenas. That where life is little regarded there can be but little regard for liberty, follows necessarily. Those who do not hesitate to end another’s activities by killing him, will still less hesitate to restrain his activities by holding him in bondage. Militant savages, whose captives, when not eaten, are enslaved, habitually show us this absence of regard for fellow-men’s freedom, which characterizes the members of militant societies in general. How little, under the régime of war, more or less markedly displayed in all early historic societies, there was any sentiment against depriving men of their liberties, is sufficiently shown by the fact that even in the teachings of primitive Christianity there was no express condemnation of slavery. Naturally the like holds with the right of property. Where mastery established by force is honourable, claims to possession by the weaker are likely to be little respected by the stronger. In Fiji it is considered chief-like to seize a subject’s goods; and theft is virtuous if undiscovered. Among the Spartans “the ingenious and successful pilferer gained applause with his booty.” In mediæval [II-596] Europe, with perpetual robberies of one society by another there went perpetual robberies within each society. Under the Merovingians “the murders and crimes it [The Ecclesiastical History of the Franks] relates, have almost all for their object the possession of the treasure of the murdered persons.” And under Charlemagne plunder by officials was chronic: the moment his back was turned, “the provosts of the king appropriated the funds intended to furnish food and clothing for the artisans.”

Where warfare is habitual, and the required qualities most needful and therefore most honoured, those whose lives do not display them are treated with contempt, and their occupations regarded as dishonourable. In early stages labour is the business of women and of slaves—conquered men and the descendants of conquered men; and trade of every kind, carried on by subject classes, long continues to be identified with lowness of origin and nature. In Dahomey, “agriculture is despised because slaves are employed in it.” “The Japanese nobles and placemen, even of secondary rank, entertain a sovereign contempt for traffic.” Of the ancient Egyptians Wilkinson says, “their prejudices against mechanical employments, as far as regarded the soldier, were equally strong as in the rigid Sparta.” “For trade and commerce the [ancient] Persians were wont to express extreme contempt,” writes Rawlinson. That progress of class-differentiation which accompanied the conquering wars of the Romans, was furthered by establishment of the rule that it was disgraceful to take money for work, as also by the law forbidding senators and senators’ sons from engaging in speculation. And how great has been the scorn expressed by the militant classes for the trading classes throughout Europe, down to quite recent times, needs no showing.

That there may be willingness to risk life for the benefit of the society, there must be much of the feeling called patriotism. Though the belief that it is glorious to die for one’s country cannot be regarded as essential, since mercenaries [II-597] fight without it; yet it is obvious that such a belief conduces greatly to success in war; and that entire absence of it is so unfavourable to offensive and defensive action that failure and subjugation will, other things equal, be likely to result. Hence the sentiment of patriotism is habitually established by the survival of societies the members of which are most characterized by it.

With this has to be united the sentiment of obedience. The possibility of that united action by which, other things equal, war is made successful, depends on the readiness of individuals to subordinate their wills to the will of a commander or ruler. Loyalty is essential. In early stages the manifestation of it is but temporary; as among the Araucanians who, ordinarily showing themselves “repugnant to all subordination, are then [when war is impending] prompt to obey, and submissive to the will of their military sovereign” appointed for the occasion. And with development of the militant type this sentiment becomes permanent. Erskine tells us that the Fijians are intensely loyal: men buried alive in the foundations of a king’s house, considered themselves honoured by being so sacrificed; and the people of a slave district “said it was their duty to become food and sacrifice for the chiefs.” So in Dahomey, there is felt for the king “a mixture of love and fear, little short of adoration.” In ancient Egypt again, where “blind obedience was the oil which caused the harmonious working of the machinery” of social life, the monuments on every side show with wearisome iteration the daily acts of subordination—of slaves and others to the dead man, of captives to the king, of the king to the gods. Though for reasons already pointed out, chronic war did not generate in Sparta a supreme political head, to whom there could be shown implicit obedience, yet the obedience shown to the political agency which grew up was profound: individual wills were in all things subordinate to the public will expressed by the established authorities. Primitive Rome, too, though without a divinely-descended king to whom submission [II-598] could be shown, displayed great submission to an appointed king, qualified only by expressions of opinion on special occasions; and the principle of absolute obedience, slightly mitigated in the relations of the community as a whole to its ruling agency, was unmitigated within its component groups. That throughout European history, alike on small and on large scales, we see the sentiment of loyalty dominant where the militant type of structure is pronounced, is a truth that will be admitted without detailed proof.

From these conspicuous traits of nature, let us turn to certain consequent traits which are less conspicuous, and which have results of less manifest kinds. Along with loyalty naturally goes faith—the two being, indeed, scarcely separable. Readiness to obey the commander in war, implies belief in his military abilities; and readiness to obey him during peace, implies belief that his abilities extend to civil affairs also. Imposing on men’s imaginations, each new conquest augments his authority. There come more frequent and more decided evidences of his regulative action over men’s lives; and these generate the idea that his power is boundless. Unlimited confidence in governmental agency is fostered. Generations brought up under a system which controls all affairs, private and public, tacitly assume that affairs can only thus be controlled. Those who have experience of no other régime are unable to imagine any other régime. In such societies as that of ancient Peru, for example, where, as we have seen, regimental rule was universal, there were no materials for framing the thought of an industrial life spontaneously carried on and spontaneously regulated.

By implication there results repression of individual initiative, and consequent lack of private enterprise. In proportion as an army becomes organized, it is reduced to a state in which the independent action of its members is forbidden. And in proportion as regimentation pervades the society at large, each member of it, directed or restrained at every turn, has little or no power of conducting his business otherwise [II-599] than by established routine. Slaves can do only what they are told by their masters; their masters cannot do anything that is unusual without official permission; and no permission is to be obtained from the local authority until superior authorities through their ascending grades have been consulted. Hence the mental state generated is that of passive acceptance and expectancy. Where the militant type is fully developed, everything must be done by public agencies; not only for the reason that these occupy all spheres, but for the further reason that did they not occupy them, there would arise no other agencies: the prompting ideas and sentiments having been obliterated.

There must be added a concomitant influence on the intellectual nature, which cooperates with the moral influences just named. Personal causation is alone recognized, and the conception of impersonal causation is prevented from developing. The primitive man has no idea of cause in the modern sense. The only agents included in his theory of things are living persons and the ghosts of dead persons. All unusual occurrences, together with those usual ones liable to variation, he ascribes to supernatural beings. And this system of interpretation survives through early stages of civilization; as we see, for example, among the Homeric Greeks, by whom wounds, deaths, and escapes in battle, were ascribed to the enmity or the aid of the gods, and by whom good and bad acts were held to be divinely prompted. Continuance and development of militant forms and activities maintain this way of thinking. In the first place, it indirectly hinders the discovery of causal relations. The sciences grow out of the arts—begin as generalizations of truths which practice of the arts makes manifest. In proportion as processes of production multiply in their kinds and increase in their complexities, more numerous uniformities come to be recognized; and the ideas of necessary relation and physical cause arise and develop. Consequently, by discouraging industrial progress militancy checks the replacing of ideas of personal agency by [II-600] ideas of impersonal agency. In the second place, it does the like by direct repression of intellectual culture. Naturally a life occupied in acquiring knowledge, like a life occupied in industry, is regarded with contempt by a people devoted to arms. The Spartans clearly exemplified this relation in ancient times; and it was again exemplified during feudal ages in Europe, when learning was scorned as proper only for clerks and the children of mean people. And obviously, in proportion as warlike activities are antagonistic to study and the spread of knowledge, they further retard that emancipation from primitive ideas which ends in recognition of natural uniformities. In the third place, and chiefly, the effect in question is produced by the conspicuous and perpetual experience of personal agency which the militant régime yields. In the army, from the commander-in-chief down to the private undergoing drill, every movement is directed by a superior; and throughout the society, in proportion as its regimentation is elaborate, things are hourly seen to go thus or thus according to the regulating wills of the ruler and his subordinates. In the interpretation of social affairs, personal causation is consequently alone recognized. History comes to be made up of the doings of remarkable men; and it is tacitly assumed that societies have been formed by them. Wholly foreign to the habit of mind as is the thought of impersonal causation, the course of social evolution is unperceived. The natural genesis of social structures and functions is an utterly alien conception, and appears absurd when alleged. The notion of a self-regulating social process is unintelligible. So that militancy moulds the citizen into a form not only morally adapted but intellectually adapted—a form which cannot think away from the entailed system.

§ 561. In three ways, then, we are shown the character of the militant type of social organization. Observe the congruities which comparison of results discloses.

Certain conditions, manifest à priori, have to be fulfilled [II-601] by a society fitted for preserving itself in presence of antagonist societies. To be in the highest degree efficient, the corporate action needed for preserving the corporate life must be joined in by every one. Other things equal, the fighting power will be greatest where those who cannot fight, labour exclusively to support and help those who can: an evident implication being that the working part shall be no larger than is required for these ends. The efforts of all being utilized directly or indirectly for war, will be most effectual when they are most combined; and, besides union among the combatants, there must be such union of the non-combatants with them as renders the aid of these fully and promptly available. To satisfy these requirements, the life, the actions, and the possessions, of each individual must be held at the service of the society. This universal service, this combination, and this merging of individual claims, pre-suppose a despotic controlling agency. That the will of the soldier-chief may be operative when the aggregate is large, there must be sub-centres and sub-sub-centres in descending grades, through whom orders may be conveyed and enforced, both throughout the combatant part and the non-combatant part. As the commander tells the soldier both what he shall not do and what he shall do; so, throughout the militant community at large, the rule is both negatively regulative and positively regulative: it not only restrains, but it directs: the citizen as well as the soldier lives under a system of compulsory cooperation. Development of the militant type involves increasing rigidity, since the cohesion, the combination, the subordination, and the regulation, to which the units of a society are subjected by it, inevitably decrease their ability to change their social positions, their occupations, their localities.

On inspecting sundry societies, past and present, large and small, which are, or have been, characterized in high degrees by militancy, we are shown, à posteriori, that amid the differences due to race, to circumstances, and to degrees of [II-602] development, there are fundamental similarities of the kinds above inferred à priori. Modern Dahomey and Russia, as well as ancient Peru, Egypt, and Sparta, exemplify that owning of the individual by the State in life, liberty, and goods, which is proper to a social system adapted for war. And that with changes further fitting a society for warlike activities, there spread throughout it an officialism, a dictation, and a superintendence, akin to those under which soldiers live, we are shown by imperial Rome, by imperial Germany, and by England since its late aggressive activities.

Lastly comes the evidence furnished by the adapted characters of the men who compose militant societies. Making success in war the highest glory, they are led to identify goodness with bravery and strength. Revenge becomes a sacred duty with them; and acting at home on the law of retaliation which they act on abroad, they similarly, at home as abroad, are ready to sacrifice others to self: their sympathies, continually deadened during war, cannot be active during peace. They must have a patriotism which regards the triumph of their society as the supreme end of action; they must possess the loyalty whence flows obedience to authority; and that they may be obedient they must have abundant faith. With faith in authority and consequent readiness to be directed, naturally goes relatively little power of initiation. The habit of seeing everything officially controlled fosters the belief that official control is everywhere needful; while a course of life which makes personal causation familiar and negatives experience of impersonal causation, produces an inability to conceive of any social processes as carried on under self-regulating arrangements. And these traits of individual nature, needful concomitants as we see of the militant type, are those which we observe in the members of actual militant societies.

 


 

[II-603]

CHAPTER XVIII.

THE INDUSTRIAL TYPE OF SOCIETY.

§ 562. Having nearly always to defend themselves against external enemies, while they have to carry on internally the processes of sustentation, societies, as remarked in the last chapter, habitually present us with mixtures of the structures adapted to these diverse ends. Disentanglement is not easy. According as either structure predominates it ramifies through the other: instance the fact that where the militant type is much developed, the worker, ordinarily a slave, is no more free than the soldier; while, where the industrial type is much developed, the soldier, volunteering on specified terms, acquires in so far the position of a free worker. In the one case the system of status, proper to the fighting part, pervades the working part; while in the other the system of contract, proper to the working part, affects the fighting part. Especially does the organization adapted for war obscure that adapted for industry. While, as we have seen, the militant type as theoretically constructed, is so far displayed in many societies as to leave no doubt about its essential nature, the industrial type has its traits so hidden by those of the still-dominant militant type, that its nature is nowhere more than very partially exemplified. Saying thus much to exclude expectations which cannot be fulfilled, it will be well also to exclude certain probable misconceptions.

In the first place, industrialism must not be confounded with industriousness. Though the members of an industrially-organized society are habitually industrious, and are, [II-604] indeed, when the society is a developed one, obliged to be so; yet it must not be assumed that the industrially-organized society is one in which, of necessity, much work is done. Where the society is small, and its habitat so favourable that life may be comfortably maintained with but little exertion, the social relations which characterize the industrial type may co-exist with but very moderate productive activities. It is not the diligence of its members which constitutes the society an industrial one in the sense here intended, but the form of cooperation under which their labours, small or great in amount, are carried on. This distinction will be best understood on observing that, conversely, there may be, and often is, great industry in societies framed on the militant type. In ancient Egypt there was an immense labouring population and a large supply of commodities, numerous in their kinds, produced by it. Still more did ancient Peru exhibit a vast community purely militant in its structure, the members of which worked unceasingly. We are here concerned, then, not with the quantity of labour but with the mode of organization of the labourers. A regiment of soldiers can be set to construct earth-works; another to cut down wood; another to bring in water; but they are not thereby reduced for the time being to an industrial society. The united individuals do these several things under command; and having no private claims to the products, are, though industrially occupied, not industrially organized. And the same holds throughout the militant society as a whole, in proportion as the regimentation of it approaches completeness.

The industrial type of society, properly so called, must also be distinguished from a type very likely to be confounded with it—the type, namely, in which the component individuals, while exclusively occupied in production and distribution, are under a regulation such as that advocated by socialists and communists. For this, too, involves in another form the principle of compulsory cooperation. Directly or indirectly, individuals are to be prevented from [II-605] severally and independently occupying themselves as they please; are to be prevented from competing with one another in supplying goods for money; are to be prevented from hiring themselves out on such terms as they think fit. There can be no artificial system for regulating labour which does not interfere with the natural system. To such extent as men are debarred from making whatever engagements they like, they are to that extent working under dictation. No matter in what way the controlling agency is constituted, it stands towards those controlled in the same relation as does the controlling agency of a militant society. And how truly the régime which those who declaim against competition would establish, is thus characterized, we see both in the fact that communistic forms of organization existed in early societies which were predominantly warlike, and in the fact that at the present time communistic projects chiefly originate among, and are most favoured by, the more warlike societies.

A further preliminary explanation may be needful. The structures proper to the industrial type of society must not be looked for in distinct forms when they first appear. Contrariwise, we must expect them to begin in vague unsettled forms. Arising, as they do, by modification of pre-existing structures, they are necessarily long in losing all trace of these. For example, transition from the state in which the labourer, owned like a beast, is maintained that he may work exclusively for his master’s benefit, to the condition in which he is completely detached from master, soil, and locality, and free to work anywhere and for anyone, is through gradations. Again, the change from the arrangement proper to militancy, under which subject-persons receive, in addition to maintenance, occasional presents, to the arrangement under which, in place of both, they received fixed wages, or salaries, or fees, goes on slowly and unobtrusively. Once more it is observable that the process of exchange, originally indefinite, has become definite only where industrialism is considerably developed. Barter began, not with a distinct intention of [II-606] giving one thing for another thing equivalent in value, but it began by making a present and receiving a present in return; and even now in the East there continue traces of this primitive transaction. In Cairo the purchase of articles from a shopkeeper is preceded by his offer of coffee and cigarettes; and during the negotiation which ends in the engagement of a dahabeah, the dragoman brings gifts and expects to receive them. Add to which that there exists under such conditions none of that definite equivalence which characterizes exchange among ourselves: prices are not fixed, but vary widely with every fresh transaction. So that throughout our interpretations we must keep in view the truth, that the structures and functions proper to the industrial type distinguish themselves but gradually from those proper to the militant type.

Having thus prepared the way, let us now consider what are, à priori, the traits of that social organization which, entirely unfitted for carrying on defence against external enemies, is exclusively fitted for maintaining the life of the society by subserving the lives of its units. As before in treating of the militant type, so here in treating of the industrial type, we will consider first its ideal form.

§ 563. While corporate action is the primary requirement in a society which has to preserve itself in presence of hostile societies, conversely, in the absence of hostile societies, corporate action is no longer the primary requirement.

The continued existence of a society implies, first, that it shall not be destroyed bodily by foreign foes, and implies, second, that it shall not be destroyed in detail by failure of its members to support and propagate themselves. If danger of destruction from the first cause ceases, there remains only danger of destruction from the second cause. Sustentation of the society will now be achieved by the self-sustentation and multiplication of its units. If his own welfare and the welfare of his offspring is fully achieved by each, the welfare [II-607] of the society is by implication achieved. Comparatively little corporate activity is now required. Each man may maintain himself by labour, may exchange his products for the products of others, may give aid and receive payment, may enter into this or that combination for carrying on an undertaking, small or great, without the direction of the society as a whole. The remaining end to be achieved by public action is to keep private actions within due bounds; and the amount of public action needed for this becomes small in proportion as private actions become duly self-bounded.

So that whereas in the militant type the demand for corporate action is intrinsic, such demand for corporate action as continues in the industrial type is mainly extrinsic—is called for by those aggressive traits of human nature which chronic warfare has fostered, and may gradually diminish as, under enduring peaceful life, these decrease.

§ 564. In a society organized for militant action, the individuality of each member has to be so subordinated in life, liberty, and property, that he is largely, or completely, owned by the State; but in a society industrially organized, no such subordination of the individual is called for. There remain no occasions on which he is required to risk his life while destroying the lives of others; he is not forced to leave his occupation and submit to a commanding officer; and it ceases to be needful that he should surrender for public purposes whatever property is demanded of him.

Under the industrial régime the citizen’s individuality, instead of being sacrificed by the society, has to be defended by the society. Defence of his individuality becomes the society’s essential duty. That after external protection is no longer called for, internal protection must become the cardinal function of the State, and that effectual discharge of this function must be a predominant trait of the industrial type, may be readily shown.

[II-608]

For it is clear that, other things equal, a society in which life, liberty, and property, are secure, and all interests justly regarded, must prosper more than one in which they are not; and, consequently, among competing industrial societies, there must be a gradual replacing of those in which personal rights are imperfectly maintained, by those in which they are perfectly maintained. So that by survival of the fittest must be produced a social type in which individual claims, considered as sacred, are trenched on by the State no further than is requisite to pay the cost of maintaining them, or rather, of arbitrating among them. For the aggressiveness of nature fostered by militancy having died out, the corporate function becomes that of deciding between those conflicting claims, the equitable adjustment of which is not obvious to the persons concerned.

§ 565. With the absence of need for that corporate action by which the efforts of the whole society may be utilized for war, there goes the absence of need for a despotic controlling agency.

Not only is such an agency unnecessary, but it cannot exist. For since, as we see, it is an essential requirement of the industrial type, that the individuality of each man shall have the fullest play compatible with the like play of other men’s individualities, despotic control, showing itself as it must by otherwise restricting men’s individualities, is necessarily excluded. Indeed, by his mere presence an autocratic ruler is an aggressor on citizens. Actually or potentially exercising power not given by them, he in so far restrains their wills more than they would be restrained by mutual limitation merely.

§ 566. Such control as is required under the industrial type, can be exercised only by an appointed agency for ascertaining and executing the average will; and a representative agency is the one best fitted for doing this.

[II-609]

Unless the activities of all are homogeneous in kind, which they cannot be in a developed society with its elaborate division of labour, there arises a need for conciliation of divergent interests; and to the end of insuring an equitable adjustment, each interest must be enabled duly to express itself. It is, indeed, supposable that the appointed agency should be a single individual. But no such single individual could arbitrate justly among numerous classes variously occupied, without hearing evidence: each would have to send representatives setting forth its claims. Hence the choice would lie between two systems, under one of which the representatives privately and separately stated their cases to an arbitrator on whose single judgment decisions depended; and under the other of which these representatives stated their cases in one another’s presence, while judgments were openly determined by the general consensus. Without insisting on the fact that a fair balancing of class-interests is more likely to be effected by this last form of representation than by the first, it is sufficient to remark that it is more congruous with the nature of the industrial type; since men’s individualities are in the smallest degree trenched upon. Citizens who, appointing a single ruler for a prescribed time, may have a majority of their wills traversed by his during this time, surrender their individualities in a greater degree than do those who, from their local groups, depute a number of rulers; since these, speaking and acting under public inspection and mutually restrained, habitually conform their decisions to the wills of the majority.

§ 567. The corporate life of the society being no longer in danger, and the remaining business of government being that of maintaining the conditions requisite for the highest individual life, there comes the question—What are these conditions?

Already they have been implied as comprehended under the administration of justice; but so vaguely is the meaning [II-610] of this phrase commonly conceived, that a more specific statement must be made. Justice then, as here to be understood, means preservation of the normal connexions between acts and results—the obtainment by each of as much benefit as his efforts are equivalent to—no more and no less. Living and working within the restraints imposed by one another’s presence, justice requires that individuals shall severally take the consequences of their conduct, neither increased nor decreased. The superior shall have the good of his superiority; and the inferior the evil of his inferiority. A veto is therefore put on all public action which abstracts from some men part of the advantages they have earned, and awards to other men advantages they have not earned.

That from the developed industrial type of society there are excluded all forms of communistic distribution, the inevitable trait of which is that they tend to equalize the lives of good and bad, idle and diligent, is readily proved. For when, the struggle for existence between societies by war having ceased, there remains only the industrial struggle for existence, the final survival and spread must be on the part of those societies which produce the largest number of the best individuals—individuals best adapted for life in the industrial state. Suppose two societies, otherwise equal, in one of which the superior are allowed to retain, for their own benefit and the benefit of their offspring, the entire proceeds of their labour; but in the other of which the superior have taken from them part of these proceeds for the benefit of the inferior and their offspring. Evidently the superior will thrive and multiply more in the first than in the second. A greater number of the best children will be reared in the first; and eventually it will outgrow the second. It must not be inferred that private and voluntary aid to the inferior is negatived, but only public and enforced aid. Whatever effects the sympathies of the better for the worse spontaneously produce, cannot, of course, be interfered with; and will, on the whole, be beneficial. For while, on the average, the better will not carry [II-611] such efforts so far as to impede their own multiplication, they will carry them far enough to mitigate the ill-fortunes of the worse without helping them to multiply.

§ 568. Otherwise regarded, this system under which the efforts of each bring neither more nor less than their natural returns, is the system of contract.

We have seen that the régime of status is in all ways proper to the militant type. It is the concomitant of that graduated subordination by which the combined action of a fighting body is achieved, and which must pervade the fighting society at large to insure its corporate action. Under this régime, the relation between labour and produce is traversed by authority. As in the army, the food, clothing, &c., received by each soldier are not direct returns for work done, but are arbitrarily apportioned, while duties are arbitrarily enforced; so throughout the rest of the militant society, the superior dictates the labour and assigns such share of the returns as he pleases. But as, with declining militancy and growing industrialism, the power and range of authority decrease while uncontrolled action increases, the relation of contract becomes general; and in the fully-developed industrial type it becomes universal.

Under this universal relation of contract when equitably administered, there arises that adjustment of benefit to effort which the arrangements of the industrial society have to achieve. If each as producer, distributor, manager, adviser, teacher, or aider of other kind, obtains from his fellows such payment for his service as its value, determined by the demand, warrants; then there results that correct apportioning of reward to merit which ensures the prosperity of the superior.

§ 569. Again changing the point of view, we see that whereas public control in the militant type is both positively regulative and negatively regulative, in the industrial type it [II-612] is negatively regulative only. To the slave, to the soldier, or to other member of a community organized for war, authority says—“Thou shalt do this; thou shalt not do that.” But to the member of the industrial community, authority gives only one of these orders—“Thou salt not do that.”

For people who, carrying on their private transactions by voluntary cooperation, also voluntarily cooperate to form and support a governmental agency, are, by implication, people who authorize it to impose on their respective activities, only those restraints which they are all interested in maintaining—the restraints which check aggressions. Omitting criminals (who under the assumed conditions must be very few, if not a vanishing quantity), each citizen will wish to preserve uninvaded his sphere of action, while not invading others’ spheres, and to retain whatever benefits are achieved within it. The very motive which prompts all to unite in upholding a public protector of their individualities, will also prompt them to unite in preventing any interference with their individualities beyond that required for this end.

Hence it follows that while, in the militant type, regimentation in the army is paralleled by centralized administration throughout the society at large; in the industrial type, administration, becoming decentralized, is at the same time narrowed in its range. Nearly all public organizations save that for administering justice, necessarily disappear; since they have the common character that they either aggress on the citizen by dictating his actions, or by taking from him more property than is needful for protecting him, or by both. Those who are forced to send their children to this or that school, those who have, directly or indirectly, to help in supporting a State priesthood, those from whom rates are demanded that parish officers may administer public charity, those who are taxed to provide gratis reading for people who will not save money for library subscriptions, those whose businesses are carried on under regulation by inspectors, those who have to pay the costs of State science-and-art-teaching, [II-613] State emigration, &c., all have their individualities trenched upon, either by compelling them to do what they would not spontaneously do, or by taking away money which else would have furthered their private ends. Coercive arrangements of such kinds, consistent with the militant type, are inconsistent with the industrial type.

§ 570. With the relatively narrow range of public organizations, there goes, in the industrial type, a relatively wide range of private organizations. The spheres left vacant by the one are filled by the other.

Several influences conspire to produce this trait. Those motives which, in the absence of that subordination necessitated by war, make citizens unite in asserting their individualities subject only to mutual limitations, are motives which make them unite in resisting any interference with their freedom to form such private combinations as do not involve aggression. Moreover, beginning with exchanges of goods and services under agreements between individuals, the principle of voluntary cooperation is simply carried out in a larger way by individuals who, incorporating themselves, contract with one another for jointly pursuing this or that business or function. And yet again, there is entire congruity between the representative constitutions of such private combinations, and that representative constitution of the public combination which we see is proper to the industrial type. The same law of organization pervades the society in general and in detail. So that an inevitable trait of the industrial type is the multiplicity and heterogeneity of associations, political, religious, commercial, professional, philanthropic, and social, of all sizes.

§ 571. Two indirectly resulting traits of the industrial type must be added. The first is its relative plasticity.

So long as corporate action is necessitated for national self-preservation—so long as, to effect combined defence or offence, [II-614] there is maintained that graduated subordination which ties all inferiors to superiors, as the soldier is tied to his officer—so long as there is maintained the relation of status, which tends to fix men in the positions they are severally born to; there is insured a comparative rigidity of social organization. But with the cessation of those needs that initiate and preserve the militant type of structure, and with the establishment of contract as the universal relation under which efforts are combined for mutual advantage, social organization loses its rigidity. No longer determined by the principle of inheritance, places and occupations are now determined by the principle of efficiency; and changes of structure follow when men, not bound to prescribed functions, acquire the functions for which they have proved themselves most fit. Easily modified in its arrangements, the industrial type of society is therefore one which adapts itself with facility to new requirements.

§ 572. The other incidental result to be named is a tendency towards loss of economic autonomy.

While hostile relations with adjacent societies continue, each society has to be productively self-sufficing; but with the establishment of peaceful relations, this need for self-sufficingness ceases. As the local divisions composing one of our great nations, had, while they were at feud, to produce each for itself almost everything it required, but now permanently at peace with one another, have become so far mutually dependent that no one of them can satisfy its wants without aid from the rest; so the great nations themselves, at present forced in large measure to maintain their economic autonomies, will become less forced to do this as war decreases, and will gradually become necessary to one another. While, on the one hand, the facilities possessed by each for certain kinds of production, will render exchange mutually advantageous; on the other hand, the citizen of each will, under the industrial régime, tolerate no such restraints on [II-615] their individualities as are implied by interdicts on exchange or impediments to exchange.

With the spread of industrialism, therefore, the tendency is towards the breaking down of the divisions between nationalities, and the running through them of a common organization: if not under a single government, then under a federation of governments.

§ 573. Such being the constitution of the industrial type of society to be inferred from its requirements, we have now to inquire what evidence is furnished by actual societies that approach towards this constitution accompanies the progress of industrialism.

As, during the peopling of the Earth, the struggle for existence among societies, from small hordes up to great nations, has been nearly everywhere going on; it is, as before said, not to be expected that we should readily find examples of the social type appropriate to an exclusively industrial life. Ancient records join the journals of the day in proving that thus far no civilized or semi-civilized nation has fallen into circumstances making needless all social structures for resisting aggression; and from every region travellers’ accounts bring evidence that almost universally among the uncivilized, hostilities between tribes are chronic. Still, a few examples exist which show, with tolerable clearness, the outline of the industrial type in its rudimentary form—the form which it assumes where culture has made but little progress. We will consider these first; and then proceed to disentangle the traits distinctive of the industrial type as exhibited by large nations which have become predominantly industrial in their activities.

Among the Indian hills there are many tribes belonging to different races, but alike in their partially-nomadic habits. Mostly agricultural, their common practice is to cultivate a patch of ground while it yields average crops, and when it is exhausted to go elsewhere and repeat the process. They have [II-616] fled before invading peoples, and have here and there found localities in which they are able to carry on their peaceful occupations unmolested: the absence of molestation being, in some cases, due to their ability to live in a malarious atmosphere which is fatal to the Aryan races. Already, under other heads, I have referred to the Bodo and to the Dhimáls as wholly unmilitary, as lacking political organization, as being without slaves or social grades, and as aiding one another in their heavier undertakings; to the Todas, who, leading tranquil lives, are “without any of those bonds of union which man in general is induced to form from a sense of danger,” and who settle their disputes by arbitration or by a council of five; to the Mishmies as being unwarlike, as having but nominal chiefs, and as administering justice by an assembly; and I have joined with these the case of a people remote in locality and race—the ancient Pueblos of North America—who, sheltering in their walled villages and fighting only when invaded, similarly united with their habitually industrial life a free form of government: “the governor and his council are [were] annually elected by the people.” Here I may add sundry kindred examples. As described in the Indian Government Report for 1869—70, “the ‘white Karens’ are of a mild and peaceful disposition, . . . their chiefs are regarded as patriarchs, who have little more than a nominal authority;” or, as said of them by Lieut. McMahon, “they possess neither laws nor dominant authority.” Instance, again, the “fascinating” Lepchas; not industrious, but yet industrial in the sense that their social relations are of the non-militant type. Though I find nothing specific said about the system under which they live in their temporary villages; yet the facts told us sufficiently imply its uncoercive character. They have no castes; “family and political feuds are alike unheard of amongst them;” “they are averse to soldiering;” they prefer taking refuge in the jungle and living on wild food “to enduring any injustice or harsh treatment”—traits which negative ordinary political [II-617] control. Take next the “quiet, unoffensive” Santals, who, while they fight if need be with infatuated bravery to resist aggression, are essentially unaggressive. These people “are industrious cultivators, and enjoy their existence unfettered by caste.” Though, having become tributaries, there habitually exists in each village a head appointed by the Indian Government to be responsible for the tribute, &c.; yet the nature of their indigenous government remains sufficiently clear. While there is a patriarch who is honoured, but who rarely interferes, “every village has its council place, . . . where the committee assemble and discuss the affairs of the village and its inhabitants. All petty disputes, both of a civil and criminal nature, are settled there.” What little is told us of tribes living in the Shervaroy Hills is, so far as it goes, to like effect. Speaking generally of them, Shortt says they “are essentially a timid and harmless people, addicted chiefly to pastoral and agricultural pursuits;” and more specifically describing one division of them, he says “they lead peaceable lives among themselves, and any dispute that may arise is usually settled by arbitration.” Then, to show that these social traits are not peculiar to any one variety of man, but are dependent on conditions, I may recall the before-named instance of the Papuan Arafuras, who, without any divisions of rank or hereditary chieftainships, live in harmony, controlled only by the decisions of their assembled elders. In all which cases we may discern the leading traits above indicated as proper to societies not impelled to corporate action by war. Strong centralized control not being required, such government as exists is exercised by a council, informally approved—a rude representative government; class-distinctions do not exist, or are but faintly indicated—the relation of status is absent; whatever transactions take place between individuals are by agreement; and the function which the ruling body has to perform, becomes substantially limited to protecting private life by settling such disputes as arise, and inflicting mild punishments for small offences.

[II-618]

Difficulties meet us when, turning to civilized societies, we seek in them for traits of the industrial type. Consolidated and organized as they have all been by wars actively carried on throughout the earlier periods of their existence, and mostly continued down to recent times; and having simultaneously been developing within themselves organizations for producing and distributing commodities, which have little by little become contrasted with those proper to militant activities; the two are everywhere presented so mingled that clear separation of the first from the last is, as said at the outset, scarcely practicable. Radically opposed, however, as is compulsory cooperation, the organizing principle of the militant type, to voluntary cooperation, the organizing principle of the industrial type, we may, by observing the decline of institutions exhibiting the one, recognize, by implication, the growth of institutions exhibiting the other. Hence if, in passing from the first states of civilized nations in which war is the business of life, to states in which hostilities are but occasional, we simultaneously pass to states in which the ownership of the individual by his society is not so constantly and strenuously enforced, in which the subjection of rank to rank is mitigated, in which political rule is no longer autocratic, in which the regulation of citizens’ lives is diminished in range and rigour, while the protection of them is increased; we are, by implication, shown the traits of a developing industrial type. Comparisons of several kinds disclose results which unite in verifying this truth.

Take, first, the broad contrast between the early condition of the more civilized European nations at large, and their later condition. Setting out from the dissolution of the Roman empire, we observe that for many centuries during which conflicts were effecting consolidations, and dissolutions, and re-consolidations in endless variety, such energies as were not directly devoted to war were devoted to little else than supporting the organizations which carried on war: the working part of each community did not exist for its own [II-619] sake, but for the sake of the fighting part. While militancy was thus high and industrialism undeveloped, the reign of superior strength, continually being established by societies one over another, was equally displayed within each society. From slaves and serfs, through vassals of different grades up to dukes and kings, there was an enforced subordination by which the individualities of all were greatly restricted. And at the same time that, to carry on external aggression or resistance, the ruling power in each group sacrificed the personal claims of its members, the function of defending its members from one another was in but small degree discharged by it: they were left to defend themselves. If with these traits of European societies in mediæval times, we compare their traits in modern times, we see the following essential differences. First, with the formation of nations covering large areas, the perpetual wars within each area have ceased; and though the wars between nations which from time to time occur are on larger scales, they are less frequent, and they are no longer the business of all freemen. Second, there has grown up in each country a relatively large population which carries on production and distribution for its own maintenance; so that whereas of old, the working part existed for the benefit of the fighting part, now the fighting part exists mainly for the benefit of the working part—exists ostensibly to protect it in the quiet pursuit of its ends. Third, the system of status, having under some of its forms disappeared and under others become greatly mitigated, has been almost universally replaced by the system of contract. Only among those who, by choice or by conscription, are incorporated in the military organization, does the system of status in its primitive rigour still hold so long as they remain in this organization. Fourth, with this decrease of compulsory cooperation and increase of voluntary cooperation, there have diminished or ceased many minor restraints over individual actions. Men are less tied to their localities than they were; they are not obliged to profess [II-620] certain religious opinions; they are less debarred from expressing their political views; they no longer have their dresses and modes of living dictated to them; they are comparatively little restrained from forming private combinations and holding meetings for one or other purpose—political, religious, social. Fifth, while the individualities of citizens are less aggressed upon by public agency, they are more protected by public agency against aggression. Instead of a régime under which individuals rectified their private wrongs by force as well as they could, or else bribed the ruler, general or local, to use his power in their behalf, there has come a régime under which, while much less self-protection is required, a chief function of the ruling power and its agents is to administer justice. In all ways, then, we are shown that with this relative decrease of militancy and relative increase of industrialism, there has been a change from a social order in which individuals exist for the benefit of the State, to a social order in which the State exists for the benefit of individuals.

When, instead of contrasting early European communities at large with European communities at large as they now exist, we contrast the one in which industrial development has been less impeded by militancy with those in which it has been more impeded by militancy, parallel results are apparent. Between our own society and continental societies, as for example, France, the differences which have gradually arisen may be cited in illustration. After the conquering Normans had spread over England, there was established here a much greater subordination of local rulers to the general ruler than existed in France; and, as a result, there was not nearly so much internal dissension. Says Hallam, speaking of this period, “we read very little of private wars in England.” Though from time to time, as under Stephen, there were rebellions, and though there were occasional fights between nobles, yet for some hundred and fifty years, up to the time of King John, the subjection maintained [II-621] secured comparative order. Further, it is to be noted that such general wars as occurred were mostly carried on abroad. Descents on our coasts were few and unimportant, and conflicts with Wales, Scotland, and Ireland, entailed but few intrusions on English soil. Consequently, there was a relatively small hindrance to industrial life and the growth of social forms appropriate to it. Meanwhile, the condition of France was widely different. During this period and long after, besides wars with England (mostly fought out on French soil) and wars with other countries, there were going on everywhere local wars. From the 10th to the 14th century perpetual fights between suzerains and their vassals occurred, as well as fights of vassals with one another. Not until towards the middle of the 14th century did the king begin greatly to predominate over the nobles; and only in the 15th century was there established a supreme ruler strong enough to prevent the quarrels of local rulers. How great was the repression of industrial development caused by internal conflicts, may be inferred from the exaggerated language of an old writer, who says of this period, during which the final struggle of monarchy with feudalism was going on, that “agriculture, traffic, and all the mechanical arts ceased.” Such being the contrast between the small degree in which industrial life was impeded by war in England, and the great degree in which it was impeded by war in France, let us ask—what were the political contrasts which arose. The first fact to be noted is that in the middle of the 13th century there began in England a mitigation of villeinage, by limitation of labour-services and commutation of them for money, and that in the 14th century the transformation of a servile into a free population had in great measure taken place; while in France, as in other continental countries, the old condition survived and became worse. As Mr. Freeman says of this period—“in England villeinage was on the whole dying out, while in many other countries it was getting harder and harder.” Besides this spreading substitution [II-622] of contract for status, which, taking place first in the industrial centres, the towns, afterwards went on in the rural districts, there was going on an analogous enfranchisement of the noble class. The enforced military obligations of vassals were more and more replaced by money payments or scutages; so that by King John’s time, the fighting services of the upper class had been to a great extent compounded for, like the labour services of the lower class. After diminished restraints over persons, there came diminished invasions of property. By the Charter, arbitrary tallages on towns and non-military king’s tenants were checked; and while the aggressive actions of the State were thus decreased, its protective actions were extended: provisions were made that justice should be neither sold, delayed, nor denied. All which changes were towards those social arrangements which we see characterize the industrial type. Then, in the next place, we have the subsequently-occurring rise of a representative government; which, as shown in a preceding chapter by another line of inquiry, is at once the product of industrial growth and the form proper to the industrial type. But in France none of these changes took place. Villeinage remaining unmitigated continued to comparatively late times; compounding for military obligation of vassal to suzerain was less general; and when there arose tendencies towards the establishment of an assembly expressing the popular will, they proved abortive. Detailed comparisons of subsequent periods and their changes would detain us too long: it must suffice to indicate the leading facts. Beginning with the date at which, under the influences just indicated, parliamentary government was finally established in England, we find that for a century and a half, down to the Wars of the Roses, the internal disturbances were few and unimportant compared with those which took place in France; and at the same time (remembering that the wars between England and France, habitually taking place on French soil, affected the state of France more than that of England) we note that [II-623] France carried on serious wars with Flanders, Castille and Navarre besides the struggle with Burgundy: the result being that while in England popular power as expressed by the House of Commons became settled and increased, such power as the States General had acquired in France, dwindled away. Not forgetting that by the Wars of the Roses, lasting over thirty years, there was initiated a return towards absolutism; let us contemplate the contrasts which subsequently arose. For a century and a half after these civil conflicts ended, there were but few and trivial breaches of internal peace; while such wars as went on with foreign powers, not numerous, took place as usual out of England. During this period the retrograde movement which the Wars of the Roses set up, was reversed, and popular power greatly increased; so that in the words of Mr. Bagehot, “the slavish parliament of Henry VIII. grew into the murmuring parliament of Queen Elizabeth, the mutinous parliament of James I., and the rebellious parliament of Charles I.” Meanwhile France, during the first third of this period, had been engaged in almost continuous external wars with Italy, Spain, and Austria; while during the remaining two-thirds, it suffered from almost continuous internal wars, religious and political: the accompanying result being that, notwithstanding resistances from time to time made, the monarchy became increasingly despotic. Fully to make manifest the different social types which had been evolved under these different conditions, we have to compare not only the respective political constitutions but also the respective systems of social control. Observe what these were at the time when there commenced that reaction which ended in the French revolution. In harmony with the theory of the militant type, that the individual is in life, liberty, and property, owned by the State, the monarch was by some held to be the universal proprietor. The burdens he imposed upon landowners were so grievous that a part of them preferred abandoning their estates to paying. Then besides the taking of property by [II-624] the State, there was the taking of labour. One-fourth of the working days in the year went to the corvées, due now to the king and now to the feudal lord. Such liberties as were allowed, had to be paid for and again paid for: the municipal privileges of towns being seven times in twenty-eight years withdrawn and re-sold to them. Military services of nobles and people were imperative to whatever extent the king demanded; and conscripts were drilled under the lash. At the same time that the subjection of the individual to the State was pushed to such an extreme by exactions of money and services that the impoverished people cut the grain while it was green, ate grass, and died of starvation in multitudes, the State did little to guard their persons and homes. Contemporary writers enlarge on the immense numbers of highway robberies, burglaries, assassinations, and torturings of people to discover their hoards. Herds of vagabonds, levying blackmail, roamed about; and when, as a remedy, penalties were imposed, innocent persons denounced as vagabonds were sent to prison without evidence. No personal security could be had either against the ruler or against powerful enemies. In Paris there were some thirty prisons where untried and unsentenced people might be incarcerated; and the “brigandage of justice” annually cost suitors forty to sixty millions of francs. While the State, aggressing on citizens to such extremes, thus failed to protect them against one another, it was active in regulating their private lives and labours. Religion was dictated to the extent that Protestants were imprisoned, sent to the galleys, or whipped, and their ministers hanged. The quantity of salt (on which there was a heavy tax) to be consumed by each person was prescribed; as were also the modes of its use. Industry of every kind was supervised. Certain crops were prohibited; and vines destroyed that were on soils considered unfit. The wheat that might be bought at market was limited to two bushels; and sales took place in presence of dragoons. Manufacturers were regulated in their processes and products to the extent that [II-625] there was destruction of improved appliances and of goods not made according to law, as well as penalties upon inventors. Regulations succeeded one another so rapidly that amid their multiplicity, government agents found it difficult to carry them out; and with increasing official orders there came increasing swarms of public functionaries. Turning now to England at the same period, we see that along with progress towards the industrial type of political structure, carried to the extent that the House of Commons had become the predominant power, there had gone a progress towards the accompanying social system. Though the subjection of the individual to the State was considerably greater than now, it was far less than in France. His private rights were not sacrificed in the same unscrupulous way; and he was not in danger of a lettre de cachet. Though justice was very imperfectly administered, still it was not administered so wretchedly: there was a fair amount of personal security, and aggressions on property were kept within bounds. The disabilities of Protestant dissenters were diminished early in the century; and, later on, those of Catholics. Considerable freedom of the press was acquired, showing itself in the discussion of political questions, as well as in the publication of parliamentary debates; and, about the same time, there came free speech in public meetings. While thus the State aggressed on the individual less and protected him more, it interfered to a smaller extent with his daily transactions. Though there was much regulation of commerce and industry, yet it was pushed to no such extreme as that which in France subjected agriculturists, manufacturers, and merchants, to an army of officials who directed their acts at every turn. In brief, the contrast between our state and that of France was such as to excite the surprise and admiration of various French writers of the time; from whom Mr. Buckle quotes numerous passages showing this.

Most significant of all, however, are the changes in England itself, first retrogressive and then progressive, that occurred [II-626] during the war-period which extended from 1775 to 1815, and during the subsequent period of peace. At the end of the last century and the beginning of this, reversion towards ownership of the individual by the society had gone a long way. “To statesmen, the State, as a unit, was all in all, and it is really difficult to find any evidence that the people were thought of at all, except in the relation of obedience.” “The Government regarded the people with little other view than as a taxable and soldier-yielding mass.” While the militant part of the community had greatly developed, the industrial part had approached towards the condition of a permanent commissariat. By conscription and by press-gangs, was carried to a relatively vast extent that sacrifice of the citizen in life and liberty which war entails; and the claims to property were trenched on by merciless taxation, weighing down the middle classes so grievously that they had greatly to lower their rate of living, while the people at large were so distressed (partly no doubt by bad harvests) that “hundreds ate nettles and other weeds.” With these major aggressions upon the individual by the State, went numerous minor aggressions. Irresponsible agents of the executive were empowered to suppress public meetings and seize their leaders: death being the punishment for those who did not disperse when ordered. Libraries and news-rooms could not be opened without licence; and it was penal to lend books without permission. There were “strenuous attempts made to silence the press;” and booksellers dared not publish works by obnoxious authors. “Spies were paid, witnesses were suborned, juries were packed, and the habeas corpus Act being constantly suspended, the Crown had the power of imprisoning without inquiry and without limitation.” While the Government taxed and coerced and restrained the citizen to this extent, its protection of him was inefficient. It is true that the penal code was made more extensive and more severe. The definition of treason was enlarged, and numerous offences were made capital which were not capital before; so [II-627] that there was “a vast and absurd variety of offences for which men and women were sentenced to death by the score:” there was “a devilish levity in dealing with human life.” But at the same time there was not an increase, but rather a decrease, of security. As says Mr. Pike in his History of Crime in England, “it became apparent that the greater the strain of the conflict the greater is the danger of a reaction towards violence and lawlessness.” Turn now to the opposite picture. After recovery from the prostration which prolonged wars had left, and after the dying away of those social perturbations caused by impoverishment, there began a revival of traits proper to the industrial type. Coercion of the citizen by the State decreased in various ways. Voluntary enlistment replaced compulsory military service; and there disappeared some minor restraints over personal freedom, as instance the repeal of laws which forbade artizans to travel where they pleased, and which interdicted trades-unions. With these manifestations of greater respect for personal freedom, may be joined those shown in the amelioration of the penal code: the public whipping of females being first abolished; then the long list of capital offences being reduced until there finally remained but one; and, eventually, the pillory and imprisonment for debt being abolished. Such penalties on religious independence as remained disappeared; first by removal of those directed against Protestant Dissenters, and then of those which weighed on Catholics, and then of some which told specially against Quakers and Jews. By the Parliamentary Reform Bill and the Municipal Reform Bill, vast numbers were removed from the subject classes to the governing classes. Interferences with the business-transactions of citizens were diminished by allowing free trade in bullion, by permitting joint-stock banks, by abolishing multitudinous restrictions on the importation of commodities—leaving eventually but few which pay duty. Moreover while these and kindred changes, such as the removal of restraining burdens on the press, decreased the impediments [II-628] to free actions of citizens, the protective action of the State was increased. By a greatly-improved police system, by county courts, and so forth, personal safety and claims to property were better secured.

Not to elaborate the argument further by adding the case of the United States, which repeats with minor differences the same relations of phenomena, the evidence given adequately supports the proposition laid down. Amid all the complexities and perturbations, comparisons show us with sufficient clearness that in actually-existing societies those attributes which we inferred must distinguish the industrial type, show themselves clearly in proportion as the social activities are predominantly characterized by exchange of services under agreement.

§ 574. As, in the last chapter, we noted the traits of character proper to the members of a society which is habitually at war; so here, we have to note the traits of character proper to the members of a society occupied exclusively in peaceful pursuits. Already in delineating above, the rudiments of the industrial type of social structure as exhibited in certain small groups of unwarlike peoples, some indications of the accompanying personal qualities have been given; but it will be well now to emphasize these and add to them, before observing the kindred personal qualities in more advanced industrial communities.

Absence of a centralized coercive rule, implying as it does feeble political restraints exercised by the society over its units, is accompanied by a strong sense of individual freedom, and a determination to maintain it. The amiable Bodo and Dhimáls, as we have seen, resist “injunctions injudiciously urged with dogged obstinacy.” The peaceful Lepchas “undergo great privations rather than submit to oppression or injustice.” The “simple-minded Santáls” has a “strong natural sense of justice, and should any attempt be made to coerce him, he flies the country.” Similarly of a [II-629] tribe not before mentioned, the Jakuns of the South Malayan Peninsula, who, described as “entirely inoffensive,” personally brave but peaceful, and as under no control but that of popularly-appointed heads who settle their disputes, are also described as “extremely proud:” the so-called pride being exemplified by the statement that their remarkably good qualities “induced several persons to make attempts to domesticate them, but such essays have generally ended in the Jakuns’ disappearance on the slightest coercion.”

With a strong sense of their own claims, these unwarlike men display unusual respect for the claims of others. This is shown in the first place by the rarity of personal collisions among them. Hodgson says that the Bodo and the Dhimáls “are void of all violence towards their own people or towards their neighbours.” Of the peaceful tribes of the Neilgherry Hills, Colonel Ouchterlony writes:—“drunkenness and violence are unknown amongst them.” Campbell remarks of the Lepchas, that “they rarely quarrel among themselves.” The Jakuns, too, “have very seldom quarrels among themselves;” and such disputes as arise are settled by their popularly-chosen heads “without fighting or malice.” In like manner the Arafuras “live in peace and brotherly love with one another.” Further, in the accounts of these peoples we read nothing about the lex talionis. In the absence of hostilities with adjacent groups there does not exist within each group that “sacred duty of blood-revenge” universally recognized in military tribes and nations. Still more significantly, we find evidence of the opposite doctrine and practice. Says Campbell of the Lepchas—“they are singularly forgiving of injuries . . . making mutual amends and concessions.”

Naturally, with respect for others’ individualities thus shown, goes respect for their claims to property. Already in the preliminary chapter I have quoted testimonies to the great honesty of the Bodo and the Dhimáls, the Lepchas, the Santáls, the Todas, and other peoples kindred in their form of social life; and here I may add further ones. Of the Lepchas, [II-630] Hooker remarks:—“in all my dealings with these people, they proved scrupulously honest.” “Among the pure Santáls,” writes Hunter, “crime and criminal officers are unknown;” while of the Hos, belonging to the same group as the Sántals, Dalton says, “a reflection on a man’s honesty or veracity may be sufficient to send him to self-destruction.” Shortt testifies that “the Todas, as a body, have never been convicted of heinous crimes of any kind;” and concerning other tribes of the Shervaroy Hills, he states that “crime of a serious nature is unknown amongst them.” Again of the Jakuns we read that “they are never known to steal anything, not even the most insignificant trifle.” And so of certain natives of Malacca who “are naturally of a commercial turn,” Jukes writes:—“no part of the world is freer from crime than the district of Malacca;” “a few petty cases of assault, or of disputes about property . . . are all that occur.”

Thus free from the coercive rule which warlike activities necessitate, and without the sentiment which makes the needful subordination possible—thus maintaining their own claims while respecting the like claims of others—thus devoid of the vengeful feelings which aggressions without and within the tribe generate; these peoples, instead of the bloodthirstiness, the cruelty, the selfish trampling upon inferiors, characterizing militant tribes and societies, display, in unusual degrees, the humane sentiments. Insisting on their amiable qualities, Hodgson describes the Bodo and the Dhimáls as being “almost entirely free from such as are unamiable.” Remarking that “while courteous and hospitable he is firm and free from cringing,” Hunter tells us of the Santál that he thinks “uncharitable men” will suffer after death. Saying that the Lepchas are “ever foremost in the forest or on the bleak mountain, and ever ready to help, to carry, to encamp, collect, or cook,” Hooker adds—“they cheer on the traveller by their unostentatious zeal in his service;” and he also adds that, “a present is divided equally amongst many, without a syllable of discontent or grudging [II-631] look or word.” Of the Jakuns, too, Favre tells us that “they are generally kind, affable, inclined to gratitude and to beneficence:” their tendency being not to ask favours but to confer them. And then of the peaceful Arafuras we learn from Kolff that—

“They have a very excusable ambition to gain the name of rich men, by paying the debts of their poorer villagers. The officer [M. Bik], whom I quoted above, related to me a very striking instance of this. At Affara he was present at the election of the village chiefs, two individuals aspiring to the station of Orang Tua. The people chose the elder of the two, which greatly afflicted the other, but he soon afterwards expressed himself satisfied with the choice the people had made, and said to M. Bik, who had been sent there on a commission, ‘What reason have I to grieve; whether I am Orang Tua or not, I still have it in my power to assist my fellow villagers.’ Several old men agreed to this, apparently to comfort him. Thus the only use they make of their riches is to employ it in settling differences.”

With these superiorities of the social relations in permanently peaceful tribes, go superiorities of the domestic relations. As I have before pointed out (§ 327), while the status of women is habitually very low in tribes given to war and in more advanced militant societies, it is habitually very high in these primitive peaceful societies. The Bodo and the Dhimáls, the Kocch, the Santáls, the Lepchas, are monogamic, as were also the Pueblos; and along with their monogamy habitually goes a superior sexual morality. Of the Lepchas Hooker says—“the females are generally chaste, and the marriage tie is strictly kept.” Among the Santáls “unchastity is almost unknown,” and “divorce is rare.” By the Bodo and the Dhimáls, “polygamy, concubinage and adultery are not tolerated;” “chastity is prized in man and woman, married and unmarried.” Further it is to be noted that the behaviour to women is extremely good. “The Santál treats the female members of his family with respect;” the Bodo and the Dhimáls “treat their wives and daughters with confidence and kindness; they are free from all out-door work whatever.” And even among the Todas, low as are the forms of their sexual relations, “the wives are treated by [II-632] their husbands with marked respect and attention.” Moreover, we are told concerning sundry of these unwarlike peoples that the status of children is also high; and there is none of that distinction of treatment between boys and girls which characterizes militant peoples.

Of course on turning to the civilized to observe the form of individual character which accompanies the industrial form of society, we encounter the difficulty that the personal traits proper to industrialism, are, like the social traits, mingled with those proper to militancy. It is manifestly thus with ourselves. A nation which, besides its occasional serious wars, is continually carrying on small wars with uncivilized tribes—a nation which is mainly ruled in Parliament and through the press by men whose school-discipline led them during six days in the week to take Achilles for their hero, and on the seventh to admire Christ—a nation which, at its public dinners, habitually toasts its army and navy before toasting its legislative bodies; has not so far emerged out of militancy that we can expect either the institutions or the characteristics proper to industrialism to be shown with clearness. In independence, in honesty, in truthfulness, in humanity, its citizens are not likely to be the equals of the uncultured but peaceful peoples above described. All we may anticipate is an approach to those moral qualities appropriate to a state undisturbed by international hostilities; and this we find.

In the first place, with progress of the régime of contract has come growth of independence. Daily exchange of services under agreement, involving at once the maintenance of personal claims and respect for the claims of others, has fostered a normal self-assertion and consequent resistance to unauthorized power. The facts that the word “independence,” in its modern sense, was not in use among us before the middle of the last century, and that on the continent independence is less markedly displayed, suggest the connexion between this trait and a developing industrialism. [II-633] The trait is shown in the multitudinousness of religious sects, in the divisions of political parties, and, in minor ways, by the absence of those “schools” in art, philosophy, &c., which, among continental peoples, are formed by the submission of disciples to an adopted master. That Englishmen show, more than their neighbours, a jealousy of dictation, and a determination to act as they think fit, will not, I think, be disputed.

The diminished subordination to authority, which is the obverse of this independence, of course implies decrease of loyalty. Worship of the monarch, at no time with us reaching the height it did in France early in the last century, or in Russia down to recent times, has now changed into a respect depending very much on the monarch’s personal character. Our days witness no such extreme servilities of expression as were used by ecclesiastics in the dedication of the Bible to King James, nor any such exaggerated adulations as those addressed to George III. by the House of Lords. The doctrine of divine right has long since died away; belief in an indwelling supernatural power (implied by the touching for king’s evil, &c.) is named as a curiosity of the past; and the monarchical institution has come to be defended on grounds of expediency. So great has been the decrease of this sentiment which, under the militant régime, attaches subject to ruler, that now-a-days the conviction commonly expressed is that, should the throne be occupied by a Charles II. or a George IV., there would probably result a republic. And this change of feeling is shown in the attitude towards the Government as a whole. For not only are there many who dispute the authority of the State in respect of sundry matters besides religious beliefs, but there are some who passively resist what they consider unjust exercises of its authority, and pay fines or go to prison rather than submit.

As this last fact implies, along with decrease of loyalty has gone decrease of faith, not in monarchs only but in governments. Such belief in royal omnipotence as existed in ancient Egypt, where the power of the ruler was supposed to [II-634] extend to the other world, as it is even now supposed to do in China, has had no parallel in the West; but still, among European peoples in past times, that confidence in the soldier-king essential to the militant type, displayed itself among other ways in exaggerated conceptions of his ability to rectify mischiefs, achieve benefits, and arrange things as he willed. If we compare present opinion among ourselves with opinion in early days, we find a decline in these credulous expectations. Though, during the late retrograde movement towards militancy, State-power has been invoked for various ends, and faith in it has increased; yet, up to the commencement of this reaction, a great change had taken place in the other direction. After the repudiation of a State-enforced creed, there came a denial of the State’s capacity for determining religious truth, and a growing movement to relieve it from the function of religious teaching; held to be alike needless and injurious. Long ago it had ceased to be thought that Government could do any good by regulating people’s food, clothing, and domestic habits; and over the multitudinous processes carried on by producers and distributors, constituting immensely the larger part of our social activities, we no longer believe that legislative dictation is beneficial. Moreover, every newspaper by its criticisms on the acts of ministers and the conduct of the House of Commons, betrays the diminished faith of citizens in their rulers. Nor is it only by contrasts between past and present among ourselves that we are shown this trait of a more developed industrial state. It is shown by kindred contrasts between opinion here and opinion abroad. The speculations of social reformers in France and in Germany, prove that the hope for benefits to be achieved by State-agency is far higher with them than with us.

Along with decrease of loyalty and concomitant decrease of faith in the powers of governments, has gone decrease of patriotism—patriotism, that is, under its original form. To fight “for king and country” is an ambition which now-a-days [II-635] occupies but a small space in men’s minds; and though there is among us a majority whose sentiment is represented by the exclamation—“Our country, right or wrong!” yet there are large numbers whose desire for human welfare at large, so far overrides their desire for national prestige, that they object to sacrificing the first to the last. The spirit of self-criticism, which in sundry respects leads us to make unfavourable comparisons between ourselves and our continental neighbours, leads us more than heretofore to blame ourselves for wrong conduct to weaker peoples. The many and strong reprobations of our dealings with the Afghans, the Zulus, and the Boers, show that there is a large amount of the feeling reprobated by the “Jingo”-class as unpatriotic.

That adaptation of individual nature to social needs, which, in the militant state, makes men glory in war and despise peaceful pursuits, has partially brought about among us a converse adjustment of the sentiments. The occupation of the soldier has ceased to be so much honoured, and that of the civilian is more honoured. During the forty years’ peace, the popular sentiment became such that “soldiering” was spoken of contemptuously; and those who enlisted, habitually the idle and the dissolute, were commonly regarded as having completed their disgrace. Similarly in America before the late civil war, such small military gatherings and exercises as from time to time occurred, excited general ridicule. Meanwhile we see that labours, bodily and mental, useful to self and others, have come to be not only honourable but in a considerable degree imperative. In America the adverse comments on a man who does nothing, almost force him into some active pursuit; and among ourselves the respect for industrial life has become such that men of high rank put their sons into business.

While, as we saw, the compulsory cooperation proper to militancy, forbids, or greatly discourages, individual initiative, the voluntary cooperation which distinguishes industrialism, gives free scope to individual initiative, and develops it by [II-636] letting enterprise bring its normal advantages. Those who are successfully original in idea and act, prospering and multiplying in a greater degree than others, produce, in course of time, a general type of nature ready to undertake new things. The speculative tendencies of English and American capitalists, and the extent to which large undertakings, both at home and abroad, are carried out by them, sufficiently indicate this trait of character. Though, along with considerable qualifications of militancy by industrialism on the continent, there has occurred there, too, an extension of private enterprise; yet the fact that while many towns in France and Germany have been supplied with gas and water by English companies, there is in England but little of kindred achievement by foreign companies, shows that among the more industrially-modified English, individual initiative is more decided.

There is evidence that the decline of international hostilities, associated as it is with the decline of hostilities between families and between individuals, is followed by a weakening of revengeful sentiments. This is implied by the fact that in our own country the more serious of these private wars early ceased, leaving only the less serious in the form of duels, which also have at length ceased: their cessation coinciding with the recent great development of industrial life—a fact with which may be joined the fact that in the more militant societies, France and Germany, they have not ceased. So much among ourselves has the authority of the lex talionis waned, that a man whose actions are known to be prompted by the wish for vengeance on one who has injured him, is reprobated rather than applauded.

With decrease of the aggressiveness shown in acts of violence and consequent acts of retaliation, has gone decrease of the aggressiveness shown in criminal acts at large. That this change has been a concomitant of the change from a more militant to a more industrial state, cannot be doubted by one who studies the history of crime in England. Says [II-637] Mr. Pike in his work on that subject, “the close connexion between the military spirit and those actions which are now legally defined to be crimes, has been pointed out, again and again, in the course of this history.” If we compare a past age in which the effects of hostile activities had been less qualified by the effects of peaceful activities than they are in our own age, we see a marked contrast in respect of the numbers and kinds of offences against person and property. We have no longer any English buccaneers; wreckers have ceased to be heard of; and travellers do not now prepare themselves to meet highwaymen. Moreover, that flagitiousness of the governing agencies themselves, which was shown by the venality of ministers and members of Parliament, and by the corrupt administration of justice, has disappeared. With decreasing amount of crime has come increasing reprobation of crime. Biographies of pirate captains, suffused with admiration of their courage, no longer find a place in our literature; and the sneaking kindness for “gentlemen of the road,” is, in our days, but rarely displayed. Many as are the transgressions which our journals report, they have greatly diminished; and though in trading transactions there is much dishonesty (chiefly of the indirect sort) it needs but to read Defoe’s English Tradesman, to see how marked has been the improvement since his time. Nor must we forget that the change of character which has brought a decrease of unjust actions, has brought an increase of beneficent actions; as seen in paying for slave-emancipation, in nursing the wounded soldiers of our fighting neighbours, in philanthropic efforts of countless kinds.

§ 575. As with the militant type then, so with the industrial type, three lines of evidence converge to show us its essential nature. Let us set down briefly the several results, that we may observe the correspondences among them.

On considering what must be the traits of a society organized exclusively for carrying on internal activities, so as [II-638] most efficiently to subserve the lives of citizens, we find them to be these. A corporate action subordinating individual actions by uniting them in joint effort, is no longer requisite. Contrariwise, such corporate action as remains has for its end to guard individual actions against all interferences not necessarily entailed by mutual limitations: the type of society in which this function is best discharged, being that which must survive, since it is that of which the members will most prosper. Excluding, as the requirements of the industrial type do, a despotic controlling agency, they imply, as the only congruous agency for achieving such corporate action as is needed, one formed of representatives who serve to express the aggregate will. The function of this controlling agency, generally defined as that of administering justice, is more specially defined as that of seeing that each citizen gains neither more nor less of benefit than his activities normally bring; and there is thus excluded all public action involving any artificial distribution of benefits. The régime of status proper to militancy having disappeared, the régime of contract which replaces it has to be universally enforced; and this negatives interferences between efforts and results by arbitrary apportionment. Otherwise regarded, the industrial type is distinguished from the militant type as being not both positively regulative and negatively regulative, but as being negatively regulative only. With this restricted sphere for corporate action comes an increased sphere for individual action; and from that voluntary cooperation which is the fundamental principle of the type, arise multitudinous private combinations, akin in their structures to the public combination of the society which includes them. Indirectly it results that a society of the industrial type is distinguished by plasticity; and also that it tends to lose its economic autonomy, and to coalesce with adjacent societies.

The question next considered was, whether these traits of the industrial type as arrived at by deduction are inductively verified; and we found that in actual societies they are visible [II-639] more or less clearly in proportion as industrialism is more or less developed. Glancing at those small groups of uncultured people who, wholly unwarlike, display the industrial type in its rudimentary form, we went on to compare the structures of European nations at large in early days of chronic militancy, with their structures in modern days characterized by progressing industrialism; and we saw the differences to be of the kind implied. We next compared two of these societies, France and England, which were once in kindred states, but of which the one has had its industrial life much more repressed by its militant life than the other; and it became manifest that the contrasts which, age after age, arose between their institutions, were such as answer to the hypothesis. Lastly, limiting ourselves to England itself, and first noting how recession from such traits of the industrial type as had shown themselves, occurred during a long war-period, we observed how, during the subsequent long period of peace beginning in 1815, there were numerous and decided approaches to that social structure which we concluded must accompany developed industrialism.

We then inquired what type of individual nature accompanies the industrial type of society; with the view of seeing whether, from the character of the unit as well as from the character of the aggregate, confirmation is to be derived. Certain uncultured peoples whose lives are passed in peaceful occupations, proved to be distinguished by independence, resistance to coercion, honesty, truthfulness, forgiveness, kindness. On contrasting the characters of our ancestors during more warlike periods with our own characters, we see that, with an increasing ratio of industrialism to militancy, have come a growing independence, a less-marked loyalty, a smaller faith in governments, and a more qualified patriotism; and while, by enterprising action, by diminished faith in authority, by resistance to irresponsible power, there has been shown a strengthening assertion of individuality, there has accompanied it a growing respect for the individualities of [II-640] others, as is implied by the diminution of aggressions upon them and the multiplication of efforts for their welfare.

To prevent misapprehension it seems needful, before closing, to explain that these traits are to be regarded less as the immediate results of industrialism than as the remote results of non-militancy. It is not so much that a social life passed in peaceful occupations is positively moralizing, as that a social life passed in war is positively demoralizing. Sacrifice of others to self is in the one incidental only; while in the other it is necessary. Such aggressive egoism as accompanies the industrial life is extrinsic; whereas the aggressive egoism of the militant life is intrinsic. Though generally unsympathetic, the exchange of services under agreement is now, to a considerable extent, and may be wholly, carried on with a due regard to the claims of others—may be constantly accompanied by a sense of benefit given as well as benefit received; but the slaying of antagonists, the burning of their houses, the appropriation of their territory, cannot but be accompanied by vivid consciousness of injury done them, and a consequent brutalizing effect on the feelings—an effect wrought, not on soldiers only, but on those who employ them and contemplate their deeds with pleasure. The last form of social life, therefore, inevitably deadens the sympathies and generates a state of mind which prompts crimes of trespass; while the first form, allowing the sympathies free play if it does not directly exercise them, favours the growth of altruistic sentiments and the resulting virtues.

Note.—This reference to the natural genesis of a higher moral nature, recalls a controversy some time since carried on. In a “Symposium” published in the Nineteenth Century for April and May, 1877, was discussed “the influence upon morality of a decline in religious belief:” the question eventually raised being whether morality can exist without religion. Not much difficulty in answering this question will be felt by those who, from the conduct of the rude tribes described in this chapter, turn to that of Europeans during a great part of the Christian era; with its innumerable and immeasurable public and private atrocities, its bloody aggressive wars, its ceaseless family-vendettas, its bandit barons and fighting [II-641] bishops, its massacres, political and religious, its torturings and burnings, its all-pervading crime from the assassinations of and by kings down to the lyings and petty thefts of slaves and serfs. Nor do the contrasts between our own conduct at the present time and the conduct of these so-called savages, leave us in doubt concerning the right answer. When, after reading police reports, criminal assize proceedings, accounts of fraudulent bankruptcies, &c., which in our journals accompany advertisements of sermons and reports of religious meetings, we learn that the “amiable” Bodo and Dhimáls, who are so “honest and truthful,” “have no word for God, for soul, for heaven, for hell” (though they have ancestor-worship and some derivative beliefs), we find ourselves unable to recognize the alleged connexion. If, side by side with narratives of bank-frauds, railway-jobbings, turf-chicaneries, &c., among people who are anxious that the House of Commons should preserve its theism untainted, we place descriptions of the “fascinating” Lepchas, who are so “wonderfully honest,” but who “profess no religion, though acknowledging the existence of good and bad spirits” (to the last of whom only they pay any attention), we do not see our way to accepting the dogma which our theologians think so obviously true; nor will acceptance of it be made easier when we add the description of the conscientious Santál, who “never thinks of making money by a stranger,” and “feels pained if payment is pressed upon him” for food offered; but concerning whom we are told that “of a supreme and beneficent God the Santál has no conception.” Admission of the doctrine that right conduct depends on theological conviction, becomes difficult on reading that the Veddahs who are “almost devoid of any sentiment of religion” and have no idea “of a Supreme Being,” nevertheless “think it perfectly inconceivable that any person should ever take that which does not belong to him, or strike his fellow, or say anything that is untrue.” After finding that among the select of the select who profess our established creed, the standard of truthfulness is such that the statement of a minister concerning cabinet transactions is distinctly falsified by the statement of a seceding minister: and after then recalling the marvellous veracity of these godless Bodo and Dhimáls, Lepchas, and other peaceful tribes having kindred beliefs, going to such extent that an imputation of falsehood is enough to make one of the Hos destroy himself; we fail to see that in the absence of a theistic belief there can be no regard for truth. When, in a weekly journal specially representing the university culture shared in by our priests, we find a lament over the moral degradation shown by our treatment of the Boers—when we are held degraded because we have not slaughtered them for successfully resisting our trespasses—when we see that the “sacred duty of blood revenge,” which the cannibal savage insists upon, is insisted upon by those to whom the Christian religion was daily taught throughout their education; and when, from contemplating this fact, we pass to the fact [II-642] that the unreligious Lepchas “are singularly forgiving of injuries,” the assumed relation between humanity and theism appears anything but congruous with the evidence. If, with the ambitions of our church-going citizens, who (not always in very honourable ways) strive to get fortunes that they may make great displays, and gratify themselves by thinking that at death they will “cut up well,” we compare the ambitions of the Arafuras, among whom wealth is desired that its possessor may pay the debts of poorer men and settle differences, we are obliged to reject the assumption that “brotherly love” can exist only as a consequence of divine injunctions, with promised rewards and threatened punishments; for of these Arafuras we read that—

“Of the immortality of the soul they have not the least conception. To all my inquiries on the subject they answered, ‘No Arafura has ever returned to us after death, therefore we know nothing of a future state, and this is the first time we have heard of it.’ Their idea was, when you are dead there is an end of you. Neither have they any notion of the creation of the world. They only answered, ‘None of us were aware of this, we have never heard anything about it, and therefore do not know who has done it all.’ ”

The truth disclosed by the facts is that, so far as men’s moral states are concerned, theory is almost nothing and practice is almost everything. No matter how high their nominal creed, nations given to political burglaries to get “scientific frontiers,” and the like, will have among their members many who “annex” other’s goods for their own convenience; and with the organized crime of aggressive war, will go criminality in the behaviour of one citizen to another. Conversely, as these uncultivated tribes prove, no matter how devoid they are of religious beliefs, those who, generation after generation remaining unmolested, inflict no injuries upon others, have their altruistic sentiments fostered by the sympathetic intercourse of a peaceful daily life, and display the resulting virtues. We need teaching that it is impossible to join injustice and brutality abroad with justice and humanity at home. What a pity these Heathens cannot be induced to send missionaries among the Christians!

 


 

[II-643]

CHAPTER XIX.

POLITICAL RETROSPECT AND PROSPECT.

§ 576. In the foregoing chapters little has been said concerning the doctrine of Evolution at large, as re-illustrated by political evolution; though doubtless the observant reader has occasionally noted how the transformations described conform to the general law of transformation. Here, in summing up, it will be convenient briefly to indicate their conformity. Already in Part II, when treating of Social Growth, Social Structures, and Social Functions, the outlines of this correspondence were exhibited; but the materials for exemplifying it in a more special way, which have been brought together in this Part, may fitly be utilized to emphasize afresh a truth not yet commonly admitted.

That under its primary aspect political development is a process of integration, is clear. By it individuals originally separate are united into a whole; and the union of them into a whole is variously shown. In the earliest stages the groups of men are small, they are loose, they are not unified by subordination to a centre. But with political progress comes the compounding, re-compounding, and re-re-compounding of groups until great nations are produced. Moreover, with that settled life and agricultural development accompanying political progress, there is not only a formation of societies covering wider areas, but an increasing density of their populations. Further, the loose aggregation of savages passes into [II-644] the coherent connexion of citizens; at one stage coercively bound to one another and to their localities by family-ties and class-ties, and at a later stage voluntarily bound together by their mutually-dependent occupations. Once more, there is that merging of individual wills in a governmental will, which reduces a society, as it reduces an army, to a consolidated body.

An increase of heterogeneity at the same time goes on in many ways. Everywhere the horde, when its members cooperate for defence or offence, begins to differentiate into a predominant man, a superior few, and an inferior many. With that massing of groups which war effects, there grow out of these, head chief, subordinate chiefs, and warriors; and at higher stages of integration, kings, nobles, and people: each of the two great social strata presently becoming differentiated within itself. When small societies have been united, the respective triune governing agencies of them grow unlike: the local political assemblies falling into subordination to a central political assembly. Though, for a time, the central one continues to be constituted after the same manner as the local ones, it gradually diverges in character by loss of its popular element. While these local and central bodies are becoming contrasted in their powers and structures, they are severally becoming differentiated in another way. Originally each is at once military, political, and judicial; but by and by the assembly for judicial business, no longer armed, ceases to be like the politico-military assembly; and the politico-military assembly eventually gives origin to a consultative body, the members of which, when meeting for political deliberation, come unarmed. Within each of these divisions, again, kindred changes subsequently occur. While themselves assuming more specialized forms, local judicial agencies fall under the control of a central judicial agency; and the central judicial agency, which has separated from the original consultative body, subdivides into parts or courts which take unlike kinds of business. The central political [II-645] body, too, where its powers do not disappear by absorption in those of the supreme head, tends to complicate; as in our own case by the differentiation of a privy council from the original consultative body, and again by the differentiation of a cabinet from the privy council: accompanied, in the other direction, by division of the consultative body into elective and non-elective parts. While these metamorphoses are going on, the separation of the three organizations, legislative, judicial, and executive, progresses. Moreover, with progress in these major political changes goes that progress in minor political changes which, out of family-governments and clan-governments, evolves such governments as those of the tything, the gild, and the municipality. Thus in all directions from primitive simplicity there is produced ultimate complexity, through modifications upon modifications.

With this advance from small incoherent social aggregates to great coherent ones, which, while becoming integrated pass from uniformity to multiformity, there goes an advance from indefiniteness of political organization to definiteness of political organization. Save inherited ideas and usages, nothing is fixed in the primitive horde. But the differentiations above described, severally beginning vaguely, grow in their turns gradually more marked. Class-divisions, absent at first and afterwards undecided, eventually acquire great distinctness: slaves, serfs, freemen, nobles, king, become separated, often by impassable barriers, and their positions shown by mutilations, badges, dresses, &c. Powers and obligations which were once diffused are parted off and rigorously maintained. The various parts of the political machinery come to be severally more and more restricted in their ranges of duties; and usage, age by age accumulating precedents, brings every kind of official action within prescribed bounds. This increase of definiteness is everywhere well shown by the development of laws. Beginning as inherited sacred injunctions briefly expressed, these have to be applied after some prescribed method, and their meanings in [II-646] relation to particular cases made clear. Rules of procedure become step by step detailed and formal, while interpretations change the general command into specialized commands to meet incidental circumstances; and gradually there grows up a legal system everywhere precise and fixed. How pronounced is this tendency is interestingly shown in our system of Equity, which, arising to qualify the unduly defined and rigid applications of Law, itself slowly multiplied its technicalities until it grew equally defined and rigid.

To meet an obvious criticism it must be added that these changes from societies which are small, loose, uniform, and vague in structure, to societies which are large, compact, multiform, and distinct in structure, present varieties of characters under varieties of conditions, and alter as the conditions alter. Different parts of a society display the transformation, according as the society’s activities are of one or other kind. Chronic war generates a compulsory cohesion, and produces an ever-greater heterogeneity and definiteness in that controlling organization by which unity of action is secured; while that part of the organization which carries on production and distribution, exhibits these traits of evolution in a relatively small degree. Conversely, when joint action of the society against other societies decreases, the traits of the structure developed for carrying it on begin to fade; while the traits of the structure for carrying on production and distribution become more decided: the increasing cohesion, heterogeneity, and definiteness, begin now to be shown throughout the industrial organization. Hence the phenomena become complicated by a simultaneous evolution of one part of the social organization and dissolution of another part—a mingling of changes well illustrated in our own society.

§ 577. With this general conception before us, which, without more detailed recapitulation of the conclusions reached, will sufficiently recall them, we may turn from [II-647] retrospect to prospect; and ask through what phases political evolution is likely hereafter to pass.

Such speculations concerning higher political types as we may allow ourselves, must be taken with the understanding that such types are not likely to become universal. As in the past so in the future, local circumstances must be influential in determining governmental arrangements; since these depend in large measure on the modes of life which the climate, soil, flora, and fauna, necessitate. In regions like those of Central Asia, incapable of supporting considerable populations, there are likely to survive wandering hordes under simple forms of control. Large areas such as parts of Africa present, which prove fatal to the higher races of men, and the steaming atmospheres of which cause enervation, may continue to be inhabited by lower races of men, subject to political arrangements adapted to them. And in conditions such as those furnished by small Pacific Islands, mere deficiency of numbers must negative the forms of government which become alike needful and possible in large nations. Recognizing the fact that with social organisms as with individual organisms, the evolution of superior types does not entail the extinction of all inferior ones, but leaves many of these to survive in habitats not available by the superior, we may here restrict ourselves to the inquiry—What are likely to be the forms of political organization and action in societies that are favourably circumstanced for carrying social evolution to its highest stage?

Of course deductions respecting the future must be drawn from inductions furnished by the past. We must assume that hereafter social evolution will conform to the same principles as heretofore. Causes which have everywhere produced certain effects must, if they continue at work, be expected to produce further effects of like kinds. If we see that political transformations which have arisen under certain conditions, admit of being carried further in the same directions, we must conclude that they will be carried further [II-648] if the conditions are maintained; and that they will go on until they reach limits beyond which there is no scope for them.

Not indeed that any trustworthy forecast can be made concerning proximate changes. All that has gone before unites to prove that political institutions, fundamentally determined in their forms by the predominance of one or other of the antagonist modes of social action, the militant and the industrial, will be moulded in this way or in that way according as there is frequent war or habitual peace. Hence we must infer that throughout approaching periods, everything will depend on the courses which societies happen to take in their behaviour to one another—courses which cannot be predicted. On the one hand, in the present state of armed preparation throughout Europe, an untoward accident may bring about wars which, lasting perhaps for a generation, will re-develop the coercive forms of political control. On the other hand, a long peace is likely to be accompanied by so vast an increase of manufacturing and commercial activity, with accompanying growth of the appropriate political structures within each nation, and strengthening of those ties between nations which mutual dependence generates, that hostilities will be more and more resisted and the organization adapted for the carrying them on will decay.

Leaving, however, the question—What are likely to be the proximate political changes in the most advanced nations? and inferring from the changes which civilization has thus far wrought out, that at some time, more or less distant, the industrial type will become permanently established, let us now ask—What is to be the ultimate political régime?

§ 578. Having so recently contemplated at length the political traits of the industrial type as inferable à priori, and as partially exemplified à posteriori in societies most favourably circumstanced for evolving them, there remains only to present these under a united and more concrete form, with [II-649] some dependent ones which have not been indicated. We will glance first at the implied political structures, and next at the implied political functions.

What forms of governmental organization must be the outcome of voluntary cooperation carried to its limit? We have already seen that in the absence of those appliances for coercion which accompany the militant type, whatever legislative and administrative structures exist, must be, in general and in detail, of directly or indirectly representative origin. The presence in them of functionaries not deriving their powers from the aggregate will, and not changeable by the aggregate will, would imply partial continuance of that régime of status which the régime of contract has, by the hypothesis, entirely replaced. But assuming the exclusion of all irresponsible agents, what particular structures will best serve to manifest and execute the aggregate will? This is a question to which only approximate answers can be given. There are various possible organizations through which the general consensus of feeling and opinion may display itself and issue in action; and it is very much a question of convenience, rather than of principle, which of these shall be adopted. Let us consider some of their varieties.

The representatives constituting the central legislature may form one body or they may form two. If there is but one, it may consist of men directly elected by all qualified citizens; or its members may be elected by local bodies which have themselves arisen by direct election; or it may include members some of whom are elected in the one way and some in the other. If there are two chambers, the lower one may arise in the first of the three ways named; while the second arises in one of several ways. It may consist of members chosen by local representative bodies; or it may be chosen by the lower chamber out of its own number. Its members may either have no test of eligibility, or they may be required to have special qualifications: experience in administration, for example. Then besides these various forms of the [II-650] legislature, there are the various modes in which it may be partially or wholly replaced. Entire dissolution and re-election of one body or of both bodies may occur at intervals, either the same for the two or different for the two, and either simultaneously or otherwise; or the higher body, though representative, may be permanent, while the lower is changeable; or the changing of one or both, at given intervals, may be partial instead of complete—a third or a fourth may vacate their seats annually or biennially, and may or may not be eligible for re-election. So, too, there are various modes by which the executive may originate consistently with the representative principle. It may be simple or it may be compound; and if compound, the members of it may be changeable separately or altogether. The political head may be elected directly by the whole community, or by its local governing bodies, or by one or by both of its central representative bodies; and may be so elected for a term or for life. His assistants or ministers may be chosen by himself; or he may choose one who chooses the rest; or they may be chosen separately or bodily by one or other legislature, or by the two united. And the members of the ministry may compose a group apart from both chambers, or may be members of one or the other.

Concerning these, and many other possible arrangements which may be conceived as arising by modification and complication of them (all apparently congruous with the requirement that the making and administration of laws shall conform to public opinion) the choice is to be guided mainly by regard for simplicity and facility of working. But it seems likely that hereafter, as heretofore, the details of constitutional forms in each society, will not be determined on à priori grounds, or will be but partially so determined. We may conclude that they will be determined in large measure by the antecedents of the society; and that between societies of the industrial type, there will be differences of political organization consequent on genealogical differences. Recognizing [II-651] the analogies furnished by individual organizations, which everywhere show us that structures evolved during the earlier stages of a type for functions then requisite, usually do not disappear at later stages, but become re-moulded in adaptation to functions more or less different; we may suspect that the political institutions appropriate to the industrial type, will, in each society, continue to bear traces of the earlier political institutions evolved for other purposes; as we see that even now the new societies growing up in colonies, tend thus to preserve marks of earlier stages passed through by ancestral societies. Hence we may infer that societies which, in the future, have alike become completely industrial, will not present identical political forms; but that to the various possible forms appropriate to the type, they will present approximations determined partly by their own structures in the past and partly by the structures of the societies from which they have been derived. Recognizing this probability, let us now ask by what changes our own political constitution may be brought into congruity with the requirements.

Though there are some who contend that a single body of representatives is sufficient for the legislative needs of a free nation, yet the reasons above given warrant the suspicion that the habitual duality of legislatures, of which the rudiments are traceable in the earliest political differentiation, is not likely to be entirely lost in the future. That spontaneous division of the primitive group into the distinguished few and the undistinguished many, both of which take part in determining the actions of the group—that division which, with reviving power of the undistinguished many, reappears when there is formed a body representing it, which cooperates with the body formed of the distinguished few in deciding on national affairs, appears likely to continue. Assuming that as a matter of course two legislative bodies, if they exist hereafter, must both arise by representation, direct or indirect, it seems probable that an upper and a lower chamber may [II-652] continue to display a contrast in some degree analogous to that which they have displayed thus far. For however great the degree of evolution reached by an industrial society, it cannot abolish the distinction between the superior and the inferior—the regulators and the regulated. Whatever arrangements for carrying on industry may in times to come be established, must leave outstanding the difference between those whose characters and abilities raise them to the higher positions, and those who remain in the lower. Even should all kinds of production and distribution be eventually carried on by bodies of cooperators, as a few are now to some extent, such bodies must still have their appointed heads and committees of managers. Either from an electorate constituted not, of course, of a permanently-privileged class, but of a class including all heads of industrial organizations, or from an electorate otherwise composed of all persons occupied in administration, a senate may perhaps eventually be formed consisting of the representatives of directing persons as distinguished from the representatives of persons directed. Of course in the general government, as in the government of each industrial body, the representatives of the class regulated must be ultimately supreme; but there is reason for thinking that the representatives of the regulating class might with advantage exercise a restraining power. Evidently the aspect of any law differs according as it is looked at from above or from below—by those accustomed to rule or by those accustomed to be ruled. The two aspects require to be coordinated. Without assuming that differences between the interests of these bodies will, to the last, make needful different representations of them, it may reasonably be concluded that the higher, experienced in administration, may with advantage bring its judgments to bear in qualifying the judgments of the lower, less conversant with affairs; and that social needs are likely to be most effectually met by laws issuing from their joint deliberations. Far from suggesting an ultimate unification of the two legislative bodies, the facts [II-653] of evolution, everywhere showing advance in specialization, suggest rather that one or both of such two bodies, now characterizing developed political organizations, will further differentiate. Indeed we have at the present moment indications that such a change is likely to take place in our own House of Commons. To the objection that the duality of a legislative body impedes the making of laws, the reply is that a considerable amount of hindrance to change is desirable. Even as it is now among ourselves, immense mischiefs are done by ill-considered legislation; and any change which should further facilitate legislation would increase such mischiefs.

Concerning the ultimate executive agency, it appears to be an unavoidable inference that it must become, in some way or other, elective; since hereditary political headship is a trait of the developed militant type, and forms a part of that régime of status which is excluded by the hypothesis. Guided by such evidence as existing advanced societies afford us, we may infer that the highest State-office, in whatever way filled, will continue to decline in importance; and that the functions to be discharged by its occupant will become more and more automatic. There requires an instrumentality having certain traits which we see in our own executive, joined with certain traits which we see in the executive of the United States. On the one hand, it is needful that the men who have to carry out the will of the majority as expressed through the legislature, should be removable at pleasure; so that there may be maintained the needful subordination of their policy to public opinion. On the other hand, it is needful that displacement of them shall leave intact all that part of the executive organization required for current administrative purposes. In our own case these requirements, fulfilled to a considerable extent, fall short of complete fulfilment in the respect that the political head is not elective, and still exercises, especially over the foreign policy of the nation, a considerable amount of power. In [II-654] the United States, while these requirements are fulfilled in the respect that the political head is elective, and cannot compromize the nation in its actions towards other nations, they are not fulfilled in the respect that far from being an automatic centre, having actions restrained by a ministry responsive to public opinion, he exercises, during his term of office, much independent control. Possibly in the future, the benefits of these two systems may be united and their evils avoided. The strong party antagonisms which accompany our state of transition having died away, and the place of supreme State-officer having become one of honour rather than one of power, it may happen that appointment to this place, made during the closing years of a great career to mark the nation’s approbation, will be made without any social perturbation, because without any effect on policy; and that, meanwhile, such changes in the executive agency as are needful to harmonize its actions with public opinion, will be, as at present among ourselves, changes of ministries.

Rightly to conceive the natures and workings of the central political institutions appropriate to the industrial type, we must assume that along with the establishment of them there has gone that change just named in passing—the decline of party antagonisms. Looked at broadly, political parties are seen to arise directly or indirectly out of the conflict between militancy and industrialism. Either they stand respectively for the coercive government of the one and the free government of the other, or for particular institutions and laws belonging to the one or the other, or for religious opinions and organizations congruous with the one or the other, or for principles and practices that have been bequeathed by the one or the other, and survived under alien conditions. Habitually if we trace party feeling to its sources, we find on the one side maintenance of, and on the other opposition to, some form of inequity. Wrong is habitually alleged by this side against that; and there must be injustice either in the thing [II-655] done or in the allegation concerning it. Hence as fast as the régime of voluntary cooperation with its appropriate ideas, sentiments, and usages, pervades the whole society—as fast as there disappear all those arrangements which in any way trench upon the equal freedom of these or those citizens, party warfare must practically die away. Such differences of opinion only can remain as concern matters of detail and minor questions of administration. Evidently there is approach to such a state in proportion as the graver injustices descending from the militant type disappear. Evidently, too, one concomitant is that increasing subdivision of parties commonly lamented, which promises to bring about the result that no course can be taken at the dictation of any one moiety in power; but every course taken, having the assent of the average of parties, will be thereby proved in harmony with the aggregate will of the community. And clearly, with this breaking up of parties consequent on growing individuality of nature, all such party-antagonisms as we now know must cease.

Concerning local government we many conclude that as centralization is an essential trait of the militant type, decentralization is an essential trait of the industrial type. With that independence which the régime of voluntary cooperation generates, there arises resistance not only to dictation by one man, and to dictation by a class, but even to dictation by a majority, when it restrains individual action in ways not necessary for maintaining harmonious social relations. One result must be that the inhabitants of each locality will object to be controlled by the inhabitants of other localities, in matters of purely local concern. In respect of such laws as equally apply to all individuals, and such laws as affect the inhabitants of each locality in their intercourse with those of other localities, the will of the majority of the community will be recognized as authoritative; but in respect of arrangements not affecting the community at large, but affecting only the members forming one [II-656] part, we may infer that there will arise such tendency to resist dictation by members of other parts, as will involve the carrying of local rule to the greatest practicable limit. Municipal and kindred governments may be expected to exercise legislative and administrative powers, subject to no greater control by the central government than is needful for the concord of the whole community.

Neither these nor any other speculations concerning ultimate political forms can, however, be regarded as anything more than tentative. They are ventured here simply as foreshadowing the general nature of the changes to be anticipated; and in so far as they are specific, can be at the best but partially right. We may be sure that the future will bring unforeseen political arrangements along with many other unforeseen things. As already implied, there will probably be considerable variety in the special forms of the political institutions of industrial societies: all of them bearing traces of past institutions which have been brought into congruity with the representative principle. And here I may add that little stress need be laid on one or other speciality of form; since, given citizens having the presupposed appropriate natures, and but small differences in the ultimate effects will result from differences in the machinery used.

§ 579. Somewhat more definitely, and with somewhat greater positiveness, may we, I think, infer the political functions carried on by those political structures proper to the developed industrial type. Already these have been generally indicated; but here they must be indicated somewhat more specifically.

We have seen that when corporate action is no longer needed for preserving the society as a whole from destruction or injury by other societies, the end which remains for it is that of preserving the component members of the society from destruction or injury by one another: injury, as here [II-657] interpreted, including not only immediate, but also remote, breaches of equity. Citizens whose natures have through many generations of voluntary cooperation and accompanying regard for one another’s claims, been moulded into the appropriate form, will entirely agree to maintain such political institutions as may continue needful for insuring to each that the activities he carries on within limits imposed by the activities of others, shall bring to him all the directly-resulting benefits, or such benefits as indirectly result under voluntary agreements; and each will be ready to yield up such small portion of the proceeds of his labour, as may be required to maintain the agency for adjudicating in complex cases where the equitable course is not manifest, and for such legislative and administrative purposes as may prove needful for effecting an equitable division of all natural advantages. Resistance to extension of government beyond the sphere thus indicated, must eventually have a two-fold origin—egoistic and altruistic.

In the first place, it cannot be supposed that citizens having the characters indicated, will, in their corporate capacity, agree to impose on themselves individually, other restraints than those necessitated by regard for one another’s spheres of action. Each has had fostered in him by the discipline of daily life carried on under contract, a sentiment prompting assertion of his claim to free action within the implied limits; and there cannot therefore arise in an aggregate of such, any sentiment which would tolerate further limits. And that any part should impose such further limits on the rest, is also contrary to the hypothesis; since it presupposes that political inequality, or status, which is excluded by the industrial type. Moreover, it is manifest that the taking from citizens of funds for public purposes other than those above specified, is negatived. For while there will ever be a unanimous desire to maintain for each and all the conditions needful for severally carrying on their private activities and enjoying the products, the probabilities are [II-658] immense against agreement for any other public end. And in the absence of such agreement, there must arise resistance by the dissentients to the costs and administrative restraints required for achieving such other end. There must be dissatisfaction and opposition on the part of the minority from whom certain returns of their labours are taken, not for fulfilling their own desires, but for fulfilling the desires of others. There must be an inequality of treatment which does not consist with the régime of voluntary cooperation fully carried out.

At the same time that the employment of political agencies for other ends than that of maintaining equitable relations among citizens, will meet with egoistic resistance from a minority who do not desire such other ends, it will also meet with altruistic resistance from the rest. In other words, the altruism of the rest will prevent them from achieving such further ends for their own satisfaction, at the cost of dissatisfaction to those who do not agree with them. To one who is ruled by a predominant sentiment of justice, the thought of profiting in any way, direct or indirect, at the expense of another, is repugnant; and in a community of such, none will desire to achieve by public agency at the cost of all, benefits which a part do not participate in, or do not wish for. Given in all citizens a quick sense of equity, and it must happen, for example, that while those who have no children will protest against the taking away of their property to educate the children of others, the others will no less protest against having the education of their children partially paid for by forced exactions from the childless, from the unmarried, and from those whose means are in many cases less than their own. So that the eventual limitation of State-action to the fundamental one described, is insured by a simultaneous increase of opposition to other actions and a decrease of desire for them.

§ 580. The restricted sphere for political institutions thus [II-659] inferred as characterizing the developed industrial type, may also be otherwise inferred.

For this limitation of State-functions is one outcome of that process of specialization of functions which accompanies organic and super-organic evolution at large. Be it in an animal or be it in a society, the progress of organization is constantly shown by the multiplication of particular structures adapted to particular ends. Everywhere we see the law to be that a part which originally served several purposes and achieved none of them well, becomes divided into parts each of which performs one of the purposes, and, acquiring specially-adapted structures, performs it better. Throughout the foregoing chapters we have seen this truth variously illustrated by the evolution of the governmental organization itself. It remains here to point out that it is further illustrated in a larger way, by the division which has arisen, and will grow ever more decided, between the functions of the governmental organization as a whole, and the functions of the other organizations which the society includes.

Already we have seen that in the militant type, political control extends over all parts of the lives of the citizens. Already we have seen that as industrial development brings the associated political changes, the range of this control decreases: ways of living are no longer dictated; dress ceases to be prescribed; the rules of class-subordination lose their peremptoriness; religious beliefs and observances are not insisted upon; modes of cultivating the land and carrying on manufactures are no longer fixed by law; and the exchange of commodities, both within the community and with other communities, becomes gradually unshackled. That is to say, as industrialism has progressed, the State has retreated from the greater part of those regulative actions it once undertook. This change has gone along with an increasing opposition of citizens to these various kinds of control, and a decreasing tendency on the part of the State to [II-660] exercise them. Unless we assume that the end has now been reached, the implication is that with future progress of industrialism, these correlative changes will continue. Citizens will carry still further their resistance to State-dictation; while the tendency to State-dictation will diminish. Though recently, along with re-invigoration of militancy, there have gone extensions of governmental interference, yet this is interpretable as a temporary wave of reaction. We may expect that with the ending of the present retrograde movement and resumption of unchecked industrial development, that increasing restriction of State-functions which has unquestionably gone on during the later stages of civilization, will be resumed; and, for anything that appears to the contrary, will continue until there is reached the limit above indicated.

Along with this progressing limitation of political functions, has gone increasing adaptation of political agencies to the protecting function, and better discharge of it. During unqualified militancy, while the preservation of the society as a whole against other societies was the dominant need, the preservation of the individuals forming the society from destruction or injury by one another, was little cared for; and in so far as it was cared for, was cared for mainly out of regard for the strength of the whole society, and its efficiency for war. But those same changes which have cut off so many political functions at that time exercised, have greatly developed this essential and permanent political function. There has been a growing efficiency of the organization for guarding life and property; due to an increasing demand on the part of citizens that their safety shall be insured, and an increasing readiness on the part of the State to respond. Evidently our own time, with its extended arrangements for administering justice, and its growing wish for codification of the law, exhibits a progress in this direction; which will end only when the State undertakes to administer civil justice to the citizen free of cost, as it now undertakes, [II-661] free of cost, to protect his person and punish criminal aggression on him.

And the accompanying conclusion is that there will be simultaneously carried further that trait which already characterizes the most industrially-organized societies—the performance of increasingly-numerous and increasingly-important functions by other organizations than those which form departments of the government. Already in our own case private enterprise, working through incorporated bodies of citizens, achieves ends undreamed of as so achievable in primitive societies; and in the future, other ends undreamed of now as so achievable, will be achieved.

§ 581. A corollary having important practical bearings may be drawn. The several changes making up the transformation above indicated, are normally connected in their amounts; and mischief must occur if the due proportions among them are not maintained. There is a certain right relation to one another, and a right relation to the natures of citizens, which may not be disregarded with impunity.

The days when “paper constitutions” were believed in have gone by—if not with all, still with instructed people. The general truth that the characters of the units determine the character of the aggregate, though not admitted overtly and fully, is yet admitted to some extent—to the extent that most politically-educated persons do not expect forthwith completely to change the state of a society by this or that kind of legislation. But when fully admitted, this truth carries with it the conclusion that political institutions cannot be effectually modified faster than the characters of citizens are modified; and that if greater modifications are by any accident produced, the excess of change is sure to be undone by some counter-change. When, as in France, people undisciplined in freedom are suddenly made politically free, they show by some plébiscite that they willingly deliver over their power to an autocrat, or they work their parliamentary [II-662] system in such way as to make a popular statesman into a dictator. When, as in the United States, republican institutions, instead of being slowly evolved, are all at once created, there grows up within them an agency of wire-pulling politicians, exercising a real rule which overrides the nominal rule of the people at large. When, as at home, an extended franchise, very soon re-extended, vastly augments the mass of those who, having before been controlled are made controllers, they presently fall under the rule of an organized body that chooses their candidates and arranges for them a political programme, which they must either accept or be powerless. So that in the absence of a duly-adapted character, liberty given in one direction is lost in another.

Allied to the normal relation between character and institutions, are the normal relations among institutions themselves; and the evils which arise from disregard of the second relations are allied to those which arise from disregard of the first. Substantially there is produced the same general effect. The slavery mitigated in one direction is intensified in another. Coercion over the individual, relaxed here is tightened there. For, as we have seen, that change which accompanies development of the industrial type, and is involved by the progress towards those purely equitable relations which the régime of voluntary cooperation brings, implies that the political structures simultaneously became popular in their origin and restricted in their functions. But if they become more popular in their origin without becoming more restricted in their functions, the effect is to foster arrangements which benefit the inferior at the expense of the superior; and by so doing work towards degradation. Swayed as individuals are on the average by an egoism which dominates over their altruism, it must happen that even when they become so far equitable in their sentiments that they will not commit direct injustices, they will remain liable to commit injustices of indirect kinds. And since the majority must ever be [II-663] formed of the inferior, legislation, if unrestricted in its range, will inevitably be moulded by them in such way as more or less remotely to work out to their own advantage, and to the disadvantage of the superior. The politics of trades’-unions exemplify the tendency. Their usages have become such that the more energetic and skilful workmen are not allowed to profit to the full extent of their capacities; because, if they did so, they would discredit and disadvantage those of lower capacities, who, forming the majority, establish and enforce the usages. In multitudinous ways a like tendency must act through a political organization, if, while all citizens have equal powers, the organization can be used for other purposes than administering justice. State-machineries worked by taxes falling in more than due proportion on those whose greater powers have brought them greater means, will give to citizens of smaller powers more benefits than they have earned. And this burdening of the better for the benefit of the worse, must check the evolution of a higher and more adapted nature: the ultimate result being that a community by which this policy is pursued, will, other things equal, fail in competition with a community which pursues the purely equitable policy, and will eventually disappear in the race of civilization.

In brief, the diffusion of political power unaccompanied by the limitation of political functions, issues in communism. For the direct defrauding of the many by the few, it substitutes the indirect defrauding of the few by the many: evil proportionate to the inequity, being the result in the one case as in the other.

§ 582. But the conclusion of profoundest moment to which all lines of argument converge, is that the possibility of a high social state, political as well as general, fundamentally depends on the cessation of war. After all that has been said it is needless to emphasize afresh the truth that persistent militancy, maintaining adapted institutions, must inevitably [II-664] prevent, or else neutralize, changes in the direction of more equitable institutions and laws; while permanent peace will of necessity be followed by social ameliorations of every kind.

From war has been gained all that it had to give. The peopling of the Earth by the more powerful and intelligent races, is a benefit in great measure achieved; and what remains to be done, calls for no other agency than the quiet pressure of a spreading industrial civilization on a barbarism which slowly dwindles. That integration of simple groups into compound ones, and of these into doubly compound ones, which war has effected, until at length great nations have been produced, is a process already carried as far as seems either practicable or desirable. Empires formed of alien peoples habitually fall to pieces when the coercive power which holds them together fails; and even could they be held together, would not form harmoniously-working wholes: peaceful federation is the only further consolidation to be looked for. Such large advantage as war has yielded by developing that political organization which, beginning with the leadership of the best warrior has ended in complex governments and systems of administration, has been fully obtained; and there only remains for the future to preserve and re-mould its useful parts while getting rid of those no longer required. So, too, that organization of labour initiated by war—an organization which, setting out with the relation of owner and slave and developing into that of master and servant, has, by elaboration, given us industrial structures having numerous grades of officials, from head-directors down to foremen—has been developed quite as far as is requisite for combined action; and has to be hereafter modified, not in the direction of greater military subordination, but rather in the opposite direction. Again, the power of continuous application, lacking in the savage and to be gained only under that coercive discipline which the militant type of society establishes, has been already in large measure acquired by the civilized man; and such further degree of it as is needed, [II-665] will be produced under the stress of industrial competition in free communities. Nor is it otherwise with great public works and developed industrial arts. Though, in the canal cut by the Persians across the isthmus of Athos, and again in a canal of two miles long made by the Fijians, we see both that war is the first prompter to such undertakings and that the despotic rule established by it is the needful agency for carrying them out; yet we also see that industrial evolution has now reached a stage at which commercial advantage supplies a sufficient stimulus, and private trading corporations a sufficient power, to execute works far larger and more numerous. And though from early days when flint arrowheads were chipped and clubs carved, down to present days when armour-plates a foot thick are rolled, the needs of defence and offence have urged on invention and mechanical skill; yet in our own generation steam-hammers, hydraulic rams, and multitudinous new appliances from locomotives to telephones, prove that industrial needs alone have come to furnish abundant pressure whereby, hereafter, the industrial arts will be further advanced. Thus, that social evolution which had to be achieved through the conflicts of societies with one another, has already been achieved; and no further benefits are to be looked for.

Only further evils are to be looked for from the continuance of militancy in civilized nations. The general lesson taught by all the foregoing chapters is that, indispensable as has been this process by which nations have been consolidated, organized, and disciplined, and requisite as has been the implied coercion to develop certain traits of individual human nature, yet that, beyond the unimaginable amount of suffering directly involved by the process, there has been an unimaginable amount of suffering indirectly involved; alike by the forms of political institutions necessitated, and by the accompanying type of individual nature fostered. And they show by implication that for the diminution of this suffering, not only of the direct kind but of the indirect kind, the one [II-666] thing needful is the checking of international antagonisms and the diminution of those armaments which are at once cause and consequence of them. With the repression of militant activities and decay of militant organizations, will come amelioration of political institutions as of all other institutions. Without them, no such ameliorations are permanently possible. Liberty overtly gained in name and form will be unobtrusively taken away in fact.

It is not to be expected, however, that any very marked effects are to be produced by the clearest demonstration of this truth—even by a demonstration beyond all question. A general congruity has to be maintained between the social state at any time necessitated by circumstances, and the accepted theories of conduct, political and individual. Such acceptance as there may be of doctrines at variance with the temporary needs, can never be more than nominal in degree, or limited in range, or both. The acceptance which guides conduct will always be of such theories, no matter how logically indefensible, as are consistent with the average modes of action, public and private. All that can be done by diffusing a doctrine much in advance of the time, is to facilitate the action of forces tending to cause advance. The forces themselves can be but in small degrees increased; but something may be done by preventing mis-direction of them. Of the sentiment at any time enlisted on behalf of a higher social state, there is always some (and at the present time a great deal) which, having the broad vague form of sympathy with the masses, spends itself in efforts for their welfare by multiplication of political agencies of one or other kind. Led by the prospect of immediate beneficial results, those swayed by this sympathy are unconscious that they are helping further to elaborate a social organization at variance with that required for a higher form of social life, and are, by so doing, increasing the obstacles to attainment of that higher form. On a portion of such the foregoing chapters may have some effect by leading them to consider [II-667] whether the arrangements they are advocating involve increase of that public regulation characterizing the militant type, or whether they tend to produce that greater individuality and more extended voluntary cooperation, characterizing the industrial type. To deter here and there one from doing mischief by imprudent zeal, is the chief proximate effect to be hoped for.

 


 

Endnotes to Volume II.

[*] The two parts of which this volume consists having been separately published, each with its preface, it seems most convenient here simply to reproduce the two prefaces in place of a fresh one for the entire volume.

[*] In his Early History of Mankind (2nd ed. pp. 51-2), Mr. Tylor thus comments on such observances:—“The lowest class of salutations, which merely aim at giving pleasant bodily sensations, merge into the civilities which we see exchanged among the lower animals. Such are patting, stroking, kissing, pressing noses, blowing, sniffing, and so forth. . . . Natural expressions of joy, such as clapping hands in Africa, and jumping up and down in Tierra del Fuego, are made to do duty as signs of friendship or greeting.” But, as indicated above, to give “pleasant bodily sensations” is not the aim of “the lowest class of salutations.” Mr. Tylor has missed the physio-psychological sources of the acts which initiate them.

[*] Mr. Ernest Satow, writing from Japan to suggest some corrections, says this cry should be “shita ni, shita ni, Down! Down! (i.e. on your knees).”

[*] Concerning Dickson’s statement, here quoted, Mr. Ernest Satow writes that this board (long since extinct) was double. The differentiation in the functions of its divisions was but partial however; for while one regulated the propitiation of the gods, the other, beside regulating secular propitiations, performed propitiations of the dead Mikados, who were gods.

[*] While this chapter is standing in type, I have come upon a passage in Bancroft, concerning the Indians of the Isthmus of Darien fully verifying the general interpretation given. He says:—“Every principal man retained a number of prisoners as bondsmen; they . . . were branded or tattooed with the particular mark of the owner on the face or arm, or had one of their front teeth extracted.”

[*] For the use of coarse and dingy fabrics in mourning by Hebrews, Greeks, and Romans, and of inferior clothing by numerous peoples, two causes, both resulting from ghost-propitiation, appear to act separately or jointly. One is the sacrifice of clothes, often the best, at the grave of the dead man, of which instances were given in § 103; and in further exemplification of which may be named Mr. Willard’s account of a funeral in a Californian tribe, the Sen-él, among whom, by a man, a “quite new and fine” coat, and by women, “their gaudiest dresses” were thrown on the pyre; or the account by Young of the Blackfeet, who, on such occasions, divested “themselves of clothing even in the coldest weather.”—(Dr. H. C. Yarrow’s Introduction to the Study of Mortuary Customs among the North American Indians, pp. 55 and 67.) For, if, to propitiate the ghost, the best clothing is sacrificed, the implication is that inferior or inadequate clothing remains for use. Hence comes “the chief mourner being clad in moss” among the Santee Indians (p. 38). The more obvious and still-continuing motive is that grief is inconsistent with wearing the best, which is usually the gayest, clothing. Thus we read that among the Choctaws the “widow wholly neglects her toilet,” and that among the Chippewas she is “not permitted to wear any finery” for twelve moons (Yarrow, pp. 92-3). In a letter of a deceased relative of mine, dated 1810, I find an instructive example of the way in which natural feeling prompts this putting on of inferior clothes. Speaking of a conversation held with a pedler concerning an eccentric but benevolent man, the writer describes the pedler as praising him and saying, “he thought he should put on his worst clothes when he died.” That is, not being able to afford mourning, he proposed to revert to this primitive method of showing sorrow.

[*] Though the disputes respecting the origins of sire and sieur have ended in the conclusion that they are derived from the same root, meaning originally elder, yet it has become clear that sire was a contracted form in use earlier than sieur (the contracted form of seigneur), and hence acquired a more general meaning, which became equivalent to father. Its applicability to various persons of dignity besides the seigneur, is evidence of its previous evolution and spread; and that it had a meaning equivalent to father, is shown by the fact that in early French, grant-sire was an equivalent for grand-père, and also by the fact that sire was not applicable to an unmarried man.

[*] What the social man, even of advanced race, is capable of, has been again shown while these lines are standing in type. To justify the destruction of two African towns in Batanga, we are told that their king, wishing to have a trading factory established, and disappointed with the promise of a sub-factory, boarded an English schooner, carried off Mr. Govier, the mate, and refusing to release him when asked, “threatened to cut the man’s head off”: a strange mode, if true, of getting a trading factory established. Mr. Govier afterwards escaped; not having been ill-treated during his detention. Anchoring the Boadicea and two gunboats off Kribby’s Town (“King Jack’s” residence), Commodore Richards demanded of the king that he should come on board and explain: promising him safety, and threatening serious consequences in case of refusal. Not trusting the promise, the king failed to come. Without ascertaining from the natives whether they had any reason for laying hands on Mr. Govier, save this most improbable one alleged by our people, Commodore Richards proceeded, after some hours’ notice, to clear the beach with shells, to burn the town of 300 houses, to cut down the natives’ crops, and to destroy their canoes; and then, not satisfied with burning “King Jack’s” town, went further south and burnt “King Long-Long’s” town. These facts are published in the Times of September 10, 1880. In an article on them, this organ of English respectability regrets that “the punishment must seem, to the childish mind of the savage, wholly disproportionate to the offence:” implying that to the adult mind of the civilized it will not seem disproportionate. Further, this leading journal of ruling classes who hold that, in the absence of established theological dogmas, there would be no distinction between right and wrong, remarks that “if it were not for this dark shadow cast over it by this loss of life” [of two of our men], “the whole episode would be somewhat humorous.” Doubtless, after the “childish mind of the savage” has accepted the “glad tidings” brought by missionaries of “the religion of love,” there is humour, somewhat of the grimmest, perhaps, in showing him the practice of this religion by burning his house. Comments on Christian virtues, uttered by exploding shells, may fitly be accompanied by a Mephistophelian smile. Possibly the king, in declining to trust himself on board an English ship, was swayed by the common Negro belief that the devil is white.

[*] The behaviour of Arab boatmen on the Nile displays, in a striking way, this inability to act together. When jointly hauling at a rope, and beginning to chant, the inference one draws is that they pull in time with their words. On observing, however, it turns out that their efforts are not combined at given intervals, but are put forth without any unity of rhythm. Similarly when using their poles to push the dahabeiah off a sand-bank, the succession of grunts they severally make, is so rapid that it is manifestly impossible for them to give those effectual united pushes which imply appreciable intervals of preparation. Still more striking is the want of concert shown by the hundred or more Nubians and Arabs employed to drag the vessel up the rapids. There are shoutings, gesticulations, divided actions, utter confusion; so that only by accident does it at length happen that a sufficient number of efforts are put forth at the same moment. As was said to me, with some exaggeration, by our Arab dragoman, a travelled man—“Ten Englishmen or Frenchmen would do the thing at once.”

[*] While writing I find, in the recently-issued “Transactions of the Anthropological Institute,” proof that even now in England, the professional classes are both taller and heavier than the artizan classes.

[*] While I am writing, the just-issued third volume of Mr. Skene’s Celtic Scotland, supplies me with an illustration of the process above indicated. It appears that the original Celtic tribes which formed the earldoms of Moray, Buchan, Athol, Angus, Menteith, became broken up into clans; and how influential was the physical character of the country in producing this result, we are shown by the fact that this change took place in the parts of them which fell within the highland country. Describing the smaller groups which resulted, Mr. Skene says:—“While the clan, viewed as a single community, thus consisted of the chief, with his kinsmen to a certain limited degree of relationship; the commonality who were of the same blood, who all bore the same name, and his dependents, consisting of subordinate septs of native men, who did not claim to be of the blood of the chief, but were either probably descended from the more ancient occupiers of the soil, or were broken men from other clans, who had taken protection with him. . . . Those kinsmen of the chief who acquired the property of their land founded families. . . . The most influential of these was that of the oldest cadet in the family which had been longest separated from the main stem, and usually presented the appearance of a rival house little less powerful than that of the chief.”

[*] As bearing on historical interpretations at large, and especially on interpretations to be made in this work, let me point out further reasons than those given by Grote and others for rejecting the tradition that the Spartan constitution was the work of Lykurgus. The universal tendency to ascribe an effect to the most conspicuous proximate cause, is especially strong where the effect is one of which the causation is involved. Our own time has furnished an illustration in the ascription of Corn-law Repeal to Sir Robert Peel, and after him to Messrs. Cobden and Bright: leaving Colonel Thompson un-named. In the next generation the man who for a time carried on the fight single-handed, and forged sundry of the weapons used by the victors, will be unheard of in connexion with it. It is not enough, however, to suspect that Lykurgus was simply the finisher of other men’s work. We may reasonably suspect that the work was that of no man, but simply that of the needs and the conditions. This may be seen in the institution of the public mess. If we ask what will happen with a small people who, for generations spreading as conquerors, have a contempt for all industry, and who, when not at war, pass their time in exercises fitting them for war, it becomes manifest that at first the daily assembling to carry on these exercises will entail the daily bringing of provisions by each. As happens in those pic-nics in which all who join contribute to the common repast, a certain obligation respecting quantities and qualities will naturally arise—an obligation which, repeated daily, will pass from custom into law: ending in a specification of the kinds and amounts of food. Further, it is to be expected that as the law thus arises in an age when food is coarse and unvaried, the simplicity of the diet, originally unavoidable, will eventually be considered as intended—as an ascetic regimen deliberately devised. [When writing this I was not aware that, as pointed out by Prof. Paley in Fraser’s Magazine, for February, 1881, among the Greeks of later times, it was common to have dinners to which each guest brought his share of provisions, and that those who contributed little and consumed much were objects of satire. This fact increases the probability that the Spartan mess originated as suggested.]

[*] I should have thought it needless to insist on so obvious a truth had it not been that even still there continues this identification of things so utterly different. Within these few years has been published a magazine-article by a distinguished historian, describing the corruptions of the Roman Republic during its latter days, with the appended moral that such were, and are, likely to be the results of democratic government!

[*] Reference to the passage since made shows not only this initial relation, but still more instructively shows that at the very beginning there arises the question whether protection shall come first and payment afterwards, or payment first and protection afterwards. For the passage continues: “Once a man after this fashion making a complaint, when the Maharajah was taking the rupee, closed his hand on it, and said, ‘No, first hear what I have to say.’ ”

[*] A friend who has read this chapter in proof, points out to me passages in which Brentano draws from these parallelisms a like inference. Referring to the traits of certain fully-developed gilds, he says:—“If we connect them with what historians relate about the family in those days, we may still recognize in them the germ from which, in later times, at a certain stage of civilization, the Gild had necessarily to develop itself . . . the family appears as the pattern and original type, after which all the later Gilds were formed.”

[*] In our own case the definite ending of these tenures took place in 1660; when, for feudal obligations (a burden on landowners) was substituted a beer-excise (a burden on the community).

[*] This chapter was originally published in the Contemporary Review for Sept., 1881. Since that date a further movement of German society in the same general direction has been shown by the pronounced absolutism of the imperial rescript of Jan., 1882, endorsing Prince Bismarck’s scheme of State-socialism.

 


 

REFERENCES.

To find the authority for any statement in the text, the reader is to proceed as follows:—Observing the number of the section in which the statement occurs, he will first look out, in the following pages, the corresponding number, which is printed in conspicuous type. Among the references succeeding this number, he will then look for the name of the tribe, people, or nation concerning which the statement is made (the names in the references standing in the same order as that which they have in the text); and that it may more readily catch the eye, each such name is printed in Italics. In the parenthesis following the name, will be found the volume and page of the work referred to, preceded by the first three or four letters of the author’s name; and where more than one of his works has been used, the first three or four letters of the title of the one containing the particular statement. The meanings of these abbreviations, employed to save the space that would be occupied by frequent repetitions of full titles, is shown at the end of the references; where will be found arranged in alphabetical order, these initial syllables of authors’ names, &c., and opposite to them the full titles of the works referred to.

CEREMONIAL INSTITUTIONS.

§ 343.

Australians (Mitch. ii, 68; i, 87; Ang. i, 59)

Tasmanians (Bon. pp. 3, 37, 226)

Esquimaux (ref. lost)

Comanches (Banc. i, 519)

Araucanians (Smith, 196)

Bedouins (Bur. —)

Arabs (Lyon, 53)

Balonda (Liv. 296)

Malagasy (Ell. “Hist.” i, 258)

Samoans (Tur. 289)

§ 344.

Chinese (Will. ii, 69)

Tahitians (Ell. “Pol. Res.” i, —; ii, 369)

Tongans (Mar. ii, 78, 100)

Ancient Mexicans (Dur. i, ch. 26)

Peru (Gar. bk. ii, ch. 12)

Japanese (Alc. i, 63)

England (Whar. 469)

Tahitians (Ell. “Pol. Res.” ii, 216)

Sandwich Islanders (Ell. “Hawaii,” 393-4)

Nicaraguans (Ovi. bk. xlii, ch. 2 & 3)

Peruvians (Acos. bk. v, ch. 25)

Hebrews (Kue. i, 292-3)

Mediæval Europe (ref. lost).

§ 345.

Tongans (Mar. i, 146, note)

Fijians (Wil. i, 233)

Siamese (La Loub. i, 353)

Chinese (Will. i, 313)

Japanese (Stein. —).

§ 346.

Mongol (Timk. i, 196)

Philippines (Jag. 161)

Chittagong Hill Tribes (Lew. 118)

Burmese (Fyt. ii, 69)

Samoans (Tur. 346)

Esquimaux (Beech. i, 242)

New Zealanders (Cook, “Last Voy.” 49)

Snake Indians (Lew. & Cl. 266)

Comanches (Marcy, 29)

Fuegians (Eth. S. “Trans.” i, 263)

Loango (Pink. Voy. xvi, 331)

Batoka (Liv. 551)

Balonda (Liv. 276)

Loango (Ast. iii, 228)

Fuegians (U. S. Ex. i, 127)

Fiji (Wil. i, 37)

Australians (Mitch. i, 87)

New Zealanders (Ang. ii, 32-75)

Central South Africa (Liv. —)

Shoshones (Banc. i, 438)

Australians (Ang. i, 59)

Vaté (Ersk. 334)

Samoan (Tur. 194)

Africa (Liv. —)

Peruvians (Cie. 168)

Egyptians (Wilk. plates)

Moslem (Klun. 106)

Tahitians (Hawk. i, 447)

Kaffirs (Bar. i, 175)

Tasmanians (West, ii, 7)

Arabs (Bak. 86)

Kamschadales (Krash. 212-3).

§ 347.

Patagonians (Falk. 121)

Madagascar (Ell. “Hist.” ii, 258)

Samoans (Tur. 348)

Fijians (Ersk. 254)

Ashantees (Dup. 43)

Yorubas (Lan. i, 125)

Madagascar (ref. lost)

China (Staun. 345)

Chibchas (Sim. 267)

Samoa (Tur. 314)

Madagascar (Ell. “Visits,” 127)

Japanese (Stein. —)

Chinese (Mil. 94)

Rome (Beck. 213)

Assyrians (Raw. i, 503-4)

Mexico (Her. iii, 203; Torq. bk. ix, ch. 20)

Nicaragua (Squ. ii, 346)

Peru (Piz. 225; Xer. 48)

Chibchas (Pied. bk. i, ch. 5)

Uganda (Speke, 294)

Dahomey (Bur. i, 244)

Abyssinians (Duf. 71; Bru. iv, 454, 417)

New Zealand (Thom. i, 114)

Egypt (Eb. i, 352)

China (Huc, “Trav.” ii, 261; Gutz. ii, 311; Will. i, 331-2; ii, 68-9)

Japanese (Dick. 79; Mit. ii, 43)

Chivalry (Scott, 3-4)

France (Leb. vol. xiii, passim; Cher. 536-7)

England (Nob. passim)

Peru (Acos. bk. v, ch. 6)

Madagascar (Ell. “Hist.” i, 356)

England (Nob. 46 & passim)

France (Leb. vol. xiii, passim)

England (Nob. 315-6).

§ 349.

Vaté (Tur. 393)

Shoshones (Banc. i, 438)

Mishmis (Coop. 190)

Santals (As. S. B. xx, 582)

Koossas (Lich. i, 288)

Ashantee (Beech. 211)

Ceris and Opatas (Banc. i, 581)

Chichimecs (Banc. i, 629).

§ 350.

Hebrews (Judges vii, 25; 1 Samuel xvii, 54)

Chichimecs (Banc. i, 629)

Abipones (Dob. ii, 408)

Mundrucus (Hen. 475)

New Zealanders (Thom. i, 130)

Congo (Tuck. 101)

Ashantee (Dup. 227)

Persia (Mor. 186)

Timour (Gib. ch. lxv)

Dahomey (Bur. i, 218; Dal. 76)

Northern Celebes (ref. lost)

Dyaks (Boyle, 170-1)

Kukis (As. S. B. ix, 837)

Borneo (St. John, ii, 27).

§ 351.

Ashantee (Ram. 130)

Tahitians (Hawk. ii, 161)

Vaté (Tur. 393)

Boigu (Roy. G. S. xx, 96)

Tupis (South. i, 222)

Caribs (Ed. i, 35)

Moxos (Hutch. 34)

Central Americans (Fan. 315)

Poland (Gib. ch. lxiv)

Constantine (Gib. ch. xlviii)

Montenegro (The Times, Dec. 14, 1876).

§ 352.

Mexicans (Nouv. xcix, 134; Saha. bk. ix, c. 15)

Yucatan (Her. iv, 174)

Abipones (Dob. ii, 408)

Shoshones (Lew. & Cl. 309)

Nagas (As. S. B. ix, 959)

Mandans (Cat. i, 136)

Cochimis (Banc. i, 567).

§ 353.

Mexicans (Banc. i, 581)

Californians (Banc. i, 380)

Khonds (Macph. 57)

Egyptians (Dun. i, 131)

Abyssinians (Bru. vi, 116-17; Heri. 188-9)

Hebrews (1 Sam. xviii, 25, 27).

§ 354.

Osages (Tylor, “Prim. Cult.” i, 416)

Ojibways (Hind, ii, 123).

§ 355.

Gauls (Lehuërou, 371; Par. 320, 658)

Jews (2 Maccabees xv, 30; 2 Sam. iv, 12).

§ 356.

Gauls (Diod. i, 315)

Timour (Gib. ch. lxv)

Khonds (Macph. 57)

Tahitians (Ell. “Pol. Res.” i, 488)

Philistines (1 Sam. xxxi, 10)

Greeks (Pot. ii, 109-10)

Fijians (U.S. Ex. iii, ch. lxxx)

Flemish (Chér. 358)

French (Leb. vi, 127).

§ 357.

Scotland (Burt. i, 398)

Khonds (Macph. 46)

Athenians (Grote, iii, 382)

Fiji (Wil. i, 31)

Panthay (Baber)

Fiji (Ersk. 454)

Shoshones (Banc. i, 433)

Chichimecs (Banc. i, 629)

Hebrews (1 Sam. xi, 1-2)

Bulgarians (Gib. ch. lv).

§ 358.

Araucanians (Thomp., G. i, 406)

Bactrians (Dun. i, 174)

Hebrews (Judges i, 6-7)

Fiji (Wil. i, 30, 198, 177)

Charruas (Hutch. 48 et seq.)

Mandans (ref. lost)

Tonga (Mar. ii, 210-11)

Australians (Mitch. ii, 345)

Hottentot (Pink. Voy. xvi, 141)

Egypt (Wilk. i, 307)

Japanese (Busk, 241).

§ 359.

Central Americans (Her. iv, 136)

Ashantees (Ram. 216)

Anc. Mexico (Clav. bk. vii, c. 17)

Honduras (Her. iv, 140)

Miztecs (Her. iii, 262-3)

Zapotecas (Her. iii, 269)

Hebrews (Knobel, 226-7)

Burmese (Sang. 124)

Gond (Fors. 164)

Astrachan (Bell, i, 43)

Hebrews (2 Kings, xix).

§ 360.

Sandwich Islands (Ell. “Hawaii,” 165-6; Ell. W. ii, 69)

Australians (Ang. ii, 217; Hay. 103-4)

Anc. Peruvians (Cie. 177, 181).

§ 361.

Britain (Cox and Jones, 88)

Kalmucks (Pal. —)

Chinese (Will. ii, 224)

Greeks and Romans (Smith, W. s.v. “Coma”)

Nootkas (Banc. i, 195)

Caribs (Ed. i, 42)

Nicaragua (Her. iii, 298)

Central Americans (Cog. bk. iv, ch. 4)

[3]

Ancient Mexicans (Zur. 111)

Chibchas (Pied. bk. i, ch. 2)

Itzaex (Fan. 313)

Ottomans (Pax. iv, 87)

Greeks (Beck. 453-55)

Franks (Guer. “Polyp.” i, 300; Bouq. ii, 49; Greg. bk. iii, ch. 18)

Japanese (Busk, 144)

Samoans (Tur. 205-6)

New Caledonians (Eth. S. “Jour.” iii, 56)

Europe (Duc. 379)

Clovis and Alaric (Duc. 383)

Dacotahs (Lew. & Cl. 64)

Caribs (Ed. i, 42)

Hebrews (Leviticus xxi, 5; Jer. xvi, 6)

Greeks and Romans (Smith, W. s.v. “Coma”)

Greeks (Pot. ii, 198-9; Soph. 47; Beck. 398; Smith, W. s.v. “Coma”)

Romans (ref. lost)

Hebrews (Jer. xli, 5)

Arabians (Krehl, 32-3)

Ancient Peru (Acosta, bk. v, ch. 5)

Tahitians (Hawk. i, 468)

France (Guizot “Col.” —).

§ 362.

Spoleto (Gib. —)

Phrygian (Dun. i, 531)

Mexicans (Brin. 147)

Hottentots (Kol. i, 112)

Phœnicians (Mov. i, 362)

San Salvador (Squ. “Coll.” 87)

Moses (Exod. iv, 24-26)

Antiochus (1 Macc. i, 48-60)

Mattathias (1 Macc. ii, 45-6)

Hyrcanus (Jos. i, 525)

Aristobulus (Jos. i, 532)

Tongans (Mar. ii, 79)

Berbers (Rohlfs, 45).

§ 363.

Kaffirs (Gard. 264)

Jews (Jerem. xli, 5)

Samoans (Tur. 187)

Central Americans (Mart. 338).

§ 364.

Huns (Jor. 215)

Turks (Pell. i, 158, note)

Lacedæmonians (Pot. ii, 204)

Hebrews (Levit. xix, 28)

Scandinavians (Heim. i, 224, 225)

Andamans (Eth. S. “Trans.” ii, 36)

Abeokuta (Bur. i, 104)

Cuebas (Banc. i, 753)

Peruvians (Cie. 311)

Sandwich Islanders (Ell. W. ii, 152)

Darian Indians (Banc. i, 771)

Sandwich Islanders (Ell. “Hawaii,” 166)

Eastern (reference lost)

Hebrews (Deut. xxxii, 5; Rev. vii, 2-3; xiv, 1, 9, 10)

Arabs (Thomson, i, 91)

Christians (Kal. ii, 429-30)

Mexico (Torq. bk. ix, ch. 31)

Angola (Bast. 76)

Tongans (Mar. ii, 268).

§ 365.

Bechuanas (Lich. ii, 331)

Damaras (And. 224)

Congo (Tuck. 80)

Itzaex (Fan. 313)

Abipones (Dob. ii, 35).

§ 368.

Ancient Peruvians (Gar. bk. ii, ch. 4).

§ 369.

Mexico (Torq. bk. xiv, ch. 9)

Chibchas (Sim. 251)

Yucatan (Landa, § xx)

Tahitians (Forst. 370)

Fiji (Wil. i, 28)

Tahiti (Ell. “Pol. Res.” i, 319)

Fiji (Ersk. —)

Malagasy (Drur. 220).

§ 370.

Timbuctoo (Cail. ii, 53)

Kaffirs (Lich. i, 287, 271)

Vera Paz (Torq. bk. xi, ch. 19)

Chibchas (Pied. bk. i, ch. 5)

Mexicans (Tern. x, 404)

Peru (Guz. 91)

Hebrews (2 Chron. ix, 23-4; 1 Sam. x, 27)

Japan (Dick. 325; Kæm. 49)

China (Chin. Rep. iii, 110-11)

Burmah (Yule, 76)

Merovingians (Bouq. ii, 647)

England (Rob. 20).

§ 371.

Persia (Mal. ii, 477-8)

Tonga (Mar. i, 232, note)

Mexicans (Dur. i, ch. 25; Tern. xvi, 288-9)

Montezuma (Gal. 117; Tern. x, 405)

Merovingians and Carolingians (Wai. ii, 557; iv, 91-5-8; Guer. “St. Père,” introd.; Leber, vii, —; Guer. “St. Père,” introd.)

English (Stubbs, i, 278).

§ 372.

Chibchas (Pied. bk. ii, ch. 4)

Sumatra (Mars. 211)

Jummoo (Drew “Jum.” 15)

Anglo-Saxons (Broom, 27)

Normans (Moz. s.v. “Orig. Writ.;” Black. iii, 279)

Kirghis (ref. lost)

France (Guizot, “Hist.” iii, 260; Cher. s.v. “Epices”)

English (Rob. 1; Stubbs, i, 384)

Spain (Rose, i, 79)

Bechuanas (Burch. i, 544)

Dahomey (For. i, 34)

East (Van Len. ii, 592).

§ 373.

Congo (Tuck. 116)

Tonquin (Tav. description of plates)

New Caledonians (Tur. 88)

Veddah (Eth. S. “Trans.” ii, 301)

Dyaks (Brooke, ii, 73)

Greeks (Guhl, 283)

Zulu (Gard. 96)

Hebrews (Levit. i)

Greeks (Pot. i, 239)

Hebrews (1 Sam. xxi, 6)

England (Hook, 541).

§ 374.

Ancient Mexico (Saha. bk. iii, ch. 1, § 3-4)

Kukis (As. S. B. xxiv, 630)

Batlas (Mars. 386)

Bustars (His. 17)

Dahomey (Bur. ii, 153; For. i, 174)

Ashantees (Beech. 189)

Tahitians (Ell. “Pol. Res.” ii, 271)

Central America (Ovi. bk. xlii, ch. 2 and 3)

Greeks (Pot. i, 172, 247)

Early Christians (Hook, 540-1)

Mediæval (Guer. “N. Dame,” i, p. xiv).

§ 375.

China (Staun. 351)

Kukis (But. 94)

Dahomey (For. ii, 243)

Germans (Tac. xiv)

French (Duc. 96; Mons. bk. i, ch. 59).

§ 376.

Australians (Hawk. iii, 634)

Ostyaks (Bell, ii, 189)

Julifunda (Park, —)

North American Indians (Cat. i, 223, note)

Yucatanese (Landa, § xxiii)

Japanese (Mit. i, 112, 142)

Himalayas (Mark. 108)

Bootan (Turn. 223, 72)

Rome (Cor. 14-15)

France (Du M. 115).

§ 379.

Joloffs (Mol. 31)

Kaffirs (Shoot. 99)

Ancient Peruvians (Cie. 262; Xer. 68)

Mexico (Tern. xvi, 333-4)

Ashantee (Beech. 94-6)

Dahomey (Bur. i, 296)

Madagascar (Ell. “Visits,” 127)

Siam (Bowr. ii, 108)

Mogul (Tav. ii, 67)

Jummoo (Drew, “North. Bar.” 47)

Japan (Kæm. 49, 66, 11)

France (Tocq. 225).

§ 380.

Spain (Rose i, 119)

Japan (Kæm. 51; 46).

§ 381.

Wahhabees (Pal. ii, 110)

Persia (Tav. bk. v, ch. xiv, 235).

Africa (Grant, 48)

French (Rules, 150).

§ 383.

Shoshones (Lew. & Cl. 265)

Batoka (Liv. 551)

Tonga (Forst. 361)

Africa (Laird i, 192)

Peru (Gar. bk. iii, ch. 2; Markham 94).

§ 384.

Chibcha (Sim. 264)

Borghoo (Lan. ii, 183)

Asia (Camp. 147; Bowr. ii, 270)

Polynesia (Cook, “Last Voy.” 304)

Jews (2 Sam. ix, 6)

Bithynia (Mon. —)

Bootan (Turn. 80)

Coast Negroes (Bos. 317)

Brass (Laird i, 97)

Congo (Tuck. 125)

Niger (All. & T. i, 392)

Russia (ref. lost)

China (Will. ii, 68-9)

Hebrews (Gen. xxxiii, 3; xvii. 17; Dan. ii, 46; iii, 6)

Mongols (Pall. —)

Japanese (Kæm. 50).

§ 385.

Dahomey (Bur. i, 261)

Mexicans (Dur. i, 207)

New Caledonians (Ersk. 356)

Dahomey (Bur. i, 262)

Siam (Bowr. i, 128)

Cambodia (Bowr. ii, 31)

Zulu (Gard. 203)

Loango (Ast. iii, 221)

Dahomey (Bur. i, 250; ii, 45)

Japan (Dick. 30)

China (Pink. vii, 238)

Europe (Ste. Pal. ii, 197-8)

Japanese (Chin. Rep. iii, 200)

China (Will. ii, 68)

Soosoos (Wint. i, 123)

Samoa (Tur. 332)

Ancient Mexicans (Nouv. xcviii, 200)

Chinese (Will. ii, 68)

Congoese (Bast. 143).

§ 386.

Loango (Ast. iii, 228)

Uganda (Speke, 331)

Balonda (Liv. 296)

Karague (Grant, 140)

Fiji (Wil. i, 35-6)

Eboe (Laird i, 388)

Ancient Mexicans (Diaz, ch. 71)

Abyssinians (Har. iii, 170)

Malagasy (Drur. 67-8)

Ancient Peru (Xer. 68)

Persia (Por. i, 464)

Tonga (Mar. i, 227 note)

Arabian (Pax. iv, 43)

Orientals (ref. lost)

Mexico (Clav. bk. vi, ch. 8)

Peru (Acos. bk. v, ch. 4; Gar. bk. ii, ch. 8)

Greeks (Smith, W. s.v. “Saltatio”)

Pepin (Bouq. v, 433).

§ 387.

Africa (Bur. “Dah.” i, 259-60; All. & T. i, 345; Liv. 276, 296; All. & T. i, 392)

Jews (Jos. ii, 287)

Turkey (White ii, 239; i, 232)

Jews (1 Kings xx, 32; Josh. vii, 6).

§ 388.

Uganda (Grant, 224)

Chinese (Doo. i, 121)

Mongol (Huc, “Chin. Emp.” i, 54)

Malagasy (Drur. 78)

Siamese (La Loub. i, 179)

Unyanyembe (Grant, 52)

Sumatra (Mars. 281)

Greeks (ref. lost)

Siamese (Bowr. i, 128)

China (Will. ii, 68).

§ 389.

Fijians (Ersk. 297)

Otaheitans (Hawk. ii, 84)

Soudan (Tylor, “Early Hist.” 50)

Uganda (Speke, 374)

Abyssinia (Har. iii, 171)

Tahitians (Ell. “Pol. Res.” ii, 352; Forst. 361)

Gold Coast (Cruic. ii, 282; ref. lost)

Spain (Ford, “Gatherings,” 249)

Dahomey (Bur. i, 49)

Gold Coast (Cruic. ii, 282)

Ancient America (Anda. 58; Tern. —)

Burmah (Yule, 79)

Persia (Mor. 241)

Ancient Mexico (Diaz, ch. 91)

Peru (Anda. 58)

Dahomey (Dal. p. vii)

France (Com. bk. ii, ch. 3; St. Sim. xi, 378)

Hebrews (Isa. xxxii, 11)

East (Pax. iv, 136)

Peru (Gar. bk. vi, ch. 21)

Damaras (And. 231)

Turks (White ii, 96).

§ 390.

Toorkee (Grant, 333)

Slave Coast (Bos. 318)

China (Grav, i, 211)

Mosquitos (Banc. i, 741)

Arabs (Mal. —; Nieb. ii, 247).

§ 391.

Kamschadales (Krash. 177)

Uganda (Grant, 228).

§ 392.

Poles (Spen. i, 156-7)

Turkish (White ii, 303)

Siam (Bowr. i, 127; La Loub. ii, 178)

Russia (ref. lost).

§ 393.

Tupis (Stade, 151, 59)

Africa (Mol. 288)

Sandwich Is. (Ell. “Hawaii,” 385)

France (La Sale, 196)

Spain (Ford, “Handbook,” p. lxi).

§ 394.

France (Cher. ii, 1131)

Hebrews (2 Sam. xiv, 22; Isaiah xlviii, 20; 2 Kings xvi, 7)

Europe (Duc. 393)

Samoan (Tur. 348).

§ 395.

Egypt (ref. lost)

Siam (Bowr. i, 127)

Turkey (White ii, 52)

Bulgarians (Times, 12 Dec. 1876)

French (Sully —)

Delhi (Tav. ii, 84-5)

Russia (ref. lost)

France (ref. lost)

Chinese (Gray i, 211)

India (Pax. ii, 74)

Persians (Tav. bk. v, ch. iii, 205).

§ 396.

Snakes (Lew. & Cl. 266)

Araucanians (Smith, 195-6)

Arabs (Lyon, 53)

Chinese (Du H. ii, 185)

France (Mon. —).

§ 397.

Abipones (Dob. ii, 204)

Samoa (Ersk. 107)

Javans (Raf. i, 366)

Mexican (Gal. 28)

Kaffirs (Shoot. 221)

Samoa (Ersk. 44)

Siam (Bowr. i, 276)

China (Chin. Rep. iv, 157)

Siam (Bowr. i, 127-9)

Chinese (Du H. ii, 177)

Siamese (La Loub. i, 166-7)

Japanese (Stein. 299-300)

Germany (Ger. 124; May. i, 395)

France (Chal. ii, 31)

Samoa (Tur. 340).

§ 398.

Dacotahs (ref. lost)

Veddahs (Eth. S. “Trans.” ii, 298)

China (Chin. Rep. iv, 157).

§ 400.

Tupis (South. i, 222; Stade, 145)

Creeks (ref. lost)

Nicaragua (Ovi. bk. xlii, ch. 1)

Fiji (Wil. i, 55)

Mexico (Dur. i, 102-3)

Fiji (ref. lost).

§ 401.

Tupis (South. i, 239)

Guatemala (Xim. 163, etc.)

Dahomey (Bur. ii, 407)

Usambara (Krapf, 395)

Zulu (Gard. 91; Shoot. 290)

Kaffir (Shoot. 99)

Samoa (Ersk. 44)

Mexicans (Her. iii, 204)

Chibchas (Her. v, 86)

Peruvians (Gar. bk. iii, ch. 8)

Burmah (Daily News, 24 Mar. 1879).

§ 402.

Todas (ref. lost)

Tartars (Pink. vii, 591)

Madagascar (Ell. “Hist.” i, 261)

Dahomey (Bur. i, 262)

Ancient Mexicans (Mot. 31)

Kasias (As. S. B. xiii, 620).

§ 403.

China and Japan (Alc. ii, 343)

Zulus (ref. lost)

Nicaraguans (Squ. ii, 357-8)

Dahomey (Bur. i, 273)

Asia (Tav. ii, 24)

Zulus (Gard. 91)

Japanese (Mit. i, 202)

Siam (Bowr. i, 275)

China (Huc, i, 268)

Siam (Pink. ix, 86)

Russia (Wahl, 35)

Dyaks (St. John ii, 103)

Kasias (As. S. B. xiii, 620)

Bechuana (Thomp. i, 174).

§ 404.

Teutonic (Mul. ii, 280).

§ 405.

King (Mul. ii, 284)

Abyssinia (Bru. iv, 452)

France (Chér. 66-7)

Merovingian (Mich. i, 174, note).

§ 406.

Samoa (Tur. 281)

Siam (Pink. ix, 584; La Loub. i, 237)

Chinese (Will. ii, 71; i, 521)

Rome (Mom. ii, 368-9)

Mecklenburgh (Spen. i, 44)

Spain (Ford “Handbook,” p. lxi).

§ 407.

Dahomey (Bur. i, 52)

Burman (Yule, 194)

China (Will. i, 317)

Europe (Ger. 91)

Russia (Sala, 252).

§ 408.

Ukuni (Grant, 92)

Zulus (ref. lost)

Uganda (Speke, 290)

Chichimecs (Church. iv, 513)

Yucatanese (Landa, § xxix).

§ 409.

Japan (Busk, 21)

Madagascar (Ell. “Visits,” —)

Uganda (Speke, 375)

Japan (Dick. 49)

Hebrews (Ew. iii, 73)

Zeus (Pau. bk. ix, c. 40)

Franks (Wai. ii, 130; Greg. bk. vii, ch. 33; Leb. xiii, 259-65)

Araucanians (ref. lost)

Uganda (Speke, 429)

France (ref. lost).

§ 410.

Peruvians (Gar. bk. vii, ch. 6; Markham, 54, note)

Sandwich Is. (Ell. “Hawaii,” 142)

Fijians (U. S. Ex. iii, 79)

Chibchas (Sim. 269)

Mexicans (Clav. bk. vii, chs. 22 & 24).

§ 411.

Thlinkeets (Banc. i, 109)

China (Du H. i, 278).

§ 412.

Africa (ref. lost; Heug. 92-3)

Greeks (Guhl, 232)

Sandwich Is. (Hawk. ii, 192)

Tonga (Hawk. —)

Fundah (Laird i, 202)

Arabs (Pal. —)

Gaul (Quich. 25-31; 57-66)

Rome (Guhl, 485)

Madagascar (Ell. “Hist.” i, 279)

Siam (La Loub. i, 75)

Mongol (Bell i, 344)

France (Le Grand, ii, 184;—ref. lost)

China (Staun. 244)

Japan (Kæm. 43).

§ 413.

Guatemala (Ath. p. 1537)

Chibchas (Ur. 24-5)

Cimbri (Tac. 15)

Ashantee (Dup. 71)

Malagasy (Ell. “Hist.” i, 284)

Dakotas (Lew. & Cl. 44)

Kukis (As. S. B. xxiv, 646)

Dyaks (Boyle, 95)

New Zealand (Thom. i, 164)

Mandans (Cat. i, 101)

Nagas (As. S. B. viii, 464)

Hottentots (Kol. i, 198)

Snakes (Lew. & Cl. 315)

Congo (Tuck. 362)

Chibchas (Acos. 219; Sim. 253)

Peru (Gar. bk. iv, ch. 11)

France (ref. lost)

New Zealanders (Hawk. iii, 457)

Astrachan (Bell. i, 43).

§ 414.

Rome (Mom. ii, 335, n.; Guhl, 497-8)

France (ref. lost).

§ 415.

Tahitians (Ell. “Pol. Res.” ii, 354)

Rome (Mom. i, 72)

Mexicans (Torq. bk. xiv, ch. 4)

Peru (Gar. bk. i, ch. 213)

Rome (Guhl, 479)

Russia (Cust. —; Wag. ii, 21)

Germany (Spen. ii, 176).

§ 416.

Lombock (Wal. i, 344)

Burma (Yule, 163)

Siam (Bowr. i, 125)

Dacotahs (School. iv, 69)

Abipones (Dob. ii, 106)

Mishmis (As. S. B. v, 195-6)

Bambaras (Cail. i, 377)

Gold Coast (Bos. 112).

§ 417.

Guatemala (Juar. 194-5)

Tanna (Tur. 77)

Mexicans (Dur. i, 55; Her. iii, 198)

Hottentot (Kol. i, 50-51)

Egyptians (Wilk. iii, 360-3).

§ 418.

Mexico (Clav. —)

Dahomey (Dal. 98; Bur. i, 217)

Japan (Stein. —)

Burmah (Yule, 139; Sang. 127; Symes —, 185-6).

[6]

§ 419.

Chibchas (Sim. 253)

Madagascar (Ell. “Hist.” i, 283)

Romans (Guhl, 513)

Japan (Kæm. 70)

China (Will. i, 404)

Turkey (White, i, 43)

Siam (Bowr., i, 117)

Congo (Bast. 57)

Assyrians (Raw. i, 495)

India (ref. lost)

Siam (Bowr. i, 425)

China (Gutz. ii, 278)

Java (Raf. i, 312)

Utlatlan (Torq. bk. xi, ch. 18)

Dahomey (Waitz, ii, 87)

Siamese (Bowr. i, 116)

Joloffs (Bast. 57).

§ 420.

Tasmanians (Bon. “Daily Life,” 64)

Australia (Sturt, ii, 54)

Khond (Macph. 56)

Tahiti (Ell. “Pol. Res.” i, 222)

Fijians (U. S. Ex. iii, 332; See. 179)

Chibchas (Sim. 253)

San Salvador (Her. iv, 149)

Peru (Acos. bk. iv, ch. 22).

§ 421.

Society Islands (Forst. 271)

Fijian (Ersk. 430)

Sumatra (Mars. 47)

Indians (ref. lost)

Tahiti (Ell. “Pol. Res.” i, 173)

Karague (Speke, 210 & 231)

Tahiti (Cham. s.v. “Ava”)

Guatemala (Xim. 157).

§ 424.

Fiji (—; Wil. i, 39)

Darfur (ref. lost)

Burgundy (Quich. 299)

France (Ste. Beuve, ref. lost).

§ 425.

New Zealand (Ang. i, 319; Thom. i, 190).

§ 428.

Abyssinia (Bru. vi, 16)

Mexicans (Cluv. bk. vi, ch. 20).

§ 429.

Fiji (Ersk. 462; Wil. i, 39; i, 37)

Uganda (Speke, 298; Stan. i, 369; Speke, 256 & 258)

Siamese (Bowr. i, 434)

Fiji (U. S. Ex. iii, 326)

Loango (Ast. iii, 226)

Ashantee (Cruic. i, 109)

Siamese (La Loub. i, 186 & 172)

China (Pink. vii, 265; Huc, “Chin. Empire,” i, 212)

Japan (Dick. 45)

Russia (Cust. —)

Siamese (La Loub. i, 172; Bowr. i, 435)

Burma (Symes, 244)

China (Will. i, 509; Huc, “Chin.” ii, 289).

§ 431.

Japan (ref. lost)

Russia (Cust. —)

Spain (ref. lost).

§ 432.

China (Will. i, 509).

 


 

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[13]

REFERENCES.

(For explanation see the first page of References.)

POLITICAL INSTITUTIONS.

§ 437.

Santals (Hunt. “Ann.” i, 248)

Sowrahs (Shortt. Pt. iii, 38)

Todas (Hark. 18; Metz, 13; Hark. 17)

Tipperahs (Hunt. “Stat.” vi, 53)

Marias [Gonds] (Glas. No. xxxix, 4I)

Khonds (Macph. vii, 196)

Santals (Hunt. “Ann.” i, 215-6)

Lepchas (Eth. Soc. “Jour.” N. S. i, 150)

Bodo & Dhimals (As. S.B. xviii, 745)

Carnatics (Hunt. “Dic.” 10)

Chakmás (Hunt. “Stat.” vi, 48)

Santals (Hunt. “Ann.” i, 215-6; Dalt. 217)

Bodo & Dhimals (As. S. B. xviii, 745)

Lepchas (Hook. i, 175; Eth. Soc. “Jour.” N.S. i, 154)

New Guinea (D’Alb. 45, 48, 58-9)

Fijians (ref. lost)

Dahomey (Bur. i, 195, note; ii, 190, note)

Mexicans (Tern. x. 212; Clav. bk. vi, ch. 18; Diaz, ch. 208; Her. iii, 208-9)

Cent. Americans (Landa § xxiv; Gall. i, 104; Her. iii, 223; Pres. bk. i, ch. iv; Her. iv, 174)

Veddahs (Bail. ii, 228; Ten. ii, 445; Prid. i, 461).

§ 442.

Digger Indians (Kel. i, 252-3)

Chaco Indians (Hutch. 280)

Unyoro (Eth. Soc. “Trans.” 1867, 234-5)

New Zealand (Hawk. iii, 470)

Beluchces (Eth. Soc. “Jour.” i, 109)

Greeks (Cur. i, 115-6)

Carolingians (Dun. i, 101).

§ 443.

Egyptians (Wilk. i, 330-336)

Roman (Lact. cc. 7, 23, Salv. bk. v)

France (Guiz. iii, 251-2; Clam. i, 355-438, ii, 160-230, i, pp. xxv-vi)

Gwalior (“The Statesman,” Aug. 1880, 218-19)

Japan (ref. lost)

Byzantium (Gib. iii, 303, ch. liii).

§ 446.

Rome (Duruy iii, 126-7).

§ 448.

Bechuanas (Burch. ii, 532)

Greeks (Hom. “Iliad,” bk. i)

Khonds (Macph. 43).

§ 449.

Seminoles and Snakes (School. “I.T.” v. 260)

Peruvians (Squi. “Peru,” 19; Cie. ch. xiii)

Equatorial Africa (Grant—)

Abors (As. S. B. xiv, 426)

Damaras (ref. lost)

Kookies (As. S. B. xxiv, 633)

Mishmees (Coop. 228)

Bachapins (Burch. ii, 512).

§ 450.

Bushmen (Lich. ii, 194)

Rock Veddahs (Ten. ii, 440)

New Zealand (ref. lost)

S. Americans (Humb. ii, 412)

Athenians (Gro. iii, 88)

Romans (Mom. i, 65)

Greeks (Gro. iii, 77)

Rome (Coul. “C. Ant.” 146; Mom. i, 67)

India (Maine, “E. H.” 107)

Greeks (Gro. ii, 312-3).

§ 451.

Karens (As. S. B. xxxvii, 152)

Hottentots (Kol. i, 287)

New Cal. (Tur. 85-6)

Samoa (Tur. 291)

Greece (Gro. iv, 430; ii, 359)

Fúlbe (Bar. ii, 510)

Damaras (Roy. G. S., 1852, 159)

Peru (Onde. 152-3).

§ 452.

Patagonians (Falk. 123)

Chinooks (Kane, 215)

Abipones (Dob. ii, 105)

Balonda (Liv. 208)

Kukis (M’Cull. xxvii, 58)

American Indians (Morg. 341)

Britain (Burt. ii, 72; Mart. “Hist.” i, 343)

Mexicans (Zur. —)

Peru (Garc. bk. iv, ch. 8, and bk. v, ch. 9)

Japanese (Dick. 305).

§ 454.

Fuegians ([Hawk.] “Hawkesworth’s Voyages,” ii, p. 58)

Coroados (Spix. ii, 244).

§ 455.

Bodo and Dhimals (Hodg. 158)

Lepchas (Eth. Soc. “Jour.” N. S. i, 147)

Arafuras (ref. lost).

§ 456.

N. A. Indians (Kane, 214-5)

Nootkas (Banc. i, 195)

Vera Pax (Xim. 202-3)

Honduras (Her. iv, 136)

Dyaks (St. John —).

§ 457.

New Zealanders (Thom. i, 148)

Sandwich Islands (Ell. “Tour” 397)

Fiji (Ersk. —)

Scot. (Maine, “E. I.,” 133)

British (Pear. i, 12)

English (Stubbs, ii, 493)

Scotland (Innes, “Mid. Ages,” 141-2).

§ 458.

Egypt (Shar. i, 189; Ken. ii, 42)

Rome (Mom. i, 95)

Germans (Stubbs, i, 34)

English (Kem. i, 69; Hall. “M. A.” ii, 295)

Egyptians (Wilk. i, 150, note)

Roman (Coul., Revue, xcix, 246)

England (Hall. “M. A.” ch. ii, pt. 1; Ree. i, 34-6).

§ 459.

Danish (Maine, “E. I.” 84-5)

Med. Eur. (Free. “N. C.” i, 96-7).

§ 460.

Fijians (See. 179; Wilkes, iii, 73-4)

Sandwich Islanders (Ell. “Tour” 7-8)

Tahitians (Ell. “Pol. Res.” ii, 16)

Africa (Rea. 241).

§ 461.

Sandwich Islanders (Ell. “Tour.” 392-3).

§ 462.

China (Gutz. ii, 305-6)

France (ref. lost; Warn. i, 549-50)

Hottentots (Thomp. ii, 30)

Bechuanas (Burch. ii, 347)

Chinooks (Wai. iii, 338)

Albania (Boué, iii, 254)

Birth, &c. (Maine, “E. H.” 134)

France (A. L. F. ii, 645).

§ 464.

Australians (Sm. i, 103)

Chippewas, &c. (School. “Travels,” 340-1)

Cent. Amer. (Banc. i, 702)

Khonds (Macph. 32 and 27)

New Zea. (Thom. i, 95)

Tahitians (Ell. “P. R.” ii, 363)

Madag. (Ell. “M.” i, 378)

Phœnicians (Mov. ii, pt. i, 541)

Greeks (Gro. ii, 92)

Pr. Ger. (Tac. in Free. “Eng. Const.” 17)

Iceland (Mall. 291-3)

Swiss (Free. “E. C.” pp. 1-7)

Old Eng. (Free. “E. C.” 60).

§ 466.

Greenlanders (Crantz, i, 164-5)

Australians (Sturt, —)

Salish (ref. lost; Dom. ii, 343-4)

Bodo and Dhimals (Hodg. 159)

Australians (Grey, ii, 240)

Snakes (L. and C. 306)

Chinooks (L. and C. 443)

Dakotas (School. “I. T.” ii, 182)

Creeks (School. “I. T.” i, 275)

Khirgiz (Wood, 338)

Ostyaks (“Rev. Sib.” ii, 269)

Nagas (But. 146)

Kor. Hottentots (Thomp. ii, 30)

Kaffirs (Lich. i, 286-7).

§ 467.

Tupis (Sou. i, 250)

Juangs (Dalt. 156)

Kor. Hottentots (Thomp. ii, 30)

Kaffirs (Shoo. 102)

Damaras (ref. lost)

Araucanians (Smith, 243)

Dyaks (Broo. i, 129)

Malagasy (Ell. “H. M.” i, 146)

Savages (Lubb. 445).

§ 468.

Arafuras (Kolff, 161)

Khirgiz (Mich. —)

Sumatrans (Mars. 217)

Madag. (Ell. “Hist. Madag.” i, 377)

East Africans (Bur. “C. A.” ii, 361)

Javans (Raff. i, 274)

Sumatra (Mars. 217)

Ashantee (Beech. 90-1).

§ 469.

Congo (Pink. xvi, 577)

Dahomans (Bur. i, 263).

§ 471.

Nicobarians (Bast. iii, 384)

Haidahs (Banc. i, 168)

Californians (Banc. i, 348)

Navajos (Banc. i. 508)

Angamies (As. S. B. xxiv, 650)

Lower Californians (Banc. i, 565)

Flatheads (Banc. i, 275)

Sound Indians (Banc. i, 217)

Lower Californians (Banc. i, 565)

Chippewayans (Frank. 159)

Abipones (Dob. ii, 102)

Bedouins (Ram. 9).

§ 472.

Khonds (Camp. 50)

Cent. India (Fors. 9)

Esquimaux (ref. lost)

Fuegians (Fitz. ii, 179)

Rock Veddahs (Ten. ii, 440)

Dyaks (ref. lost)

Caribs (Edw. i, 49)

Bushmen (Lich. ii, 194)

Tasmanians (Lloyd, 56; Dove, i, 253)

Tapajos (Bates 222-3)

Bedouins (Bur. “El Med.” iii, 44)

Greece (Gro. ii, 87)

Scot. (Martin, M. 101)

Snake Indians (L. and C. 306)

Creeks (School. “I. T.” v, 279)

Comanches (School. “I. T.” ii, 130)

Coroados (Spix, ii, 234)

Ostyaks (“Rev. Sib.” ii, 269)

Tacullies (Banc. i, 123)

Tolewas (Banc. i, 348)

Spokanes (ref. lost)—6)

Navajos (Banc. i, 508)

Dōrs (Heug. 195)

Arabs (Burck. i, 300)

Sumatra (Mars. 211).

§ 473.

Australians (Eth. Soc. Trans., N. S., iii, 256)

Comanches (School. “I. T.” i, 231)

Flatheads (Banc. i, 275)

Dyaks (Low, 209; St. John —)

Caribs (Edw. i, 49)

Abipones (Dob. ii, 103)

Egypt (Tay. 16)

Rome (Mom. i, 79)

Germans (Sohm i, 9)

French (Ranke, i, 75).

§ 474.

Thlinkeets (Banc. iii, 148)

Fuegians (Fitz. ii, 178)

Tasmanians (Bon. 175)

Haidahs (Banc. iii, 150)

Dakotas (School, “I. T.” iv, 495)

Amazulu (Call. 340, note 86)

Obbo (Bak. i, 318-9)

Mexicans (Banc. iii, 295; Clav. bk. vii, ch. 7)

Chibchas (Pied. bk. ii, ch. 7)

Egypt (Brug. i, 406)

Jews (Sup. Rel. i, 117-18).

§ 475.

Egypt (Shar. ii, 2)

Coroados (Spix, ii, 244-5)

Santals (Hunt. “Ann.” i, 216-7)

Khonds (Macph. 47).

§ 476.

Haidahs (Banc. i, 167)

Fiji (See. 232)

Tahitians (Ell. “P. R.” ii, 346; Hawk. ii, 121)

Madagascar (Ell. “H. M.” i, 342-3)

Congoese (ref. lost)

Coast Negroes (ref. lost)

Inland Negroes (ref. lost)

Peru (Gom. ch. 124; Garc. bk. iv, ch. 9)

Egypt (Wilk. i, 161 note; 162 note)

Ceylon (Ten. i, 497; ii, 459)

New Caledonia (ref. lost)

Madagascar (Ell. “H. M.” i, 342)

Abyssinia (Bru. iv, 488)

Timmanees (Wint. i, 124)

Kaffir (Arb. 149)

Aragon (Hall. ii, 43-4).

§ 477.

Amazulu (Call. 208; 390)

Kukis (As. S.B. xxiv, 625)

Tahitians (Ell. “P.R.” ii, 341)

Tonga (Mar. ii, 76)

Peru (Garc. bk. i, ch. 23)

Egyptians (Wilk. i, 321-2 and note; Brug. ii, 35-36)

Aryans (Gro. i, 618)

Chibchas (Sim. 261-2).

§ 478.

Chinooks (L. and C. 443; Wai. iii, 338)

Patagonians (Falk. 121)

Orinoco Indians (ref. lost)

Borneo (Low, 183)

Sabines (ref. lost)

Germans (Dunh. i, 17)

Dyaks (Boy. 183)

Kalmucks (Pall. i, 527)

Araucanians (Thomps. i, 405)

Kaffirs (Lich. i, 286)

Greeks (Glad. iii, 10-11)

Karens (As. S.B. xxxvii, 131)

Congo (Bast. “Af. R.” 58)

Yariba (Lan. ii, 223)

Ibu (All. and T. i, 234)

Kukis (But. 91)

Greeks (Glad. iii, 51-2)

Rome (ref. lost)

Europe (ref. lost)

French (Hall. ch. i)

Merovingians (Wai. ii, 45-6, —)

France (Méray, 45; Boss. ii, 56; St. Sim. iii, 69).

§ 479.

Zulus (Eth. Soc. “Trans.” N.S., v, 291)

Bheels (Mal. “C. I.” i, 551)

Loango (Ast. iii, 223; Pink. xvi, 577)

East Africa (Bur. “C. A.” ii, 361)

Msambara (Krapf, 384 note)

Dahome (Bur. i, 226)

Malagasy (Ell. “H. M.” i, 341)

Sandwich Islands (Ell. “Tour,” 401)

Siam (Bowr. i, 422-3)

Burmah (Sang. 58)

China (Gutz. ii, 251)

Japan (Ad. i, 11).

§ 480.

Tonga (Ersk. 126)

Gondar (Har. iii, 10, 34)

Bhotan (Ren. 16-17)

Japan (Ad. i, 74, 17; Tits. 223; Ad. i, 11, 70)

Merovingian (Egin. 123-4).

§ 483.

Arafuras (Kolff, 161)

Todas (Eth. Soc. “Trans.” N. S., vii, 241)

Bodo and Dhimáls (As. S.B. xviii, 708)

Papuans (Kolff. 6 Earl —)

Bodo and D. (ref. lost)

Lepchas (Eth. Soc. “Jour.” July, 1869)

Nagas (As. S. B. xxiv, 608-9; ix, 950)

N. A. Indians (School. “I. T.” ii, 183)

Comanches (School. “I. T.” ii, 130; Banc. i, 509)

Central America (Squi. “Nic.” ii, 340-1)

Nagas (As. S. B. xxiv, 607)

Africa (Bur. “Abeo.” i, 276).

§ 485.

Greece (Toz. 284-5; Herm. 14; Gro. ii, 103)

Scotland (Ske. iii, 323-4)

Crete (Cur. i, 182; 178-9)

Corinth (Gro. iii, 2)

Sparta (Gro. ii, passim)

Latins (Mom. i, 30; 80; 87; 84).

§ 486.

Venice (Sis. i, 300-313)

Netherlands (Gra. 10, 11, 20; Mot. i, 38)

Switz. (Vieus. 39)

Grisons (May, i, 355)

San. Mar. (Bent. 808-15).

§ 487.

Ital. Repub. (Sis. [Lard.] 21; Sis. i. 371; Sis. [Lard.] 22; 83).

§ 488.

Sparta (ref. lost; Gro. ii, 90)

Rome (Mom. ii, 326)

Ital. Repub. (Hall. i, 368; Sis. [Lard.] 280)

Holland (May, ii, 17-18)

Berne (May i, 373)

Venice (Sis. [Lard.] 121)

Greece (Gro. iii, 25; Cur. i, 250)

Romans (Macch. iii, 429)

Ital. Repub. (Sis. [Lard.] 80)

Athens (Gro. iii, 181-5)

Rome (Mom. bk. i., ch. 4, passim)

Italian Repub. (May, i, 281-2).

§ 490.

Samoa (Tur. 284)

Fulahs (L. and O. ii, 85)

Mandingo (Park i, 15).

§ 491.

Italian Rep. (Sis. [Lard.] 21-2)

Poles (Dunh. 278; 285)

Hungarians (Lévy, 165)

Germans (Stubbs, i, 63)

Merov. (Rich. 119-20)

Appenzal (Lav. 65)

Uri (Free. “E. C.” 7)

Scandinavia (C. and W., i, 157-8; ref. lost)

Tatars (Gib. ii, 16)

Sparta (Gro.—).

§ 492.

Kaffirs (Lich. i, 286)

Bechuanas (Moff. 66)

Wanyamwezi (Bur. “C. A.” ii, 362)

Ashantee (Beech. 91)

Mexico (Zur. 106; Clav. bk. vii, ch. 13)

Vera Paz (Tor. bk. xi, ch. 20)

Poland (Dunh. 278, 279-80)

Germans (Hall. ii, 93)

France (ref. lost)

Madag. (Ell. “H. M.” ii, 252)

Hebrews (1 Samuel, ch. xv)

Tahitians (Ell. “P. R.” ii, 489)

Mexicans (Saha. bk. viii, ch. 24)

Egypt (Wilk. i, 159)

France (Roth, 317-20).

§ 493.

Denmark (C. and W. i, 262-3)

France (Rich. 119-20)

Madag. (Ell. “H. M.,” i, 378)

England (Free. “E. C.” 60).

§ 494.

Egypt (Wilk. i, 160 note)

Persia (Raw. iii, 223)

China (Will. i, 324)

France (Boss. ii, 56, 113, v, 4; Pul. i, 8-9; St. Sim. iii, 69)

Rome (Mom. i, 71-2; iii, 361)

Poland (Dunh. 282).

§ 496.

Scandinavia (C. and W., i, 158)

Hungary (Patt. i, 66; 253)

Rome (Dur. iii, 376-8).

§ 498.

Greece (Gro. iii, 124-5; iv, 169)

Italy (Sis. [L.] 23; 291)

Spain (Dunh. iv, 158)

England (Hume, ii, 54).

§ 499.

Spain (Hall. ii, 7-8)

France (ref. lost)

Scotland (Burt. ii, 85).

§ 500.

Scandinavia (Mall. 291-5)

France (Mor. 379-80)

England (Stubbs, i, 448-9)

Holland (Mot. i, 35)

Anglo-Sax. (Stubbs, i, 192)

Spain (Dunh. iv, 158)

England (Stubbs, i, 450).

§ 501.

England (Hume, i, 466-7; Stubbs, i, 137)

France (Hall. i, 230)

Spain (Hall. ii, 25, 29)

France (Dar. “Ad.” ii, 57-8; Clam. ii, 3-4; Dar. “Ad.” i, 78)

Scotland (Innes, “Leg. An.,” 116).

§ 502.

France (Ord. ii, 201)

Hungary (Lévy, 165)

Scotland (Innes, “Leg. An.,” 119)

England (Hume, —).

§ 504.

Egypt (Wilk. iii, 371)

Persia (Raw. iii, 221)

England (Kem. ii, 105-11)

Hebrews (Ew. iii, 266-7)

Rome (Dur. iii, 175)

France (Gon. —)

Eggarahs (All. and T. i, 327)

Mizteca (Her. iii, 265).

§ 505.

Normans and Old English (Stubbs, i, 390)

Scot. (Innes, “Mid. Ages,” 120-1)

Russia (Fowl. i, 379)

France (Jer. ii, 158-9; Kit. iii, 210)

England (Turn. vi, 132).

§ 508.

Tahiti (Ell. “P. R.” ii, —)

England (Kem. ii, 142)

France (Gui. iii, 233-4)

Mexico, &c. (Zur. 66-7)

Chibchas (Acos. 188-90)

Med. Europe (Maine, “V. C.” 235-6).

§ 509.

England (Free. “N. C.” i, 80; Fis. 301; Hall. “M. A.” ch. viii).

§ 510.

Feudal (Maine, “E. I.” 77)

France (Mau. cvii, 584)

Persians (Raw. iii, 418; 426)

Rome (Dur. v, 83-4)

France (Thie. i, 365-6; Cher. “Hist.” ii, 138-9)

England (Hall. “C. H.” ch. xii).

§ 511.

Bedouins (Burck. “Notes” 5; Pal. “Ency. Brit.” ii, 249)

Irish (Maine, “E. I.” 105-6)

Albania (Boué, ii, 86; iii, 359)

England (You. 147).

§ 512.

Mexico (Zur. 50-62)

Russia (Lav. 8, 9)

Teutons (Stubbs, i, 56; Cæs. vi, 22; Kem. i, 56-7)

Bakwains (Liv. 14)

Japan (Alc. ii, 241)

Franks (Kem. i, 238)

England (Thor. i, 274; 386; 450)

Russia (Kou. 229).

§ 513.

England (Kem. i, 240-3; Stubbs,—)

Peru (Pres. 72)

Mexico (Clav. bk. vii, ch. 5; Gom. —)

Egypt (Heer. ii, 139)

Greece (Herm. 10)

China (Will. i, 388)

India (Gho. passim)

Scandinavia (ref. lost; Bren. lxviii)

England (Bren. lxix-lxx.)

§ 516.

Siam. (Loub. i. 237)

Ashante (Beech. 129)

Fulahs (L. and O. ii, 87)

Rome (Mom. i. 99-100).

§ 517.

Suevi Stubbs, i, 15).

§ 518.

Guaranis (Waitz, iii, 422)

Nicaragua (Squi. “Nic.” ii, 342)

New Zealand (ref. lost)

Bedouins (Burck. —)

Tahiti (Forst. 377)

Hebrews (2 Sam. xxi, 17)

Carolingian (Wai. iv, 522)

Japan (Ad. i, 15)

Peru (Pres. 35).

§ 519.

Hottentots (Kol. i, 85)

Malagasy (Ell. “H. M.” ii, 253)

Chibchas (Sim. 269)

Rome (Coul. “C. A.” 158)

Germans (Stubbs, i, 34)

Old England (Kem. i. 69)

France (Kit. i, 399; Froiss. i, 168)

Sparta (Gro. —)

Rome (Mom. i, 98-9).

§ 520.

France (Ranke, i, 83).

§ 522.

Chinooks (Waitz, iii, 338)

Arabs (Bur. “El Med.” iii, 47)

Italy (Sis. [L.] 90)

France (Maine, Fort. Rev. 614)

England (Ree, i, 153-4)

France (Gui. —).

§ 523.

Hottentots (Kol. i, 294-6)

Greece (Gro. ii, 99-100)

Rome (Mom. i, 159)

Germans (Tac. cap. xi, xii)

Danes (C. and W. i, 263)

Irish (Les. xvii, 312).

§ 524.

Hebrews (Deut. xxi, 19)

Romans (Mom. i, 158)

France (Join. 10-11)

Carolingian (Mor. 379-80; Sohm, i, § 16)

Frieslanders (ref. lost)

—Holland (Lav. 282-3).

§ 525.

Zulus (Arb. 140)

Eggarahs (All. and T. i, 326)

Germans (Tac. c. 7)

Scandinavia (Grimm, i, 93).

§ 526.

Peru (Her. iv, 337)

Germany (Dunh. l, 120)

France (Bay. i, 70-1)

Scotland (Innes, “L. A.” 221)

England (Stubbs, i, 443, 673)

France (Hall, i, 239).

§ 527.

Bedouins (“Ram. in Syria,” 9)

Mexicans (Dur. i, 216)

Athens (Cur. ii, 450)

France and Germany (Black. iii, 41)

France (Duc. 11-12; A. L. F., v, 346-7; Dar. “Ad.” —)

England (Fis. 238; Stubbs, ii, 292).

§ 528.

Court, &c. (Maine, “E. I.” 289).

§ 529.

Sandwich I. (Ell. 399)

Bechuanas (ref. lost)

Karens (As. S. B. xxxvii, 131)

France (Kœnigs. 186).

§ 530.

Scandinavia (Mall. 117)

Egypt (Rec. ii, 11; xii, 48)

Peru (Santa C. 107; Gar. bk. i, ch. 23)

Tahitians (Ell. “P.R.” ii, 235)

Todas (Metz, 17-18)

Hebrews (2 Sam. v. 22-25)

India (Maine, “A. L.” 18)

Greece (Gro. ii, 111-2; Herm. 48)

France (Hinc. ii, 201).

§ 531.

Assyrians (Lay. ii, 473-4)

Greeks (Tie. 217; Coul. 221)

Egypt (Wilk. i, 164).

§ 532.

Zulus (Arb. 161 note)

Peru (ref. lost)

Mexicans (Tern. x, 78)

Japan (ref. lost)

France (Greg. bk. vii, ch. 21)

Peruvians (Garc. bk. ii. ch. 12)

Japan (Alc. i, 63)

Rome (Mom. i, 159)

Salic (Gui. i, 464)

Scotland (Innes, “Mid. Ages,” 197)

England (Stubbs, i, 211).

§ 533.

Chippewayans (School. “I. T.” v, 177)

Shoshones (Banc. i, 435)

Haidahs (Banc. i, 168)

Sandwich I. (Ell. “Tour,” 400)

Greece (Gro. ii, 107, 110, 129)

Rome (Maine, “A. L.” 372; Mom. ii, 130)

Basutos (Arb. 37)

Abyssinia (Par. ii, 204-5)

Sumatra (Mars. 249)

Dakotas (School. “I. T.” ii, 185)

N. Americans (Kane, 115)

Dakotas (Morg. 331)

Araucanians (Thomps. i, 405).

§ 536.

Bushmen (Lich. ii, 194)

Chippewayans (Banc. i, 118)

Arawaks (Roy. G. S. ii, 231).

§ 537.

Ahts (Banc. i, 191)

Comanches (School. “I. T.” i, 232)

Brazilians (Roy. G. S. ii, 195-6)

Chippewayans (School. “I. T.” v, 177)

Bedouins (ref. lost).

§ 538.

Rechabites, &c. (Ew. iv, 79-80; Kue. i, 181-2)

Dakotas (School. “I. T.” ii, 185)

Comanches (School. “I. T.” ii, 131)

Iroquois (Morg. 326)

Bechuanas (Burch. ii, 531)

Damaras (And. 114-15)

Kafirs (Shoot. 16)

Koosas (Lich. i, 271)

New Zealanders (Thom. i, 96)

Sumatrans (Mars. 244-5)

Mexicans (Sart. 68)

Damaras (And. 147)

Todas (Marsh. 206)

Congo (Pink. xvi, 168)

Slavs (Lav. 185)

Swiss (Lav. 82)

Hebrews (Mayer, i, 362 note)

Rome (Mom. i, 160, 193)

Teutons (Stubbs, i, 56).

§ 539.

Drenthe (Lav. 282)

Ardennes (Lav. 301)

Lombardy (Lav. 215)

France (Lav. 212)

Abyssinia (Bruce, iv, 462)

Kongo (Ast. iii, 258)

Mexico (Tern. x, 253-4)

Iceland (Mall. 289)

Swiss (Lav. 83).

§ 540.

Slavs (Lav. 189; 194-5)

Lombardy (Lav. 216).

§ 542.

Dakotas (School. “I. T.” iv, 69)

Abipones (Dob. ii, 106)

Patagonians (Falk. 123)

Greece (Gro. ii, 84; 85)

Germans (Tac. xv)

England (Dyer 3)

Guaranis (Wai. iii, 422)

Rome (Mom. —).

§ 543.

Loango (Pink. xvi, 577)

Tongans (Mar. i, 231 note)

Cashmere (Drew 68-70)

Kaffirs (Shoot. 104)

Sandwich Islands (Ell. “Tour,” 292)

Mexico (Zur. 250-1)

Yucatan (Landa § xx)

Guatemala, &c. (Zur. 407)

Madagascar (Ell. “M.” i, 316)

Fiji (See. 232)

Tahiti (Ell. “P. R.” ii, 361).

§ 544.

England (Stubbs ii, 612-3).

§ 545.

Quanga and Balonda (Liv. 296, 307)

Bhils (Mal. i, “C. I.” 551-2; 185)

Mexico (Clav. bk. vii, ch. 37)

Greece (Glad. iii, 62; Pot. 90)

England (Ling. iii, 7).

§ 557.

France (Dar. “Cl. Ag.” 537).

§ 558.

Americans (Hearne, 151)

Dahomey (Bur. i, 220-5; 226; Dalz. 175; Bur. i, 52, note)

Peru (Gar. bk. ii, chap. xv; bk. vi, chap. viii; bk. v, chap. xi)

Egypt (Shar. i, 188; Brug. i, 51; Shar. i, 182)

Sparta (Gro. vol. ii, pt. ii, chap. vi)

Russia (Cust. ii, 2; Wal. 289; Cust.—; Bell, ii, 237).

[18]

§ 559.

Rome (Dur. iii, 155-60; iii, 183-7, 9; iii, 173-4; iii, 172-3; iii, 176)

Italy (Sis. [Lard.] 8-9).

§ 560.

Greeks (Gro. ii, 88)

Japan (Mit. i, 32-3)

France (Corn. xxvii (1873), 72)

Montenegro (Boué, ii, 86)

Dahomey (For. i, 20)

Sparta (Thirl. i, 329)

Merovingian (Amp. ii, 305; reg. lost)

Dahomey (Bur. ii, 248)

Japan (M. and C., 34)

Egypt (Wilk. i, 189)

Persia (Raw. iii, 242)

Araucanians (Thomps. i, 406)

Fiji (Ersk. 464)

Dahomey (Dalz. 69)

Egypt (Brug. i, 53).

§ 573.

Todas (Shortt, pt. i, 9)

Pueblos (Banc. i, 546)

Karens (Gov. Stat. 64; McM. 81)

Lepchas (Hook. i, 129-30; Eth. Soc. “Jour.” N. S. i, 150-1)

Santáls (Hunt. “Ann.” —; “Stat.” xiv, 330)

Shervarog (Shortt, pt. ii, 7; 42)

Todas (Shortt, pt. i, 7-9; Hark. 16-17)

Arafuras (Kolff. 161-3)

England (Hall., chap. viii)

France (Lev. ii, 48)

England (Free. “Sk.” 232; Bage. 281)

France (Taine, passim)

England (Mart. “Intro.” 17; Buck. vol. ii, ch. 5; Pike, ii, 574).

§ 574.

Bode and D. (As. S. B. xviii, 745-6)

Lepchas (Eth. Soc. “Jour.” N. S. i, 152)

Santál (Hunt. “Ann.” i, 209; As. S.B. xx, 554)

Jakuns (Fav. ii, 266-7)

Bode and D. (As. S.B. xviii, 745)

Neilgherry H. (Ouch. 69)

Lepchas (Eth. Soc. “Jour.” N. S. i, 150)

Jakuns (Fav. ii, 266)

Arafuras (Kolff. 161-3)

Lepchas (Eth. Soc. “Jour.” N. S. i, 150-1; Hook. i, 176)

Santáls (Hunt. “Ann.” i, 217)

Hos (Dalt. 206)

Todas (Shortt, pt. i, 1)

Shervaroy H. (Shortt, —)

Jakuns (Fav. ii, 266)

Malacca (Jukes, 219-20)

Bodo and D. (As. S.B. xviii, 745)

Santál (Hunt. “Ann.” i, 209-10)

Lepchas (Hook. i, 176, 129)

Jakuns (Fav. ii, 266)

Arafuras (Kolff. 163-4)

Lepchas (Hook. i, 134)

Santáls (Hunt. “Ann.” 208)

Bodo and Dhimals (As. S.B. xviii, 708)

Santál (Hunt. i, 217)

Bodo and Dhimals (As. S.B. xviii, 744)

Todas (Eth. Soc. “Trans.” vii, 254).

 


 

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Volume III.

[III-v]

PREFACE.

Of the three divisions contained in this volume, two have already appeared in print—the first as a separate book, and the second in the shape of review-articles; but the third is new. With the publication of them in a united form, the issue of the Synthetic Philosophy comes to a close.

The series of works included under that title is complete and yet incomplete. There were to be ten volumes, and there are ten. According to the programme, besides a volume of First Principles, there were to be two volumes of Biology, two of Psychology, three of Sociology, and two of Ethics; and to each of these subjects the specified number of volumes has been appropriated. Still in one respect there is a falling short. The interpretation of the paradox is that the first two volumes of The Principles of Sociology have expanded into three, and the third (which, if written, would now be the fourth) remains unwritten. It was to have treated of Progress—Linguistic, Intellectual, Moral, Æsthetic. But obviously for an invalid of seventy-six to deal adequately with topics so extensive and complex, is impossible.

It must, however, be pointed out that while this portion of the original project remains unexecuted, considerable portions not projected, have been added. In The Principles of Psychology, the division “Congruities,” and in The Principles of Sociology, the division “Domestic Institutions,” are in excess of the divisions promised; and there have been joined with sundry of the volumes, various appendices, making altogether 430 pages extra. Something even now remains. Though not within the lines of the scheme as at first [III-vi] drawn, The Study of Sociology may properly be included as a component, as also may be eight essays directly or indirectly elucidating the general theory: leaving uncounted the published parts of the ancillary compilation, Descriptive Sociology. Hence it may fairly be said that, if not absolutely in the way specified, the promise of the prospectus has been redeemed.

On looking back over the six-and-thirty years which have passed since the Synthetic Philosophy was commenced, I am surprised at my audacity in undertaking it, and still more surprised by its completion. In 1860 my small resources had been nearly all frittered away in writing and publishing books which did not repay their expenses; and I was suffering under a chronic disorder, caused by over-tax of brain in 1855, which, wholly disabling me for eighteen months, thereafter limited my work to three hours a day, and usually to less. How insane my project must have seemed to onlookers, may be judged from the fact that before the first chapter of the first volume was finished, one of my nervous break-downs obliged me to desist. But imprudent courses do not always fail. Sometimes a forlorn hope is justified by the event. Though, along with other deterrents, many relapses, now lasting for weeks, now for months, and once for years, often made me despair of reaching the end, yet at length the end is reached. Doubtless in earlier days some exultation would have resulted; but as age creeps on feelings weaken, and now my chief pleasure is in my emancipation. Still there is satisfaction in the consciousness that losses, discouragements, and shattered health, have not prevented me from fulfilling the purpose of my life.

London, August, 1896.

[III-vii]

PREFACE TO PART VI.

Three years and a half have elapsed since the issue of Political Institutions—the preceding division of the Principles of Sociology. Occupation with other subjects has been one cause of this long delay; but the delay has been in a much greater degree caused by ill health, which has, during much of the interval, negatived even that small amount of daily work which I was previously able to get through.

Two other parts remain to be included in Vol. II—Professional Institutions and Industrial Institutions. Whether these will be similarly delayed, I cannot of course say. I entertain hopes that they may be more promptly completed; but it is possible, or even probable, that a longer rather than a shorter period will pass before they appear—if they ever appear at all.

Bayswater, October, 1885.

PREFACE TO THE SECOND EDITION.

Notwithstanding precautions, errors creep in where many pieces of evidence are given. The detection of these is a service rendered by critics which is commonly of more value than other services rendered by them; and which, in some cases, partially neutralizes their disservices.

I have myself had special difficulties to encounter in maintaining correctness. Even with unshaken health, it would have been impossible for me to read the five hundred and odd works from which the materials for the Principles of Sociology have been extracted; and, as it is, having been long in a state in which reading tells upon me as much [III-viii] as writing, I have been obliged to depend mainly on the compilations made for me, and some years ago published under the title of Descriptive Sociology, joined with materials collected by assistants since that time. Being conscious that in the evidence thus gathered, there would inevitably be a per-centage of errors, I lately took measures to verify all the extracts contained in the first volume of the Principles of Sociology: fortunately obtaining the aid of a skilled bibliographer, Mr. Tedder, the librarian of the Athenæum Club. The result was not unsatisfactory. For though there were found many mistakes, literal and verbal, yet out of more than 2,000 statements quoted, two only were invalidated: one losing its point and the other being cancelled.

With this division of the work I followed what seemed a better course, but not with better result. While it was standing in type and before any of it was printed, I had all the extracts compared with the passages from which they were copied; and expected thus to insure perfect correctness. But though apparent errors were removed, two unapparent errors remained. In one case, the gentleman who had made for me an extract from the Records of the Past, had misunderstood a story translated from the hieroglyphics: a thing easy to do, since the meanings of the translations are often not very clear. And in the other case, an extract concerning the Zulus had been broken off too soon: the copyist not having, as it seems, perceived that a subsequent sentence greatly qualified the sense. Unfortunately, when giving instructions for the verification of extracts, I did not point out the need for a study of the context in every case; and hence, the actual words quoted proving to be correctly given, the errors of meaning passed unrectified.

Beyond removal of these mis-statements, two changes of expression have been made for the purpose of excluding perverse misinterpretations.

Bayswater, January 21, 1886.

The Principles of Sociology, Vol. III

PART VI.

ECCLESIASTICAL INSTITUTIONS.

[III-3]

CHAPTER I.

THE RELIGIOUS IDEA.

§ 583. There can be no true conception of a structure without a true conception of its function. To understand how an organization originated and developed, it is requisite to understand the need subserved at the outset and afterwards. Rightly to trace the evolution of Ecclesiastical Institutions, therefore, we must know whence came the ideas and sentiments implied by them. Are these innate or are they derived?

Not only by theologians at large but also by some who have treated religion rationalistically, it is held that man is by constitution a religious being. Prof. Max Müller’s speculations are pervaded by this assumption; and in such books as that by Mr. R. W. Mackay on The Progress of the Intellect, it is contended that man is by nature a monotheist. But this doctrine, once almost universally accepted, has been rudely shaken by the facts which psychologists and anthropologists have brought to light.

There is clear proof that minds which have from infancy been cut off by bodily defects from intercourse with the minds of adults, are devoid of religious ideas. The deaf Dr. Kitto, in his book called The Lost Senses (p. 200), quotes the testimony of an American lady who was deaf and dumb, but at a mature age was instructed, and who said “the idea that the world must have had a Creator never occurred to her, nor to any other of several intelligent pupils, of similar [III-4] age.” Similarly, the Rev. Samuel Smith, after “twenty-eight years’ almost daily contact” with such, says of a deaf-mute, “he has no idea of his immortal nature, and it has not been found in a single instance, that an uneducated deaf-mute has had any conception of the existence of a Supreme Being as the Creator and Ruler of the universe.”

The implication is that civilized men have no innate tendency to form religious ideas; and this implication is supported by proofs that among various savages religious ideas do not exist. Sir John Lubbock has given many of these in his Prehistoric Times and his Origin of Civilization; and others may be added. Thus of a Wedda, who, when in jail received instruction, Mr. Hartshorne writes—“he had no idea of a soul, of a Supreme Being, or of a future state.” Concerning an African race Heuglin says—“the Dōr do not seem to have religious conceptions properly so called, but they believe in spirits.” We learn from Schweinfurth that “the Bongo have not the remotest conception of immortality. . . . All religion, in our sense of the word religion, is quite unknown to the Bongo.” It is true that in such cases there is commonly a notion, here distinct and there vague, of something supernatural associated with the dead. While now, in answer to a question, asserting that death brings annihilation, the savage at another time shows great fear of places where the dead are: implying either a half-formed idea that the dead will suddenly awake, as a sleeper does, or else some faint notion of a double. Not even this notion exists in all cases; as is well shown by Sir Samuel Baker’s conversation with a chief of the Latooki—a Nile tribe.

“ ‘Have you no belief in a future existence af class="bq"ter death?’ . .

Commoro (loq.).—‘Existence after death! How can that be? Can a dead man get out of his grave unless we dig him out?’

‘Do you think man is like a beast, that dies and is ended?’

Commoro.—‘Certainly; an ox is stronger than a man; but he dies, and his bones last longer; they are bigger. A man’s bones break quickly—he is weak.’

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‘Is not a man superior in sense to an ox? Has he not a mind to direct his actions?’

Commoro.—‘Some men are not so clever as an ox. Men must sow corn to obtain food, but the ox and wild animals can procure it without sowing.’

‘Do you not know that there is a spirit within you more than flesh? Do you not dream and wander in thought to distant places in your sleep? Nevertheless, your body rests in one spot. How do you account for this?’

Commoro, laughing.—‘Well, how do you account for it? It is a thing I cannot understand; it occurs to me every night.’

* * *

‘Have you no idea of the existence of spirits superior to either man or beast? Have you no fear of evil except from bodily causes?’

Commoro.—‘I am afraid of elephants and other animals when in the jungle at night, but of nothing else.’

‘Then you believe in nothing; neither in a good nor evil spirit! And you believe that when you die it will be the end of body and spirit; that you are like other animals; and that there is no distinction between man and beast; both disappear, and end at death?’

Commoro.—‘Of course they do.’ ”

And then in response to Baker’s repetition of St. Paul’s argument derived from the decaying seed, which our funeral service emphasizes, Commoro said:—

“ ‘Exactly so; that I understand. But the original grain does not rise again; it rots like the dead man, and is ended; the fruit produced is not the same grain that we buried, but the production of that grain: so it is with man,—I die, and decay, and am ended; but my children grow up like the fruit of the grain. Some men have no children, and some grains perish without fruit; then all are ended.’ ”

Clearly, then, religious ideas have not that supernatural origin commonly alleged; and we are taught, by implication, that they have a natural origin. How do they originate?

§ 584. In the first volume of this work, nearly a score chapters are devoted to an account of primitive ideas at large; and especially ideas concerning the natures and actions of supernatural agents. Instead of referring the [III-6] reader back to those chapters, I think it better to state afresh, in brief, the doctrine they contain. I do this partly because that doctrine, at variance both with current beliefs and the beliefs of the mythologists, needs re-emphasizing; partly because citing a further series of illustrations will strengthen the argument; and partly because a greater effect may be wrought by bringing the several groups of facts and inferences into closer connexion.

As typifying that genesis of religious conceptions to be delineated in this chapter, a statement made by Mr. Brough Smyth in his elaborate work The Aborigines of Victoria may first be given. When an Australian, of mark as a hunter or counsellor, is buried, the medicine-man, seated or lying beside the grave, praising the deceased and listening for his replies, said—“The dead man had promised that if his murder should be sufficiently avenged his spirit would not haunt the tribe, nor cause them fear, nor mislead them into wrong tracks, nor bring sickness amongst them, nor make loud noises in the night.” Here we may recognize the essential elements of a cult. There is belief in a being of the kind we call supernatural—a spirit. There are praises of this being, which he is supposed to hear. On condition that his injunctions are fulfilled, he is said to promise that he will not make mischievous use of his superhuman powers—will not hurt the living by pestilence, nor deceive them, nor frighten them.

Is it not manifest that from germs of this kind elaborate religions may be evolved? When, as among the ancestor-worshipping Malagasy, we find, as given by M. Réville, the prayer,—“Nyang, méchant et puissant esprit, ne fais pas gronder le tonnerre sur nos têtes. Dis à la mer de rester dans ses bords. Épargne, Nyang, les fruits qui mûrissent. Ne sèche pas le riz dans sa fleur;” it is a conclusion scarcely to be resisted that Nyang is but the more developed form of a spirit such as that propitiated and petitioned by the Australian. On reading the Japanese sayings, “that the spirits [III-7] of the dead continue to exist in the unseen world, which is everywhere about us, and that they all become gods, of varying character and degrees of influence,” and also that “the gods who do harm are to be appeased, so that they may not punish those who have offended them, and all the gods are to be worshipped, so that they may be induced to increase their favours;” we are strengthened in the suspicion that these maleficent gods and beneficent gods have all been derived from “the spirits of the dead . . . of varying character and influence.” From the circumstance that in India as Sir Alfred Lyall tells us, “it would seem that the honours which are at first paid to all departed spirits come gradually to be concentrated, as divine honours, upon the Manes of notables,” we derive further support for this view. And when by facts of these kinds we are reminded that among the Greeks down to the time of Plato, parallel beliefs were current, as is shown in the Republic, where Socrates groups as the “chiefest of all” requirements “the service of gods, demigods, and heroes . . . and the rites which have to be observed in order to propitiate the inhabitants of the world below,” proving that there still survived “that fear of the wrath of the departed which strongly possessed the early Greek mind;” we get from this kinship of beliefs among races remote in time, space, and culture, strong warrant for the inference that ghost-propitiation is the origin of all religions.

This inference receives support wherever we look. As, until lately, no traces of pre-historic man were supposed to exist, though now that attention has been drawn to them, the implements he used are found everywhere; so, once being entertained, the hypothesis that religions in general are derived from ancestor-worship, finds proofs among all races and in every country. Each new book of travels yields fresh evidence; and from the histories of ancient peoples come more numerous illustrations the more closely they are examined.

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Here I will re-exemplify the chief factors and stages in this genesis of religious beliefs; citing, in large measure, books that have been published since the first volume of this work.

§ 585. The African savage Commoro, quoted above, and shown by his last reply to be more acute than his questioner, had no theory of dreams. To the inquiry how he accounted for the consciousness of wandering while asleep, he said—“It is a thing I cannot understand.” And here it may be remarked in passing, that where there existed no conception of a double which goes away during sleep, there existed no belief in a double which survives after death. But with savages who are more ready to accept interpretations than Commoro, the supposition that the adventures had in dreams are real, prevails. The Zulus may be instanced. To Bishop Callaway one of them said:—

“When a dead man comes [in a dream] he does not come in the form of a snake, nor as a mere shade; but he comes in very person, just as if he was not dead, and talks with the man of his tribe; and he does not think it is the dead man until he sees on awaking, and says, ‘Truly I thought that So-and-so was still living; and forsooth it is his shade which has come to me.’ ”

Similarly with the Andamanese (who hold that a man’s reflected image is one of his souls), the belief is that “in dreams it is the soul which, having taken its departure through the nostrils, sees or is engaged in the manner represented to the sleeper.”

Abnormal forms of insensibility are regarded as due to more prolonged absences of the wandering double; and this is so whether the insensibility results naturally or artificially. That originally, the accepted interpretations of these unusual states of apparent unconsciousness were of this kind, we see in the belief expressed by Montaigne, that the “souls of men when at liberty, and loosed from the body, either by sleep, or some extasie, divine, foretel, and see things which whilst joyn’d to the body they could not see.” Then at the [III-9] present time among the Waraus (Guiana Indians) to gain magical power a man takes infusion of tobacco, “and, in the death-like state of sickness to which it reduces him, his spirit is supposed to leave the body, and to visit and receive power from the yauhahu . . . the dreaded beings under whose influence he is believed to remain ever after.”

From the ordinary absence of the other-self in sleep and its extraordinary absences in swoon, apoplexy, etc., the transition is to its unlimited absence at death; when, after an interval of waiting, the expectation of immediate return is given up. Still, the belief is that, deaf to entreaties though the other-self has become, it either does from time to time return, or will eventually return. Commonly, the spirit is supposed to linger near the body or revisit it; as by the Iroquois, or by the Chinooks, who “speak of the dead walking at night, when they are supposed to awake, and get up to search for food.” Long surviving among superior races, in the alleged nightly wanderings of de-materialized ghosts, this belief survives in its original crude form in the vampyre stories current in some places.

One sequence of the primitive belief in the materiality of the double, is the ministering to such desires as were manifest during life. Hence the shell with “some of her own milk beside the grave” of an infant, which an Andamanese mother leaves; hence the “food and oblations to the dead” by the Chippewas, etc.; hence the leaving with the corpse all needful implements, as by the Chinooks; hence the “fire kept burning there [the grave] for many weeks,” as among the Waraus; hence the immolation of wives and slaves with the chief, as still, according to Cameron, at Urua in Central Africa. Hence, in short, the universality among the uncivilized and semi-civilized of these funeral rites implying belief that the ghost has the same sensations and emotions as the living man. Originally this belief is entertained literally; as by the Zulus, who in a case named said, “the Ancestral spirits came and eat up all the meat, and [III-10] when the people returned from bathing, they found all the meat eaten up.” But by some peoples the ghost, conceived as less material, is supposed to profit by the spirit of the thing offered: instance the Nicaraguans, by whom food “was tied to the body before cremation;” and instance the Ahts, who “burn blankets when burying their friends,” that they may not be “sent shivering to the world below.”

Ministrations to the double of the deceased, habitually made at the funeral, are in many places continued—here on special occasions and here at regular intervals. For if the ghost is not duly attended to, there may come mischief. Men of various types visit their dead from time to time to carry food, drink, etc.; as the Gonds, by whom, at the graves of honoured persons, “offerings continue to be presented annually for many years.” Others, as the Ukiahs and Sanéls of California, “sprinkle food about the favorite haunts of the dead.” Elsewhere, ghosts are supposed to come to places where food is being prepared for them; as instance Zululand. Bishop Callaway quotes a Zulu as saying—“These dead men are fools! Why have they revealed themselves by killing the child in this way, without telling me? Go and fetch the goat, boys.”

The habitats of these doubles of the dead, who are like the living in their appetites and passions, are variously conceived. Some peoples, as the Shillook of the White Nile, “imagine of the dead that they are lingering amongst the living and still attend them.” Other peoples, as for instance the Santals, think that the ghosts of their ancestors inhabit the adjacent woods. Among the Sonoras and the Mohaves of North America, the cliffs and hills are their imagined places of abode. “The Land of the Blest” says Schoolcraft, “is not in the sky. We are presented rather . . . with a new earth, or terrene abode.” Where, as very generally, the ghost is believed to return to the region whence the tribe came, obstacles have to be overcome. Some, as the Chibchas, tell of difficult rivers to be crossed to reach [III-11] it; and others of seas: the Naowe (of Australia) think that their ghosts depart and people the islands in Spencer’s Gulf. With these materialistic conceptions of the other-self and its place of abode, there go similarly materialistic conceptions of its doings after death. Schoolcraft, describing the hereafter of Indian belief, says the ordinary avocations of life are carried on with less of vicissitude and hardship. The notion of the Chibchas was that “in the future state, each nation had its own particular location, so that they could cultivate the ground.” And everywhere we find an approach to parallelism between the life here and the imagined life hereafter. Moreover, the social relations in the other world, are supposed, even among comparatively-advanced peoples, to repeat those of this world. “Some of them [Taouist temples] are called Kung, palace; and the endeavour is made in these to represent the gods of the religion in their celestial abodes, seated on their thrones in their palaces, either administering justice or giving instruction:” recalling the Greek idea of Hades. That like ideas prevailed among the early English, is curiously shown by a passage Kemble quotes from King Alfred, concerning the permission to compound for crimes by the bot in money, “except in cases of treason against a lord, to which they dared not assign any mercy; because Almighty God adjudged none to them that despised him, nor did Christ . . . adjudge any to him that sold him unto death: and he commanded that a lord should be loved like himself.”

Grave-heaps on which food is repeatedly placed, as by the Woolwas of Central America, or heaps of stones such as the “obo” described by Prejevalski, which “a Mongol never passes without adding a stone, rag, or tuft of camels’ hair, as an offering,” and which, as in Afghanistan, manifestly arise as coverings over dead men, are by such observances made into altars. In some cases they acquire this character quite definitely. On the grave of a prince in Vera Paz, there was “a stone altar erected above all, upon which incense was [III-12] burned and sacrifices were made in memory of the deceased.” Various peoples make shelters for such incipient altars or developed altars. By the Mosquitos “a rude hut is constructed over the grave, serving as a receptacle for the choice food, drink,” etc. In Africa the Wakhutu “usually erect small pent-houses over them [the graves], where they place offerings of food.” Major Serpa Pinto’s work contains a cut representing a native chief’s mausoleum, in which we see the grave covered by a building on six wooden columns—a building needing but additional columns to make it like a small Greek temple. Similarly in Borneo. The drawing of “Rajah Dinda’s family sepulchre,” given by Bock, shows development of the grave-shed into a temple of the oriental type. A like connexion existed among the Greeks.

“The ‘heroön’ was a kind of chapel raised to the memory of a hero. . . . It was at first a funeral monument (σῆμα) surrounded by a sacred enclosure (τέμενος); but the importance of the worship there rendered to the heroes soon converted it into a real ‘hieron’ [temple].”

And in our own time Mohammedans, notwithstanding their professed monotheism, show us a like transformation with great clearness. A saint’s mausoleum in Egypt, is a “sacred edifice.” People passing by, stop and become “pious worshippers” of “our lord Abdallah.” “In the corner of the sanctuary stands a wax candle as long and thick as an elephant’s tusk;” and there is a surrounding court with “niches for prayer, and the graves of the favoured dead.” The last quotation implies something more. Along with development of grave-heaps into altars and grave-sheds into religious edifices, and food for the ghost into sacrifices, there goes on the development of praise and prayer. Instance, in addition to the above, the old account Dapper gives, translated by Ogilby, which describes how the negroes near the Gambia erected small huts over graves, “whither their surviving Friends and Acquaintance at set-times repair, to ask pardon for any offences or injuries done them while alive.”

The growth of ancestor-worship, thus far illustrated under [III-13] its separate aspects, may be clearly exhibited under its combined aspects by quotations from a recent book, Africana, by the Rev. Duff MacDonald, one of the missionaries of the Blantyre settlement. Detached sentences from his account, scattered here and there over fifty pages, run as follows:—

“The man may be buried in his own dwelling” (p. 109). “His old house thus becomes a kind of temple” (p. 109). “The deceased is now in the spirit world, and receives offerings and adoration” (p. 110). “Now he is a god with power to watch over them, and help them, and control their destiny” (p. 61). “The spirit of a deceased man is called his Mulungu” (p. 59). The probably correct derivation of this word is “stated by Bleek [the philologist], which makes it originally mean ‘great ancestor’ ” (p. 67). “Their god appears to them in dreams. They may see him as they knew him in days gone by” (p. 61). “The gods of the natives are nearly as numerous as their dead” (p. 68). “Each worshipper turns most naturally to the spirits of his own departed relatives” (p. 68). A chief “will present his offering to his own immediate predecessor, and say, ‘Oh, father, I do not know all your relatives, you know them all, invite them to feast with you’ ” (p. 68). “The spirit of an old chief may have a whole mountain for his residence, but he dwells chiefly on the cloudy summit” (p. 60). “A great chief that has been successful in his wars does not pass out of memory so soon. He may become the god of a mountain or a lake, and may receive homage as a local deity long after his own descendants have been driven from the spot. When there is a supplication for rain the inhabitants of the country pray not so much to their own forefathers as to the god of yonder mountain on whose shoulders the great rain clouds repose” (p. 70). “Beyond and above the spirits of their fathers, and chiefs localised on hills, the Wayao speak of others that they consider superior. Only their home is more associated with the country which the Yao left; so that they too at one time may have been looked upon really as local deities” (p. 71).

(Vol. I, pp. 59-110.)

Let us pass now to certain more indirect results of the ghost-theory. Distinguishing but confusedly between semblance and reality, the savage thinks that the representation of a thing partakes of the properties of the thing. Hence he believes that the effigy of a dead man (originally placed on the grave) becomes a habitation for his ghost. This belief spreads to effigies otherwise placed. Concerning “a rude figure of a naked man and woman” which some Land [III-14] Dyaks place on the path to their farms, St. John says “These figures are said to be inhabited each by a spirit.”

Because of the indwelling doubles of the dead, such images are in many cases propitiated. Speaking of the idols made by the people west of Lake Nyassa, Livingstone says “they present pombe, flour, bhang, tobacco, and light a fire for them to smoke by. They represent the departed father or mother, and it is supposed that they are pleased with the offerings made to their representatives . . . names of dead chiefs are sometimes given to them.” Bastian tells us that a negress in Sierra Leone had in her room four idols whose mouths she daily daubed with maize and palm-oil: one for herself, one for her dead husband, and one for each of her children. Often the representation is extremely rude. The Damaras have “an image, consisting of two pieces of wood, supposed to represent the household deity, or rather the deified parent,” which is brought out on certain occasions. And of the Bhils we read—“Their usual ceremonies consist in merely smearing the idol, which is seldom anything but a shapeless stone, with vermilion and red lead, or oil; offering, with protestations and a petition, an animal and some liquor.”

Here we see the transition to that form of fetichism in which an object having but a rude likeness to a human being, or no likeness at all, is nevertheless supposed to be inhabited by a ghost. I may add that the connexion between development of the ghost-theory and development of fetichism, is instructively shown by the absence of both from an African people described by Thomson:—

“The Wahebe appear to be as free from superstitious notions as any tribe I have seen . . . there was an entire absence of the usual signs of that fetichism, which is so prevalent elsewhere. They seem, however, to have no respect for their dead; the bodies being generally thrown into the jungle to be eaten by the hyenas.”

And just the same connexion of facts is shown in the account of the Masai more recently given by him.

In several ways there arises identification of ancestors [III-15] with animals, and consequent reverence for the animals: now resulting in superstitious regard, and now in worship. Creatures which frequent burial places or places supposed to be haunted by spirits, as well as creatures which fly by night, are liable to be taken for forms assumed by deceased men. Thus the Bongo dread—

“Ghosts, whose abode is said to be in the shadowy darkness of the woods. Spirits, devils, and witches have their general appellation of ‘bitaboh;’ wood-goblins being specially called ‘ronga.’ Comprehended under the same term are all the bats . . . as likewise are owls of every kind.”

Similarly, the belief that ghosts often return to their old homes, leads to the belief that house-frequenting snakes are embodiments of them. The negroes round Blantyre think that “if a dead man wants to frighten his wife he may persist in coming as a serpent;” and “when a man kills a serpent thus belonging to a spirit, he goes and makes an apology to the offended god, saying, ‘Please, please, I did not know that it was your serpent.’ ” Moreover, “serpents were regarded as familiar and domestic divinities by a multitude of Indo-European peoples;” and “in some districts of Poland [in 1762] the peasants are very careful to give milk and eggs to a species of black serpent which glides about in their . . . houses, and they would be in despair if the least harm befel these reptiles.” Beliefs of the same class, suggested in other ways, occur in North America. The Apaches “consider the rattlesnake as the form to be assumed by the wicked after death.” By the people of Nayarit it was thought that “during the day they [ghosts] were allowed to consort with the living, in the form of flies, to seek food:” recalling a cult of the Philistines and also a Babylonian belief expressed in the first Izdubar legend, in which it is said that “the gods of Uruk Suburi (the blessed) turned to flies.”

Identification of the doubles of the dead with animals—now with those which frequent houses or places which the doubles are supposed to haunt, and now with those which are like certain of the dead in their malicious or beneficent [III-16] natures—is in other cases traceable to misinterpretation of names. We read of the Ainos of Japan that “their highest eulogy on a man is to compare him to a bear. Thus Shinondi said of Benri the chief ‘He is as strong as a bear,’ and the old Fate praising Pipichari called him ‘The young bear.’ ” Here the transition from comparison to metaphor illustrates the origin of animal names. And then on finding that the Ainos worship the bear, though they kill it, and that after killing it at the bear-festival they shout in chorus—“We kill you, O bear! come back soon into an Aino,” we see how identification of the bear with an ancestral Aino, and consequent propitiation of the bear, may arise. Hence when we read “that the ancestor of the Mongol royal house was a wolf,” and that the family name was Wolf; and when we remember the multitudinous cases of animal-names borne by North American Indians, with the associated totem-system; this cause of identification of ancestors with animals, and consequent sacredness of the animals, becomes sufficiently obvious. Even without going beyond our own country we find significant evidence. In early days there was a tradition that Earl Siward of Northumbria had a grandfather who was a bear in a Norwegian forest; and “the bear who was the ancestor of Siward and Ulf had also, it would seem, known ursine descendants.” Now Siward was distinguished by “his gigantic stature, his vast strength and personal prowess;” and hence we may reasonably conclude that, as in the case of the Ainos above given, the supposed ursine descent had arisen from misinterpretation of a metaphor applied to a similarly powerful progenitor. In yet other cases, sacredness of certain animals results from the idea that deceased men have migrated into them. Some Dyaks refuse to eat venison in consequence of a belief that their ancestors “take the form of deer after death;” and among the Esquimaux “the Angekok announces to the mourners into what animal the soul of the departed has passed.” Thus there are several ways in which respect for, [III-17] and sometimes worship of, an animal arises: all of them, however, implying identification of it with a human being.

A pupil of the Edinburgh institution for deaf-mutes said, “before I came to school, I thought that the stars were placed in the firmament like grates of fire.” Recalling, as this does, the belief of some North Americans, that the brighter stars in the Milky Way are camp-fires made by the dead on their way to the other world, we are shown how naturally the identification of stars with persons may occur. When a sportsman, hearing a shot in the adjacent wood, exclaims—“That’s Jones,” he is not supposed to mean that Jones is the sound; he is known to mean that Jones made the sound. But when a savage, pointing to a particular star originally thought of as the camp-fire of such or such a departed man, says—“There he is,” the children he is instructing naturally suppose him to mean that the star itself is the departed man: especially when receiving the statement through an undeveloped language. Hence such facts as that the Californians think ghosts travel to “where earth and sky meet, to become stars, chiefs assuming the most brilliant forms.” Hence such facts as that the Mangaians say of certain two stars that they are children whose mother “was a scold and gave them no peace,” and that going to “an elevated point of rock,” they “leaped up into the sky;” where they were followed by their parents, who have not yet caught them. In ways like these there arises personalization of stars and constellations; and remembering, as just shown, how general is the identification of human beings with animals in primitive societies, we may perceive how there also originate animal-constellations; such as Callisto, who, metamorphosed into a she-bear, became the bear in heaven. That metaphorical naming may cause personalization of the heavens at large, we have good evidence. A Hawaiian king bore the name Kalani-nui-Liho Liho, meaning “the heavens great and dark;” whence it is clear that (reversing the order alleged by the mythologists) [III-18] Zeus may naturally have been at first a living person, and that his identification with the sky resulted from his metaphorical name.

There are proofs that like confusion of metaphor with fact leads to Sun-worship. Complimentary naming after the Sun occurs everywhere; and, where it is associated with power, becomes inherited. The chiefs of the Hurons bore the name of the Sun; and Humboldt remarks that “the ‘sun-kings’ among the Natches recall to mind the Heliades of the first eastern colony of Rhodes.” Out of numerous illustrations from Egypt, may be quoted an inscription from Silsilis—“Hail to thee! king of Egypt! Sun of the foreign peoples. . . . Life, salvation, health to him! he is a shining sun.” In such cases, then, worship of the ancestor readily becomes worship of the Sun. The like happens with other celestial appearances. “In the Beirût school,” says Jessup, “are and have been girls named . . . Morning Dawn, Dew, Rose. . . . I once visited a man in the village of Brummana who had six daughters, whom he named Sun, Morning, Zephyr breeze,” &c. Another was named Star. Here, again, the superiority, or good fortune, or remarkable fate, of an individual thus named, would originate propitiation of a personalized phenomenon. That personalization of the wind had an origin of this kind is indicated by a Bushman legend. “The wind” it says “was formerly a person. He became a feathered thing. And he flew, while he no longer walked as formerly; for he flew, and he dwelt in the mountain . . . he inhabited a mountain-hole.” Here, too, we are reminded that in sundry parts of the world there occurs the notion that not only the divine ancestors who begat the race came out of caves, but that Nature-gods also did. A legend of the Mexicans tells of the Sun and Moon coming out of caves; and in the conception of a cave inhabited by the wind, the modern Bushman does but repeat the ancient Greek. As descending from the traditions of cave-dwellers, stories of this kind, with accompanying [III-19] worship, are natural; but otherwise they imply superfluous absurdities which cannot be legitimately ascribed even to the most unintelligent. That in primitive times names are used in ways showing such lack of discrimination as leads to the confusions here alleged, we have proof. Grote says of the goddess Atē,—“the same name is here employed sometimes to designate the person, sometimes the attribute or event not personified.” And again, it has been remarked that “in Homer, Aïdes is invariably the name of a god; but in later times it was transferred to his house, his abode or kingdom.” Nature-worship, then, is but an aberrant form of ghost-worship.

In their normal forms, as in their abnormal forms, all gods arise by apotheosis. Originally, the god is the superior living man whose power is conceived as superhuman. From uncivilized peoples at present, and from civilized peoples during their past, evidence is derived. Mr. Selous says—“the chief of these kraals, ‘Situngweesa,’ is considered a very powerful ‘Umlimo,’ or god, by the Amandebele.” So, too, among existing Hindus, “General Nicholson . . . was adored as a hero in his lifetime, in spite of his violent persecution of his own devotees.” The Rig Veda shows that it was thus with the ancient people of India. Their gods are addressed—“Thou, Agni, the earliest and most Angiras-like sage” (R. V., i, 31). “Thou Agni, the most eminent rishi” (iii, 21, 3). “Thou [Indra] art an anciently-born rishi” (viii, 6, 41). “Indra is a priest, Indra is a rishi” (viii, 16, 7). That Achilles was apotheosized, and that according to tradition the Pythian priestess preferred to address Lykurgus as a god, are examples sufficiently reminding us of man-derived deities among the Greeks. It is a familiar fact, too, that with the Romans and subject peoples emperor-worship became a developed cult. In “every one of the Gaulish cities,” “a large number of men, who belonged to the highest as well as to the middle classes, were priests and flamens of Augustus, flamens of Drusus, priests [III-20] of Vespasian or Marcus Aurelius.” “The statues of the emperors were real idols, to which they offered incense, victims, and prayers.” And how natural to other European peoples in those days were conceptions leading to such cults, is curiously shown by an incident in the campaign of Tiberius, then a prince, carried on in Germany in ad 5, when Romans and Teutons were on opposite sides of the Elbe.

“One of the barbarians, an aged man, powerfully built and, to judge from his attire, of high rank, got into an excavated trunk (such as they use for boats) and rowed his vessel to the middle of the river. There he asked and obtained leave to come safely to our side and to see the prince. Having come to shore, he first for a long time silently looked at the prince and finally broke out into these words: ‘Mad, indeed, are our young men. For if you are far, they worship you as gods, and if you approach, they rather fear your weapons than do you homage. But I, by thy kind permission, O prince, to day have seen the gods of whom before I had heard.’ ”

That some of our own ancestors regarded gods simply as superior men is also clear. If the Norseman “thought himself unfairly treated, even by his gods, he openly took them to task and forsook their worship;” and, reminding us of some existing savages, we read of a Norse warrior “wishing ardently that he could but meet with Odin, that he might attack him.”

As, in primitive thought, divinity is thus synonymous with superiority; and as at first a god may be either a powerful living person (commonly of conquering race) or a dead person who has acquired supernatural power as a ghost; there come two origins for semi-divine beings—the one by unions between the conquering god-race and the conquered race distinguished as men, and the other by supposed intercourse between living persons and spirits. We have seen that dream-life in general is at first undistinguished from waking life. And if the events of ordinary dreams are regarded as real, we may infer that the concomitants of dreams of a certain kind create a specially strong belief in their reality. Once having become established in the popular mind, [III-21] this belief in their reality is, on occasion, taken advantage of. At Hamóa (Navigator’s Islands) “they have an idea which is very convenient to the reputation of the females, that some of these hotooa pow [mischievous spirits] molest them in their sleep, in consequence of which there are many supernatural conceptions.” Among the Dyaks it is the same. We are told both by Brooke and St. John of children who were begotten by certain spirits. Of like origin and nature was the doctrine of the Babylonians concerning male and female spirits and their offspring. And the beliefs in incubi and succubi lasted in European history down to comparatively late times: sometimes giving rise to traditions like that of Robert the Devil. Of course the statement respecting the nature of the supernatural parent is variable—he is demoniacal or he is divine; and consequently there now and then result such stories as those of the Greeks about god-descended men.

Thus Comparative Sociology discloses a common origin for each leading element of religious belief. The conception of the ghost, along with the multiplying and complicating ideas arising from it, we find everywhere—alike in the arctic regions and in the tropics; in the forests of North America and in the deserts of Arabia; in the valleys of the Himalayas and in African jungles; on the flanks of the Andes and in the Polynesian islands. It is exhibited with equal clearness by races so remote in type from one another, that competent judges think they must have diverged before the existing distribution of land and sea was established—among straight-haired, curly-haired, woolly-haired races; among, white, tawny, copper-coloured, black. And we find it among peoples who have made no advances in civilization as well as among the semi-civilized and the civilized. Thus we have abundant proofs of the natural genesis of religions.

§ 586. To give to these proofs, re-inforcing those before given, a final re-inforcement, let me here, however, instead [III-22] of taking separately each leading religious conception as similarly exhibited by different peoples, take the whole series of them as exhibited by the same people.

That belief in the reality of dream-scenes and dream-persons, which, as we before saw (§ 530), the Egyptians had in common with primitive peoples at large, went along with the belief, also commonly associated with it, that shadows are entities. A man’s shadow was “considered an important part of his personality;” and the Book of the Dead treats it “as something substantial.” Again, a man’s other-self, called his ka, accompanied him while alive; and we see “the Egyptian king frequently sculptured in the act of propitiating his own ka,” as the Karen does at the present day. “The disembodied personality” had “a material form and substance. The soul had a body of its own, and could eat and drink.” But, as partially implied by this statement, each man was supposed to have personalities of a less material kind. After death “the soul, though bound to the body, was at liberty to leave the grave and return to it during the daytime in any form it chose;” and a papyrus tells of mummies who “converse in their catacomb about certain circumstances of their past life upon earth.” Having desires, the ka must be ministered to; and, as M. Maspero says, “le double des pains, des liquides, de la viande, passait dans l’autre monde et y nourrissait le Double de l’homme.” Along with this belief that the bodily desires and satisfactions continued in the second life, there naturally went a conception of the second life as substantially like the first; as is shown by the elaborate delineations of it contained in ancient tombs, such as the tomb of Ti.

Along with ministrations to the appetites of the supposed material or semi-material dead, resulting from these beliefs, there went ministrations to desires of other kinds. In the richly-adorned sepulchral chamber of king Mycerinus’s daughter, there was a daily burning of incense; and at night a lamp was “kept burning in the apartment.” Habitually [III-23] there were public praises of the dead; and to tempt back to Egypt a valued subject, a king promises that “the poor shall make their moan at the door of thy tomb. Prayers shall be addressed to thee.” Such sacrifices, praises, and prayers, continued from festival to festival, and, eventually, from generation to generation, thus grew into established worships. “The monuments of the time of the building of the pyramids mention priests and prophets which were devoted to the service of Kheops, Chabryes, and other rulers, and who offered them sacrifices”—priests who had successors down even to the 26th dynasty. Such priesthoods were established for worship not of the royal dead only, but for worship of other dead. To ensure sacrifices to their statues, great landowners made “contracts with the priests of their town,” prescribing the kinds of food and drink to be offered. So far was this system carried that Hapi Tefa, the governor of a district, to maintain services to himself “for all time . . . provides salaries for the priests.” As implied in some of the foregoing extracts, there arose an idol-worship by differentiation from worship of the dead. The ka, expected eventually to return and re-animate the mummy, could enter also a statue of wood or stone representing the deceased. Hence some marvellous elaborations. In the Egyptian tomb, sometimes called the “house of the double,” there was a walled-up space having but a small opening, which contained images of the dead, more or less numerous; so that if re-animation of the mummy was prevented by destruction of it, any one of these might be utilized in its place.

The proofs thus furnished that their idolatry was developed from their ancestor-worship, are accompanied by proofs that their animal-worship was similarly developed. The god Ammon Ra is represented as saying to Thothmes III—

“I have caused them to behold thy majesty, even as it were the star Seschet (the evening star) . . . I have caused them to behold thy majesty as it were a bull young and full of spirit . . . I have caused them to behold thy majesty as it were a crocodile [and similarly with [III-24] a lion, an eagle, and a jackal] . . . It is I who protecteth thee, oh my cherished son! Horus, valiant bull, reigning over the Thebaid.”

Here, in the first place, we are shown, as we were shown by the Ainos, that there takes place a transition from simile to metaphor: “thy majesty, as it were a bull,” presently becomes “Horus, valiant bull.” This naturally leads in subsequent times to confusion of the man with the animal, and consequent worship of the animal. We may further see that complimentary comparisons to other animals, similarly passing through metaphors into identifications, are likely to generate belief in a deified individual who had sundry forms. Another case shows us how, from what was at first eulogistic naming of a local ruler, there may grow up the adoption of an animal-image for a known living person. We read of “the Ram, who is the Lord of the city of Mendes, the Great God, the Life of Ra, the Generator, the Prince of young women.” We find the king speaking of himself as “the image of the divine Ram, the living portrait of him . . . the divine efflux of the prolific Ram . . . the eldest son of the Ram.” And then, further, we are told that the king afterwards deified the first of his consorts, and “commanded that her Ram-image should be placed in all temples.”

So, too, literal interpretation of metaphors leads to worship of heavenly bodies. As above, the star Seschet comes to be identified with an individual; and so, continually, does the Sun. Thus it is said of a king—“My lord the Sun, Amenhotep III, the Prince of Thebes, rewarded me. He is the Sun-god himself;” and it is also said of him “no king has done the like, since the time of the reign of the Sun-god Ra, who possessed the land.” In kindred manner we are told of the sarcophagus provided for another king, Amenemhat, that “never the like had been provided since the time of the god Ra.” These quotations show that this complimentary metaphor was used in so positive a way as to cause acceptance of it as fact; and thus to generate a belief that the Sun had been actual ruler over Egypt.

[III-25]

The derivation of all these beliefs from ancestor-worship, clear as the above evidence makes it, becomes clearer still when we observe, on the one hand, how the name “god” was applied to a superior living individual, and, on the other hand, how completely human in all their attributes were the gods, otherwise so-called. The relatively small difference between the conceptions of the divine and the human, is shown by the significant fact that in the hieroglyphics, one and the same “determinative” means, according to the context, god, ancestor, august person. Hence we need not wonder on finding king Sahura of the 5th dynasty called “God, who strikes all nations, and reaches all countries with his arm;” or on meeting with like deifications of other historical kings and queens, such as Mencheres and Nofert-Ari-Aáhmes. And on finding omnipotence and omnipresence ascribed to a living king, as to Ramses II., we see little further scope for deification. Indeed we see no further scope; since along with these exalted conceptions of certain men there went low conceptions of gods.

“The bodies of the gods are spoken of as well as their souls, and they have both parts and passions; they are described as suffering from hunger and thirst, old age, disease, fear and sorrow. They perspire, their limbs quake, their head aches, their teeth chatter, their eyes weep, their nose bleeds, ‘poison takes possession of their flesh.’ . . . All the great gods require protection. Osiris is helpless against his enemies, and his remains are protected by his wife and sister.” [*]

[III-26]

The saying that one half the world does not know how the other half lives, may be paralleled by the saying that one half the world has no idea what the other half thinks, and what it once thought itself. Habitually at a later mental stage, there is a forgetting of that which was familiar at an earlier mental stage. Ordinarily in adult life many thoughts and feelings of childhood have faded so utterly that there is an incapacity for even imagining them; and, similarly, from the consciousness of cultured humanity there have so completely disappeared certain notions natural to the consciousness of uncultured humanity, that it has become almost incredible they should ever have been entertained. But just as certain as it is that the absurd beliefs at which parents laugh when displayed in their children, were once their own; so certain is it that advanced peoples to whom primitive conceptions seem ridiculous, had forefathers who held these primitive conceptions. Their own theory of things has arisen by slow modification of that original theory of things in which, from the supposed reality of dreams, there resulted the supposed reality of ghosts; whence developed all kinds of supposed supernatural beings.

§ 587. Is there any exception to this generalization? Are we to conclude that amid the numerous religions, varying [III-27] in their forms and degrees of elaboration, which have this common origin, there exists one which has a different origin? Must we say that while all the rest are natural, the religion possessed by the Hebrews which has come down to us with modifications, is supernatural?

If, in seeking an answer, we compare this supposed exceptional religion with the others, we do not find it so unlike them as to imply an unlike genesis. Contrariwise, we find it presenting throughout remarkable likenesses to them. We will consider these in groups.

In the first place, the plasma of superstitions amid which the religion of the Hebrews evolved, was of the same nature with that found everywhere. Though, during the early nomadic stage, the belief in a permanently-existing soul was undeveloped, yet there was shown belief in the reality of dreams and of the beings seen in dreams. At a later stage we find that the dead were supposed to hear and sometimes to answer; there was propitiation of the dead by gashing the body and cutting the hair; there was giving of food for the dead; spirits of the dead were believed to haunt burial-places; and demons entering into men caused their maladies and their sins. Much given, like existing savages, to amulets, charms, exorcisms, etc., the Hebrews also had functionaries who corresponded to medicine men—men having “familiar spirits,” “wizards” (Isaiah viii, 19), and others, originally called seers but afterwards prophets (1 Sam. ix, 9); to whom they made presents in return for information, even when seeking lost asses. And Samuel, in calling for thunder and rain, played the part of a weather-doctor—a personage still found in various parts of the world.

Sundry traditions they held in common with other peoples. Their legend of the deluge, besides being allied to that of the Accadians, was allied to that of the Hindus; among whom the Sathapatha-brāhmana tells how Manu was instructed by Vishnu to make an ark to escape the coming [III-28] flood, which came as foretold and “swept away all living creatures; Manu alone was left.” The story of Moses’ birth is paralleled by an Assyrian story, which says—“I am Sargina the great King . . . my mother . . . in a secret place she brought me forth: she placed me in an ark of bulrushes . . . she threw me into the river . . .” etc. Similarly with the calendar and its entailed observances. “The Assyrian months were lunar . . . the seventh, fourteenth, twenty-first, and twenty-eighth days, being the sabbaths. On these sabbath days, extra work and even missions of mercy were forbidden . . . The enactments were similar in character to those of the Jewish code.”

So again is it with their Theology. Under the common title Elohim, were comprehended distinguished living persons, ordinary ghosts, superior ghosts or gods. That is to say, with the Hebrews as with the Egyptians and numerous other peoples, a god simply meant a powerful being, existing visibly or invisibly. As the Egyptian for god, Nutar, was variously used to indicate strength; so was Il or El among the Hebrews, who applied it to heroes and also “to the gods of the gentiles.” Out of these conceptions grew up, as in other cases, the propitiation or worship of various supernatural beings—a polytheism. Abraham was a demi-god to whom prayers were addressed. “They sacrificed unto devils, not to God; to gods whom they knew not, to new gods that came newly up, whom your fathers feared not” (Deut. xxxii, 17). That the belief in other gods than Jahveh long survived, is shown by Solomon’s sacrifices to them, as well as by the denunciations of the prophets. Moreover, even after Jahveh had become the acknowledged great-god, the general conception remained essentially polytheistic. For just as in the Iliad (bk. v, 1000-1120) the gods and goddesses are represented as fighting with sword and lance the battles of the mortals whose causes they espoused; so the angels and archangels of the Hebrew pantheon are said to fight in Heaven when the peoples they respectively [III-29] patronize fight on earth: both ideas being paralleled by those of some existing savages.

Seeing then that Jahveh was originally one god among many—the god who became supreme; let us ask what was his nature as shown by the records. Not dwelling on the story of the garden of Eden (probably accepted from the Accadians) where God walked and talked in human fashion; and passing by the time when “the Lord came down to see the city and the tower, which the children of men builded;” we may turn to such occasions as those on which Jacob wrestled with him, and on which “the Lord spake unto Moses face to face, as a man speaketh unto his friend.” These, and many kindred statements, show that by the Hebrews in early days, Jahveh, “the strong one,” “a man of war,” having been originally a local potentate (like those who even now are called gods by the Bedouins), was, in after times, regarded as the most powerful among the various spirits worshipped: the places where sacrifices to him were made, being originally high places (2 Kings xii, 3), such as those habitually used for the burials of superior persons; as they are still in the same regions. Says Burkhardt of the Bedouins—“the saints’ tombs are generally placed on the summits of mountains,” and “to him [a saint] all the neighbouring Arabs address their vows.” Here we see parallelism to the early religious ideas of Greeks, Scandinavians, and others; among whom gods, indistinguishable from men in appearance, sometimes entered into conflicts with them, not always successfully. Moreover, this “God of battles,” whose severe punishments, often inflicted, were for insubordination, was clearly a local god—“the god of Israel.” The command “thou shalt have none other gods but me,” did not imply that there were none other, but that the Israelites were not to recognize their authority. The admission that the Hebrew god was not the only god is tacitly made by the expression “our” god as used by the Hebrews to distinguish Jahveh from others. And though with these admissions that [III-30] Jahveh was one god among many, there were assertions of universality of rule; these were paralleled by assertions concerning certain gods of the Egyptians—nay, by assertions concerning a living Pharaoh, of whom it is said “no place is without thy goodness. Thy sayings are the law of every land. . . . Thou hast millions of ears. . . . Whatsoever is done in secret, thy eye seeth it.” Along with the limitations of Jahveh’s authority in range, went limitations of it in degree. There was no claim to omnipotence. Not forgetting the alleged failure of his attempt personally to slay Moses, we may pass on to the defeats of the Israelites when they fought by his advice, as in two battles with the Benjaminites, and as in a battle with the Philistines when “the ark of God was taken” (1 Sam. iv, 3-10). And then, beyond this, we are told that though “the Lord was with Judah,” he “could not drive out the inhabitants of the valley, because they had chariots of iron.” (Judges i, 19.) That is, there were incapacities equalling those attributed by other peoples to their gods. Similarly with intellectual and moral nature. Jahveh receives information; he goes to see whether reports are true; he repents of what he has done—all implying anything but omniscience. Like Egyptian and Assyrian kings, he continually lauds himself; and while saying “I will not give my glory to another” (Isai. xlviii, 11), he describes himself as jealous, as revengeful, and as a merciless destroyer of enemies. He sends a lying spirit to mislead a king, as Zeus does to Agamemnon (2 Chron. xviii, 20-2); by his own account he will deceive a prophet that he may prophesy falsely, intending then to destroy him (Ezekiel xiv, 9); he hardens men’s hearts that he may inflict evils on them for what they then do; and, as when he prompts David to number Israel, suggests a supposed sin that he may afterwards punish those who have not committed it. He acts as did the Greek gods; from whom bad impulses were supposed to come, and who were similarly indiscriminate in their revenges.

[III-31]

The forms of worship show us like parallelisms. Not dwelling on the intended or actual human sacrifices (though by grouping the sacrifice of a son with sacrifices of rams and calves, as methods of propitiation to be repudiated, Micah implies in ch. vi, 6-9 that the two had been associated in the Hebrew mind), it suffices to point out that the prescribed ceremonies in temples, had the characters usual everywhere. Called in sundry places the “bread of God,” the offerings, like those to Egyptian gods and mummies, included bread, meat, fat, oil, blood, drink, fruits, etc.; and there was maintained, as by other peoples, a constant fire, as well as burnings of incense: twice daily by the Hebrews, and four times daily by the Mexicans. Jahveh was supposed to enjoy the “sweet savour” of the burnt offerings, like the idol-inhabiting gods of the negroes (§ 161). Associated with the belief that “the blood is the life,” this, either poured on the ground or on the altar, according to circumstances, was reserved for Jahveh; as with the ancient Mexican and Central American gods, to whom was continually offered up the blood alike of sacrificed men and animals: now the image of the god being anointed with it, and now the cornice of the doorway of the temple. As the Egyptians and as the Greeks, so did the Hebrews offer hecatombs of oxen and sheep to their god; sometimes numbering many thousands (1 Kings viii, 62-64). To the Hebrews, it was a command that unblemished animals only should be used for sacrifices; and so among the Greeks a “law provided that the best of the cattle should be offered to the Gods,” and among the Peruvians it was imperative that “all should be without spot or blemish.” A still more remarkable likeness exists. Those orders made in Leviticus, under which certain parts of animals are to be given to Jahveh while other parts are left to the priests, remind us of those endowment-deeds, by which Egyptian landowners provided that for their ghosts should be reserved certain joints of the sacrificed animals, while the remaining parts were made [III-32] over to the ka-priests. Again, just as we have seen that the gods of the Wayao, who were ghosts of ancient great chiefs, dwelt on the cloudy summits of certain adjacent mountains; and just as the residence of “cloud-compelling Jove” was the top of Olympus, where storms gathered; so the Hebrew god “descended in the cloud” on the summit of Mount Sinai, sometimes with thunder and lightning. Moreover, the statement that from thence Moses brought down the tables of the commands, alleged to be given by Jahveh, parallels the statement that from Mount Ida in Crete, from the cave where Zeus was said to have been brought up (or from the connected Mount Iuktas reputed in ancient times to contain the burial place of Zeus), Rhadamanthus first brought down Zeus’ decrees, and Minos repaired to obtain re-inforced authority for his laws. [*]

Various other likenesses may be briefly noted. With the account of the council held by Jahveh when compassing Ahab’s destruction, may be compared the account of the council of the Egyptian gods assembled to advise Ra, when contemplating the destruction of the world, and also the accounts of the councils of the Greek gods held by Zeus. Images of the gods, supposed to be inhabited by them, have been taken to battle by various peoples; as by the Hebrews was the ark of the covenant, which was a dwelling place of [III-33] Jahveh. As by many savages, who even when living dislike their names to be known, it is forbidden to call a dead man by his real name, especially if distinguished; and as among the early Romans, it was a “deeply cherished belief that the name of the proper tutelary spirit of the community ought to remain for ever unpronounced;” so was it with the Hebrews in early days: their god was not named. Dancing was a form of worship among the Hebrews as it was among the Greeks and among various savages: instance the Iroquois. Fast and penances like those of the Hebrews exist, or have existed, in many places; especially in ancient Mexico, Central America, and Peru, where they were extremely severe. The fulfilments of prophecies alleged by the Hebrews were paralleled by fulfilments of prophecies alleged by the Greeks; and the Greeks in like manner took them to be evidence of the truth of their religion. Nay we are told the same even of the Sandwich Islanders, who said that Captain Cook’s death “fulfilled the prophecies of the priests, who had foretold this sad catastrophe.” The working of miracles alleged of the Hebrew god as though it were special, is one of the ordinary things alleged of the gods of all peoples throughout the world. The translation of the living Elijah recalls the Chaldean legend of Izdubar’s “translated ancestor, Hasisadra or Xisuthrus;” and in New World mythologies, there are the cases of Hiawatha, who was carried living to heaven in his magic canoe, and the hero of the Arawâks, Arawanili. As by the Hebrews, Jahveh is represented as having in the earliest times appeared to men in human shape, but not in later times; so by the Greeks, the theophany frequently alleged in the Iliad becomes rare in traditions of later date. Nay, the like happened with the ancient Central Americans. Said an Indian in answer to Fr. Bobadilla—“For a long time our gods have not come nor spoken to them [the devotees]. But formerly they used to do so, as our ancestors told us.”

Nor do parallelisms fail us when we turn to the more [III-34] developed form of the Hebrew religion. That the story of a god-descended person should be habitually spoken of by Christians as though it were special to their religion, is strange considering their familiarity with stories of god-descended persons among the Greeks,—Æsculapius, Pythagoras, Plato. But it is not the Greek religion only which furnished such parallels. The Assyrian king Nebuchadnezzar asserted that he had been god-begotten. It is a tradition among the Mongols that Alung Goa, who herself “had a spirit for her father,” bore three sons by a spirit. In ancient Peru if any of the virgins of the Sun “appeared to be pregnant, she said it was by the Sun, and this was believed, unless there was any evidence to the contrary.” And among the existing inhabitants of Mangaia it is the tradition that “the lovely Ina-ani-vai” had two sons by the great god Tangaroa. The position, too, of mediator held by the god-descended son, has answering positions elsewhere. Among the Fijian gods, “Tokairambe and Tui Lakemba Randinandina seem to stand next to Ndengei, being his sons, and acting as mediators by transmitting the prayers of suppliants to their father.”

Once more we have, in various places, observances corresponding to the eucharist. All such observances originate from the primitive notion that the natures of men, inhering in all their parts, inhere also in whatever becomes incorporated with them; so that a bond is established between those who eat of the same food. As furnishing one out of many instances, I may name the Padam, who “hold inviolate any engagement cemented by an interchange of meat as food.” Believing that the ghosts of the dead, retaining their appetites, feed either on the material food offered or on the spirit of it, this conception is extended to them. Hence arise, in various parts of the world, feasts at which living and dead are supposed to join; and thus to renew the relation of subordination on the one side and friendliness on the other. And this eating with the ghost or the god, which by the Mexicans, [III-35] was transformed into “eating the god” (symbolized by a cake made up with the blood of a victim), was associated with a bond of service to the god for a specified period. Briefly stringing together minor likenesses, we may note that the Christian crusades to get possession of the holy sepulchre, had their prototype in the sacred war of the Greeks to obtain access to Delphi; that as, among Christians, part of the worship consists in reciting the doings of the Hebrew god, prophets, and kings, so worship among the Greeks consisted partly in reciting the great deeds of the Homeric gods and heroes; that Greek temples were made rich by precious gifts from kings and wealthy men to obtain divine favour or forgiveness, as Christian cathedrals have been; that St. Peter’s at Rome was built by funds raised from various catholic countries, as the temple of Delphi was rebuilt by contributions from various Grecian states; that the doctrine of special providences, general over the world, was as dominant among the Greeks as it has been among Christians, so that, in the words of Grote, “the lives of the Saints bring us even back to the simple and ever-operative theology of the Homeric age;” and lastly that various religions, alike in the new and old worlds, show us, in common with Christianity, baptism, confession, canonization, celibacy, the saying of grace, and other minor observances.

§ 588. What are we to conclude from all this evidence? What must we think of this unity of character exhibited by religions at large? And then, more especially, what shall we say of the family likeness existing between the creed of Christendom and other creeds? Observe the facts.

Alike in those minds among the civilized which, by defective senses, have been cut off from instruction, and in the minds of various primitive peoples, religious conceptions do not exist. Wherever the rudiments of them exist, they of the dead. The ghost-theory, with resulting propitiation have, as their form, a belief in, and sacrifices to, the doubles of ordinary ghosts, habitually survives along with belief in, [III-36] and propitiation of, supernatural beings of more powerful kinds; known at first by the same generic name as ordinary ghosts, and differentiating by small steps. And the worships of the supposed supernatural beings, up even to the highest, are the same in nature, and differ only in their degrees of elaboration. What do these correspondences imply? Do they not imply that in common with other phenomena displayed by human beings as socially aggregated, religions have a natural genesis?

Are we to make an exception of the religion current among ourselves? If we say that its likenesses to the rest hide a transcendant unlikeness, several implications must be recognized. One is that the Cause to which we can put no limits in Space or Time, and of which our entire Solar System is a relatively infinitesimal product, took the disguise of a man for the purpose of covenanting with a shepherd-chief in Syria. Another is that this Energy, unceasingly manifested everywhere, throughout past, present, and future, ascribed to himself under this human form, not only the limited knowledge and limited powers which various passages show Jahveh to have had, but also moral attributes which we should now think discreditable to a human being. And a third is that we must suppose an intention even more repugnant to our moral sense. For if these numerous parallelisms between the Christian religion and other religions, do not prove likeness of origin and development, then the implication is that a complete simulation of the natural by the supernatural has been deliberately devised to deceive those who examine critically what they are taught. Appearances have been arranged for the purpose of misleading sincere inquirers, that they may be eternally damned for seeking the truth.

On those who accept this last alternative, no reasonings will have any effect. Here we finally part company with them by accepting the first; and, accepting it, shall find that Ecclesiastical Institutions are at once rendered intelligible in their rise and progress.

 


 

[III-37]

CHAPTER II.

MEDICINE-MEN AND PRIESTS.

§ 589. A satisfactory distinction between priests and medicine-men is difficult to find. Both are concerned with supernatural agents, which in their original forms are ghosts; and their ways of dealing with these supernatural agents are so variously mingled, that at the outset no clear classification can be made.

Among the Patagonians the same men officiate in the “three-fold capacity of priests, magicians, and doctors;” and among the North American Indians the functions of “sorcerer, prophet, physician, exorciser, priest, and rain-doctor,” are united. The Pe-i-men of Guiana “act as conjurors, soothsayers, physicians, judges, and priests.” So, too, Ellis says that in the Sandwich Islands the doctors are generally priests and sorcerers. In other cases we find separation beginning; as witness the New Zealanders, who, in addition to priests, had at least one in each tribe who was a reputed sorcerer. And with advancing social organization there habitually comes a permanent separation.

In point of time the medicine-men takes precedence. Describers of the degraded Fuegians, speak only of wizards; and even of the relatively-advanced Mapuchés on the adjacent continent, we read that they have no priests, though they have diviners and magicians. In Australian tribes the only men concerned with the supernatural are the boyala-men or doctors; and the like is alleged by Bonwick of the [III-38] Tasmanians. Moreover, in many other instances, those who are called priests among uncivilized peoples, do little else than practise sorcery under one or other form. The pajé or priest of the Mundurucús “fixes upon the time most propitious for attacking the enemy; exorcises evil spirits, and professes to cure the sick;” and the like is the case with the Uaupés. In various tribes of North America, as the Clallums, Chippewayans, Crees, the priests’ actions are simply those of a conjuror.

How shall we understand this confusion of the two functions, and the early predominance of that necromantic function which eventually becomes so subordinate?

§ 590. If we remember that in primitive thought the other world repeats this world, to the extent that its ghostly inhabitants lead similar lives, stand in like social relations, and are moved by the same passions; we shall see that the various ways of dealing with ghosts, adopted by medicine-men and priests, are analogous to the various ways men adopt of dealing with one another; and that in both cases the ways change according to circumstances.

See how each member of a savage tribe stands towards other savages. There are first the members of adjacent tribes, chronically hostile, and ever on the watch to injure him and his fellows. Among those of his own tribe there are parents and near relatives from whom, in most cases, he looks for benefit and aid; and towards whom his conduct is in the main amicable, though occasionally antagonistic. Of the rest, there are some inferior to himself over whom he habitually domineers; there are others proved by experience to be stronger and more cunning, of whom he habitually stands in fear, and to whom his behaviour is propitiatory; and there are many whose inferiority or superiority is so far undecided, that he deals with them now in one way and now in another as the occasion prompts—changing from bullying to submission or from submission to bullying, as he finds one [III-39] or other answer. Thus to the living around him, he variously adapts his actions—now to conciliate, now to oppose, now to injure, according as his ends seem best subserved.

Men’s ghosts being at first conceived as in all things like their originals, it results that the assemblage of them to which dead members of the tribe and of adjacent tribes give rise, is habitually thought of by each person as standing to him in relations like those in which living friends and enemies stand to him. How literally this is so, is well shown by a passage from Bishop Callaway’s account of the Zulus, in which an interlocutor describes his relations with the spirit of his brother.

“You come to me, coming for the purpose of killing me. It is clear that you were a bad fellow when you were a man: are you still a bad fellow under the ground?”

Ghosts and ghost-derived gods being thus thought of as repeating the traits and modes of behaviour of living men, it naturally happens that the modes of treating them are similarly adjusted—there are like efforts, now to please, now to deceive, now to coerce. Stewart tells us of the Nagas that they cheat one of their gods who is blind, by pretending that a small sacrifice is a large one. Among the Bouriats, the evil spirit to whom an illness is ascribed, is deluded by an effigy—is supposed “to mistake the effigy for the sick person,” and when the effigy is destroyed thinks he has succeeded. In Kibokwé, Cameron saw a “sham devil,” whose “functions were to frighten away the devils who haunted the woods.” Believing in spirits everywhere around, the Kamtschatkans “adored them when their wishes were fulfilled, and insulted them when their affairs went amiss.” The incantations over a sick New Zealander were made “with the expectation of either propitiating the angry deity, or of driving him away:” to which latter end threats to “kill and eat him,” or to burn him, were employed. The Wáralís, who worship Wághiá, on being asked—“Do you ever scold Wághiá?” replied—“To be sure, we do. We say, You fellow, [III-40] we have given you a chicken, a goat, and yet you strike us! What more do you want?” And then to cases like these, in which the conduct towards certain ghosts and ghost-derived gods, is wholly or partially antagonistic, have to be added the cases, occurring abundantly everywhere, in which those ghosts who are supposed to stand in amicable relations with the living, are propitiated by gifts, by praises, and by expressions of subordination, with the view of obtaining their good offices—ghosts who receive extra propitiations when they are supposed to be angry, and therefore likely to inflict evils.

Thus, then, arises a general contrast between the actions and characters of men who deal antagonistically with supernatural beings and men who deal sympathetically. Hence the difference between medicine-men and priests; and hence, too, the early predominance of medicine-men.

§ 591. For in primitive societies relations of enmity, both outside the tribe and inside the tribe, are more general and marked than relations of amity; and therefore the doubles of the dead are more frequently thought of as foes than as friends.

As already shown at length in §§ 118, 119, one of the first corollaries drawn from the ghost-theory is, that ghosts are the causes of disasters. Numerous doubles of the dead supposed to haunt the neighbourhood, are those of enemies to the tribe. Of the rest, the larger number are those with whom there have been relations of antagonism or jealousy. The ghosts of friends, too, and even of relatives, are apt to take offence and to revenge themselves. Hence, accidents, misfortunes, diseases, deaths, perpetually suggest the agency of malevolent spirits and the need for combating them. Modes of driving them away are devised; and the man who gains repute for success in using such modes becomes an important personage. Led by the primitive conception of ghosts as like their originals in their sensations, emotions, [III-41] and ideas, he tries to frighten them by threats, by grimaces, by horrible noises; or to disgust them by stenches and by things to which they are averse; or, in cases of disease, to make the body a disagreeable habitat by subjecting it to intolerable heat or violent ill-usage. And the medicine-man, deluding himself as well as others into the belief that spirits have been expelled by him, comes to be thought of as having the ability to coerce them, and so to get supernatural aid: as instance a pagé of the Uaupés, who is “believed to have power to kill enemies, to bring or send away rain, to destroy dogs or game, to make the fish leave a river, and to afflict with various diseases.”

The early predominance of the medicine-man as distinguished from the priest, has a further cause. At first the only ghosts regarded as friendly are those of relatives, and more especially of parents. The result is that propitiatory acts, mostly performed by descendants, are relatively private. But the functions of the medicine-man are not thus limited in area. As a driver away of malicious ghosts, he is called upon now by this family and now by that; and so comes to be a public agent, having duties co-extensive with the tribe. Such priestly character as he occasionally acquires by the use of propitiatory measures, qualifies but little his original character. He remains essentially an exorcist.

It should be added that the medicine-man proper, has some capacity for higher development as a social factor, though he cannot in this respect compare with the priest. Already in § 474, instances have been given showing that repute as a sorcerer sometimes conduces to the attainment and maintenance of political power; and here is another.

“The King of Great Cassan [Gambea] call’d Magro . . . was well skill’d in Necromantick Arts. . . . One time to shew his Art, he caused a strong Wind to blow. . . . Another time desiring to be resolved of some questioned particular, after his Charms a smoke and flame arose out of the Earth, by which he gathered the answer to his demand.”

[III-42]

We also saw in § 198 that the medicine-man, regarded with fear, occasionally becomes a god.

§ 592. In subsequent stages when social ranks, from head ruler downwards, have been formed, and when there has evolved a mythology having gradations of supernatural beings—when, simultaneously, there have grown up priesthoods ministering to those superior supernatural beings who cannot be coerced but must be propitiated; a secondary confusion arises between the functions of medicine-men and priests. Malevolent spirits, instead of being expelled directly by the sorcerer’s own power, are expelled by the aid of some superior spirit. The priest comes to play the part of an exorcist by calling on the supernatural being with whom he maintains friendly relations, to drive out some inferior supernatural being who is doing mischief.

This partial usurpation by the priest of the medicine-man’s functions, we trace alike in the earliest civilizations and in existing civilizations. At the one extreme we have the fact that the Egyptians “believed . . . in the incessant intervention of the gods; and their magical literature is based on the notion of frightening one god by the terrors of a more powerful divinity;” and at the other extreme we have the fact that in old editions of our Book of Common Prayer, unclean spirits are commanded to depart “in the name of the Father, of the Son, and of the Holy Ghost.”

There may be added the evidence which early records yield, that the superior supernatural beings invoked to expel inferior supernatural beings, had been themselves at one time medicine-men. Summarizing a tablet which he translates, Smith says—

“It is supposed in it that a man was under a curse, and Merodach, one of the gods, seeing him, went to the god Hea his father and enquired how to cure him. Hea, the god of Wisdom, in answer related the ceremonies and incantations, for effecting his recovery, and these are recorded in the tablet for the benefit of the faithful in after times.”

[III-43]

§ 593. Thus, after recognizing the fact that in primitive belief the doubles of the dead, like their originals in all things, admit of being similarly dealt with, and may therefore be induced to yield benefits or desist from inflicting evils, by bribing them, praising them, asking their forgiveness, or by deceiving and cajoling them, or by threatening, frightening, or coercing them; we see that the modes of dealing with ghosts, broadly contrasted as antagonistic and sympathetic, initiate the distinction between medicine-man and priest.

It is needless here to follow out the relatively unimportant social developments which originate from the medicine-man. Noting, as we have done, that he occasionally grows politically powerful, and sometimes becomes the object of a cult after his death, it will suffice if we note further, that during civilization he has varieties of decreasingly-conspicuous descendants, who, under one or other name, using one or other method, are supposed to have supernatural power or knowledge. Scattered samples of them still survive under the forms of wise women and the like, in our rural districts.

But the other class of those who are concerned with the supernatural, becoming, as it does, conspicuous and powerful, and acquiring as society develops an organization often very elaborate, and a dominance sometimes supreme, must be dealt with at length.

 


 

[III-44]

CHAPTER III.

PRIESTLY DUTIES OF DESCENDANTS.

§ 594. As we have before seen (§ 87), it is in some cases the custom to destroy corpses for the purpose of preventing resurrection of them and consequent annoyance by them; and in other cases where no such measure of protection is taken, the dead are, without discrimination between relatives and others, dreaded as causers of misfortunes and diseases. Illustrations of this belief as existing among various savages were given in Part I, Chaps. XVI, XVII. Here is another from New Britain.

The Matukanaputa natives “bury their dead underneath the hut which was lately inhabited by the deceased, after which the relatives go for a long canoe journey, staying away some months . . . they say . . . the spirit of the departed stays in his late residence for some time after his death, and eventually finding no one to torment goes away for good; the surviving relatives then return and remain there as formerly.”

Even where ghosts are regarded as generally looking on their descendants with goodwill, they are apt to take offence and to need propitiation. We read of the Santals that from the silent gloom of the adjacent grove—

“the byegone generations watch their children and children’s children playing their several parts in life, not altogether with an unfriendly eye. Nevertheless the ghostly inhabitants of the grove are sharp critics, and deal out crooked limbs, cramps and leprosy, unless duly appeased.”

But while recognizing the fact that ghosts in general are usually held to be more or less malicious, we find, as might [III-45] be expected, that the smallest amount of enmity and the greatest amount of amity are supposed to be felt by the ghosts of relatives. Indeed by some races such ghosts are considered purely beneficent; as by the Karens, who think their meritorious ancestors “exercise a general watch care over their children on earth.”

Though among various peoples there is propitiation chiefly of bad spirits, while good spirits are ignored as not likely to do mischief; yet wherever ancestor-worship preserves its original lineaments, we find the chief attention paid to the spirits of kindred. Prompted as offerings on graves originally are by affection for the deceased, and called forth as praises are by actual regrets for his or her departure, it naturally happens that these propitiations are made more by relatives than by others.

§ 595. Hence then the truth, everywhere illustrated, that those who perform the offices of the primitive cult are, at the outset, children or other members of the family. Hence then the fact that in Samoa—

“Prayers at the grave of a parent or brother or chief were common. Some, for example, would pray for health in sickness and might or might not recover.”

Hence the fact that the people of Banks’ Island, setting out on a voyage, would say—

“ ‘Uncle! Father! plenty of pigs for you, plenty of money, kava for your drinking, twenty bags of food for your eating in the canoe. I pray you look upon me; let me go safe on the sea.’ ”

And hence once more the fact that among the Blantyre negroes—

“If they pray for a successful hunting expedition and return laden with venison or ivory, they know that it is their old relative that has done it, and they give him a thank-offering. If the hunting party get nothing, they may say ‘the spirit has been sulky with us,’ . . . and refuse the thank-offering.”

Unquestionably these cases, re-inforcing many before given, show us the beginnings of a family-religion. Along [III-46] with that fear of a supernatural being which forms the central element of every religion, we see sacrifice and prayer, gratitude and hope, as well as the expectation of getting benefits proportionate to propitiations.

§ 596. An interpretation is thus furnished of the fact that in undeveloped societies the priestly function is generally diffused.

We find this to be the case at present among the uncivilized; as in New Caledonia, where “almost every family has its priest;” as in Madagascar, where other worships have arisen “long subsequently to the prevalence of the worship of household gods;” and as among the aborigines of India, who, though they propitiate ancestors, have not “in general, a regular and established priesthood.” So, too, was it with the people who made the first advances in civilization—the Egyptians. Each family maintained the sacrifices to its own dead; and the greater deities had a semi-private worship, carried on by actual or nominal descendants. The like held of the Greeks and Romans, who joined sacrifices made to their public gods, chiefly by priests, with sacrifices made by private persons to their household gods who were dead relatives. And it is the same at the present time in China, where priesthoods devoted to wider worships, have not supplanted the primitive worship of departed progenitors by their offspring.

Having thus observed that in the earliest stage, propitiation of the double of a dead man by offerings, praises, etc., is carried on by surviving relatives, we have now to observe that this family-cult acquires a more definite form by the devolution of its functions on one member of the family.

 


 

[III-47]

CHAPTER IV.

ELDEST MALE DESCENDANTS AS QUASI-PRIESTS.

§ 597. Though in the earliest stages sacrifices to the ghost of the dead man are made by descendants in general, yet in conformity with the law of the instability of the homogeneous, an inequality soon arises: the propitiatory function falls into the hands of one member of the group. Of the Samoans we read that “the father of the family was the high-priest.” The like was true of the Tahitians: “in the family . . . the father was the priest.” Of Madagascar, Drury says—“Every man here . . . is a Priest for himself and Family.” Similarly in Asia. Among the Ostyaks “the father of a family was the sole priest, magician, and god maker;” and among the Gonds religious rites are “for the most part performed by some aged relative.” With higher races it is, or has been, the same. By existing Hindoos the daily offering to ancestors is made by the head of the family. While “every good Chinaman regularly, every day, burns incense before the tablet to his father’s memory,” on important occasions the rites are performed by the head of the brotherhood. That family-headship brought the like duties in respect of manes-worship among Greeks and Romans, needs no showing. Speaking of primitive Sabæans, Palgrave says—“presidence in worship was, it seems, the privilege merely of greater age or of family headship;” and even among the Jews, to whom propitiation of the dead had been forbidden, there long survived the usage which had resulted from it. Kuenen remarks that though, up to David’s time, “the competence of every Israelite to [III-48] offer sacrifice was not doubted,” yet “it was the kings and the heads of the tribes and families especially who made use of this privilege.”

In the course of evolution under all its forms, differentiations tend ever to become more definite and fixed; and the differentiation above indicated is no exception. Eventually the usage so hardens, that the performance of sacrificial rites to ancestors is restricted to particular descendants. Speaking of the ancient Aryans, Sir Henry Maine says—“not only must the ancestor worshipped be a male ancestor, but the worshipper must be the male child or other male descendant.”

§ 598. Hence certain sequences which we must note before we can rightly understand the institutions which eventually become established. In ancient Egypt “it was most important that a man should have a son established in his seat after him who should perform the due rites [of sacrifice to his ka, or double] and see that they were performed by others.” Still more strongly was the need felt by the ancient Aryans. Says Duncker, “according to the law [of the Brahmans] every man ought to marry; he must have a son who may one day pour for him the libations for the dead.” And we further read concerning them:—

“But the chief reason [for allowing polygamy] was that a son must necessarily be born to the father to offer libations for the dead to him. If the legitimate wife was barren, or brought forth daughters only, the defect must be remedied by a second wife. Even now Hindoo wives, in a similar case, are urgent with their husbands to associate a second wife with them, in order that they may not die without male issue. How strong the necessity was felt in ancient times is shown by an indication of the Rigveda, where the childless widow summons her brother-in-law to her bed, and by the narrative in the Epos of the widows of the king who died without a son, for whom children are raised up by a relation, and these children pass for the issue of the dead king (p. 85, 101). The law shows that such a custom did exist, and is not a poetic invention. It permits a son to be begotten by the brother of the husband, or the nearest of kin after him; in any case by a man of the same race (gotra), even in the life-time of the husband with his consent.”

[III-49]

Among the Jews, too, though interdicted by their law from making material sacrifices to the dead, there survived the need for a son to utter the sacrificial prayer.

“Part of this extreme desire for sons is rooted in the fact that men alone can really pray, that men only can repeat the Kaddish, a prayer that has become almost a corner-stone of Hebraism, for there is deemed inherent in it a marvellous power. It is held that this prayer spoken by children over their parents’ graves releases their souls from purgatory, that it is able to penetrate graves, and tell the dead parents that their children remember them.”

So is it too in China, where a chief anxiety during life is to make provision for proper sacrifices after death. Failure of a first wife to bear a male child who may perform them, is considered a legitimate reason for taking a second wife; and in the Corea, where the funeral ceremonies are so elaborate that the mourners have cues to weep or cease weeping, we are shown the quasi-priestly function of the son, and also get an indication of the descent of this function. After a death “a man must be at once appointed Shangjoo, or male Chief Mourner. The eldest son, if living, or, failing him, his son rather than his brother, is the proper Shangjoo. . . . When these friends arrive, they mourn altogether, with the Shangjoo at their head.” And among the Shangjoo’s duties is that of putting food into the deceased’s mouth: performing, at the same time, the reverential obeisance—baring his left shoulder.

§ 599. The primitive and long-surviving belief in a second life repeating the first in its needs—a belief which, as we see, prompted surprising usages for procuring an actual or nominal son who should minister to these needs—prompted, in other cases, a usage which, though infrequent among ourselves, has been and still is frequent in societies less divergent from early types: so frequent as to cause surprise until we understand its origin. Says Satow—“The practice of adoption, which supplies the childless with heirs, is common all over the East, but its justification in Japan is the necessity of keeping up the ancestral sacrifices.” Accounts [III-50] of Greeks and Romans show us that a kindred custom had among them a kindred motive. Though, as indicated in §§ 319 and 452, the practice of adoption had, among these people, survived from the times when its chief purpose was that of strengthening the patriarchal group; yet it is clear that the more special form of adoption which grew up had another purpose. Such a ceremony as that of a mock birth, whereby a fictitious son was made to simulate as nearly as might be a real son, could not have had a political origin, but must have had a domestic origin; and this origin was the one above indicated. As is pointed out by Prof. Hunter, Gaius speaks of “the great desire of the ancients to have vacant inheritances filled up, in order that there might be some one to perform the sacred rites, which were specially called for at the time of death.” And since the context shows that this was the dominant reason for easy legalization of inheritance, it becomes clear that it was not primarily in the interest of the son, or the fictitious son, or the adopted son, that heirship was soon settled; but in the interest of the departed person. Just as, in ancient Egypt, men made bequests and endowed priests for the purpose of carrying on sacrifices in the private shrines erected to them; so did Roman fathers secure to themselves dutiful heirs, artificial when not natural, to minister to their ghosts out of the transmitted property.

Further significant evidence is supplied by the fact that heirship involved sacrifice. It was thus with the Eastern Aryans. Sir Henry Maine, speaking of the “elaborate liturgy and ritual” for ancestor-worship among the Hindus, says—“In the eye of the ancient Hindu sacerdotal lawyer, the whole law of Inheritance is dependent on its accurate observance.” Or as Prof. Hunter remarks of these people—“The earliest notions of succession to deceased persons are connected with duties rather than with rights, with sacrifices rather than with property.” And it was so with the Western Aryans. Sir Henry Maine quotes the appeal of a Greek orator on behalf of a litigant—“Decide between us, which [III-51] of us should have the succession and make the sacrifices at the tomb.” And he points out that “the number, costliness, and importance of these ceremonies and oblations [to the dead] among the Romans,” were such that even when they came to be less regarded, “the charges for them were still a heavy burden on Inheritances.” Nay, even in mediæval Christendom there survived the same general conception in a modified form. Personal property was held to be “primarily a fund for the celebration of masses to deliver the soul of the owner from purgatory.”

That these obligations to the dead had a religious character, is shown by the fact that where they have survived down to our own day, they take precedence of all other obligations. In India “a man may be pardoned for neglecting all his social duties, but he is for ever cursed if he fails to perform the funeral obsequies of his parents, and to present them with the offerings due to them.”

§ 600. That we may the better comprehend early ideas of the claim supposed to be made by the double of the dead man on his property and his heir, it will be well to give some ancient examples of the way in which a son, or one who by a fiction stands in the position of a son, speaks of, or speaks to, his actual or nominal father who has died.

In Egypt, at Beni-hassan, an inscription by Chnumhotep says—“I made to flourish the name of my father, and I built the chapels for his ka. I caused my statues to be conveyed to the holy dwelling, and distributed to them their offerings in pure gifts. I instituted the officiating priest, to whom I gave donations in lands and peasants.” Similarly at Abydos, Rameses II says concerning the worship of his father, Seti I:—

“I dedicated to thee the lands of the South for the service of thy temple, and the lands of the North, they bring to thee their gifts before thy beautiful countenance . . . I fixed for thee the number of the fields . . . great is their number according to their valuation in acres. I provided thee with land-surveyors and husbandmen, to deliver the corn for thy revenues.”

[III-52]

Both which extracts exhibit the successor as being, in some sort, a steward for the deceased, administering on his behalf.

So was it in an adjacent empire. Assyria’s “first rulers were called Patesi or ‘Viceroys’ of Assur;” and an inscription of Tiglath-Pileser says:—

“Ashur (and) the great gods, the guardians of my kingdom, who have government and laws to my dominions, and ordered an enlarged frontier to their territory, having committed to (my) hand their valiant and warlike servants, I have subdued the lands and the peoples and the strong places, and the Kings who were hostile to Ashur.”

If now we remember that in Egypt the ka, or double of the dead man, was expected to return after a long period to re-animate his mummy and resume his original life—if we recall, too, the case of the Peruvians, who, similarly providing elaborately for the welfare of departed persons, similarly believed that they would eventually return—if we find ourselves thus carried back to the primitive notion that death is simply a long-suspended animation; we may suspect the original conception to be that when he revives, a man will reclaim whatever he originally had; and that therefore whoever holds his property, holds it subject to his prior claim—holds it as a kind of tenant who may be dispossessed by the owner, and whose sacred duty meanwhile is to administer it primarily for the owner’s benefit.

§ 601. Be this so or not, however, the facts grouped as above, clearly show how, among the progenitors of the civilized peoples of the Old World, as well as among peoples who still retain early institutions, there arose those arrangements of the family-cult which existed, or still exist.

What has happened where descent in the female line obtains, is not clear. I have met with no statements showing that in societies characterized by this usage, the duty of ministering to the double of the dead man devolved on one of his children rather than on others. But the above facts show that, where the system of counting kinship through males has been established, the descent of the priestly function [III-53] follows the same law as the descent of property; and there are other facts showing it more directly.

At the present time the connexion between the two is well displayed in China, where “it is regarded as indispensable that there should be some one to burn incense to the manes of the dead, from the eldest son down to posterity in the direct line of the eldest son, either by an own child or an adopted child;” and where the eldest son, who inherits more than other sons, has to bear the cost of the offerings. So, too, is it in the Corea, where, as already pointed out, the Shangjoo, or chief mourner, is either the eldest son or the eldest son of the eldest. When the corpse is buried, “if there are graves of ancestors in that place already, the Shangjoo sacrifices before them also, informing them of the new arrival.”

These facts, along with foregoing ones, show that devolution of the sacrificial office accompanies devolution of property, because the property has to bear the costs of the sacrifices. We see that in societies characterized by the patriarchal form of organization, a son, who alone was capable of inheriting, could alone have due means of ministering to the deceased, and therefore could alone be priest. Whence obviously resulted the necessity for having a male descendant, as indicated above.

At the same time we are shown how, under the patriarchal type of society in its first stages, the domestic, the political, and the ecclesiastical, are undistinguished. These sacrifices made to the departed head of a family-group are primarily domestic. As the family-group develops into the compound group, the patriarch at its head acquires a quasi-political character; and these offerings made to him after death are in the nature of tribute, while fulfilment of the commands he left, disobedience to which may bring punishment when he returns, implies civil subordination. At the same time, in so far as these actions are performed to propitiate a being distinguished as supernatural, those who perform them acquire a quasi-ecclesiastical character.

 


 

[III-54]

CHAPTER V.

THE RULER AS PRIEST.

§ 602. In Chapters XIV and XV of Part I, we saw that according to the primitive Theory of Things, this life and this world stand in close relations with the other life and the other world. As implied at the end of the last chapter, one of the many results is that throughout early stages of social evolution, the secular and the sacred are but little distinguished.

Speaking of religion and politics, Huc remarks that “in the Eastern regions of Asia they were formerly one and the same thing, if we may judge from tradition. . . . The name of heaven was given to the Empire, the sovereign called himself God.” How intimately blended were conceived to be the affairs of the material and spiritual worlds by the ancient Ethiopians, is well shown in Maspero’s translation of a tablet describing the choice of a king by them.

“Then said each of them [the assembled host] unto his mate: ‘It is true! since the time heaven was, since the royal crown was, . . . Ra decreed to give it unto his son whom he loves, so that the king be an image of Ra amongst the living; and has not Ra put himself in this land, that this land may be in peace?’ Then said each of them unto his mate: ‘But Ra has he not gone away to heaven, and is not his seat empty without a king . . . ?’ So this whole host mourned, saying: ‘There is a Lord standing amongst us without our knowing him!’ ” [The host eventually agrees to go to Amen-Ra, “who is the god of Kush,” and ask him to give them their “Lord to vivify” them. Amen-Ra selects one of the Royal Brothers. The new king makes his obeisance to Amen-Ra, “and smelt the earth very much, very much, saying: ‘Come to me, Amen-Ra, Lord of the seats of both worlds.’ ”]

[III-55]

Again of the ancient Peruvians we read that—

“If the estates of the King were not sufficient to provide for the excessive cost of a war, then those of the Sun were made available, which the Ynca considered to be his, as the legitimate child and heir of the Deity.”

If from the primitive belief that the double of the dead man will presently return and resume his life, there results the conception that the son who holds his property and ministers to him from its proceeds is but a deputy, then this fusion of the sacred with the secular is a corollary. When we read of the New Caledonians that in Tokelau, while “the king, Tui Tokelau, is high priest as well,” “their great god is called Tui Tokelau, or king of Tokelau,” we have a typical instance of the union which results from this supposed vice-gerency.

§ 603. While the growth of the family into the cluster of families, ending in the formation of the village-community, which often includes affiliated strangers, involves that the patriarch ceases to have the three-fold character of domestic, political, and ecclesiastical head, his character remains twofold: he habitually retains, as in the case just named, the functions of ruler and priest. This connexion of offices we everywhere find in early stages of social evolution; and we observe it continuing through later stages.

In Tanna, “the chief acts as high-priest;” and the like is true in other islands of the group. The kings of Mangaia “were ‘te ara pia o Rongo’ i.e., ‘the mouth-pieces, or priests, of Rongo.’ ” Among the New Zealanders “the offices of chief and priest were generally united and hereditary.” “The king of Madagascar . . . is high-priest of the realm.” In the Sandwich Islands the king “uttered the responses of the oracle, from his concealment in a frame of wicker-work.” Of Humphrey’s Island we read that the king “was high priest as well.” Similarly with rude peoples in America. “The Pueblo chiefs seem to be at the same time priests,” says Bancroft; and we learn the like from Ross concerning the Chinooks, and from Hutchison [III-56] concerning the Bolivian Indians. Of various semi-civilized peoples, past and present, we have similar accounts. The traditional “founders of the Maya civilization, united in their persons the qualities of high-priest and king.” In ancient Peru, the Ynca was high-priest: “as the representative of the Sun, he stood at the head of the priesthood, and presided at the most important of the religious festivals.” Of Siam, Thomson writes—“the King himself is High Priest.” We are told by Crawfurd that the Javanese king is “the first minister of religion.” In China the ritual laws give to the Emperor-Pontiff “the exclusive privilege of worshipping the Supreme, and prohibit subjects from offering the great sacrifices.” And in Japan, the Mikado was “chief of the national religion.” The early records of Old World peoples show us the same connexion. The Egyptian king, head of the priesthood, was everywhere represented in their monuments as sacrificing to a god. The Assyrian king was similarly represented; and the inscriptions show that Tiglath Pileser was “high-priest of Babylon.” So, too, in the Hebrew records we read of David officiating as priest. It was the same with Aryan peoples in ancient days. Among the Greeks, as described by Homer, acts of public devotion “are everywhere performed by the chiefs without the intervention of a priest.” The Spartan kings were priests of Zeus; and they received the perquisites due to priests. So “at Athens, the archon-king . . . embraced in his functions all that belonged to the State-religion. He was a real rex sacrorum.” And that the like was the case among the Romans, “we know from the fact that the ‘rex sacrificulus’ was appointed on the abolition of the monarchy to perform such sacrifices as could only be performed by a king.” Nor did the Aryans who spread northwards fail to furnish illustrations. Among the primitive Scandinavians the head man was “minister and magistrate in one:” in early days “each chief, as he settled, built his own hof or temple, and assumed the functions of priest himself.”

[III-57]

This connexion long continued in a modified form throughout mediæval Europe. King Gontran was “like a priest among priests.” Charlemagne, too, had a kind of high-priestly character: on solemn occasions he bore relics on his shoulders and danced before relics. Nor indeed is the connexion entirely broken even now. [*]

§ 604. In illustrating this primitive identity of ruler and priest, and in tracing out the long-continued connexion between the two, I have been unavoidably led away from the consideration of this double function as seen at the outset. Fully to understand the genesis of the priest properly so called, we must return for a moment to early stages.

At first the priestly actions of the chief differ in nothing from the priestly actions of other heads of families. The heads of all families forming the tribe, severally sacrifice to their departed ancestors; and the chief does the like to his departed ancestors. How, then, does his priestly character become more decided than theirs?

Elsewhere I suggested that besides propitiating the ghosts of dead relatives, the members of a primitive community will naturally, in some cases, think it prudent to propitiate the ghost of a dead chief, regarded as more powerful than other ghosts, and as not unlikely to do them mischief if friendly [III-58] relations are not maintained by occasional offerings. I had not, when making the suggestion, any evidence; but conclusive evidence has since been furnished by the Rev. Duff MacDonald’s Africana. The following three extracts show the transition from priestly actions of a private character to those of a public character, among the Blantyre negroes.

“On the subject of the village gods opinions differ. Some say that everyone in the village, whether a relative of the chief or not, must worship the forefathers of the chief. Others say that a person not related to the chief must worship his own forefathers, otherwise their spirits will bring trouble upon him. To reconcile these authorities we may mention that nearly everyone in the village is related to its chief, or if not related is, in courtesy, considered so. Any person not related to the village chief would be polite enough on all public occasions to recognise the village god: on occasions of private prayer . . . he would approach the spirits of his own forefathers.”

“The chief of a village has another title to the priesthood. It is his relatives that are the village gods.”

“Apart from the case of dreams and a few such private matters, it is not usual for anyone to approach the gods except the chief of the village. He is the recognised high priest who presents prayers and offerings on behalf of all that live in his village.”

Here, then, we see very clearly the first stage in the differentiation of the chief into the priest proper—the man who intercedes with the supernatural being not on his own behalf simply, nor on behalf only of members of his family, but on behalf of unrelated persons. This is, indeed, a stage in which, as shown by the disagreement among the people themselves, the differentiation is incomplete. In another part of Africa, we find it more definitely established. At Onitsha on the Niger, “the people reverence him [the king] as the mediator between the gods and themselves, and salute him with the title of Igue, which in Ebo means supreme being.” A kindred state of things is illustrated among remote and unallied peoples. In Samoa, where the chiefs were priests, “every village had its god, and everyone born in that village was regarded as the property of that god.” And among the ancient Peruvians, more advanced though they were in their social organization, a like primitive arrangement [III-59] was traceable. The huacas were adored by the entire village; the canopas by particular families, and only the priests spoke to, and brought offerings to, the huacas.

These few out of many cases, while they sufficiently exemplify the incipient parting of the sacred function from the secular function, also illustrate the truth which everywhere meets us, that the political and religious obligations are originally both obligations of allegiance, very little distinguished from one another—the one being allegiance to the living chief and the other allegiance to the ghost of the dead chief.

To prevent misapprehension a parenthetic remark must be made. This growth of a distinction between the public worship of his ancestor by a chief, and the private worship of their ancestors by other men, which makes the chief’s priestly character relatively decided, is apt to be modified by circumstances. Where allegiance to the ghost of a deceased patriarch or founder of the tribe, has become so well established through generations that he assumes the character of a god; and where, by war or migration, the growing society is so broken up that its members are separated from their chief and priest; it naturally results that while continuing to sacrifice to the doubles of their dead relatives, these separated members of the society begin to sacrifice on their own account to the traditional god. Among the ancient Scandinavians “every father of a family was a priest in his own house,” where he sacrificed to Odin. Similarly among the Homeric Greeks. While chiefs made public sacrifices to the gods, sacrifices and prayers were made to them by private persons, in addition to the sacrifices made to their own ancestors. The like was the case with the Romans. And even among the Hebrews, prohibited from worshipping ancestors, the existence of public propitiators of Jahveh did not exclude “the competence of every Israelite” to perform propitiatory rites: the nomadic habits preventing concentration of the priestly function.

Phenomena of this kind, however, manifestly belong to a [III-60] more advanced stage and not to that first stage in which, as we see, the genesis of the god and the priest are concurrent.

§ 605. Thus, then, the ghost-theory, which explains the multitudinous phenomena of religion in general, explains also the genesis of the priestly function, and the original union of it with the governing function.

Propitiations of the doubles of dead men, made at first by all their relatives and afterwards by heads of families, come to be somewhat distinguished when made by the head of the most powerful family. With increased predominance of the powerful family, and conception of the ghost of its deceased head as superior to other ghosts, there arises the wish, at first in some, then in more, and then in all, to propitiate him. And this wish eventually generates the habit of making offerings and prayers to him through his ruling descendant, whose priestly character thus becomes decided.

We have now to observe how, with the progress of social evolution, the sacerdotal function, though for a long time retained and occasionally exercised by the political head, comes to be performed more and more by proxy.

 


 

[III-61]

CHAPTER VI.

THE RISE OF A PRIESTHOOD.

§ 606. In §§ 480 and 504, I have drawn conclusions from the fact, obvious a priori and illustrated everywhere, that with increase of a chief’s territory, there comes an accumulation of business which necessitates the employment of assistants; whence follows the habit of frequently, and at length permanently, deputing one or other of his functions, such as general, judge, etc. Among the functions thus deputed, more or less frequently, is that of priest.

That such deputation takes place under pressure of affairs, civil or military, we see in the case of the Romans. As the kings could not always attend to the sacrifices, having often to make war, Numa (who performed, according to Livy, the majority of the sacerdotal offices) “instituted flamens to replace the kings when the latter were absent;” and, adds M. Coulanges, “thus the Roman priesthood was only an emanation from the primitive royalty.” How causes of this kind operate in simple societies, we are shown by a sentence in Mr. MacDonald’s account of the Blantyre negroes. He says:—“If the chief is from home his wife will act [as priest], and if both are absent, his younger brother.” As occurring in a ruder society where the blood-relationship of the chief to the god is still recognized, this case shows us, better than that of the Romans, how a priesthood normally originates.

This vicarious priest-ship of the younger brother, here arising temporarily, in other cases becomes permanent. Of the New Zealanders, who have in many cases chiefs who are [III-62] at the same time priests, we read that in other cases the brother of the chief is priest. In the Mexican empire “the high-priest in the kingdom of Acolhuacan [and in that of Tlacupan] was, according to some historians, always the second son of the king.” So, too, in ancient Peru “they had a high priest, who was an uncle or brother of the king, or at least a legitimate member of the royal family.” As this last case shows, when the ruling man, still exercising the priestly function on great occasions, does not invariably make his younger brother his deputy on ordinary occasions, the office of high-priest still habitually falls to some blood-relation. Thus of the Khonds we read that “the chief civil and sacerdotal offices appear originally to have been united, or, at least, to have been always held by members of the chief patriarchal family.” In Tahiti, where the king frequently personified the god, receiving the offerings brought to the temple and the prayers of the supplicants, and where he was sometimes the priest of the nation, “the highest sacerdotal dignity was often possessed by some member of the reigning family.” Dupuis tells us that one of the priests of Ashantee belonged to the “king’s own family.” Among the Maya nations of America “the high-priests were members of the royal families.” And in ancient Egypt there existed a kindred connexion. The king himself being high-priest, it was natural that the priesthood should include some of his relatives; and Brugsch, speaking of the high-priests of Ptah, says—“We find among their number princes of the blood royal. As an example we may name the prince Khamus, a favourite son of Ramses II.”

In some cases the priestly functions of the head man are performed by a female relative. Among the Damaras the chief’s daughter is priestess; and, “besides attending to the sacrifices, it is her duty to keep up the ‘holy fire.’ ” On appointed occasions among the Dahomans, sacrifices are brought to the tomb (presumably of a king) and “before the tomb, a Tansi-no priestess, of blood-royal, offers up to the Ghost a prayer.” Similarly in ancient Peru, a chief priestess [III-63] who was one of the virgins of the Sun, and who was regarded as his principal wife, “was either the sister or the daughter of the ruler.” On reading that among the Chibchas, with the priests “as with the caziques, the sister’s son inherited,” we may suspect that usages of this kind were consequent on descent in the female line. Among the Damaras this law of descent is still in force; it was manifestly at one time the law among the Peruvians; and the high political position of women among the Dahomans suggests that it was once the law with them also. Further reason for assuming this cause is supplied by the fact that in Dahomey and Peru, the priestly organization in general is largely officered by women; and that in Madagascar too, where descent is in the female line, there are women-priests. Obviously the transition from the usage of tracing descent through females to that of tracing descent through males, or the mixture of peoples respectively recognizing these unlike laws of descent, will cause anomalies; as instance that shown us by the Karens, whose village priests are males, but who, in their family ancestor-worship, “require that the officiating priest shall be a woman, the oldest of the family.”

This deputation of priestly functions to members of a ruling family, usual in early stages, may be considered the normal differentiation; since the god being the apotheosized ancestor, the sacrifices made to him continue to be the sacrifices made by descendants. Even where descent is not real, or has ceased to be believed, it is still pretended; as in Egypt, here the king habitually claimed kinship with a god, and where, by consequence, members of his family were hypothetically of divine descent.

§ 607. But while this is distinguishable as the usual origin of a priesthood, there are other origins. In a preceding chapter we saw that there is at the outset no clear distinction between the medicine-man and the priest. Though the one is a driver away of spirits rather than a propitiator of them, while the other treats them as friends rather than enemies, [III-64] yet either occasionally adopts the policy of the other. The priest sometimes plays the part of exorcisor and the medicine-man endeavours to appease: instance the Australian medicine-man described in § 584. Among the Ostyaks the shamans, who are medicine-men, are also “intermediators between the people and their gods.” The business of a Gond medicine-man is “to exorcise evil spirits, to interpret the wishes of the fetish, to compel rain, and so on.” And the same men who, among the Kukis, have to pacify a god who is angry and has caused disease, are often supposed to abuse “the influence they possess with supernatural agents.” Evidently there is here indicated another origin of a priesthood.

Especially in cases where the medicine-man is supposed to obtain for the tribe certain benefits by controlling the weather through the agency of supernatural beings, does he participate in the character of priest. On recalling the case of Samuel, who while a judge over Israel also offered sacrifice to Jahveh as a priest and also controlled the weather by his influence with Jahveh (thus uniting the offices of ruler, priest and weather-doctor), we are shown how a kindred union of functions may in other cases similarly arise. Such facts as that among the Obbo the chief is also the rain-maker, and that Sechele, king of the Bechuanas, practises “rain-magic,” besides re-inforcing the evidence given in § 474 that supposed power over supernatural beings strengthens the hands of political heads, shows also that, as having the function of obtaining from the supernatural beings benefits for the society, they in so far fulfil the priestly office.

In other cases there arise within the tribe the worships of apotheosized persons who were not related to the apotheosized chief; but who, for some reason or other, have left behind awe-inspiring reputations. Hislop tells us of a Gond who boasts of miraculous powers, and who “has erected a sacred mound to the manes of his father, who was similarly gifted, and he uses the awe which attaches to this spot as a [III-65] means of extorting money from the deluded Queen”—money partly spent in offerings to “his deified ancestor:” the rest being appropriated by himself. And Sir Alfred Lyall in his Asiatic Studies variously illustrates this sporadic origin of new deities severally apt to originate priesthoods.

Hence it seems inferable that in early stages there occasionally arise men not descended from the chief’s ancestor, who acquire quasi-priestly characters, and may even succeed in supplanting priests of normal origin. Especially is such usurpation likely to happen where by migration or by war, there have been produced fragments of the society which do not contain within themselves descendants of the traditional god.

§ 608. So long as there continues undivided, a community of which the deceased founder has become the village god, propitiated on behalf of his descendants by the nearest of kin among them, who also serves as intermediator for other heads of families respectively worshipping their ancestors, no advance in the development of a priesthood is likely to take place. But when increase of numbers necessitates parting, there comes a further differentiation. How this arises we are well shown by a statement of Andersson concerning the Damaras:—“A portion of such fire [sacred fire] is also given to the head man of a kraal, when about to remove from that of the chief. The duties of a vestal then devolves upon the daughter of the emigrant.” Evidently where a dead ruler, or other remarkable member of the tribe, has become a traditional god, so well established that propitiation of him has become imperative, migrating portions of the tribe, carrying their cult with them, must have someone to perform the rites on their behalf. Always the probability is that the detached group contains men akin to the chief of the parent tribe, and therefore descendants, direct or collateral, of the worshipped god; and on one of these, in virtue of greatest age or nearest relationship, the function [III-66] is likely to fall. And since the reasons which determine this choice tend also to determine inheritance of the function, the genesis of a priestly caste becomes intelligible. Light is thrown on the matter by Hislop’s statement that though the Gonds are without priests, there are “some men who, from supposed superior powers, or in consequence of their hereditary connection with a sacred spot, are held to be entitled to take the lead in worship.” The course which change in some cases takes is shown us by the Santals. Hunter says—

“Two of the tribes have more especially devoted themselves to religion, and furnish a large majority of the priests. One of these represents the state religion, founded on the family basis, and administered by the descendants of the fifth son, the original family priest. . . . In some places, particularly in the north, the descendants of the second son . . . are held to make better priests than those of the fifth. . . . They are for the most part prophets, diviners, and officiating Levites of forest or other shrines, representing demon-worship; and in only a few places do they take the place of the fifth tribe.”

Not only by the spread of a growing tribe into new habitats, are there thus produced conditions which further the growth of a priesthood; but kindred conditions are produced by the spread of a conquering tribe, and the establishment of its members as rulers over subordinate tribes. While it has to establish local governments, it has also to establish local ministrations of the cult it brings with it. The case of the Peruvians may be taken as typical. The Ynca-race, over-running indigenous races and leaving their religions intact, simply superposed their own religion. Hence the need for dispersed representatives of it. “The principal priest (or bishop) in each province was an Ynca, who took care that the sacrifices and ceremonies should be in conformity with those of the metropolitan.” Now since the Ynca-religion was a worship of the Sun, regarded as ancestor; and since his supposed most direct descendant, the king himself, was high-priest on important occasions, while the other chief priests were “all Yncas of the blood royal;” it becomes clear that this establishment of a local priesthood [III-67] of Ynca-blood, illustrates the development of a priestly caste from the ancestor-worshipping members of a conqueror’s family.

§ 609. In verification of the foregoing conclusions, some evidence might be added showing that in tribes which lead peaceful lives, and in which considerable advances have been made without the establishment of strong personal governments, and therefore without the rise of apotheosized chiefs serving as village gods, there is but a feeble marking off of the priest-class. Among the Bodo and Dhimáls, for example, the priestly office is not hereditary, and is participated in by the elders of the people.

It is scarcely practicable, however, and would not be very profitable, to trace further this rise of a priesthood. Influences of sundry kinds tend everywhere to complicate, in one way or other, the primitive course of development. While we see that worshipping the spirit of the dead chief, at first carried on by his heir, is in his heir’s absence deputed to a younger brother—while we see that temporary assumption of the function by a brother or other member of the family, tends to become permanent where the business of the chief increases—while we see that migrating parts of a tribe, are habitually accompanied by some of the village god’s direct or collateral descendants, who carry with them the cult and perform its rites, and that where conquest of adjacent communities leads to an extension of rule, political and ecclesiastical, members of the ruling family become local priests; we find at work sundry causes which render this process irregular. Besides the influence which the chief or his priestly relative is supposed to have with powerful supernatural beings, there is the competing influence ascribed to the sorcerer or rain-maker. Occasionally, too, the tribe is joined by an immigrant stranger, who, in virtue of superior knowledge or arts, excites awe; and an additional cult may result either from his teachings, or from his own apotheosis. Moreover, a leader of a migrating portion of the tribe, if [III-68] in some way specially distinguished, is likely at death to become himself the object of a worship competing with the traditional worship, and perhaps initiating another priesthood. Fluctuating conditions are thus apt, even in early stages, to produce various modifications in ecclesiastical organization.

But the complications thus resulting are small compared with others which they foreshadow, and to which we may now turn our attention.

 


 

[III-69]

CHAPTER VII.

POLYTHEISTIC AND MONOTHEISTIC PRIESTHOODS.

§ 610. Already in the preceding chapters the rudimentary form of a polytheistic priesthood has been exhibited. For wherever, with the worship of an apotheosized founder of the tribe, there co-exist in the component families of the tribe, worships of their respective ancestors, there is an undeveloped polytheism and an incipient priesthood appropriate to it. In the minds of the people there is no contrast in kind between the undistinguished ghosts and the distinguished ghosts; but only a contrast in power. In the first stage, as in later and higher stages, we have a greater supernatural being amid a number of lesser supernatural beings; all of them propitiated by like observances.

The rise of that which is commonly distinguished as polytheism, appears to result in several ways; of which two may be named as the more important.

The first of them is a concomitant of the division and spreading of tribes which outgrow their means of subsistence. Within each separated sub-tribe eventually arises some distinguished chief or medicine-man, whose greatly-feared ghost, propitiated not by his descendants only but by other members of the sub-tribe, becomes a new local god; and where there survives the cult which the sub-tribe brought with it, there will, in addition to the worship of the more ancient god common to the spreading cluster of sub-tribes, grow up in each sub-tribe the worship of a more modern god [III-70] peculiar to it. Traces of this process we find in many places. What we read of the Malagasy may be instanced as typical. They have gods who belong “respectively to different tribes or divisions of the natives, and are supposed to be the guardians and benefactors, or the titular gods, of these particular clans or tribes. Four of these are considered superior to all others”—are public or national gods. And Ellis adds that the gods of one province have little weight or authority with people of another province. As a case remote in time may be named that of the ancient Egyptians. The nomes, or original divisions of which Egypt was composed, were “of the highest antiquity”: their limits being very exactly defined in inscriptions borne by the most ancient monumental structures. “Each district had a chief place where the [hereditary] governor resided, and enjoyed the protection and the cult of a special divinity, the sanctuary of which formed the centre of the religious worship of the district.” That kindred evidence is furnished by accounts of other ancient peoples needs no showing. Of course along with this process goes the rise of priesthoods devoted some to the local and some to the general cults, with consequent differences in dignity. Thus of Egyptian priests we read:—

“Some also, who were attached to the service of certain divinities, held a rank far above the rest; and the priests of the great gods were looked upon with far greater consideration than those of the minor deities. In many provinces and towns, those who belonged to particular temples were in greater repute than others.”

A genesis of polytheism, and of polytheistic priesthoods, equally important with, or perhaps more important than, the foregoing, but frequently, as in the last case, scarcely distinguishable from it, accompanies conquest. The overrunnings of tribe by tribe and nation by nation, which have been everywhere and always going on, have necessarily tended to impose one cult upon another; each of them already in most cases made composite by earlier processes of like kind. Not destroying the worships of the conquered, the conquerors bring in their own worships—either [III-71] carrying them on among themselves only, or making the conquered join in them; but in either case multiplying the varieties of priests. The survival of cults that were of Pelasgian origin amid those of the Greeks supplies an early instance in Europe; and later instances are supplied by the Romans. “As a conquering state Rome was constantly absorbing the religions of the tribes it conquered. On besieging a town, the Romans used solemnly to evoke the deities dwelling in it.” The process was illustrated in ancient American societies. “The high-priests of Mexico were the heads of their religion only among the Mexicans, and not with respect to the other conquered nations: these . . . maintaining their priesthood independent.” Similarly in Peru.

“The Yncas did not deprive the chiefs of their lordship, but his delegate lived in the valley, and the natives were ordered to worship the sun. Thus a temple was built, and many virgins and priests to celebrate festivals resided in it. But, notwithstanding that this temple of the sun was so pre-eminently established, the natives did not cease to worship also in their ancient temple of Chinchaycama.”

Of additional but less important causes of complication, three may be named. The spreading reputations of local deities, and the consequent establishment of temples to them in places to which they do not belong, is one of these causes. A good example is that of Æsculapius; the worship of whom, as a local ancestor and medicine-man, originated in Pergamon, but, along with his growth into a deity, spread East and West, and eventually became established in Rome. Another additional cause, well illustrated in ancient Egypt, is the deification of powerful persons who establish priesthoods to minister to their ghosts. And a third is the occasional apotheosis of those who, for some reason or other strike the popular imagination as remarkable. This is even now active in India. Sir Alfred Lyall has exemplified it in his Asiatic Studies.

§ 611. The frequent genesis of new worships and continued co-existence of many worships, severally having their [III-72] priesthoods, though quite normal as we here see, appears to many persons anomalous. Carrying back modern ideas to the interpretation of ancient usages, writers comment on the “tolerance” shown by the Romans in leaving intact the religions of the peoples conquered by them. But considered from their point of view instead of from our point of view, this treatment of local gods and their priests was quite natural. If everywhere, from ancestor-worship as the root, there grow up worships of known founders of tribes and traditional progenitors of entire local races, it follows that conquerors will, as a matter of course, recognize the local worships of the conquered while bringing in their own. The corollary from the universally-accepted belief is that the gods of the vanquished are just as real as those of the victors.

Sundry interpretations are yielded. Habitually in the ancient world, conquerors and settlers took measures to propitiate the local gods. All they heard about them fostered the belief that they were powerful in their respective localities, and might be mischievous if not prayed to or thanked. Hence, probably, the fact that the Egyptian Nekôs sacrificed to Apollo on the occasion of his victory over Josiah, king of Judah. Hence, to take a case from a remote region, the fact that the Peruvian Yncas, themselves Sun-worshippers, nevertheless provided sacrifices for the various huacas of the conquered peoples, “because it was feared that if any were omitted they would be enraged and would punish the Ynca.”

Co-existence of different cults is in some cases maintained by the belief that while the allegiance of each man to his particular deity or deities is obligatory, he is not required, or not permitted, to worship the deities belonging to fellow-citizens of different origin. Thus in early times in Greece, “by the combination of various forms of religious worship Athens had become the capital, and Attica one united whole. But . . . Apollo still remained a god of the nobility, and his religion a wall of separation. . . . According to the [III-73] plan of Solon this was to be changed. . . . To every free Athenian belonged henceforth the right and the duty of sacrificing to Apollo.”

All which facts make it clear that not only the genesis of polytheism but the long survival of it, and consequent persistence of priesthoods devoted to different gods, are sequences of primitive ancestor-worship.

§ 612. But while, during early stages of polytheism, overt efforts at subjugation of one cult by another are not conspicuous, there habitually arises a competition which is the first step towards subjugation.

A feeling like that occasionally displayed by boys, boasting of the strengths of their respective fathers, prompts men in early stages to exaggerate the powers of their ancestors, as compared with the powers which the ancestors of others displayed; and concerning the relative greatness of the deified progenitors of their tribes, there are certain to arise disputes. This state of things was exemplified in Fiji when first described by missionaries: “each district contending for the superiority of its own divinity.” Evidently among the Hebrews an implied belief, opposed to the beliefs of adjacent peoples, was—our god is greater than your god. Without denying the existence of other gods than their own, the superiority of their own was asserted. In Greece, too, the religious emulation among cities, and the desire to excite envy by the numbers of men who flocked to sacrifice to their respective deities, implied a struggle between cults—a struggle conducive to inequality. Influences such as those which caused supremacy of the Olympian festivals above kindred festivals, were ever tending among the Greeks to give some gods and their ministers a higher status than others. Religion being under its primary aspect the expression of allegiance—an allegiance shown first to the living patriarch or conquering hero and afterwards to his ghost; it is to be expected that causes which modify the degree and extent of allegiance to the head man while alive, [III-74] will similarly modify the allegiance to his ghost after his death. How closely connected are the two kinds of fealty we see in such a fact as that at a Santal marriage, the bride must give up her clan and its gods for those of her husband: reminding us of the representation made by Naomi to Ruth—“thy sister-in-law is gone back unto her people, and unto her gods;” and the rejoinder of Ruth—“thy people shall be my people, and thy god my god.”

So understanding the matter, we see how it naturally happens that just as the subjects of a living chief, for one reason or another dissatisfied with his rule, will some of them desert him and attach themselves to a neighbouring chief (§ 452); so, among a polytheistic people, this or that motive may prompt decrease in the number of devotees at one god’s temple and increase those at the temple of another. Disappointments like those which lead to the beating of their idols by savages, when in return for sacrifices the idols have not given what was wanted, will, among peoples somewhat more advanced, cause alienation from a deity who has proved obstinate, and propitiation of a deity who it is hoped will be more conceding. Even at the present day, we are shown by the streams of pilgrims to Lourdes, how the spread of belief in some alleged marvel may initiate a new worship, or re-inforce an old one. As with saints so with gods—there result gradations. Political influences, again, occasionally conduce to the elevation of some cults above others. Speaking of Greece, Curtius says:—

“Another religious worship which the Tyrants raised to a new importance was that of Dionysus. This god of the peasantry is everywhere opposed to the gods of the knightly houses, and was therefore favoured by all rulers who endeavoured to break the power of the aristocracy.”

Chiefly, however, inequalities among the ascribed powers of gods, where many co-exist, are due to conquests. Militant activities, which establish gradations of rank among the living, also establish gradations of rank among the worshipped dead. Habitually mythologies tell of victories achieved by the gods; habitually they describe fights [III-75] among the gods themselves; and habitually they depict the chief god as the one who acquired supremacy by force. These are just the traits of a pantheon resulting from the apotheosis of conquering invaders, and from the usurpations now and then witnessed among their leaders. And evidently the subjugation of peoples one by another, and consequent elevation of one pantheon above another, must be a chief cause of differences among the powers of the major and minor deities, and of contrasts in importance among their respective cults and priesthoods.

§ 613. Eventually there results under favouring conditions a gravitation towards monotheism. It is true that for a long time there may continue in the minds of a polytheistic people, a fluctuating conflict among the beliefs respecting the relative powers of their gods. Of the ancient Aryans, Professor Max Müller writes—“It would be easy to find, in the numerous hymns of the Veda, passages in which almost every single god is represented as supreme and absolute. . . . Agni is called the ruler of the universe; . . . Indra is celebrated as the strongest god, . . . and the burden of one of the songs . . . is . . . Indra is greater than all. Of Soma it is said that . . . he conquers every one.” Of the Egyptian gods too, a like fact is stated. The exaggerated language of worshippers attributes now to this of them and now to that, and sometimes to a living king, a greatness so transcendent that not only all other things but all other gods exist through him.

But the position of “father of gods and men” becomes eventually settled in the minds of believers; and if subsequently usurped, the usurpation does not diminish the tendency towards monotheism but increases it; since there results the idea of a divinity more powerful than was before believed in. How recognition of superiority in a conquering people, and by implication in their gods, tends to dwarf the gods of the conquered, the ancient Peruvians show. Garcilasso tells us that Indian tribes are said to have sometimes [III-76] submitted from admiration of the higher culture of the Yncas: the obligation to join in the Yncas’ worship being one of the concomitants. Then of the Yncas themselves, Herrera says—

“When they saw the Spaniards make Arches on Centers, and take them away when the Bridge was finish’d, they all ran away, thinking the Bridge would fall; but when they saw it stand fast, and the Spaniards walk on it, a Cacique said, It is but Justice to serve these Men, who are the Children of the Sun.”

Evidently the attitude thus displayed conduced to acceptance of the Spaniards’ beliefs and worship. And such mental conquests often repeated in the evolution of societies, tend towards the absorption of local and minor conceived supernatural agents in greater and more general ones.

Especially is such absorption furthered when one who, as a living ruler, was distinguished by his passion for subjugating adjacent peoples, leaves at death unfulfilled projects of conquest, and then has his ghost propitiated by extending his dominion. As shown by a preceding extract, this was the case with the Assyrian god Ashur (§ 600); and it was so, too, with the Hebrew god Jahveh: witness Deut. xx, 10—18.

“When thou comest nigh unto a city to fight against it, then proclaim peace unto it. And it shall be, if it make thee answer of peace, and open unto thee, then it shall be, that all the people that is found therein shall be tributaries unto thee, and they shall serve thee. And if it will make no peace with thee, but will make war against thee, then thou shalt besiege it: and when the Lord thy God hath delivered it into thine hands, thou shalt smite every male thereof with the edge of the sword. . . . But of the cities of these people, which the Lord thy God doth give thee for an inheritance, thou shalt save alive nothing that breatheth: But thou shalt utterly destroy them.”

From the beginning we are shown that, setting out with the double of the ordinary dead man, jealousy is a characteristic ascribed to supernatural beings at large. Ghosts not duly sacrificed to are conceived as malicious, and as apt to wreak vengeance on survivors; gods whose shrines have been neglected and whose festivals do not bring due offerings, [III-77] are said to be angry, and are considered the causers of disasters; while if one of them is derived from a ruler whose love of power was insatiable, and whose ghost is considered a jealous god, tolerating no recognition of others, he tends, if his devotees become predominant, to originate a worship which suppresses other worships.

Of course with such an advance towards monotheism there goes an advance towards unification of priesthoods. The official propitiators of minor deities dwindle away and disappear; while the official propitiators of the deity who has come to be regarded as the most powerful, or as the possessor of all power, become established everywhere.

§ 614. These influences conspiring to evolve monotheism out of polytheism are reinforced by one other—the influence of advancing culture and accompanying speculative capacity. Molina says that the Ynca Yupanqui “was of such clear understanding” as to conclude that the Sun could not be the creator, but that there must be “someone who directs him;” and he ordered temples to be erected to this inferred creator. So again in Mexico, “Nezahuatl, lord of Tezcuco,” disappointed in his prayers to the established idols, concluded that “there must be some god, invisible and unknown, who is the universal creator;” and he built a nine-storied temple “to the Unknown God, the Cause of Causes.” Here, among peoples unallied to them, we find results like those shown us by the Greeks. In the Platonic dialogues, along with repudiation of the gross conceptions current among the uncultured, there went arguments evidently implying an advance towards monotheism. And on comparing the ideas of the Hebrew prophets with those of primitive Hebrews, and those of most co-existing Hebrews, it becomes clear that mental progress operated as a part cause of Jewish monotheism.

It may be observed, too, that once having been set up, the change towards monotheism goes on with increasing momentum among the highest intelligences. A supremacy [III-78] of one supernatural agent having become established, there follows the thought that what power other supernatural agents exercise is exercised by permission. Presently they come to be conceived as deputies, entrusted with powers not their own; and in proportion as the Cause of Causes grows more predominant in thought, the secondary causes fade from thought.

§ 615. Rightly to conceive the evolution of monotheism and its accompanying ecclesiastical institutions, we must take note of several influences which qualify it.

The earlier tendencies towards the rise of a supreme deity are apt to prove abortive. Just as during the first stages of social integration, a predominant headship is often but temporary, and the power acquired by a conquering chief is frequently lost by his successor; so an ascribed headship among the gods is commonly not lasting. For this we may see more reasons than one. The double of a dead man, at first conceived as existing temporarily, becomes conceived as permanently existing only where circumstances favour remembrance of him; and in like manner supremacy among ghosts or gods, requires for its maintenance that traditions shall be well preserved, and the social state lend itself to orderly observances. In many places these conditions are inadequately fulfilled. Remarking upon the fading of traditions among the Comanches, Schoolcraft says—“I question if the names of any of their chiefs of the fourth generation ascending are retained among them;” and when, in 1770, Cook touched on the shores of New Zealand within fifteen miles of the place visited by Tasman a hundred and twenty-eight years before, he found no tradition of the event. So that though everywhere the original tendency is for the oldest known progenitor to become the chief god; yet, as we are shown by the Unkulunkulu of the Zulus, this headship of the supernatural beings is apt to fade from memory, and later headships only to be regarded. A further cause militating against an unchanged pantheon, is [III-79] the rise of usurpers, or of men who, by their successes in war or other achievements, so impress themselves on the popular mind as to make relatively weak the impressions derived from traditions of earlier deified men. The acquirement of supremacy by Kronos over Uranus, and again by Zeus over Kronos, serve as illustrations. And during times in which apotheosis is an ordinary process, there is an evident tendency to such substitutions. Yet another analogy between the changes of celestial headships and the changes of terrestrial headships, may be suspected. When dealing with political institutions, we saw that power is apt to lapse from the hands of a supreme ruler into the hands of a chief minister, through whom all information comes and all orders are issued. Similarly, a secondary supernatural being regarded as intercessor with a chief supernatural being, and constantly appealed to by worshippers in that capacity, seems liable to become predominant. Among Roman Catholics the Virgin, habitually addressed in prayers, tends to occupy the foreground of consciousness; the title “Mother of God” dimly suggests a sort of supremacy; and now in the Vatican may be seen a picture in which she is represented at a higher elevation than the persons of the trinity.

Another fact to be noted respecting the evolution of monotheisms out of polytheisms—a fact congruous with the hypothesis that they are thus evolved, but not congruous with other hypotheses—is that they do not become complete; or, at least, do not maintain their purity. Already I have referred to the truth, obvious enough though habitually ignored, that the Hebrew religion, nominally monotheistic, retained a large infusion of polytheism. Archangels exercising powers in their respective spheres, and capable even of rebellion, were practically demi-gods; answering in fact, if not in name, to the inferior deities of other pantheons. Moreover, of the derived creeds, that distinguished as trinitarian is partially polytheistic; and in the mystery plays of the Middle Ages marks of polytheism [III-80] were still more distinct. Nay, even belief in a devil, conceived as an independent supernatural being, implies surviving polytheism. Only by unitarians of the advanced type, and by those who are called theists, is a pure monotheism accepted.

Further, we may remark that where polytheism under its original form has been suppressed by a monotheism more or less complete, it habitually revives under a new form. Though the followers of Mahomet shed their own blood and the blood of others, to establish everywhere the worship of one god, the worship of minor gods has grown up afresh among them. Not only do the Bedouins make sacrifices at saints’ tombs, but among more civilized Mahometans there is worship of their deceased holy men at shrines erected to them. Similarly, throughout mediæval Christendom, canonized priests and monks formed a new class of minor deities. As now in Fiji “nearly every chief has a god in whom he puts special trust;” so, a few centuries back, every knight had a patron saint to whom he looked for succour.

That modifications of Ecclesiastical Institutions result from causes of this kind, is sufficiently shown by the fact, so familiar that we do not observe its significance, that churches are named after, or dedicated to, saints; and that such churches “as were built over the grave of any martyr, or called by his name to preserve the memory of him, had usually the distinguishing title of Martyrium, or Confessio, or Memoria, given them for that particular reason.” It may, indeed, be alleged that these usages were rather survivals than revivals; since, as Mosheim says, the early Christian bishops deliberately adopted them, believing that “the people would more readily embrace Christianity” if they “saw that Christ and the martyrs were worshipped in the same manner as formerly their gods were.” But taken either way the facts show that monotheism, and the sacerdotal arrangements proper to it, did not become complete.

 


 

[III-81]

CHAPTER VIII.

ECCLESIASTICAL HIERARCHIES.

§ 616. The component institutions of each society habitually exhibit kindred traits of structure. Where the political organization is but little developed, there is but little development of the ecclesiastical organization; while along with a centralized coercive civil rule there goes a religious rule no less centralized and coercive. Qualifications of this statement required to meet changes caused in the one case by revolutions and in the other case by substitutions of creeds, do not seriously affect it. Along with the restoration of equilibrium the alliance begins again to assert itself.

Before contemplating ecclesiastical hierarchies considered in themselves, let us, then, note more specifically how these two organizations, originally identical, preserve for a long time a unity of nature consequent on their common origin.

§ 617. As above implied, this relation is primarily illustrated by the cases in which, along with unsettled civil institutions there go unsettled religious institutions. The accounts given of the Nagas by Stewart and by Butler, which are to the effect that they “have no kind of internal government,” and have apparently no priesthood, show also that along with their disregard of human authority, they show extremely little respect to such gods as they recognize after a fashion: dealing with beings in the spirit-world as defiantly as they do with living men. Of the Comanches, again, Schoolcraft, saying that “the authority of their chiefs [III-82] is rather nominal than positive,” also says—“I perceived no order of priesthood . . . if they recognise any ecclesiastical authority whatever, it resides in their chiefs.” Evidently in the absence of established political headship, there cannot habitually arise recognition of a deceased political head; and there is consequently no place for an official propitiator.

With the rise of the patriarchal type of organization, both of these governmental agencies assume their initial forms. If, as in early stages, the father of a family, while domestic ruler, is also the one who makes offerings to the ancestral ghost—if the head of the clan, or chief of the village, while exercising political control also worships the spirit of the dead chief on behalf of others, as well as on his own behalf; it is clear that the ecclesiastical and political structures begin as one and the same: the co-existing medicine-man being, as already shown, not a priest properly so-called. When, for instance, we read of the Eastern Slavs that “it was customary among them for the head of the family or the tribe to offer sacrifices on behalf of all beneath a sacred tree,” we see that the civil and religious functions and their agents are at first undifferentiated. Even where something like priests have arisen, yet if there is an undeveloped ruling agency they are but little distinguished from others, and they have no exclusive powers: instance the Bodo and Dhimáls, whose village heads have “a general authority of voluntary rather than coercive origin,” and among whom elders “participate the functions of the priesthood.” Nomadic habits, while they hinder the development of a political organization, also hinder the development of a priesthood; even when priests are distinguishable as such. Tiele says of the primitive Arabs that “the sanctuaries of the various spirits and fetishes had their own hereditary ministers, who, however, formed no priestly caste.” So, too, such physical characters of a habitat, and such characters of its occupants as impede the massing of small groups into large ones, maintain simplicity of the ecclesiastical structure, as of the political. Witness the [III-83] Greeks, of whom Mr. Gladstone, remarking that the priest was never “a significant personage in Greece,” adds “nor had the priest of any one place or deity, so far as we know, any organic connection with the priest of any other; so that if there were priests, yet there was not a priesthood.”

Conversely, along with that development of civil government which accompanies social integration, there usually goes a development of ecclesiastical government. From Polynesia we may take, as an instance, Tahiti. Here, along with the ranks of king, nobility, land-owners, and common people, there went such distinctions among the priests that each officiated in that rank only to which he belonged; and “the priests of the national temples were a distinct class.” In Dahomey and Ashantee, along with a despotic government and a civil organization having many grades, there go orders of priests and priestesses divided into several classes. The ancient American states, too, exhibited a like union of traits. Their centralized and graduated political systems were accompanied by ecclesiastical systems which were analogous in complexity and subordination. And that in more advanced societies there has been something approaching to parallelism between the developments of the agencies for civil rule and religious rule, needs not to be shown in detail.

To exclude misapprehension it may be as well to add that establishment of an ecclesiastical organization separate from the political organization, but akin to it in structure, appears to be largely determined by the rise of a decided distinction in thought between the affairs of this world and those of a supposed other world. Where the two are conceived as existing in continuity, or as intimately related, the organizations appropriate to their respective administrations remain either identical or imperfectly distinguished. In ancient Egypt, where the imagined ties between dead and living were very close, and where the union of civil and religious functions in the king remained a real union, “a chief priest, surrounded by a numerous priesthood, governed [III-84] each city.” The Japanese, too, yield an instance. Along with the belief that Japan was “the land of spiritual beings or kingdom of spirits,” and along with the assumption by the Mikado of power to promote deceased persons to higher ranks in their second lives (§ 347), there went the trait that the Mikado’s court had six grades of ecclesiastical ranks, and in this chief centre of rule, sacred and secular functions were originally fused: “among the ancient Japanese, government and religion were the same.” Similarly in China, where the heavenly and the earthly are, as Huc points out, so little separated in conception, and where there is one authority common to the two, the functions of the established religion are discharged by men who are, at the same time, administrators of civil affairs. Not only is the emperor supreme priest, but the four prime ministers “are lords spiritual and temporal.” If, as Tiele says, “the Chinese are remarkable for the complete absence of a priestly caste,” it is because, along with their universal and active ancestor-worship, they have preserved that inclusion of the duties of priest in the duties of ruler, which ancestor-worship in its simple form shows us.

§ 618. Likeness between the ecclesiastical and political organizations where they have diverged, is largely due to their community of origin in the sentiment of reverence. Ready obedience to a terrestrial ruler is naturally accompanied by ready obedience to a supposed celestial ruler; and the nature which favours growth of an administration enforcing the one, favours growth of an administration enforcing the other.

This connexion was well illustrated by the ancient American societies. In Mexico, along with an “odious despotism” and extreme submissiveness of the people, making possible a governmental organization so ramified that there was a sub-sub-ruler for every twenty families, there went an immensely developed priesthood. Torquemada’s estimate of 40,000 temples is thought by Clavigero to be [III-85] greatly under the mark; and Clavigero says—“I should not think it rash to affirm, that there could not be less than a million of priests throughout the empire:” an estimate made more credible by Herrera’s statement that “every great Man had a Priest, or Chaplain.” Similarly in Peru; where, with an unqualified absolutism of the Ynca, and a political officialism so vast and elaborate that one out of every ten men had command of the others, there was a religious officialism no less extensive. Says Arriaga—“If one counts all the higher and lower officers, there is generally a minister for ten Indians or less.” Obviously in the moral natures of the Mexicans and Peruvians, lies the explanation of these parallelisms. People so politically servile as those ruled over by Montezuma, who was “always carry’d on the Shoulders of Noblemen,” and whose order was that “no Commoner was to look him in the Face, and if he did, dy’d for it,” were naturally people content to furnish the numberless victims annually sacrificed to their gods, and ready continually to inflict on themselves propitiatory blood-lettings. And of course the social appliances for maintenance of terrestrial and celestial subordination developed among them with little resistance in corresponding degrees; as they have done, too, in Abyssinia. In the words of Bruce, “the kings of Abyssinia are above all laws;” and elsewhere he says “there is no country in the world in which there are so many churches as in Abyssinia.”

Proof of the converse relation need not detain us. It will suffice to indicate the contrast presented, both politically and ecclesiastically, between the Greek societies and contemporary societies, to suggest that a social character unfavourable to the growth of a large and consolidated regulative organization of the political kind, is also unfavourable to the growth of a large and consolidated regulative organization of the ecclesiastical kind.

§ 619. Along with increase of a priesthood in size, there habitually go those specializations which constitute it a [III-86] hierarchy. Integration is accompanied by differentiation.

Let us first note how the simultaneous progress of the two is implied by the fact that while the ecclesiastical organization is at first less sharply marked off from the political than it afterwards becomes, its own structures are less definitely distinguished from one another. Says Tiele—

“That the Egyptian religion, like the Chinese, was originally nothing but an organised animism, is proved by the institutions of worship. Here, too, existed no exclusive priestly caste. Descendants sacrificed to their ancestors, the officers of state to the special local divinities, the king to the deities of the whole country. Not till later did an order of scribes and a regular priesthood arise, and even these as a rule were not hereditary.”

Again, we read that among the ancient Romans—

“The priests were not a distinct order from the other citizens. The Romans, indeed, had not the same regulations with respect to public employments as now obtain with us. With them the same person might regulate the police of the city, direct the affairs of the empire, propose laws, act as a judge or priest, and command an army.”

And though in the case of an adopted religion the circumstances are different, yet we see that in the development of an administrative organization the same essential principle displays itself. M. Guizot writes—

“In the very earliest period, the Christian society presents itself as a simple association of a common creed and common sentiments. . . . We find among them [the first Christians] no system of determinate doctrines, no rules, no discipline, no body of magistrates. . . . In proportion as it advanced . . . a body of doctrines, of rules, of discipline, and of magistrates, began to appear; one kind of magistrates were called πρεσβυτεροι, or ancients, who became the priests; another, επισκοποι, or inspectors, or superintendents, who became bishops; a third διακονοι, or deacons, who were charged with the care of the poor, and with the distribution of alms. . . . It was the body of the faithful which prevailed, both as to the choice of functionaries, and as to the adoption of discipline, and even doctrine. The church government and the Christian people were not as yet separated.”

In which last facts, while we see the gradual establishment of an ecclesiastical structure, we also see how, in the Church as in the State, there went on the separation of the small [III-87] ruling part from the greater part ruled, and a gradual loss of power by the latter.

In the ecclesiastical body as in the political body, several causes, acting separately or jointly, work out the establishment of graduated authorities. Even in a cluster of small societies held together by kinship only, there tends, where priests exist, to arise differences among their amounts of influence: resulting in some subordination when they have to co-operate. Thus we read of the priests among the Bodo and Dhimáls, that “over a small circle of villages one Dhámi presides and possesses a vaguely defined but universally recognised control over the Déóshis of his district.” Still more when small societies have been consolidated into a larger one by war, is the political supremacy of the conquering chief usually accompanied by ecclesiastical supremacy of the head priest of the conquering society. The tendency to this is shown even where the respective cults of the united societies remain intact. Thus it appears that “the high-priests of Mexico were the heads of their religion only among the Mexicans, and not with respect to the other conquered nations;” but we also read that the priesthood of Huitzilopochtli was that of the ruling tribe, and had, accordingly, great political influence. The Mexicatlteohuatzin had authority over other priesthoods than his own. Still more in ancient Peru, where the subjugation of the united peoples by the conquering people was absolute, a graduated priesthood of the conqueror’s religion was supreme over the priesthoods of the religions professed by the conquered. After an account of the priesthood of the Sun in Cuzco, we read that—

“In the other provinces, where there were temples of the Sun, which were numerous, the natives were the priests, being relations of the local chiefs. But the principal priest (or bishop) in each province was an Ynca, who took care that the sacrifices and ceremonies should be in conformity with those of the metropolitan.”

And then we are told by another writer that—

In the great temple of Cuzco, “the Ingas plac’d the Gods of all the Provinces they conquer’d, each Idol having its peculiar Altar, at which [III-88] those of the Province it belong’d to offer’d very expensive Sacrifices; the Ingas thinking they had those Provinces secure, by keeping their Gods as Hostages.”

In short the ancient Peruvian priesthood consisted of a major hierarchy posed on many minor hierarchies.

But besides these subordinations of one sacerdotal system to another caused by conquest, there are, as implied in the cases given, subordinations which arise within the organization of each cult. Such differences of rank and function existed in Egypt. Besides the high priests there were the prophetæ, the justophori, the stolistes, the hierogrammateis, and some others. Similarly among the Accadians. “On comptait à Babylone,” says Maury, “divers ordres de prêtres ou interprètes sacrés, les hakimim ou savants, peut être les médecins; les khartumim, ou magiciens, les asaphim, ou théologiens; et enfin les kasdim et les gazrim. c’est-à-dire les Chaldéens, les astrologues proprement dits.” Rome, too, “had a very rich and complicated religious establishment” (1) the Pontiffs, Augurs, etc.; (2) the Rex Sacrificulus, the Sacrificers, and the Vestal Virgins; (3) Salii and Fetiales; (4) Curiones; (5) Brotherhoods. And it was so with the Mexican priests. “Some were the sacrificers, others the diviners; some were the composers of hymns, others those who sung. . . . Some priests had the charge of keeping the temple clean, some took care of the ornaments of the altars; to others belonged the instructing of youth, the correcting of the calendar, the ordering of festivals, and the care of mythological paintings.”

Where, instead of coexisting religions with their priesthoods which we find in most compound societies produced by war in early stages, we have an invading religion which, monotheistic in theory, cannot recognize or tolerate other religions, there still, as it spreads, arises an organization similar in its centralization and specialization to those just contemplated. Describing the development of Church-government in Europe, M. Guizot says:—

“The bishop was, originally, the inspector, the chief of the religious [III-89] congregation of each town. . . . When Christianity spread into the rural districts, the municipal bishop no longer sufficed. Then appeared the chorepiscopi, or rural bishops . . . the rural districts once Christian, the chorepiscopi in their turn no longer sufficed . . . each Christian agglomeration at all considerable became a parish, and had a priest for its religious head . . . originally parish priests acted absolutely only as representatives, as delegates of the bishops, and not in virtue of their own right. The union of all the agglomerated parishes around a town, in a circumscription for a long time vague and variable, formed the diocese. After a certain time, and in order to bring more regularity and completeness into the relalations of the diocesan clergy, they formed a small association of many parishes under the name of the rural chapter. . . . At a later period many rural chapters were united . . . under the name of district, which was directed by an archdeacon . . . the diocesan organization was then complete. . . . All the dioceses in the civil province formed the ecclesiastical province, under the direction of the metropolitan or archbishop.”

Fully to understand this development of ecclesiastical organization, it is needful to glance at the process by which it was effected, and to observe how the increasing integration necessitated the increasing differentiation.

“During a great part of this [the second] century, the Christian churches were independent on each other, nor were they joined together by association, confederacy, or any other bonds, but those of charity. . . . But, in process of time, all the Christian churches of a province were formed into one large ecclesiastical body, which, like confederate states, assembled at certain times in order to deliberate about the common interests of the whole. . . . These councils . . . changed the whole face of the church, and gave it a new form; for by them the ancient privileges of the people were considerably diminished, and the power and authority of the bishops greatly augmented. The humility, indeed, and prudence of these pious prelates prevented their assuming all at once the power with which they were afterward invested. . . . But they soon changed this humble tone, imperceptibly extended the limits of their authority, turned their influence into dominion, and their counsels into laws. . . . Another effect of these councils was, the gradual abolition of that perfect equality, which reigned among all bishops in the primitive times. For the order and decency of these assemblies required, that some one of the provincial bishops met in council, should be invested with a superior degree of power and authority; and hence the rights of Metropolitans derive [III-90] their origin. . . . The universal church had now the appearance of one vast republic formed by a combination of a great number of little states. This occasioned the creation of a new order of ecclesiastics, who were appointed, in different parts of the world, as heads of the church. . . . Such was the nature and office of the patriarchs, among whom, at length, ambition, being arrived at its most insolent period, formed a new dignity, investing the bishop of Rome, and his successors, with the title and authority of prince of Patriarchs.”

To complete the conception it needs only to add that, while there was going on this centralization of the higher offices, there was going on a minuter differentiation of the lower. Says Lingard, speaking of the Anglo-Saxon clergy—

“These ministers were at first confined to the three orders of bishops, priests, and deacons: but in proportion as the number of proselytes increased, the services of additional but subordinate officers were required: and we soon meet, in the more celebrated churches, with subdeacons, lectors or cantors, exorcists, acolythists, and ostiarii or door-keepers. . . . All these were ordained, with appropriate forms, by the bishop.”

§ 620. Among leading traits in the development of ecclesiastical institutions, have to be added the rise and establishment of monasticism.

For the origin of ascetic practices, we must once more go back to the ghost-theory, and to certain resulting ideas and acts common among the uncivilized (§§ 103 and 140). There are the mutilations and blood-lettings at funerals; there are the fastings consequent on sacrifices of animals and food at the grave; and in some cases there are the deficiencies of clothing which follow the leaving of dresses (always of the best) for the departed. Pleasing the dead is therefore inevitably associated in thought with pain borne by the living. This connexion of ideas grows most marked where the ghost to be propitiated is that of some ruling man, notorious for his greediness, his love of bloodshed, and, in many cases, his appetite for human flesh. To such a ruling man, gaining power by conquest, and becoming a much-feared god after his decease, there arise propitiatory ceremonies which entail severe sufferings. Hence where, as in [III-91] ancient Mexico, we find cannibal deities to whom multitudes of human victims were sacrificed; we also find that there were, among priests and others, self-mutilations of serious kinds, frequent self-bleedings, self-whippings, prolonged fasts, etc. The incidental but conspicuous trait of such actions, usurped in men’s minds the place of the essential but less obtrusive trait. Sufferings having been the concomitants of sacrifices made to ghosts and gods, there grew up the notion that submission to these concomitant sufferings was itself pleasing to ghosts and gods; and eventually, that the bearing of gratuitous sufferings was pleasing. All over the world, ascetic practices have thus originated.

This, however, is not the sole origin of ascetic practices. They have been by all peoples adopted for the purpose of bringing on those abnormal mental states which are supposed to imply either possession by spirits, or communion with spirits. Savages fast that they may have dreams, and obtain the supernatural guidance which they think dreams give to them; and especially among medicine-men, and those in training to become such, there is abstinence and submission to various privations, with the view of producing the maniacal excitement which they, and those around, mistake for inspiration. Thus arises the belief that by persistent self-mortifications, there may be obtained an indwelling divine spirit; and the ascetic consequently comes to be regarded as a holy man. [*]

Led into his mode of life by the two-fold belief that voluntary submission to pain pleases God, and that mortifications of the flesh bring inspiration, the ascetic makes his appearance among the devotees of every religion which reaches any considerable development. Though there is little reference to permanent anchorites in ancient American societies, we are told of temporary religious retirements; [III-92] as in Guatemala, where the high-priest, who was in some cases the king, fasted “four, or even eight, months in seclusion;” and as in Peru, where the Yncas occasionally lived in solitude and fasted. Among the religions of the old world, Buddhism, Judaism, Christianity, and Mohammetanism, have all furnished numerous examples. Biblical history shows that “in times anterior to the Gospel, prophets and martyrs ‘in sheepskins and goatskins,’ wandered over mountains and deserts, and dwelt in caves.” This discipline of separateness and abstinence, indicated as early as the days of Moses in the “vow of a Nazarite,” and shown by the Essenes to be still existing in later times, reappeared in the discipline of the Christian hermits, who were the first monks or solitaries: the two words being originally equivalent. These grew numerous during the persecutions of the third century, when their retreats became refuges.

“From that time to the reign of Constantine, monachism was confined to the hermits, or anchorets, living in private cells in the wilderness. But when Pachomius had erected monasteries in Egypt, other countries presently followed the example, and so the monastic life came to its full maturity in the church.”

Or, as Lingard describes the process:—

“Wherever there dwelt a monk [a recluse] of superior reputation for sanctity, the desire of profiting by his advice and example induced others to fix their habitations in his neighbourhood: he became their Abbas or spiritual father, they his voluntary subjects: and the group of separate cells which they formed around him was known to others by the name of his monastery.”

Thus, beginning as usual in a dispersed unorganized form, and progressing to small clusters such as those of the Cœnobites in Egypt, severally governed by a superior with a steward, monastic bodies, growing common, at the same time acquired definite organizations; and by-and-by, as in the case of the Benedictines, came to have a common rule or mode of government and life. Though in their early days monks were regarded as men more holy than the clergy, they did not exercise clerical functions; but in the fifth and sixth centuries they acquired some of these, and in [III-93] so doing became subject to bishops: the result being a long struggle to maintain independence on the one side and to enforce authority on the other, which ended in practical incorporation with the Church.

Of course there thus arose a further complication of the ecclesiastical hierarchy, which it will be sufficient just to note without describing in detail.

§ 621. For present purposes, indeed, no further account of ecclesiastical hierarchies is needed. We are here concerned only with the general aspects of their evolution.

Examination discloses a relation between ecclesiastical and political governments in respect of degree. Where there is but little of the one there is but little of the other; and in societies which have developed a highly coercive secular rule there habitually exists a highly coercive religious rule.

It has been shown that growing from a common root, and having their structures slightly differentiated in early societies, the political and ecclesiastical organizations long continue to be distinguished very imperfectly.

This intimate relationship between the two forms of regulation, alike in their instrumentalities and in their extents, has a moral origin. Extreme submissiveness of nature fosters an extreme development of both the political and religious controls. Contrariwise the growth of the agencies effecting such controls, is kept in check by the sentiment of independence; which while it resists the despotism of living rulers is unfavourable to extreme self-abasement in propitiation of deities.

While the body which maintains the observances of a cult grows in mass, it also increases in structure; and whether the cult is an indigenous or an invading one, there hence results a hierarchy of sacerdotal functionaries analogous in its general principles of organization to the graduated system of political functionaries. In the one case as in the other the differentiation, setting out from a state in which [III-94] power is distributed with approximate uniformity, advances to a state in which, while the mass becomes entirely subordinate, the controlling agency displays within itself a subordination of the many to the few and to the one.

 


 

[III-95]

CHAPTER IX.

AN ECCLESIASTICAL SYSTEM AS A SOCIAL BOND.

§ 622. Once more we must return to the religious idea and the religious sentiment in their rudimentary forms, to find an explanation of the part played by ecclesiastical systems in social development.

Though ancestor-worship has died out, there survive among us certain of the conceptions and feelings appropriate to it, and certain resulting observances, which enable us to understand its original effects, and the original effects of those cults immediately derived from it. I refer more especially to the behaviour of descendants after the death of a parent or grand-parent. Three traits, of which we shall presently see the significance, may be noted.

When a funeral takes place, natural affection and usage supporting it, prompt the assembling of the family or clan: of children especially, of other relations to a considerable extent, and in a measure of friends. All, by taking part in the ceremony, join in that expression of respect which constituted the original worship and still remains a qualified form of worship. The burial of a progenitor consequently becomes an occasion on which, more than on any other, there is a revival of the thoughts and feelings appropriate to relationship, and a strengthening of the bonds among kindred.

An incidental result which is still more significant, not unfrequently occurs. If antagonisms among members of the family exist, they are not allowed to show themselves. Being possessed by a common sentiment towards the dead, [III-96] and in so far made to sympathize, those who have been at enmity have their animosities to some extent mitigated; and not uncommonly reconciliations are effected. So that beyond a strengthening of the family-group by the gathering together of its members, there is a strengthening of it caused by the healing of breaches.

One more co-operative influence exists. The injunctions of the deceased are made known; and when these have reference to family-differences, obedience to them furthers harmony. Though it is true that directions concerning the distribution of property often initiate new quarrels, yet in respect of pre-existing quarrels, the known wish of the dying man that they should be ended, is influential in causing compromise or forgiveness; and if there has been a desire on his part that some particular course or policy should be pursued after his death, this desire, even orally expressed, tends very much to become a law to his descendants, and so to produce unity of action among them.

If in our days these influences still have considerable power, they must have had great power in days when there was a vivid conception of ancestral ghosts as liable to be made angry by disregard of their wishes, and able to punish the disobedient. Evidently the family-cult in primitive times, must have greatly tended to maintain the family bond: alike by causing periodic assemblings for sacrifice, by repressing dissensions, and by producing conformity to the same injunctions.

Rising as we do from the ordinary father to the patriarch heading numerous families, propitiation of whose ghost is imperative on all of them, and thence to some head of kindred clans who, leading them to conquest, becomes after death a local chief god, above all others feared and obeyed; we may expect to find in the cults everywhere derived from ancestor-worship, the same influence which ancestor-worship in its simple original form shows us. We shall not be disappointed. Even concerning peoples so rude as the Ostyaks, we find the remark that “the use of the same [III-97] consecrated spot, or the same priest, is also a bond of union;” and higher races yield still clearer evidence. Let us study it under the heads above indicated.

§ 623. The original tribes of the Egyptians, inhabiting areas which eventually became the nomes, were severally held together by special worships. The central point in each “was always, in the first place, a temple, about which a city became formed.” And since “some animals, sacred in one province, were held in abhorrence in another”—since, as we have seen, the animal-naming of ancestral chiefs, revered within the tribe but hated beyond it, naturally originated this; we have reason for concluding that each local bond of union was the worship of an original ancestor-god.

Early Greek civilization shows like influences at work; and records enable us to trace them to a higher stage. Grote writes—

“The sentiment of fraternity, between two tribes or villages, first manifested itself by sending a sacred legation or Theôria to offer sacrifice at each other’s festivals and to partake in the recreations which followed.” . . . “Sometimes this tendency to religious fraternity took a form called an Amphiktyony, different from the common festival. A certain number of towns entered into an exclusive religious partnership, for the celebration of sacrifices periodically to the god of a particular temple, which was supposed to be the common property and under the common protection of all.”

Then concerning the most important of these unions, we read in Curtius—

“All Greek collective national names attach themselves to particular sanctuaries: these are the centres of union, and the starting-points of history. . . . In this respect Apollo, as the god of the Thessalian Amphictyony, may be said to be the founder of the common nationality of the Hellenes, and the originator of Hellenic history.”

If with this we join the further significant fact that “the Dorians . . . even called Dorus, the ancestor of their race, and so of Apollo, and recognized in the spread of the worship of the latter their proper mission in history;” the filiation [III-98] of this religious development upon ancestor-worship becomes manifest. And since the periodic gatherings for sacrifice initiated the Amphictyonic council, the statutes of which “had their origin in the Apolline religion,” and were regarded with respect by the separate Grecian states “in all matters touching on rights common to all;” we have clear proof that the federal bond originated in a common worship.

The like happened in Italy. Concerning the Etruscans, Mommsen says—“Each of these leagues consisted of twelve communities, which recognized a metropolis, especially for purposes of worship, and a federal head or rather a high-priest.” It was thus with the Latins too. Alba was the chief place of the Latin league; and it was also the place at which the tribes forming the league assembled for their religious festivals: such union as existed among them was sanctified by a cult in which all joined. A kindred fact is alleged of ancient Rome. “The oldest constitution of Rome is religious throughout,” says Seeley. “Institutions suggested by naked utility come in later, and those which they practically supersede are not abolished, but formally retained on account of their religious character.”

Though generally in such cases the need for joint defence against external enemies is the chief prompter to federation; yet in each case the federation formed is determined by that community of sacred rites which from time to time brings the dispersed divisions of the same stock together, and keeps alive in them the idea of a common origin as well as the sentiment appropriate to it.

Though Christendom has not exemplified in any considerable degree a like consolidating effect—though its worship, being an adopted one has not supplied that bond which results where the worship is of some great founder of the tribe or traditional god of the race; yet it can hardly be questioned that unity of creed and ceremony has to some extent served as an integrating principle. Though Christian brotherhood has not been much displayed among Christian [III-99] peoples, still, it has not been absolutely a mere name. Indeed it is manifest that since similarity of thought and sympathy of feeling must further harmony by diminishing reasons for difference, agreement in religion necessarily favours union.

§ 624. Still more clearly shown is the parallelism between suspension of family animosities at funerals, and temporary cessation of hostilities between clans on occasions of common religious festivals.

Already in § 144 I have pointed out that among some of the uncivilized, burial places of chiefs become sacred, to the extent that fighting in them is forbidden: one of the results being the initiation of sanctuaries. Naturally an interdict against quarrels at burial-places, or sacred places where sacrifices are to be made, tends to become an interdict against quarrels with those who are going there to sacrifice. The Tahitians would not molest an enemy who came to make offerings to the national idol; and among the Chibchas pilgrims to Iraca (Sogamoso) were protected by the religious character of the country even in time of war. These cases at once recall cases from ancient European history. Of the tribes which originated the Roman civilization, we read—“There are, however, indications that during the Latin festival [sacrifices to Jupiter], just as was the case during the festivals of the Hellenic leagues, ‘a truce of God’ was observed throughout all Latium.” And the instance with which Mommsen here makes a comparison, being much more specific, is particularly instructive. First serving to regulate the worship of a deity common to all, and to maintain a temporary peace among worshippers, the Amphictyonic council served to guarantee “a safe and inviolate transit even through hostile Hellenic states” to the sacrifices and to the games which became associated with them. And here from the temporary suspensions of antagonisms came secondary effects further union.

[III-100]

“The festivals of the gods thus worshipped in common were national festivals. From the system of festivals it was only a step to a common calendar. A common purse was needed for the preservation of the buildings in which the worship was carried on, and for furnishing sacrifices; this made a common coinage necessary. The common purse and temple-treasures required administrators, for whose choice it was requisite to assemble, and whose administration of their office had to be watched by a representation of the federated tribes. In case of dispute between the Amphictyones, a judicial authority was wanted to preserve the common peace, or punish its violation in the name of the god. Thus the insignificant beginning of common annual festivals gradually came to transform the whole of public life; the constant carrying of arms was given up, intercourses was rendered safe, and the sanctity of temples and altars recognized. But the most important result of all was, that the members of the Amphictyony learnt to regard themselves as one united body against those standing outside it; out of a number of tribes arose a nation, which required a common name to distinguish it, and its political and religious system, from all other tribes.”

And that, little as it operated, acceptance of a common creed tended somewhat towards consolidation of European peoples, we see alike in the weekly suspensions of feudal fights under the influence of the Church, in the longer suspensions of larger quarrels under promise to the pope during the crusades, and in the consequent combined action of kings who at other times were enemies; as shown by the fighting of Philip Augustus and Richard I. under the same banners.

And then beyond these various influences indirectly aiding consolidation, come the direct influences of judgments supposed to come from God through an inspired person—Delphian oracle or Catholic high-priest. “As men of a privileged spiritual endowment” the priests of Delphi were “possessed of the capacity and mission of becoming in the name of their god the teachers and counsellors, in all matters, of the children of the land;” and obviously, in so far as their judgments concerning inter-tribal questions were respected, they served to prevent wars. In like manner belief in the pope as a medium through whom the divine [III-101] will was communicated, tended in those who held it to cause subordination to his decisions concerning international disputes, and in so far to diminish the dissolving effects of perpetual conflicts: instance the acceptance of his arbitration by Philip Augustus and Richard I. under threat of ecclesiastical punishment; instance the maintenance of peace between the kings of Castile and Portugal by Innocent III. under penalty of excommunication; instance Eleanor’s invocation—“has not God given you the power to govern nations;” instance the formal enunciation of the theory that the pope was supreme judge in disputes among princes.

§ 625. No less clearly do the facts justify the analogy above pointed out between the recognized duty of fulfilling a deceased parent’s wishes, and the imperative obligation of conforming to a divinely-ordained law.

Twice in six months within my own small circle of friends, I have seen exemplified the subordination of conduct to the imagined dictate of a deceased person: the first example being yielded by one who, after long hesitation, decided to alter a house built by his father, but only in such way as he thought his father would have approved; the second being yielded by one who, not himself objecting to play a game on Sunday, declined because he thought his late wife would not have liked it. If in such cases supposed wishes of the dead become transformed into rules of conduct, much more must expressed injunctions tend to do this. And since maintenance of family-union is an end which such expressed injunctions are always likely to have in view—since the commands of the dying patriarch, or the conquering chief, naturally aim at prosperity of the clan or tribe he governed; the rules or laws which ancestor-worship originates, will usually be of a kind which, while intrinsically furthering social cohesion, further it also by producing ideas of obligation common to all.

Already in §§ 529—30 I have pointed out that, among primitive men, the customs which stand in place of laws, [III-102] embody the ideas and feelings of past generations; and, religiously conformed to as they are, exhibit the rule of the dead over the living. From usages of the Veddahs, the Scandinavians, and the Hebrews, I there drew evidence that in some cases the ghosts of the dead are appealed to for guidance in special emergencies; and I gave proof that, more generally, apotheosized men or gods are asked for directions: instances being cited from accounts of Egyptians, Peruvians, Tahitians, Tongans, Samoans, Hebrews, and sundry Aryan peoples. Further, it was shown that from particular commands answering special invocations, there was a transition to general commands, passing into permanent laws: there being in the bodies of laws so derived, a mingling of regulations of all kinds—sacred, secular, public, domestic, personal. Here let me add evidence reinforcing that before given.

“Agriculture was inculcated as a sacred duty upon the follower of Zoroaster, and he was taught that it was incumbent upon all who worshipped Ahuramasda to lead a settled life. . . . Everything that the Nomad was enjoined to avoid was thus inculcated, as a religious duty, upon the followers of Zoroaster. . . . The principles of Zoroaster, and of similar teachers, led to the federation of settled tribes, out of which arose the mighty empires of antiquity.”

Evidently bodies of laws regarded as supernaturally given by the traditional god of the race, originating in the way shown, habitually tend to restrain the anti-social actions of individuals towards one another, and to enforce concerted action in the dealings of the society with other societies: in both ways conducing to social cohesion.

§ 626. The general influence of Ecclesiastical Institutions is conservative in a double sense. In several ways they maintain and strengthen social bonds, and so conserve the social aggregate; and they do this in large measure by conserving beliefs, sentiments, and usages which, evolved during earlier stages of the society, are shown by its survival to have had an approximate fitness to the requirements, and are likely still to have it in great measure. Elsewhere [III-103] (Study of Sociology, Chap. V) I have, for another purpose, exemplified the extreme resistance to change offered by Ecclesiastical Institutions, and this more especially in respect of all things pertaining to the ecclesiastical organization itself. Here let me add a further series of illustrations.

The ancient Mexicans had “flint knives used in the sacrifices.” In San Salvador, the sacrificer had “a knife of flint, with which he opened the breast of the victim.” Among the Chibchas, again, when a boy was sacrificed, “they killed him with a reed knife;” and at the present time among the Karens, the sacrificial hog offered to deified ancestors, “is not killed with a knife or spear; but a sharpened bamboo is forced into it.” In many other cases the implements used for sacred purposes are either surviving tools of the most archaic types, or else of relatively ancient types; as in pagan Rome where “down to the latest times copper alone might be used, e.g. for the sacred plough and the shear-knife of the priests,” and where also an ancient dress was used during religious ceremonies. Among the Nagas, the fire for roasting a sacrificed animal is “freshly kindled by means of rubbing together two dry pieces of wood;” and on like occasions among the Todas, “although fire may be readily procured from the Mand, a sacred fire is created by the rubbing of sticks.” The Damaras keep a sacred fire always burning; and should this be accidentally extinguished “the fire is re-lit in the primitive way—namely, by friction.” Even in Europe there long continued a like connexion of ideas and practices. Says Peschel, speaking of the fire-drill, “this mode of kindling fire was retained till quite recently in Germany, for popular superstition attributed miraculous power to a fire generated by this ancient method;” and in the Western Isles of Scotland at the end of the seventeenth century, they still obtained fire for sacrificial purposes by the friction of wood in cases of plague and murrain. So is it with the form of speech. Beyond such examples as the use of extinct tongues by Jews and by Roman Catholics for religious services, [III-104] and the retention of an ancient language as a sacred language by the Copts, and the like use by the Egyptian priests of an archaic type of writing, we have illustrations furnished by the uncivilized. Schoolcraft says of the Creeks that their old language (the Seminole) is “taught by women to the children as a kind of religious duty.” In Dahomey, too, the priest “pronounces an allocution in the unintelligible hierarchic tongue.” And the origin of Japanese Buddhism “is shown to this day in the repetition of prayers in an unknown language, and the retention of an Indian alphabet and writing—the Sanscrit or Devanagari—in all the religious works of Japan.” This same tendency was variously exemplified among the Hebrews; as we see in the prescription of unhewn stone for altars (Exod. xx, 25-6), the use of unleavened bread for offerings (Judges, vi, 19-21), and the interdict on building a temple in place of the primitive tent and tabernacle alleged to have been the divine habitation in earlier days (2 Sam. vii, 4-6). And a like persistence was shown in Greece. Religious institutions, says Grote, “often continued unaltered throughout all the political changes.”

Of course while thus resisting changes of usage, ecclesiastical functionaries have resisted with equal or greater strenuousness, changes of beliefs; since any revolution in the inherited body of beliefs, tends in some measure to shake all parts of it, by diminishing the general authority of ancestral teaching. This familiar aspect of ecclesiastical conservatism, congruous with the aspects above exemplified, it is needless to illustrate.

§ 627. Again, then, the ghost-theory yields us the needful clue. As, before, we found that all religious observances may be traced back to funeral observances; so here, we find these influences which ecclesiastical institutions exert, have their germs in the influences exerted by the feelings entertained towards the dead. The burial of a late parent is an occasion on which the members of the family gather together [III-105] and become bound by a renewed sense of kinship; on which any antagonism among them is temporarily or permanently extinguished; and on which they are further united by being subject in common to the deceased man’s wishes, and made, in so far, to act in concert. The sentiment of filial piety thus manifesting itself, enlarges in its sphere when the deceased man is the patriarch, or the founder of the tribe, or the hero of the race. But be it in worship of a god or funeral of a parent, we ever see the same three influences—strengthening of union, suspension of hostilities, reinforcement of transmitted commands. In both cases the process of integration is in several ways furthered.

Thus, looking at it generally, we may say that ecclesiasticism stands for the principle of social continuity. Above all other agencies it is that which conduces to cohesion; not only between the coexisting parts of a nation, but also between its present generation and its past generations. In both ways it helps to maintain the individuality of the society. Or, changing somewhat the point of view, we may say that ecclesiasticism, embodying in its primitive form the rule of the dead over the living, and sanctifying in its more advanced forms the authority of the past over the present, has for its function to preserve in force the organized product of earlier experiences versus the modifying effects of more recent experiences. Evidently this organized product of past experiences is not without credentials. The life of the society has, up to the time being, been maintained under it; and hence a perennial reason for resistance to deviation. If we consider that habitually the chief or ruler, propitiation of whose ghost originates a local cult, acquired his position through successes of one or other kind, we must infer that obedience to the commands emanating from him, and maintenance of the usages he initiated, is, on the average of cases, conducive to social prosperity so long as conditions remain the same; and that therefore this intense [III-106] conservatism of ecclesiastical institutions is not without a justification.

Even irrespective of the relative fitness of the inherited cult to the inherited social circumstances, there is an advantage in, if not indeed a necessity for, acceptance of traditional beliefs, and consequent conformity to the resulting customs and rules. For before an assemblage of men can become organized, the men must be held together, and kept ever in presence of the conditions to which they have to become adapted; and that they may be thus held, the coercive influence of their traditional beliefs must be strong. So great are the obstacles which the anti-social traits of the savage (§§ 33-38) offer to that social cohesion which is the first condition to social progress, that he can be kept within the needful bonds only by a sentiment prompting absolute submission—submission to secular rule reinforced by that sacred rule which is at first in unison with it. And hence, as I have before pointed out, the truth that in whatever place arising—Egypt, Assyria, Peru, Mexico, China—social evolution throughout all its earlier stages has been accompanied not only by extreme subordination to living kings, but also by elaborate worships of the deities originating from dead kings.

 


 

[III-107]

CHAPTER X.

THE MILITARY FUNCTIONS OF PRIESTS.

§ 628. Among the many errors which result from carrying back advanced ideas and sentiments to the interpretation of primitive institutions, few are greater than that of associating priestly functions with actions classed as high in kind, and dissociating them from brutal and savage actions. Did not men’s prepossessions render them impervious to evidence, even their Bible readings might raise doubts; and wider readings would prove that among mankind at large, priests have displayed and cultivated not the higher but rather the lower passions of humanity.

We at once see that this must be so, when we remember that instead of deities conceived as possessing all perfections, moral and intellectual, most peoples have had deities conceived as possessing ferocious natures, often in no way distinguished from the diabolical. Of the ancient Mexicans we read that their “Princes sent to one another to prepare for War, because their Gods demanded something to eat;” and that their armies “fought, only endeavouring to take Prisoners, that they might have Men to feed those Gods.” According to Jackson, the Fijian priests told those around “that bloodshed and war, and everything connected with them, were acceptable to their gods.” Though Pindar repudiates the ascription of cannibalism to the Greek gods, yet the narrative of Pausanias shows that even in his day, human victims were occasionally sacrificed to Zeus; and the [III-108] Iliad tacitly ascribes to the Greek gods natures lower than it ascribes to men: lying, treachery, blood-thirstiness, adultery, are without palliation attributed to them. The fact that they took part in the battles of the men with whom they respectively sided, reminds us of the Assyrians, among whom also direct divine aid in fighting was alleged. Says an inscription of Esarhaddon:—

“Ishtar queen of war and battle, who loves my piety, stood by my side. She broke their bows. Their line of battle in her rage she destroyed. To their army she spoke thus: ‘An unsparing deity am I.’ ”

And kindred traits are directly or tacitly ascribed to the primitive Hebrew god. I do not refer only to sacrifices of human victims, or to such phrases as “the Lord is a man of war,” and “God himself is with us for our captain” (2 Chron. xiii, 12); but I refer more particularly to the indiscriminate slaughter said to be ordered by God, and to the fact that a religious war is assumed to be naturally a bloody war: instance the statement in 1 Chron. v, 22—“there fell down many slain, because the war was of God.” All which divine traits, attributed by early historic peoples as well as by existing barbarians, are accounted for when we remember that mythologies, which habitually describe battles among the gods for supremacy, are but transfigured accounts of struggles among primitive rulers, in which the stronger, more blood-thirsty, and more unscrupulous, usually prevailed.

Fully to understand the original connexion between military deeds and religious duties, we must recollect that when gods are not supposed to be active participators in the battles commanded or countenanced by them, they are supposed to be present in representative idols, or in certain equivalents for idols. Everywhere we find parallels to the statement made by Cook, that the Sandwich Islanders carry their war-gods with them to battle. Among the ancient Mexicans when meeting a foe, “the priests with their idols marched in the front.” Certain of the Yucatanese had “idols, which they adored as gods of battles. . . . [III-109] They carried these when they went to fight the Chinamitas, their neighbours and mortal foes.” Of the Chibchas, Herrera, referring to private idols, says—“So great was their Devotion, that whithersoever they went, the Idol was carry’d, holding it with one Arm and fighting with the other in their Battles.” Nor has it been otherwise in the old world. The account in 2 Samuel, v, 21, shows that the Philistines carried their images of the gods with them when fighting; and the ark, regarded by the Hebrews as a residence of Jahveh, was taken out to war not unfrequently (2 Samuel, xi). Indeed in 1 Samuel, iv, we read that the Hebrews, having been defeated by the Philistines, sent for the ark that it might save them; “and when the ark of the covenant of the Lord came into the camp, all Israel shouted with a great shout, so that the earth rang again. . . . And the Philistines were afraid, for they said, God is come into the camp.” Moreover, on calling to mind the sacrifices habitually made before and after, and sometimes during, battles by uncivilized and semi-civilized peoples, we are further shown how close has been the connexion between killing enemies and pleasing deities.

Priests being the official propitiators of deities, the corollary is obvious. While often restrainers from wars with those of the same blood, they are originally stimulators to wars with those of other bloods worshipping other deities. Thus, concerning the Mexicans above referred to, who fought to provide victims for their gods, we read that “when the Priests thought fit, they went to the Kings, and told them, they must remember the Idols who were starving with Hunger.” The Assyrian priests had further motives. “They lived on the revenues of the temples . . . were directly interested in war, as a portion of the spoil was dedicated to the temples.” But without multiplying instances, it will suffice to recall the fact that even among the Hebrews, while king and people were in some cases inclined to show clemency, priests insisted upon cherem—merciless indiscriminate slaughter; and Samuel “cried unto the Lord [III-110] all night” because Saul, though he had “utterly destroyed” the Amalekites, had not killed their king and all their cattle: reminding us of the Fijian who, not having done his utmost in slaying, worked himself into a “religious frenzy,” calling out continually “the god is angry with me.”

This preliminary brief survey prepares us to find that in early stages of social evolution along with sacerdotal functions go military functions. Let us look at these under their leading aspects.

§ 629. The truth that in the normal order the chief, who is originally the greatest warrior, is also the primitive priest, implies union of military and sacerdotal functions in the same person. At first the head fighter is the head propitiator of the gods. The frescoes and inscriptions of Egypt and Assyria, presenting the king as at once leader in war and leader in worship, illustrate a connexion habitually found.

This connexion is even closer than at first appears; for among the most important sacrifices made by kings to gods, are those made on the eve of battle to gain divine favour, or after victory in token of thanks. That is to say, the king discharges his function of religious propitiator in the most conspicuous way, at the time when his military headship is exercised in the most conspicuous way.

With but small modification, this connexion of functions is occasionally shown where the leadership in war is not exercised by the ruling man or body, but by an appointed general; for in such cases generals assume priestly functions. The Mexicans furnished an instance. The office of high-priest “involved, almost always, the duties of Tlacochcalcatl, or commander-in-chief of the army.” So was it with the ancient civilized peoples of Europe. At Rome, “before setting out on an expedition, the army being assembled, the general repeated prayers and offered a sacrifice. The custom was the same at Athens and at Sparta.” To which we may add that, among the Romans, “the army in the field was the image of the city, and its religion followed it:” the [III-111] sacred hearth was perpetually burning, there were augurs and diviners, and king or commander sacrificed before and after battle. And, indeed, the priestly function of the Roman commander was such that in some cases he paid more attention to sacrificing than to fighting.

Nor does the community end here. Beyond this union of military functions with sacerdotal functions in leaders, there occur among the uncivilized, cases in which active parts in fighting are taken by priests. Concerning the Tahitians, whose “chiefs and priests were often among the most famous boxers and wrestlers,” Ellis says that “the priests were not exempted from the battle, they bore arms, and marched with the warriors to the combat.” Presently we shall have to note that parallels have been furnished where they might least be expected.

§ 630. After recognizing the fact that at the outset, active ecclesiastical headship is united with active military headship; and after recognizing the fact that throughout later stages these two headships remain nominally united with headship of the state; we may go on to observe that very soon, priests usually cease to be direct participators in war, and become indirect participators only.

During times when the characters of medicine-man and priest are vaguely represented in the person of one who is supposed to have power over, or influence with, supernatural beings, we see foreshadowed the advising and administrative functions of priests in war. The Dakotahs show this kind of action in its rudest form.

“The war chiefs often get some of the priests or jugglers to make war for them. In fact, any of the jugglers can make a war-party when they choose.”

Then among the Abipones the medicine-man—

“teaches them the place, time, and manner proper for attacking wild beasts or the enemy. On an approaching combat, he rides round the ranks, striking the air with a palm bough, and with a fierce countenance, threatening eyes, and affected gesticulations, imprecates evil on their enemies.”

[III-112]

And we are told that among the Khonds—

“The priest, who in no case bears arms, gives the signal to engage after the latter offering, by flourishing an axe in the air, and shouting encouragement to defiance.”

To raise the courage of the soldiers by hopes of help from the gods, was in like manner a function of the priest among Spartans.

“Every expedition and every council of war was preceded by a sacrifice. A priest, called the fire-bearer (πυρϕόρος), carried before the army a burning brand, which was kept always alight, taken from the altar in Sparta on which the king had offered sacrifices to Zeus Agetor.”

And the Hebrews similarly availed themselves of the agency of the priest in promising supernatural aid; as witness Deuteronomy, xx, 1—4.

“And it shall be, when ye are come nigh unto the battle, that the priest shall approach and speak unto the people, And shall say unto them, O Israel, ye approach this day unto battle against your enemies: let not your hearts faint, fear not, and do not tremble, neither be ye terrified because of them; for the Lord your God is he that goeth with you to fight for you against your enemies to save you.”

In some cases of which I have notes, the functions of the priests who accompanied the armies, are not specified. On the Gold Coast, where “war is never undertaken by kings or states without consulting the national deities,” the “fetish-men accompany the warriors to the field.” And Herrera describes the armies of the Yucatanese as having “two Wings and a Center, where the Lord and the High Priest were.” But the military functions of the priest during active war, are in other cases somewhat different. Among the primitive Germans—

“The maintenance of discipline in the field as in the council was left in great measure to the priests: they took the auguries and gave the signal for onset, they alone had power to visit with legal punishment, to bind or to beat.”

In yet other cases the functions discharged are more exclusively of the kind called religious. The Samoans took a priest “to battle to pray for his people and curse the enemy.” [III-113] In New Caledonia, “the priests go to battle, but sit in the distance, fasting and praying for victory.” Among the Comanches the supplicatory function was performed before going to war. “The priesthood,” says Schoolcraft, “appear to exercise no influence in their general government, but, on war being declared, they exert their influence with the Deity.” And in this conception of their office it seems that Christian priests agree with the priests of the Comanches; as witness the following prayer directed to be used by the Archbishop of Canterbury at the commencement of the late war in Egypt.

“O Almighty God, whose power no creature is able to resist, keep, we beseech Thee, our soldiers and sailors who have now gone forth to war, that they, being armed with Thy defence, may be preserved evermore from all perils, to glorify Thee, who art the only giver of all victory, through the merits of Thy only Son, Jesus Christ our Lord. Amen.”

A noteworthy difference, however, being that whereas the priest among pagans in general, seeks some sign of divine approval as a first step, the Christian priest assumes that he has this approval; even though the case be that of attacking a people who are trying to throw off an intolerable tyranny.

Besides being direct or indirect aiders in battle, priests are in other cases relied on for military management, or appealed to for guidance. In Africa among the Eggarahs, a priest “officiates as minister of war.” Of the ancient Mexicans we read—“The high-priests were the oracles whom the kings consulted in all the most important affairs of the state, and no war was ever undertaken without their approbation.” Prescott speaks of the Peruvian priests as giving advice in matters of war; and Torquemada says that in Guatemala the priests had decisive authority on war questions. In San Salvador, too, the high-priest and his subordinates, after seeking supernatural knowledge, “called together the cazique and war chief, and advised them of the approach of their enemies, and whether they should go to meet them.” And the like happened among the Hebrews. [III-114] I Kings, xxii, tells us of consultations with the prophets concerning the propriety of a war, and especially with one of them:—

“So he [Micaiah] came to the king. And the king said unto him, Micaiah, shall we go against Ramoth-gilead to battle, or shall we forbear? And he answered him, Go, and prosper: for the Lord shall deliver it into the hand of the king.”

§ 631. Anyone simple enough to suppose that men’s professed creeds determine their courses of conduct, might infer that nations which adopted Christianity, if not deterred from war by their nominally-accepted beliefs, would at least limit the functions of their priests to those of a religious kind, or at any rate, a non-militant kind. He would be quite wrong however.

The fact is familiar that Christian Europe throughout many centuries, saw priests taking as active parts in war as do priests among some extant savages. In the seventh century in France, bishops went to battle; and “by the middle of the eighth century regular military service on the part of the clergy was already fully developed:” “under Charles Martel it was common to see bishops and clerks bearing arms.” Says Guizot concerning the state of the church at this period, the bishops “took part in the national warfare; nay more, they undertook, from time to time, expeditions of violence and rapine against their neighbours on their own account.” And in subsequent centuries Germany and France alike witnessed the union of military leadership with ecclesiastical leadership. In Germany the spiritual head “was now a feudal baron; he was the acknowledged leader of the military forces in his dioceses.” Writing of events in France, Orderic describes the priests as leading their parishioners to battle, and the abbots their vassals, in 1094, and again in 1108; while in 1119 the bishops summoned the priests with their parishioners. Even after the middle of the fifteenth century the Cardinal de Balue mustered troops in Paris; and “the bishop, the heads [III-115] of the university, the abbots, priors, and other churchmen,” “appeared there with a certain number of men.” Not until nearly the middle of the seventeenth century was there issued an edict which exempted the clergy from personal service in the armies. Even now, Christendom is not without an example of union between the man-slaying and soul-saving functions. It is remarked that the Montenegrins form “the only community now in Europe governed by a military bishop;” and the Rev. W. Denton says “the priests carry arms, and ‘are generally good heroes,’ the first at a gathering, the leaders of their flocks in war.”

To a direct participation in war exhibited by actual service in the army, must be added an indirect participation implied by administrative control of the fighting organizations. Cardinal Richelieu was director of both navy and army. Moreover, his policy “was the opening of a new era for France, an era of great and systematized warfare;” and he, “in his Testament politique, recalls with pride the discipline he established in the army of Italy and among the troops which besieged La Rochelle. ‘They obeyed like monks under arms.’ ”

Now-a-days people have become unaccustomed to these connexions, and forget that they ever existed. The military duties of priests among ourselves have dwindled down to the consecration of flags, the utterances by army-chaplains of injunctions of forgiveness to men who are going to execute vengeance, joined with occasional prayers to the God of love to bless aggressions, provoked or unprovoked.

§ 632. Thus, contemplation of facts supplied by all places and times, reverses that association of ideas which the facts immediately around us produce. Recognizing the truth that the gods of savages and partially-civilized peoples, were originally ferocious chiefs and kings whose ghosts were propitiated by carrying out their aggressive or revengeful projects; we see that their official propitiators, so far from being at first associated in doctrine and deed with the higher [III-116] traits of human nature, were in both associated with the lower. Hence the naturalness of that militancy which characterizes them in early stages.

Under a more concrete form this union of the sacerdotal and belligerent characters, is shown by the fact that in the normal order of social evolution, the political head is at the same time the leader in war and the leader in worship. Evidently the implication is that these two functions, at first united, can acquire separate agencies but gradually; and that these separate agencies must long continue to show some community of character: a truth indicated by that nominal headship of the church and the army which the head of the state in many cases retains when actual headship has ceased.

That other priests besides that head priest who is also head warrior, should take active parts in war, is therefore to be expected. We need feel no surprise on finding that in various barbarous societies they share in battle—sometimes as actual soldiers, at other times as inspiring prompters, at other times as advisers divinely enlightened; while occasionally they act as war ministers.

Moreover this original relation is, as we see, not easily obliterated. The history of mediæval Europe proves undeniably that conditions which cause a great recrudescence of militancy, re-establish the primitive union of soldier and priest, notwithstanding a cult which forbids bloodshed—re-establish it just as completely as though the cult were of the most sanguinary kind. Only as war becomes less chronic, and the civilizing influences of peace begin to predominate, does the priest lose his semi-warlike character.

Lastly, let us note that the differentiation of these two functions of fighting enemies and propitiating deities, which were originally joined with headship of the State, has gone furthest in those religious organizations which are separate from the State. Unlike the ministers of the established church, who ordinarily belong to families which furnish military and naval officers, and who, though not actively [III-117] militant, have their militant sympathies occasionally indicated by the votes of bishops in the House of Lords, dissenting ministers, derived from classes engaged in one or other form of industrial activity, are the least militant of religious functionaries.

 


 

[III-118]

CHAPTER XI.

THE CIVIL FUNCTIONS OF PRIESTS.

§ 633. Of course where the head of the State, himself regarded as god-descended, plays the part of priest in propitiating the ancestral gods, and, unlimited in his authority, carries his rule into all spheres, the union of civil functions with sacerdotal functions is complete. A good example of this condition in an early stage of social development, is furnished by the Polynesians.

“This system of civil polity, disjointed and ill adapted as it was to answer any valuable purpose, was closely interwoven with their sanguinary system of idolatry, and sanctioned by the authority of the gods. The king was not only raised to the head of the government, but he was considered as a sort of vicegerent to those supernatural powers presiding over the invisible world. Human sacrifices were offered at his inauguration; and whenever any one, under the influence of the loss he had sustained by plunder, or other injury, spoke disrespectfully of his person and administration, not only was his life in danger, but human victims must be offered, to cleanse the land from the pollution it was supposed to have contracted.”

Various extinct societies presented kindred fusions of civil with sacerdotal headships. In Assyria, where the king “was either supposed to be invested with divine attributes, or was looked upon as a type of the Supreme Deity,” and where “all his acts, whether in war or peace, appear to have been connected with the national religion, and were believed to be under the special protection and superintendence of the deity;” he, while civil head of the State, is represented [III-119] in the sculptures as the chief sacrificer to the gods. The like connexion existed in ancient Egypt, in ancient Mexico, in ancient Peru; and in Japan, until recently, it continued to exist under a nominal form if not under a real form.

Obviously this is the normal connexion in those societies which have preserved that primitive structure in which, along with a general ancestor-worship there has arisen a special worship of the founder of the conquering tribe, whose descendant is at once head propitiator of him, and inheritor of his civil headship along with his military headship.

§ 634. This union, most conspicuous where the divine nature or divine descent of the king is an article of faith, continues also where he is believed to have divine sanction only. For habitually in such cases he is either nominal head or real head of the ecclesiastical organization; and while ordinarily occupied with civil functions, assumes on great occasions sacerdotal functions.

Where the religion is indigenous, this maintenance of the connexion is naturally to be expected; but we have proof that even where the religion is an invading one, which suppresses the indigenous one, there is apt to be a re-establishment of the connexion. This is shown by the growth of the ecclesiastical organization throughout Europe. At first diffused and local, it advanced towards a centralized union of religious with civil authority. According to Bedollierre, during the fourth and fifth centuries in France, senators, governors of provinces, great proprietors, imperial officers, were elected bishops; and Guizot writes that in the fifth century, “the bishops and the priests became the principal municipal magistrates.” In the codes of Theodosius and Justinian are numerous regulations which remit municipal affairs to the clergy and the bishops. The jurisdiction of a bishop in Germany, beginning with his own clergy only, came to be by usage “extended to laymen, in cases where the duties of religion, the rights or discipline of the church, were concerned; and the execution of his decrees was confided [III-120] to the care of the local courts.” When, in the tenth century, by the growth of the feudal system, bishops had become “temporal barons themselves, and were liable like the merest laymen, to military service, to the jurisdictio herilis, and the other obligations of the dignity;” they became ministers of justice like secular barons, with the exception only that they could not pronounce or execute sentences of death. Similarly in the twelfth century in England.

“The prelates and abbots . . . were completely feudal nobles. They swore fealty for their lands to the king or other superior, received the homage of their vassals, enjoyed the same immunities, exercised the same jurisdiction, maintained the same authority as the lay lords among whom they dwelt.”

To all which facts we must join the fact that with this acquisition of local civil authority by local ecclesiastics, there went the acquisition of a central civil authority, by the central ecclesiastic. The public and private actions of kings became in a measure subject to the control of the pope; so that in the thirteenth century there had taken place a “conversion of kingdoms into spiritual fiefs.”

§ 635. We pass by a step, in many cases only nominal, from the civil functions of the priest as central or local ruler, to the civil function of the priest as judge only—as judge coexisting with, but separate from, the political head.

That devolution of the judicial function upon the priesthood which often takes place in early stages of social development, results from the idea that subordination to the deceased ruler who has become a god, is a higher obligation than subordination to the living ruler; and that those who, as priests, are in communication with the ghost of the deceased ruler, are channels for his commands and decisions, and are therefore the proper judges. Hence various facts which uncivilized and semi-civilized peoples present. Of the Coast Negroes we read that “in Badagry the fetish-priests [III-121] are the sole judges of the people.” In ancient Yucatan “the priests of the gods were so much venerated that they were the lords who inflicted punishments and assigned rewards.” Already in § 525, when speaking of judicial systems, I have referred to the judicial functions of priests among the Gauls and Scandinavians. With more ancient peoples the like relation held for the like reason. Of the Egyptians we are told that—

“Besides their religious duties, the priests fulfilled the important offices of judges [Ælian, Hist. Var., lib. xiv, c. 34] and legislators, as well as counsellors of the monarch; and the laws as among many other nations of the East [the Jews, Moslems, and others], forming part of the sacred books, could only be administered by members of their order.”

Unlike as was originally the relation of the priest to the ruler throughout Christendom, yet when the Christian priest came eventually to be regarded, like the priests of indigenous religions, as divinely inspired, there arose a tendency to recognize his judicial authority. In the old English period the bishop had “to assist in the administration of justice between man and man, to guard against perjury, and to superintend the administration of the ordeals.” And this early participation with laymen in judicial functions afterwards became something like usurpation. Beginning as tribunals enforcing the discipline of superior priests over inferior priests, ecclesiastical courts, both here and abroad, extended their range of action to cases in which clerical and lay persons were simultaneously implicated, and eventually made the actions of laymen also, subject to their decisions. At first taking cognizance of offences distinguished as spiritual, these courts gradually extended the definition of such until in some places—

“All testamentary and matrimonial questions—all matters relating to bankers, usurers, Jews, Lombards—everything involving contracts and engagements upon oath—all cases arising out of the Crusades—the management of hospitals and other charitable institutions—all charges of sacrilege, perjury, incontinence,” &c., fell under the “arbitration of the Church.”

[III-122]

And at the same time there had been developed a body of canon law derived from papal judgments. These encroachments of ecclesiastical jurisdiction on the sphere of civil jurisdiction, led eventually to struggles for supremacy; until, in the thirteenth century, ecclesiastical jurisdiction began to be restricted, and has since become relatively small in range.

§ 636. Along with a large share in the administration of justice possessed by priests in countries where, or times when, they are supposed to be inspired with divine wisdom, or utterers of divine injunctions, priests also have in such places and times, a large share in the control of State-affairs as ministers or advisers.

In some cases the political ruler seeks their aid not because he believes they have supernatural wisdom but because they are useful controlling agents. Says Cruikshank, “many, also, among the higher and more intelligent ranks of the natives [of the Gold Coast], who have very little faith in the Fetish [or fetish-man], acknowledge its value as an engine of civil government.” The Fijian chiefs admitted “that they have little respect for the power of the priests, and use them merely to govern the people.” Or, as William says, “a good understanding exists between the chief and the priests, and the latter take care to make the gods’ utterances to agree with the wishes of the former.” Probably a kindred relation exists in Abyssinia, where the king of Shoa rules his people “principally through the church.”

In other and more numerous cases, however, the power of the priest (or the medicine-man, or the man uniting both characters,) as political counsellor, results from belief in his supernatural knowledge. Writing of the Marutse, Holub says that in King Sepopo’s employment were “two old wizen-looking magicians or doctors, . . . who exercised almost a supreme control over state affairs.” Similarly, Boyle writes of the Dyaks that “next door to the Tuah [III-123] [chief] lived the ‘manang’ or medicine man.” And this reminds us of Huc’s remark concerning the Tartar emperor, Mangou-khan, who “was given to a number of superstitious practices, and the principal soothsayer was lodged opposite his tent . . . having under his care the cars that bore the idols.” So has it been where the sacerdotal character has become decided. We have seen that in Mexico “the high-priests were the oracles whom the kings consulted in all the most important affairs of the State.” So was it among other ancient American peoples; as in primitive Michoacan, where the priests “had the greatest influence in secular as well as ecclesiastical affairs.” In ancient Egypt it was the same. “Next to the king, the priests held the first rank, and from them were chosen his confidential and responsible advisers.” And it is still so in Burmah, where, Sangermano says, “all is regulated by the opinions of the Brahmins, so that not even the king shall presume to take any step without their advice.”

That this advising function in civil affairs should be joined with the sacerdotal function, in societies having cults originating from worship of dead rulers, is to be expected. We see, however, that even the priests of a conquering religion acquire in this, as in other respects, the same essential positions as the priests of an indigenous religion. The history of mediæval Europe shows how prelates became agents of civil rule; alike as ministers, as diplomatic agents, and as members of councils dealing with political affairs.

§ 637. But as with the military functions of priests so with their civil functions, social development, ever accompanied by specialization, more and more restricts them.

At the one extreme we have, in the primitive king, a complete fusion of the two sets of functions; while in the governments of advanced societies we see approach to an extreme in which priests, instead of taking prominent parts in civil affairs, are almost excluded from them. Among ourselves, save in the occasional instances of clerical magistrates, [III-124] the judicial and executive powers once largely shared in by leading ecclesiastics, have lapsed out of their hands; while that remnant of legislative power still exercised by the bishops, appears not likely to be retained much longer. At the same time this differentiation has so established itself in the general mind, that it is commonly thought improper for clergymen to take active parts in politics.

Good reason exists for associating this change, or at any rate the completion of it, with development of the industrial type. Resistance to the irresponsible rule of priests, like resistance to other irresponsible rule, is ultimately traceable to that increasing assertion of personal freedom, with accompanying right of private judgment, which industrial life fosters by habituating each citizen to maintain his own claims while respecting the claims of others. But this connexion will be made more manifest as we proceed with the subject of the next chapter.

 


 

[III-125]

CHAPTER XII.

CHURCH AND STATE.

§ 638. In various ways it has been shown that originally Church and State are undistinguished. I do not refer only to the fact that in China and Japan the conceptions of this world and the other world have been so mingled that both worlds have had a living ruler in common. Nor am I recalling only the truth that the primitive ruler, vicegerent of his deceased ancestor, whom, as priest, he propitiates not only by sacrifices but by carrying out his dictates, thus becomes one in whose person are united government by the dead and government by the living. But I have in view the further fact that where the normal order has not been broken, the organizations for sacred rule and for secular rule remain practically blended, because the last remains in large measure the instrument of the first. Under a simple form this relation is well shown us in Mangaia, where—

“Kings were . . . ‘the mouth-pieces, or priests, of Rongo.’ As Rongo was the tutelar divinity and the source of all authority, they were invested with tremendous power—the temporal lord having to obey, like the multitude, through fear of Rongo’s anger.”

And this theocratic type of government has been fully developed in various places. Much more pronounced than among the Hebrews was it among some of the Egyptians.

“The influence of the priests at Meroë, through the belief that they spoke the commands of the Deity, is more fully shown by Strabo and Diodorus, who say it was their custom to send to the king, when it [III-126] pleased them, and order him to put an end to himself, in obedience to the will of the oracle imparted to them; and to such a degree had they contrived to enslave the understanding of those princes by superstitious fears, that they were obeyed without opposition.”

Other cases of the subjection of the temporal power to the spiritual power, if less extreme than this, are still sufficiently marked.

“The Government of Bhutan, as of Tibet, and of Japan, is a theocracy, assigning the first place to the spiritual chief. That chief being by profession a recluse, the active duties are discharged ordinarily by a deputy.”

But in these cases, or some of them, the supremacy of the spiritual head has practically given place to that of the temporal head: a differentiation of the two forms of rule which has arisen in Polynesia also, under kindred conditions.

Where Church and State are not so completely fused as by thus making the terrestrial ruler a mere deputy for the celestial ruler, there still continues a blending of the two where primitive beliefs survive in full strength, and where, consequently, the intercessors between gods and men continuing to be all-powerful merge civil rule in ecclesiastical rule. In Egypt for example—

“The priesthood took a prominent part in everything. . . . Nothing was beyond their jurisdiction: the king himself was subject to the laws established by them for his conduct, and even for his mode of living.”

Along with religious beliefs equally intense with those in Egypt, there went in the ancient American societies a like unity of Church and State. The Peruvians exhibited a complete identity of the ecclesiastical government with the political; in Yucatan the authority of priests rivalled that of kings; and in harmony with the tradition of the ancient Mexicans that the priests headed their immigration, there was such mingling of sacerdotal with civil rule as made the two in great measure one.

That this blending of Church and State is not limited to societies in which the gods are apotheosized rulers more or less ancient, but is found also in societies characterized by [III-127] cults which are not indigenous, and that it continues as long as religious beliefs are accepted without criticism, we are shown by the history of mediæval Europe.

But in this case as in all cases, various causes subsequently conspire to produce differentiation and increasing separation. Co-operating efficiently though they at first do as having interests in large measure the same, yet the agencies for carrying on celestial rule and terrestrial rule eventually begin to compete for supremacy; and the competition joins with the growing unlikenesses of functions and structures in making the two organizations distinct.

§ 639. That we may understand the struggle for supremacy which eventually arises, and tends to mark off more and more the ecclesiastical structure from the political structure, we must glance at the sources of sacerdotal power.

First comes the claim of the priest, as representing the deity, to give a sanction to the authority of the civil ruler. At the present time among some of the uncivilized, as the Zulus, we find this claim recognized.

“As to the custom of a chief of a primitive stock of kings among black men, he calls to him celebrated diviners to place him in the chieftainship, that he may be really a chief.”

In ancient Egypt the king, wholly in the hands of ecclesiastics, could be crowned only after having been made one of their body. Then among the Hebrews we have the familiar case of Saul who was anointed by Samuel in God’s name. Passing without further cases to the acquired power of the popes, which became such that kings, receiving their crowns from them, swore obedience; we are shown that the consecration of rulers, continuing in form down to our own day, was, when a reality, an element of priestly power.

Next may be named the supposed influence of the priest with supernatural beings. Wherever faith is unqualified, dread of the evils which his invocations may bring, or trust in his ability to obtain blessings, gives him immense advantages. Even where each man could offer sacrifices, yet [III-128] the professional priests profited by their supposed special knowledge. Instance the case of Rome, where their power was thus enhanced.

“Every suppliant and inquirer addressed himself directly to the divinity—the community of course by the king as its mouthpiece, just as the curia by the curio, and the equites by their colonels. . . . But . . . the god had his own way of speaking. . . . One who did rightly understand it knew not only how to ascertain, but also how to manage, the will of the god, and even in case of need to overreach or to constrain him. It was natural, therefore, that the worshipper of the god should regularly consult such men of skill and listen to their advice.”

Of course where propitiation of a deity could be made only by sacerdotal agency—where, as among the Chibchas, “no sacrifice or offering, public or private, could be made but by the hands of the priest”—the ecclesiastical organization gained great strength.

To the influence possessed by priests as intercessors, may be added some allied influences similarly rooted in the accepted superstitions. One is the assumed power to grant or refuse forgiveness of sins. Then there is the supposed need for a passport to the other world; as shown us by usages in ancient Mexico, in Japan, and in Russia. Once more there is the dreaded excommunication, which, under the Christian system, as under the system of the druids, was visited especially on those who disregarded ecclesiastical authority.

To powers which priests acquire from their supposed relations with the gods, must be added powers of other kinds. In early societies they form the cultured class. Even the medicine-man of the savage is usually one who has some information not possessed by those around; and the developed priesthoods of established nations, as of the Egyptians and the Chaldeans, show us how knowledge of surrounding phenomena, accumulated and transmitted, enabling them to predict astronomical occurrences and do other astonishing things, greatly exalts them in the eyes of the uninitiated. With the further influence thus gained must be joined that gained by acquaintance with the art of writing. Beyond [III-129] the wonder excited among the common people by the ability to convey ideas in hieroglyphics, ideographs, etc., there is the immense aid to co-operation throughout the ecclesiastical hierarchy which an exclusive means of communicating intelligence gives; and the history of mediæval Europe shows how power to read and write, possessed by priests but rarely by others, made their assistance indispensable in various civil transactions and secured great advantages to the Church. Nor must we forget the kindred enhancements of influence arising from the positions of prelates as the teachers of civil rulers. In mediæval Europe, bishops “were the usual preceptors of the princes;” and in Mandalay at the present time, the highest church dignitary, who stands next to the king in authority, “is generally made patriarch from having been the King’s instructor during youth.”

Lastly may be named the power resulting from accumulation of property. Beginning with payments to exorcisers and diviners among savages, progressing to fees in kind to sacrificing priests, and growing by-and-by into gifts made to temples and bribes to their officials, wealth everywhere tends to flow to the ecclesiastical organization. Speaking of ancient Mexico, Zurita says that “besides many towns, a great number of excellent estates were set apart for the maintenance of public worship.” Among the Peruvians the share of the annual produce reserved for religious services was “from a third to a fourth.” In ancient Egypt “the priests lived in abundance and luxury. The portion of the soil allotted to them, the largest in the threefold division, was [at one period] subject to no taxes.” So again in Rome.

“The public service of the gods became not only more tedious, but above all more and more costly. . . . The custom of instituting endowments, and generally of undertaking permanent pecuniary obligations, for religious objects prevailed among the Romans in a manner similar to its prevalence in Roman Catholic countries at the present day.”

And the analogy thus drawn introduces the familiar case of Europe during the middle ages; in which, besides offerings, [III-130] tithes, etc., the Church had at one time acquired a third of the landed property.

§ 640. Holding in its hands powers, natural and supernatural, thus great and varied, an ecclesiastical organization seems likely to be irresistible, and in sundry places and times has proved irresistible. Where the original blending of Church with State has given place to that vague distinction inevitably resulting from partial specialization of functions accompanying social evolution, there are certain to arise differences of aim between the two; and a consequent question whether the living ruler, with his organization of civil and military subordinates, shall or shall not yield to the organization of those who represent dead rulers and profess to utter their commands. And if, throughout the society, faith is unqualified and terror of the supernatural extreme, the temporal power becomes subject to the spiritual power.

We may trace back this struggle to early stages. Respecting weather-doctors among the Zulus, and the popular valuation of them as compared with chiefs, we read:—

“The hail then has its doctors in all places; and though there is a chief in a certain nation, the people do not say, ‘We have corn to eat through the power of the chief;’ but they say, ‘We have corn to eat through the son of So-and-so; for when the sky rolls cloud upon cloud, and we do not know that it will go back to another place, he can work diligently and do all that is necessary, and we have no more any fear.’ ”

To which it should be added that the chief among the Zulus, habitually jealous of the medicine-man, in some cases puts him to death. In another form, an example of the conflict comes to us from Samoa. At a council of war which the Samoans held to concert measures of vengeance on the Tongans, the high priest, “a bold, violent, unscrupulous man, who combined in his own person the threefold office of warrior, prophet, and priest,” urged that the Tongan prisoners should be put to immediate death. The king opposed this proposal, and hence originated a feud between the priest and the king, which resulted in a civil war, the overthrow [III-131] and exile of the king, and usurpation of his place by the priest. Though this contest between a merciful king and a merciless priest does not in all respects parallel that between Saul and Samuel, since Samuel, instead of usurping the kingship himself, merely anointed David; yet the two equally illustrate the struggle for authority which arises between the political head and the supposed mouthpiece of divine commands. Similarly among the Greeks. Curtius, speaking of the time when the Iliad took form, says:—

“The priests, especially the soothsayers, also oppose themselves to the royal power; themselves constituting another authority by the grace of God, which is proportionately more obstinate and dangerous.”

And we find traces of resistance to civil power among the Romans.

“The priests even in times of grave embarrassment claimed the right of exemption from public burdens, and only after very troublesome controversy submitted to make payment of the taxes in arrear.”

In various ways among various peoples this conflict is shown. Of the Japanese priests in the sixteenth century, Dickson writes:—

“By their wealth, and from among their vassals, they were able to keep up a respectable army; and not by their vassals alone—the priests themselves filled the ranks.”

Among the Nahuan nations of ancient America, the priests “possessed great power, secular as well as sacerdotal. Yopaa, one of their principal cities, was ruled absolutely by a pontiff, in whom the Zapotec monarchs had a powerful rival.” And the relation between spirtual and temporal rulers here indicated, recalling that between spiritual and temporal rulers in Christendom, reminds us of the long fights for supremacy which Europe witnessed between political heads wielding natural forces and the ecclesiastical head claiming supernatural origin and authority.

§ 641. There are reasons for thinking that the change from an original predominance of the spiritual power over the temporal power to ultimate subjugation of it, is mainly due to that cause which we have found in other cases chiefly [III-132] operative in determining the higher types of social organization—the development of industrialism.

Already in § 618 we have noted that while their extreme servility of nature made the peoples of ancient America yield unresistingly to an unqualified political despotism appropriate to the militant type of society, it also made them submit humbly to the enormously developed priesthoods of their bloody deities; and we have seen that kindred connexions of traits were shown by various races of the old world in past times. The contrast with other ancient peoples presented by the Greeks, who, as before pointed out, (§§ 484-5, 498) were enabled by favouring conditions to resist consolidation under a despot, at the same time that, especially in Athens, industrialism and its arrangements made considerable progress among them, must here be joined with the fact that there did not arise among the Greeks a priestly hierarchy. And the connexion thus exemplified in classic times between the relatively free institutions proper to industrialism, and a smaller development of the sacerdotal organization, is illustrated throughout European history, alike in place and in time.

The common cause for these simultaneous changes is, as above implied, the modification of nature caused by substitution of a life carried on under voluntary co-operation for a life carried on under compulsory co-operation—the transition from a social state in which obedience to authority is the supreme virtue, to a social state in which it is a virtue to resist authority when it transgresses prescribed limits. This modification of nature proceeds from that daily habit of insisting on self-claims while respecting the claims of others, which the system of contract involves. The attitude of mind fostered by this discipline does not favour unqualified submission, either to the political head and his laws or to the ecclesiastical head and his dogmas. While it tends ever to limit the coercive action of the civil ruler, it tends ever to challenge the authority of the priest; and the questioning habit having once commenced, sacerdotal inspiration comes [III-133] to be doubted, and the power flowing from belief in it begins to wane.

With this moral change has to be joined an intellectual change, also indirectly resulting from development of industrial life. That spreading knowledge of natural causation which conflicts with, and gradually weakens, belief in supernatural causation, is consequent on development of the industrial arts. This gives men wider experiences of uniformities of relation among phenomena; and makes possible the progress of science. Doubtless in early stages, that knowledge of Nature which is at variance with the teachings of priests, is accumulated exclusively by priests; but, as we see in the Chaldean astronomy, the natural order is not at first considered inconsistent with supernatural agency; and then, knowledge of the natural order, so long as it is exclusively possessed by priests, cannot be used to disprove their pretensions. Only as fast as knowledge of the natural order becomes so familiar and so generally diffused as insensibly to change men’s habits of thought, is sacerdotal authority and power diminished by it; and general diffusion of such knowledge is, as we see, a concomitant of industrialism.

 


 

[III-134]

CHAPTER XIII.

NONCONFORMITY.

§ 642. Nothing like that which we now call Nonconformity can be traced in societies of simple types. Devoid of the knowledge and the mental tendencies which lead to criticism and scepticism, the savage passively accepts whatever his seniors assert. Custom in the form of established belief, as well as in the form of established usage, is sacred with him: dissent from it is unheard of. And throughout long early stages of social evolution there continues, among results of this trait, the adhesion to inherited religions. It is true that during these stages numerous cults co-exist side by side; but, products as these are of the prevailing ancestor-worship, the resulting polytheism does not show us what we now understand as Nonconformity; since the devotees at the various shrines neither deny one another’s gods, nor call in question in pronounced ways the current ideas concerning them. Only in cases like that of Socrates, who enunciated a conception of supernatural agents diverging widely from the popular conception of them, do we see in early societies Nonconformity properly so-called.

What we have here to deal with under this name occurs chiefly in societies which are substantially, if not literally, monotheistic; and in which there exists nominally, if not really, a tolerably uniform creed administered by a consolidated hierarchy.

Even as thus restricted, Nonconformity comprehends phenomena widely unlike in their natures; and that we may understand it, we must exclude much that is allied with [III-135] it only by outward form and circumstance. Though in most cases a separating sect espouses some unauthorized version of the accepted creed; and though the nature of the espoused version is occasionally not without its significance; yet the thing specially to be noted is the attitude assumed towards ecclesiastical government. Though there is always some exercise of individual judgment; yet in early stages this is shown merely in the choice of one authority as superior to another. Only in late stages does there come an exercise of individual judgment which goes to the extent of denying ecclesiastical authority in general.

The growth of this later attitude we shall see on comparing some of the successive stages.

§ 643. Ancient forms of dissent habitually stand for the authority of the past over the present; and since tradition usually brings from more barbarous ages, accounts of more barbarous modes of propitiation, ancient forms of dissent are habitually revivals of practices more ascetic than those of the current religion. It was shown in § 620, that the primitive monachism originated in this way; and as Christianity, with the higher moral precepts on which it insisted, joined renunciation of ordinary life and its aims (said to be derived from the Essenes), there tended to be thereafter a continual re-genesis of dissenting sects characterized in common by austerities.

Kinds of dissent differing from these and differing from modern kinds of dissent, arose during those times in which the early church was spreading and becoming organized. For before ecclesiastical government had established itself and acquired sacredness, resistance to each new encroachment made by it, naturally led to divisions. Between the time when the authority dwelt in the Christian congregations themselves, and the time when the authority was centred in the pope, there necessarily went successive usurpations of authority, each of which gave occasion for protest. Hence such sects, arising in the third century and onward [III-136] to the seventh century, as the Noetians, Novatians, Meletians, Aerians, Donatists, Joannites, Haesitantes, Timotheans, and Athingani.

Passing over that period during which ecclesiastical power throughout Europe was rising to its climax, we come, in the twelfth century, to dissenters of more advanced types; who, with or without differences of doctrine, rebelled against the then-existing church government. Such sects as the Arnoldists in Italy, the Petrobrusians, Caputiati and Waldenses in France, and afterwards the Stedingers in Germany and the Apostolicals in Italy, are examples; severally characterized by assertion of individual freedom, alike in judgment and action. Ordinarily holding doctrines called heretical, the promulgation of which was itself a tacit denial of ecclesiastical authority (though a denial habitually based on submission to an alleged higher authority) sects of this kind went on increasing in the fourteenth and fifteenth centuries. There were the Lollards in England; the Fraticelli in Italy; the Taborites, Bohemian Brethren, Moravians and Hussites, in Bohemia: all setting themselves against church-discipline. And then the rebellious movement of the reformation, as carried forward by the Lutherans in Germany, the Zwinglians and Calvinists in Switzerland, the Huguenots in France, the Anabaptists and Presbyterians in England, exhibited, along with repudiation of various established doctrines, ceremonies, and usages, a more pronounced anti-sacerdotalism. Characterized in common by opposition to Episcopacy, protestant or catholic, we see first of all in the government by presbyters, adopted by sundry of these dissenting bodies, a step towards freedom of judgment and practice in religious matters, accompanied by denial of priestly inspiration. And then in the subsequent rise of the Independents, taking for their distinctive principle the right of each congregation to govern itself, we see a further advance in that anti-sacerdotal movement which reached its extreme in the next century with the Quakers; who, going directly to the fountain head of the creed, and carrying out [III-137] more consistently than usual the professed right of private judgment, repudiated the entire paraphernalia of ecclesiasticism.

It is true that the histories of these various non-conforming bodies, not excluding even the Society of Friends, show us the re-growth of a coercive rule, allied to that against which there had been rebellion. Of religious revolutions as of political revolutions, it is true that in the absence of differences of character and culture greater than can be expected in the same society at the same time, they are followed by gradually established forms of rule only in some degree better than those diverged from. In his assumption of infallibility, and his measures for enforcing conformity, Calvin was a pope comparable with any who issued bulls from the Vatican. The discipline of the Scottish Presbyterians was as despotic, as rigorous, and as relentless, as any which Catholicism had enforced. The Puritans of New England were as positive in their dogmas, and as severe in their persecutions, as were the ecclesiastics of the church they left behind. Some of these dissenting bodies, indeed, as the Wesleyans, have developed organizations scarcely less priestly, and in some respects more coercive, than the organization of the church from which they diverged. Even among the Quakers, notwithstanding the pronounced individuality implied by their theory, there has grown up a definite creed and a body exercising control.

§ 644. Modern Nonconformity in England has much more decidedly exhibited the essential trait of anti-sacerdotalism. It has done this in various minor ways as well as in a major way.

There is the multiplication of sects, with which by foreign observers England is reproached, but which, philosophically considered, is one of her superior traits. For the rise of every new sect, implying a re-assertion of the right of private judgment, is a collateral result of the nature which makes free institutions possible.

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Still more significant do we see this multiplication of sects to be if we consider the assigned causes of division. Take for instance the case of the Wesleyans. In 1797 the Methodist New Connexion organized itself on the principle of lay participation in church government. In 1810 the Primitive Methodists left the original body: the cause being a desire to have “lay representatives to the Conference.” Again, in 1834, prompted by opposition to priestly power, the Wesleyan Methodist Association was formed: its members claiming more influence for the laity, and resisting central interference with local government. And then in 1849, there was yet another secession from the Methodist body, similarly characterized by resistance to ministerial authority.

Of course in sects less coercively governed, there have been fewer occasions for rebellions against priestly control; but there are not wanting illustrations, some of them supplied even by the small and free bodies of the Unitarians, of this tendency to divide in pursuance of the right of private judgment. Moreover, in the absence of a dissidence sufficiently great to produce secession, there is everywhere a large amount of expressed disagreement on minor points, among those holding what is supposed to be the same body of beliefs. Perhaps the most curious instance of this is furnished by the established Church. I do not refer simply to its divisions into high, and low, and broad; all implying more or less of the nonconforming spirit within it. I refer more especially to the strange anomaly that the ritualists are men who, while asserting priestly authority, are themselves rebels against priestly authority—defy their ecclesiastical superiors in their determination to assert ecclesiastical supremacy.

But the universally admitted claim to religious freedom shown in these various ways, is shown still more by the growing movement for disestablishment of the Church. This movement which, besides tacitly denying all sacerdotal authority, denies the power of a government, even though elected by a majority of votes, to prescribe religious belief or [III-139] practice, is the logical outcome of the Protestant theory. Liberty of thought, long asserted and more and more displayed, is about to be carried to the extent that no man shall be constrained to support another man’s creed.

Evidently the arrival at this state completes that social differentiation which began when the primitive chief first deputed his priestly function.

§ 645. As implied in the last sentence, the changes above sketched out are concomitants of the changes sketched out in the last chapter. The prolonged conflict between Church and State accompanying their differentiation, and ending in the subordination of the Church, has been accompanied by these collateral minor conflicts between the Church and recalcitrant portions of its members, ending in separation of them.

There is a further implication. In common with the subjection of the Church to the State, the spread of Nonconformity is an indirect result of growing industrialism. The moral nature proper to a social organization based on contract instead of status—the moral nature fostered by a social life carried on under voluntary co-operation instead of compulsory co-operation, is one which works out religious independence as it works out political freedom. And this conclusion, manifest a priori, is verified a posteriori in sundry ways. We see that Nonconformity, increasing as industrialism has developed, now characterizes in the greatest degree those nations which are most characterized by development of the industrial type—America and England. And we also see that in England itself, the contrast between urban and rural populations, as well as the contrast between populations in different parts of the kingdom, show that where the industrial type of life and organization predominates, Nonconformity is the most pronounced.

 


 

[III-140]

CHAPTER XIV.

THE MORAL INFLUENCES OF PRIESTHOODS.

§ 646. As was said when treating of “The Military Functions of Priests,” there exists in most minds an erroneous association between religious ministrations and moral teachings. Though priests habitually enforce conduct which in one way or other furthers preservation of the society; yet preservation of the society is so often furthered by conduct entirely unlike that which we now call moral, that priestly influence serves in many cases rather to degrade than to elevate.

Reading as we do of the Tahitian god Oro, that when war “proceeded in its bloodiest forms, it was supposed to afford him the highest satisfaction”—reading again of the Mexican king Montezuma, that he avoided subduing the neighbouring Tlascalans “that he might have Men to sacrifice” (thus making Tlascala a preserve of victims for the gods)—reading once more of the Chibchas that “the sacrifices which they believed to be most welcome to their gods were those of human blood;” we are reminded that priests who carry on propitiations of cannibal deities and deities otherwise atrocious (deities almost everywhere worshipped in early days) have done anything but foster high forms of conduct. Robbery as well as murder has had, and has still in some places, a religious sanctification. Says Burton of the Beloochis, “these pious thieves never rob, save in the name of Allah.” Of a robber-tribe among the Chibchas, Piedrahita writes, “they regard as the most acceptable sacrifice [III-141] that which they offer up out of the robbery to certain idols of gold, clay, and wood, whom they worship.” And at the present time in India, we have freebooters like the Domras, among whom “a successful theft is always celebrated by a sacrifice” to their chief god Gandak. Nor is it only by encouraging disregard for life and property, that various cults, and by implication their priests, have aided in demoralizing men rather than in moralizing them. On finding that “among the Friendly Islanders the chief priest was considered too holy to be married, but he had the right to take as many concubines as he pleased”—that among the Caribs, “the bride was obliged to pass the first night with the priest, as a form essentially necessary to constitute the legality of the marriage”—that among some Brazilian tribes “the Pajé [priest], like the feudal lord of former times in some parts of England, enjoys the jus primæ noctis;” or again on being reminded of the extent to which prostitution in temples was a religious observance among Eastern peoples; we are shown in yet another way that there is no necessary connexion between priestly guidance and right action: using the word right in the sense at present given to it.

But now carrying with us the implied qualifications, let us ask in what ways Ecclesiastical Institutions have affected men’s natures. We shall find that they have been instrumental in producing, or furthering, certain all-important modifications.

§ 647. When describing the action of “An Ecclesiastical System as a Social Bond,” it was pointed out that a common worship tends to unify the various groups which carry it on; and that, by implication, the priests of such worship usually act as pacificators. While often instigating wars with societies of other blood, worshipping other gods, they, on the average of cases, check hostilities between groups of the same blood worshipping the same gods. In this way they aid social co-operation and development.

[III-142]

This function, however, is but a collateral display of their fundamental function—the maintenance of subordination: primarily to the deified progenitor, or the adopted god, and secondarily to his living descendant or appointed vicegerent. It is scarcely possible to emphasize enough the truth that, from the earliest stages down to existing stages, the one uniform and essential action of priesthoods, irrespective of time, place, or creed, has been that of insisting on obedience. That primitive men may be moulded into fitness for social life, they must be held together; and that they may be held together, they must be made subject to authority. Only by restraints of the most powerful kinds can the unregulated explosive savage be made to co-operate permanently with his fellows; and of such restraints the strongest, and apparently the indispensable one, is fear of vengeance from the god of the tribe, if his commands, repeated by his successor, are disobeyed. How important is the agency of Ecclesiastical Institutions as thus re-inforcing Political Institutions, is well seen in the following description Ellis gives of the effects produced by undermining local religions in Polynesia.

“The sacrificing of human victims to the idols had been one of the most powerful engines in the hands of the government, the requisition for them being always made by the ruler, to whom the priests applied when the gods required them. The king, therefore, sent his herald to the petty chieftain, who selected the victims. An individual who had shewn any marked disaffection towards the government, or incurred the displeasure of the king and chiefs, was usually chosen. The people knew this, and therefore rendered the most unhesitating obedience. Since the subversion of idolatry, this motive has ceased to operate; and many, free from the restraint it had imposed, seemed to refuse all lawful obedience and rightful support.”

The result, as described by Ellis, being that social order was in a considerable degree disturbed.

This maintenance of subordination, to which an ecclesiastical system has been instrumental, has indirectly subserved other disciplines of an indispensable kind. No developed social life would have been possible in the absence of the [III-143] capacity for continuous labour; and out of the idle improvident savage there could not have been evolved the industrious citizen, without a long-continued and rigorous coercion. The religious sanction habitually given in early societies to rigid class-distinctions and the concomitant slavery, must be regarded as having conduced to a modification of nature which furthered civilization.

A discipline allied and yet different, to which superior as well as inferior classes have been subjected by Ecclesiastical Institutions, has been the discipline of asceticism. Considered in the abstract asceticism is indefensible. As already shown (§§ 140 and 620) it grew out of the desire to propitiate malicious ghosts and diabolical deities; and even as displayed among ourselves at present, we may trace in it the latent belief that God is pleased by voluntarily-borne mortifications and displeased by pursuit of gratifications. But if instead of regarding self-infliction of suffering, bodily or mental, from the stand-point of absolute ethics, we regard it from the stand-point of relative ethics, as an educational regimen, we shall see that it has had a use, and perhaps a great use. The common trait of all ascetic acts is submission to a pain to avoid some future greater pain, or relinquishment of a pleasure to obtain some greater pleasure hereafter. In either case there is sacrifice of the immediate to the remote. This is a sacrifice which the uncivilized man cannot make; which the inferior among the civilized can make only to a small extent; and which only the better among the civilized can make in due degree. Hence we may infer that the discipline which, beginning with the surrendering of food, clothing, etc., to the ancestral ghost, and growing into the voluntary bearing of hunger, cold, or pain, to propitiate deities, has greatly aided in developing the ability to postpone present to future. Possibly only a motive so powerful as that of terror of the supernatural, could have strengthened the habit of self-denial in the requisite degree—a habit which, we must remember, is an essential factor in right conduct towards others, [III-144] as well as in the proper regulation of conduct for self-benefit.

Irrespective, then, of the particular traits of their cults, Ecclesiastical Institutions have, in these ways, played an important part in moulding human nature into fitness for the social state.

§ 648. Among more special moral effects wrought by them, may be named one which, like those just specified, has been wrought incidentally rather than intentionally. I refer to the respect for rights of property, curiously fostered by certain forms of propitiation. Whether or not Mariner was right in saying that the word taboo, as used in the Tonga Islands, literally meant “sacred or consecrated to a god,” the fact is that things tabooed, there and elsewhere, were at first things thus consecrated: the result being that disregard of the taboo became robbery of the god. Hence such facts as that throughout Polynesia, “the prohibitions and requisitions of the tabu were strictly enforced, and every breach of them punished with death” (the delinquent being sacrificed to the god whose tabu he had broken); and that in New Zealand “violators of the tapu were punished by the gods and also by men. The former sent sickness and death; the latter inflicted death, loss of property, and expulsion from society. It was a dread of the gods, more than of men, which upheld the tapu.”

Obviously a sacredness thus given to anything bearing a sign that it belongs to a god, may easily be simulated. Though the mark on an animal or a fruit implies that an offering to a god will eventually be made of it; yet, since the time of sacrifice is unspecified, there results the possibility of indefinite postponement, and this gradually opens the door to pretended dedication of things which never are sacrificed—things which nevertheless, bearing the sign of dedication, no one dares meddle with. Thus we read that in the New Hebrides “the tapu is employed in all the islands to preserve persons and objects;” that in New Zealand, [III-145] tapu, from being originally a thing made sacred, has come to mean a thing forbidden. Fiji, Tonga, and Samoa furnish kindred facts: the last place being one in which the name of the tabu indicates the sort of curse which the owner of a tabued thing hopes may fall on the thief. In Timor, “a few palm leaves stuck outside a garden as a sign of the ‘pomali’ [tabu] will preserve its produce from thieves as effectually as the threatening notice of man-traps, spring guns, or a savage dog, would do with us.” Bastian tells us that the Congoese make use of the fetich to protect their houses from thieves; and he makes a like statement respecting the negroes of the Gaboon. Livingstone, too, describes the Balonda as having this usage; and evidence of kindred nature is furnished by the Malagasy and by the Santals.

As, originally, this dedication of anything to a god is made either by a priest or by a chief in his priestly capacity, we must class it as an Ecclesiastical Institution; and the fostering of respect for proprietary rights which grows out of it, must be counted among the beneficial disciplines which Ecclesiastical Institutions give.

§ 649. Respecting the relation which exists between alleged supernatural commands and the right ruling of conduct at large, it is difficult to generalize. Many facts given in foregoing chapters unite to show that everything depends on the supposed character of the supernatural being to be propitiated. Schoolcraft says of the Dakotahs—

“They stand in great awe of the spirits of the dead, because they think it is in the power of the departed spirits to injure them in any way they please; this superstition has, in some measure, a salutary effect. It operates on them just as strong as our laws of hanging for murder.”

But if, as happens in many cases, a dying man’s peremptory injunction to his son (like that of David to Solomon) is to wreak vengeance on those who have injured him, fear of his ghost becomes not a moralizing but a demoralizing influence; using these words in their modern acceptations. [III-146] When, concerning the deities of Mangaia, we read that “the cruel Kereteki, twice a fratricide, and his brother Utahea, were worshipped as gods in the next generation;” we are shown that divine example, if not precept, is in some cases a prompter to crime rather than otherwise. But on the average an opposite effect may be inferred. As the deified chief must be supposed to have had at heart the survival and spread of his tribe, sundry of his injunctions are likely to have had in view that maintenance of order conducing to tribal success. Hence rules traditionally derived from him are likely to be restraints on internal aggressions. Ferocious as were the Mexicans, and bloody as were their religious rites, they nevertheless had, as given by Zurita, a moral code which did not suffer by comparison with that of Christians: the one like the other claiming divine authority. Concerning the Peruvians, who like various of these semi-civilized American peoples had confessors, the account runs that—

“The sin of which they mostly accuse themselves was—to have killed somebody in time of peace, to have robbed, to have taken the wife of another, to have given herbs or charms to do harm. The most notable sin was neglect in the service of the huacas [gods] . . . abuse of, and disobedience towards, the Ynca.”

And in this case, as in many other cases, we see that after the first and greatest sin of insubordination to the deity, come sins constituted by breaches of those laws of conduct needful for social concord.

Evidently through long stages of individual and social evolution, belief in the alleged divine origin of such laws is beneficial. The expected supernatural punishments for breaches of them, usefully re-inforce the threats of natural punishments. And various cases might be given showing that the moral code required for each higher stage, gaining alleged divine authority through some intermediating priest or inspired man, thus becomes more effective for the time being than it would otherwise be: the cases of Moses and of the later Hebrew prophets serving as examples.

[III-147]

§ 650. Multitudinous anomalies occur, however—anomalies which seem unaccountable till we recognize the truth that in all cases the one thing which precedes in importance the special injunctions of a cult, is the preservation of the cult itself and the institutions embodying it. Hence the fact that everywhere the duty which stands higher than duties properly called moral, is the duty of obedience to an alleged divine will, whatever it may be. Hence the fact that to uphold the authority of a sacerdotal hierarchy, by which the divine will is supposed to be uttered, is regarded by its members and adherents as an end yielding in importance only to recognition of the divine will itself. And hence the fact that the histories of Ecclesiastical Institutions show us how small is the regard paid to moral precepts when they stand in the way of ecclesiastical supremacy.

Of course the atrocities perpetrated in inquisitions and the crimes committed by popes will come into all minds as illustrations. But there are more remarkable illustrations even than these. The bitterest animosity shown by established churches against dissenting sects, has been shown against those which were distinguished by endeavours to fulfil the precepts of Christianity completely. The Waldenses, who “adopted, as the model of their moral discipline, the Sermon of Christ on the Mount,” but who at the same time rebelled against ecclesiastical rule, suffered a bloody persecution for three centuries. The Quakers, who alone among protestants sought to obey the commands of the Christian creed not in some ways only but in all, were so persecuted that before the accession of James II. more than 1500 out of their comparatively small number were in prison. Evidently, then, the distinctive ethics of a creed, restrain but little its official administrators when their authority is called in question.

Not only in such cases, however, are we shown that the chief concern of a sacerdotal system is to maintain formal subordination to a deity, as well as to itself as his agency, and that the ordering of life according to the precepts of the [III-148] professed religion is quite a secondary matter; but we are shown that such a right ordering of life is little insisted on even where insistence does not conflict with ecclesiastical supremacy. Through all these centuries Christian priests have so little emphasized the virtue of forgiveness, that alike in wars and in duels, revenge has continued to be thought an imperative duty. The clergy were not the men who urged the abolition of slavery, nor the men who condemned regulations which raised the price of bread to maintain rents. Ministers of religion do not as a body denounce the unjust aggressions we continually commit on weak societies; nor do they make their voices loudly heard in reprobating such atrocities as those of the labour-traffic in the Pacific, recently disclosed by a Royal Commission (see Times, June 18th, 1885). Even where they are solely in charge, we see not a higher, but rather a lower, standard of justice and mercy than in the community at large. Under clerical management, public schools have in past times been the scenes of atrocities not tolerated in the world outside of them; and if we ask for a recent instance of juvenile savagery, we find it at King’s College School, where the death of a small boy was caused by the unprovoked blows given in sheer brutality by cowardly bigger boys: King’s College being an institution established by churchmen, and clerically governed, in opposition to University College, which is non-clerical in its government and secular in its teaching.

§ 651. Contemplating Ecclesiastical Institutions at large, apart from the particular cults associated with them, we have, then, to recognize the fact that their presence in all societies which have made considerable progress, and their immense predominance in those early societies which reached relatively high stages of civilization, verify inductively the deductive conclusion, that they have been indispensable components of social structures from the beginning down to the present time: groups in which they did not arise having failed to develop.

[III-149]

As furnishing a principle of cohesion by maintaining a common propitiation of a deceased ruler’s spirit, and by implication checking the tendencies to internal warfare, priesthoods have furthered social growth and development. They have simultaneously done this in sundry other ways: by fostering that spirit of conservatism which maintains continuity in social arrangements; by forming a supplementary regulative system which co-operates with the political one; by insisting on obedience, primarily to gods and secondarily to kings; by countenancing the coercion under which has been cultivated the power of application; and by strengthening the habit of self-restraint.

Whether the modifications of nature produced by this discipline, common to all creeds, are accompanied by modifications of higher kinds, depends partly on the traditional accounts of the gods worshipped, and partly on the social conditions. Religious obedience is the primary duty; and this, in early stages, often furthers increase of ferocity. With the change from a more militant to a more industrial state, comes a reformed ethical creed, which increases or decreases in its influence according as the social activities continue peaceful or again become warlike. Little as such reformed ethical creed (presently accepted as of divine origin) operates during periods when war fosters sentiments of enmity instead of sentiments of amity, advantage is gained by having it in reserve for enunciation whenever conditions favour.

But clerical enunciation of it habitually continues subject to the apparent needs of the time. To the last as at first, subordination, religious and civil, is uniformly insisted on—“fear God, honour the king;” and providing subordination is manifested with sufficient emphasis, moral shortcomings may be forgiven.

 


 

[III-150]

CHAPTER XV.

ECCLESIASTICAL RETROSPECT AND PROSPECT.

§ 652. Among social phenomena, those presented by Ecclesiastical Institutions illustrate very clearly the general law of evolution.

Subjection to the family-head during his life, continues to be shown after his death by offering to his double the things he liked, and doing the things he wished; and when the family multiplies into a tribe, presents to the chief, accompanied by compliments and petitions, are continued after his death in the shape of oblations, praises, and prayers to his ghost. That is to say, domestic, civil, and religious subordination have a common root; and are at first carried on in like ways by the same agencies.

Differentiation early begins, however. First some contrast arises between the private cult proper to each family, and the public cult proper to the chief’s family; and the chief, as propitiator of his dead ancestor on behalf of the tribe, as well as on his own behalf, unites the functions of civil head and spiritual head. Development of the tribe, bringing increased political and military functions, obliges the chief more and more to depute, usually to a relative, his priestly function; and thus, in course of time, this acquires a separate agency.

From integration of societies effected by conquest, there results the coexistence of different cults in different parts of [III-151] the same society; and there arise also deputed priests, carrying on the more important of these cults in the different localities. Hence polytheistic priesthoods; which are made heterogeneous by the greater increase of some than of others. And eventually, in some cases, one so immensely enlarges that it almost or quite excludes the rest.

While, with the union of simple societies into compound ones, and of these again into doubly compound ones, there go on the growths of priesthoods, each priesthood, differentiating from others, also differentiates within itself. It develops into an organized whole subordinate to an arch priest, and formed of members graduated in their ranks and specialized in their functions.

At the same time that an ecclesiastical hierarchy is becoming within itself more closely integrated and clearly differentiated, it is slowly losing that community of structure and function which it originally had with other parts of the body politic. For a long time after he is distinguishable as such, the priest takes an active part, direct or indirect, in war; but where social development becomes high, what military character he had is almost or quite lost. Similarly with his civil functions. Though during early stages he exercises power as ruler, minister, counsellor, judge, he loses this power by degrees; until at length there are but traces of it left.

This development of Ecclesiastical Institutions, which, while it makes the society at large more definitely heterogeneous, shows us increase of heterogeneity within the ecclesiastical organization itself, is further complicated by successive additions of sects. These, severally growing and organizing themselves, make more multiform the agencies for carrying on religious ministrations and exercising religious control.

Of course the perpetual conflicts among societies, ending now in unions and now in dislocations, here breaking up old institutions and there superposing new ones, has made the progress of Ecclesiastical Institutions irregular. But amid [III-152] all the perturbations, a course essentially of the kind above indicated may be traced.

§ 653. With structural differentiations must here be joined a functional differentiation of deep significance. Two sacerdotal duties which were at first parts of the same, have been slowly separating; and the one which was originally unobtrusive but is now conspicuous, has become in large measure independent. The original duty is the carrying on of worship; the derived duty is the insistence on rules of conduct.

Beginning as the entire series of phenomena does with propitiation of the dead parent or dead chief, and dependent as the propitiatory acts are on the desires of the ghost, which are supposed to be like those of the man when alive; worship in its primitive form, aiming to obtain the goodwill of beings in many cases atrocious, is often characterized by atrocious observances. Originally, there is no moral element in it; and hence the fact that extreme attention to religious rites characterizes the lower types, rather than the higher types, of men and of societies. Renouf remarks that “the Egyptians were among the most religious of the ancient nations. Religion in some form or other was dominant in every relation of their lives;” or, as M. Maury has it, “l’Égyptien ne vivait en réalité que pour pratiquer son culte.” This last statement reminds us of the ancient Peruvians. So onerous were their sacrifices to ancestors, and deities derived from ancestors, that it might truly be said of them that the living were the slaves of the dead. So, too, of the sanguinary Mexicans, whose civilization was, in a measure, founded on cannibalism, it is remarked that “of all nations which God has created, these people are the strictest observers of their religion.” Associated with their early stages and arrested stages, we find the same trait in Aryan peoples.

“The Vedas represent the ancient Indo-Aryans to have been eminently religious in all their actions. According to them, every act of [III-153] life had to be accompanied by one or more mantras, and no one could rise from his bed, or wash his face, or brush his teeth, or drink a glass of water, without going through a regular system of purifications, salutations and prayers.”

Similarly with the Romans. “Religion everywhere met the public life of the Roman by its festivals, and laid an equal yoke on his private life by its requisition of sacrifices, prayers, and auguries.” And speaking of the existing Hindu, the Rev. M. A. Sherring says—

“He is a religious being of wonderful earnestness and persistency. His love of worship is a passion, is a frenzy, is a consuming fire. It absorbs his thoughts; it influences and sways his mind on every subject.”

Everywhere we find kindred connexions; be it in the ancient Thracian who with great cruelty of character joined “ecstatic and maddening religious rites,” or in the existing Mahometan with his repeated daily prayers and ablutions. Even if we compare modern Europeans with Europeans in mediæval times, when fasts were habitual and penances common, when anchorites were numerous and self-torturings frequent, when men made pilgrimages, built shrines, and counted their numerous prayers by beads, we see that with social progress has gone a marked diminution of religious observances. Evidence furnished by many peoples and times thus shows us that the propitiatory element, which is the primary element, diminishes with the advance of civilization, and becomes qualified by the growing ethical element.

This ethical element, like all other elements in the religion, is propitiatory in origin and nature. It begins with fulfilment of the wishes or commands of the dead parent, or departed chief, or traditional god. There is at first included in the ethical element no other duty than that of obedience. Display of subordination is in this, as in all other religious acts, the primary thing; and the natures of the particular commands obeyed the secondary things: their obligations being regarded not as intrinsic, but as extrinsically derived from their alleged origin. But slowly, experience establishes ethical conceptions, round which there [III-154] gather private sentiments and public opinions, giving them some independent authority. More especially when a society becomes less occupied in warlike activities, and more occupied in quietly carrying on production and distribution, do there grow clear in the general consciousness those rules of conduct which must be observed to make industrial co-operation harmonious.

For these there is eventually obtained a supernatural authority through some alleged communication of them to an inspired man; and for long periods, conformity to them is insisted on for the reason that they are God’s commands. The emphasizing of moral precepts which are said to be thus derived, comes, however, to occupy a larger space in religious services. With offerings, praises, and prayers, forming the directly propitiatory part, come to be joined homilies and sermons, forming the indirectly propitiatory part: largely composed of ethical injunctions and exhortations. And the modified human nature produced by prolonged social discipline, evolves at length the conception of an independent ethics—an ethics so far independent that it comes to have a foundation of its own, apart from the previously-alleged theological foundation. Nay, more than this happens. The authority of the ethical consciousness becomes so high that theological dogmas are submitted to its judgments, and in many cases rejected because of its disapproval. Among the Greeks, Socrates exemplified the way in which a developed moral sentiment led to a denial of the accepted beliefs concerning the gods and their deeds; and in our own days we often see current religious doctrines brought to the bar of conscience, and condemned as untrue because they ascribe to a deity who claims worship, certain characters which are the reverse of worshipful. Moreover, while we see this—while we see, too, that in daily life, criticisms passed on conduct approve or condemn it as intrinsically good or bad, irrespective of alleged commands; we also see that modern preaching tends more and more to assume an ethical character. Dogmatic theology, with its promises of [III-155] rewards and threats of damnation, bears a diminishing ratio to the insistences on justice, honesty, kindness, sincerity, etc.

§ 654. Assuming, as we must, that evolution will continue along the same general lines, let us now, after this retrospect, ask—What is the prospect? Though Ecclesiastical Institutions hold less important places in higher societies than in lower societies, we must not infer that they will hereafter wholly disappear. If in times to come there remain functions to be fulfilled in any way analogous to their present functions, we must conclude that they will survive under some form or other. The first question is—Under what form?

That separation of Ecclesiastical Institutions from Political Institutions, foreshadowed in simple societies when the civil ruler begins to depute occasionally his priestly function, and which, in many ways with many modifications according to their types, societies have increasingly displayed as they have developed, may be expected to become complete. Now-a-days, indeed, apart from any such reasons as are above assigned, the completing of it, already effected in some cases, is recognized as but a question of time in other cases. All which it concerns us here to observe is that separation is the ending of a process of evolution, partially carried out in societies of the more militant type, characterized by the predominance of structures which maintain subordination, and carried out in greater degrees in societies that have become more industrial in their type, and less coercive in their regulative appliances.

The same emotional and intellectual modifications which, while causing the diminished power of State-churches, has caused the multiplication of churches independent of the State, may be expected to continue hereafter doing the like. We may look for increased numbers of religious bodies having their respective differences of belief and practice. Though along with intellectual advance there may probably go, in the majority of sects thus arising, approximation to a [III-156] unity of creed in essentials; yet analogy suggests that shades of difference, instead of disappearing, will become more numerous. Divergences of opinion like those which, within our generation, have been taking place in the established church, may be expected to arise in all existing religious bodies, and in others hereafter formed.

Simultaneously there will probably continue, in the same direction as heretofore, changes in church government. That fostering of individuality which accompanies development of the industrial type of society, must cause increase of local independence in all religious organizations. And along with the acquirement of complete autonomy by each religious body, there is likely to be a complete loss of the sacerdotal character by any one who plays the part of minister. That relinquishment of priestly authority which has already gone far among Dissenters, will become entire.

These conclusions, however, proceed on the assumption that development of the industrial type will advance as it has advanced during recent times; and it is quite possible, or even probable, that this condition will not be fulfilled during an epoch on which we are entering. The recrudescence of militancy, if it goes on as it has been lately going on, will bring back ideas, sentiments, and institutions appropriate to it; involving reversal of the changes above described. Or if, instead of further progress under that system of voluntary co-operation which constitutes Industrialism properly so called, there should be carried far the system of production and distribution under State-control, constituting a new form of compulsory co-operation, and ending in a new type of coercive government, the changes above indicated, determined as they are by individuality of character, will probably be arrested and opposite changes initiated.

§ 655. Leaving structures and turning to functions, it remains to ask—What are likely to be the surviving functions, supposing the evolution which has thus far gone on is [III-157] not reversed? Each of the two functions above described, may be expected to continue under a changed form.

Though with the transition from dogmatic theism to agnosticism, all observances implying the thought of propitiation may be expected to lapse; yet it does not follow that there will lapse all observances tending to keep alive a consciousness of the relation in which we stand to the Unknown Cause, and tending to give expression to the sentiment accompanying that consciousness. There will remain a need for qualifying that too prosaic and material form of life which tends to result from absorption in daily work, and there will ever be a sphere for those who are able to impress their hearers with a due sense of the Mystery in which the origin and meaning of the Universe are shrouded. It may be anticipated, too, that musical expression to the sentiment accompanying this sense will not only survive but undergo further development. Already protestant cathedral music, more impersonal than any other, serves not unfitly to express feelings suggested by the thought of a transitory life, alike of the individual and of the race—a life which is but an infinitesimal product of a Power without any bounds we can find or imagine; and hereafter such music may still better express these feelings.

At the same time, that insistence on duty which has formed an increasing element in religious ministration, may be expected to assume a marked predominance and a wider range. The conduct of life, parts of which are already the subject-matters of sermons, may hereafter probably be taken as subject-matter throughout its entire range. The ideas of right and wrong, now regarded as applying only to actions of certain kinds, will be regarded as having applications coextensive with actions of every kind. All matters concerning individual and social welfare will come to be dealt with; and a chief function of one who stands in the place of a minister, will be not so much that of emphasizing precepts already accepted, as that of developing men’s judgments and sentiments in relation to those more difficult [III-158] questions of conduct arising from the ever-increasing complexity of social life.

In brief, we may say that as there must ever continue our relations to the unseen and our relations to one another, it appears not improbable that there will survive certain representatives of those who in the past were occupied with observances and teachings concerning these two relations; however unlike their sacerdotal prototypes such representatives may become.

 


 

[III-159]

CHAPTER XVI. [*]

RELIGIOUS RETROSPECT AND PROSPECT.

§ 656. As, before describing the origin and development of Ecclesiastical Institutions, it was needful to describe the origin and development of Religion; so the probable future of Ecclesiastical Institutions could not be forecast without indicating the probable future of Religion. Unavoidably therefore, the close of the last chapter has partially forestalled the contents of this. Here, after briefly recapitulating the leading traits of religious evolution, I propose to give reasons for the conclusions just indicated respecting the ultimate form of religion.

Unlike the ordinary consciousness, the religious consciousness is concerned with that which lies beyond the sphere of sense. A brute thinks only of things which can be touched, seen, heard, tasted, etc.; and the like is true of the young child, the untaught deaf-mute, and the lowest savage. But the developing man has thoughts about existences which he regards as usually intangible, inaudible, invisible; and yet which he regards as operative upon him. What suggests this notion of agencies transcending perception? How do these ideas concerning the supernatural evolve out of ideas concerning the natural? The transition cannot be sudden; and [III-160] an account of the genesis of religion must begin by describing the steps through which the transition takes place.

The ghost-theory exhibits these steps quite clearly. We are shown by it that the mental differentiation of invisible and intangible beings from visible and tangible beings progresses slowly and unobtrusively. In the fact that the other-self, supposed to wander in dreams, is believed to have actually done and seen whatever was dreamed—in the fact that the other-self when going away at death, but expected presently to return, is conceived as a double equally material with the original; we see that the supernatural agent in its primitive form, diverges very little from the natural agent—is simply the original man with some added powers of going about secretly and doing good or evil. And the fact that when the double of the dead man ceases to be dreamed about by those who knew him, his non-appearance in dreams is held to imply that he is finally dead, shows that these earliest supernatural agents are conceived as having but temporary existences: the first tendencies to a permanent consciousness of the supernatural, prove abortive.

In many cases no higher degree of differentiation is reached. The ghost-population, recruited by deaths on the one side but on the other side losing its members as they cease to be recollected and dreamed about, does not increase; and no individuals included in it come to be recognized through successive generations as established supernatural powers. Thus the Unkulunkulu, or old-old one, of the Zulus, the father of the race, is regarded as finally or completely dead; and there is propitiation only of ghosts of more recent date. But where circumstances favour the continuance of sacrifices at graves, witnessed by members of each new generation who are told about the dead and transmit the tradition, there eventually arises the conception of a permanently-existing ghost or spirit. A more marked contrast in thought between supernatural beings and natural beings is thus established. There simultaneously results an increase in the number of these supposed supernatural [III-161] beings, since the aggregate of them is now continually added to; and there is a strengthening tendency to think of them as everywhere around, and as causing all unusual occurrences.

Differences among the ascribed powers of ghosts soon arise. They naturally follow from observed differences among the powers of living individuals. Hence it results that while the propitiations of ordinary ghosts are made only by their descendants, it comes occasionally to be thought prudent to propitiate also the ghosts of the more dreaded individuals, even though they have no claims of blood. Quite early there thus begin those grades of supernatural beings which eventually become so strongly marked.

Habitual wars, which more than all other causes initiate these first differentiations, go on to initiate further and more decided ones. For with those compoundings of small societies into greater ones, and re-compounding of these into still greater, which war effects, there, of course, with the multiplying gradations of power among living men, arises the idea of multiplying gradations of power among their ghosts. Thus in course of time are formed the conceptions of the great ghosts or gods, the more numerous secondary ghosts or demi-gods, and so on downwards—a pantheon: there being still, however, no essential distinction of kind; as we see in the calling of ordinary ghosts manes-gods by the Romans and elohim by the Hebrews. Moreover, repeating as the other life in the other world does, the life in this world, in its needs, occupations, and social organization, there arises not only a differentiation of grades among supernatural beings in respect of their powers, but also in respect of their characters and kinds of activity. There come to be local gods, and gods reigning over this or that order of phenomena; there come to be good and evil spirits of various qualities; and where there has been by conquest a posing of one society upon another, each having its own system of ghost-derived beliefs, there results an involved combination of such beliefs, constituting a mythology.

[III-162]

Of course primitive ghosts being doubles like their originals in all things; and gods (when not the living members of a conquering race) being doubles of the more powerful men; it results that they are primarily conceived as no less human than other ghosts in their physical characters, their passions, and their intelligences. Like the doubles of the ordinary dead, they are supposed to consume the flesh, blood, bread, wine, given to them; at first literally, and later in a more spiritual way by consuming the essences of them. They not only appear as visible and tangible persons, but they enter into conflicts with men, are wounded, suffer pain: the sole distinction being that they have miraculous powers of healing and consequent immortality. Here, indeed, there needs a qualification; for not only do various peoples hold that gods die a first death (as naturally happens where they are members of a conquering race, called gods because of their superiority), but, as in the case of Pan, it is supposed, even among the cultured, that there is a second and final death of a god, like that second and final death of a man supposed among existing savages. With advancing civilization the divergence of the supernatural being from the natural being becomes more decided. There is nothing to check the gradual de-materialization of the ghost and of the god; and this de-materialization is insensibly furthered in the effort to reach consistent ideas of supernatural action: the god ceases to be tangible, and later he ceases to be visible or audible. Along with this differentiation of physical attributes from those of humanity, there goes on more slowly a differentiation of mental attributes. The god of the savage, represented as having intelligence scarcely if at all greater than that of the living man, is deluded with ease. Even the gods of the semi-civilized are deceived, make mistakes, repent of their plans; and only in course of time does there arise the conception of unlimited vision and universal knowledge. The emotional nature simultaneously undergoes a parallel transformation. The grosser passions, originally conspicuous and carefully [III-163] ministered to by devotees, gradually fade, leaving only the passions less related to corporeal satisfactions; and eventually these, too, become partially de-humanized.

Ascribed characters of deities are continually adapted and re-adapted to the needs of the social state. During the militant phase of activity, the chief god is conceived as holding insubordination the greatest crime, as implacable in anger, as merciless in punishment; and any alleged attributes of milder kinds occupy but small space in the social consciousness. But where militancy declines and the harsh despotic form of government appropriate to it is gradually qualified by the form appropriate to industrialism, the foreground of the religious consciousness is increasingly filled with those ascribed traits of the divine nature which are congruous with the ethics of peace: divine love, divine forgiveness, divine mercy, are now the characteristics enlarged upon.

To perceive clearly the effects of mental progress and changing social life, thus stated in the abstract, we must glance at them in the concrete. If, without foregone conclusions, we contemplate the traditions, records, and monuments, of the Egyptians, we see that out of their primitive ideas of gods, brute or human, there were evolved spiritualized ideas of gods, and finally of a god; until the priesthoods of later times, repudiating the earlier ideas, described them as corruptions: being swayed by the universal tendency to regard the first state as the highest—a tendency traceable down to the theories of existing theologians and mythologists. Again, if, putting aside speculations, and not asking what historical value the Iliad may have, we take it simply as indicating the early Greek notion of Zeus, and compare this with the notion contained in the Platonic dialogues; we see that Greek civilization had greatly modified (in the better minds, at least) the purely anthropomorphic conception of him: the lower human attributes being dropped and the higher ones transfigured. Similarly, if we contrast the Hebrew God described in early traditions, man-like in [III-164] appearance, appetites, and emotions, with the Hebrew God as characterized by the prophets, there is shown a widening range of power along with a nature increasingly remote from that of man. And on passing to the conceptions of him which are now entertained, we are made aware of an extreme transfiguration. By a convenient obliviousness, a deity who in early times is represented as hardening men’s hearts so that they may commit punishable acts, and as employing a lying spirit to deceive them, comes to be mostly thought of as an embodiment of virtues transcending the highest we can imagine.

Thus, recognizing the fact that in the primitive human mind there exists neither religious idea nor religious sentiment, we find that in the course of social evolution and the evolution of intelligence accompanying it, there are generated both the ideas and sentiments which we distinguish as religious; and that through a process of causation clearly traceable, they traverse those stages which have brought them, among civilized races, to their present forms.

§ 657. And now what may we infer will be the evolution of religious ideas and sentiments throughout the future? On the one hand, it is irrational to suppose that the changes which have brought the religious consciousness to its present form will suddenly cease. On the other hand, it is irrational to suppose that the religious consciousness, naturally generated as we have seen, will disappear and leave an unfilled gap. Manifestly it must undergo further changes; and however much changed it must continue to exist. What, then, are the transformations to be expected? If we reduce the process above delineated to its lowest terms, we shall see our way to an answer.

As pointed out in First Principles, § 96, Evolution is throughout its course habitually modified by that Dissolution which eventually undoes it: the changes which become manifest being usually but the differential results of opposing tendencies towards integration and disintegration. [III-165] Rightly to understand the genesis and decay of religious systems, and the probable future of those now existing, we must take this truth into account. During those earlier changes by which there is created a hierarchy of gods, demi-gods, manes-gods, and spirits of various kinds and ranks, Evolution goes on with but little qualification. The consolidated mythology produced, while growing in the mass of supernatural beings composing it, assumes increased heterogeneity along with increased definiteness in the arrangement of its parts and the attributes of its members. But the antagonist Dissolution eventually gains predominance. The spreading recognition of natural causation conflicts with this mythological evolution; and insensibly weakens those of its beliefs which are most at variance with advancing knowledge. Demons and the secondary divinities presiding over divisions of Nature, become less thought of as the phenomena ascribed to them are more commonly observed to follow a constant order; and hence these minor components of the mythology slowly dissolve away. At the same time, with growing supremacy of the great god heading the hierarchy, there goes increasing ascription to him of actions which were before distributed among numerous supernatural beings: there is integration of power. While in proportion as there arises the consequent conception of an omnipotent and omnipresent deity, there is a gradual fading of his alleged human attributes: dissolution begins to affect the supreme personality in respect of ascribed form and nature.

Already, as we have seen, this process has in the more advanced societies, and especially among their higher members, gone to the extent of merging all minor supernatural powers in one supernatural power; and already this one supernatural power has, by what Mr. Fiske aptly calls deanthropomorphization, lost the grosser attributes of humanity. If things hereafter are to follow the same general course as heretofore, we must infer that this dropping of human attributes will continue. Let us ask what positive changes are hence to be expected.

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Two factors must unite in producing them. There is the development of those higher sentiments which no longer tolerate the ascription of inferior sentiments to a divinity; and there is the intellectual development which causes dissatisfaction with the crude interpretations previously accepted. Of course in pointing out the effects of these factors, I must name some which are familiar; but it is needful to glance at them along with others.

§ 658. The cruelty of a Fijian god who, represented as devouring the souls of the dead, may be supposed to inflict torture during the process, is small compared with the cruelty of a god who condemns men to tortures which are eternal; and the ascription of this cruelty, though habitual in ecclesiastical formulas, occasionally occurring in sermons, and still sometimes pictorially illustrated, is becoming so intolerable to the better-natured, that while some theologians distinctly deny it, others quietly drop it out of their teachings. Clearly, this change cannot cease until the beliefs in hell and damnation disappear. [*] Disappearance of them will be aided by an increasing repugnance to injustice. The visiting on Adam’s descendants through hundreds of generations, dreadful penalties for a small transgression which they did not commit; the damning of all men who do not avail themselves of an alleged mode of obtaining forgiveness, which most men have never heard of; and the effecting a reconciliation by sacrificing a son who was perfectly innocent, to satisfy the assumed necessity for a propitiatory victim; are modes of action which, ascribed to a human ruler, would call forth expressions of abhorrence; and the ascription of them to the Ultimate Cause of things, even now felt to be full of difficulties, must become impossible. So, too, must die out the belief that a Power present in innumerable worlds throughout infinite space, [III-167] and who during millions of years of the Earth’s earlier existence needed no honouring by its inhabitants, should be seized with a craving for praise; and having created mankind, should be angry with them if they do not perpetually tell him how great he is. As fast as men escape from that glamour of early impressions which prevents them from thinking, they will refuse to imply a trait of character which is the reverse of worshipful.

Similarly with the logical incongruities more and more conspicuous to growing intelligence. Passing over the familiar difficulties that sundry of the implied divine traits are in contradiction with the divine attributes otherwise ascribed—that a god who repents of what he has done must be lacking either in power or in foresight; that his anger presupposes an occurrence which has been contrary to intention, and so indicates defect of means; we come to the deeper difficulty that such emotions, in common with all emotions, can exist only in a consciousness which is limited. Every emotion has its antecedent ideas, and antecedent ideas are habitually supposed to occur in God: he is represented as seeing and hearing this or the other, and as being emotionally affected thereby. That is to say, the conception of a divinity possessing these traits of character, necessarily continues anthropomorphic; not only in the sense that the emotions ascribed are like those of human beings, but also in the sense that they form parts of a consciousness which, like the human consciousness, is formed of successive states. And such a conception of the divine consciousness is irreconcilable both with the unchangeableness otherwise alleged, and with the omniscience otherwise alleged. For a consciousness constituted of ideas and feelings caused by objects and occurrences, cannot be simultaneously occupied with all objects and all occurrences throughout the universe. To believe in a divine consciousness, men must refrain from thinking what is meant by consciousness—must stop short with verbal propositions; and propositions which they are debarred from rendering into thoughts will more and more [III-168] fail to satisfy them. Of course like difficulties present themselves when the will of God is spoken of. So long as we refrain from giving a definite meaning to the word will, we may say that it is possessed by the Cause of All Things, as readily as we may say that love of approbation is possessed by a circle; but when from the words we pass to the thoughts they stand for, we find that we can no more unite in consciousness the terms of the one proposition than we can those of the other. Whoever conceives any other will than his own, must do so in terms of his own will, which is the sole will directly known to him: all other wills being only inferred. But will, as each is conscious of it, presupposes a motive—a prompting desire of some kind. Absolute indifference excludes the conception of will. Moreover will, as implying a prompting desire, connotes some end contemplated as one to be achieved, and ceases with the achievement of it: some other will, referring to some other end, taking its place. That is to say, will, like emotion, necessarily supposes a series of states of consciousness. The conception of a divine will, derived from that of the human will, involves like it, localization in space and time. The willing of each end, excludes from consciousness for an interval the willing of other ends; and therefore is inconsistent with that omnipresent activity which simultaneously works out an infinity of ends. It is the same with the ascription of intelligence. Not to dwell on the seriality and limitation implied as before, we may note that intelligence, as alone conceivable by us, presupposes existences independent of it and objective to it. It is carried on in terms of changes primarily wrought by alien activities—the impressions generated by things beyond consciousness, and the ideas derived from such impressions. To speak of an intelligence which exists in the absence of all such alien activities, is to use a meaningless word. If to the corollary that the First Cause, considered as intelligent, must be continually affected by independent objective activities, it is replied that these have become such by act of creation, and [III-169] were previously included in the First Cause; then the reply is that in such case the First Cause could, before this creation, have had nothing to generate in it such changes as those constituting what we call intelligence, and must therefore have been unintelligent at the time when intelligence was most called for. Hence it is clear that the intelligence ascribed, answers in no respect to that which we know by the name. It is intelligence out of which all the characters constituting it have vanished.

These and other difficulties, some of which are often discussed but never disposed of, must force men hereafter to drop the higher anthropomorphic characters given to the First Cause, as they have long since dropped the lower. The conception which has been enlarging from the beginning must go on enlarging, until, by disappearance of its limits, it becomes a consciousness which transcends the forms of distinct thought, though it for ever remains a consciousness.

§ 659. “But how can such a final consciousness of the Unknowable, thus tacitly alleged to be true, be reached by successive modifications of a conception which was utterly untrue? The ghost-theory of the savage is baseless. The material double of a dead man in which he believes, never had any existence. And if by gradual de-materialization of this double was produced the conception of the supernatural agent in general—if the conception of a deity, formed by the dropping of some human attributes and transfiguration of others, resulted from continuance of this process; is not the developed and purified conception reached by pushing the process to its limit, a fiction also? Surely if the primitive belief was absolutely false, all derived beliefs must be absolutely false.”

This objection looks fatal; and it would be fatal were its premiss valid. Unexpected as it will be to most readers, the answer here to be made is that at the outset a germ of truth was contained in the primitive conception—the truth, namely, [III-170] that the power which manifests itself in consciousness is but a differently-conditioned form of the power which manifests itself beyond consciousness.

Every voluntary act yields to the primitive man, proof of a source of energy within him. Not that he thinks about his internal experiences; but in these experiences this notion lies latent. When producing motion in his limbs, and through them motion in other things, he is aware of the accompanying feeling of effort. And this sense of effort which is the perceived antecedent of changes produced by him, becomes the conceived antecedent of changes not produced by him—furnishes him with a term of thought by which to represent the genesis of these objective changes. At first this idea of muscular forces as anteceding unusual events around him, carries with it the whole assemblage of associated ideas. He thinks of the implied efforts as efforts exercised by beings like himself. In course of time these doubles of the dead, supposed to be workers of all but the most familiar changes, are modified in conception. Besides becoming less grossly material, some of them are developed into larger personalities presiding over classes of phenomena which, being comparatively regular in their order, suggest a belief in beings who, while far more powerful than men, are less variable in their modes of action. So that the idea of force as exercised by such beings, comes to be less associated with the idea of a human ghost. Further advances, by which minor supernatural agents are merged in one general agent, and by which the personality of this general agent is rendered vague while becoming widely extended, tend still further to dissociate the notion of objective force from the force known as such in consciousness; and the dissociation reaches its extreme in the thoughts of the man of science, who interprets in terms of force not only the visible changes of sensible bodies, but all physical changes whatever, even up to the undulations of the ethereal medium. Nevertheless, this force (be it force under that statical form by which matter resists, or under that dynamical form distinguished [III-171] as energy) is to the last thought of in terms of that internal energy which he is conscious of as muscular effort. He is compelled to symbolize objective force in terms of subjective force from lack of any other symbol.

See now the implications. That internal energy which in the experiences of the primitive man was always the immediate antecedent of changes wrought by him—that energy which, when interpreting external changes, he thought of along with those attributes of a human personality connected with it in himself; is the same energy which, freed from anthropomorphic accompaniments, is now figured as the cause of all external phenomena. The last stage reached is recognition of the truth that force as it exists beyond consciousness, cannot be like what we know as force within consciousness; and that yet, as either is capable of generating the other, they must be different modes of the same. Consequently, the final outcome of that speculation commenced by the primitive man, is that the Power manifested throughout the Universe distinguished as material, is the same Power which in ourselves wells up under the form of consciousness.

It is untrue, then, that the foregoing argument proposes to evolve a true belief from a belief which was wholly false. Contrariwise, the ultimate form of the religious consciousness, is the final development of a consciousness which at the outset contained a germ of truth obscured by multitudinous errors.

§ 660. Those who think that science is dissipating religious beliefs and sentiments, seem unaware that whatever of mystery is taken from the old interpretation is added to the new. Or rather, we may say that transference from the one to the other is accompanied by increase; since, for an explanation which has a seeming feasibility, science substitutes an explanation which, carrying us back only a certain distance, there leaves us in presence of the avowedly inexplicable.

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Under one of its aspects scientific progress is a gradual transfiguration of Nature. Where ordinary perception saw perfect simplicity it reveals great complexity; where there seemed absolute inertness it discloses intense activity; and in what appears mere vacancy it finds a marvellous play of forces. Each generation of physicists discovers in so-called “brute matter,” powers which but a few years before, the most instructed physicists would have thought incredible; as instance the ability of a mere iron plate to take up the complicated aerial vibrations produced by articulate speech, which, translated into multitudinous and varied electric pulses, are re-translated a thousand miles off by another iron plate and again heard as articulate speech. When the explorer of Nature sees that quiescent as they appear, surrounding solid bodies are thus sensitive to forces which are infinitesimal in their amounts—when the spectroscope proves to him that molecules on the Earth pulsate in harmony with molecules in the stars—when there is forced on him the inference that every point in space thrills with an infinity of vibrations passing through it in all directions; the conception to which he tends is much less that of a Universe of dead matter than that of a Universe everywhere alive: alive if not in the restricted sense, still in a general sense.

This transfiguration which the inquiries of physicists continually increase, is aided by that other transfiguration resulting from metaphysical inquiries. Subjective analysis compels us to admit that our scientific interpretations of the phenomena which objects present, are expressed in terms of our own variously-combined sensations and ideas—are expressed, that is, in elements belonging to consciousness, which are but symbols of the something beyond consciousness. Though analysis afterwards reinstates our primitive beliefs, to the extent of showing that behind every group of phenomenal manifestations there is always a nexus, which is the reality that remains fixed amid appearances which are variable; yet we are shown that this nexus of reality is for [III-173] ever inaccessible to consciousness. And when, once more, we remember that the activities constituting consciousness, being rigorously bounded, cannot bring in among themselves the activities beyond the bounds, which therefore seem unconscious, though production of either by the other seems to imply that they are of the same essential nature; this necessity we are under to think of the external energy in terms of the internal energy, gives rather a spiritualistic than a materialistic aspect to the Universe: further thought, however, obliging us to recognize the truth that a conception given in phenomenal manifestations of this ultimate energy can in no wise show us what it is.

While the beliefs to which analytic science thus leads, are such as do not destroy the object-matter of religion, but simply transfigure it, science under its concrete forms enlarges the sphere for religious sentiment. From the very beginning the progress of knowledge has been accompanied by an increasing capacity for wonder. Among savages, the lowest are the least surprised when shown remarkable products of civilized art: astonishing the traveller by their indifference. And so little of the marvellous do they perceive in the grandest phenomena of Nature, that any inquiries concerning them they regard as childish trifling. This contrast in mental attitude between the lowest human beings and the higher human beings around us, is paralleled by contrasts among the grades of these higher human beings themselves. It is not the rustic, nor the artizan, nor the trader, who sees something more than a mere matter of course in the hatching of a chick; but it is the biologist, who, pushing to the uttermost his analysis of vital phenomena, reaches his greatest perplexity when a speck of protoplasm under the microscope shows him life in its simplest form, and makes him feel that however he formulates its processes the actual play of forces remain unimaginable. Neither in the ordinary tourist nor in the deer-stalker climbing the mountains above him, does a highland glen rouse ideas beyond those of sport or of the picturesque; but it [III-174] may, and often does, in the geologist. He, observing that the glacier-rounded rock he sits on has lost by weathering but half an inch of its surface since a time far more remote than the beginnings of human civilization, and then trying to conceive the slow denudation which has cut out the whole valley, has thoughts of time and of power to which they are strangers—thoughts which, already utterly inadequate to their objects, he feels to be still more futile on noting the contorted beds of gneiss around, which tell him of a time, immeasurably more remote, when far beneath the Earth’s surface they were in a half-melted state, and again tell him of a time, immensely exceeding this in remoteness, when their components were sand and mud on the shores of an ancient sea. Nor is it in the primitive peoples who supposed that the heavens rested on the mountain tops, any more than in the modern inheritors of their cosmogony who repeat that “the heavens declare the glory of God,” that we find the largest conceptions of the Universe or the greatest amount of wonder excited by contemplation of it. Rather, it is in the astronomer, who sees in the Sun a mass so vast that even into one of his spots our Earth might be plunged without touching its edges; and who by every finer telescope is shown an increased multitude of such suns, many of them far larger.

Hereafter as heretofore, higher faculty and deeper insight will raise rather than lower this sentiment. At present the most powerful and most instructed mind has neither the knowledge nor the capacity required for symbolizing in thought the totality of things. Occupied with one or other division of Nature, the man of science usually does not know enough of the other divisions even rudely to conceive the extent and complexity of their phenomena; and supposing him to have adequate knowledge of each, yet he is unable to think of them as a whole. Wider and stronger intellect may hereafter help him to form a vague consciousness of them in their totality. We may say that just as an undeveloped musical faculty, able only to appreciate [III-175] a simple melody, cannot grasp the variously-entangled passages and harmonies of a symphony, which in the minds of composer and conductor are unified into involved musical effects awakening far greater feeling than is possible to the musically uncultured; so, by future more evolved intelligences, the course of things now apprehensible only in parts may be apprehensible all together, with an accompanying feeling as much beyond that of the present cultured man, as his feeling is beyond that of the savage.

And this feeling is not likely to be decreased but to be increased by that analysis of knowledge which, while forcing him to agnosticism, yet continually prompts him to imagine some solution of the Great Enigma which he knows cannot be solved. Especially must this be so when he remembers that the very notions, origin, cause and purpose, are relative notions belonging to human thought, which are probably irrelevant to the Ultimate Reality transcending human thought; and when, though suspecting that explanation is a word without meaning when applied to this Ultimate Reality, he yet feels compelled to think there must be an explanation.

But one truth must grow ever clearer—the truth that there is an Inscrutable Existence everywhere manifested, to which he can neither find nor conceive either beginning or end. Amid the mysteries which become the more mysterious the more they are thought about, there will remain the one absolute certainty, that he is ever in presence of an Infinite and Eternal Energy, from which all things proceed.

 


 

PART VII.

PROFESSIONAL INSTITUTIONS.

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CHAPTER I.

PROFESSIONS IN GENERAL.

§ 661. What character professional institutions have in common, by which they are as a group distinguished from the other groups of institutions contained in a society, it is not very easy to say. But we shall be helped to frame an approximately true conception by contemplating in their ultimate natures the functions of the respective groups.

The lives of a society and of its members are in one way or other subserved by all of them: maintenance of the life of a society, which is an insentient organism, being a proper proximate end only as a means to the ultimate end—maintenance of the lives of its members, which are sentient organisms. The primary function, considered either in order of time or in order of importance, is defence of the tribal or national life—the preservation of the society from destruction by enemies. For the better achievement of this end there presently comes some regulation of life. Restraints on individual action are needful for the efficient carrying on of war, which implies subordination to a leader or chief; and when successful leadership ends in permanent chieftainship, it brings, in course of further development, such regulation of life within the society as conduces to efficiency for war purposes. Better defence against enemies, thus furthered, is followed by defence of citizens against one another; and the rules of conduct, originally imposed by the successful chief, come, after his decease, to be reinforced by the injunctions ascribed to his ghost. So [III-180] that, with the control of the living king and his agents, there is gradually joined the control of the dead king and his agents. Simultaneously with the rise of agencies for the defence of life and the regulation of life, there grow up agencies for the sustentation of life. Though at first food, clothing, and shelter are obtained by each for himself, yet exchange, beginning with barter of commodities, gradually initiates a set of appliances which greatly facilitate the bodily maintenance of all. But now the defence of life, the regulation of life, and the sustentation of life, having been achieved, what further general function is there? There is the augmentation of life; and this function it is which the professions in general subserve. It is obvious that the medical man who removes pains, sets broken bones, cures diseases, and wards off premature death, increases the amount of life. Musical composers and performers, as well as professors of music and dancing, are agents who exalt the emotions and so increase life. The poet, epic, lyric or dramatic, along with the actor, severally in their respective ways yield pleasurable feelings and so increase life. The historian and the man of letters, to some extent by the guidance they furnish, but to a larger extent by the interest which their facts and fictions create, raise men’s mental states and so increase life. Though we cannot say of the lawyer that he does the like in a direct way, yet by aiding the citizen to resist aggressions he furthers his sustentation and thereby increases life. The multitudinous processes and appliances which the man of science makes possible, as well as the innumerable intellectual interests he arouses and the general illumination he yields, increase life. The teacher, alike by information given and by discipline enforced, enables his pupils more effectually to carry on this or that occupation and obtain better subsistence than they would else do, at the same time that he opens the doors to various special gratifications: in both ways increasing life. Once more, those who carry on the plastic arts—the painter, [III-181] the sculptor, the architect—excite by their products pleasurable perceptions and emotions of the æsthetic class, and thus increase life.

§ 662. In what way do the professions arise? From what pre-existing social tissue are they differentiated—to put the question in evolutionary language? Recognizing the general truth, variously illustrated in the preceding parts of this work, that all social structures result from specializations of a relatively homogeneous mass, our first inquiry must be—in which part of such mass do professional institutions originate. [*]

Stated in a definite form the reply is that traces of the professional agencies, or some of them, arise in the primitive politico-ecclesiastical agency; and that as fast as this becomes divided into the political and the ecclesiastical, the ecclesiastical more especially carries with it the germs of the professional, and eventually develops them. Remembering that in the earliest social groups there is temporary [III-182] chieftainship in time of war, and that where war is frequent the chieftainship becomes permanent—remembering that efficient co-operation in war requires subordination to him, and that when his chieftainship becomes established such subordination, though mainly limited to war-times, shows itself at other times and favours social co-operation—remembering that when, under his leadership, his tribe subjugates other tribes, he begins to be propitiated by them, while he is more and more admired and obeyed by his own tribe—remembering that in virtue of the universal ghost-theory the power he is supposed to exercise after death is even greater than the power he displayed during life; we understand how it happens that ministrations to him after death, like in kind to those received by him during life, are maintained and often increased. Among primitive peoples, life in the other world is conceived as identical in nature with life in this world. Hence, as the living chief was supplied with food and drink, oblations are taken to his burial-place and libations poured out. As animals were killed for him while he lived, animals are sacrificed on his grave when he is dead. If he has been a great king with a large retinue, the frequent slaughter of many beasts to maintain his court is paralleled by the hecatombs of cattle and sheep slain for the support of his ghost and the ghosts of his attendants. If he was a cannibal, human victims are furnished to him when dead as when alive; and their blood is poured on the grave-heap, or on the altar which represents the grave-heap. Having had servants in this world he is supposed to need servants in the other, and frequently they are killed at his funeral or sent after him. When the women of his harem are not immolated at his burial-place, as they sometimes are, it is usual to reserve virgins for him in his temple. Visits of homage made to his residence become, in after times, pilgrimages made to his tomb or temple; and presents at the throne re-appear as presents at the shrine. Prostrations, genuflexions and other obeisances are made in his [III-183] presence, along with various uncoverings; and worship in his temple has the like accompaniments. Laudations are uttered before him while he is alive, and the like or greater laudations when he is dead. Dancing, at first a spontaneous expression of joy in his presence, becomes a ceremonial observance, and continues to be a ceremonial observance on occasions of worshiping his ghost. And of course it is the same with the accompanying music: instrumental or vocal, it is performed both before the natural ruler and the supernatural ruler.

Obviously, then, if any of these actions and agencies, common to political loyalty and divine worship, have characters akin to certain professional actions and agencies, these last must be considered as having double roots in the politico-ecclesiastical agency. It is also obvious that if, along with increasing differentiation of these twin agencies, the ecclesiastical develops more imposingly and widely, partly because the supposed superhuman being to which it ministers continually increases in ascribed power, and partly because worship of him, instead of being limited to one place, spreads to many places, these professional actions and agencies will develop more especially in connexion with it.

§ 663. Sundry of these actions and agencies included in both political and religious ministrations are of the kind indicated. While among propitiations of the visible king and the invisible deified king, some of course will have for their end the sustentation of life, others are certain to be for the increase of life by its exaltation: yielding to the propitiated being emotional gratifications by praises, by songs, and by various aids to æsthetic pleasures. And naturally the agencies of which laudatory orations, hymnal poetry, dramatized triumphs, as well as sculptured and painted representations in dedicated buildings, are products, will develop in connexion chiefly with those who permanently minister to the apotheosized rulers—the priests.

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A further reason why the professions thus implied, and others not included among them, such as those of the lawyer and the teacher, have an ecclesiastical origin, is that the priest-class comes of necessity to be distinguished above other classes by knowledge and intellectual capacity. His cunning, skill, and acquaintance with the natures of things, give the primitive priest or medicine-man influence over his fellows; and these traits continue to be distinctive of him when, in later stages, his priestly character becomes distinct. His power as priest is augmented by those feats and products which exceed the ability of the people to achieve or understand; and he is therefore under a constant stimulus to acquire the superior culture and the mental powers needed for those activities which we class as professional.

Once more there is the often-recognized fact, that the priest-class, supplied by other classes with the means of living, becomes, by implication, a leisured class. Not called upon to work for subsistence, its members are able to devote time and energy to that intellectual labour and discipline which are required for professional occupations as distinguished from other occupations.

Carrying with us these general conceptions of the nature of professional institutions and of their origin, we are now prepared for recognizing the significance of those groups of facts which the historical development of the professions presents to us.

 


 

[III-185]

CHAPTER II.

PHYSICIAN AND SURGEON.

§ 664. Already, in Chapter II of the preceding part, have been given illustrations of the general truth that in rude tribes it is difficult to distinguish between the priest and the medicine-man. Their respective functions are commonly fulfilled by the same person. In addition to the instances there given, here are some others.

According to Humboldt, “the Caribbee marirris are at once priests, jugglers, and physicians.” Among the Tupis “the Payes, as they were called, were at once quacks, jugglers, and priests.” Passing from South America to North, we read that the “Carriers know little of medicinal herbs. Their priest or magician is also the doctor;” and, of the Dakotahs, Schoolcraft says—“The priest is both prophet and doctor.” In Asia we meet with a kindred connexion. In Southern India, the Kurumbas act as doctors to the Badagas, and it is said of them—“The Kurumbas also officiate as priests at their marriages and deaths.” So is it among peoples further north. “Native doctors swarm in Mongolia . . . They are mostly lamas. There are a few laymen who add medical practice to their other occupations, but the great majority of doctors are priests.” It is the same on the other great continent. Reade tells us that in Equatorial Africa the fetich-man is doctor, priest, and witch-finder; and concerning the Joloffs and Eggarahs, verifying statements are made by Mollien and by Allen and Thomson.

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This evidence, reinforcing evidence given in the preceding part, and reinforced by much more evidence given in the first volume of this work, shows that union of the two functions is a normal trait in early societies.

§ 665. The origin of this union lies in the fact before named (§ 132) that the primitive priest and the primitive medicine-man both deal with supposed supernatural beings; and the confusion arises in part from the conceived characters of these ghosts and gods, some of which are regarded as always malicious, and others of which, though usually friendly, are regarded as liable to be made angry and then to inflict evils.

The medicine-man, dealing with malicious spirits, to which diseases among other evils are ascribed by savages, subjects his patients partly to natural agencies, but chiefly to one or other method of exorcism. Says Keating of the Chippewas, “their mode of treatment depends more upon the adoption of proper spells than the prescription of suitable remedies.” Among the Nootka Sound people,—

“Natural pains and maladies are invariably ascribed to the absence or other irregular conduct of the soul, or to the influence of evil spirits, and all treatment is directed to the recall of the former and to the appeasing of the latter.”

So, too, of the Okanagans we read:—

“But here as elsewhere, the sickness becoming at all serious or mysterious, medical treatment proper is altogether abandoned, and the patient committed to the magic powers of the medicine-man.”

Sequent upon such beliefs in the supernatural origin of diseases are various usages elsewhere. It is said of the Karens that “when a person is sick, these people [medicine-men], for a fee, will tell what spirit has produced the sickness, and the necessary offering to conciliate it.” Among the Araucanians, the medicine-man having brought on a state of trance, real or pretended, during which he is supposed to have been in communication with spirits, declares on his recovery—

[III-187]

“the nature and seat of the malady, and proceeds to dose the patient, whom he also manipulates about the part afflicted until he succeeds in extracting the cause of the sickness, which he exhibits in triumph. This is generally a spider, a toad, or some other reptile which he has had carefully concealed about his person.”

Speaking of the Tahitian doctors, who are “almost invariably priests or sorcerers,” Ellis says that in cases of sickness they received fees, parts of which were supposed to belong to the gods: the supposition being that the gods who had caused the diseases must be propitiated by presents. A more advanced people exhibit a kindred union of ideas. Says Gilmour—

“Mongols seldom separate medicine and prayers, and a clerical doctor has the advantage over a layman in that he can attend personally to both departments, administering drugs on the one hand and performing religious ceremonies on the other.”

Hence the medical function of the priest. When not caused by angry gods diseases are believed to be caused by indwelling demons, who have either to be driven out by making the body an intolerable residence, or have to be expelled by superior spirits who are invoked.

But there is often a simultaneous use of natural and supernatural means, apparently implying that the primitive medicine-man, in so far as he uses remedies acting physically or chemically, foreshadows the physician; yet the apparent relationship is illusive, for those which we distinguish as natural remedies are not so distinguished by him. In the first volume (§ 177-8) it was shown that powerful effects wrought on the body by plants, and the products of plants, are supposed to be due to spirits dwelling in the plants. Hence the medicine-man, or “mystery-man,” being concerned solely with supernatural causation of one or other kind, foreshadows the physician only to the extent of using some of the same means, and not as having the same ideas.

As we shall presently see, it is rather from the priest properly so called, who deals with ghosts not antagonistically but sympathetically, that the physician originates.

[III-188]

§ 666. While the medicine-man is distinctive of small and undeveloped societies, the priest proper arises along with social aggregation and the formation of established government. In the preceding division of this work, Chapters III, IV, and V, we saw that since originally propitiation of the ghosts of parents and other members of each family is carried on by relatives, implying that the priestly function is at first generally diffused; and since this priestly function presently devolves on the eldest male of the family; and since, when chieftainship becomes settled and inheritable, the living chief makes sacrifices to the ghost of the dead chief, and sometimes does this on behalf of the people; there so arises an official priest. And it results that with enlargement of societies by union with subjugated tribes and the spread of the chieftain’s power, now grown into royal power, over various subordinated groups, and the accompanying establishment of deputy rulers in these groups, who take with them the worship that arose in the conquering tribe, there is initiated a priesthood which, growing into a caste, becomes an agency for the dominant cult; and, from causes already pointed out, develops into a seat of culture in general.

From part of this culture, having its origin in preceding stages, comes greater knowledge of medicinal agents, which gradually cease to be conceived as acting supernaturally. Early civilizations show us the transition. Says Maspero of the ancient Egyptians:—

“The cure-workers are . . . divided into several categories. Some incline towards sorcery, and have faith in formulas and talismans only . . . Others extol the use of drugs; they study the qualities of plants and minerals . . . and settle the exact time when they must be procured and applied . . . The best doctors carefully avoid binding themselves exclusively to either method . . . their treatment is a mixture of remedies and exorcisms which vary from patient to patient. They are usually priests.”

Along with this progress, there had gone on a differentiation of functions. Among the lower classes of the priesthood [III-189] were the “pastophers, who . . . practised medicine.”

Respecting the state of things in Babylonia and Assyria, the evidence is not so clear. Says Lenormant of the Chaldæans:—

“Il est curieux de noter que les trois parties qui composaient ainsi le grand ouvrage magique dont Sir Henry Rawlinson a retrouvé les débris correspondent exactement aux trois classes de docteurs chaldéens que le livre de Daniel (i, 20; ii, 2 et 27; v, 11) énumère à côté des astrologues et des devins (kasdim et gazrim), c’est-à-dire les khartumin ou conjurateurs, les hakamin ou médecins, et les asaphim ou théosophes.”

With like implications Prof. Sayce tells us that—

“The doctor had long been an institution in Assyria and Babylonia. It is true that the great bulk of the people had recourse to religious charms and ceremonies when they were ill, and ascribed their sickness to possession by demons instead of to natural causes. But there was a continually increasing number of the educated who looked for aid in their maladies rather to the physician with his medicines than to the sorcerer or priest with his charms.”

But from these two statements taken together it may fairly be inferred that the doctors had arisen as one division of the priestly class.

Naturally it was with the Hebrews as with their more civilized neighbours. Says Gauthier—

“Chez les Juifs la médecine a été longtemps sacerdotale comme chez presque tous les anciens peuples; les lévites étaient les seuls médecins . . . Chez les plus anciens peuples de l’Asie, tels que les Indiens et les Perses, l’art de guérir était également exercé par les prêtres.”

In later days this connexion became less close, and there was a separation of the physician from the priest. Thus in Ecclesiasticus we read:—

“My son, in thy sickness be not negligent: but pray unto the Lord, and he will make thee whole. Leave off from sin, and order thine hands aright, and cleanse thy heart from all wickedness. Give a sweet savour, and a memorial of fine flour; and make a fat offering as not being. Then give place to the physician, for the Lord hath created him; let him not go from thee, for thou hast need of him.”

(xxxviii, 9—12.)

[III-190]

Facts of congruous kinds are thus remarked on by Draper:—

“In the Talmudic literature there are all the indications of a transitional state, so far as medicine is concerned; the supernatural seems to be passing into the physical, the ecclesiastical is mixed up with the exact; thus a rabbi may cure disease by the ecclesiastical operation of laying on of hands; but of febrile disturbances, an exact, though erroneous explanation is given, and paralysis of the hind legs of an animal is correctly referred to the pressure of a tumour on the spinal cord.”

Concerning the origin of the medical man among the Hindoos, whose history is so much complicated by successively superposed governments and religions, the evidence is confused. Accounts agree, however, in the assertion that medicine was of divine origin: evidently implying its descent through the priesthood. In the introduction to Charaka’s work, medical knowledge is said to have indirectly descended from Brahma to Indra, while “Bharadvaja learnt it from Indra, and imparted it to six Rishis, of whom Agnivasa was one.” The association of medical practice with priestly functions is also implied in the statement of Hunter that “the national astronomy and the national medicine of India alike derived their first impulses from the exigencies of the national worship.” The same connexion was shown during the ascendancy of Buddhism. “The science was studied in the chief centres of Buddhist civilization, such as the great monastic university of Nalanda, near Gaya.”

Similar was the genesis of the medical profession among the Greeks. “The science [of medicine] was regarded as of divine origin, and . . . the doctors continued, in a certain sense, to be accounted the descendants of Asclepios.” As we read in Grote—

“The many families or gentes called Asklêpiads, who devoted themselves to the study and practice of medicine, and who principally dwelt near the temples of Asklêpius, whither sick and suffering men came to obtain relief—all recognised the god [Asklêpius], not merely as the object of their common worship, but also as their actual progenitor.”

[III-191]

In later times we see the profession becoming secularized.

“The union between the priesthood and the profession was gradually becoming less and less close; and, as the latter thus separated itself, divisions or departments arose in it, both as regards subjects, such as pharmacy, surgery, etc., and also as respects the position of its cultivators.”

Miscellaneous evidence shows that during early Roman times, when there existed no medical class, diseases were held to be supernaturally inflicted, and the methods of treating them were methods of propitiation. Certain maladies, ascribed to, or prevented by, certain deities, prompted endeavours to propitiate those deities; and hence there were sacrifices to Febris, Carna, &c. An island in the Tiber, which already had a local healing god, became also the seat of the Æsculapius cult: that god having been appealed to on the occasion of an epidemic. Evidently, therefore, medical treatment at Rome, as elsewhere, was at first associated with priestly functions. Throughout subsequent stages the normal course of evolution was deranged by influences from other societies. Conquered peoples, characterized by actual or supposed medical skill, furnished the medical practitioners. For a long time these were dependents of patrician houses. Say Guhl and Koner—“Physicians and surgeons were mostly slaves or freedmen.” And the medical profession, when it began to develop, was of foreign origin. Mommsen writes:—

“In 535 the first Greek physician, the Peloponnesian Archagathus, settled in Rome and there acquired such repute by his surgical operations, that a residence was assigned to him on the part of the state and he received the freedom of the city; and thereafter his colleagues flocked in crowds to Rome . . . . the profession, one of the most lucrative which existed in Rome, continued a monopoly in the hands of the foreigners.”

§ 667. Opposed to paganism as Christianity was from the beginning, we might naturally suppose that the primitive association between the priestly and medical functions would cease when Christianity became dominant. But the [III-192] roots of human sentiments and beliefs lie deeper than the roots of particular creeds, and are certain to survive and bud out afresh when an old creed has been superficially replaced by a new one. Everywhere pagan usages and ideas are found to modify Christian forms and doctrines, and it is so here. The primitive theory that diseases are of supernatural origin still held its ground, and the agency of the priest consequently remained needful. Of various hospitals built by the early Christians we read:—

“It was commonly a Priest who had charge of them, as, at Alexandria, S. Isidore, under the Patriarch Theophilus; at Constantinople, St. Zoticus, and after him St. Samson.”

Concerning the substitution of Christian medical institutions for pagan ones, it is remarked:—

“The destruction of the Asclepions was not attended by any suitably extensive measures for insuring professional education . . . The consequences are seen in the gradually increasing credulity and imposture of succeeding ages, until, at length, there was an almost universal reliance on miraculous interventions.”

But a more correct statement would be that the pagan conceptions of disease and its treatment re-asserted themselves. Thus, according to Sprengel, after the 6th century the monks practised medicine almost exclusively. Their cures were performed by prayers, relics of martyrs, holy water, &c., often at the tombs of martyrs. The state of things during early mediæval times, of which we know so little, may be inferred from the fact that in the 12th and 13th centuries the practice of medicine by priests was found to interfere so much with their religious functions that orders were issued to prevent it; as by the Lateran Council in 1139, the Council of Reims in 1131, and again by the Lateran Council in 1215. But the usage survived for centuries later in France and probably elsewhere; and it seems that only when a papal bull permitted physicians to marry, did the clerical practice of medicine begin to decline. “The physicians of the University of Paris were not allowed to marry till the year 1452.”

[III-193]

In our own country a parallel relationship similarly survived. In 1456 “the practice of medicine was still, to some extent, in the hands of the clergy.” That ecclesiastics exercised authority over medical practice in the time of Henry VIII, is shown by a statute of his third year, which reads:—

“It is enacted, that no person within London, or seven miles thereof, shall practice as a physician or surgeon without examination and licence of the Bishop of London or of the Dean of Paul’s duly assisted by the faculty; or beyond these limits, without licence from the bishop of the diocese, or his vicar-general, similarly assisted.”

And even down to the year 1858 there remained with the Archbishop of Canterbury a power of granting medical diplomas: a power exercised in that year. So that the separation between “soul-curer and body-curer,” which goes on as savage peoples develop into civilized nations, has but very gradually completed itself even throughout Christian Europe.

§ 668. This continuity of belief and of usage is even still shown in the surviving interpretations of certain diseases by the Church and its adherents; and it is even still traceable in certain modes of medical treatment and certain popular convictions connected with them.

In the minds of multitudinous living people there exists the notion that epidemics are results of divine displeasure; and no less in the verdict “Died by the visitation of God,” than in the vague idea that recovery from, or fatal issue of, a disease, is in part supernaturally determined, do we see that the ancient theory lingers. Moreover, there is a pre-determination to preserve it. When, some years ago, it was proposed to divide hospital patients into two groups, for one of which prayers were to be offered and for the other not, the proposal was resented with indignation. There was a resolution to maintain the faith in the curative effect of prayer, whether it was or was not justified by the facts; to which end it was felt desirable not to bring it face to face with the facts.

[III-194]

Again, down to the present day epilepsy is regarded by many as due to possession by a devil; and Roman Catholics have a form of exorcism to be gone through by a priest to cure maladies thus supernaturally caused. Belief in the demoniacal origin of some diseases is indeed a belief necessarily accepted by consistent members of the Christian Church; since it is the belief taught to them in the New Testament—a belief, moreover, which survives the so-called highest culture. When, for example, we see a late Prime Minister, deeply imbued with the University spirit, publicly defending the story that certain expelled devils entered into swine, we are clearly shown that the theory of the demoniacal origin of some disorders is quite consistent with the current creed. And we are shown how, consequently, there yet remains a place for priestly action in medical treatment.

Let me add a more remarkable mode in which the primitive theory has persisted. The notion that the demon who was causing a disease must be driven out, continued, until recent times, to give a character to medical practice; and even now influences the conceptions which many people form of medicines. The primitive medicine-man, thinking to make the body an intolerable habitat for the demon, exposed his patient to this or that kind of alarming, painful or disgusting treatment. He made before him dreadful noises and fearful grimaces, or subjected him to an almost unbearable heat, or produced under his nose atrocious stenches, or made him swallow the most abominable substances he could think of. As we saw in the case cited in § 132, from Ecclesiasticus, the idea, even among the semi-civilized Hebrews, long remained of this nature. Now there is abundant proof that, not only during mediæval days but in far more recent days, the efficiency of medicines was associated in thought with their disgustingness: the more repulsive they were the more effectual. Hence Montaigne’s ridicule of the monstrous compounds used by doctors in his [III-195] day—“dung of elephants, the left foot of a tortoise, liver of a mole, powdered excrement of rats, &c.” Hence a receipt given in Vicary’s work on anatomy, The Englishman’s Treasure, &c. (1641)—“Five spoonfuls of knave child urine of an innocent.” Hence “the belief that epilepsy may be cured by drinking water out of the skull of a suicide, or by tasting the blood of a murderer;” that “moss growing on a human skull, if dried, powdered, and taken as snuff, will cure the Head-ach;” and that the halter and chips from the gibbet on which malefactors have been executed or exposed have medicinal properties. And there prevails in our own days among the uncultured and the young a similarly-derived notion. They betray an ingrained mental association between the nastiness of a medicine and its efficiency: so much so, indeed, that a medicine which is pleasant is with difficulty believed to be a medicine.

§ 669. As with evolution at large, as with organic evolution, and as with social evolution throughout its other divisions, secondary differentiations accompany the primary differentiation. While the medical agency separates from the ecclesiastical agency, there go on separations within the medical agency itself.

The most pronounced division is that between physicians and surgeons. The origin of this has been confused in various ways, and seems now the more obscure because there has been of late arising not a further distinction between the two but a fusion of them. All along they have had a common function in the treatment of ordinary disorders and in the uses of drugs; and the “general practitioner” has come to be one who avowedly fulfils the functions of both. Indeed, in our day, it is common to take degrees in both medicine and surgery, and thus practically to unite these sub-professions. Meanwhile the two jointly have become more clearly marked off from those who carry out their orders. Down to recent times it was usual not only for a [III-196] surgeon to compound his own medicines, but a physician, also, had a dispensary and sometimes a compounder: an arrangement which still survives in country districts. Nowadays, however, both medical and surgical practitioners in large places depute this part of their business to apothecaries.

But the apparent nonconformity to the evolutionary process disappears if we go back to the earlier stages. The distinction between doctor and surgeon is not one which has arisen by differentiation, but is one which asserted itself at the outset. For while both had to cure bodily evils, the one was concerned with evils supposed to be supernaturally inflicted, and the other with evils that were naturally inflicted—the one with diseases ascribed to possessing demons, the other with injuries caused by human beings, by beasts, and by inanimate bodies. Hence we find in the records of early civilizations more or less decided distinctions between the two.

“The Brahmin was the physician; but the important manual department of the profession could not be properly exercised by the pure Brahmin; and to meet this difficulty, at an early period, another caste was formed, from the offspring of a Brahmin with a daughter of a Vaishya.”

There is evidence implying that the division existed in Egypt before the Christian era; and it is alleged that the Arabians systematically divided physics, surgery, and pharmacy, into three distinct professions. Among the Greeks, however, the separation of functions did not exist: “the Greek physician was likewise a surgeon” and was likewise a compounder of his own medicines. Bearing in mind these scattered indications yielded by early societies, we must accept in a qualified way the statements respecting the distinctions between the two in mediæval times throughout Europe. When we remember that during the dark ages the religious houses and priestly orders were the centres of such culture and skill as existed, we may infer that priests [III-197] and monks acted in both capacities; and that hence, at the beginning of the fifth century, surgery “was not yet a distinct branch” of the practice of medicine. Still, it is concluded that clerics generally abstained from practising surgery, and simply superintended the serious operations performed by their assistants: the reason being perhaps, as alleged, that the shedding of blood by clerics being interdicted, they could not themselves use the operating knife. And this may have been a part cause for the rise of those secular medical practitioners who, having been educated in the monastic schools, were, as barber-surgeons, engaged by the larger towns in the public service. Probably this differentiation was furthered by the papal edicts forbidding ecclesiastics from practising medicine in general; for, as is argued, there may hence have arisen that compromise which allowed the clergy to prescribe medicines while they abandoned surgical practice into the hands of laymen.

Along with this leading differentiation, confused in the ways described, there have gone on, within each division, minor differentiations. Some of these arose and became marked in early stages. In Ancient India—

“A special branch of surgery was devoted to rhinoplasty, or operations for improving deformed ears and noses, and forming new ones.”

That the specialization thus illustrated was otherwise marked, is implied by the statement that “no less than 127 surgical instruments were described in” the works of the ancient surgeons; and by the statement that in the Sanskrit period—

“The number of medical works and authors is extraordinarily large. The former are either systems embracing the whole domain of the science, or highly special investigations of single topics.”

So was it, too, in ancient Egypt. Describing the results, Herodotus writes:—

“Medicine is practised among them [the Egyptians] on a plan of separation; each physician treats a single disorder, and no more: thus the country swarms with medical practitioners, some undertaking [III-198] to cure diseases of the eye, others of the head, others again of the teeth, others of the intestines, and some those which are not local.”

Though among the Greeks there was for a long period no division even between physician and surgeon, yet in later days, “the science of healing became divided into separate branches, such as the arts of oculists, dentists, &c.”

Broken evidence only is furnished by intermediate times; but our own times furnish clear proofs of progress in the division of labour among medical men. We have physicians who devote themselves, if not exclusively, still mainly, to diseases of the lungs, others to heart-diseases, others to disorders of the nervous system, others to derangements of digestion, others to affections of the skin; and we have hospitals devoted some to this, and some to that, kind of malady. So, too, with surgeons. Besides such specialists as oculists and aurists, there exist men noted for skilful operations on the bladder, the rectum, the ovaria, as well as men whose particular aptitudes are in the treatment of breakages and dislocations; to say nothing of the quacks known as “bone-setters,” whose success, as has been confessed to me by a surgeon, is often greater than that of men belonging to his own authorized class.

669a. In conformity with the normal order of evolution, integration has accompanied these differentiations. From the beginning have been shown tendencies towards unions of those who practised the healing art. There have arisen institutions giving a certain common education to them; associations of those whose kinds of practice were similar; and, in later times, certain general, though less close, associations of all medical men. In Alexandria—

“The temple of Serapis was used for a hospital, the sick being received into it, and persons studying medicine admitted for the purpose of familiarizing themselves with the appearance of disease, precisely as in such institutions at the present time.”

In Rome, along with the imported worship of Æsculapius, there went the communication of knowledge in the places [III-199] devoted to him. During early mediæval times the monasteries, serving as centres of instruction, gave some embodiment to the medical profession, like that which our colleges give. In Italy there later arose institutions mainly for educating physicians, as the medical school of Salerno in the 9th century. In France before the end of the 13th century the surgeons had become incorporated into a distinct college, following, in this way, the incorporated medical faculty; and while thus integrating themselves they excluded from their class the barbers, who, forbidden to perform operations, were allowed only to dress wounds, &c. In our own country there have been successive consolidations.

The barber-surgeons of London were originally incorporated by Edward IV, and in 1518 the College of Physicians was founded, and received power to grant licences to practise medicine, a power which had previously been confined to the bishops. Progress in definiteness of integration was shown when, in Charles I’s time, persons were forbidden to exercise surgery in London and within seven miles, until they had been examined by the Company of Barbers and Surgeons; and also when, by the 18th of George II, excluding the barbers, the Royal College of Surgeons was formed. At the same time there have grown up medical schools in various places which prepare students for examination by these incorporated medical bodies: further integrations being thus implied. Hospitals, too, scattered throughout the kingdom, have become places of clinical instruction; some united to colleges and some not. Another species of integration has been achieved by medical journals, weekly and quarterly, which serve to bring into communication educational institutions, incorporated bodies, and the whole profession.

Two additional facts should be noted before closing the chapter. One is the recent differentiation by which certain professors of anatomy and physiology have been made into professors of biology. In them the study of human life has [III-200] developed into the study of life at large. And it is interesting to see how this specialization, seemingly irrelevant to medical practice, eventually becomes relevant; since the knowledge of animal life obtained presently extends the knowledge of human life, and so increases medical skill. The other fact is that along with incorporation of authorized medical men, there has arisen jealousy of the unincorporated. Like the religious priesthood, the priesthood of medicine persecutes heretics and those who are without diplomas. There has long been, and still continues, denunciation of unlicensed practitioners, as also of the “counter-practice” carried on by apothecaries. That is to say, there is a constant tendency to a more definite marking off of the integrated professional body.

 


 

[III-201]

CHAPTER III.

DANCER AND MUSICIAN.

§ 670. In an essay on “The Origin and Function of Music,” first published in 1857, I emphasized the psycho-physical law that muscular movements in general are originated by feelings in general. Be the movements slight or violent, be they those of the whole body or of special parts, and be the feelings pleasurable or painful, sensational or emotional, the first are always results of the last: at least, after excluding those movements which are reflex and involuntary. And it was there pointed out that as a consequence of this psycho-physical law, the violent muscular motions of the limbs which cause bounds and gesticulations, as well as those strong contractions of the pectoral and vocal muscles which produce shouting and laughter, become the natural language of great pleasure.

In the actions of lively children who on seeing in the distance some indulgent relative, run up to him, joining one another in screams of delight and breaking their run with leaps, there are shown the roots from which simultaneously arise those audible and visible manifestations of joy which culminate in singing and dancing. It needs no stretch of imagination to see that when, instead of an indulgent relative met by delighted children, we have a conquering chief or king met by groups of his people, there will almost certainly occur saltatory and vocal expressions of elated feeling; and that these must become, by implication, signs of [III-202] respect and loyalty—ascriptions of worth which, raised to a higher power, become worship. Nor does it need any stretch of imagination to perceive that these natural displays of joy, at first made spontaneously before one who approaches in triumph as a benefactor and glorifier of his people, come, in course of time, to be observances used on all public occasions as demonstrations of allegiance; while, simultaneously, the irregular jumpings and gesticulations with unrhythmical shouts and cries, at first arising without concert, gradually by repetition become regularized into the measured movements we know as dances and into the organized utterances constituting songs. Once more, it is easy to see that out of groups of subjects thus led into irregular ovations, and by and by into regular laudatory receptions, there will eventually arise some who, distinguished by their skill, are set apart as dancers and singers, and presently acquire the professional character.

Before passing to the positive evidence which supports this interpretation, it may be well to remark that negative evidence is furnished by those savages who have no permanent chiefs or rudimentary kings; for among them these incipient professional actions are scarcely to be traced. They do indeed show us certain rude dances with noisy accompaniments; but these are representations of war and the chase. Though the deeds of celebrated warriors may occasionally be simulated in ways implying praise of them, there do not commonly arise at this stage the laudations constituted by joyous gesticulations and triumphant songs in face of a conqueror. At later stages ceremonies of this primitive kind develop into organized exercises performed by masses of warriors. Thus among the Kaffirs war-dances constitute the most important part of training, and the men engage in them frequently; and it is said that the movements in the grand dances of the Zulus, resemble military evolutions. So, too, Thomson writes that the war-dance of the New Zealanders approximated in precision to the [III-203] movements of a regiment of modern soldiers. Clearly it is not from these exercises that professional dancing originates.

§ 671. That professional dancing, singing, and instrumental music originate in the way above indicated, is implied by a familiar passage in the Bible. We are told that when David, as general of the Israelites, “was returned from the slaughter of the Philistine”—

“The women came out of all cities of Israel, singing and dancing, to meet king Saul, with tabrets, with joy, and with instruments of music; and the women answered one another as they played, and said ‘Saul hath slain his thousands and David his ten thousands.’ ”

(1 Sam., xviii, 6, 7.)

Here the primitive reception of a conquering chief by shouts and leaps, which, along with semi-civilization, had developed into partially definite and rhythmical form, vocal and saltatory, was accorded both to a reigning conqueror and to a conqueror subordinate to him. But while on this occasion the ceremony was entirely secular, it was, on another occasion, under different circumstances, predominantly sacred. When, led by Moses, the Israelites had passed the Red Sea, the song of Miriam, followed by the women “with timbrels and with dances” exhorting them “sing ye to the Lord, for he hath triumphed gloriously,” shows us the same kind of observance towards a leader (a “man of war,” as the Hebrew god is called) who was no longer visible, but was supposed to guide his people and occasionally to give advice in battle. That is, we see religious dancing and singing and praise having the same form whether the object of them is or is not present to sight.

Usages which we find in existing semi-civilized societies, justify the conclusion that ovations to a returning conqueror, at first spontaneous expressions of applause and loyalty, gradually pass into ceremonial observances used for purposes of propitiation. It becomes the policy to please the ruler by repetitions of these songs describing his great [III-204] deeds, and of the dances expressive of joy at his presence. Describing the Marutse, Holub says:—

“All the musicians [of the royal band] were obliged to be singers as well, having to screech out the king’s praises between the intervals in the music, or to the muffled accompaniment of their instruments.”

So, Schweinfurth tells us that at the court of king Munza, the Monbutto ruler, there were professional musicians, ballad-singers, and dancers, whose leading function was to glorify and please the king. And in Dahomey, according to Burton, “the bards are of both sexes, and the women dwell in the palace . . . the King keeps a whole troop of these laureates.” Official praises of this kind are carried on by attendants not only of the king but of subordinate rulers. In processions in Ashantee, “each noble is attended by his flatterers, who proclaim, in boisterous songs, the ‘strong names’ of their master;” and on the Gold Coast, “every chief has a horn-blower and a special air of his own.” Similarly we learn from Park that among the Mandingos there are minstrels who “sing extempore songs, in honour of their chief men, or any other persons who are willing to give ‘solid pudding for empty praise’:” showing us an unobtrusive divergence from the original function. Winterbottom indicates a like divergence.

“Among the Foolas there is a set of people called singing men, who, like the ancient bards, travel about the country singing the praises of those who choose to purchase renown.”

Passing beyond Africa we read that in Madagascar “the sovereign has a large band of female singers, who attend in the court-yard, and who accompany their monarch whenever he takes an excursion.” Raffles, too, says that in Java there are three classes of dancing-girls, who perform in public:—1. “The concubines of the sovereign and of the hereditary prince.” These are the most skilful. 2. The concubines of the nobles. 3. “The common dancing girls of the country.” In these cases we are shown that while saltatory and vocal forms of glorification, at first occasional and spontaneous, [III-205] have become regular and ceremonial; and while those who perform them, no longer the people at large, have become a specialized class; two further changes have taken place. Instead of being both singers and dancers, as the primitive celebrants were, these permanent officials have become differentiated into the two classes, singers and dancers; and, if not of the singers yet of the dancers, we may remark that their performances, ceasing to be expressions of welcome and joy before the ruler, have grown into displays of agility and grace, and are gone through for the purpose of yielding æsthetic pleasures. Among the Hebrews this development had taken place in the time of Herod, when the daughter of Herodias delighted him by her dancing; and a like development is shown at the present day throughout India, where troops of bayaderes are appendages of courts.

§ 672. That laudatory dancing and singing before the visible ruler are associated with like observances before the invisible ruler, the Hebrews have shown us. To the case of the prophetess Miriam and her companions, may be added the case of David dancing before the ark. Hence we shall not be surprised to find such facts among other semi-civilized peoples. Markham, describing a Puharrie festival, and saying of a certain receptacle that “in it the Deity is supposed to dwell,” adds that “upon this occasion the deptha, or ark, is brought forth with much solemnity, and the people decked out with flowers and ears of corn dance around it.” In an account of the Bhils we read, concerning a class of men called Barwás who are votaries of the hill-gods, that—

“Their powers are, however, dormant, till they are excited by music; and for this reason, they have a class of musicians connected with them, who are proficient in numerous songs in praise of the hill deities. When the recitation of these songs has kindled the spark of spiritual fire, they begin to dance with frantic gestures.”

An analogous use of dancing occurs in Abyssinia. The duties of priests “consist in reading the prayers, chanting, [III-206] administering the sacraments, and dancing, the latter being indulged in during religious processions.” That the dancing is in this case imported into the quasi-Christian religion by adoption from some previous religion (a like adoption being common with Roman Catholic missionaries) is a conclusion supported by an instance from a remote region. Describing the usages of the Pueblos, Lummis says:—

“The cachinas or sacred dances which were in vogue before Columbus, still survive; but now they are applied to the festivals of the church, and are presumed to be as grateful to Tata Dios as to the Sun-Father and the Hero-Twins.”

But the way in which singing and dancing before the visible ruler differentiate into singing and dancing before the ruler no longer visible, is best seen in the early records of civilized races. To the above illustrations furnished by Hebrew history may be added various others. Thus I Samuel x, 5, tells of “a company of prophets coming down from the high place with a psaltery, and a tabret, and a pipe, and a harp, before them;” and, according to some translators, dancing and singing. Again in I Chronicles ix, 33, we read of certain Levites that “these are the singers, chief of the fathers of the Levites.” And in Psalm cxlix, there is the exhortation:—“Let them praise his name in the dance: let them sing praises unto him with the timbrel and harp:” worship which was joined with the execution of “vengeance upon the heathen.”

This association of dancing and singing as forms of worship, and by implication their more special association with the priesthood, is not so conspicuous in the accounts of Egypt; probably because the earlier stages of Egyptian civilization are unrecorded. According to Herodotus, however, in the processions during the festival of Bacchus, the piper went first and was followed by choristers who sang hymns in honour of that deity. Naming also cymbals and flutes and harps as used in religious ceremonies, Wilkinson says that “the sacred musicians were of the order of priests, [III-207] and appointed to the service, like the Levites, among the Jews.” Songs and clapping of hands are mentioned by him as parts of the worship. Moreover the wall-paintings yield proofs. “That they also danced at the temples in honour of the gods, is evident from the representations of several sacred processions.” Wilkinson is now somewhat out of date; but these assertions are not incongruous with those made by later writers. The association between the temple and the palace was in all ways intimate, and while, according to Brugsch, one steward of the king’s household “was over the singing and playing,” Duncker states that “in every temple there was . . . a minstrel.” So too, Tiele, speaking of Imhotep, son of Ptah, says—

“The texts designate him as the first of the Cher-hib, a class of priests who were at the same time choristers and physicians.”

But Rawlinson thinks that music had, in the days of historical Egypt, become largely secularized:—“Music was used, in the main, as a light entertainment . . . The religious ceremonies into which music entered were mostly of an equivocal character.”

Similar was the genesis which occurred in Greece. A brief indication of the fact is conveyed by the statement of Guhl and Koner that all the dances “were originally connected with religious worship.” The union of dancing and singing as components of the same ceremony, is implied by Moulton’s remark that—

“ ‘Chorus’ is one example amongst many of expressions that convey musical associations to us, but are terms originally of dancing. The chorus was the most elaborate of the lyric ballad-dances.”

And that the associated use of the two was religious is shown by the description of Grote, who writes:—

“The chorus, with song and dance combined, constituted an important part of divine service throughout all Greece. It was originally a public manifestation of the citizens generally. . . . But in process of time, the performance at the chief festival tended to become more elaborate and to fall into the hands of persons expressly and professionally trained.”

[III-208]

In like manner Donaldson tells us that apparently “music and dancing were the basis of the religious, political, and military organization of the Dorian states:” remarking also that—

“The preservation of military discipline and the establishment of a principle of subordination, not merely the encouragement of a taste for the fine arts, were the objects which these rude legislators had in view; and though there is no doubt that religious feeling entered largely into all their thoughts and actions, yet the god whom they worshipped was a god of war, of music, and of civil government.”

On which statement, however, let me remark that it contains a species of error very common in historical interpretations. It is erroneously assumed that these dances were introduced by legislators, instead of being continuations of observances which arose spontaneously. How in Greece there early began the secularization of music, is shown by the traditions concerning the religious festivals—the Pythian, Olympian, &c.—which presently furnished occasions for competitions in skill and strength. The Pythian games, which were the earliest, exhibited the smallest divergence from the primitive purpose; for only musical and poetical contests took place. But the establishment of prizes shows that out of the original miscellaneous chorus had arisen some who were marked by their more effective expressions of praise and finer vocal utterances. And on reading that out of those who played accompaniments to the sacred songs and dances, some became noted for their skill, and that there presently followed at the great Greek games prizes to the best performers on flutes, trumpets, and lyres, we see how there arose also that differentiation of instrumentalists from vocalists which presently became pronounced. Says Mahaffy concerning a performance about 250 bc

“This elaborate instrumental symphony was merely the development of the old competitions in playing instruments, which had existed at Delphi from very early days.”

Hence, after a time, a complete secularization of music. Besides musical performances in honour of the gods, there grew [III-209] up in later days performances which ministered solely to æsthetic enjoyments. Distinguishing the sacred from the secular, Mahaffy says the first “were quite separate from the singing and playing in private society, which were cultivated a good deal at Athens, though not at all at Sparta, where such performances were left to professional musicians.”

Parallel evidence is furnished by Roman history. We read in Mommsen that—

“In the most ancient religious usages dancing, and next to dancing instrumental music, were far more prominent than song. In the great procession, with which the Roman festival of victory was opened, the chief place, next to the images of the gods and the champions, was assigned to the dancers grave and merry . . . The ‘leapers’ (salii) were perhaps the most ancient and sacred of all the priesthoods.”

So, too, Guhl and Koner write:—

“Public games were, from the earliest times, connected with religious acts, the Roman custom tallying in this respect with the Greek. Such games were promised to the gods to gain their favour, and afterwards carried out as a sign of gratitude for their assistance.”

Congruous with this statement is that of Posnett, who, after quoting an early prayer to Mars, says—

“This primitive hymn clearly combined the sacred dance . . . with the responsive chant; and the prominence of the former suggests how readily the processional or stationary hymn might grow into a little drama symbolizing the supposed actions of the deity worshipped.”

Here we see a parallelism to the triumphal reception of David and Saul, and are shown that the worship of the hero-god is a repetition of the applause given to a conqueror when alive in celebration of his achievements: the priests and people doing in the last case that which the courtiers and people did in the first. Moreover in Rome, as in Greece, there eventually arose, out of the sacred performances of music, secular performances—a cultivation of music as a pleasure-giving art. Says Inge—

“In republican days a Roman would have been ashamed to own himself a skilled musician . . . Scipio Æmilianus delivered a scathing [III-210] invective in the senate against schools of music and dancing, at one of which he had even seen the son of a Roman magistrate!”

But in the days of the Cæsars musical culture had become part of a liberal education, and we have in illustration the familiar remembrance of Nero as a violinist. At the same time “trained choirs of slaves were employed to sing and play to the guests at dinner, or for the delectation of their master alone.”

§ 673. On tracing further the evolution of these originally twin professions, we come upon the fact that while, after their separation, the one became almost wholly secularized, the other long continued its ecclesiastical connexions and differentiated into its secular forms at a later date. Why dancing ceased to be a part of religious worship, while music did not, we may readily see. In the first place dancing, being inarticulate, is not capable of expressing those various ideas and feelings which music, joining with words, is able to do. As originally used it was expressive of joy, alike in presence of the living hero and in the supposed presence of his spirit. In the nature of things it implies that overplus of energy which goes along with elated feeling, and does not serve to express the awe, the submission, the penitence, which form large parts of religious worship in advanced times.

Naturally then, dancing, though it did not in the middle ages wholly disappear from religious worship, practically fell into disuse. One part only of the original observance survived—the procession. Alike in the triumphal reception of a returning conqueror and in the celebration of a god’s achievements, the saltatory actions were the joyous accompaniments in a moving stream of people. But while the saltatory actions have ceased the moving stream has continued. Moreover there have survived, even down to our own day, its two original forms. We have religious processions, now along the aisles of cathedrals and now [III-211] through the streets; and besides other secular processions more or less triumphal, we have those in which either the ruler or the representative of the ruler is escorted into the city he is approaching by troops of officials and by the populace: the going out to meet the judges, who are the king’s deputies, shows us that the old form, minus the dance, is still extant.

A further fact is to be noted. While dancing has become secularized it has in part assumed a professional character. Though, even in the earliest stages, it had other forms and purposes than those above described (as shown in the mimetic representations of success in the chase, and in primitive amatory dances), and though from these, secular dancing has been in part derived; yet if we bear in mind the transition from the dancing in triumphal processions before the king, to dancing before him as a court-observance by trained dancers, and from that to dancing on the stage, we may infer that even the forms of secular dancing now familiar are not without a trace of that origin we have been following out.

§ 674. Returning from this parenthesis and passing from the evidence furnished by ancient civilizations to that furnished by the pagan and semi-civilized peoples of Europe, we may first note the statement of Strabo concerning the Gauls.

“There are generally three divisions of men especially reverenced, the Bards, the Vates, and the Druids. The Bards composed and chanted hymns; the Vates occupied themselves with the sacrifices and the study of nature; while the Druids joined to the study of nature that of moral philosophy.”

And the assertion is that these bards recited the exploits of their chiefs to the accompaniment of the harp. The survival of pagan observances into Christian times probably gave origin to the class distinguished among the Scandinavians as “skalds” and among the Anglo-Saxons as harpers and gleemen. Thus we read:—

[III-212]

“The gleemen added mimicry . . . dancing and tumbling, with sleights of hand . . . It was therefore necessary for them to associate themselves into companies.”

“Soon after the Conquest, these musicians lost the ancient Saxon appellation of gleemen, and were called ministraulx, in English minstrels.”

Moreover in the old English period the ministrel “was sometimes a household retainer of the chief whom he served, as we see in the poem of Beowulf.” And since it was the function of the minstrel now to glorify his chief and now to glorify his chief’s ancestors, we see that in the one capacity he lauded the living potentate as a courtier, and in the other capacity he lauded the deceased potentate as a priest lauds a deity.

While, with the decay of the worship of the pagan gods, heroes, and ancestors, some music became secularized, other music began to develope in connexion with the substituted religion. Among the Anglo-Saxons, “music was also cultivated with ardour . . . Permanent schools of music were finally established at the monasteries, and a principal one at Canterbury.” So, too, was it under the Normans:—great attention was now paid to church music, and the clergy frequently composed pieces for the use of their choirs.” Then in the 15th century—

“Ecclesiastical music was studied by the youths at the Universities, with a view to the attainment of degrees as bachelors and doctors in that faculty or science, which generally secured preferment.”

But the best proof of the clerical origin of the musical professor during Christian times, is furnished by the biographical notices of early musicians throughout Europe. We begin in the 4th century with St. Ambrose, who set in order “the ecclesiastical mode of saying and singing divine service;” and then come to St. Gregory who in 590 arranged the musical scales. The 10th century yielded Hucbaldus, a monk who replaced the two-lined stave by one of more lines; and the 11th century the monk Guido d’Arezzo, who further developed the stave. A differentiation of sacred [III-213] into secular was commenced in the 12th century by the Minnesingers: “their melodies were founded on the Church scales.” Developed out of them, came the Meistersingers, who usually performed in churches, and “had generally a sacred subject, and their tone was religious.” “One of the first composers who wrote in regular form” was Canon Dufay, of the Cathedral of Cambrai, who died in 1474. The 16th century brought Lassus, who wrote 1300 musical compositions, but whose status is not named; and then, showing a pronounced secularization, we have, in the same century, Philippus de Monte, Canon of Cambrai, who wrote 30 books of madrigals. About that time Luther, too, “arranged the German mass.” In this century arose the distinguished composer Palestrina who, though originally a layman, was elected to priestly functions; and in the 17th century the priest, Allegri, a composer. At later dates lived Carissimi, chapel-master and composer; Scarlatti also maestro di capella. France presently produced Rameau, church-organist; and Germany two of its greatest composers—Handel first of all capellmeister in Hanover and then in England; and Bach, who was primarily an organist, and who, “deeply religious,” developed “the old Church modes” into modern forms. [*] Among other leading musicians of the 18th [III-214] century were Padre Martini, and Zingarelli, both chapel-masters; and there flourished during the same period the Abbe Vogler, and Cherubini, a chapel-master. To all which cases abroad should be added the cases at home. Beginning early in the 16th century with Tallis “the father of English Cathedral Music,” we find him called “gentleman (chorister) of the Chapel Royal.” In the same century comes Morley, chorister, “epistler,” and “gospeller,” who, thus semi-priestly, composed secular music; Byrd, a similar functionary similarly characterized; Farrant, also clerical in character; and a little later Gibbons, an organist but largely a writer of secular music. In the next century we have Lawes, “epistler” of the Chapel Royal, composer of sacred music; Child, chorister, organist, and sacred composer; and Blow, the same. Then come the four generations of Purcells, all connected with the Church as choristers and organists; Hilton, organist and parish clerk, and writer of secular as well as sacred music; and Croft, organist, chief chorister, and composer, secular and sacred. And so with later composers, Boyce, Cook, Webbe, Horsley, who, still in part Church-functionaries, are chiefly known by their songs, glees, and catches.

We must not, however, ignore the fact that though out of the cultivation of music for purposes of worship, music of the various developed kinds originated, there independently grew up simple popular music. From the earliest times emotions excited by the various incidents of life have prompted spontaneous vocal expression. But recognition of this truth consists with assertion of the larger truth that the higher developments of music arose out of elaborated religious worship, and were for a long time the productions of the priest-class; and that out of this class, or semi-secularized members of it, there were eventually differentiated the composers and professors of secular music.

One further differentiation, which has accompanied the last, has to be noted. The clerically-developed musician’s [III-215] art, influencing the simple secular music of the people, began to evolve out of this the higher forms of music we now know. Whether or not the popular dances in use during recent centuries had arisen de novo, or whether, as seems more probable, they had descended with modifications from the early dance-chants used in pagan worship, inquiry discloses the remarkable fact that out of them have grown the great orchestral works of modern days. The suites de pièces of Bach and Handel were originally sets of dances in different times; and these have developed into the successive movements of the symphony, which even now, in the occasional movement named “minuet,” yields a trace of its origin. And then, along with these developments of music, has taken place one further differentiation—that of composer from performer. Though some performers are also composers, yet in large measure the composer has become an independent artist who does not himself, unless as conductor, take part in public entertainments.

§ 675. In this case, as in other cases, the general process of evolution is exemplified by the integration which has accompanied differentiation. Evidence furnished by ancient civilizations must be postponed to the next chapter, as more closely appertaining to it. Here we may content ourselves with indicating the illustrative facts which modern days furnish.

Beyond the unorganized body of professed musical performers, and beyond the little-organized large body of professors and teachers of music, there is the assemblage of those who, having passed examinations and acquired degrees in music, are marked off more distinctly: we see the increased definiteness which accompanies integration. There are also the multitudinous local musical societies; the local musical festivals with their governing organizations; and the several incorporated colleges, with their students, professional staffs, and directors.

[III-216]

Then as serving to unite these variously-constituted groups of those who make the musical art a profession, and of those who give themselves to the practice of it as amateurs, we have a periodical literature—sundry musical journals devoted to reports and criticisms of concerts, operas, oratorios, and serving to aid musical culture while they maintain the interests of the teachers and performers.

 


 

[III-217]

CHAPTER IV.

ORATOR AND POET, ACTOR AND DRAMATIST.

§ 676. Things which during evolution become distinct were of course originally mingled: the doctrine of evolution implies this truism. Already we have seen that in the triumphal reception of the conqueror, originally spontaneous and rude but in progress of time giving rise to an established ceremonial elaborated into definite forms, there were germs of various arts and the professors of them. With the beginnings of dancing and music just described, were joined the beginnings of oratory, poetry, acting and the drama; here, for convenience, to be treated of separately. All of them manifestations of exalted emotion, at first miscellaneous and confused in their display, they only after many repetitions became regularized and parted out among different persons.

With the shouts of applause greeting David and Saul, came, from the mouths of some, proclamations of their great deeds; as, by Miriam, there had been proclamation of Yahveh’s victory over the Egyptians. Such proclamations, at first brief and simple, admit of development into long and laudatory speeches; and, with utterance of these, begins the orator. Then among orators occasionally arises one more fluent and emotional than ordinary, whose oration, abounding in picturesque phrases and figures of speech, grows from time to time rhythmical, and hence the poet. The laudations, comparatively simple in presence of the [III-218] living ruler, and afterwards elaborated in the supposed presence of the apotheosized ruler, are, in the last case, sometimes accompanied by mimetic representations of his achievements. Among children, everywhere much given to dramatizing the doings of adults, we may see that some one of a group, assuming the character of a personage heard about or read about, imitates his actions, especially of a destructive kind; and naturally therefore, in days when feelings were less restrained than now, adults fell into the same habit of giving form to the deeds of the hero they celebrated. The orator or poet joined with his speech or song the appropriate actions, or else these were simultaneously given by some other celebrant. And then, when further developments brought representations of more complex incidents, in which the victories of the hero and his companions over enemies were shown, the leading actor, having to direct the doings of subordinates, became a dramatist.

From this sketch of incipient stages based on established facts, but partly hypothetical, let us pass to the justifying evidence, supplied by uncivilized races and by early civilized races.

§ 677. If we take first the usages of peoples among whom the musical faculty is not much developed, we meet with the lauding official in his simplest form—the orator. Says Erskine of the Fijians, each tribe has its “orator, to make orations on occasions of ceremony, or to assist the priest and chief in exciting the courage of the people before going to battle:” the encouragement being doubtless, in large measure, eulogy of the chief’s past deeds and assertions of his coming prowess. So is it among the New Caledonians.

In Tanna “every village has its orators. In public harangues these men chant their speeches, and walk about in peripatetic fashion, from the circumference into the centre of the marum [forum], laying off their sentences at the same time with the flourish of a club:” [a dramatic accompaniment.]

[III-219]

And, according to Ellis, the Tahitians furnish like facts. Of their “orators of battle” he says—

“The principal object of these Rautis was, to animate the troops by recounting the deeds of their forefathers, the fame of their tribe or island.”

The Negro races have commonly large endowments of musical faculty. Among them, as we have seen, laudatory orations assume a musical form; and, in doing so, necessarily become measured. For while spoken utterances may be, and usually are, irregular, utterances which, being musical, include the element of time, are thereby in some degree regularized. On reading that among the Marutse, those who “screech out the king’s praises” do so “to a muffled accompaniment of their instruments,” we must infer that, as the sounds of their instruments must have some rhythmical order, so too must their words. Similarly the Monbutto ballad-singers, whose function it is to glorify the king, must fall into versified expression of their eulogies. The “troop of laureates or bards” kept at the Dahoman court, cannot utter their praises in chorus without having those praises rhythmically arranged. So, too, in Ashanti and among the Mandingos, the laudations shouted before their chief men, having assumed the form of songs, must have verged into speech more measured than usual. Other uncivilized peoples show us the official orator and poet giving to his applause a musical form which must, by implication, be rhythmical. Atkinson says—

The Sultan “ordered his poet to sing for us. The man obeyed, and chanted forth songs, describing the prowess and successful plundering expeditions of my host and his ancestors, which called forth thunders of applause from the tribe.”

Among these African peoples, however, and the nomadic people of Asia just named, eulogies of the living ruler, whether or not with rhythmical words and musical utterance, are but little, or not at all, accompanied by eulogies of the apotheosized ruler, having a kindred form but with [III-220] priests in place of courtiers. Why is this? There appear to be two reasons, of which perhaps one is primary and the other secondary. We have seen (§ 100) that among the Negro peoples in general, ideas about life after death, where they exist, are undeveloped. The notion is that the double of the dead man does not long remain extant: when there are no longer any dreams about him he is supposed to have perished finally. Consequently, propitiation of his ghost does not grow into a cult, as where there has arisen the notion that he is immortal. And then, possibly because of this, African kingdoms are but temporary. It is remarked that from time to time there arises some great chief who conquers and unites neighbouring tribes, and so forms a kingdom; but that after a generation or two this ordinarily dissolves again. We have seen how powerful an aid to consolidation and permanence is the supposed supernatural power of a deceased ruler; and hence it appears not improbable that the lack of this belief in an immortal god, and consequent lack of the established worship of one, is a chief cause of the transitory nature of the African monarchies.

§ 678. This supposition harmonizes with the facts presented to us by ancient civilized societies, in which, along with praises of the living ruler, there went more elaborate praises of the dead and deified ruler.

Egypt furnishes instances of poetic laudations of both. Preceding a eulogy of Seti I, it is written:—

“The priests, the great ones, and the most distinguished men of South and North Egypt have arrived to praise the divine benefactor on his return from the land of Ruthen.” Then follows a song “in praise of the king and in glorification of his fame.”

So, too, Ramses II is glorified in “the heroic poem of the priest Pentaur.” In the eighteenth dynasty we see the two functions united.

“An unknown poet, out of the number of the holy fathers, felt himself inspired to sing in measured words the glory of the king [Thutmes III], and the might and grandeur of the god Amon.”

[III-221]

And then we have the acts, wholly priestly, of—

“the nobleman who bore the dignity of ‘prophet of the Pyramid of Pharaoh.’ This officer’s duty was to praise the memory of the deceased king, and to devote the god-like image of the sovereign to enduring remembrance.”

Still better and more abundant evidence is furnished by accounts of the early Greeks. The incipient poet, as eulogizer of the god, is priestly in his character, and at first is an official priest. Concerning the Greeks of rude times Mure writes—“Hence, in their traditions, the character of poet is usually found to combine those of musician, priest, prophet, and sage;” and he adds that:

The mythical poet Olen “ranks as the earliest and most illustrious priest and poet of the Delian Apollo . . . Bœo, a celebrated priestess of that sanctuary [the Delphic], pronounces him . . . to be, not only the most antient of Apollo’s prophets, but of all poets.”

We are told by Mahaffy that “the poems attributed to these men [poets prior to Homer] . . . were all strictly religious.”

“The hexameter verse was consistently attributed to the Delphic priests, who were said to have invented and used it in oracles. In other words, it was first used in religious poetry . . . There is no doubt that the priests did compose such works [long poems] for the purpose of teaching the attributes and adventures of the gods . . . Thus epic poetry [was at first] purely religious . . . Homer and Hesiod represent . . . the close of a long epoch.”

And that their poetry arose by differentiation from sacred poetry, is implied in his further remark that in Homer’s time, “the wars and adventures, and passions of men, had become the centre of interest among the poets.” This partially secularized poetry at a later date became further secularized, while it became further differentiated from music. The hymn of the primitive priest-poet was uttered to the accompaniment of his four-stringed lyre, in a voice more sonorous than ordinary speech—not in song, as we understand it, but in recitative; and, as Dr. Monro argues, a vague recitative—a recitative akin to the intoning of the liturgy [III-222] by our own priests, and to the exalted utterance spontaneously fallen into under religious excitement. [*] But in course of time, this quasi-musical utterance of hexameters was dropped by a certain derived secular class, the Rhapsodists. These, who recited at courts “the books [of Homer] separately, some one, some the other, at the feasts or public solemnities of the Greek cities,” and who themselves sometimes composed “dedicatory prologues or epilogues in honour of the deities with whose festivals such public performances were connected,” and became in so far themselves poets, were distinguished from the early poets by their non-musical speech.

“While the latter sang, solely or chiefly, his own compositions to the accompaniment of his lyre, the rhapsodist, bearing a laurel branch or wand as his badge of office, rehearsed, without musical accompaniment, the poems of others:” [sometimes, as above said, joined with his own.]

Thus there simultaneously arose a class of secular poets and a divergence of poetry from song.

A parallel genesis occurred among the Romans. Though its sequences were broken, its beginning was the same. Says Grimm—

“Poetry borders so closely on divination, the Roman vates is alike songster and soothsayer, and soothsaying was certainly a priestly function.”

Congruous with this is the statement that—

[III-223]

“Roman religion was a ceremonial for the priests, not for the people; and its poetry was merely formulæ in verse, and soared no higher than the semi-barbarous ejaculations of the Salian priests or the Arvolian brotherhood.”

The more elaborated forms of religious ceremony appear to have been imported from subjugated countries—the sacred games from Etruria, and other observances from Greece. Hence, the Romans being the conquerors, it seems to have resulted that the arts, and among others the art of poetry, brought with them by the captives, were for a long period lightly thought of by their captors. Having no commission from the gods, the professors of it were treated with contempt and their function entirely secularized. So that as Mommsen writes:—

“The poet or, as he was at this time called, the ‘writer,’ the actor, and the composer not only belonged still, as formerly, to the class of workers for hire in itself little esteemed, but were still, as formerly, placed in the most marked way under the ban of public opinion, and subjected to police maltreatment.”

With like implications in a later chapter he adds:—

“Among those who in this age came before the public as poets none, as we have already said, can be shown to have been persons of rank, and not only so, but none can be shown to have been natives of Latium proper.”

More coherent evidence concerning the differentiation of the poet from the priest is hardly to be expected where, instead of a continuous evolution of one society, we have an agglomeration of societies, in which the conquering society from the beginning incorporated other ideas and usages with its own.

§ 679. When, from Southern Europe of early days, we turn to Northern Europe, we meet, in Scandinavia, with evidence of a connexion between the primitive poet and the medicine-man. Speaking of the “diviners, both male and female, honoured with the name of prophets,” who were believed to have power to force the ghosts of the “dead to tell them what would happen,” Mallet says that “poetry [III-224] was often employed for the like absurd purposes:” these same “Skalds or bards” were supposed to achieve this end “by force of certain songs which they knew how to compose.” At the same time that these poets and musicians of the ancient northern nations invoked the spirits of the departed in verses which most likely lauded them, they “were considered as necessary appendages to royalty, and even the inferior chieftains had their poets.” The Celts had kindred functionaries, whose actions were evidently similar to those of the Greek priest-poets. Says Pelloutier, basing his statement on Strabo, Lucan, and others:—

“Les Bardes, qui faisoient [des] Hymnes, etoient Poëtes et Musiciens; ils composoient les paroles et l’air sur lequel on les chantoit.”

The use of the word “hymnes” apparently implying that their songs had something of a sacred character. That the connexion between poet and priest survived, or was reestablished, after paganism had been replaced by Christianity, there is good evidence. In the words of Mills—

“Every page of early European history attests the sacred consideration of the minstrel;” his peculiar dress “was fashioned like a sacerdotal robe.”

And Fauriel asserts that—

“Almost all the most celebrated troubadours died in the cloister and under the monk’s habit.”

But it seems a probable inference that after Christianity had subjugated paganism, the priest-poet of the pagans, who originally lauded now the living chief and now the deified chief, gradually ceased to have the latter function and became eventually the ruler’s laureate. We read that—

“A Joculator, or Bard, was an officer belonging to the court of William the Conqueror.”

“A poet seems to have been a stated officer in the royal retinue when the king went to war.”

And among ourselves such official laureateship still survives, or is but just dying.

While the eulogizer of the visible ruler thus became a court-functionary, the eulogizers of the invisible ruler—no [III-225] longer an indigenous deity but one of foreign origin—came to be his priests; and in that capacity praised him, sometimes in poetical, sometimes in oratorical, form. Throughout Christendom from early times down to ours, religious services have emphasized in various proportions the different attributes of the Deity—now chiefly his anger and revenge, now chiefly his goodness, love, and mercy; but they have united in ceaseless exaltation of his power; and the varieties of oral admiration, of invocation, of devotion, have been partly in prose and partly in verse. All along the Church-service has had for its subject-matter this or that part of the sacred history, and all along it has embodied its ideas and feelings in a semi-rhythmical liturgy, in hymns, in the orations which we call sermons: each of them having in one way or other the laudatory character. So that the Christian priest has throughout stood in substantially the same relation to the Being worshiped, as did the pagan priest, and has perpetually used kindred vehicles of expression.

While the Christian priest has been officially one who repeated the laudations already elaborated and established, he has also been to a considerable extent an originator, alike of orations and poems. Limiting ourselves to our own country, and passing over the ancient bards, some of doubtful authenticity, whose verses were in praise of living and dead pagan heroes, and coming to the poets of the new religion, we see that the first of them Cædmon, a convert who became inmate of a monastery, rendered in metrical form the story of creation and sundry other sacred stories—a variously elaborated eulogy of the deity. The next poet named is Aldhelm, a monk. The clerical Bede again, known mainly by other achievements, was a poet, too; as was likewise abbot Cynewulf. For a long time after, the men mentioned as writers of verse were ecclesiastics; as was Henry of Huntingdon, an archdeacon; Giraldus Cambrensis, bishop-elect; Layamon, priest; and Nicholas of Guildford. Not until [III-226] Edward III’s reign do we find mention of a secular song-writer—Minot; and then we come to our first great poet, Chaucer, who, whether or not “of Cambridge, clerk,” as is suspected, became court-poet and occupied himself mainly with secular poetry. After this the differentiation of the secular verse-writer from the sacred verse-writer became more marked, as we see in the case of Gower; but still, while the subject-matter of the poems became secularized, as with Langland and as with Barbour, the ecclesiastical connexion remained dominant. Lydgate was priest, orator and poet; Occleve, poet and civil servant; Henryson, schoolmaster and poet; Skelton, priest and poet laureate; Dunbar, friar and court poet; Douglas, bishop and secular poet; Barclay, priest and poet; and so on. It should be added that one of the functions of the clergyman has been the writing of laudatory hymns—hymns composed now by ordained ecclesiastics, now by dissenting ministers. These facts, joined with facts of recent times, make it clear that as in pagan societies, so in Christian societies, the priest-poet, appointed eulogizer of the deity he serves, is the first poet; and that the poets we distinguish as secular have gradually arisen by differentiation from him.

Along with the divergence of secular poets from sacred poets there have arisen divergences within the assemblage of secular poets themselves. There have come the mainly epic, as Milton; the didactic, as Pope; the satiric, as Butler; the descriptive, as Wordsworth; the comic, as Hood.

§ 680. From those official praisers of the hero or god whose laudations take the form of speech, non-rhythmical or rhythmical, we pass to those whose laudations take the form of mimetic actions—who express the triumphs of the deified ruler by imitations of his deeds. United as the two originally were, they diverge and develop along their respective lines.

Existing savages yield illustrations of the primitive union [III-227] of vocal laudation and mimetic laudation. Concerning the Point-Barrow Eskimo we read:—

“The most important festivals are apparently semi-religious in character, and partake strongly of the nature of dramatic representations. . . . . All festivals are accompanied by singing, drumming, and dancing.”

More detailed evidence is supplied by an official account of the Navajo Indians, from which here are relevant passages.

“Hasjelti Dailjis, in the Navajo tongue, signifies the dance of Hasjelti, who is the chief, or rather the most important and conspicuous, of the gods. The word dance does not well designate the ceremonies, as they are in general more histrionic than saltatory . . . The personation of the various gods and their attendants, and the acted drama of their mythical adventures and displayed powers, exhibit features of peculiar interest. . . . Yet from what is known of isolated and fragmentary parts of the dramatised myths, it is to be inferred that every one of the strictly regulated and prescribed actions has, or has had, a special significance, and it is obvious that they are all maintained with strict religious scrupulosity.”

And it is added that each of these observances “clearly offers a bribe or proposes the terms of a bargain to the divinities.”

Noting next the evidence furnished by Ancient India, we are led to infer that there, as elsewhere, the triumphal reception of a conqueror was the observance from which sprang the dramatic art along with the arts we have thus far contemplated. Weber writes—

“Next to the epic, as the second phase in the development of Sanskrit poetry, comes the Drama. The name for it is Nátaka, and the player is styled Nata, literally ‘dancer.’ Etymology thus points to the fact that the drama has developed out of dancing, which was probably accompanied, at first, with music and song only, but in course of time also with pantomimic representations, processions, and dialogue.”

And though himself offering another interpretation, he quotes Lassen to the effect that—

“The Indian drama, after having acquitted itself brilliantly in the most varied fields—notably too as a drama of civil life—finally reverted in its closing phases to essentially the same class of subjects with which it had started—to representations from the story of the gods.”

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Greek history yields various facts of like meaning. In Sparta—

“The singing chorus danced around it [“the sacrifice . . . burning on the altar”] in the customary ring; whilst others represented the subject of the song by mimic gesture.”

That the Greek drama had a religious origin is shown by the fact that it continued always to have a religious character. Says Moulton, “the performance of every drama was regarded by the ancients as an act of worship to Dionysus.” And to the like effect is the statement of Mahaffy that “the old Greek went to the theatre to honour and serve his god.” The dramatic element of religious ceremonies was at first mingled with the other elements, as is implied by Grote, who speaks of the importance of the united religious celebrants—

“in the ancient world, and especially in the earlier periods of its career—the bards and rhapsodes for the epic, the singers for the lyric, the actors and singers jointly with the dancers for the chorus and drama. The lyric and dramatic poets taught with their own lips the delivery of their compositions.”

The process of differentiation by which the drama arose is well shown by the following extracts from Moulton:—

“Only one of these Ballad-Dances was destined to develop into drama. This was the Dithyramb, the dance used in the festival worship of the god Dionysus.”

“The ‘mysteries’ of ancient religion were mystic dramas in which the divine story was conveyed.”

“The Chorus started from the altar in the centre of the orchestra, and their evolutions took them to the right. This would constitute a Strophe, whereupon (as the word ‘Strophe’ implies) they turned round and in the Antistrophe worked their way back to the altar again.”

In lyric tragedy “the Chorus appear as Satyrs in honour of Dionysus, to whose glory the legend is a tribute; they maintain throughout the combination of chant, music, and dance.”

“The work of Thespis was to introduce an ‘Actor,’ separate altogether from the chorus.”

That along with differentiation of the drama from other [III-229] social products there went differentiation of the dramatist and the actor from other persons and from one another, may fairly be inferred however little able we may be to trace the process. Already by the above extract from Grote we are shown that a leading actor gave oral directions to subordinate actors; and in doing this he assumed to some extent the character of dramatist. Before the rise of a written literature no greater distinction could be made; but after written literature arose the dramatist proper became possible. Still, it is to be observed that in the productions of the great dramatic writers of Greece, the original relations continued to be shown. As Moulton remarks:—

“Tragedy never ceased to be a solemn religious and national festival, celebrated in a building which was regarded as the temple of Dionysus, whose altar was the most prominent object in the orchestra.”

And the subject-matter continued in late days as in early days to be, in chief measure, the doings of the gods. An illustration is furnished by Mahaffy, who says:—

“We hear in the days of the Ptolemies, about 250 bc, of a regular symphony performed at a Delphic feast, in which the contest of Apollo and the Python was represented in five movements with the aid of flutes (or rather clarinettes, αὐλοί), harps, and fifes, without singing or libretto.”

Clearly this incident, while mainly showing the development of instrumental music, shows also the kind of theme chosen. But when we come to the comedies of Aristophanes we see a secularization much further advanced.

Partly because, as pointed out above in following the genesis of the poet, so much of Roman civilization was not indigenous but foreign; and partly because Roman life, entirely militant, led to a contempt for all non-militant occupations (as happens everywhere); the rise of the dramatist in Rome was indefinite. Still we find indications akin to the foregoing. Duruy, in agreement with Guhl and Koner, writes that—

In 364 bc, during a pestilence, the Romans applied to the Etruscans who “replied that the gods would be satisfied if they were honoured [III-230] by scenic games, and, that the Romans might be able to celebrate these games, they sent them at the same time actors, who executed religious dances to the sound of the flute . . . the pestilence then ended.”

And he goes on to say that—

“Young Romans learned the dances introduced from Etruria, and marked the rhythm of them by songs, often improvised, which ended by being accompanied with action. Roman comedy was discovered.”

In Rome, as in Greece, an idea of sacredness long attached to the drama. “ ‘Varro’ says St. Augustine, ‘ranks theatrical things with things divine.’ ” This conception of sacredness, however, was congruous with their conceptions of the gods, and widely different from sacredness as understood by us.

“The subjects of the pantomime were taken from the myths of gods and heroes, the actor having to represent male and female characters by turns, while a choir, accompanied by flute-players, sang the corresponding canticum.”

“Sometimes mythological scenes were performed in the arena with cruel accuracy. Condemned criminals had to mount the pyre like Hercules, or to give their hand to the flames like Mucius Scævola, or to be crucified like Laureolus the robber; others were torn by bears, in imitation of the fate of Orpheus.”

Having usually been an alien and possessing no odour of sanctity derived from his traditional religious function,—

the actor “was ranked with slaves and barbarians . . . he generally was a slave or freedman, or a native of some country where his profession was more esteemed, such as the Greek colonies and the East generally.”

§ 680a. Little as one might have expected it, we find that the pagan genesis of the drama was paralleled by the Christian re-genesis of it in mediæval Europe. It commenced, as in India, Greece, and Rome, with representations of sacred subjects by priestly actors. Incidents in sacred history were dramatically repeated in edifices devoted to divine worship.

“The circumstance that the ritual was carried on in Latin naturally led to its being supplemented on particular occasions with sacred scenes or lessons acted to the ignorant. Thus the raison d’être of the Mysteries [III-231] and Miracle plays was to act stories from Scripture or the lives of Saints, or embodying central doctrines such as the incarnation, for the benefit of a populace unable to read for themselves.”

But there are confused evidences and conflicting opinions respecting dramatic representations in early Christian days: secular and sacred origins appearing to be mingled. We read that “sometimes, when a sufficient number of clerical actors were not to be procured, the churchwardens . . . caused the plays to be acted by the secular players.” And in the same work we also read that “complaint [to Richard II] is made against the secular actors, because they took upon themselves to act plays composed from the scripture history, to the great prejudice of the clergy.” But in another passage the writer, Strutt, says that these acted mysteries “differed greatly from the secular plays and interludes which were acted by strolling companies, composed of minstrels, jugglers, tumblers, dancers, bourdours or jesters . . . these pastimes are of higher antiquity than the ecclesiastical plays.” Not improbably such companies may have survived from pagan times, in which their representations formed parts of the pagan worship: losing their original meanings, as did the songs of the minstrels. This view seems congruous with the opinion that the secular drama did not directly descend from the mystery-plays, but that, influenced by the familiarity of its writers both with mystery-plays and with the popular exhibitions, it took its definite form mainly by suggestion of the classic drama: a supposition favoured by the fact that in various Elizabethan plays a chorus is introduced. Be this as it may, however, the general implication remains the same. There arose in Christendom, as in Greece, a sacred drama performed by priests and representing incidents in the lives of Christ and of the saints; and if our secular drama did not directly descend from this Christian religious drama, then it indirectly descended from the original pagan religious drama.

Along with the rise of the secular drama have arisen [III-232] minor differentiations. The separation between actor and dramatist, though still not complete, has become greater: most dramatic authors are not actors. And then the dramatic authors are now distinguished into those known as producers chiefly of tragedy, comedy, melodrama, farce, burlesque.

§ 681. We meet here with no exception to the general law that segregation and consolidation are parts of the evolutionary process. Beginning with Greece we trace the tendency even among the poets. Curtius remarks that “poetry, like the other arts, was first cultivated in circles limited after the fashion of guilds.” And the religious character of these guilds is shown by the further statement that “schools of poets came to form themselves which were . . . intimately connected with the sanctuary.” Naturally the process readily took place with those occupied in combined representations; for they, as a matter of necessity, existed as companies. But there early arose more definite unions among them. Mahaffy says, concerning the Greeks, that—

“Inscriptions reveal to us the existence of guilds of professionals who went about Greece to these local feasts, and performed for very high pay.”

And he further states that—

The actors’ “corporation included a priest (of Dionysus) at the head, who still remained a performer; a treasurer; dramatic poets of new tragedies and comedies and odes; principal actors of both tragedy and comedy . . . and musicians and singers of various kinds.”

From Rome, for reasons already indicated, we do not get much evidence. Still there is some.

The authorities, out of regard for the Greek Andronikos, “conceded to the guild of poets and actors a place for their common worship in the temple of Minerva on the Aventine.”

Nor do modern days fail to furnish a few, though not many, illustrations of the integrating tendency. A slight organization is given by the Actors’ Benevolent Fund. The dramatic writers have an agency for collecting the amounts [III-233] due to them for the performance of their pieces, and are to that extent combined. And then we have a special newspaper, The Era, which forms a medium for communication, by advertisements, between all kinds of stage-performers and those who wish to engage them, as well as an organ for representing the interests of the stage and the semi-dramatic music-hall.

[After the above chapter was written my attention was drawn to a passage in the late Prof. Henry Morley’s work, A First Sketch of English Literature (p. 209), which in short space yields verification for several of the leading propositions contained in it and in the preceding chapter.

“Our English ballads are akin to those which also among the Scandinavians became a familiar social amusement of the people. They were recited by one of a company with animation and with varying expression, while the rest kept time, often with joined hands forming a circle, advancing, retiring, balancing, sometimes remaining still, and, by various movements and gestures, followed changes of emotion in the story. Not only in Spain did the people keep time by dance movement to the measure of the ballad, for even to this day one may see, in the Faroe Islands, how winter evenings of the North were cheered with ballad recitations, during which, according to the old northern fashion, gestures and movements of the listeners expressed emotions of the story as the people danced to their old ballads and songs.”

Here, then, as in the Hebrew triumphal reception of the living hero, and the Greek worship of the apotheosized hero, we see a union of music and the dance, and with them a union of rhythmical speech with some dramatic representation of the incidents described, and of the emotions caused by the description. We see that everywhere there has tended to bud out afresh the combined manifestations of exalted feeling from which these various arts originate. Another fact is forced upon our attention. We are shown that in all cases, while there arises some one of a group who becomes singer or reciter, the rest assume the character of chorus. This segregation, which characterized the religious [III-234] worship of the Greeks and characterized also their dramatic representations, is not only displayed in later times by the cathedral choir, which shares the service with the solo-singers, and by the operatic chorus which does the like on the stage, but is also displayed by the choral accompanists described in the above passage, and even now survives among us as the chorus which habitually winds up each verse of a convivial song in a public house.

The essential fact, however, which is lacking in the description above quoted from Prof. Morley, and which is not indeed implied by the observances he describes when taken by themselves, is that these ballad-recitations were originally religious laudations, and that the reciter of them was in primitive times the priest-poet. Comparison of this account given by him with accounts above given both of the still extant religious ceremonies performed by North American Indians and those recorded as having been performed among the Greeks, make it clear that the religious meaning has lapsed and that the prototype of the recited ballad was a hymn sung by a priest in praise of some apotheosized hero: the loss of the religious character being, as before suggested, probably a result of the conquest of Christianity over paganism.]

 


 

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CHAPTER V.

BIOGRAPHER, HISTORIAN, AND MAN OF LETTERS.

§ 682. How, in their rudimentary forms, the several arts which express feelings and thoughts by actions, sounds, and words, as well as the professors of such arts, originated together in a mingled state, we have seen in the last two chapters. Continuing the analysis, we have now to observe how there simultaneously arose, in the same undifferentiated germ, the rudiments of certain other products, and of those devoted to the production of them. The primitive orator, poet, and musician, was at the same time the primitive biographer, historian, and man of letters. The hero’s deeds constituted the common subject-matter; and, taking this or that form, the celebration of them became, now the oration, now the song, now the recited poem, now that personal history which constitutes a biography, now that larger history which associates the doings of one with the doings of many, and now that variously developed comment on men’s doings and the course of things which constitutes literature.

Before setting out to observe the facts which illustrate afresh this simultaneous genesis, let us note that in the nature of things there could not be any other root for these diverse growths; and that this root is deeply implanted in human nature. If we go back to a group of savages sitting round a camp-fire, and ask what of necessity are their ordinary subjects of conversation, we find that there is nothing for them to talk about save their own doings and the doings [III-236] of others in war and the chase. Though they have surrounding Nature and its changes, sometimes striking, to describe and comment upon, yet even these are usually of interest only as affecting men and influencing their lives. Human actions are the perennially interesting things; and obviously, among human actions, those certain to be most discussed are those which diverge most from the ordinary—the victories of the courageous man, the feats of the strong man, the manœuvres of the cunning man. Thus in the first stages, merely from lack of other exciting matter, there goes, after the narratives of individual successes in the day’s hunt or the day’s fight, a frequent return to the always-interesting account of the great chief’s exploits, his ordinary doings, his strong sayings. Gradually the description and laudation of his achievements grow into a more or less coherent narrative of his life’s incidents—an incipient biography. As a reason, too, why biography of this simple kind becomes an early mental product, let us note that it is the simplest—the easiest both to speaker and hearer. To tell of deeds and dangers and escapes requires the smallest intellectual power; and the things told are, fully or partially, comprehensible by the lowest intelligence. Every child proves this. The frequent request for a story shows at once the innate liking for accounts of adventures, and the small tax on the mind involved by conceptions of adventures. And it needs but to note how the village crone, mentally feeble as she may be, is nevertheless full of tales about the squire and his family, to see that mere narrative biography (I do not speak of analytical biography) requires no appreciable effort of thought, and for this second reason early takes shape.

Of course, as above said, biography of a coherent kind, arising among peoples who have evolved permanent chiefs and kings, grows gradually out of accounts of those special incidents in their lives which the priest-poets celebrate. Let us gather together a few facts illustrative of this development.

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§ 683. Its earlier stages, occurring as they do before written records exist, cannot be definitely traced—can only be inferred from the fragmentary evidence furnished by those uncivilized men who have made some progress. The wild tribes of the Indian hills yield a few examples. Says Malcolm, “The Bhat is both the bard and chronicler of the Bhills.” He also states that according to native historians certain lands of the Bhils were taken by the Rajpoots, and that—

“Almost all the revered Bhats, or minstrels, of the tribe, still reside in Rajpootana, whence they make annual, biennial, and some only triennial visits to the Southern tribes, to register remarkable events in families, particularly those connected with their marriages, and to sing to the delighted Bheels the tale of their origin, and the fame of their forefathers.”

So, too, concerning another tribe we read, in Hislop:—

“The Pádál, also named Páthádi, Pardhán, and Desái, is a numerous class found in the same localities as the Ráj Gonds, to whom its members act as religious counsellors (Pradhána). They are, in fact, the bhats of the upper classes,—repeating their genealogies and the exploits of their ancestors.”

Here, then, the priest is the narrator and his narrative is biographico-historical. It consists of leading facts in the lives of persons, and these are so joined with accounts of tribal deeds as to form a rudimentary history.

In Africa where, for reasons before named, loyalty to the living ruler has not usually given origin to worship of the dead ruler, we meet with only the first stage in the development.

The king of the Zulus has “men who perform the part of heralds in the dances, and who now, at every convenient opportunity, recounted the various acts and deeds of their august monarch in a string of unbroken sentences.”

In Dahomey, too, the union is between the courtier and the historian. In that kingdom, where women play so dominant a part, there are, as we have seen, female laureates; and “these troubadours are the keepers of the records of the [III-238] kingdom of Dahomey, and the office, which is hereditary, is a lucrative one.”

From Abyssinia we get an illustration of the way in which the united germs of biography and history make their appearance during burials of notables.

“Professional singing women frequently attend the funeral meetings of great people . . . Each person in wailing takes it by turn to improvise some verses in praise of the deceased . . . The professional singers will give minute details of the history of his ancestry, his deeds, character, and even his property.”

When the deceased person is a conquering monarch, this funeral laudation by professionals, the first step in apotheosis, begins a worship in which there are united that account of his life which constitutes a biography and that account of his deeds which forms the nucleus of primitive history.

From the accounts of ancient American civilizations, facts of kindred meaning come to us. Here is a passage from Bancroft concerning the Aztecs:—

“The preparation and guardianship of records of the higher class, such as historical annals and ecclesiastical mysteries, were under the control of the highest ranks of the priesthood.”

Again we read:—

At this assembly the ‘Book of God’ was prepared. “In its pages were inscribed the Nahua annals from the time of the Deluge . . . religious rites, governmental system, laws and social customs; their knowledge respecting agriculture and all the arts and sciences.”

It is instructive to observe how in this sacred book, as in other sacred books, religion, history, and biography were mingled with secular customs and knowledge.

§ 684. Early civilized societies have bequeathed similar proofs. The biographico-historical nature of the Hebrew scriptures is conspicuous. As in other cases, incidents in the life of the national deity form its first subject-matter—how God created various things on successive days and rested on the seventh day. Accounts of his personal doings characterize the next books, and are combined with accounts [III-239] of the doings of Adam and the patriarchs—biographical accounts. In what we are told of Abraham, Isaac, and Jacob, we see biography dominant and history unobtrusive. But with the transition from a nomadic to a settled life, and the growth of a nation, the historical element comes to the front. Doubtless for a long time the genealogies and the leading events were matters of common traditional knowledge; though we may fairly assume that the priest-class or cultured class were those who especially preserved such knowledge. Later times give some evidence of the connexion, as instance these sentences from Kuenen and Neubauer.

“In the eighth century bc the prophet of Jahveh has become a writer.”

“Upon their return from Babylon, Esdras, called ‘the skilled scribe,’ made disciples who were called sopherim, ‘scribes,’ and whose business it was to multiply the copies of the Pentateuch and to interpret it. ‘Scribe’ and ‘scholar’ in those days were synonymous.”

A few relevant facts are afforded by the ancient books of India. Describing some of their contents Weber says:—

History “can only fittingly be considered as a branch of poetry . . . not merely on account of its form . . . but on account of its subject-matter as well.”

Kalhana, who wrote a history of Kashmir, in 12th cent. ad was “more poet than historian.”

“In some princely houses, family records, kept by the domestic priests, appear to have been preserved.”

From ancient Egyptian inscriptions come various evidences of these relationships. How naturally the biographico-historical element of literature grows out of primitive worship we see in the fact—allied to a fact above named concerning the Abyssinians,—that in an Egyptian tomb there was given in the ante-room an account of the occupant’s life; and, naturally, that which was done on a small scale with the undistinguished man was done on a large scale with the distinguished man. We read in Brugsch that—

The royal gods of the Egyptians, who “are referred to as kings,” [III-240] “have their individual history, which the holy scribes wrote down in the books of the temples.”

Here are kindred passages from Bunsen and Duncker:—

Diodorus (i, 44) says “ ‘the priests had in their sacred books, transmitted from the olden time, and handed down by them to their successors in office, written descriptions of all their kings . . . In these an account is given of every king—of his physical powers and disposition, and of the exploits of each in the order of time.’ ”

A priest daily “read to the king the apothegms and achievements of distinguished men . . . out of the sacred books. We know that poems of considerable extent on historical subjects were in existence.”

Thus it is clear that in Egypt the priests were at once the biographers and historians.

Preceding chapters have indirectly shown the primitive connexions between religion, biography, and history among the Greeks. The laudation of a god’s deeds, now lyrical now epical, rhythmically uttered by his priests, involved with the sacred element both these secular elements. But a few more specific facts may be added.

“The history of the Greek families and states came to be systematically represented in a manner edifying according to the sense of the religion of Apollo, and dictated by theocratic interests.”

“In and near the sanctuaries the most ancient traditions were preserved.”

“A list was kept of the priestesses at Argos, and, on account of their priestly dignity, also of the kings of Sparta . . . and thus arose historical archives.”

And then, after the secularization of rhythmical speeches or songs, first uttered in honour of the gods, the biographico-historical character of their subject-matters is retained and developed. In hexameters, first employed by the Delphic priests, Homer, in the Iliad recites a story which, mainly historical, is in part biographical—the wrath of Achilles being its most pronounced motive. And then in the Odyssey, we have a narrative which is almost wholly biographical. But though mainly secularized, these epics have not wholly lost the primitive sacred character; since the gods are represented as playing active parts.

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As before said, Roman society, so heterogeneous in its composition, had its lines of normal evolution broken by intruding influences. But still we trace some connexion between the priest and the historian. According to Duruy and others—

“The pontiffs were concerned in keeping up the memory of events as accurately as possible. Thus the Romans had the Annals of the Pontiffs, or Annales Maximi, the Fasti Magistratuum, the Fasti Triumphales, the rolls of the censors, etc.”

“Every year the chief pontiff inscribed on a white tablet, at the head of which were the names of the consuls and other magistrates, a daily record of all memorable events both at home and abroad. These commentaries or registers were afterwards collected into eighty books which were entitled by their authors Annales Maximi.

Further, by its associations, the body of fetiales was apparently shown to have had some sacerdotal character.

“By the side of these two oldest and most eminent corporations of men versed in spiritual lore [augures and pontifices] may be to some extent ranked the college of the twenty state-heralds (fetiales, of uncertain derivation), destined as a living repository to preserve traditionally the remembrance of the treaties concluded with neighbouring communities.”

If, as is alleged, Romulus was regarded by the Romans as one of their great gods, honoured by a temple and a sacrificing priest, it seems inferable that the story of his deeds which, mythical as it may have chiefly been, had probably some nucleus of fact, was from time to time repeated in the laudations of his priest; and that the speech or hymn uttered by his priest at festivals, had, like the kindred ones which Greek priests uttered, a biographico-historical character.

Though but indirectly relevant to the immediate issue, it is worth while adding that the earliest Roman historian, Ennius, was also an epic poet—“the Homer of Latium,” as he called himself. The versified character of early history exemplified in his writings, as also we shall presently see in later writings, is, of course, congruous with that still earlier union of the two, which was seen in the laudatory narratives of the primitive priest-poet.

[III-242]

§ 685. Of evidences furnished by Northern Europe, we meet first with those coming from the pre-Christian world. Though the stories of the Teutonic epic, The Nibelungen, were gathered together in Christian times, yet they manifestly belonged to pagan times; and we may fairly assume were originally recited, as among other European peoples, by attendants of the great—courtiers while these lived, priest-poets after they died. But for a long time after Christianity had been victorious, the Christian narrative alone, in which, as in other primitive narratives, biography and history are united, furnished the only subject-matter for literature, and priests were its vehicles.

“From the fourth to the eighth century, there is no longer any profane literature; sacred literature stands alone; priests only study or write; and they only study, they only write, save some rare exceptions, upon religious subjects.”

So, also, the 57 authors named by Guizot as belonging to the 9th and 10th centuries (of whom only four were laymen), were doubtless similarly occupied.

Nevertheless, while the ordinary biographico-historical matter which priests devoted themselves to was that which their creed presented or suggested, there appear to have been, after the 8th century, some cases in which such matter furnished by other than Christian traditions, occupied them; as in the Rolandslied and Alexanderslied, written in the 12th century by the priests Konrad and Lamprecht.

For the rest it will suffice if we take the case of our own country. Chronicles and histories “were mostly compiled in the monasteries.” Taking the illustrations in order, we come first to Bede, who was monk and historian; Cynewulf, abbot and writer of history; Gildas, monk and chronicler; Asser, bishop and biographer. The Anglo-Saxon chronicle was a year-book of events recorded by monks from the 9th to the 12th century. After the Conquest the chief authors were still ecclesiastics, and their works were usually chronicles or lives of saints. Among them were Marianus [III-243] Scotus, Florence of Worcester, Eadmer, Ordericus Vitalis, William of Malmsbury, Wace, Henry of Huntingdon, Fitzstephen, Thomas of Ely, and so on through subsequent reigns, in which the relationship continues for a long time to be marked, but during which the rise of secular competitors in the sphere of literature becomes gradually manifest.

Even without specification of such facts we might safely infer that since, during mediæval days, there was scarcely any culture save that of ecclesiastics, the writing of biography and history was, by the necessities of the case, limited to them.

§ 686. That fiction has developed out of biography scarcely needs proof. Unless a biographer is accurate, which even modern biographers rarely are and which ancient biographers certainly were not, it inevitably happens that there is more or less of fancy mingled with his fact. The same tendencies which in early times developed anecdotes of chiefs into mythological stories of them as gods, operated universally, and necessarily produced in narratives of men’s lives exaggerations which greatly distorted them. If we remember the disputes among the Greeks respecting the birthplaces of poets and philosophers we see how reckless were men’s statements and how largely the actual was perverted by the imaginary. So, too, on coming down to Christian times it needs but to name the miracles described in the lives of the saints to have abundant proof of such vitiations. As in our own days the repeater of an anecdote, or circulator of a scandal, is tempted to make his or her story interesting by making much of the striking points; so, still more in early days, when truth was less valued than now, were stories step by step perverted as they passed from mouth to mouth.

Of course the narrator who gave the most picturesque version of an adventure or achievement was preferred by listeners; and, of course, ever tempted to increase the imaginary [III-244] additions, passed insensibly into a maker of tales. Even children, at first anxious to know whether the stories told them are true, by and by become ready to accept untrue stories; and then some of them, thus taught by example, invent wonderful tales to interest their companions. With the uncivilized or semi-civilized a like genesis naturally occurs among adults. Hence the established class of storytellers in the East—authors of oral fictions. And how gradually by this process fiction is differentiated from biography, is shown by the fact that at first these stories which, as exaggerations of actual incidents, are partially believed in by the narrators, are wholly believed in by the listeners. In his Two Years Residence in a Levantine Family Mr. Bayle St. John tells us that when The Arabian Nights were being read aloud, and when he warned those around that they must not suppose the narratives to be true, they insisted on believing them: asking—Why should a man sit down to write lies? So that after fiction comes into existence it is still classed as biography—is not distinguished from it as among civilized nations.

The early history of these civilized nations shows that in the genesis of imaginary biography the priesthood at first took some part. In Stephen’s time Wace, a reading clerk, was also a romance writer. So, too, we have Archdeacon Walter Map, who wrote religious and secular romances; and there are subsequently named romances which probably had clerical authors though there is no proof. But the general aspect of the facts appears to show that after that time in England, the telling of tales of imagination became secularized.

Meanwhile derivative forms of literature were showing themselves, mostly, however, having a biographical element. After the Conquest Sæwulf, who, becoming a monk, wrote his travels, gives us a deviation into an autobiographical, as well as a geographical, form of literature. Then in Richard I’s reign we have Nigel Wireker, a monastic who wrote [III-245] a satire on the monks, as did also the Archdeacon Walter Map, in addition to his volume of anecdotes. Under Richard I there was Geoffrey de Vinsauf, an ecclesiastic who was also a critic of poetry, and under King John Giraldus Cambrensis, who wrote topography. In the reign of Henry III came the monk Mathew Paris, who, in denouncing pope and king, wove biographical matter into a satire. In subsequent reigns Wiclif, John Trevisa, and others, added the function of translator to their literary functions; and some, as Bromyard and Lydgate, entered upon various subjects—law, morals, theology, rhetoric. Here it is needless to accumulate details. It is enough for us to recognize the ways in which in early days the priest took the lead as man of letters.

Of course along with the secularization of biography, history, and literature at large, men of letters have become more diversified in their kinds. History, at first predominantly biographical, has divided itself. There is the unphilosophical kind, such as that written by Carlyle, who thought the doings of great men the only subject-matter worth dealing with, and there is the philosophical kind, which more and more expands history into an account of national development: Green’s Short History being an example. Then biography, besides dividing into that kind which is written by the man himself and that kind which is written by another, has assumed unlike natures—the nature which is purely narrative, and that which is in large measure analytical or reflective. And besides the various classes of writers of fiction, laying their scenes among different ranks and dealing with them in different ways—now descriptive, now sentimental, now satirical—we have a variety of essayists—didactic, humorous, critical, &c.

§ 687. There is little to add respecting the special unions which have accompanied these general separations. Men of letters, taken as a whole, have only in recent times tended [III-246] to unite into corporate bodies. The reasons are not difficult to find.

Carried on chiefly in monasteries or by endowed ecclesiastics, the writing of books in early days had not become an occupation pursued for the purpose of gaining a livelihood. Even after the invention of printing there was for a long time no public large enough to make literature a bread-winning profession; and when, at length, books were written to get money, miserable lives resulted: such rewards as could be obtained being chiefly obtained through the patronage of the wealthy. Indeed, it is curious to see how the modern man of letters for a long time continued to stand in the same relative position as did the minstrel of old. He was a hanger-on either of the king or of the great noble, and had to compose, if not in verse then in prose, fulsome laudations of his patron. Only in recent days has he been emancipated, and only by the extension of the book-buying public has it been made possible for any considerable number of writers to make tolerable incomes. Hence, until lately, men of letters have not been sufficiently numerous to make professional union feasible.

Remembering that in France the Academy has long existed as a literary corporation, we may note that in England our generation has witnessed movements towards integration. Forty odd years ago an effort was made to establish a Guild of Literature and Art, which, however, did not succeed. But we have now a Society of Authors, as well as a special periodical giving voice to authors’ interests; and we have sundry literary journals which, at the same time that they are organs for criticism, bring the body of authors into relation with the general public.

 


 

[III-247]

CHAPTER VI.

MAN OF SCIENCE AND PHILOSOPHER.

§ 688. Clear as are the connexions between the priesthood and the several professions thus far treated of, the connexion between it and the professions which has enlightenment as their function is even clearer. Antagonistic as the offspring now are to the parent they were originally nurtured by it.

We saw that the medicine-man, ever striving to maintain and increase his influence over those around, is stimulated more than others to obtain such knowledge of natural phenomena as may aid him in his efforts.

Moreover, when seeking to propitiate the supernatural beings he believes in, he is led to think about their characters and their doings. He speculates as to the causes of the striking things he observes in the Heavens and on the Earth; and whether he regards these causes as personal or impersonal, the subject-matter of his thought is the subject-matter which, in later times, is distinguished as philosophical—the relations between that which we perceive and that which lies beyond perception.

As was said at the outset, a further reason why he becomes distinguished from men around by his wider information and deeper insight is that he is, as compared with them, a man of leisure. From the beginning he lives on the contributions of others; and therefore he is better able to devote himself to those observations and inquiries out of which science originates.

[III-248]

§ 689. Save some knowledge of medicinal herbs and special animal products, with perhaps a little information about minerals, often joined with such observations of weather-signs as enable them to foresee coming changes, and so, apparently, to bring rain or sunshine, there is little to be named as rudimentary science among the medicine-men, or quasi-priests, of savages. Only when there has arisen that settled life which yields facilities for investigation and for transmitting the knowledge gained, can we expect priests to display a character approaching to the scientific. Hence we may pass at once to early civilizations.

Evidence from the books of Ancient India may first be set down. Demonstration is yielded by it that science was originally a part of religion. Both astronomy and medicine, says Weber, “received their first impulse from the exigencies of religious worship.” More specific, as well as wider, is the following statement of Dr. Thibaut:—

“The want of some norm by which to fix the right time for the sacrifices, gave the first impulse to astronomical observations; urged by this want, the priests remained watching night after night the advance of the moon . . . and day after day the alternate progress of the sun towards the north and the south. The laws of phonetics were investigated, because the wrath of the gods followed the wrong pronunciation of a single letter of the sacrificial formulas; grammar and etymology had the task of securing the right understanding of the holy texts.”

Further, according to Dutt, “geometry was developed in India from the rules for the construction of altars.” A sentence from the same writer implies that there presently arose a differentiation of the learned class from the ceremonial class.

“Astronomy had now come to be regarded as a distinct science, and astronomers by profession were called Nakshatra Darsa and Ganaka . . . sacrificial rites were regulated by the position of the moon in reference to these lunar asterisms.”

So, too, we have proof that philosophy, originally forming a part of the indefinite body of knowledge possessed by the [III-249] priesthood, eventually developed independently. Hunter writes:—

“The Bráhmans, therefore, treated philosophy as a branch of religion . . . Bráhman philosophy exhausted the possible solutions . . . of most of the other great problems which have since perplexed Greek and Roman sage, mediæval schoolman, and modern man of science.”

And in this, as in other cases, the speculative and critical activity presently led to rationalism. There came “a time when philosophers and laymen were alike drifting towards agnostic and heterodox opinions.”

Concerning the relations of science to theology among the Babylonians and Assyrians, current statements almost suffice for the purposes of the argument. A few facts in illustration must, however, be given. All the astronomical knowledge of the Babylonians had as its ends the regulation of religious worship, the preparation of charms, the prediction of events. Here are extracts from Rawlinson, Layard, and Maury showing how religion and science were mingled.

“We are . . . perhaps, justified in concluding, from the careful emplacement of Urukh’s temples, that the science of astronomy was already cultivated in his reign, and was regarded as having a certain connexion with religion.”

“At a very early period the Assyrian priests were able to fix the date of events by celestial phenomena, and to connect the public records with them.”

The familiar fact that the cycle of lunar eclipses was discovered by the Chaldean priests, shows how exact and how long-continued were their observations.

“Comparative philology seems to have been largely studied, and the works upon it exhibit great care and diligence. Chronology is evidently much valued, and very exact records are kept whereby the lapse of time can even now be accurately measured. Geography and history have each an important place in Assyrian learning; while astronomy and mythology occupy at least as great a share of attention.”

The Chaldeans formed “une caste sacerdotale et savante qui se consacra à l’observation du ciel, en vue de pénétrer davantage dans la connaissance des dieux. . . . De la sorte, les temples devinrent de [III-250] véritables observatoires: telle était la célèbre tour de Babylone, monument consacré aux sept planètes.”

Of testimonies concerning science in Egypt, we may fitly begin with one from Maspero, which contrasts Egyptian views with the views of the Assyrians.

“In Egypt the majority of the books relating to science are sacred works composed and revealed by the gods themselves. The Assyrians do not attribute such a lofty origin to the works which teach them the courses and explain the influences of the stars: they believe them to have been written by learned men, who lived at different epochs, and who acquired their knowledge from direct observation of the heavens.”

Basing his account on the statements of various ancient writers, Sir G. C. Lewis says of the Egyptian priesthood that—

“they were relieved from toil, and had leisure for scientific study and meditation; and that from a remote period they habitually observed the stars, recording their observations, and cultivated scientific astronomy and geometry. The Egyptian priests are moreover related to have kept registers, in which they entered notices of remarkable natural phenomena.

(Strab. xvii, 1. § 5.)”

Similar is the description of the actions and achievements of the Egyptian priests given by Diodorus:—

They “are diligent observers of the course and motions of the stars; and preserve remarks of every one of them for an incredible number of years, being used to this study, and to endeavour to outvie one another therein, from the most ancient times. They have with great cost and care, observed the motions of the planets; their periodical motions, and their stated stops.”

How intimate was the connexion between their science and their religion is proved by the fact that “in every temple there was . . . an astronomer, who had to observe the heavens;” and how their science was an outgrowth of their religion is shown by the remark of Duncker, that their writings, at first containing traditional invocations of the gods and ceremonial rules, “grew into a liturgical canon and ecclesiastical codex of religious and moral law, and a comprehensive collection of all the wisdom known to the priests.” But, as is remarked by Bunsen, “the Egyptians [III-251] never arrived at a systematic dialectically conducted philosophy”—a fact of much significance; for I may remark in passing that among oriental peoples at large, and other peoples long habituated to despotic control, thinking and teaching are entirely dogmatic: absolute authority characterizes at once external government and internal government. It is only on passing to partially-free societies that we meet with appeals to individual judgments—a giving of reasons for beliefs.

Apparently because Greece was a congeries of independent states often at variance with one another, and because these states had their respective religious worships akin but not identical, there never arose in Greece a priestly hierarchy; and apparently the lack of one impeded some of the professional developments. Partly, perhaps, for this reason, but chiefly for the reason that scientific progress in Egypt and Assyria preceded Greek civilization, science in a slightly developed state was imported. Sir G. C. Lewis repeats the testimonies of sundry ancient authors to the effect that the Egyptian priests—

“regarded their astronomical science as an esoteric and mysterious doctrine, and that they disclosed it to curious strangers with reluctance (Strab., xvii, 1. § 29). . . . Similar statements are made with respect to Assyrian astronomy (Plat. Epinom. § 7, p. 987). This derivation does not rest merely on general declarations, but it is fortified by detailed accounts of visits of Greek philosophers to Egypt, to Assyria, and to other oriental countries, made for the purpose of profiting by the lessons of the native priests and sages.” Thus Thales, Pherecydes of Syros, Pythagoras, Democritus, Œnopides of Chios, Eudoxus, Solon, Anaxagoras, Plato are said to have visited Egypt, and to have received instruction from the priests.

And from his work may be added this further passage:—“Aristotle . . . says that mathematical science originated in Egypt, on account of the leisure which the priests enjoyed for contemplation.” Respecting which statement may be interposed the remark that whether the name “geometry” was a translation of the Egyptian equivalent word [III-252] or was independently originated, we equally see, in the first place, that this concrete half of mathematics germinated from the practical needs for measuring out the Earth’s surface, and we see, in the second place, that since temples (which served also as king’s palaces) were in early times the sole permanent and finished buildings (the rest being of wood or of sun-dried clay) it is inferable that this great division of science, first employed in the orientation and laying out of them, took its earliest steps in the service of religion. Returning now from this parenthesis to the subject of Greek science, we find that development of it can be but in very small measure ascribed to the priesthood. From Curtius we learn that “the localities of the oracles became places where knowledge of various kinds was collected, such as could not be met with elsewhere,” and that “the Greek calendar fell under the superintendence of Delphi,” and also that “the art of road-making and of building bridges . . . took its first origin from the national sanctuaries, especially from those of Apollo:” some culture of science being thus implied. But, practically, the scientific advances made by the Greeks were not of sacred but of secular origin. So, too, was it with their philosophy. Though Mahaffy thinks “we have no reason to doubt the fact that philosophers were called in professionally to minister in cases of grief,” and though in ministering they assumed a function characteristic of priests, yet we cannot assume that they acted in a religious capacity. Evidently in the main their speculations took their departure not from theological dogmas but from the facts which scientific observation had elsewhere established. Before there was time for an indigenous development of science and philosophy out of priestly culture, there was an intrusion of that science and philosophy which priestly culture had developed elsewhere.

The normal course of evolution having been in Rome, still more than in Greece, interrupted by intruding elements, an unbroken genealogy of science and philosophy is still [III-253] less to be looked for. But it seems as though the naturalness of the connexion between priestly culture and scientific knowledge led to a re-genesis of it. Mommsen, after stating that there were originally only two “colleges of sacred lore”—the augurs and the pontifices, says:—

“The six ‘bridge-builders’ (pontifices) derived their name from their function, as sacred as it was politically important, of conducting the building and demolition of the bridge over the Tiber. They were the Roman engineers, who understood the mystery of measures and numbers; whence there devolved upon them also the duty of managing the calendar of the state, of proclaiming to the people the time of new and full moon and the days of festivals, and of seeing that every religious and every judicial act took place on the right day . . . Thus they acquired . . . the general oversight of Roman worship and of whatever was connected with it—and what was there that was not so connected? . . . In fact the rudiments of spiritual and temporal jurisprudence as well as of historical recording proceeded from this college.”

A curious parallel, not unsuggestive, is thus displayed. As in Greece the art of bridge-building arose in connexion with the national sanctuaries, and as in Rome the building of bridges was the function of a priestly college, the implication appears to be that since in those days building a bridge was one of the most difficult of undertakings, it naturally fell into the hands of those who were reputed to have the greatest knowledge and skill—the priests. And, probably, the connexion between the priesthood and this piece of applied science was furthered by the apparent supernaturalness of the arch—a structure which must have seemed to the people incomprehensible. But alike in science and in philosophy, the Romans were the pupils of the Greeks; and hence possibly may have arisen the parallelism between a certain function of the philosopher in Greece and one he exercised in Rome.

The philosopher “was generally to be found in a large mansion, acting almost like a private chaplain, instructing in ethics those who wished to learn, and attending the death-beds of members of the family.”

[III-254]

Most likely, the ethics and the consolations here indicated were more or less tinged with ideas theologically derived; but even if not, the function described appears semi-priestly.

§ 690. During those dark days which followed the fall of the Roman Empire, nothing to be called science existed. But when, along with gradual reorganization, the re-genesis of science began, it began as in earlier instances among the cultured men—the priesthood. It was not, indeed, a re-genesis de novo, but one which took its departure from the knowledge, the ideas, and the methods, bequeathed by the older civilizations. From these, long buried, it was resuscitated, almost exclusively in the monasteries. In his Science and Literature in the Middle Ages Lacroix writes:—

“At the death of Charlemagne, the exact sciences, which had flourished for a brief space at his court, seemed to shrink into the seclusion of the monasteries. . . . The Order of St. Benedict had almost made a monopoly of the exact sciences, which were held in high honour at the Abbeys of Mount Cassini, in Italy; of St. Martin, at Tours (France); of St. Arnulph, at Metz; of St. Gall, in Switzerland; of Prum, in Bavaria; of Canterbury, in England, &c.”

A significant parallelism has here to be noted. We saw that in India, in Assyria, and in Egypt, the earliest steps in science were made in subservience to religious needs: their primary purpose was to regulate the times of religious sacrifices so as to avoid offence to the gods. And now, strange to say, mediæval records show that among Christian peoples science was first called in for fixing the date of Easter.

How on the Continent was illustrated the monopoly of science and philosophy by the priesthood in early days, scarcely needs pointing out. Such philosophical dogmas as were current during the ages of darkness were supplementary to the current theological dogmas and in subordination to them. When, in the time of Charlemagne, some intellectual life began, it was initiated by the establishment of schools in connexion with all abbeys throughout his dominions. These schools, carried on under priestly rule, [III-255] eventually became the centres at once of philosophy and science: the philosophy distinguished as scholasticism being of such kind as consisted with the authorized theology, and the science—geometry, arithmetic, astronomy and music—being such as did not obviously conflict with it or could be conformed to it. That is to say, alike in their nature and in their agency, the philosophy and science of the time diverged in a relatively small degree from the theology—the differentiation was but incipient. And the long continued identification of the cultivators of philosophy and science with the cultivators of theology is seen in the familiar names of the leading scholastics—William of Champeaux, Abelard, Albertus Magnus, Thomas Aquinas, &c. To which may be added the notable fact that such independence of theological dogma as was thought to be implied in the doctrine of the Nominalists, was condemned alike by the Pope and by secondary ecclesiastical authorities—the differentiation was slowly effected under resistance.

In England there was a no less clear identity of the priest with the philosopher and the man of science. In his account of the Saxon clergy Kemble writes:—

“They were honourably distinguished by the possession of arts and learning, which could be found in no other class. . . . To them England owed the more accurate calculations which enabled the divisions of times and seasons to be duly settled.”

The first illustration is furnished by Bede, a monk who, besides works of other kinds, wrote a work on The Nature of Things in which the scientific knowledge of his day was gathered up. Next may be named Dicuil, an Irish monk and writer on geography. And then comes Archbishop Dunstan:—

“He was very well skilled in most of the liberal arts, and among the rest in refining metals and forging them; which being qualifications much above the genius of the age he lived in, first gained him the name of a conjurer, and then of a saint.”

Though, soon after the Conquest, there lived two cultivators of science who seemed not to have been clerical—Gerland [III-256] and Athelard of Bath—yet it is to be remarked of the first that his science was devoted to a religious purpose—making a Computus or calculation of Easter—and of the other that his scientific knowledge was acquired during travels in the East, and cannot be regarded as an indigenous development. In Richard the First’s time flourished Abbot Neckham, who wrote a scientific treatise in Latin verse, and the Bishop-elect Giraldus Cambrensis, who was a topographer. Under John we have Bishop Grosseteste, a writer on physical science, and in the next reign comes the Franciscan monk Roger Bacon, whose scientific reputation is familiar. The 15th century yields us among clerical men of science John Lydgate, chiefly known for his poetry. When we turn back to see who were the first to occupy themselves with the science of the sciences—philosophy—we perceive this same connexion. In the old English period lived Scotus Erigena, a philosophical ecclesiastic whose philosophy was theological in its bearings. After a long interval, the next of this class was prior Henry of Huntingdon, who, as a moralist, brought other incentives than divine commands to bear on conduct. Presently came Bishop John of Salisbury, who, besides being classed as a writer on morality, was more distinctly to be classed as a writer on ancient philosophy. Grosseteste to his physical philosophy added mental philosophy, as also did Roger Bacon.

Joined with the fact that in mediæval days scarcely any laymen are named as devoted to studies of these kinds, the facts above given suffice to show that in Christian Europe, as in the pagan East, the man of science and the philosopher were of priestly origin. Inductive proof seems needless when we remember that during pre-feudal and feudal days, war and the chase were thought by the ruling classes the only honourable occupations. Themselves unable to read and write, they held that learning should be left to the children of mean people. And since learning was inaccessible to the masses, it becomes a necessary implication that the [III-257] clerical class was the one to which mental culture of all kinds, inclusive of the scientific and philosophical kinds, was limited.

§ 691. To trace the stages by which has been gradually effected the differentiation of the scientifico-philosophical class from the clerical class is not here requisite. It will suffice to note the leading characters of the change, and the state now reached.

The first broad fact to be observed is that the great body of doctrine distinguished by being based on reason instead of authority, has divided into a concrete part and an abstract part; with the result of generating two different classes of cultivators—the man of science and the philosopher. In the ancient East the distinction between the two was vague. Among the Greeks, from Thales onwards, the thinker was one who studied physical facts and drew his general conceptions from them. Even on coming to Aristotle we see in the same man the union of scientific inquiry and philosophical speculation. So all through the development of knowledge in Europe, down to the time of Newton, when the use of the term “natural philosophy” for physical science implies an indefinite distinction between the two. But now the distinction has become tolerably definite—quite definite in Germany and in large measure definite here. The philosopher does not enter upon scientific investigations and often knows little about scientific truths; while, conversely, the man of science, of whatever class, is little given to philosophical speculation, and is commonly uninformed about the philosophical conclusions held by this or that school. How distinct the two classes have become is implied by the contempt not unfrequently expressed by each for the other.

Simultaneously there has progressed a separation within the body of scientific men into those who respectively deal with the inorganic and the organic. Nowadays men who [III-258] occupy themselves with mathematical, physical, and chemical investigations are generally ignorant of biology; while men who spend their lives in studying the phenomena of life, under one or other of its aspects, are often without interest in the truths constituting the exact sciences. Between animate and inanimate things there is a marked contrast, and there has come to be a marked division between the students of the two groups.

Yet a further transformation of the same nature has been going on. Within each of these groups differentiations and sub-differentiations have been taking place. The biologists have divided themselves primarily into those who study plant-life and those who study animal-life—the phytologists (commonly called botanists) and the zoologists. In each of these great divisions there have been established large sub-divisions: in the one those who devote themselves to the classification of species, those who treat of plant-morphology, those who treat of plant-physiology; and in the other the classifiers, the comparative anatomists, the animal-physiologists. More restricted specializations have arisen. Among botanists there are some who study almost exclusively this or that order; among physiologists, some who commonly take one class of function for their province, and among zoologists there are first of all the divisions into those who are professed entomologists, ornithologists, ichthyologists, &c., and again within each of these are smaller groups, as among the entomologists, those who study more especially the coleoptera, the lepidoptera, the hymenoptera, &c.

Respecting these major and minor differentiations it has only further to be remarked that though the prosecution of science as a whole is not called a profession (the whole being too extensive and heterogenous), yet the prosecution of this or that part of it has come to be thus distinguished. We have “professors” of various divisions and sub-divisions of it; and this implies that the bread-winning pursuit of science, [III-259] irrespective of the particular kind, must be regarded as a profession.

§ 692. The combinations of like units which have accompanied these separations of unlike units, are equally conspicuous. Those occupied in science as a whole, as well as those occupied in particular divisions of science, have everywhere tended to segregate themselves and consolidate.

On the Continent each nation has a scientific academy or equivalent body, and in some cases several such. In our own country we have, similarly, a fixed general union among scientific men—the Royal Society; in addition to which we have a nomadic general union—the British Association.

Then beyond these largest corporations including all kinds of scientific men, we have various smaller corporations, each comprised of those devoted to a particular branch or sub-branch of science—a Mathematical Society, a Physical Society, a Chemical Society, an Astronomical Society, a Geological Society, a Physiological Society; and others occupied with sub-divisions of Biology—Botany, Zoology, Anthropology and Entomology: all of them being children of the Royal Society and in some measure aids to it. Nor let us forget that besides these metropolitan societies there are scattered throughout the kingdom local societies, devoted to science in general or to some division of science.

This is not all. Integration, general and special, of the scientific world is made closer, and the cooperation of all parts aided, by continuous publications; weekly and monthly and quarterly journals which are general in their scope, and others of like periodicities which are special in their scope. Thus minor aggregates held in connection as parts of a great aggregate have their activities furthered by literary inter-communication; and as elsewhere implied [III-260] (see Essays, vol. I., “The Genesis of Science”), the vast organism thus constituted has acquired a power of digesting and assimilating the various classes of phenomena which no one part of it alone could effectually deal with.

 


 

[III-261]

CHAPTER VII.

JUDGE AND LAWYER.

§ 693. In the preceding division of this work, and more particularly in § 529, it was shown that in early societies such regulation of conduct as is effected by custom, and afterwards by that hardened form of custom called law, originates in the expressed or implied wills of ancestors—primarily those of the undistinguished dead, and secondarily those of the distinguished dead. Regard for the wishes of deceased relatives greatly influences actions among ourselves, and it influences them far more among savage and semi-civilized peoples; because such peoples think that the spirits of the deceased are either constantly at hand or occasionally return, and in either case will, if made angry, punish the survivors by disease or misfortune. When, in the course of social development, there arise chiefs of unusual power, or conquering kings, the belief that their ghosts will wreak terrible vengeance on those who disregard their injunctions becomes a still more potent controlling agency; so that to regulation of conduct by customs inherited from ancestors at large, and ordinarily enforced by the living ruler, there comes to be added regulation by the transmitted commands of the dead ruler.

Hence originates that early conception of law which long continues with slowly increasing modification, and which, in our day, still survives in those who hold that Right means “that which is ordered”—firstly, by a revelation from God, [III-262] and secondly by god-appointed or god-approved kings. For the theological view implies that governments in general exist by divine permission, and that their dictates have consequently a divine sanction. In the absence of a utilitarian justification, which only gradually emerges in the minds of thinking men, there of course exists for law no other justification than that of being supernaturally derived—first of all directly and afterwards indirectly.

It follows, therefore, that primitive law, formed out of transmitted injunctions, partly of ancestry at large and partly of the distinguished ancestor or deceased ruler, comes usually to be enunciated by those who were in contact with the ruler—those who, first of all as attendants communicated his commands to his subjects, and who afterwards, ministering to his apotheosized ghost, became (some of them) his priests. Naturally these last, carrying on the worship of him in successive generations, grow into exponents of his will; both as depositaries of his original commands and as mouth-pieces through whom the commands of his spirit are communicated. By necessity, then, the primitive priests are distinguished as those who above all others know what the law is, and as those to whom, therefore, all questions about transgressions are referred—the judges.

§ 694. In small rude societies judicial systems have not arisen, and hence there is little evidence. Still we read that among the Guiana Indians the Pe-i-men are at once priests, sorcerers, doctors, and judges. Concerning the Kalmucks, who are more advanced, Pallas tells us that the highest judicial council consisted partly of priests and also that one of the high-priests of the community was head-judge.

Though among the semi-civilized Negro races of Africa, theological development has usually not gone far enough to establish the cult of a great god or gods, yet among them may be traced the belief that conduct is to be regulated by [III-263] the wills of supernatural beings, who are originally the ghosts of the distinguished dead; and in pursuance of this belief the ministrants of such ghosts come to be the oracles. Thus Lander tells us that “in Badagry the fetish-priests are the sole judges of the people.” Cameron describes a sitting of a Mganga, chief medicine man at Kowedi. After the chief’s wife had made presents and received replies to her inquiries others inquired.

Questions were “put by the public, some of which were quickly disposed of, while others evidently raised knotty points, resulting in much gesticulation and oratory. When the Waganga [apparently the plural of Mganga] pretended they could not find an answer the idols were consulted, and one of the fetish men who was a clever ventriloquist made the necessary reply, the poor dupes believing it to be spoken by the idol.”

§ 695. Of ancient historic evidence readers will at once recall that which the Hebrews yield.

There is in the Bible clear proof that the ideas of law and of divine will were equivalents. Their equivalence is shown alike in the bringing down of the tables from Sinai and in the elaborate code of regulations for life contained in Leviticus; where the rules even for diet, agricultural operations, and commercial transactions, are set down as prescribed by God. Still more specific evidence, elucidating both the general theory of law and the functions of the priestly class, is supplied by the following passages from Deuteronomy:

“If there arise a matter too hard for thee in judgment, between blood and blood, between plea and plea, and between stroke and stroke, being matters of controversy within thy gates: then shalt thou arise, and get thee up into the place which the Lord thy God shall choose; and thou shalt come unto the priests the Levites, and unto the judge that shall be in those days, and enquire; and they shall shew thee the sentence of judgment; and thou shalt do according to the sentence, which they of that place which the Lord shall choose shall shew thee.”

(xvii, 8-10.)

Moreover, beyond the often recurring injunction to “enquire of the Lord,” we have the example furnished by the [III-264] authority and actions of Samuel, who, dedicated to him from childhood, was a “prophet of the Lord,” who as a priest built an altar, and, as we see in the case of Agag, was the medium through whom God conveyed his commands, and who played the part of both judge and executioner.

Of course we may expect that Egypt with its long history furnishes good evidence, and we find it. Here are relative facts from three authorities—Bunsen, Brugsch, and Erman.

“That the oldest laws were ascribed to Hermes, implies however nothing more than that the first germ of the Civil law sprung from the Sacred Books, and that it was based in part upon the religious tenets which they contained.”

Mentu-hotep, a priest and official of the 12th dyn., on his tomb, “prides himself on having been ‘a man learned in the law, a legislator.’ ”

“The chief judge was always of highest degree; if he was not one of the king’s own sons, he was chief priest of one of the great gods, an hereditary prince.”

“All the judges of higher rank served Ma’at, the goddess of Truth as priests and the chief judge wore a small figure of this goddess as a badge round his neck.”

A court which held a sitting in the 46 of Ramses II, consisted of 9 priests (prophets and priests) and one lay member, the registrar. But in another case (Ramses IX) the lay element preponderated.

Which last statement implies a step towards differentiation of the secular from the sacred in legal administration.

To the circumstance that the Greek States did not become fully united has already been ascribed the fact that the Greek priesthood never became a hierarchy. Says Thirlwall—“The Greek priests never formed one organized body . . . even within the same state they were not incorporated.” Hence the normal development of sundry professions is less distinctly to be traced. Nevertheless the relation between the priestly and the judicial functions is visible in a rudimentary, if not in a developed, form. Among the Greeks, as among the Hebrews, it was the habit in cases of doubt to “enquire of the Lord”; and the oracular utterance embodying the will of a god was made by a priest or priestess. Moreover, the circumstance that Greek laws were [III-265] called themistes, or utterances of the goddess Themis as the mouthpiece of Zeus, shows that among the early Greeks, as among other peoples, a law and a divine fiat were the same thing. That systems of law were regarded as of supernatural origin, is also evidenced by the code of Lycurgus. According to Hase, the origin of his code was religious. “A declaration of the Delphic god contains the fundamental principles of the measures by which he reconciled the rival claims” of the Spartans. That the non-development of a legal class out of a priestly class followed from the lack of development of the priestly class itself, seems in some measure implied by the following extract from Thirlwall:—

“The priestly office in itself involved no civil exemptions or disabilities, and was not thought to unfit the person who filled it for discharging the duties of a senator, a judge, or a warrior . . . But the care of a temple often required the continual residence and presence of its ministers.”

Possibly the rise of priest-lawyers, impeded by this local fixity and by want of cooperative organization among priests, may have been also impeded by the independence of the Greek nature, which, unlike Oriental natures, did not readily submit to the extension of sacerdotal control over civil affairs.

How priestly and legal functions were mingled among the early Romans is shown by the two following extracts from Duruy:—

The patricians “held the priesthood and the auspices; they were priests, augurs and judges, and they carefully hid from the eyes of the people the mysterious formulæ of public worship and of jurisprudence.”

The “servile attachment to legal forms [which characterized the early Romans] came from the religious character of the law and from the belief imposed by the doctrine of augury, that the least inadvertence in the accomplishment of rites was sufficient to alienate the goodwill of the gods.”

It seems probable, indeed, that legal procedure consisted in part of ceremonies originally devotional, by which the god Numa was to be propitiated, and that the complex symbolic [III-266] actions used were superposed. For of the judges, who “sat only on days fixed by the secret calendar of the Pontiffs,” it is said that “they did not admit the litigants to set forth simply the matters in dispute; mysterious formulæ, gestures, and actions were necessary.” In further evidence of this priestly character of the judicial administration is the following statement of Professor W. A. Hunter:—

“Pomponius, in his brief account of the history of Roman Law, informs us that the custody of the XII Tables, the exclusive knowledge of the forms of procedure (legis actiones), and the right of interpreting the law, belonged to the College of Pontiffs.”

And Mommsen tells us in other words the same thing.

But while we here see, as we saw in the cases of other early peoples, that the priest, intimately acquainted with the injunctions of the god, and able to get further intimations of his will, consequently became the fountain of law, and therefore the judge respecting breaches of law, we do not find evidence that in ancient Rome, any more than in Greece, Egypt, or Palestine, the advocate was of priestly origin. Contrariwise we find evidence that among these early civilized peoples, as at the present time among some peoples who have become civilized enough to have legal procedures, the advocate is of lay origin. Marsden says that in Sumatra—

“the plaintiff and defendant usually plead their own cause, but if circumstances render them unequal to it, they are allowed to pinjam mulut (borrow a mouth). Their advocate may be a proattīn, or other person indifferently; nor is there any stated compensation for the assistance, though, if the cause be gained, a gratuity is generally given.”

So, too, from Parkyns we learn that the Abyssinians have a sort of lawyer—merely “an ordinary man, with an extraordinary gift of the gab. These men are sometimes employed by the disputants in serious cases, but not invariably.” Indeed it must everywhere have happened in early stages when litigants usually stated their respective cases, that sometimes one or other of them asked a friend to state his case for him; and a spokesman who became noted for [III-267] skill in doing this would be employed by others, and eventually a present to him would become a fee. It was thus among the Romans. After knowledge of the Twelve Tables had been diffused, and after the secrets of legal procedure had been disclosed by a secretary of Appius Claudius, there grew up a class of men, the jurisconsulti, learned in the law, who gave their advice; and also, later, advocates distinguished by their oratorical powers, who, as among ourselves, were furnished with materials and suggestions by lawyers of lower grade.

§ 696. The superposing of civilizations and of religions throughout Northern Europe after Roman days, complicated the relations between religion and law, and between those who administered them. Nevertheless, the evidence everywhere points to the conclusion we have already reached.

Beginning with heathen times there may be put first the facts which Sir George Dasent gives us respecting the ancient Norse. He writes:—

The priest “was the only civil, just as he was the only religious authority—minister and magistrate in one.”

“In trials . . . it fell on him [the priest] to name the judges, and to superintend the proceedings.”

But it seems that even in those rude days there had come into existence non-clerical advocates.

“There were the lawmen or lawyers (lögmenn), a class which we shall find still flourishing in the time of which our Saga tells. They were private persons, invested with no official character.” “They seem to have been simply law-skilled men, ‘counsel,’ to whom men in need of advice betook themselves.”

In harmony with these statements are those made by an authority respecting Old-English institutions, Mr. Gomme. He says—

“We learn from the historians of Saxony that the ‘Frey Feldgericht’ of Corbey was, in pagan times, under the supremacy of the priests of the Eresburgh.”

[III-268]

“There can be little doubt that the church or temple of primitive society was the self-same spot as the assembly-place of the people and the court of justice.”

In support of this last conclusion it may be remarked that as in early times gatherings for worship afforded occasions for trading, so they also afforded occasions for legal settlements of disputes; and further that the use of the sacred edifice for this purpose (as among the Babylonians) was congruous with the conception, everywhere anciently entertained, that legal proceedings tacitly or avowedly invoked divine interposition—tacitly in the taking of an oath and avowedly in trial by judicial combat.

The conquest of northern heathenism by Christianity gradually led to subjugation of the heathen system of law by the system of law the Church imposed—partly its own, the canon law, and partly that inherited from Roman civilization, the civil law. The rules of conduct which, transmitted from the heathen priesthood, had become the common law, were in large measure overriden by the rules of conduct which the Christian priesthood either enacted or adopted. In early English days lay and clerical magnates cooperated in the local courts: laws derived from the old religion and from the new religion were jointly enforced.

“The clergy, in particular, as they then engrossed almost every other branch of learning, so (like their predecessors, the British Druids), they were peculiarly remarkable for their proficiency in the study of the law. . . . The judges therefore were usually created out of the sacred order, as was likewise the case among the Normans; and all the inferior offices were supplied by the lower clergy, which has occasioned their successors to be denominated clerks to this day.

But with the growth of papal power a change began. As writes the author just quoted, Stephen—

“It soon became an established maxim in the papal system of policy, that all ecclesiastical persons, and all ecclesiastical causes, should be solely and entirely subject to ecclesiastical jurisdiction only.”

After the conquest, when shoals of foreign clergy came over, and when they and the pre-existing monastic clergy [III-269] were bribed by endowments to support the Conqueror, the papal policy prevailed so far as to separate the ecclesiastical court from the civil court; after which “the Saxon laws were soon overborne by the Norman justiciaries.” In subsequent reigns, according to Hallam—

“the clergy combined its study [i. e., the Roman law] with that of their own canons; it was a maxim that every canonist must be a civilian, and that no one could be a good civilian unless he were also a canonist.”

Along with acceptance of the doctrine that the Christian high priest, the pope, was an oracle through whom God spoke, there was established in Christendom a theory of law like that held by ancient peoples: laws were divine dicta and priests divinely authorized interpreters of them. Under these circumstances the ecclesiastical courts extended their jurisdiction to secular causes; until, gradually, the secular courts were almost deprived of power: the removal of criminal clerics from secular jurisdiction and the penalty of excommunication on those who in any serious way opposed the clerical power, being of course efficient weapons. The condition of things then existing is well shown by the following statement of Prof. Maitland:—

“If we look back to Richard I.’s reign we may see, as the highest temporal court of the realm, a court chiefly composed of ecclesiastics, presided over by an archbishop, who is also Chief Justiciar; he will have at his side two or three bishops, two or three archdeacons, and but two or three laymen. The greatest judges even of Henry III.’s reign are ecclesiastics, though by this time it has become scandalous for a bishop to do much secular justice.”

Not only were priests the judges and the interpreters of law, but they at one time discharged subordinate legal functions. In Germany, according to Stolzel, the notarial profession had long been in the hands of ecclesiastics. France, during the 13th century, furnished like evidence. Clerics played the parts of procureurs or attorneys, according to Fournier, who says:—

[III-270]

“les ecclésiastiques ne pouvait, en principe, accepter ces fonctions que pour représenter les pauvres, les églises, ou dans les causes spirituelles.”

So, too, was it with the function of advocate. Sainte Palaye writes—

“Loisel . . . remarks that in the time of Philip [the Fair] and since, the best of them were ‘ecclesiastical persons instructed in the Canon and Civil Law, learning practice chiefly by the decretals.’ ”

However according to Fournier, this function was limited to certain cases—

“le prêtre ne peut exercer les fonctions d’avocat si ce n’est au profit de son Église et des pauvres, et sans recevoir de salaire.”

But in England, when ecclesiastics had been forbidden by the pope to make their appearance in secular courts, it appears that they evaded the prohibition by disguising themselves.

“Sir H. Spelman conjectures (Glossar. 335), that coifs were introduced to hide the tonsure of such renegade clerks, as were still tempted to remain in the secular courts in the quality of advocates or judges, notwithstanding their prohibition by canon.”

From which it would seem that the “renegade clerks” became barristers who personally received the profits of their advocacy.

§ 697. By what steps the complete secularization of the legal class was effected in England, it does not here concern us to ascertain. It suffices to observe the state of things now arrived at.

So long have our judges ceased to display any clerical attributes, that now, to the ordinary citizen, the statement that they were once priests is surprising. If there remains any trace of the original condition of things, it is only in such a fact as that the Archbishop of Canterbury retains the power of conferring the degree of Doctor of Civil Law; which degree, however, is one covering only a restricted sphere of practice. But while, save perhaps in observance of certain ceremonies and seasons, separation of judicial [III-271] functionaries from clerical functionaries has long been complete, separation of certain areas of jurisdiction has taken place quite recently. Until some five and thirty years ago ecclesiastical courts still had jurisdiction over some secular matters—testamentary and matrimonial; but they were then deprived of this jurisdiction, and retained none save over affairs within the Church itself.

In conformity with the usual course of things, while the legal profession has been differentiating from the ecclesiastical, there have been going on differentiations within the legal profession itself. Originally, beyond the judge and the two suitors, there occasionally existed only the advocate—a functionary who, becoming established, presently rendered his services to defendants as well as to plaintiffs. Gradually these ancillary agencies have become complicated; until now there are various classes and sub-classes of those who conduct legal proceedings.

The original body of them has separated itself primarily into two great divisions—those directly concerned in carrying on causes in law-courts and those indirectly concerned, who prepare the cases, collect evidence, summon witnesses, &c. Within the first of these classes has arisen a partial distinction between those whose business is mainly in courts and those whose business is mainly in chambers; and there are further segregations determined by the different courts in which the pleadings are carried on. To which add the cross-division of this class into Queen’s Counsel or leaders, and ordinary barristers or juniors. Then in the accessory class—lawyers commonly so-called—we have the distinction, once well recognized, between attorneys and solicitors, arising from the separate divisions of jurisprudence with which they were concerned, but which has now lapsed. And we have various miscellaneous subdivisions partially established, as of those mainly concerned with litigious matter and those mainly concerned with non-litigious matter; of those who transact business directly and of those who act [III-272] for others; those who are parliamentary agents; and so on.

§ 698. In their general character, if not in their details, the facts now to be named will be anticipated by the reader. He will look for illustrations of the integrating tendency, and he will not be mistaken in so doing.

Very soon after the divergence of the legal class from the clerical class had commenced, there arose some union among members of the legal class. Thus we read that in France—

“En 1274, le concile de Lyon, dans quelques dispositions relatives aux procureurs, les met à peu près sur le même pied que les avocats. C’est que dès lors les procureurs forment une corporation qui se gouverne sous l’autorité des juges d’Église.”

In England also it appears that the two processes began almost simultaneously. When the deputies of the king in his judicial capacity ceased to be wholly nomadic, and fixed courts of justice were established at Westminster, the advocates, who were before dispersed about the kingdom, began to aggregate in London, where, as Stephen says, they “naturally fell into a kind of collegiate order.” Hence resulted the Inns of Court, in which lectures were read and eventually degrees given: the keeping of terms being for a long time the only requirement, and the passing of an examination having but recently become a needful qualification for a call to the bar. Within this aggregate, constituting the collegiate body, we have minor divisions—the benchers, who are its governors, the barristers, and the students. This process of incorporation began before the reign of Edward I; and while certain of the inns, devoted to that kind of law which has now ceased to be marked off, have dwindled away, the others still form the centres of integration for the higher members of the legal profession.

Then we come to the lower members, who in early days became incorporated.

[III-273]

“It was ordained by stat. 4 Henry IV. c. 18, that all attornies should be examined by the justices, and by their discretions their names should be put in a roll: they were to be good and virtuous, and of good fame.

Other groupings of more modern and less coherent kinds have to be named. There is the Bar Committee, serving as an organ for the practising barristers; and there are the relatively vague unions of barristers who go the same circuits. For solicitors there is in London a central Law Society, along with which may be named Law Societies in leading provincial districts; and there are also various benevolent associations formed within these larger bodies.

Nor let us omit to notice how in this case, as in all cases, the process of integration has been accompanied by progress in definiteness. Early in its history the body of barristers separated itself by its regulations from the trading community; and then, more recently, it has increased its distinctness of demarcation by excluding those not adequately instructed. So, too, with the body of solicitors. This has fenced itself round by certain regulations respecting admission, conduct, and practice, in such wise that by striking off the rolls those who have not conformed to the rules complete precision is given to the limits of the body.

And then, as serving to hold together these larger and smaller definitely consolidated aggregates, we have various periodicals—several weekly law-journals, and now also a law-quarterly.

 


 

[III-274]

CHAPTER VIII.

TEACHER.

§ 699. Teaching implies knowledge of things to be taught; and as, for various reasons, the priest comes to be distinguished by his possession of knowledge, from him more especially is it to be obtained. Moreover, being released from life-sustaining activities, he has more time than others for giving information and enforcing discipline.

A deeper reason for this primitive identity of priest and teacher may be recognized. Though during early years each youth gathers, in miscellaneous ways, much which is properly to be called knowledge, and which serves him for guidance in ordinary life, yet there is a kind of knowledge, or supposed knowledge, particularly precious, which does not come to him through the irregular channels of daily experience. Equally in savage tribes and among early civilized peoples, ghosts and gods are believed to be everywhere and always influencing men’s lives for good or evil; and hence of chief importance is information concerning the ways in which conduct may be so regulated as to obtain their favours and avoid their vengeance. Evidently the man who knows most about these supernatural beings, the priest, is the man from whom this information of highest value is to be obtained. It results that the primitive conception of the teacher is the conception of one who gives instruction in sacred matters.

Of course the knowledge thus communicated is first of all [III-275] communicated by the elder priests to the younger, or rather by the actual priests to those who are to become priests. In many cases, and for a long time, this is the sole teaching. Only in the course of evolution, along with the rise of a secular cultured class, does the teacher as we now conceive him come into existence.

§ 700. Necessarily in early stages of all evolving aggregates the lines of organization are indefinite. In groups of the uncivilized we cannot expect the function of educator to have become distinctly marked off. Still we soon detect that inculcation of secret and sacred things which, as above indicated, constitutes the earliest kind of teaching: the “mystery men” being the instructors. Says Bernau concerning the Arawaks:—

“The son of a conjuror, as soon as he enters his twentieth year, or even sooner, is made acquainted by his father with the art of conjuration, and enjoined the greatest secrecy concerning it.”

And whether the neophyte be a descendant or not, there is always this injunction of silence respecting the communicated information, which invariably has reference to dealings with supernatural beings; so that, from the very first, there is shown the rise of an esoteric cult such as the priesthoods of early historic peoples show us.

But in groups of savages we may trace an extension of this sacred teaching, or rather part of it, to all young men on their arrival at the fit age. The Australians, for example, have everywhere an initiation ceremony during which the youth, circumcised after a fashion, or in other cases having a tooth knocked out, is thereby dedicated to a supernatural being supposed to be present, as in the case of Daramulun, who is doubtless the hero of the tribe: the dedications being obviously akin in spirit to those of more civilized peoples. On these occasions the medicine-men are the operators and instructors.

The more advanced of the uncivilized, whose medicine-men [III-276] have gained in some measure the character of priests, furnish better evidence. We have the case of the New Zealanders, among whom, according to Thomson, one of the duties of the priests is to instruct children “in the songs and traditions of the people”—to instruct them, that is, in the sacred lore of the tribe. Then in Africa, where the social organization is more developed, we meet with a more definite form of priestly tuition. Bastian tells us that in Congo the fetich-priest yearly collects the boys who have arrived at puberty, and leads them into the forest, where they remain six months, forming a sort of colony under the control of the priest. During this time they undergo circumcision. Then in Abyssinia and in Madagascar we find the teaching function of the priest shared in by a non-priestly class—a step in differentiation.

§ 701. Peoples, past and present, in sundry parts of the world, who have reached higher stages of civilization, yield fragments of evidence which I string together in as orderly a way as is practicable. Writing of the Mexicans, Torquemada says that the whole education was in connexion with the temples. Very many boys were sent there to be educated from the fourth year of their age until their marriage. Clavigero tells us the same thing. Of the priests of Yucatan we read in Landa:—

“They instructed the sons of other priests, and also the younger sons of the lords, who were given to them from childhood when they appeared to be inclined to that office. The sciences which they taught were the computation of years, months and days, festivals and ceremonies, the administration of their sacraments, &c., &c.”

Of existing peoples the Japanese may be first named as supplying us with a relevant fact.

“The secular teacher’s vocation can scarcely be said to have existed prior to the days of the founder of the Tokugawa dynasty. . . . The bonzes [priests] of Japan are to be credited with being mainly instrumental in spreading a knowledge of the rudiments of education throughout the length and breadth of the Empire.”

[III-277]

In his Embassy to Ava Symes writes:—

“All kioums or monasteries . . . are seminaries . . . in which boys of a certain age are taught their letters, and instructed in moral and religious duties.”

To like effect, from a work entitled The Burman by Shway Yeo, we learn that—

“When a boy has reached the age of eight or nine years he goes as a matter of course to the Pohngyee Kyoung [Monastic School]. It is open to all alike—to the poor fisherman’s son as well as to the scion of princely blood.”

And the Catholic missionary Sangermano testifies similarly: implying, also, that this education given by the priests is nominally in preparation for the priesthood, since the students all put on “the habit of a Talapoin” during the period of their education. The Mahometans, too, yield evidence. At the present time in Cairo the university is in a mosque.

§ 702. Illustrative facts taken from the accounts of extinct and decayed civilizations in the Old World, may be next grouped together—some of them mere hints and others sufficiently full.

Concerning Ancient India, Dutt states that education consisted of learning the Vedas, and that in the later as in the earlier periods it was under the priests. He also says:—

“There were Parishads or Brâhmanic settlements for the cultivation of learning . . . and young men went to these Parishads to acquire learning.”

To this there must be added the significant fact that in the Epic Period (ca. bc 1400 to 1000)—

“Besides these Parishads, individual teachers established what would be called private schools in Europe, and often collected round themselves students from various parts of the country. . . . Learned Brâhmans who had retired to forests in their old age often collected such students round them, and much of the boldest speculations in the Epic Period has proceeded from these sylvan and retired seats of sanctity and learning.”

Taken in conjunction with the preceding statements this [III-278] last statement shows us how teaching was in the beginning exclusively concerned with religious doctrines and rites, and how there eventually began to arise a teaching which, in some measure detached from the religious institutions, at the same time entered upon other subjects than the religious.

A kindred, if less elaborated, system existed in ancient Persia.

“It is pretty clear that the special training of boys for future callings went hand in hand with their religious education, and that it was chiefly regulated according to the profession of the father. . . . It was evidently also no uncommon practice to commit children to the care of a priest for training and instruction in the same manner as the Indian Brahmins were wont to do.”

Respecting Babylonia and Assyria Professor Sayce, describing the social life there, says:—

“The libraries were established in the temples, and the schools in which the work of education was carried on were doubtless attached to them.”

“The ‘house of the males,’ into which the young men were introduced, seems to have been a sort of monastic establishment attached to the great temples of Babylonia.”

Of educational arrangements in Egypt the like is said by various authorities—Brugsch, Erman, and Duncker.

“Schools were established in the principal towns of the country; and human and divine wisdom was taught in the assemblages of the holy servants of the gods.”

“The high priest of Amon, Bekenchons, tells us that from his fifth to his seventeenth year he was ‘chief of the royal stable of instruction,’ and thence entered the temple of Amon as an under-priest.”

“The colleges of these temples [Thebes, Memphis, and Heliopolis] were the most important centres of priestly life and doctrine.”

That absence of a priestly hierarchy in Greece which, as before pointed out, interfered with the normal developments of other professions, interfered also with the normal development of the tutorial profession. The temples and their surroundings were, indeed, places for special culture of one or other kind, mostly having some relation to religious observances. [III-279] But this form of priestly teaching did not grow into any general system taking in the lay members of the community. Referring, by contrast, to education in the gymnasia, Mahaffy writes:—

“The older fashion had been to bring up boys very much as we bring up girls, keeping them constantly under the eye of a special attendant or teacher . . . teaching them the received religion and a little of the standard literature, inculcating obedience to the gods and to parents.”

As happened in Persia during its phase of militant activity, physical culture and culture of the mental powers useful in war, took precedence of other culture.

“The old system of advanced education, which ordained that from the age of eighteen to twenty Athenian youths . . . should remain under state supervision, and do the duty of patrols round the outlying parts and frontier forts of Attica, receiving at the same time drill in military exercises, as well as some gymnastic and literary training,” became in time modified to one in which “most of the gymnastics and military training was left out.”

But intellectual culture as it increased fell into the hands not of the priests but of secular teachers. “Those philosophers who did not, like the Stoics, despise teaching youths, . . . set up their schools close beside these gymnasia.”

Still more in Rome, where the course of evolution was so much modified by the intrusion of foreign elements and influences, was the normal genesis of the teacher interfered with. Always when militancy is extremely predominant, mental acquisition, regarded with no respect, is not provided for: instance the fact that in Japan, “during many centuries previous to Iyeyasu’s time, the very numerous warrior-class, like the knights of mediæval Europe, despised a knowledge of letters as beneath the dignity of a soldier, and worthy only of the bard and priest.” And it was thus in Rome.

“The economic arrangements of the Romans placed the work of elementary instruction in the mother-tongue—like every other work held in little estimation and performed for hire—chiefly in the hands [III-280] of slaves, freedmen, or foreigners, or in other words chiefly in the hands of Greeks or half-Greeks.”

This condition of things will be comprehended when we remember firstly that the normal genesis of teachers from priests is due to the fact that in early stages priests are distinguished by their superior knowledge; secondly that the priests in Rome were not thus distinguished, since the subjugated Greeks were more learned than they; and thirdly that all attributes of conquered men are liable to fall into contempt.

§ 703. On passing northwards to the peoples of pre-Christian days and to those of early Christian days, we are again shown the primitive identity of priest and teacher and the eventual separation of the two. Elsewhere saying of the Celts that their training, wholly military, aimed to produce endurance, agility, and other bodily capacities, Pelloutier writes:—

“Pour entretenir les peuples dans la dépendance, et pour être toujours consultes comme des Oracles, les Ecclésiastiques vouloient être les seuls sçavans; de l’autre, les Celtes, qui regardoient tout travail, tant du corps que de l’esprit (Procop. Gotth. L. I. cap. 2, p. 311), comme une chose servile, abandonnoient de bon cœur toutes les Sciences à leurs Druides; ils les considéroient non-seulement comme des sçavans, mais encore comme de véritables Magiciens. Les études des Nations Celtiques se réduisoient uniquement à apprendre par cœur certains Hymnes qui renfermoient leurs Loix, leur Religion, leur Histoire, et en général tout ce qu’on vouloit bien que le peuple sçût.”

And congruous with this is the statement of Cæsar concerning the Druids:—“A great number of youths come together to them to receive training.” “They discuss much . . . concerning the attributes and powers of the immortal gods, and impart their tenets to the young.”

Almost extinguished during early centuries of our era, such culture as survived was to be found only in ecclesiastical institutions, and out of them grew up afresh. As Hallam says:—

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“The praise of having originally established schools belongs to some bishops and abbots of the sixth century. They came in place of the imperial schools overthrown by the barbarians. . . . The cathedral and conventual schools, created or restored by Charlemagne, became the means of preserving that small portion of learning which continued to exist.”

Mosheim, describing the Church of the sixth century, further tells us that in the cathedral schools the clerical teacher “instructed the youth in the seven liberal arts, as a preparation for the study of the sacred books;” and that in the monasteries “the abbot or some one of the monks gave literary instruction to the children and youth that were devoted to a monastic life.” These facts verify the statement that primarily instruction, whether given to lay or clerical youth, concerned itself directly or indirectly with religious propitiation: the avowed purpose, as expressed by the Council of Vaison, being to make the young “attach themselves to holy books and to know the law of God.”

Subsequent centuries of wars and social derangements witnessed a decay of these ecclesiastical teaching institutions, notwithstanding efforts from time to time made by popes and bishops to re-invigorate them. But, as was to be expected, when there began to arise lay teachers, there arose clerical resistance. Then, as always, the priestly class disliked to see the instruction of the young falling into other hands. In France, for example, the Chancellor of Ste, Genevieve, who granted licences to teach at the Paris University, used his power sometimes to exclude able men, sometimes to extort money, and had repeatedly to be restrained by papal injunctions. So, too, was it in Germany.

“All the professional posts in the Universities were in the hands of the clergy, until the end of the 15th, and even into the 16th, century.”

At Heidelberg, in 1482, “a layman was for the first time, after a severe struggle, allowed to become a professor of medicine.”

“The general admission of lay professors to clerical offices did not take place until 1553.”

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§ 704. Our own country presents like evidences. In old English days “parish churches were often used as schools,” says Pearson. And, according to Sharon Turner,—

“The clergy were the preceptors of those who sought to learn . . . to them the moral and intellectual education of the age was entrusted. . . . Thus the Irish monk Maildulf, who settled at Malmesbury . . . took scholars to earn subsistence.”

So was it, too, in subsequent days. We read in the same two authors that after the Conquest—

“The numerous clergy scattered up and down through England had a direct interest in promoting education. They eked out their scanty stipends as tutors and schoolmasters.”

“One of the first fruits of this revival of literature in England, was the universal establishment of schools. To every cathedral, and almost to every monastery, a school was appended. . . . Few persons of any note appear to us among the clergy, during the century after the conquest, who did not during some part of their lives occupy themselves in instructing others.”

In exemplification may be named, as distinguished teachers belonging to the priesthood during the Anglo-Saxon period, Bede, Alcuin, Scotus Erigena, and Dunstan. And after the Conquest, as teachers sufficiently conspicuous to be specified, come Athelard of Bath, John of Salisbury, Alexander Neckam, Roger of Hoveden, Duns Scotus.

But here as elsewhere the secularization of teaching slowly went on in sundry ways. Early in the 15th century laymen here and there left money for the founding of schools. Warton, writing of the early part of the 16th century, says:—“The practice of educating our youth in the monasteries growing into disuse, near twenty new grammar schools were established within this period.” At the same time there was initiated a slow change in the character of our universities. Beginning as clusters of theological students gathered round clerical teachers of wide reputation, they, while growing, long continued to be places for clerical education only, and afterwards simulated it. Almost down to the present day acceptance of the legally-established [III-283] creed has been in them a condition to the reception of students and the conferring of distinctions; and they have all along preserved a teaching and discipline conspicuously priestly. We have residence in colleges under a régime suggestive of the monastic; we have daily attendance at prayers, also monastic in its associations; and we have the wearing of a semi-priestly dress. But gradually the clerical character of the education has been modified by the introduction of more and more non-religious subjects of instruction, and by the relaxation of tests which a dominant ecclesiasticism once imposed. So that now the greater part of those who “go to college,” do so without any intention of entering the Church: university teaching has been in a large measure secularised.

Meanwhile the multiplied minor teaching institutions of all grades, though they have in the majority of cases passed into the hands of laymen, still, in considerable measure, and especially throughout their higher grades, retain a clerical character. The public schools in general are governed by ecclesiastics; and most of the masters are, if not in orders, preparing to take orders. Moreover, a large proportion of the private schools throughout the kingdom to which the wealthier classes send their sons, are carried on by clergymen; and clergymen in multitudinous cases take private pupils. Thus the differentiation of the teaching class from the priestly class is even now incomplete.

As significantly bearing on the evolution of the teacher, let us further note that at the present moment there is going on a struggle to re-acquire that clerical control which a secularized system of public education had in chief measure thrown off. Even when established a quarter of a century ago, this public education was not completely secularized, since certain biblical lessons were given; and now a strenuous endeavour is being made to add to these biblical lessons certain dogmas of the Christian creed established by law, and so to make the teachers of Board Schools to a [III-284] certain extent clerical teachers. Nor is this all. Clerics have striven, and are still striving, to make the public help them to teach Church dogmas in Church Schools. At the present time (June, 1895), the Archbishop and Clergy at large are fathering an Act which shall give them State-funds without State-control. With an arrogance common to Priesthoods in all times and places, no matter what the creed, they say to the State—“We will say what shall be taught and you shall pay for it.”

§ 705. No more here than elsewhere do we meet with an exception to the segregation and consolidation which accompany differentiation; though, partly because of the more recent separation of the teaching class from the clerical class, this change has not been so conspicuous.

The tendency towards integration of the teaching class, and marking off of them from other classes, was first shown among theological teachers. At the University of Paris—

“half-learned persons, who had scarcely any knowledge of the elements of theology, took upon themselves the office of public teachers. The consequence was, that the theological teachers of better reputation united themselves, and formed a regular society; and they had sufficient influence to establish the rule, that no one should be allowed to teach without their approbation and permission. This of course led to an examination of the candidates, and to a public trial of their ability, and to a formal ceremony for their admission to the dignity of teachers or doctors.

In our own universities the like has happened. Knowledge, first of established Christian doctrine, and then of other things held proper for teachers of Christian doctrine to know, and then examinations testing acquisition of such kinds of knowledge, have served to create a mass of those qualified, and to exclude those not qualified: so forming a coherent and limited aggregate. Though dissenting sects have insisted less on qualifications, yet among them, too, have arisen institutions facilitating the needful culture and giving the needful clerical authorizations.

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Only of late have secular teachers tended to unite. Beyond the various training colleges which instruct and examine and authorize, there are now sundry professional associations. Of a general kind come the Teachers’ Guild and the Scottish Educational Institute. Then of more special kinds come the Head Masters [of Public Schools] Conference; the Association of Head Masters of Intermediate Secondary Schools; the Association of Head Mistresses; the College of Preceptors; the Association of Assistant Masters; the National Union of Teachers.

So, too, with the appliances for maintaining a general organization of all concerned in education—schoolmasters, assistants, colleges, and the various unions above named. This professorial class, like other professorial classes, has journals weekly and monthly, some general and some special, representing its interests, serving for communication among its members, and helping to consolidate it.

 


 

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CHAPTER IX.

ARCHITECT.

§ 706. Building of the kind dignified by the name architecture, cannot exist during early stages of social development. Before the production of such building there must be an advance in mechanical arts greater than savages of low type have made—greater than we find among the slightly civilized.

It is true that constructions of unhewn stones arranged upon the surface in some order, as well as rude underground stone chambers, have been left by prehistoric peoples, and that incipient architecture is exhibited in them. If we extend the conception to take in these, however, we may remark as significant, that the art was first used either for preservation of the dead or as ancillary to ceremonies in honour of the apotheosized dead. In either case the implication is that architecture in these simple beginnings fulfilled the ideas of the primitive medicine-men or priests. Some director there must have been; and we can scarcely help concluding that he was at once the specially skilful man and the man who was supposed to be in communication with the departed spirits to be honoured.

But now, saying nothing more of this vague evidence, let us pass to evidence furnished by those semi-civilized and civilized peoples who have left remains and records.

§ 707. We are at once met by the broad fact, parallel to the fact implied above, that the earliest architecture bequeathed [III-287] by ancient nations was an outcome of ancestor-worship. Its first phases were exhibited in either tombs or temples, which, as we have long ago seen, are the less developed and more developed forms of the same thing. Hence, as being both appliances for worship, now simple and now elaborate, both came under the control of the priesthood; and the inference to be drawn is that the first architects were priests.

An illustration which may be put first is yielded by Ancient India. Says Manning:—“Architecture was treated as a sacred science by learned Hindus.” Again we read in Hunter—

“Indian architecture, although also ranked as an upa-veda or supplementary part of inspired learning, derived its development from Buddhist rather than from Bráhmanical impulses.”

In Tennent’s Ceylon there are passages variously exhibiting the relations between architecture and religion and its ministers. By many peoples the cave was made the primitive tomb-temple; and in the East it became in some cases largely developed. A stage of the development in Ceylon is described as follows:—

“In the Rajavali Devenipiatissa is said to have ‘caused caverns to be cut in the solid rock at the sacred place of Mihintala’; and these are the earliest residences for the higher orders of the priesthood in Ceylon, of which a record has been preserved.”

“The temples of Buddha were at first as unpretending as the residences of the priesthood. No mention is made of them during the infancy of Buddhism in Ceylon, and at which period caves and natural grottoes were the only places of devotion.”

Referring to later stages, during which there arose “stupendous ecclesiastical structures,” Tennent adds:—

“The historical annals of the island record with pious gratitude the series of dagobas, wiharas, and temples erected by” Devenipiatissa “and his successors.”

A dagoba “is a monument raised to preserve one of the relics of Gotama . . . and it is candidly admitted in the Mahawanso that the intention of erecting them was to provide ‘objects to which offerings could be made.’ ”

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Here though we do not get evidence that the architects were the priests, yet other passages show that Buddhist temples were the works of converted kings acting under direction of the priests. Moreover, the original development of architecture for religious purposes, and the consequent sacredness of it, are curiously implied by the fact that the priesthood “forbade the people to construct their dwellings of any other material than sun-baked earth.”

This last extract recalls the general contrast which existed in ancient historic kingdoms between the dwellings of the people and the buildings devoted to gods and kings. The vast mounds from which Layard exhumed the remains of Babylonian and Assyrian temples are composed of the débris of sun-dried bricks, mingled, doubtless, with some decomposed wood otherwise used for constructing ordinary houses. Layers upon layers of this débris were accumulated until the temples were buried, as some temples are even now being buried in Egypt. Whether it was because of the costliness of stone, or because of the interdict on use of stone for other than sacred purposes, or whether these causes cooperated, the general implication is the same—architecture began in subservience to religion (comprehending under this name ancestor-worship, simple and developed), and was, by implication, under the control of the priesthood. Such further evidence as Ancient Babylonia yields, though indirect, is tolerably strong. Saying of the temple, which was also a palace, that “solemn rites inaugurated its construction and recommended its welfare to the gods,” and implying that its plan was governed by established tradition (of which the priests were by implication the depositaries), Perrot and Chipiez write:—

“Whether they belonged to the sacerdotal cast, we do not know. We are inclined to the latter supposition in some degree by the profoundly religious character of the ceremonies that accompanied the inception of a building, and by the accounts left by the ancients of those priests whom they call the Chaldæans.

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And since “when it [architecture] is carried so far as it was in Chaldæa it demands a certain amount of science,” the priests, who alone possessed this science, must have been the architects.

Sufficient proofs of the alleged relation among the Egyptians are supplied by their ancient records. Rawlinson says:—

“Although their early architecture is almost entirely of a sepulchral character, yet we have a certain amount of evidence that, even from the first, the Temple had a place in the regards of the Egyptians, though a place very much inferior to that occupied by the Tomb.”

Summing up the general evidence Duncker writes:—

“In the achievement won by Egyptian art the priests took a leading part. The buildings of the temples and the tombs of the kings could only be erected after their designs; for in these essentially sacred things, sacred measures and numbers, were concerned.”

Some special illustrative facts may be added. Of Mentuhotep it is recorded that—

“As chief architect of the king he promoted the worship of the gods, and instructed the inhabitants of the country according to the best of his knowledge, ‘as God orders to be done.’ ”

Here are passages relating to the 19th and 21st dynasties respectively. Bekenkhonsu, on his statue is made to say:—

“ ‘I was a great architect in the town of Amon.’ ‘I was a holy father of Amon for twelve years.’ ‘The skilled in art, and the first prophet in Amon.’ ”

And Hirhor, first of a succession of priest-kings, calls himself, when represented by the side of the king:—“Chief architect of the king, chief general of the army.” And that the priest, if he did not always design, always directed, may be safely inferred; for as Rawlinson says, “it is . . . tolerably certain that there existed in ancient Egypt a religious censorship of Art.”

Of evidence furnished by Greek literature, the first comes to us from the Iliad. The priest Chryses, crying for vengeance, and invoking Apollo’s aid, says:—

“O Smintheus! If ever I built a temple gracious in thine eyes, or [III-290] if ever I burnt to thee fat flesh of thighs of bulls or goats, fulfil thou this my desire; let the Danaans pay by thine arrows for my tears.”

By which we see that the priestly function of sacrificer is joined with the function of architect, also, by implication, priestly. Later indications are suggestive if not conclusive. Here is a sentence from Curtius:—

“But the immediate connexion between the system of sacred architecture and the Apolline religion is clear from Apollo being himself designated as the divine architect in the legends concerning the foundation of his sanctuaries.”

And further on he writes—

Thus “schools of poets came to form themselves, which were no less intimately connected with the sanctuary than were the art of sacred architecture and hieratic sculpture.”

But, as we have before seen, the lack of a priestly organization in Greece obscured the development of the professions in general, and that of architects among others.

That much of the Roman cult was not indigenous, and that importation of knowledge and skill from abroad confused the development of the professions, we have seen in other cases. The influence of the Etruscans was marked, and it appears that of the religious appliances derived from them, architecture was one. Duruy writes:—

“Etruria also furnished the architects who built the Roma quadrata of the palatine, and constructed the first temples; she provided even the flute-players necessary for the performance of certain rites.”

But the identity eventually established between the chief priest and the chief architect, in the person of the Pontifex maximus, while it illustrates the alleged connexion, also reminds us of one of the original causes for the priestly origin of the professions—the possession of learning and ability by priests. Among primitive peoples, special skill is associated with the idea of supernatural power. Even the blacksmith is, in some African tribes, regarded as a magician. Naturally, therefore, the Roman who either first devised the arch, or who first conspicuously displayed skill in constructing an arch, was supposed to be inspired by the gods. [III-291] For though the arch is now so familiar that it does not excite wonder, it must, when first used, have appeared an incomprehensible achievement. Hence a not unlikely cause, or at any rate an ancillary cause, for the union of priest and bridge-builder.

§ 708. After the fall of the Roman Empire the social disorganization which arrested mental activities and their products, arrested architecture among them. Its re-commencement, when it took place, was seen in the raising of ecclesiastical edifices of one or other kind under the superintendence of the priestly class. Referring to certain Benedictine monasteries after the time of Charlemagne, Lacroix writes:—

“It was there that were formed the able architects and ecclesiastical engineers who erected so many magnificent edifices throughout Europe, and most of whom, dedicating their lives to a work of faith and pious devotion, have, through humility, condemned their names to oblivion.”

Speaking of France, and saying that up to the tenth century the names of but few architects are recorded, the same author says:—

“Among them, however, are Tutilon, a monk of St. Gall, . . . Hugues, Abbot of Montier-en-Der; Austée, Abbot of St. Arnulph, . . . Morard, who, with the co-operation of King Robert, rebuilt, towards the end of the tenth century, the old church of St. Germain-des-Prés, at Paris; lastly, Guillaume, Abbot of St. Benignus, at Dijon, who . . . became chief of a school of art.”

And he further says:—

“In the diocese of Metz Gontran and Adélard, celebrated Abbots of St. Trudon, covered Hasbaye with new buildings. ‘Adélard,’ says a chronicler, ‘superintended the construction of fourteen churches.’ ”

This association of functions continued long after. According to Viollet-le-Duc, the religious houses, and especially the abbey of Cluny, during the eleventh and twelfth centuries, furnished most of the architects of Western Europe, who executed not only religious but also civil and perhaps military buildings.

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The differentiation of the architect from the priest is implied in the following further quotation from Lacroix:—

“It was, moreover, at this period [of transition from Norman to Gothic] that architecture, like all the other arts, left the monasteries to pass into the hands of lay architects organised into confraternities.”

Similar is the statement of Viollet-le-Duc, who, observing that in the 13th century the architect appears as an individual, and as a layman, says that about the beginning of it “we see a bishop of Amiens . . . charging a lay architect, Robert le Luzarches, with the building of a great cathedral.” A curious evidence of the transition may be added.

“Raphael, in one of his letters, states that the Pope (Leo X.) had appointed an aged friar to assist him in conducting the building of St. Peter’s; and intimates that he expected to learn some ‘secrets’ in architecture from his experienced colleague.”

Passing to our own country we find Kemble, in The Saxons in England, remarking of the monks that—

“painting, sculpture and architecture were made familiar through their efforts, and the best examples of these civilizing arts were furnished by their churches and monasteries.”

In harmony with this statement is that of Eccleston.

“To Wilfrid of York and Benedict Biscop, Abbot of Wearmouth in the 7th century, the introduction of an improved style of architecture is due; and under their direction several churches and monasteries were built with unusual splendour.”

And afterwards, speaking of the buildings of the Normans and of their designers, he says of the latter—

“Amongst the foremost appeared the bishops and other ecclesiastics, whose architectural skill was generally not less effective than their well bestowed riches.”

How the transition from the clerical to the lay architect took place is not shown; but it is probable that, eventually, the clerical architect limited himself to the general character of the edifice, leaving the constructive part to the master-builder, from whom has descended the professional architect.

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§ 709. Chiefly for form’s sake reference must be made to the gathering together and consolidation which, in our times, has been set up in the architect’s profession. There is little to remark further than that, the members of it having been but few during earlier periods, when the amount of architectural building was relatively small, segregation and association of them could scarcely occur. Recently, however, there has been formed an Institute of Architects, and the body of men devoted to the art is tending more and more to make itself definite by imposing tests of qualification.

At the same time cultivation of the art and maintenance of the interests of those pursuing it are achieved by sundry special periodicals.

 


 

[III-294]

CHAPTER X.

SCULPTOR.

§ 710. The association between architecture, sculpture, and painting is so close that the description of their origins, considered as distinct from one another, is not easy; and those who judge only from the relations under which they are found in the remains of early civilizations are apt to be misled. Thus Rawlinson remarks that—

“Sculpture in Egypt was almost entirely ‘architectonic,’ and was intended simply, or at any rate mainly, for architectural embellishment. . . . The statues of the gods had their proper place in shrines prepared for them. . . . Even the private statues of individuals were intended for ornaments of tombs.”

Here the implication appears to be that as, in historic Egypt, sculpture existed in subordination to architecture, it thus existed from the beginning. This is a mistake. There is abundant reason to conclude that everywhere sculpture, under the form of carving in wood, preceded architecture, and that the tomb and the temple were subsequent to the image.

In the first volume of this work (§ § 154—158) evidence of various kinds, supplied by various peoples, was given proving that in its initial form an idol is a representation of a dead man, conceived as constantly or occasionally inhabited by his ghost, to whom are made offerings, prayers for aid, and propitiatory ceremonies. Confusion arising in the uncritical mind of the savage between the qualities of [III-295] the original and the like qualities supposed to accompany a likeness of the original, long survived. Its survival was shown among the Egyptians by their seemingly strange practice of placing, in a compartment of the tomb, a wooden figure (or more than one) intended as an alternative body for the spirit of the departed on his return, in case his mummied body should have been destroyed. Still more strange is the fact referred to in the sections named above, that among ourselves and other Europeans but a few centuries ago, the effigies of kings and princes, gorgeously apparelled, were duly presented with meals for some time after death: such effigies being, some of them, still preserved in Westminster Abbey. Merely recognizing this long persistence of the primitive idea, it here concerns us only to note that the making of a carved or modelled figure of a dead man, begins in low stages of culture, along with other elements of primitive religion; and that thus sculpture has its root in ghost-worship, while the sculptor, in his primitive form, is one of the agents of this worship.

The tomb and the temple are, as is shown in § 137, developed out of the shelter for the grave—rude and transitory at first, but eventually becoming refined and permanent; while the statue, which is the nucleus of the temple, is an elaborated and finished form of the original effigy placed on the grave. The implication is that, as with the temple so with the statue, the priest, when not himself the executant, as he is among savages, remains always the director of the executant—the man whose injunctions the sculptor carries out.

§ 711. Of evidence to be set down in support of this general proposition we may begin with that, relatively small in amount, which is furnished by existing uncivilized races.

Concerning the Gold Coast Negroes, Bosman tells us that they “generally build a small cottage or hut . . . on the grave,” and also that in some parts “they place several [III-296] earthen images on the graves.” Bastian, writing of the Coast Negroes, says clay figures of departed chiefs with their families are placed in groups under the village tree. Nothing is added about the makers of these clay images; but in another case we find evidence of priestly origin. According to Tuckey, a certain fetich-rock on the Congo “is considered as the peculiar residence of Seembi, the spirit which presides over the river;” that on some of the rocks “are a number of raised figures,” made of some composition which appears “like stone sculptured in low relief”—rude representations of men, beasts, ships, &c.: “they were said to be the work of a learned priest of Nokki, who taught the art to all those who chose to pay him.”

The Polynesian races yield some evidence: relevant facts are narrated of the Sandwich Islanders by Cook and Ellis. The one describes the burying places as containing many wooden images representing their deities, some in huts, others not; and the other tells us that “each celebrated tii [spirit] was honoured with an image.” That these celebrated spirits were originally the ghosts of deceased chiefs, is implied by the account given of an allied Polynesian race, the New Zealanders. Among these, according to Thomson, the bodies of chiefs, in some cases “interred within the houses where they died,” where they were bewailed by relatives for weeks [a rude temple and a rude worship], had “rude human images, 20 or 40 feet high,” erected as monuments to them. Though in neither of these cases are we told by whom such images of deceased men were made, yet since of New Zealand artists the best are found among the priests, as asserted by Thomson, while Angas tells us that the priest is generally the operator in the ceremony of tattooing (he being supposed to excel in all sorts of carving), the implication is that he is the maker of these effigies—in the cases of chiefs, if not in other cases. For while it is alleged that the house-posts, rudely representing deceased members of an ordinary family, are made by members of the family, we [III-297] have, in the special characters of the effigies made of chiefs, evidence that priests have been the executants. Dr. Ferdinand von Hochstetter says:—

“The carved Maori-figures, which are met with on the road, are the memorials of chiefs, who, while journeying to the restorative baths of Rotorua, succumbed to their ills on the road. Some of the figures are decked out with pieces of clothing or kerchiefs; and the most remarkable feature in them is the close imitation of the tattooing of the deceased, by which the Maoris are able to recognize for whom the monument has been erected. Certain lines are peculiar to the tribe, others to the family, and again others to the individual.”

As the priests are the professional tattooers, probably being also the authorities concerning tribal and family marks, it is a fair inference that they are the makers of these images of chiefs, in which the tribal, family, and individual marks are represented.

Certain usages have been found among the Australians which, if not directly relevant, are indirectly relevant. At an initiation ceremony in the Murring tribe, according to Howitt—

“A similar rude outline of a man in the attitude of the magic dance, being also Daramūlŭn, is cut by the old men (wizards) at the ceremonies, upon the bark of a tree at the spot where one of them knocks out the tooth of the novice. . . .

“At a subsequent stage of the proceedings a similar figure is moulded on the ground in clay, and is surrounded by the native weapons which Daramūlŭn is said to have invented.”

Here the obvious implication is that the traditional hero, Daramulun, is represented by the figures which the wizards (medicine-men or priests) make; while the initiation ceremony is the dedication of the novice to him, considered as present in the figure: to which figure, indeed, a road is marked out on the tree, down which Daramulun is supposed to descend to the image.

By the above-named house-posts which, among the New Zealanders, are erected as memorials of members of the family, we are introduced to the further set of illustrations [III-298] furnished by household gods. These the accounts of various races in various parts of the world make familiar.

Concerning the Kalmucks and Mongols, who have such domestic idols, Pallas tells us that the priests are the painters, as well as the makers, of images of copper and clay.

According to Ellis the idol-worship of the Malagasy “appears to have sprung up in comparatively modern times, and long subsequently to the prevalence of the worship of household gods.” But who were the makers of either does not appear.

§ 712. How it would naturally happen that while, in the first stages, the priest was the actual carver of images, he became, in later stages, the director of those who carved them, will be easily understood on remembering that a kindred relation between the artist and his subordinate exists now among ourselves. The modern sculptor does not undertake the entire labour of executing his work, but gives the rough idea to a skilled assistant who, from time to time instructed in the needful alterations, produces a clay-model to which his master gives the finished form: the reproduction of the model in marble by another subordinate being similarly dealt with by the sculptor. Evidently it was in something like this sense that priests throughout the East were sculptors in early days, as some are in our own days. Writing of the Singhalese, Tennent says:—

“Like the priesthood of Egypt, those of Ceylon regulated the mode of delineating the effigies of their divine teacher, by a rigid formulary, with which they combined corresponding directions for the drawing of the human figure in connection with sacred subjects.”

From Egypt, here referred to, may be brought not only evidence that the sculptured forms of those to be worshiped were prescribed by the priests in conformity with the traditions they preserved, but also evidence that in some cases they were the actual executants. Mentu-hotep, a priest of the 12th dynasty, yields an example.

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“Very skilled in artistic work, with his own hand he carried out his designs as they ought to be carried out.” He “besides was invested with religious functions” and “was the alter ego of the king.” His inscription says:—“ ‘I it was who arranged the work for the building of the temple.’ ”

An inscription of the 18th dynasty refers to one Bek, architect of Amenhotep IV, who, being described as “the follower of the divine benefactor” was apparently a priest, and who was both an executant and a supervisor of others’ work. He is referred to as—

“overseer of the works at the red mountain, an artist and teacher of the king himself, an overseer of the sculptors from life at the grand monuments of the king for the temple of the sun’s disk.”

A further fact is given. Bek, says of himself “My lord promoted me to be chief architect. I immortalized the name of the king . . . [I caused] to be made two portrait-statues of noble hard stone in this his great building. It is like heaven. . . . Thus I executed these works of art, his statues.”

What evidence Greek records yield, though not extensive, is to the point. Curtius, who, referring to actions of the singers and composers of hymns as well as to those of the plastic artists, says that “the service of the temple comprehends the whole variety of these efforts,” also says that “the earliest sculptors were persons of a sacerdotal character.” On another page he adds, concerning sculpture—

“In this domain of artistic activity, all things were bound by the decrees of the priests and by close relations with religion. . . . They [the artists] were regarded as persons in the service of the divine religion.”

The extent to which sculpture subserved religious purposes may be judged from the statement of Mahaffy that—

“The greatest sculptors, painters, and architects had lavished labour and design upon the buildings [of the oracle at Delphi]. Though Nero had carried off 500 bronze statues, the traveller estimated the remaining works of art at 3000, and yet these seem to have been almost all statues.”

[III-300]

As showing the course of professional development it may be remarked that though, in archaic Greek sculpture, the modes of representing the various deities were, as in Egypt and India, so completely fixed in respect of attitudes, clothing, and appurtenances that change was sacrilege, the art of the sculptor, thus prevented from growing while his semi-priestly function was under priestly control, simultaneously began to acquire freedom and to lose its sacred character when, in such places as the pediments of temples, figures other than divine, and subjects other than those of worship, came to be represented. Apparently through transitions of this kind it was that sculpture became secularized. Men engaged in chiselling out statues and reliefs in fulfilment of priestly dictates were regarded simply as a superior class of artisans, and did not receive credit as artists. But when, no longer thus entirely controlled, they executed works independently, they gained applause by their artistic skill and “became prominent celebrities, whose studios were frequented by kings.”

To the reasons, already more than once suggested, why in Rome the normal development of the professions was broken or obscured, may be added, in respect of the profession of sculptor, a special reason. Says Mommsen:—

“The original Roman worship had no images of the gods or houses set apart for them; and although the god was at an early period worshipped in Latium, probably in imitation of the Greeks, by means of an image, and had a little chapel (aedicula) built for him, such a figurative representation was reckoned contrary to the laws of Numa.”

The appended remark that the representation of the gods was “generally regarded as an impure and foreign innovation” appears to be in harmony with the statement of Duruy.

“Even after the Tarquins, the images of the gods, the work of Etruscan artists, were still made only in wood or clay, like that of Jupiter in the Capitol, and like the quadriga placed on the top of the temple.”

[III-301]

The contempt felt by the Romans for every other occupation than the military, and the consequent contempt for art and artists imported from conquered peoples, resulted in the fact that in the time of the Cæsars sculptors and painters “were generally either slaves or freedmen.” Probably the only concern the priests had with sculpture was when prescribing the mode in which this or that god should be represented.

§ 713. Such records as have come down to us from early Christian times illustrate the general law of evolution in the respect that they show how little the arts of design were at first specialized. It has been often remarked that in days comparatively modern separation of the various kinds of mental activity was much less marked than it has since become: instance the fact that Leonardo da Vinci was man of science as well as artist; instance the fact that Michael Angelo was at once poet, architect, sculptor and painter. This union of functions in the plastic arts seems to have been still more the rule in preceding ages. Evidence about the sculptors’ art is mingled with evidence about kindred arts. Says Emeric-David—“The same masters were goldsmiths, architects, painters, sculptors, and sometimes poets, as well as being abbots or even bishops.” Of the Gallo-Francs we are told by Challamel and others that the chief industrial art was gold-working, the great schools of which were certain monasteries; that the great artists in it were monks, and their products ecclesiastical plate, vestments and decorations, funeral monuments, &c. And in the last part of which statement we see the implication that the sculpturing of figures on monuments was a priestly occupation. This is also implied by the statement of Émeric-David that in the 10th century Hugues, monk of Monstier-en-Der, was painter and statuary. Further proof that miscellaneous art-works were carried on by the clerical class is given by Lacroix and Sere, who say that early in the 11th century a [III-302] monk, named Odoram, executed shrines and crucifixes in gold and silver and precious stones. In the middle of the 12th century another monk, Theophilus, was at once painter of manuscripts, glass-stainer, and enamelling goldsmith.

Concerning these relationships in England during early days, I find no evidence. The first relevant statements refer to times in which the plastic arts, which no doubt were all along shared in by those lay-assistants who did the rough work under clerical direction—such as chiselling out monuments in the rough according to order—had lapsed entirely into the hands of these lay-assistants. They having been in the preceding times nothing but skilful artisans, their work, when it came to be monopolized by them, was for a long time regarded as artisan-work. Hence the statement that—

“Previously to the reign of Charles I the sculptor seems hardly to have been considered an artist.” “Nicholas Stone was the sculptor most in vogue. He was master-mason to the king.”

I may add that in early days, monks—St. Dunstan being an example—occupied themselves in executing the details of ecclesiastical buildings—the foliations of windows, screens, and the like. It is said that when sculpturing the heads used for gargoyles, they sometimes amused themselves by caricaturing one another.

§ 714. Recent stages in the development of sculpture are not easy to trace. But there seems to have occurred in modern times a process parallel to that which we saw occurred in Greece. During the first stages in the secularization of his business the carver of marble carried with him the character previously established—he was a superior artisan. Only in course of time, as his skill was employed for other than sacred purposes, did he become independent and begin to gain reputation as an artist. And his position has risen along with the devotion of his efforts more and more to subjects unconnected with religion.

Let it be observed, however, that even still sculpture [III-303] retains in considerable measure its primitive character as an ancillary to ancestor-worship. A carved marble effigy in a Christian church differs but little in meaning from a carved wooden figure of a dead man placed on his grave in savage and semi-civilized societies. In either case the having an image made, and the subsequent conduct in presence of it, imply the same prompting sentiment: there is always more or less of awe or respect. Moreover, sculpture continues to be largely employed for the expression of this sentiment, not in churches only, but in houses. The preservation of a bust by descendants commonly implies recognition of worth in the original, and is thus in a faint way an act of worthship.

Hence only that kind of sculpture which is not devoted to the representation of deceased persons, either in public or private edifices, or in open places, can be considered as absolutely secularized. One who takes his subjects from ancient myth, or history, or from the life around, may be considered as alone the sculptor who has lost all trace of the original priestly character.

With recognition of the completed process of differentiation there is nothing here to join respecting the process of integration. Sculptors have not yet become sufficiently numerous to form entirely independent unions. Such combination as has arisen among them we shall have to recognize in the next chapter, in association with the combinations of painters.

 


 

[III-304]

CHAPTER XI.

PAINTER.

§ 715. Pictorial representation in its rudest forms not only precedes civilization but may be traced back to prehistoric man. The delineations of animals by incised lines on bones, discovered in the Dordogne and elsewhere, prove this. And certain wall-paintings found in caves variously distributed, show, in extant savage races or ancestors of them, some ability to represent things by lines and colours.

But if we pass over these stray facts, which lie out of relation to the development of pictorial art during civilization, and if we start with those beginnings of pictorial art which the uncivilized transmitted to the early civilized, we see that sculpture and painting were coeval. For, excluding as not pictorial that painting of the body by which savages try to make themselves feared or admired, we find painting first employed in completing the image of the dead man to be placed on his grave—a painting of the carved image such as served to make it a rude simulacrum. This was the first step in the evolution of painted figures of apotheosized chiefs and kings—painted statues of heroes and gods.

We shall the better appreciate this truth on remembering that the complete differentiation of sculpture from painting which now exists did not exist among early peoples. In ancient times all statues were coloured: the aim being to produce something as like as possible to the being commemorated.

[III-305]

§ 716. The already named images of dead New Zealand chiefs tattooed in imitation of their originals, illustrate primitive attempts to finish the representations of departed persons by surface-markings and colours; and the idols preserved in our museums—not painted only but with imitation eyes and teeth inserted—make clear this original union of the two arts.

Of evidence that the priests painted as well as carved these effigies, little is furnished by travellers. Bourke writes of the Apaches:—“All charms, idols, talismans, medicine hats, and other sacred regalia should be made, or at least blessed, by the medicine-men.” But while the agency of the primitive priest in idol-painting must remain but partially proved, we get clear proof of priestly agency in the production of other coloured representations of religious kinds. Describing certain pictographs in sand, Mr. Cushing says:—

“When, during my first sojourn with the Zuñi, I found this art practice in vogue among the tribal priest-magicians and members of cult societies, I named it dry or powder painting.” The pictures produced “are supposed to be spiritually shadowed, so to say, or breathed upon by the gods or god-animals they represent, during the appealing incantations or calls of the rites. . . . Further light is thrown on this practice of the Zuñi in making use of these suppositively vivified paintings by their kindred practice of painting not only fetiches of stone, etc., and sometimes of larger idols, then of washing the paint off for use as above described, but also of powder painting in relief; that is, of modeling effigies in sand, sometimes huge in size, of hero or animal gods, sacramental mountains, etc., powder painting them in common with the rest of the pictures, and afterwards removing the paint for medicinal or further ceremonial use.”

But the clearest evidence is yielded by the Navajo Indians. Dr. Washington Matthews in a contribution on “The Mountain Chant, a Navajo ceremony,” says—

“The men who do the greater part of the actual work of painting, under the guidance of the chanter, have been initiated [four times], but need not be skilled medicine men or even aspirants to the craft of the shaman. . . . The pictures are drawn according to an exact system. The shaman is frequently seen correcting the workmen and making [III-306] them erase and revise their work. In certain well defined instances the artist is allowed to indulge his individual fancy. This is the case with the gaudy embroidered pouches which the gods carry at the waist. Within reasonable bounds the artist may give his god just as handsome a pouch as he wishes. Some parts of the figures, on the other hand, are measured by palms and spans, and not a line of the sacred design can be varied.” [*]

Unquestionably then pictorial art in its first stages was occupied with sacred subjects, and the priest, when not himself the executant, was the director of the executants.

§ 717. The remains and records of early historic peoples yield facts having like implications.

As shown already there existed in America curious transitions between worshiping the actual dead man and worshiping an effigy of him—cases in which a figure was formed of portions of his body joined with artificial portions. The Nile Valley furnished other transitions. Concerning the Macrobrian Ethiopians, Herodotus tells the strange story that—

“When they have dried the body, either as the Egyptians do, or in some other way, they plaster it all over with gypsum, and paint it, [III-307] making it as much as possible resemble real life; they then put round it a hollow column made of crystal.”

And to this plastered, painted, and enclosed mummy they made offerings. The Egyptian usage diverged from this simply in the casing of the mummy and in the painting: the one being opaque and the other consequently external. For the carved and painted representation of a human figure on the outer mummy-case, was doubtless a conventionally-stereotyped representation of the occupant. And since, in all such cases, the ancestor-worship, now of private persons, now of major and minor potentates, was a religion, painting as thus employed was a religious art.

The leading subjects of Egyptian wall-paintings are worshiping and killing: the last being, indeed, but a form of the first; since pictures of victorious fights are either glorifications of the commemorated commanders or of the gods by whose aids they conquered, or both. In early societies sacrifice of enemies is religious sacrifice, as shown among the Hebrews by the behaviour of Samuel to Agag. Hence the painting in these Egyptian frescoes is used for sacred purposes.

That in Ancient Egypt the priest was the primitive sculptor we have already seen; and the association of painting with sculpture was so close as to imply that he was also the primitive painter—either immediately or by proxy. For, seeing that, as Brugsch remarks, Egyptian art “is bound by fetters which the artist dared not loosen for fear of clashing with traditional directions and ancient usage,” it results that the priests, being depositaries of the traditions, guided the hands of those who made painted representations when they did not themselves make them. But there is direct proof. Erman says:—“Under the Old Empire the high priest of Memphis was regarded as their chief, in fact he bore the title of ‘chief leader of the artists,’ and really exercised this office.” In another passage describing the administration of the great temple of Amon he tells us that [III-308] the Theban god had his own painters and his own sculptors; both being under the supervision of the second prophet. It may be that, as in the case of the Indians above named, these working painters had passed through some religious initiation and were semi-priestly.

In connexion with this use of painting for sacred purposes in Egypt, I may add evidence furnished by an existing religion. Says Tennent concerning the Buddhists of Ceylon:—

“The labours of the sculptor and painter were combined in producing these images of Buddha, which are always coloured in imitation of life, each tint of his complexion and hair being in religious conformity with divine authority, and the ceremony of ‘painting of the eyes,’ is always observed by the devout Buddhists as a solemn festival.”

It is interesting to remark that in its mural representations, Egypt shows us transitions from sculpture to painting, or, more strictly, from painted sculpture to painting proper. In the most sculpturesque kind the painted figures stood out from the general field and formed a bas-relief. In the intermediate kind, relief-en-creux, the surfaces of the painted figures did not rise above the general field, but their outlines were incised and their surfaces rendered convex. And then, finally, the incising and rounding being omitted, they became paintings.

By the Greeks also, painting was employed in making finished representations of the greater or smaller personages worshiped—now the statues in temples and now the figures on stelæ used to commemorate deceased relatives, which, cut out in relief, were, we may fairly infer, coloured in common with other sculptured figures, just as were those on Etruscan sarcophagi. Of this inference there has recently been furnished a justification by the discovery of certain remains which, while they show the use of colour in these memorials, show also the transition from raised coloured figures to coloured figures not raised. Explorations [III-309] carried on in Cyprus by Mr. Arthur Smith, of the British Museum, have disclosed—

“a series of limestone stelæ or tombstones, on which is painted the figure of the person commemorated. The surface of the limestone is prepared with a white ground, on which the figure is painted in colours and in a manner which strongly recalls the frescoes of Pompeii.”

The painting being here used in aid of ancestor-worship, is in that sense, religious. Very little evidence seems forthcoming concerning other early uses of painting among the Greeks. We read that before the Persian war, the application of painting “was almost limited to the decoration of sacred edifices, and a few other religious purposes, as colouring or imitating bas-reliefs, and in representations of religious rites on vases or otherwise.” In harmony with this statement is the following from Winckelmann:—

“The reason of the slower growth of painting lies partly in the art itself, and partly in its use and application. Sculpture promoted the worship of the gods, and was in its turn promoted by it. But painting had no such advantage. It was, indeed, consecrated to the gods and temples; and some few of the latter, as that of Juno at Samos, were Pinacothecæ, or picture galleries; at Rome, likewise, paintings by the best masters were hung up in the temple of Peace, that is, in the upper rooms or arches. But paintings do not appear to have been, among the Greeks, an object of holy, undoubting reverence and adoration.”

This relatively slow development of painting was due to its original subordination to sculpture. Independent development of it had scope only when by such steps as those above indicated it became separate; and, employed at first in temple-decoration, it gained this scope as sculpture did, in the ancillary and less sacred parts.

Partly because the Greek nature, and the relatively incoherent structure of the Greek nation, prevented the growth of an ecclesiastical hierarchy, with the normal developments arising from it, and partly—perhaps chiefly—because Greek civilization was in so large a measure influenced by the earlier civilizations adjacent to it, the further course of evolution in the art and practice of painting is broken. We [III-310] can only say that the secularization became marked in the later stages of Grecian life. Though before the time of Zeuxis various painters had occupied themselves with such semi-secular subjects as battles and with other subjects completely secular, yet, generally executed as these were for the ancillary parts of temples, and being tinctured by that sentiment implied in the representation of great deeds achieved by ancestors, they still preserved traces of religious origin. This is, indeed, implied by the remark which Mr. Poynter quotes from Lucian, that Zeuxis cared not “to repeat the representations of gods, heroes, and battles, which were already hackneyed and familiar.”

§ 718. The first stages in the history of painting, and of those who practised it, after the rise of Christianity, are confused by the influences of the pagan art at that time existing. It was only after this earliest Italian art, religious like other early art in nearly all its subjects, had been practically extinguished by barbarian invaders, that characteristic Christian art was initiated by introduction of the methods and usages which had been preserved and developed in Constantinople; and the art thus recommenced, entirely devoted to sacred purposes, was entirely priestly in its executants. “From the monasteries of Constantinople, Thessalonica, and Mount Athos,” says Mr. Poynter, “Greek artists and teachers passed into all the provinces of Southern Europe;” and thereafter, for a long period, the formal Byzantine style prevailed everywhere.

Of the scanty facts illustrating the subsequent relations between priest and painter in early Christian Europe, one is furnished by the ninth century.

Bogoris, the first christian king of the Bulgarians, solicited the emperor Michael “for the services of a painter competent to decorate his palace,” and the “emperor despatched [the monk] Methodius to the Bulgarian Court.”

The continuance of this connexion is shown by the following passage from Eastlake’s History:—

[III-311]

“In the practice of the arts of design, as in the few refined pursuits which were cultivated or allowed during the darker ages, the monks were long independent of secular assistance. Not only the pictures, but the stained glass, the gold and silver chalices, the reliquaries, all that belonged to the decoration and service of the church, were designed, and sometimes entirely executed by them; and it was not till the thirteenth and fourteenth centuries, when the knowledge of the monastery began to be shared by the world at large, that painting in some degree emerged from this fostering though rigid tuition.”

Along with the practice of painting went knowledge of the ancillary art, the preparation of colours. In a later passage Eastlake says:—

“Cennini, speaking of the mode of preparing a certain colour, says that the receipt could easily be obtained, ‘especially from the friars.’ ”

In another passage there is implied an early step in secularization.

“Colours and other materials, when not furnished by monks who retained the ancient habits of the cloister, were provided by the apothecary.”

And further steps in the divergence of lay painters from clerical painters are implied by the statement of Laborde, quoted by Levasseur, to the effect that the illuminators of the thirteenth century had for the most part been monks, but that in the fourteenth and fifteenth laymen competed with them. Various painters in miniature and oil are mentioned. Painters continued to be illuminators as well; they also painted portraits and treated some sacred subjects.

Throughout early Christian art, devoted exclusively to sacred subjects, there was rigid adherence to authorized modes of representation, as in ancient pagan art—Egyptian or Greek. Over ecclesiastical paintings this control continued into the last century; as in Spain, where, under the title of Pictor Christianus, there was promulgated a sacro-pictorial law prescribing the composition of pictures in detail. Nay, such regulation continues still. M. Didron, who visited the churches and monasteries of Greece in 1839 says:—

[III-312]

“Ni le temps ni le lieu ne font rien à l’art grec; au XVIIIe siècle, le peintre moréote continue et calque le peintre vénitien du Xe, le peintre athonite du Ve ou du VIe. Le costume des personnages est partout et en tout temps le même, non-seulement pour la forme, mais pour la couleur, mais pour le dessin, mais jusque pour le nombre et l’épaisseur des plis. . . . On ne saurait pousser plus loin l’exactitude traditionnelle, l’esclavage du passé.”

And Sir Emerson Tennent, à propos of the parallelism between the rigid code conformed to by the monkish artists of the East and the code, equally rigid, conformed to by the Buddhists of Ceylon, quotes an illustrative incident concerning these priest-painters of Mount Athos, who manufacture pictures to pattern with “almost the rapidity of machinery.” M. Didron wished to have a copy of the code of instructions “drawn up under ecclesiastical authority,” but “the artist, when solicited by M. Didron to sell ‘cette bible de son art,’ naively refused, on the simple ground that . . . ‘en perdant son Guide, il perdait son art; il perdait ses yeux et ses mains.’ ”

§ 719. Concerning later stages in the rise of the lay painter, it must suffice to say that from the time of Cimabue, who began to depart from the rigidly formal style of the priestly Byzantine artists, the lay element predominated. Amid a number of apparently non-clerical painters, only a few clerics are named; as Don Lorenzo, Fra Giovanni, Fra Filippo Lippi, Fra Bartolommeo. But meanwhile it is to be observed that these secular painters, probably at first, like the secular sculptors, assistants to the priests in their work, were occupied mainly and often exclusively with sacred subjects.

Along with this differentiation of the lay painter from the clerical painter there began a differentiation of lay painters from one another; and the facts show us a gradual beginning where imagination would have suggested only an abrupt beginning. As I learn from an academician, the first form of portrait (omitting some painted under a surviving [III-313] classic influence, in those earliest days before art was extinguished by the barbarians) was that of the donor of a sacred picture to a church or other ecclesiastical edifice, who was allowed to have himself represented in a corner of the picture on his knees with hands joined in supplication.

Something similar happened with another form of art. Landscapes made their first appearance as small and modest backgrounds to representations of sacred personages and incidents—backgrounds the composition of which displays an artificiality congruous with that of the figure-composition. In course of time this background assumed a greater importance, but still it long remained quite subordinate. After it had ceased to be a mere accompaniment, landscape-painting in its secularized form was but partially emancipated from figure-painting. When it grew into a recognized branch of art, the title “Landscape with figures,” was still generally applicable; and down to our own day it has been thought needful to put in some living creatures. Only of late has landscape pure and simple, absolutely divorced from human life, become common.

Of course various classes and sub-classes of artists, broadly if not definitely marked off, are implied by these and other specialized kinds of paintings: some determined by the natures of the subjects treated and others by the natures of the materials used.

§ 720. For form’s sake it is requisite to say that here as always those units of a society who make themselves distinct by performing functions of a certain kind, presently, along with separation from the rest, begin to unite with one another. The specialized individuals form a specialized aggregate.

When in the Middle Ages the artists employed as assistants to priests for ecclesiastical decoration became a class, they grew into something like guilds. Levasseur, quoting Laborde, says they were hardly distinguished from artisans: [III-314] like them they formed corporations under the name of paintres, tailleurs d’ymaiges et voirriers. In Italy during the fourteenth century a Brotherhood of Painters arose, which, taking for its patron St. Luke the Evangelist, had for its purpose, partly mutual instruction and partly mutual assistance and protection.

That in modern times the tendency to integration has been illustrated all know. It needs only further to remark that the growth of the chief art-corporations has been followed by the growth of minor art-corporations, some of them specialized by the kinds of art practised; and also that embodiment of the profession is now aided by art-periodicals, and especially by one, The Artist, devoted to professional culture and interests.

 


 

[III-315]

CHAPTER XII.

EVOLUTION OF THE PROFESSIONS.

§ 721. The saying that we cannot put old heads on young shoulders, figuratively expresses, among other truths, the truth that the beliefs which in youth result from small information joined with undisciplined thought and feeling, cannot, until after long years, be replaced by the beliefs which wider knowledge and better balanced mental powers produce. And while it is usually impracticable to ante-date the results of mental development and culture, it is also usually impracticable to arouse, during early stages, any such distrust of convictions then formed, as should be caused by the perception that there is much more to be learnt.

This general remark, trite in substance though it is, I am prompted to make à propos of the profound change which study of many peoples in many places and times, causes in those ideas of social organization which are current—ideas entertained not only by the young but also by the majority of the old, who, relatively to the subject-matter to be investigated, are also young. For patient inquiry and calm thought make it manifest that sundry institutions regarded with strong prejudices have been essential institutions; and that the development of society has everywhere been determined by agencies—especially political and ecclesiastical—of characters condemned by the higher sentiments and incongruous with an advanced social ideal.

One in whom aversion to autocratic rule is strong, does [III-316] not willingly recognize the truth that without autocratic rule the evolution of society could not have commenced; and one to whom the thought of priestly control is repugnant, cannot, without difficulty, bring himself to see that during early stages priestly control was necessary. But contemplation of the evidence, while proving these general facts, also makes it manifest that in the nature of things groups of men out of which organized societies germinate, must, in passing from the homogeneous to the heterogeneous, have first assumed the form in which one individual predominates—a nucleus of the group serving as a centre of initiation for all subsequent steps in development. Though, as fast as society advances, and especially as fast as the militant type yields place to the industrial type, a centralized and coercive control, political and ecclesiastical, becomes less needful, and plays a continually decreasing part in social evolution; yet the evidence compels us to admit that at first it was indispensable.

This generalization, which we saw variously illustrated by political institutions and ecclesiastical institutions, we now see again illustrated by professional institutions. As the foregoing chapters have shown, all the professions originate by differentiation from the agency which, beginning as political, becomes, with the apotheosis of the dead ruler, politico-ecclesiastical, and thereafter develops the professions chiefly from its ecclesiastical element. Egypt which, by its records and remains, exhibits so well the early phases of social progress, shows us how at first various governmental functions, including the professional, were mingled in the king and in the cluster of those who surrounded the king. Says Tiele:—

“A conflict between the authority of priest and king was hardly possible in earlier times, for then the kings themselves, their sons, and their principal officers of state were the chief priests, and the priestly dignities were not dissevered from nor held to be inconsistent with other and civil functions.”

[III-317]

And again—

“The priestly offices were state functions . . . which did not differ at all in kind from that of commander of the troops, governor of a district, architect, and chamberlain. In fact, both kinds of office were, for the most part, filled by the same persons.”

And since, as Brugsch tells us, “Pharaoh’s architects (the Mur-ket) . . . were often of the number of the king’s sons and grandsons,” we see that in the governing group the political, ecclesiastical, and professional functions were united.

§ 722. No group of institutions illustrates with greater clearness the process of social evolution; and none shows more undeniably how social evolution conforms to the law of evolution at large. The germs out of which the professional agencies arise, forming at first a part of the regulative agency, differentiate from it at the same time that they differentiate from one another; and, while severally being rendered more multiform by the rise of subdivisions, severally become more coherent within themselves and more definitely marked off. The process parallels completely that by which the parts of an individual organism pass from their initial state of simplicity to their ultimate state of complexity.

Originally one who was believed by himself and others to have power over demons—the mystery-man or medicine-man—using coercive methods to expel disease-producing spirits, stood in the place of doctor; and when his appliances, at first supposed to act supernaturally, came to be understood as acting naturally, his office eventually lost its priestly character altogether: the resulting physician class, originally uniform, eventually dividing into distinguishable subclasses while acquiring a definite embodiment.

Less early, because implying more developed groups, arose those who as exhibitors of joy, now in the presence of the living ruler and now in the supposed presence of the deceased [III-318] ruler, were at first simultaneously singers and dancers, and, becoming specialized from the people at large, presently became distinct from one another: whence, in course of time, two groups of professionals, whose official laudations, political or religious, extended in their range and multiplied in their kinds. And then by like steps were separated from one another vocal and instrumental musicians, and eventually composers; within which classes also there arose subdivisions.

Ovations, now to the living king and now to the dead king, while taking saltatory and musical forms, took also verbal forms, originally spontaneous and irregular, but presently studied and measured: whence, first, the unrhythmical speech of the orator, which under higher emotional excitement grew into the rhythmical speech of the priest-poet, chanting verses—verses that finally became established hymns of praise. Meanwhile from accompanying rude imitations of the hero’s acts, performed now by one and now by several, grew dramatic representations, which little by little elaborated, fell under the regulation of a chief actor, who prefigured the playwright. And out of these germs, all pertaining to worship, came eventually the various professions of poets, actors, dramatists, and the subdivisions of these.

The great deeds of the hero-god, recited, chanted or sung, and mimetically rendered, naturally came to be supplemented by details, so growing into accounts of his life; and thus the priest-poet gave origin to the biographer, whose narratives, being extended to less sacred personages, became secularized. Stories of the apotheosized chief or king, joined with stories of his companions and amplified by narratives of accompanying transactions, formed the first histories. And from these accounts of the doings of particular men and groups of men, partly true but passing by exaggeration into the mythical, came the wholly mythical, or fiction; which then and always preserved the biographico-historical character. Add to which that out of the criticisms and reflections [III-319] scattered through this personal literature an impersonal literature slowly emerged: the whole group of these products having as their deepest root the eulogies of the priest-poet.

Prompted as were the medicine-men of savages and the priests of early civilized peoples to increase their influence, they were ever stimulated to acquire knowledge of natural actions and the properties of things; and, being in alleged communication with supernatural beings, they were supposed to acquire such knowledge from them. Hence, by implication, the priest became the primitive man of science; and, led by his special experiences to speculate about the causes of things, thus entered the sphere of philosophy: both his science and his philosophy being pursued in the service of his religion.

Not only his higher culture but his alleged intercourse with the gods, whose mouthpiece he was, made him the authority in cases of dispute; and being also, as historian, the authority concerning past transactions and traditional usages, or laws, he acquired in both capacities the character of judge. Moreover, when the growth of legal administration brought the advocate, he, though usually of lay origin, was sometimes clerical.

Distinguished in early stages as the learned man of the tribe or society, and especially distinguished as the possessor of that knowledge which was thought of most value—knowledge of unseen things—the priest of necessity became the first teacher. Transmitting traditional statements concerning ghosts and gods, at first to neophytes of his class only but afterwards to the cultured classes, he presently, beyond instruction in supernatural things, gave instruction in natural things; and having been the first secular teacher has retained a large share in secular teaching even down to our own days.

As making a sacrifice was the original priestly act, and as the building of an altar for the sacrifice was by implication a priestly act, it results that the making of a shelter [III-320] over the altar, which in its developed form became the temple, was also a priestly act. When the priest, ceasing to be himself the executant, directed the artificers, he continued to be the designer; and when he ceased to be the actual designer, the master-builder or architect thereafter continued to fulfil his general directions. And then the temple and the palace in sundry early societies, being at once the residence of the apotheosized ruler and the living ruler (even now a palace usually contains a small temple) and being the first kinds of developed architecture, eventually gave origin to secular architecture.

A rude carved or modelled image of a man placed on his grave, gave origin to the sculptured representation of a god inclosed in his temple. A product of priestly skill at the outset, it continued in some cases to be such among early civilized peoples; and always thereafter, when executed by an artisan, conformed to priestly direction. Extending presently to the representation of other than divine and semi-divine personages, it eventually thus passed into its secularized form.

So was it with painting. At first used to complete the carved representation of the revered or worshiped personage, and being otherwise in some tribes used by the priest and his aids for exhibiting the tribal hero’s deeds, it long remained subservient to religion, either for the colouring of statues (as it does still in Roman Catholic images of saints, &c.), or for the decoration of temples, or for the portraiture of deceased persons on sarcophagi and stelæ; and when it gained independence it was long employed almost wholly for the rendering of sacred scenes: its eventual secularization being accompanied by its subdivision into a variety of kinds and of the executant artists into correlative groups.

Thus the process of professional evolution betrays throughout the same traits. In stages like that described by Huc as still existing among the Tibetans, where “the Lama is not merely a priest; he is the painter, poet, sculptor, [III-321] architect, physician,” there are joined in the same individual, or group of individuals, the potentialities out of which gradually arise the specialized groups we know as professions. While out of the one primitive class there come by progressive divergences many classes, each of these classes itself undergoes a kindred change: there are formed in it subdivisions and even sub-subdivisions, which become gradually more marked; so that, throughout, the advance is from an indefinite homogeneity to a definite heterogeneity.

§ 723. In presence of the fact that the immense majority of mankind adhere pertinaciously to the creeds, political and religious, in which they were brought up; and in presence of the further fact that on behalf of their creeds, however acquired, there are soon enlisted prejudices which practically shut out adverse evidence; it is not to be expected that the foregoing illustrations, even joined with kindred illustrations previously given, will make them see that society is a growth and not a manufacture, and has its laws of evolution.

From prime ministers down to plough-boys there is either ignorance or disregard of the truth that nations acquire their vital structures by natural processes and not by artificial devices. If the belief is not that social arrangements have been divinely ordered thus or thus, then it is that they have been made thus or thus by kings, or if not by kings then by parliaments. That they have come about by small accumulated changes not contemplated by rulers, is an open secret which only of late has been recognized by a few and is still unperceived by the many—educated as well as uneducated. Though the turning of the land into a food-producing surface, cleared, fenced, drained, and covered with farming appliances, has been achieved by men working for individual profit not by legislative direction—though villages, towns, cities, have insensibly grown up under the desires of men to satisfy their wants—though by spontaneous co-operation [III-322] of citizens have been formed canals, railways, telegraphs, and other means of communication and distribution; the natural forces which have done all this are ignored as of no account in political thinking. Our immense manufacturing system with its multitudinous inventions, supplying both home and foreign consumers, and the immense mercantile marine by which its products are taken all over the globe and other products brought back, have naturally and not artificially originated. That transformation by which, in thousands of years, men’s occupations have been so specialized that each, aiding to satisfy some small division of his fellow citizen’s needs has his own needs satisfied by the work of hundreds of others, has taken place without design and unobserved. Knowledge developing into science, which has become so vast in mass that no one can grasp a tithe of it, and which now guides productive activities at large, has resulted from the workings of individuals prompted not by the ruling agency but by their own inclinations. So, too, has been created the still vaster mass distinguished as literature, yielding the gratifications filling so large a space in our lives. Nor is it otherwise with the literature of the hour. That ubiquitous journalism which provides satisfactions for men’s more urgent mental wants, has resulted from the activities of citizens severally pursuing private benefits. And supplementing these come the innumerable companies, associations, unions, societies, clubs, subserving enterprise, philanthropy, culture, art, amusement; as well as the multitudinous institutions annually receiving millions by endowments and subscriptions: all of them arising from the unforced co-operations of citizens. And yet so hypnotized are nearly all by fixedly contemplating the doings of ministers and parliaments, that they have no eyes for this marvellous organization which has been growing for thousands of years without governmental help—nay, indeed, in spite of governmental hindrances. For in agriculture, manufactures, commerce, [III-323] banking, journalism, immense injuries have been done by laws—injuries afterwards healed by social forces which have thereupon set up afresh the normal courses of growth. So unconscious are men of the life of the social organism that though the spontaneous actions of its units, each seeking livelihood, generate streams of food which touch at their doors every hour—though the water for the morning bath, the lights for their rooms, the fires in their grates, the bus or tram which takes them to the City, the business they carry on (made possible by the distributing system they share in), the evening “Special” they glance at, the theatre or concert to which they presently go, and the cab home, all result from the unprompted workings of this organized humanity, they remain blind. Though by its vital activities capital is drafted to places where it is most wanted, supplies of commodities balanced in every locality and prices universally adjusted—all without official supervision; yet, being oblivious of the truth that these processes are socially originated without design of any one, they cannot believe that society will be bettered by natural agencies. And hence when they see an evil to be cured or a good to be achieved, they ask for legal coercion as the only possible means.

More than this is true. If, as every parliamentary debate and every political meeting shows, the demands for legislation pay no attention to that beneficent social development which has done so much and may be expected to increase in efficiency, still more do they ignore the laws of that development—still less do they recognize a natural order in the changes by which society passes from its lower to its higher stages. Though, as we have seen, the process of evolution exemplified in the genesis of the professions is similar in character to the process exemplified in the genesis of political and ecclesiastical institutions and everywhere else; and though the first inquiry rationally to be made respecting any proposed measure should be whether or not it falls within the lines of this evolution, and what must be the [III-324] effects of running counter to the normal course of things; yet not only is no such question ever entertained, but one who raised it would be laughed down in any popular assemblage and smiled at as a dreamer in the House of Commons: the only course thought wise in either the cultured or the uncultured gathering being that of trying to estimate immediate benefits and evils.

Nor will any argument or any accumulation of evidence suffice to change this attitude until there has arisen a different type of mind and a different quality of culture. The politician will still spend his energies in rectifying some evils and making more—in forming, reforming, and again reforming—in passing acts to amend acts that were before amended; while social schemers will continue to think that they have only to cut up society and re-arrange it after their ideal pattern and its parts will join together again and work as intended!

 


 

PART VIII.

INDUSTRIAL INSTITUTIONS.

[III-327]

CHAPTER I.

INTRODUCTORY.

§ 723. The often-used illustration of rapid growth furnished by a rolling snowball, exemplifies what may be named compound accumulation. The snowball does not gain in size by like increments but by increments of larger and larger amounts. At every roll over, its augmented weight gives it additional power of licking up the snow; and, further, at every roll over, the increase of its bulk increases the surface for the adhesion of more snow. So that the increments stand in what may be roughly called triplicate ratios. In the spread of a great fire we see a kindred instance. Observe the stages:—A spark falling on drying linen, a slow smouldering combustion, a small flame, a large flame from adjacent light fabrics that take fire, a volume of flame greatly augmented by the setting alight of furniture, a roaring flame from the burning framework of the partitions and the floor-joists. There results a conflagration of the house, then perhaps of adjacent houses, and then possibly of a whole quarter of the town: successive additions to the fire enabling it to spread not only by contact but by radiant heat, which inflames objects at a distance.

While serving to suggest the course of human progress, and more especially industrial progress, under one of its aspects, these instances serve but incompletely; for not only does industrial progress exhibit a compound acceleration resulting from increase of the operative forces, but it exhibits a further acceleration resulting from decrease of resistances. While the power of the evolving influences augments in a [III-328] duplicate ratio, the power of the opposing influences diminishes in a duplicate ratio; and hence the fact that at the outset it took a thousand years to achieve a degree of improvement which is now achieved in one year.

As aids to teeth and hands, the primitive man had nothing beyond such natural products as lay around him—boulders, shells collected on the beach, bones, horns and teeth from the animals he had killed or found dead, branches torn from trees by storms. Roughly speaking, sticks and stones were his tools, and the sticks were necessarily unshapen; for he had nothing wherewith to cut their ends or smooth their surfaces. As alleged by General Pitt-Rivers, and shown by his collection, the stick was the parent of a group of implements—diggers, clubs, spears, boomerangs, throwing-sticks, shields, paddles; and only in courses of ages did the unimaginative savage produce these derived forms. Little by little he discovered how a stick or club, accidentally diverging in one or other direction from the average shape, served better for a special purpose; and he thereafter chose such sticks or clubs for such purposes: eventually falling into the habit of shaping fit pieces of wood into the fit forms.

Even this small advance was rendered possible only by the aid of rude tools, first for scraping and by and by for cutting; and the production of such tools took place almost insensibly during long periods. How many thousands of years back the Stone Age extends we do not know; but the roughly chipped flints found in geological deposits and in caves containing remains of extinct animals, imply great antiquity. Collisions of stones, now and then leaving edges fit for scraping with, and sometimes fit for cutting with, doubtless gave the first hints; and out of the breaking of many flints to get good pieces, grew, in the hands of the more skilful, the art of splitting off flakes with sharp edges, sometimes leaving a large sharp-edged core, also useful as a rough tool. From these forms, slowly differentiating from one another like the wooden implements, came definitely formed scrapers, notched [III-329] pieces for saws, leaf-shaped blades, and what were apparently lance-heads. During the subsequent neolithic period the development of tools, beginning with some that were almost equally archaic, was carried, doubtless by a higher type of man, to a higher stage. Hatchets with ground edges, and then others ground all over, were made; and presently came implements through which holes were bored to facilitate attachment to handles. Inspection of one of the finished arrow-heads show that a considerable step had been made—the use of tools to produce tools. This progress, having simultaneously given the ability to shape pieces of wood effectually, made possible such large cutting implements as adzes. It needs but to consider the acts required for hollowing out a canoe from the trunk of a tree, to see what advances must have been made before even this simple appliance for traversing the water could be produced.

From contemplation of such archeological evidence may be gained an idea of the immense difficulties which, throughout a vast period, impeded advance in the arts; and even in these early stages we may see how much the progress was aided by that which we shall find to be its chief factor—the cooperation of appliances.

§ 724. By what steps the hunting stage advanced into the pastoral stage we are not likely ever to know. Domestication of herbivorous animals must have been a long process. Only when the numbers reared yielded their owners a subsistence better than that obtained by catching wild creatures and gathering wild fruits, could there arise that form of social aggregation which has so widely prevailed in Asia, and which has been so influential in initiating the structures and habits of most civilized societies.

Beyond difficulties which the pastoral type encountered at the outset, difficulties ever continued to beset it. To find food for herds was a problem daily presented afresh, and necessitating perpetual migrations. Droughts, entailing [III-330] losses of stock, doubtless often prompted abandonment of the pastoral life and return to the hunting life. Discouragements must have frequently resulted from inability to find adequate supplies of water for flocks and herds. Unceasing care in shepherding was a heavy tax. Predacious beasts, sometimes stealthily approaching by day and having always to be guarded against at night, caused serious losses notwithstanding constant labour. And beyond enemies of large kinds there were small enemies to be contended with—the various parasites, internal and external, and the swarms of flies, from which at certain seasons it was needful to escape, as in our own times the Kalmucks escape with their cattle to the mountains.

In addition to the brute enemies there were the human enemies. Between men who took to a pastoral life and the hunting tribes they had left, chronic enmity must have grown up, and inroads upon herds must have been frequent. Then there presently arose conflicts between the pastoral tribes themselves. The strife between the dependents of Abraham and those of Lot, growing out of rival claims to pasturage, illustrates this evil. Not only must there have been fights about feeding grounds but also about thefts of cattle; as there are now among South African tribes, and as indeed there were among ourselves on the Scottish border not many generations ago.

Beyond general resistances to progress thus entailed, there have been in some cases special resistances akin to them. The adoption of a higher form of social life by one people engenders enmity in adjacent peoples who adhere to the old. The story of Cain and Abel, described as “tiller of the ground” and “keeper of sheep” (but who cannot be regarded as actual persons, since Adam was not in a condition for suddenly establishing his sons in arable farming and stockkeeping), evidently refers to leaders of tribes between which there arose a feud, because men of the one turned to agricultural purposes lands which men of the other claimed [III-331] the right to feed their flocks over. This we can scarcely doubt after learning from the ancient books of the East that this cause initiated chronic wars.

Evidently, then, the resistances to be encountered in the transition from the hunting life to higher forms of life were many and great, and doubtless caused innumerable failures. Nature shows us that many seeds are produced that a few may germinate, and that of those which germinate only some survive to maturity. With types of society the like has happened. We may safely conclude that those types out of which civilized societies came, established themselves only after countless abortive attempts.

§ 725. Like other kinds of progress, social progress is not linear but divergent and re-divergent. Each differentiated product gives origin to a new set of differentiated products. While spreading over the Earth mankind have found environments of various characters, and in each case the social life fallen into, partly determined by the social life previously led, has been partly determined by the influences of the new environment; so that the multiplying groups have tended ever to acquire differences, now major and now minor: there have arisen genera and species of societies.

Such low peoples as the Fuegians, Tasmanians, Australians, and Andaman Islanders, subsist exclusively on wild food, gathered or caught; and among the Fuegians and the Eskimo, no other food can be procured. Elsewhere, as in Australia, sustenance on tame animals and their products, is negatived by the absence of kinds fit for domestication. And these inferior varieties of hunters show us no rudiments of agriculture. It is otherwise with the superior hunting tribes of North America. While some live exclusively on game, roots, and fruits, others have partially passed from the hunting life into the agricultural life. The Dakotas in general are hunters only; but one division of them, the Mdewakantonwans, began, nearly a century since (apparently [III-332] in imitation of the whites), to grow corn, beans, and pumpkins. The Mandans, too, did not live exclusively on wild food, but raised “corn and some pumpkins and squashes.” Above all the Iroquois, the most civilized in their political organization as in their habits of life, had a considerably developed agriculture, for which, judging by their traditions, they were not indebted to Europeans. Morgan, describing a village enclosure, says:—

“Around it was the village field, consisting, oftentimes, of several hundred acres of cultivated land, which was subdivided into planting lots; those belonging to different families being bounded by uncultivated ridges.”

He tells us in another place that:—

“Corn [maize] has ever been the staple article of consumption among the Iroquois. They cultivated this plant, and also the bean and the squash, before the formation of the League.”

South America supplies like contrasts. Apibones and Patagonians maintain themselves on wild food only; but artificial products are used by the Guiana tribes, the Brazilian tribes, and others: different degrees of progress being shown by them. Of the Tupis we read:—

“The native mode of cultivating it [the soil] was rude and summary; they cut down the trees, let them lie till they were dry enough to burn, and then planted the mandioc between the stumps.”

The like is said of the Guiana Indians; while of the Mundrucus it is said by Bates that—“They make very large plantations of mandioca, and sell the surplus produce.” So, too, Wallace writes concerning the Uaupés:—

“They are an agricultural people, having a permanent abode, and cultivating mandiocca, sugar-cane, sweet potatoes, carrá, or yam, pupunha palms, cocura (a fruit like grapes), pine-apples, maize, urucú or arnotto, plantains and banánas, abios, cashews, ingás, peppers, tobacco, and plants for dyes and cordage.”

Thus, keeping of animals has not everywhere preceded agriculture. In the West considerable civilizations arose which gave no sign of having had a pastoral origin. Ancient Mexicans and Central Americans carried on crop-raising [III-333] without the aid of animals of draught; and lacking horses, cattle, and sheep as they did, there was no stock-farming to cooperate with arable farming by furnishing manure as well as traction. Of course a like industrial history is to be recognized among the South Sea Islanders.

Here, however, we are concerned not so much to note this independent origin of agriculture (which in the stages indicated is a kind of developed gardening) as to note the immense obstacles to cultivation in early stages. Some idea of these may be formed from the description given by Mr. James Rodway, F. L. S., of “Man’s conflict with Nature” in South America, where clearings are soon re-conquered by the invading vegetal life around. Speaking of an “ordinary squatter’s clearing,” he says:—

“Immediately behind is the forest, reaching out its hands, as it were, to embrace the little half-clearing. Whiplike extensions of scrambling vines stretch over the fruit trees and bring one after another under their canopy. . . . The man at last begins to see how the jungle is advancing, and looks on helplessly. . . . At last the house is surrounded and the creepers run over the thatch. Probably the uprights have already been attacked by wood ants and threaten to give way. A new house must be built, and this can be done better on a fresh clearing; so the place is abandoned, and Nature again triumphs. A few months later and the landing is choked, the house fallen, and the jungle impenetrable.”

Various hill-tribes in India yield illustrations of rude agriculture and its difficulties. Concerning the Lepchas, who “rarely remain longer than three years in one place,” we read that the process of clearing consists “in cutting down the smaller trees, lopping off the branches of the large ones, which are burnt, and scratching the soil with the ‘bân,’ after which, on the falling of a shower of rain, the seed is thrown into the ground.” Of the Bobo and Dhimáls it is said:—“The characteristic work is the clearing of fresh land, which is done every second year . . . Firing is the last effectual process.” “The Kookies,” says Butler, “raise only one crop, and then relinquish the land and cut down [III-334] new forests of bamboo for the cultivation of the succeeding year.” Concerning men of another tribe, Masters writes:—

“After the Naga has cultivated a piece of ground two years, and often one year only, he finds it so full of weeds . . . that it is not worth his while to sow it again, and he clears fresh jungle accordingly.”

And Mason says of the Karens:—

“Most of the Karen tribes change their fields annually . . . They clear a few acres of land, burn them over near the close of the dry season, the ashes serving as manure; and when the first showers fall, they plant their paddy.”

How laborious is their husbandry is proved by photographs illustrative of Karen life, kindly sent to me from Maulmain, Burma, by Mr. Max Ferrars. In them is shown the clearing of a patch of forest, which, after one crop of rice, must be left fallow for 10 to 20 years; there is the stage made on a steep hill-side for threshing; and there are the huts for watching: some of them of special construction to meet danger from tigers. Similarly among the Gonds. Notwithstanding that he has already made a fence round his clearing, “sometimes the owner of a dhya will watch at night on a platform in the middle of the field and endeavour to save it from wild animals.”

When we remember that such rude agriculture as these hill-tribes carry on, is made possible by an implement for which they are indebted to more advanced peoples—the axe—we may form some idea of the almost insurmountable obstacles which had to be overcome at the outset, when there were no implements but pointed sticks and hoes made of the blade-bones of animals, and when there was no knowledge of plant-culture. Indeed, it is surprising that agriculture ever arose at all: the reward was so uncertain and the labour required so great. And here is observable an instance of that increasing rapidity of progress referred to at the outset as arising from decrease of resistance. While rude cultivation was limited to little scattered spots amid vast tracts covered with forest, wild Nature continually overwhelmed [III-335] the husbandman’s artificial Nature. But the antagonism of wild Nature became gradually less effective as fast as the cleared areas became larger and the uncleared smaller. Even still, however, weeding while the crops are growing forms a considerable element in the cost of farming; and clearing the ground and burning the weeds after harvest forms a further element of cost: to which add that large parts of crops are often destroyed by injurious insects. Thought of these facts will still more impress us with the immense natural opposition to the cultivation of the soil in its early stages.

§ 726. To that developed system now named agriculture, in which the rearing of animals and plants is carried on simultaneously in such manner that each aids the other, more obstacles still were at the outset opposed. The supporting of animals on wild pastures widely scattered was excluded when cultivation of the ground began. Only such habitats were available as furnished grass or roots within a moderate area. A constant supply of water, too, became needful, since the daily driving of cattle and sheep to remote drinking places was impracticable. Further, it was needful that at no great distance there should be wood for fuel, implements, and the building of habitations. Hence the fit localities were comparatively few. There was requisite, too, some progress in the arts. Before the advantages yielded by animals of draught could be made available, a rude implement for turning up the soil had to be invented; and cutting tools of such kinds as admitted of considerable force being used had to be fashioned. No considerable area could be properly cultivated until some appliance for diminishing the labour of carrying in crops and carrying out manure, had been devised: probably at first a sledge. Then, too, the protection of domestic animals from robbers, brute and human, required a fold; where, also, manure could be collected.

[III-336]

In our own time Africa furnishes sundry transitional forms. The Hottentots and Damaras are pastoral and nomadic only. The Bechuanas “lead their herds to pasture, and construct enclosures for them;” and, besides their gardens, “their fields are commonly fenced round.” Thompson says of them:—

The Bechuanas “are agriculturists to a certain extent; but not sufficiently so as to derive from the soil more than a precarious and insufficient addition to their subsistence as herdsmen and hunters.”

Of the Kaffirs we read that they secure a continuous supply of green grass by burning the old grass; that they dig with little spades of hard wood; that they have fences round villages and sometimes round cornfields; and that they have subterranean granaries like the Iroquois. The Coast-negroes “have neither plough nor beasts of burden to assist in the operations of the field:” their agriculture “consists in throwing the rice upon the ground, and slightly scratching it into the earth with a kind of hoe;” and they “never raise two successive crops from the same plantation.” In Congo the land is manured only with the ashes obtained by burning the long reedy grass: they have no draught animals and therefore no ploughs. Agriculture among the Ashantis has not progressed beyond clearing and burning followed by a rude breaking up and scattering of seed. The Inland negroes, who cultivate many plants, are more advanced in their modes of operation, as well as in the variety of their animals: camel, horse, ass, ox, pig, goat, sheep, turkeys, ducks, geese, and fowls. A people near the Gambia visited by Mungo Park “collect the dung of their cattle for the purpose of manuring their land.” A race of higher type, the Fulahs, who have horses as well as cattle, “raise successive crops from the same ground . . . they collect the weeds, &c. . . . and burn them . . . hoe into the ground the ashes, after having mixed them with the dung of cattle.” Still more developed is agriculture among the most powerful of the African peoples, the Dahomans; who have cattle, sheep, [III-337] goats, and poultry. “Some, more industrious, dispose over their crofts the huge heaps of kitchen-midden that have grown about their houses.” In some cases two crops are obtained from the same ground annually. And then the Abyssinians have made a further step. Harris says:—

In Shoa “the plough is in use to the exclusion of the African hoe, and considerable industry is evinced in collecting and distributing the waters for artificial irrigation . . . Two crops are every year garnered in.” Cattle are used in ploughing, and muzzled oxen for treading out the grain. “Forty-three species of grain and other useful products are already cultivated in Abyssinia.”

This use of a soil-turning implement and this use of manure coming from animals, are steps in civilization of extreme importance; chiefly because they make possible a large population in a fixed habitat. Egyptian wall-paintings show that a plough, drawn by oxen, was early in use. When escaping from their captivity the Hebrews carried with them the agricultural knowledge gained; and while some of the tribes returned to their primitive shepherd-life, others, settling, fell into an advanced agricultural system and consequent development of city-life. The account of their doings during the periods of the Judges and Kings, implies ploughing, manuring, sowing, reaping, binding in sheaves, treading out corn, threshing, irrigation, terracing of hill sides; and at the same time the growth of vines, olives, and various fruits. The like happened with the Aryan races. Originally pastoral, they spread through Europe and, subjugating the indigenous races, fell into a mode of life in which there was a like union of these two leading processes—rearing herds and growing crops,—with similar effects: a settled life and an urban civilization.

But though the highest results have been thus reached, we must remember that, as shown by the ancient American peoples, great advances may be otherwise made.

§ 727. The foregoing rude outline will serve its purpose if it yields a general impression of early industrial progress [III-338] as having been met by many and great obstacles, and as having increased its rate when it surmounted one after another of these: the power of dealing with Nature having step by step increased while the resistances offered by Nature have step by step decreased.

But nothing like a complete conception of the impediments which it has taken many thousands of years to overcome, can be formed until we have observed those arising from human nature itself. The original traits of this were in various ways adverse to improvement. Chronic war which characterizes hunting tribes (originally prompted by increase of numbers and consequent lack of food) hinders the settled industrial life. It does this by drafting off men from peaceful pursuits; by generating a contempt for all occupations but that of fighting and a pride in robbing; and by entailing frequent destructions of settlements and losses of produce. Thus Barrow states that the Kaffirs were sometimes compelled, on account of war, to suspend agricultural operations for several years. The primitive Greeks, who took their arms with them to the fields, must have been much discouraged from farming by the raids which the tribes made on one another. Of the legendary period Grote writes—

“The celebrity of Autolykus, the maternal grandfather of Odysseus, in the career of wholesale robbery and perjury, and the wealth which it enabled him to acquire, are described [in the Homeric poems] with the same unaffected admiration as the wisdom of Nestôr or the strength of Ajax . . . Abduction of cattle, and expeditions for unprovoked ravage as well as for retaliation, between neighbouring tribes, appear ordinary phenomena.”

Clearly, while the predatory instincts are predominant, they stand in the way of those habits which initiate a higher social state.

The mental and bodily constitution fitted to a wild life, can be re-moulded to fit a settled life only by slow steps. Desires which find satisfaction in the chase, in adventures, in wandering, not dead even in ourselves, are so strong in the [III-339] savage as to make quietude intolerable; and the change which not only denies him activities appropriate to his powers and feelings, but forces on him monotonous labour, is both negatively and positively repugnant. Sudden transition from uncivilized to civilized life is, indeed, fatal; as was shown when, by the Jesuits in Paraguay, the natives were drilled into regular industry. They became infertile, and the numbers of the colony diminished.

Provident habits have to be acquired. The lowest types of men, revelling in abundance when accident brings it to them, thereafter remain idle until hunger compels activity. Though the higher hunting races display this trait less markedly, yet in them too there lacks that constant foresight, and subordination of the present to the future, which are required for the agricultural life.

Once more, there has to be profoundly modified that early type of nature over which custom is so tyrannical. The tribal practices, cruel though they may be, are submitted to by the young savage at his initiation without a murmur; and the sacredness attaching to usages of this kind, attaches to usages in general. Even by the lower civilized races the methods sanctified by tradition are adhered to spite of proof that other methods are much better. The thought of improvement, now so dominant with us, does not exist at first; and when by some accident better ways are suggested they are obstinately opposed.

In various ways, then, industrial progress, in common with progress at large, originally insensible in its rate, has become appreciable only in the course of ages, and only in modern times has become rapid. While the forces conducive to it have been continually increasing, resisting forces, both external and internal, have been continually decreasing; until at length the speed has become such that the improvements which science and enterprise have achieved during this century, are greater in amount than those achieved during all past centuries put together.

 


 

[III-340]

CHAPTER II.

SPECIALIZATION OF FUNCTIONS AND DIVISION OF LABOUR.

§ 728. These titles are in one sense equivalents and in another sense not. As used most comprehensively, the expression division of labour refers to all parts of that aggregate of actions by which the life of a society is carried on—the governmental, the militant, the ecclesiastical, the professional, as well as the industrial. But though the expression might fitly be used as equivalent in meaning to specialization of functions, the common acceptation of the word labour—effort expended in production—has narrowed its application. It has come to mean only that specialization of functions which directly or indirectly concerns the fulfilment of material wants, and the making of material aids to mental wants.

The last clause of this definition covers numerous processes not connected in any way with sustentation, or the satisfaction of the lower desires. The maker of a musical instrument, the compositor who helps to manufacture a book, the photographer and the seller of chromo-lithographs, the florist and the street flower-girl, are all of them engaged in producing or distributing material things; but these things have nothing to do with the maintenance of life. There are many classes whose labours minister to instruction and æsthetic gratification; and while the division of labour with which we are here concerned does not contemplate those who by their mental efforts yield the instruction and gratification, it contemplates among others those who subserve [III-341] the instruction and gratification by furnishing the needful appliances.

Another explanation must be added. Mental and bodily activities are mingled throughout all occupations. When we have excluded the activities of the political, religious, and administrative agencies as well as the activities of the professions, which are all essentially mental, there still remain among mental activities those by which the processes of production and distribution are regulated. The manufacturer with his superior employées, the merchant with his heads of departments and their clerks, are men whose exertions, though not commonly called labours, have to be here included; since they are among the functions of the organization by which production, distribution, and exchange are carried on.

§ 729. Wherever individuals join their actions for a common end that is not absolutely simple, some division of labour spontaneously arises. We see this even in such a transitory incident as a picnic. Immediately a spot for the repast has been decided on, some begin to unpack the hampers, others to collect fern for sitting upon, and presently, while the ladies lay the cloth and arrange the knives and forks, one of the gentlemen fetches water from a spring and another takes down the wine to be cooled in the neighbouring stream. Every one feels that confusion would result if all did the same thing, and without direction they promptly undertake different things.

The necessity of dividing any total work into parts, is, indeed, illustrated in the actions of a single person. Suppose a clerk is set to wrap up, and address, many copies of a pamphlet. If, pursuing an unmethodic course, he first cuts out one piece of wrapping paper, then lays down the knife, takes a pamphlet and folds it up, then seizes the paste-brush and fastens the wrapper, then puts back the brush and, looking at the address-book, dips his pen and writes, it is clear [III-342] that before he has finished he will have wasted much time and energy in these changes of occupation and changes of implements. If he is business-like he will first cut all the wrappers required, next he will address them all, then arranging a score or more one over another so as to expose the edge of each, he will wet with paste the whole number at once. In succession he will place each pamphlet so as to bring the ready-pasted edge of a wrapper into a fit position, and will turn the pamphlet over and fix it. Finally he will put on the stamps and tie up into parcels. From this individual division of labour to social division of labour the transition is obvious. For if, instead of being performed one after another by a single person, each of these processes is performed by a different person, we have a division of labour as ordinarily understood.

But beyond the immediate advantage gained when an individual divides his work into separate parts, or when a number of individuals divide the separate parts among them, there is, in this last case, a remoter advantage gained of great importance. When each of the cooperating individuals has his powers devoted to one process, he acquires by practice such skill that he executes his portion of the total work far more rapidly and effectually than it can be executed by one who undertakes all the portions.

Carrying with us these illustrations we are now prepared to study the division of labour as naturally arising in a society. There are several determining factors which we will consider in succession.

§ 730. The natural selection of occupations has for its primary cause certain original differences between individuals, partly physical, partly psychical. Let us for brevity’s sake call this the physio-psychological cause.

The most familiar and most marked example is that which accompanies difference of sex. Certain apportionments of occupations, fit respectively for men and women, we find all [III-343] the world over, up from the earliest stages. Though by no means uniform, and presenting remarkable exceptions, yet they have usually a common character, determined partly by the relative capacities and incapacities of the sexes, and in rude societies determined partly by the ability of the males to force on the females the least desirable occupations. Without implying that savage men are morally inferior to savage women (the last show just as much cruelty as the first where opportunity allows) it is clear that among people who are selfish in extreme degrees the stronger will ill-treat the weaker; and that besides other forms of ill-treatment will be that of imposing on them all the disagreeable tasks they are able to perform. As typical of the division of labour among the lowest races, may be taken that among the Fuegians. While the men fight, hunt, and procure the larger kinds of food,—

“The women nurse their children, attend the fire, . . . make baskets and water-buckets, fishing lines and necklaces, go out to catch small fish in their canoes, gather shell-fish, dive for sea-eggs, take care of the canoes, upon ordinary occasions paddle their masters about while they sit idle.”

And a similar general contrast holds among the Andaman Islanders, Tasmanians, Australians.

Hunting tribes of higher types show us kindred apportionments of work: instance the Dakotas, Chippewayans, Comanches, Chippewas. While the men fight, hunt, fish, and undertake such occasional labour as requires strength and skill—building houses and making canoes—to the women is deputed all drudgery not beyond their strength; and where, as among the Iroquois, a life partly agricultural is led, women do all the farm-work. One striking contrast, dependent on the modes of life, must be re-named. As pointed out in § 326, where, as among Chinooks, the occupations are such that sustentation is equally within the powers of both sexes, women have a quite different status, and are treated with due consideration.

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The uncivilized peoples of South America present facts of a generally similar kind, made slightly different only by the greater extent to which an agricultural life has been adopted. Of Brazilian and Guiana tribes, Caribs, Uaupés, we read that the men when not at war, or catching animals, take for their labour only the clearing of the ground from trees, &c., leaving women to do the cultivation. A like general relation is found among African peoples. The males of Hottentots and Damaras, in addition to hunting and fighting, tend the cattle, but depute everything else to the females: even the building of huts. It is much the same with the Bechuanas and Kaffirs. On passing to the northern negro societies—the East Africans, Congo people, Coast negroes, Inland negroes—who have become in large measure agricultural, we find a greater share of labour taken by the men. They build, join in plantation work, doing the heavier part; and, having developed various special trades—carpenter, smith, leather-worker, weaver—are many of them devoted to these. In Ashanti and Dahomey, this assumption by men of special businesses and entailed labours is still more marked. The Fulahs, who are of a higher type, and in whose lives hunting occupies but a small space, show us a much nearer approach to the civilized division of labour between the sexes. Women’s work in addition to domestic duties includes little else than trading, while men attend to cattle and farming. Among the Abyssinians the state of things is somewhat similar.

Anomalies here and there occur which were exemplified in § 326, but passing over these aberrant customs, we have to notice only one further general fact which, though before named and exemplified, I recall because it is specially instructive.

Peoples unallied in race and living in regions remote from one another, show us that where exceptional conditions have made possible a perfectly peaceful life, and where the men are no longer occupied in war and the chase, the division of [III-345] labour between the sexes becomes humane in its character: the men do the heavy, outdoor work, and the women the light, indoor work. When treating of Domestic Institutions this contrast was indicated (§§ 327-9). In the Bodo and Dhimáls tribes, while the men clear the fields, till the ground, make the houses—

“The women, aided by the girls, are fully employed within doors in spinning, weaving and dyeing the clothing of the family, in brewing, and in cooking.”

Similarly of another hill-tribe, the peaceful Santals, we read—

“The male children plough, herd the cattle, reap the harvest, build and repair the family houses, make the carts and ploughs; distil the spirit Páchúï from rice, and perform all outdoor work; whilst the female children husk the junerá and rice; express oil from the mustard seed, cook the household food, attend the markets when near one, look after the poultry, pigs, goats, and pigeons; and when the parents are old and infirm the children become their support.”

Of the Todas, too, equally unwarlike, the same is said by Shortt. The wives “are left at home to perform what European wives consider their legitimate share of duty, and do not even step out of doors to fetch water or wood.” So is it too with a remote people, the Pueblos of North America, who “wall out black barbarism” by the structure of their compound village-dwellings, and who lead purely agricultural lives. Says Morgan:—“It is now the rule among the Village-Indians for the men to assume the heavy work, which was doubtless the case when this pueblo was constructed.”

These striking contrasts exhibited by the uncivilized, remind us that kindred contrasts exist among the civilized. Where, as in Germany and France, the militant organization is highly developed, the outdoor labor which falls upon women is heavy and constant, while in England and America, less militant in their types of organization, it is small in amount and light in kind.

Manifestly these contrasts arise inevitably. While the [III-346] energies of men are mainly directed to killing enemies and game, labours of other kinds must mainly devolve on women; and, conversely, where men are not thus drafted off for fighting and hunting, pressure of population by and by forces them to become producers and assume the heavier work.

§ 731. Psycho-physical differences other than those of sex have, especially in early and in late times, appreciable effects in apportioning functions.

Even of the Fuegians, low as they are, Fitzroy tells us:—

“It is rather curious that usually each of these natives is trained to a particular pursuit: thus, one becomes an adept with the spear; another with the sling; another with a bow and arrows; but this excellence in one line does not hinder their attaining a considerable proficiency in all the others.”

So, too, of the Hudson’s Bay Indians we read:—“Many persons have not the skill needed to construct a canoe, and they employ those who have had experience and are known to build an excellent boat.” And similarly of the adjacent Eskimo, the same writer says “some women excel in boot-making, and at some seasons do nothing but make boots, while the others in return prepare the other garments.” Of the Malagasy Ellis writes that, while all remained in a measure agricultural and pastoral, yet numbers devoted themselves “to one particular employment, in which they excelled.”

That among the fully-civilized there are in like manner specializations of function caused by natural aptitudes, needs no showing: professions and crafts are often thus determined. During intermediate stages, in which men’s occupations are regulated by castes and gilds, individuals are restrained from following their natural bents. Nevertheless the special businesses carried on by organized groups, generation after generation, probably began with ancestors having special aptitudes; and in some measure by inheritance, but in greater measure by culture, there was established some psycho-physical adaptation. Concerning the Hindus, [III-347] Dutt furnishes an illustrative fact:—“The Aryan Vaisyas followed different trades and professions in Ancient India, without forming separate castes; they were scribes and physicians, goldsmiths and blacksmiths, &c.:” all these occupations of relatively skilled kinds having fallen into the hands of the most intelligent.

Beyond assumptions of certain industries by individuals having natural aptitudes for them, there are sometimes kindred assumptions by entire sections of a society. Garcilasso, writing about Peru, says that—

“The fine cloth was made in the provinces, where the natives were most expert and handy in its manufacture, and the coarse kind was wove in districts where the natives had less skill.”

And Cieza tells us, concerning a division of the same people, that the Canches are “always skilful in working, especially gold and silver.” Local specializations of industry, similarly caused, exist in the Fiji Islands. Some of them “are famous for such things as wooden trenchers, paddles, canoes, &c., others for tapa, sinnet, mats, baskets, &c.; and others for pots, fishing nets, turmeric, and ‘loa’ (lamp-black).”

There may be added, as of like nature, those larger specializations of function which arise between nations. These are exemplified by the aptitude of the English people for a maritime life.

Next to be noted among the divisions of labour due to psycho-physical characters, comes the relegation of inferior occupations to servile classes. This sometimes begins apart from coercion. Concerning certain of the Japanese, who kill and flay horses, Adams writes:—

“There were also two sets of people even below these [farmers, &c.] in the social scale, the eta and the hinin. The eta were a class of outcasts, living in separate villages or settlements apart from the general population, with whom they were not allowed to intermarry. Their means of livelihood consisted in working skins, and converting them into leather. Working in prepared leather was not considered a pollution, but it was the handling of the raw hides which was deemed to be such.”

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That incapacity for higher work led to this specialization, is a belief we shall readily accept on remembering that among ourselves the class of “night-men,” still extant I suppose in some places, must have been formed of the inferior; since only those who could not otherwise maintain themselves would adopt so disgusting a business. Of course, the servile classes have been formed mainly of captives and their descendants; and since, in the average of cases, conquered peoples have been in some way or other inferior to their conquerors, we may consider the division of labour between the slave-classes and the ruling classes as having a psycho-physical origin. It was probably thus with the helots of Sparta, and it has certainly been thus with the heathen Negro peoples who have been, during so many generations, kidnapped by their Christian masters. But this is not a universal relation; for the superior are sometimes conquered by the more numerous or more savage inferior. Something of the kind happened in Mexico, where the civilized Toltecs were overrun by the barbarous Chechemecas and Aztecs, who, becoming the rulers, doubtless forced the better men to perform the worse functions. But the clearest cases are furnished by Greece and Rome. Victories in their wars depended on other causes than mental or physical superiorities. Says Grote of the Greeks—“Slavery was a calamity, which in that period of insecurity might befall anyone.” How little, among the Romans, slavery implied a lower nature, is proved by various facts cited in the last division of this work, dealing with the professions; and is again proved by the following passage from Mommsen.

“Business . . . was uniformly carried on by means of slaves. The money-lenders and bankers instituted . . . additional counting-houses and branch banks under the direction of their slaves and freedmen. The company which had leased the customs-duties from the state appointed chiefly their slaves and freedmen to levy them at each custom-house. Every one who took contracts for buildings bought architect-slaves; everyone who undertook to provide spectacles or gladiatorial games . . . purchased or trained a company of slaves . . . [III-349] The merchant imported his wares in vessels of his own under the charge of slaves or freedmen, and disposed of them by the same means in wholesale or retail. We need hardly add that the working of mines and manufactories was conducted entirely by slaves.”

Hence, concerning the psycho-physical factor in the division of labour, we must say that when allowed free scope it produces beneficial specializations, but that its effects are so traversed by the effects of other factors that little which is definite can be said about its share in organizing industry.

§ 732. Much more definite results may be rightly ascribed to the character of the environment. These we will contemplate under the head of the topical division of labour.

In quite rude societies differentiations caused by surrounding circumstances begin. There are “two branches of the Ostiaks, the hunters and the fishers:” the last living on the banks of the Obi, and the others elsewhere. Manifestly sea-fishing is determined even in undeveloped communities by proximity, and originates settled industries. Thus “many of the [Society] islanders are fishermen by profession.” Other such natural necessities influence the slightly civilized as well as the civilized. Among the Chibchas “the Poyras [or Yapotoges, on the banks of the Neyba] were great miners, as in their country there were many veins of gold.” In Mexico—

“An extensive commerce is carried on in this salt (saltpetre, gathered on the surface of the ground) by the Mexicans of Yxtapaluca and Yxtapalapa, which means the places where salt or yxtatl is gathered; and at this day the people of Yxtapalapa are thus occupied.”

So, too, in Peru—

“The shoes were made in the provinces where aloes were most abundant, for they were made of the leaves of a tree called maguey. The arms also were supplied by the provinces where the materials for making them were most abundant.”

Of ancient peoples, the Phœnicians may be named as furnishing an example.

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“Ship-building was concentrated in the towns of northern Phœnicia, the inhabitants of which were led to it by their mountainous country being less fertile and the forests of Lebanon belonging to their territories.”

To this case may be added that of Venice, where good water communication, joined with inaccessibility to enemies unacquainted with the channels of approach, gave an advantage for mercantile development.

Already in the second part of this work, illustrations of kindred character furnished by our own country have been given. A few others reinforcing them may here be added. Domesday Book shows that—

“Salt-works were very numerous in some counties, particularly in those lying on the coast. In Sussex, at the time of the Conquest, there were of these no less than three hundred and eighty-five.”

The making of woollen fabrics began in “the counties which produced the best wool, and, in the imperfect state of the means of communication, the manufacture naturally became located within reach of the raw material.” But when roads improved, the greater facilities which Yorkshire afforded caused migration, and that became the chief cloth-district.

“The silk-weaving of England sprung up in the cheap end of its metropolis, because it had to seek customers for its expensive ornamental fabrics among the luxurious population of the court; and there it continued for a century . . . till it has found in the self-acting power machinery of the cotton-factory districts, an attractive influence injurious to the monopoly of Spitalfields.”

Cheapness of power, here obtained from coal and there from water, has, indeed, been a potent cause of this topical division of labour. After 1769—

“The great establishments of the Messrs. Arkwright and Strutt, at Belper, Cromford, and Milford, places previously of the most trifling importance, were planted there in consequence of the facilities afforded by those situations for obtaining water-power in abundance; and in many other instances the same reason led to the establishment of cotton factories on sites so secluded as to render it necessary to procure working hands from a distance.”

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The environing influences which thus initiate differentiations among the parts of the social organism, are often irresistible. It needs but to ask what would result from the attempt to grow wheat on Scotch mountain sides, where sheep-farming is carried on, or to transfer the getting of tin from Cornwall to Lincolnshire, to see how necessarily some topical divisions of labour arise.

§ 733. To use for the next division of the subject the title local division of labour seems absurd, since a topical division is a local division. The word “local,” however, as here to be employed, refers to the division of labour within the same locality; whereas “topical” refers to division of labour between different localities. There seems no fit word available for marking this distinction, and I feel obliged to use the word local in the sense named.

Already, when enumerating the separate duties undertaken by men and women in various places, there has been an indication of the truth that local division of labour originates among the members of each household. As Bogle says of the people of Bhutan, “every family is acquainted with most of the useful arts, and contains within itself almost all the necessaries of life.” And this state generally characterizes early stages.

The transition to a more differentiated state is first shown by the rise of some who practise one or other art with greater skill than usual. Writing about Negroes, Duff Macdonald says that near Blantyre “the worker-in-wood has hardly a distinct trade. Nearly every man does his own wood-work.” But partial division of labour is shown among these people in other ways. The same writer tells us that—

“The chief method of obtaining a livelihood is by cultivating the soil. Near a lake abounding with fishes, the cultivation of the soil, though not abandoned, may take a secondary place.”

And he also says that the blacksmith “does not live so exclusively by his trade that he can neglect his farm.” [III-352] Somewhat more advanced is the specialization implied in the case of Tahiti.

“Most of the natives can hollow out a buhoe, but it is only those who have been regularly trained to the work, that can build a large canoe, and in this there is a considerable division of labour.”

Such first steps are obviously inevitable. Always there will be some having special aptitudes for particular arts; always it will happen that the amount of work given them as pursuers of such arts will at the outset not suffice to yield them livelihoods without carrying on as well the ordinary occupation; and always it will happen that in proportion as population grows and the demands on them increase, it will become possible and advantageous to devote themselves exclusively to such arts.

Other things equal, the extent to which local division of labour is carried is determined by the degree of isolation of the group—isolation caused now by distance from other groups, now by enmity with other groups, and now by both. Economic independence was well illustrated in mediæval days by the monasteries. Says Dr. Jessopp:—

“Everything that was eaten or drunk or worn, almost everything that was made or used in a monastery, was produced upon the spot. The grain grew on their own land; the corn was ground in their own mill; their clothes were made from the wool of their own sheep; they had their own tailors and shoemakers, and carpenters and blacksmiths, almost within call; they kept their own bees; they grew their own garden-stuff and their own fruit; I suspect they knew more of fish-culture than, until very lately, we moderns could boast of knowing; nay, they had their own vineyards and made their own wine.”

Industrial autonomy was similarly exemplified in those times by feudal territories and residences. In France at the end of the ninth century, as a result of nascent feudalism and isolation of the seigneuries, distribution of commodities was arrested: “every one made for himself, or had made for him by his people, clothes . . . and arms.” And during the early feudal period up to 1190—

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“On rural estates the most diverse trades were often exercised simultaneously: the same man was at once butcher, baker, shepherd, weaver, &c. . . . In the Middle Ages the castles made almost all the articles used in them, particularly cloths, which were spun, woven, and prepared by women even of the highest rank.”

In those days of universal antagonism, it was requisite for each group to be self-sufficing. The danger of being “dependent on the foreigner,” so continually urged during our Free-trade agitation, was a danger which in feudal days existed within each nation, and made it needful for every division to be a complete society.

On local groups of other kinds relative isolation had in early days the same effect. Speaking of the 12th century, Prof. Cunningham says:—

“There seems to have been a larger proportion of craftsmen in each village than we should find among the rural population now; each household, or at any rate each little group, had the requisite skill for supplying the main articles of clothing and domestic use, so that the villages were not so purely agricultural as they are to-day.”

At the same time towns were comparatively independent of villages. As says Prof. Cunningham in continuation:—

“The townsmen had not entirely severed themselves from rural pursuits; differentiation between town and country was incomplete, indeed it would be more true to say that it had hardly begun.”

Obviously, indeed, as towns were at first only larger villages, this relation necessarily held. Within each there existed more differentiation because they had not been rendered mutually dependent by differentiation from one another.

The extent to which local division of labour goes is in large part determined by the size of the group. Where there are but twenty persons there cannot be thirty trades. Another pre-requisite is that the number in the group shall be such that the demand falling upon each kind of worker will duly cultivate his skill and pay for the appliances which give him a superiority: other members of the group will else find no advantage in employing him. In the third place the amount of his business must be such as to yield him a [III-354] livelihood; and in a small group this negatives various kinds of occupations. So that there is a three-fold cause for the limited division of labour when the group contains but few, and for multiplication of occupations along with increase in its number: the group becomes more heterogeneous as it becomes larger. This truth we see illustrated throughout all stages of social evolution. As compared with occupations in small tribes the occupations in populous Negro societies of Africa are numerous; and a like multiplicity of trades exists among the Fijians, Sandwich Islanders, Tahitians, Tongans and Samoans. Ancient societies furnish abundant evidence. The fertility of the Nile Valley having made possible a large population, businesses had become numerous.

“Of tradesmen, the Greco-egyptian documents which have come down to us mention the fisher, the harvest-man, the baker, the manufacturer of honey, of oil, of cici, the pastry cook, the milk-seller, the water-carrier, the clothier, the wool manufacturer, the rope-maker, the linen manufacturer, the manufacturer of coloured stuffs, the fuller of cloths, the purple merchant, the manufacturers of carpets, and of mattresses, the shoe-maker (?), the principal workers in mining affairs, the copper smith, the copper chaser, the iron smith, the orichalcum smith, the sword maker, the goldsmith, the ivory worker, the potter, the stone-cutter, the stone worker, the quarry man, the alabaster worker, the engraver of hieroglyphics, the sculptor, the architect, the mason, the ship builder, the decorative painter, the calefactor, the cleaner, the geometer, the boatman, the pilot, the flute player, the lyre player, the dancer, the pugilist, the leader of caravans; the physician, the barber, the perfumer, the embalmer and undertaker, the Choachyte, Taricheute, Paraschiste.”

The like happened in Greece; and a resulting contrast in the division of labour in small and large places, was recognized by Xenophon.

“In small towns, the same man makes a couch, a door, a plough, and a table; and frequently the same person is a builder too, and is very well content if he can thus find customers enough to maintain him; and it is impossible for a man who works at many things to do them all well; but, in great cities, because there are numbers that want [III-355] each particular thing, one art alone suffices for the maintenance of each individual; and frequently indeed, not an entire art, but one man makes shoes for men, and another for women; sometimes it happens, that one gets a maintenance merely by stitching shoes, another by cutting them out, another by cutting out upper-leathers (χιτῶνας) only, and another by doing none of these things, but simply putting together the pieces. He, therefore, that is employed in a work of the smallest compass, must, of necessity, do it best.”

From ancient Rome comes proof of a kindred difference between the industrial arrangements of early and late times. Says Mommsen:—

“Eight guilds of craftsmen were numbered among the institutions of king Numa, that is, among the institutions that had existed in Rome from time immemorial. These were the flute-blowers, the goldsmiths, the coppersmiths, the carpenters, the fullers, the dyers, the potters, and the shoemakers.”

But in late times instead of eight specialized trades there are enumerated sixty, mostly carried on by Greeks. Coming down to modern nations it will suffice to name France, where in the early feudal period (11th and 12th centuries) 76 occupations were enumerated, whereas at the end of the 16th century the number had risen to 170.

The local division of labour subserves the topical division of labour. Any large section of the community favourably circumstanced for carrying on a particular industry, can devote itself to that industry only on condition that there shall be joined with it a cluster of workers and traders who satisfy the wants of those devoted to this particular industry. If Sheffield fashions knives, Lancashire weaves cottons, Yorkshire manufactures woollens, there requires in each case a local development of the various trades and professions which minister to the artisans, &c., who make hardware, calicoes, or woollens.

And here let us observe an instructive parallel between the sociological division of labour and the physiological division of labour. Already in Part II, “The Inductions of Sociology” (§§ 216-19), various parallels have been named, [III-356] and here is another. For in the individual body as in the body politic, the condition under which alone any organ can devote itself to its special function, is that it shall be permeated by systems of sustaining, depurating, and stimulating appliances. Be it a muscle or nerve-centre, be it the lungs or intestines, be it the liver, the kidneys, or the pancreas, there ramifies throughout it a set of arteries, arterioles, capillaries, a set of smaller and larger veins, a set of absorbents, a set of nerve-fibres, and a general framework of connective tissue keeping its components in place. That the groups of nerve-cells or bile-cells or kidney-cells should perform their parts in the topical division of labour, they must all have, ramifying through them, the various agencies for carrying on nutrition, for supplying material to be operated on, for carrying away products, and for stimulation.

§ 734. We have contemplated the topical division of labour and the local division of labour. There remains the detailed division of labour—that which arises within each producing or distributing establishment. This it is which we commonly think of when the phrase is used.

Specializations thus distinguished make their appearance in comparatively early stages. Says Burton in his Abeokuta:

“Africans, like Asiatics, are great at division of labour,” in building a house, for instance. “Some hoed a deep hole . . . Another gang was working the clay . . . ; whilst a third party was engaged in preparing grass thatch and palm leaves for the roof. When the actual building begins there will be one gang to carry clay balls to the scene of action, a second of labourers who fling the same balls into wall shape and pat them down, a third, boys and girls, who hand other balls from the ground or the scaffolding to the masons above, a trimmer to plumb and set things square with his wooden shovel, and finally thatchers to finish off.”

The growth of that division of labour which ends in producing a commodity, our own early history sufficiently illustrates. In the middle of the 16th century—

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“Several distinct classes of workmen were employed in the making of cloth. There were weavers, walkers, fullers, fulling-mill men, shearmen, dyers, forcers of wool, carders, and sorters of wool, and spinners, carders and spullars of yarn.”

And how these subdivisions gradually multiply is shown in the fact that even fifty years ago the classes of operatives engaged in the woollen manufacture had increased from the twelve above named to double that number.

But no adequate conception of this detailed division of labour can be formed so long as we contemplate only the manual labourers, and leave out of sight the mental labourers who direct them. In an undeveloped industry the maker of a commodity is at once brain-worker and hand-worker; but in a developed industry brain-work and hand-work have separated, and while hand-work has become greatly sub-divided, brain-work also has become greatly sub-divided. Here, as given to me by a friend who is partner in a manufacturing establishment at Birmingham, is a sketch of its organization. In the regulative division the first class includes only the heads of the firm, of whom one is chief. In the next class stand the engineering superior, works manager, head of estimate department, head of cash department, head of finished warehouse. Then comes the third class of brain-workers, who are women—invoice clerk, storekeeper, and assistant in cash department. Next are two intermediaries between head and hands—foreman of casting department and foreman-fitter or engineering mechanic, who both have subordinates aiding in their functions. From these regulative classes we descend to the operative classes; and of these there are eleven kinds in the first grade, nine kinds in the second grade, and seven kinds in the third grade. Thus there are eight kinds of brain-workers, four kinds of half-brain and half hand-workers, and twenty-seven kinds of hand-workers.

Limiting our further attention to the operative parts of industrial establishments, we may fitly distinguish between [III-358] two leading forms of the division of labour exhibited in them—the simultaneous and the successive. There are cases in which the different parts of some ultimate product are being at the same time formed by different groups of artisans, to be afterwards joined together by yet other artisans; and there are cases in which the ultimate product passes from hand to hand through a series of operatives, each of whom works upon it his or her particular modification. Let us look at an example of each kind.

The superintendent of the Midland Railway works at Derby, has furnished me with an account of the different classes of men engaged in producing the component parts of locomotive engines. It is needless to give their names and special functions. The fact which here concerns us is that the classes number nearly forty, and, if the different kinds of fitting be counted, about fifty: all their various products being finally put together by the erector and his aids.

Of the serial division of labour a good instance comes from a large establishment for the manufacture of biscuits. To begin with there is a department for the reception and storage of raw materials. Weighing out the proportions of ingredients for any particular kind of biscuit, is the first process. Next comes the mixing mill, into which attendants pour these ingredients. From this emerges the prepared dough, which, passing into the rolling-presses, comes out in sheets of the proper thickness. Out of these the stamping machines cut out biscuits of the desired sizes and shapes, and deliver them on to trays. These trays, placed in the mouths of vast ovens and slowly carried through them on horizontal revolving bands, are delivered at the other side duly baked. Carried then by a mechanical apparatus to the sorting-room the classed biscuits are thence transferred to those who pack. Finally comes labeling and stamping the boxes.

Again we are shown how close are the analogies between the sociological division of labour and the physiological division [III-359] of labour. Beyond the fact that, as in the social organism so in the individual organism, there are regulative parts and operative parts—the nervous organs and the various other organs—we have the fact that among these organs there is both a simultaneous and a serial division of labour. While we see bones, muscles, heart, lungs, liver, kidneys, &c., carrying on their respective functions at the same time, we see the parts of the alimentary canal performing their functions one after another. There come in succession mastication, insalivation, deglutition, trituration, chymification, chylification, and eventually absorption by the lacteals.

And here indeed it is curious to remark a unique case in which two sets of sociological divisions of labour of the serial kind, are joined to this physiological series of divisions of labour. We have first the ploughing, harrowing, sowing, reaping, carting, threshing, hauling to market, transfer to corn-factor’s stores, removal thence to be ground, and final carriage of the flour to the bakers; where, also, certain serial processes are gone through in making loaves, or, if we follow that part of the flour from which biscuits are made, we see that there are linked together the processes above described. Finally, in one who eats of the loaves or the biscuits, there occurs the physiological series of divisions of labour. So that from the ploughing to the absorption of nutriment, three series of divisions of labour become, in a sense, parts of a united series.

§ 735. One more section must be added. Conformity to the general law of evolution has been noted in several places. Here, going behind that redistribution of matter and motion which universally constitutes Evolution, let us observe how, in the industrial world, there is everywhere exemplified the law that motion is along the line of least resistance or the line of greatest traction or the resultant of the two.

The growth of a society as a whole takes place most over regions where the obstacles to be overcome are least. Along [III-360] one frontier hostile tribes exist, while in another direction there are no enemies; hence population spreads there. On this side lies a fertile tract while on that a barren tract lies; and the resistances to living being in these directions relatively great or relatively small, the social mass increases where it is relatively small. Again, one part of the habitat is malarious while another is salubrious, and the lower rate of mortality in the last determines multiplication of the inhabitants there.

The topical division of labour presents us with kindred causes and results. Sea-side people, close to a store of food, find it easier to subsist by getting this out of the water than by going inland to compete with those who plough; and if fish are plentiful and the inland demand great, the fishing population grows. So with wheat-growing and sheep-farming: the nature of each district renders it easier for its inhabitants to subsist by one of these than by the other, and their efforts follow the lines of least resistance. When, in any region, there has taken place that adaptation of nature which the appropriate occupation produces, there is resistance to alteration of function; as, for example, there would be if the body of Lancashire weavers had to become coal-miners. Even a change in the topical division of labour, such as migration of most of the woollen manufacture from Gloucestershire to Yorkshire, illustrates the same influence; since, by the proximity to a wool-importing place, and by the presence of abundant coal, serving as a better source of power than water, the resistance to the production of cloth as measured in cost of freight, labour, and fuel (severally representing so much human effort) is less than it was in the original seat of the industry.

In the local division of labour, analogous causes operate and work analogous effects. As political economists have pointed out, each choice of a business is determined by the totality of incentives and deterrents, and the business chosen is that which offers the least resistance to the gratification [III-361] of the totality of desires. So, too, is it on passing from producer to consumer. If in a village the labourer’s wife buys bread from a baker, it is because the difficulties to be overcome in the home-production of bread, render the resistance to that course greater that those resistances to the course chosen which are represented by extra cost; and if the farmer, ceasing to make his own beer, buys of a local brewer, it is again because in the average of cases the expenditure of effort has by modern conditions been rendered smaller in the last way than in the first.

Nor is it only in such elaborations of the division of labour, and developments of correlative social structures, that we see movement along lines of least resistance. We see it also in the activities of these structures. The law of supply and demand, implying streams of commodities from places where they are abundant to places where they are deficient, and a consequent balancing, is a corollary of this same law. For since money everywhere represents labour, buying in the cheapest market is satisfying a want with the least expenditure of labour; and selling in the dearest market and so getting the largest amount of this representative of labour, diminishes the labour afterwards required.

 


 

[III-362]

CHAPTER III.

ACQUISITION AND PRODUCTION.

§ 736. Neither of these words suffices alone to cover the phenomena to be here treated of. From those early stages in which men subsist on the wild products their habitat yields, they progress to the stages in which the things they need, though produced by their habitat, are so produced only with the aid of labour; and it is this inclusion of labour as a chief factor which constitutes production, in contrast with simple acquisition.

The most conspicuous illustration is furnished by mining. Coal, ironstone, or copper ore, lies ready, and strictly speaking getting it comes under the head of acquisition; but because the required labour is great, we class coal-mining under the head of production. Again, fishermen simply appropriate what Nature furnishes in the adjacent seas; but as the catching fish by nets or otherwise is a laborious occupation, we regard fish as products of an industry.

Under one of its most general aspects, human progress is measured by the degree in which simple acquisition is replaced by production; achieved first by manual power, then by animal-power, and finally by machine-power.

§ 737. The transition is slow because among other requirements human nature has to be re-moulded, and the re-moulding cannot be done quickly. To the evidence [III-363] yielded by the Paraguay Indians already named, may be joined some given by Mr. Brough Smyth in his characterization of the Australian. He “is not one to bear burdens, to dig laboriously, or to suffer restraint;” and he has no “such hands as are seen amongst the working classes in Europe. An English ploughman might perhaps insert two of his fingers in the hole of an Australian’s shield, but he could do no more.” The implied adaptation of hands to the daily use of tools among the civilized, must have been very gradual; and the disinclination to use relatively feeble hands in work, must have been a continual restraint upon production.

Again, there is the defect of emotional nature, shown, as before remarked, by inability to sacrifice present to future. Says Mr. Brough Smyth of the Australian—“He likes to exert himself when exertion is pleasurable, but not for ulterior purposes will he slave as the white man slaves, nor would he work as the Negro works, under the lash.”

Besides deficiency of the needful feeling, there is deficiency of that intellectual process whence foresight arises: there is no adequate recognition and balancing of means and ends and values. Of the North American Indian Mr. Dodge remarks:—

“He has not yet arrived at that stage of progress when a ‘day’s work’ has a definite value. When considering the value of any article his first thought is, ‘Can I make it myself?’ and if so, the number of days it will take him to do it is a matter of no consequence.”

Yet a further hindrance arises from his readiness to bear privations, and accept the rudest satisfactions. A savage who can tolerate the falling of snow on his naked body, is less prompted than a higher man would be to exert himself in getting clothing. When Humboldt tells us that the Guahibos “would rather feed on stale fish, scolopendras, and worms, than cultivate a little spot of ground;” or when we read of the Hudson’s Bay Eskimos that “the blood of the deer is often mixed with the half-digested mass of food in the stomach of the animal, and the stomach, with its contents, [III-364] with the addition of the blood, eaten raw or boiled,” we see that transition from acquisition to production is, in the lower races, hindered by the absence of feelings which in the higher races have become pronounced.

§ 738. As a means of satisfying the desires, production increases as the desires multiply and become stronger; and the order in which the different kinds of production develop, is determined by the relative strengths of the desires.

The first of these truths, sufficiently obvious, is illustrated by a statement of Rowney respecting the Gonds. After saying that “the Gond is excessively indolent and averse to labour,” he presently remarks that the Brinjáris (traders) “have succeeded in creating new wants and tastes among them,” and that payments for the satisfaction of these “have forced them to be more industrious in utilizing the produce of their forests.” So that growth of their desires, prompting surplus production, has at the same time initiated exchange.

The other truth, exemplified in certain self-evident results, is also exemplified in results that are not self-evident. Of course the primary needs for food and warmth have first to be in some degree met; and of course, the first kinds of production are those subserving these primary needs. But long before bodily wants are fully satisfied certain mental wants prompt other kinds of production. These are the desires which beget war, and the desire for admiration—the one leading to the making of weapons and the other to the making of decorations. Alien as these desires appear to be, they are yet fundamentally related; since in both is shown the ambition to be recognized as superior and to gain applause. Hence, on the production of weapons, partly for the chase but largely for war, great patience and skill are bestowed by the savage, while a pointed stick is used for digging up roots or even as an agricultural implement; and hence, during early stages of civilization, the art shown in [III-365] weapons and armour is far in advance of that shown in appliances for ordinary life. In Old Japan “the occupation of a swordsmith is an honourable profession, the members of which are men of gentle blood.” The arms used by the Romans had become well shaped and finished at a time when, as we learn from Mommsen, the Roman plough still retained its primitive rude structure. Concerning a later stage we read that there were eight factories of arms in Gaul during days in which no other industrial establishments were mentioned. Then in Mediæval Europe there was the contrast between the well-made armour and weapons and the rough domestic appliances. So among ourselves. In the old English period there were “two classes of smiths, those who forged arms and weapons for military purposes, and others who were employed in fabricating . . . implements of agriculture.” After the Conquest—

“The art of refining and working in metals was perhaps . . . carried to greater perfection than any of the useful arts; and a superior class of men was engaged in this department of industry.”

And then we are told that at the beginning of the 15th century “the crafts which were occupied in working in metals were numerous. The armourers were as much distinguished as the goldsmiths for their skill and taste.” Meanwhile, as we see in museums, implements for daily use—tools, locks, latches, and so forth—were very rudely finished.

Countless anecdotes about savages who barter valuable produce for beads, gaudy fabrics, and other things used for display, show how strong among them is the wish to distinguish themselves by wearing things that are beautiful or costly. The histories of civilized peoples exhibit the same wish. “The trade of goldsmith,” says Mommsen, “existed in Rome from time immemorial.” References to gold ornaments and precious stones meet us everywhere in the records of early historic peoples; and everywhere we see that these things, significant of large possessions, were marks of class [III-366] superiority, and helped to subordinate inferiors. From our own history here is a fact showing the consequent demand:—

“In 1423 it appears that the work in gold and silver done by the goldsmiths of Newcastle, York, Lincoln, Norwich, Coventry, Salisbury, and Bristol, in addition to those of London, was so extensive as to render an assay-office necessary in each of these places.”

Most marked, however, is the effect where the two motives combine; as illustrated in ancient times by the carved and chased shields of distinguished warriors, and as illustrated in feudal times by the elaborately inlaid swords and armour used by kings and wealthy nobles.

How greatly, even now, production subserves desires of this class, we see in our own households, where every glance around proves that the thought of usefulness is dominated by the thought of appearance.

§ 739. The antagonism between the militant and industrial kinds of activity and types of society, here meets us again. For though militant activity fosters those industries which appliances for attack and defence imply, and conduces to development of certain arts, so that for the making of hundred-ton guns and armour-plates fifteen inches thick, there have been invented methods which have beneficially influenced various peaceful businesses; yet in most respects the destroying activities have been antagonistic to the productive activities. Chronic wars in early European days repeatedly broke up the industrial organization. Between the 5th and 10th centuries in France, the greater number of trades ceased to flourish, or even disappeared altogether. In the 16th century “the highways were so overrun with briars and thorns that it was difficult to discover the tracks.” The Thirty Years’ War in Germany produced a social chaos: men went fully armed to their fields to resist marauders. Not only in this direct way is the antagonism manifested but even more in indirect ways. Many examples have shown us that in savage and semi-civilized societies all over the [III-367] world, the men, hunting when not fighting, leave to the women whatever production is carried on. The immediate effect is that production is greatly restricted in amount. The remote effect is that population is checked and the strength of the society kept down, not only by deficiency of produce but also by infertility; for the power of women to produce children is diminished if they are overburdened by labours.

A more distant evil arises. Improvements in production are impeded. During early stages opposition to change is extreme: the very thought of improvement does not exist. And if barbarian men are conservative, barbarian women are still more conservative. Down even to our own day this contrast between the sexes is manifested. Hence the abstraction of men from the body of producers not only directly diminishes the quantity of products but also, by non-adoption of better methods, arrests increase of quantity while stopping the bettering of quality.

Nor is improvement retarded in this way alone. In proportion as the militancy of a society is pronounced, the contempt felt for all occupations other than war is great. Production is left to the lowest intelligences, and the higher intelligences cannot help them save under penalty of disgrace. Even the acquisition and diffusion of such knowledge as serves for the better guidance of industry, is continually checked by the scorn which the fighters pour upon the thinkers and teachers.

Looking at the facts in the broad, and dividing the social organism into the sustaining part and the expending part, of which last the fighting body is the chief component, we may say that this last, living on the first, continually restrains its growth, and occasionally, by the excessive demands it makes, causes dwindling and decay.

§ 740. The progress of industrial activity is thus in several ways dependent on the decline of militant activity. [III-368] While war increases the mortality of men, it decreases by overwork the fertility of women and so checks population; it here abstracts and there destroys the surplus produce or capital which industry has accumulated; and it breeds contempt for peaceful occupations and hence leaves them without good guidance.

Peace, conducing to pressure of population and consequent difficulty in satisfying wants, prompts continuous application, prompts economy, prompts better methods. Stress of needs leads men severally to adopt occupations for which they are best adapted and by which they can make the most; and it becomes possible for the number of special occupations to increase as the increase of population affords men for each business. Once more the greater specialization of industries not only develops skill in each and consequently better products, but each kind of better product serves more or less to facilitate production in general.

Thus in all ways increase of population by its actions and reactions develops a social organism which becomes more heterogeneous as it grows larger; while the immediate cause for the improvement in quantity and quality of productions is competition.

 


 

[III-369]

CHAPTER IV.

AUXILIARY PRODUCTION.

§ 741. As thus far considered production has been conceived as comprehending the making of those things only which, in themselves, satisfy certain of the desires. But a large part of the things men produce are not included among these, and come under the head of auxiliary productions—productions which have no values in themselves but have values only as aiding men to make things that yield immediate satisfactions.

Production and auxiliary production take their rise simultaneously. Flint-scrapers, valueless in themselves, were useful only for shaping wood or cleaning skins; and pointed sticks employed for digging up roots were of worth only as aids to sustentation. Hence, as here understood, the making of flint-scrapers or pointed sticks was a process of auxiliary production. And so with the bows and arrows, the bone fish-hooks, &c., which each savage made for himself.

But the auxiliary production now to be contemplated does not exist so long as the producer and the auxiliary producer are one. It originates only when a separate kind of worker, no longer a producer in the primary sense, becomes a producer in the secondary sense, by occupying himself in making one or other aid to production.

§ 742. The rise of the auxiliary producer is obviously in part coincident with the rise of the division of labour; and [III-370] the implied kind of division of labour begins very early. Schoolcraft writes:—

“There was, according to Chippewa tradition, a particular class of men among our northern tribes, before the introduction of fire-arms, who were called makers of arrow-heads. They selected proper stones, and devoted themselves to this art, and took in exchange from the warriors for their flint-heads, the skins, and flesh of animals.”

So was it, he argues, with earthenware utensils.

“That pottery was a fixed art, and the business of a particular class of society, amongst the ancient Floridian and other American tribes, is thought to be evident from the preceding facts.”

And Kolben tells us that among the Hottentots, the rich, being too lazy to make armour for themselves, a poor man will make a set, which he will dispose of for cattle. But the clearest illustration is that furnished by blacksmiths as existing in slightly civilized societies, like those of Africa and parts of Asia. For evidently most of the blacksmith’s products, or at least all those used for industrial purposes, do not yield direct satisfactions; but are merely aids in producing things which do so: he is an auxiliary producer.

§ 743. Early civilized life supplies, here and there, evidence of such differentiations. Writing of the Carolingian period, Levasseur says:—

“The goldsmith . . . cast and alloyed the metals; laminated them; made the substance of the article; chiselled or graved the ornaments; applied the enamel; set the stones; and polished or burnished them with his own hands . . . He had also to know how to make all his own implements.”

Evidently in those days the number of tools required for goldsmiths’ work, and kindred work, was not sufficient to develop the making of them into a separate business. It became a separate business only when the demand for such tools became great. The goldsmith remaining a producer, the maker of his tools and other such tools became an auxiliary producer.

Like steps have been made during the growth of every [III-371] considerable manufacture. In England, early in the 16th century, the clothing districts witnessed such a development.

“Employment was given to considerable numbers of artificers and workmen in making the instruments and implements which were necessary in the various processes of converting wool into cloth.”

So has it been with carpenters and cabinet-makers. They are dependent for their saws, planes, chisels, gouges, gimlets, &c., on various auxiliary producers. As with tools so with materials. Furnished by auxiliary producers, the bricks, slates, sawn timbers, lime, and the many things put together to form a house, down even to the hasps and locks and latches, none of them directly yield satisfactions; but they yield satisfactions when combined by the builder.

How large a part auxiliary production now plays, we are shown by the numerous implements used by the farmer. In addition to the plough, harrow, scythe, rake, fork, and flail; he employs the steam-plough, scuffler, mechanical drill, horse-hoe, mowing machine, reaping and binding machine, elevator, threshing machine, as well as sundry new dairy appliances. Whole towns are now devoted to auxiliary production; as Sheffield, where multiplied kinds of cutting instruments, &c., are manufactured; or as Birmingham, whence come, among other kinds of hardware, the screws and nails needed for carpentry and furniture, or the buttons and the hooks-and-eyes which hold clothes together.

§ 744. But the most striking development remains. The making of appliances to facilitate production has been followed by the making of appliances for the making of appliances.

A lathe, as ordinarily employed for turning articles of domestic use, is the most familiar example. A lathe employed for shaping parts of other lathes, and parts of other machines, is an example much more striking. And a planing machine which, turning out perfectly straight bars and [III-372] perfectly flat beds for various purposes, serves also for producing true lathe-beds, is an appliance one step further back behind appliances. A steam-hammer still better illustrates these relations. It is useless for the immediate satisfaction of any human want. It is useless for the direct production of things that immediately help to satisfy human wants. But the vast masses of iron which it pounds into approximately fit shapes, will presently be made into parts of machines. And even these machines will subserve human wants only in an indirect way, when helping to make things which help to subserve human wants.

Any one who takes up a trades’ directory, or such a periodical as The Ironmonger, and in this last glances through the illustrated advertisements, will be astonished at the extent to which production is now dependent upon auxiliary production of one, two, or three stages of remoteness from the ultimate products wanted.

 


 

[III-373]

CHAPTER V.

DISTRIBUTION.

§ 745. Distribution is a necessary concomitant of division of labour. The condition under which alone men can devote themselves to different occupations, is that there shall be transference from one to another of their respective products.

This transference, which originally takes place directly between producer and consumer, assumes from the outset two forms. The consumer applies to the producer for some of his surplus; or the producer brings his surplus to the notice of the consumer, in the hope of parting with it and receiving some equivalent. These alternative courses are variously illustrated at home and abroad. Says O’Donovan, describing the people of Merv:—

“In a European mart one would expect the sellers to cry out their wares, but at Merv it is the contrary. A man goes along the row of booths [in the bazaar] shouting, ‘I want six eggs,’ or ‘I want two fowls.’ . . . No dealer ever takes the trouble to put his goods en évidence.

Though to us this proceeding seems strange, yet as our own purchases in shops begin by asking for this or that article, the two usages differ only in the respect that the want is in the one case expressed out-of-doors and in the other in-doors.

The converse process daily goes on around. Street-traders, from the costermonger to the newsboy, exemplify that form of distribution in which the seller offers while the buyer responds; and in various parts of London on Saturday [III-374] nights shopkeepers, standing outside their doors, show us the same inverted process.

I name this contrast because, as we shall see, it exists in the earliest stages, and gives origin to two strongly distinguished modes of distribution.

§ 746. Though, being unobtrusive, the kind of distribution exemplified among the Hottentots, when the maker of some defensive appliance gives it in return for cattle, is not often described by travellers; yet, beyond question, this is the primitive kind of distribution. Until an individual has become reputed for skill in making a particular thing, there cannot arise such demand upon him as prompts special devotion to the making of it; and there cannot result a commencement of distribution by passing it on in exchange for something else. But when once the individual or the tribe has, because of great skill or local advantages, become distinguished for some article or class of articles, offers are made by producers to consumers, and journeys taken for the purpose of making such offers. Here are some illustrative facts.

In Guiana “each tribe has some manufacture peculiar to itself; and its members constantly visit the other tribes, often hostile, for the purpose of exchanging the products of their own labour for such as are produced only by the other tribes. These trading Indians are allowed to pass unmolested through the enemy’s country.”

Of the Mosquitos, Bancroft writes:—“Aboriginal wars were continually waged in Honduras. . . . Neighbouring tribes, however, agreed to a truce at certain times, to allow the interchange of goods.” And a good instance is furnished by some of the Papuans of New Guinea—the people of Port Moresby. These make annual canoe-voyages to another district to exchange the pottery made by their women during the year for various articles which they need.

Whether the transaction be or be not of that earliest kind in which the consumer applies to the producer to make [III-375] something for him, or of that derived kind in which the producer, now become more distinctly differentiated, carries his product to the consumer, we are alike shown distribution in its primitive form—a direct transfer from the one who makes to the one who uses.

§ 747. In the course of evolution the wholesale trader of any kind has to be evolved from the retail trader; and, as we see, the retail trader in his primitive form is one who sells a thing he himself produces, whether he be maker of goods or tiller of the soil. Of the Greeks we read:—

“The countryman who carried his produce to the city, the artisan who sold his work, and the woman who offered for sale her tæniæ and chaplets, all belonged to the class of αὐτοπώλαι.”

Our own early history variously illustrates this undeveloped form of distribution:—

“We may picture the medieval artisan to ourselves—in so far as a money economy had come in—as a man who had to spend much time in trying to dispose of his wares. Hereward visited William’s camp as a potter, and many craftsmen must have been, to some extent, pedlars or have visited fairs, in order that they might dispose of their goods.”

Moreover, besides distribution of articles by the artizan who sometimes sold them at home and sometimes went about selling them, there was a distribution of special skill by migratory workmen. In continuance of the above description, Cunningham and McArthur remark that “in other cases we may think of them as men who had to wander about in search of custom, as travelling tailors did in the early part of the present century,” or as do sempstresses, who are often employed in households at the present time. And referring to this system in early days, Rogers tells us that besides a superior class of migratory carpenters there were migratory tilers, slaters, and masons. Even now in Scotland travelling bands of masons are employed in the remoter parts. Hugh Miller belonged to one of them.

Indeed this simple kind of distribution, alike of articles [III-376] and of skill, both under its stationary and its nomadic forms, is still common among us. Everywhere are to be found shoe makers who are at once producers and distributors; and in our streets we occasionally hear the knife-grinder and the chair-mender.

§ 748. This early phase of industrial organization during which producer and distributor were united, was, however, more especially distinguished by periodic assemblings—fairs.

Gatherings of this kind are found everywhere. Monteiro describes them as occurring among the Congo people. Mommsen says of Rome that “fairs (mercatus), which must be distinguished from the usual weekly markets (nundinæ), were of great antiquity in Latium.” And of our own country the like was true.

“In these times [of about 1300] there were few or no shops; private families therefore, as well as the religious [bodies], constantly attended the great annual fairs, where the necessaries of life not produced within their own domains were purchased.”

Though in our days fairs have greatly changed in character, part of the trade carried on in them is still by direct transfer from producer to consumer; as, for example, in cheese-fairs held in some places, where the farmer sells the whole or half of a cheese to a retail buyer, or as again in the Nottingham goose-fair, where commoners and others bring the birds they have reared to be bought not by poulterers but chiefly by those who will eat them.

With the growth of population fairs are presently supplemented by markets, which in course of time usurp their functions. Even in Africa this has happened. Livingstone tells us that the market “is a great institution in Manyuema.” Burton says that in Dahome there are “four large and many smaller markets;” and that in Egba, villages had, “as usual in Africa, a bazaar or market, where women squatted before baskets under a tree.” In Central Africa—

[III-377]

“Market places, called ‘Tokos,’ are numerous all along Lualaba . . . when the men of the districts are at war, the women take their goods to market as if at peace and are never molested.”

And a similar state of things existed in early Rome, according to Mommsen.

“Four times a month, and therefore on an average every eighth day (nonæ), the farmer went to town to buy and sell and transact his other business.”

Though among ourselves the weekly market in every provincial town has come to be largely a place for wholesale transactions, yet dealings in various perishable commodities, such as eggs, butter, poultry, fruit, usually maintain the primitive form.

But in these days of commercial activity the original direct relations between producer and consumer are mostly replaced by indirect relations.

 


 

[III-378]

CHAPTER VI.

AUXILIARY DISTRIBUTION.

§ 749. The greater part of the process commonly called “distribution,” is that which we here distinguish as auxiliary distribution. In our developed industrial system, intermediate agencies bring producers and consumers into relation; and these agencies, at first very simple, become gradually complex.

As the producer, properly so called, came into existence when, instead of making a thing for himself only, a man was led to make it for himself and some others, and by and by to make it exclusively for others, in that way creating a special occupation; so the distributor insensibly arose when, instead of selling only things he himself produced, a man began to sell in addition some things which others had produced, and, eventually increasing the number and quantity of these, was occupied solely in selling them. The first stages in this process, naturally unrecorded, may be inferred from parallel stages frequently visible among ourselves. To obtain good and cheap butter, eggs, and poultry, residents in towns sometimes arrange with a farmer to send periodical supplies of them. The success of this plan is made known, and the farmer is written to by others for like supplies. Presently demands on him so increase that his own productions prove insufficient to meet them; and then, anxious to retain the business, he buys from neighbours the additional quantities required. If the quality of the commodities continues to be [III-379] good (which it generally does not), he may extend this process so greatly that he becomes mainly a distributor of others’ produce. Whence the step to one wholly occupied in distribution is easy.

§ 750. A clue to the rise of shopkeeping in an analogous way, is furnished by some facts from Africa. Negro peoples are in high degrees mercantile, and in sundry cases their assemblings for buying and selling have passed from the periodic stage into the continuous stage. A daily market is held in Loango, which begins at 10 o’clock; and in Timbuctoo “there are no particular market days; the public market for provisions is an open place fifty feet square, and is surrounded by shops.” This last fact implies a ready transition from daily attending market to keeping a permanent store. For the basket which a Negress brings from a neighbouring village, or the stall which a larger dealer sets up for the day’s transactions, differs from the adjacent shop only in the fact that it is removed daily: the shop is a permanent stall, which in early stages is but half inclosed, as butchers’ shops are still. Moreover we may see how the shopkeeper becomes differentiated into one who, not selling exclusively his own products, sells the products of others. Among ourselves dealers in perishable articles are often obliged at the close of the day to sell at a sacrifice. Fishmongers, for example, offer remnants to their poorer customers in the evening at low rates. Obviously, then, women who have brought produce to market will at a late hour reduce their prices rather than carry it home and have it spoilt. What occasionally happens? Here around them are persons permanently stationed of whom some deal in the same articles; and there must arise the thought that it will be best to part with their surplus at a low rate to one of these stationary dealers. If the bargain is made the dealer becomes a distributor of another’s goods. Such an example is sure to be followed, and the process once commenced [III-380] goes on until the shopkeeper, daily supplied by people from the country, becomes wholly a distributor of things he has not himself produced.

In a kindred manner arises at an early stage the itinerant dealer—one who seeks buyers instead of letting buyers come to him. Incidents frequently occurring suggest how this function originated. We hear one lady say to another—“You are going to London, I wish you would buy so and so for me.” Requests of like kind, as well as converse requests, must have often been made in the days of sparse population, when the relatively few fairs were held at relatively remote places, the journeys to which were dangerous, wearisome and costly. “My harvest work will prevent me from going to the fair;” “I cannot walk to the fair, and I have no horse;” “It is not worth while going to the fair to sell this small quantity.” Here, then, are some among various reasons for saying to a neighbour who is going—“If you will dispose of these for me I will give you such or such a share of the price.” Transactions of this kind, economical of effort and less risky, are certain to become common. Not only to sell certain things at the trade-gathering is a prevailing wish, but to buy certain other things; and the man who does the one is naturally employed to do the other. As the habit grows some one person in a village, and by and by in a cluster of villages, who by each transaction gets some benefit, either as a gift or a share of the returns, is led to make such agency a business. Thus in time result chapmen, hawkers, pedlars, packmen—classes of primitive traders still represented among us.

§ 751. Among both fixed and locomotive distributors some, more skilful in business than others, enlarge their transactions until from retail they pass into wholesale.

Incentives like those which originally led to the rise of the shop, led by and by to the rise of the warehouse to which the shopkeeper could go for supplies. The small retailer in [III-381] his original form, dependent on scattered producers for keeping up his various stocks, was sure to be often deficient of one or other thing asked for. In places where population had become great enough, he naturally then had recourse to a larger retailer who was pretty certain to have a supply (as retailers even now buy of one another to satisfy customers); and in proportion as the larger retailer thus had his stocks continually drawn upon, he gradually became one who laid in stocks for the supply of other retailers; until, finding he made good profits on these transactions, he devoted himself wholly to the supplying of retailers: he became a wholesale trader. As fast as he assumed this character he benefited by taking journeys to buy economically the larger stocks he needed—he grew into a travelling merchant, or else a merchant who got his orders executed at a distance, either in his own country or abroad. At the present day the genesis of such is observable. To a cheesemonger who has a large business, it occurs that instead of waiting for farmers to bring their cheeses to market, he may gain by going round among them, inspecting their cheese-rooms, and offering them prices somewhat below those they might otherwise get—prices which they accept because, while saving the cost of carriage to market, they avoid the risk of a glut which might force them to take still lower prices. Hence results the cheese-factor, to whom retail sellers of cheese go for their supplies. Similarly with corn, men like the brothers Sturge in the last generation, ride about to the local markets, ten, twenty, thirty miles off, and buy from the farmers at somewhat reduced prices, in consideration of the large quantities taken and the certainty of payment. Then from their large granaries millers and others fulfil their needs.

Traders of the converse kind have similarly developed. Out of wandering pedlars with their small quantities, there grew up those who conveyed large quantities to the great centres of trade. Even in the doings of the uncivilized, [III-382] where they come in contact with the civilized, we see this occasional growth of wholesale transactions. Says Turner concerning the Hudson’s Bay Esquimos:—

“Three, four, or five sledges are annually sent to the trading post for the purpose of conveying the furs and other more valuable commodities to be bartered for ammunition, guns, knives, files, and other kinds of hardware, and tobacco. Certain persons are selected from the various camps who have personally made the trip and know the trail. These are commissioned to barter the furs of each individual for special articles.”

There is evidence that the East, from early times downwards, has had kindred systems of distribution. Movers tells us that “the great festivals . . . of Lower Egypt . . . were connected with the arrival of caravans from Phœnicia twice a year;” and doubtless the Assyrians had assemblages of travellers carrying their commodities on trains of camels through desert regions, partially protected by their numbers from robbers. As we may infer from Chaucer’s account of the Canterbury pilgrims, there similarly resulted among ourselves in early days, associations of merchants whose strings of pack-horses bore their goods. This form of distribution, while it generates merchants, also generates carriers. Lansdell, while at Maimatchin on the Mongolian frontier, was introduced to a lama. He says:—

“The Mongolian lamas do not confine themselves to spiritual functions; for this man was a contractor for the carriage of goods across the desert to and from China.”

To be mentioned under this head is the rise of commission-agents—men who, instead of being themselves wholesale dealers, undertake to buy for wholesale dealers in places with which they are in communication. A merchant who himself, or by proxy, goes to a remote part of the kingdom or abroad will, by request, make a large purchase or a large sale, for a merchant in his own locality; and, having done this once, may thereafter be commissioned, first by a few and then by many, to buy or sell for them at a distance. At the present time English publishers who have set up [III-383] branches in New York, have become agents for other English publishers; and, according to circumstances, the agency part of their business may or may not outgrow the original part. In some cases it does this, and there then arises an establishment which buys and sells wholesale, not on its own account but on account of various large traders.

§ 752. While the entire distributing system thus becomes organized, each of its larger components also becomes organized. In addition to its staff of clerks, porters, messengers, &c., a great trading concern contains functionaries of classes peculiar to itself. While his business was small, the wholesale dealer was himself the buyer of the things he supplied to retail dealers, but when his business grew large it became needful to depute this function. From such developments there resulted a class of men known as buyers, who, visiting from time to time producers in various localities, make, on behalf of their respective houses, wholesale purchases of goods which they inspect and approve. With a converse process came another class of deputies—the travellers, who, on behalf of the establishments employing them, visit retailers, exhibit samples, and obtain orders. Yet one more class of proxies distinguishes large establishments for retail distribution. To different parts of the business different heads are appointed; and in some cases each of these has a certain capital placed at his disposal to trade with, and to make as good a profit upon as he can: the retention of his place being determined by his success.

Thus, even in their details, the distributing processes develop structures parallel to those which the producing processes develop.

§ 753. Development of the animate appliances for distribution has been accompanied by development of the inanimate appliances—the means for conveying people, goods, and intelligence. The two have all along acted and reacted: [III-384] increased distribution having resulted from better channels, and better channels having caused further increase of distribution.

To people living on its banks a river serves as a ready-made highway, and even in early stages much traffic has sometimes been developed by it. With the Sea-Dyaks in Borneo this has happened, and it has happened among Africans. On the Niger, “the intercourse and trade between the towns on the banks is very great.” Between Jenni and Timbuctoo “little flotillas of sixty or eighty boats are frequently seen all richly laden with various kinds of produce.” But where Nature has not provided them, channels of communication are at first nothing but paths formed by continual passing. Speaking of Eastern Africa, Burton says:—

“The most frequented routes are foot-tracks like goat-walks, one to two spans broad, trodden down during the travelling season by man and beast. . . . In open and desert places four or five lines often run parallel for short distances.”

Of such paths on the Gold Coast, Bosman writes:—“A road which need not be above two miles in length, frequently becomes three by its crookedness and unevenness.” So, too, is it in many parts of the Sandwich Islands. “The paths from one village to another were not more than a foot wide, and very crooked.” In these cases, as in the case of our own footpaths, we see how traffic makes the road, and the road, in proportion as it is more used, facilitates traffic.

Among some slightly civilized peoples, as the Dyaks, definite paths are made by laying single trees end to end, and sometimes two trees side by side. In New Guinea, similar artificial paths are required to prevent sinking into the mud. By various peoples who have reached this stage—Negroes, Dyaks, New Zealanders—streams are crossed on trunks of trees (probably at first trees that had accidentally fallen), having even in some cases hand-rails. When we read in Raffles that on account of the difficulty of transport, the price of rice in Java varies greatly in the different districts; [III-385] and when Brooke tells us that while rice would be selling among the Dyaks at one place at 4½ cents a pasu, half a day further down the river it would be eagerly bought at 25 cents a pasu; we are shown how defective distribution is accompanied by abundance in one place and scarcity in another, and how such differences stimulate distribution. We are reminded, too, that these changes are furthered by increase of population, which at once augments the aggregate of desires for needful commodities, and makes the process of distribution a more profitable business. Once more, when transference of goods from place to place becomes active, improvement in the channels of communication is suggested to the more speculative by the prospect of profit. Even in the more advanced African communities this cause has operated. Burton writes of Dahome:—

“The turnpike is universal throughout these lands. A rope is stretched by the collector across the road, and is not let down till all have paid their cowries.”

Like causes worked here. The investment of money in making good roads with a view to payments from travellers, long ago transformed our channels for transit. Of course the reader’s thought running in advance will recognize such causes and consequences as strikingly operative in our days. The need for easier distribution where quantities were great, as of cotton between Liverpool and Manchester, prompted the system of transmission by railway; and the system having been initiated there and elsewhere, went on to increase the quantities of things to be transmitted. Nor let us omit to note that along with the formation of good roads, of good vehicles, and then of good railways, another change has taken place. Originally the distributor was his own carrier; but with the growth of traffic carrying became a separate business.

Of course distribution has been increasingly aided by easy transmission of intelligence. In the days when only kings and nobles could employ messengers, merchants had to do [III-386] business by journeys. But the growth of an efficient postal service made distribution both more rapid and cheaper, while bringing supplies and demands everywhere towards a balance; and now that telegraphs and telephones subserve this purpose still better, the function of distribution is performed with something like perfection.

 


 

[III-387]

CHAPTER VII.

EXCHANGE.

§ 754. Distribution and Exchange necessarily originate together; being, in their simplest forms, parts of the same process. Hence we must go back to the point from which the last chapter but one set out, and trace up a correlative series of phenomena.

As with organic phenomena so with super-organic phenomena, study from the evolution point of view introduces us to stages earlier and simpler than any we had conceived. A striking illustration is yielded by the first stages of exchange.

Among incidents of human intercourse few seem simpler than barter; and the underlying conception is one which even the stupidest among savages are supposed to understand. It is not so, however. In Part IV of this work, treating of Ceremonial Institutions, reasons were given for suspecting that barter arose from the giving of presents and the receipt of presents in return. Beyond the evidence there assigned there is sufficient further evidence to justify this conclusion. In the narrative of an early voyager, whose name I do not remember, occurs the statement that barter was not understood by the Australian savages: a statement which I recollect thinking scarcely credible. Verifying testimonies have, however, since come to hand. Concerning the New Guinea people we read:—

“One of the most curious features noticed by Dr. Miklucho Maclay was the apparent absence of trade or barter among the people of [III-388] Astrolabe Bay. They exchange presents, however, when different tribes visit each other, somewhat as among the New Zealanders, each party giving the other what they have to spare; but no one article seems ever to be exchanged for another of supposed equivalent value.”

Confirmation is yielded by the account D’Albertis gives of certain natives from the interior of New Guinea. Concerning one who came on board he says:—

“I asked him for the belt he wore round his waist, in exchange for some glass beads, but he did not seem to understand the proposal, which I had to make in pantomime instead of vocal language. He spoke a few words with his people, and then he took off his belt, and received in exchange the beads and a looking-glass, in which he seemed afraid to look at himself. When, however, he was on the point of returning to shore, he wanted to have his belt back, and it was impossible to make him understand that he had sold it, and that if he did not wish to part with it he must return the articles he had received in exchange.”

Another instance, somewhat different in its aspect, comes to us from Samoa. Turner says that at a burial “everyone brought a present, and the day after the funeral these presents were all so distributed again as that everyone went away with something in return for what he brought.” Of a remote people, the tribes of Nootka Sound, we read as follows in Bancroft:—

“They manifest much shrewdness in their exchanges; even their system of presents is a species of trade, the full value of each gift being confidently expected in a return present on the next festive occasion.”

A different phase of the process occurs in Africa. Describing the Bihénos, Capello and Ivens tell us:—

“Following the vicious system in operation throughout Africa of not selling anything to the European, but making him a present of it, they extort from him in turn all his goods and effects, bit by bit, until the unhappy man finds himself under the necessity of refusing all presents.”

Thus the very idea of exchange, without which there cannot begin commercial intercourse and industrial organization, has itself to grow out of certain ceremonial actions originated by the desire to propitiate.

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§ 755. In the absence of measures of quantity and value, the idea of equivalence must remain vague. Only where the things offered in barter are extremely unlike in their amounts or qualities or characters, does lack of equivalence become manifest. How rude trading transactions are at first, is well shown by the following extract concerning an Indian people, the Chalikatas. Dalton says:—

“It was very interesting to watch the barter that took place there between these suspicious, excitable savages and the cool, wily traders of the plains. The former took salt chiefly in exchange for the commodities they brought down, and they would not submit to its being measured or weighed to them by any known process. Seated in front of the trader’s stall, they cautiously take from a well-guarded basket one of the articles they wish to exchange. Of this they still retain a hold with their toe or their knee as they plunge two dirty paws into the bright white salt. They make an attempt to transfer all they can grasp to their own basket, but the trader, with a sweep of his hand, knocks off half the quantity, and then there is a fiery altercation, which is generally terminated by a concession on the part of the trader of a few additional pinches.”

In the absence of a medium of exchange other inconveniences arise. One is the difficulty of bringing into relation those whose needs are reciprocal. The experiences of Dr. Barth in Africa clearly exemplify this evil.

“A small farmer who brings his corn to the Monday market . . . in Kúkawa, will on no account take his payment in shells, and will rarely accept of a dollar: the person, therefore, who wishes to buy corn, if he has only dollars, must first exchange a dollar for shells, or rather buy shells; then with the shells he must buy a ‘kúlgu,’ or shirt; and after a good deal of bartering he may thus succeed in buying the corn . . . The fatigue to be undergone in the market is such that I have very often seen my servants return in a state of the utmost exhaustion.”

In this place, better than elsewhere, may be named an obstacle to a developed system of exchange which results from the misapprehensions of the uninitiated. Of the Chitralis Captain Younghusband tells us that they supposed rupees to be ornaments only, and could not understand receiving them [III-390] in payment for work. Pim and Seemann say of the Bayano Indians that—

“They do not seem to understand exactly the value of money, and think that the true drift of making a bargain consists in offering a sum different to that demanded. I happened to be in a shop when four of them came in to buy a comb, for which half-a-crown was asked, but the Indians said that unless the shopkeeper would take three shillings they could not think of having it.”

Here “the higgling of the market” is exhibited under its general form—the expression of a difference between the estimates of buyer and seller; and, showing that lack of discrimination characterizing low intelligences, there is a confusion between the two ways of asserting the difference.

§ 756. It will be instructive to note in this, as in other cases, survivals of such primitive modes of action.

One of the earliest kinds of exchange, while yet the barter of commodities has scarcely taken form, is the barter of assistances. Holub says of the Marutse that in building houses the natives are “so ready to assist one another, that the want [of building material] is soon supplied:” the requirement being that the aids given are at some future day received in return. We have already seen that such exchanges of services are common among uncivilized peoples; and as the efforts, alike in kind, are measurable by the amounts of time occupied, they initiate the idea of equivalence. Transactions of kindred nature survive among ourselves. Reciprocity of help is occasionally seen among farmers in getting in crops; especially where the supply of labour is deficient. Among villagers, too, there are exchanges of garden-produce—a gift of fruit in return for which there is afterwards looked for another kind of gift: repetition of the gift being in some cases dependent on fulfilment of this expectation.

Even in the drinking of men in a public-house, there are usages curiously simulating primitive usages. The pots of [III-391] beer presented by one to another are by and by to be balanced by equivalent pots; for treating proceeds upon this tacit expectation. We have here, indeed, a curious case, in which no material convenience is gained, but in which there is a reversion to a form of propitiation from which the idea of exchange is nominally, but not actually, excluded.

Moreover there still survives among the least-developed members of the community, namely, boys, the original practice under the name of “swopping”—a practice occasionally followed by adults, though adults of the lower classes.

 


 

[III-392]

CHAPTER VIII.

AUXILIARY EXCHANGE.

§ 757. How great is the labour and loss of time entailed by lack of a circulating medium, is well shown by Cameron in his Across Africa. He desired to hire a canoe at Kawélé. The agent “wished to be paid in ivory.” Of this, says Cameron,—

“I had none; but I found that Mohammed ibn Salib had ivory, and wanted cloth. Still, as I had no cloth, this did not assist me greatly until I heard that Mohammed ibn Gharib had cloth and wanted wire. This I fortunately possessed. So I gave Mohammed ibn Gharib the requisite amount in wire, upon which he handed over cloth to Mohammed ibn Salib, who in his turn gave Syde ibn Habib’s agent the wished-for ivory. Then he allowed me to have the boat.”

Evidently, pressure of inconveniences like these must prompt the use of some one commodity generally desired and generally possessed, which serves at once as a medium of exchange and measure of value. This commodity varies with place and circumstance; but, whatever its kind, it is such as ministers to one of the chief needs—sustentation, defence, and decoration.

Food, living or dead, existing in measurable quantities or easily reduced to measurable quantities, is early employed as a currency. Among the pastoral peoples of South Africa, herds form men’s chief possessions; and the prices of women and slaves are given in terms of cattle. That ancient pastoral peoples had animal-money is a familar truth; as even [III-393] our language curiously indicates by the word “impecunious,” which, now meaning one who has no money in his pocket, means literally one who is without cattle. And that among the Romans cattle formed the first currency is implied by the remark of Mommsen that “copper (aes) very early made its appearance alongside of cattle as a second medium of exchange.” Among the Old English, too, oxen formed the currency; and they long continued to do so among the Celts of Wales.

Instead of these large living masses serving only for large transactions, there are elsewhere used kinds of food that serve for smaller transactions. Dried fish in some cases become a currency, and there are people who use grain as money. At Zanzibar “in former times mtama, a species of millet, was employed as small change.” If under the head of food we include nerve-stimulants, we may here add tea—brick-tea, as it is called in Mongolia, which, according to Erman, is “a mixture of the spoiled leaves and stalks of the tea-plant, with the leaves of some wild plants and bullock’s blood, dried in the oven, and divided into pieces of from 3 to 3½ pounds weight, of the shape of bricks.” Referring to this same currency, Prejevalsky says “anyone, therefore, desirous of making purchases in the market, must lug about with him a sackful or cartload of heavy tea-bricks.” A like use is made of tobacco in the Sulu Islands. Says Burbidge:—“The inferior Chinese tobacco is preferred by the Sulus to their own produce, and is a regular kind of currency in which almost all small payments may be made.” In some places condiments serve the same purpose, as in parts of Africa.

“There is a deposit of rock-salt in the Quissama country . . . the most curious thing connected with this salt is that they cut it into little bars with five or six sides or facets, about eight or nine inches long and about an inch thick, tapering slightly to the ends, and closely encased in canework. These pass as money, not only on the river, but in the interior, where they are at last perhaps consumed.”

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And Monteiro mentions the same use as occurring in Abyssinia.

Thus the primary requirement for a currency in its initial stage, is that its components shall be of a kind subserving desires common to all—things which all want; and its secondary, though not essential, requirement is that it shall be divisible into approximately equal units.

§ 758. As means to sustentation there come, after things used for food, things used for warmth. Among the Thlinkeet sea-otter skins form their principal wealth, and circulate in place of money; and where skins of other kinds are worn they similarly serve as media of exchange.

By more advanced peoples textile fabrics, and the materials for them, are employed as currency. After describing the extent to which, in the markets of the Garos, commodities of all kinds are bought and sold, Dalton says:—

“All of which articles, and thousands of maunds of cotton brought in by the Garos, change owners in a primitive way without any employment of the current coin of the realm.”

To which he adds that the Garos have “bundles of cotton weighing two pounds, the small change with which they provide their wants.” So that out of the most generally sold commodity a unit of value has arisen. How this unit has been formed is suggested by a statement concerning another of the Indian hill-tribes. Among the Kookies cotton is mostly bartered to the Bengali bepáris for fowls: “each fowl being considered equivalent to its weight of cotton.” In Africa the cotton employed as money has become a woven fabric. Says Wilson in his Uganda—“Unbleached calico . . . constitutes the principal article of barter in the interior of Africa.” Elsewhere he adds that this cloth which forms the principal article of barter—

“is generally measured by the length of the forearm from the elbow to the tip of the middle finger; . . . and I have known natives when selling cattle and other things to bring some ‘big brother’ with an abnormally long arm to measure their cloth for them.”

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So that an arm’s length of cloth serves as a measure of value. The complete transformation of calico into money is shown by the statement of Duff MacDonald concerning Blantyre.

“No one in this district knows about gold or silver. A piece of calico is more valued than all the coins of the Bank of England would be.”

Elsewhere textile fabrics woven into definite shapes, and having ornamental characters, come into use. Turner says that in Samoa “fine mats are considered their most valuable property, and form a sort of currency which they give and receive in exchange.” And in Asia “among the Khalkas the [silk] scarves serve as currency, but are rarely used for presents,” as in Southern Mongolia and Tibet: an instructive instance, since it seems to imply presents passing into barter and barter into a currency.

§ 759. From the ways in which things that satisfy physical needs come into use as money, we now pass to the ways in which things subserving self-preservation, as weapons and implements, come into use for the same purpose. The raw material out of which such things are made, first being an object of barter, occasionally serves as a medium of exchange. In parts of Africa a fixed quantity of iron or copper has become a measure of value. Burton tells us that—

“The Uquak, or iron-bar, was here [old Calabar], as in Bonny and other places, the standard of value; it is now supplanted by the copper, of which four makes the old bar.”

In other places there is a like use of iron, or rather steel, fashioned into weapons. This happens in North East Assam, where, says Rowney, “the arms of the men [the Khámptis] are the dáo for all offensive purposes.” “The currency of the country is the dáo, and also unwrought iron.” That weapons are not more generally thus used may be due to the fact that nearly every man possesses one, and neither wants another himself nor, if he took it in exchange, could pass it on.

[III-396]

In one case, if not more, implements have been similarly employed. Down to the 4th century bc in China, unwrought metal, bartered by weight, was still a medium of exchange; but before that time there had arisen a currency of implements. Between the 7th and the 4th century bc there was spade-money: the spades being actually serviceable as tools. As far back as the 7th century bc bronze knives, of something like uniform weights and rudely inscribed, served at once for cutting and for making payments. “Hoes and goods,” “hoes and cloth” were equivalent terms for wealth. Gradually these implements used for currency lost their original forms: the cutting part becoming less in proportion to the rest.

But the Chinese media of exchange were extremely miscellaneous. As far back as the 11th century bc gold passed current in cubes, having definite weights. Then there was “ring-money,” consisting of definite weights of bronze shaped into rings for convenience of stringing together. This coinage appears to have been the ancestor of the modern “cash” of the Chinese.

§ 760. Of things which subserve the three dominant desires above named, those which fulfil the third are those best fitted for the purposes of a currency—things which minister to the love of admiration. By painting the body, by tattooing, and by the wearing of trinkets in nose or ears or on the wrists and ankles, savages show us that, after the bodily needs have been satisfied or partially satisfied, the most dominant wish has been that of subordinating others by outdoing them in decoration. Ornaments and materials for ornaments have therefore been things which everybody wanted; and while thus fulfilling the primary requirement for a circulating medium, they have fulfilled the secondary requirement of great portability. We read that iron and beads are so much desired by the Thlinkeets that they will even exchange their children for them; and accounts of adjacent [III-397] peoples, the Kutchins and Eskimos, show the double purpose to which the beads are put.

“They are great traders; beads are their wealth, used in the place of money, and the rich among them literally load themselves with necklaces and strings of various patterns. The nose and ears are adorned with shells.”

In his description of the Californians, Bancroft, while enumerating as partly constituting money some rare things and others costing much labour, names shell-money as its chief component.

“The shell which is the regular circulating medium is white, hollow, about a quarter of an inch through, and from one to two inches in length. On its length depends its value.”

So is it in Polynesia. Says Powell—“The native money in New Britain consists of small cowrie shells strung on strips of cane.” And among the Solomon Islanders, according to Coote—

“The general currency, consisting of strings of shell beads about the size of a shirt button, very well made, and strung in fathom lengths, is of two kinds, known as red money and white money. Above this in the scale of value come dog’s teeth, which are the gold of this coinage . . . A hole is drilled in each tooth, and when a man has a sufficient number, he sets them on a band of suitable width and wears them as a collar.”

It was thus in the earliest days of China, and is thus now throughout Africa. Waitz remarks that cowries, used by the Negroes as money, are, by other African races—Kaffirs, Hottentots, Hassanieh-Arabs—used as ornaments. The transformation into currency is clearly shown by this extract from Cameron.

“A curious currency is in vogue here [Kawélé, Central Africa], everything being priced in beads called sofi, something in appearance like small pieces of broken pipe-stem.

“At the commencement of the market, men with wallets full of these beads deal them out in exchange for others with people desirous of making purchases; and when the mart is closed they receive them again from the market people and make a profit on both transactions, after the manner usual amongst money-changers.”

[III-398]

A chief element in the conception of value, acquired by ornaments as they pass into a currency, is the consciousness of labour expended either in making them or in finding them. We are specially shown this by a case in which an object not ornamental is made valuable by the trouble bestowed on it. Describing what is called the money-house in the New Hebrides, Coote says—

“From the roof of the hut were suspended eight or ten mats . . . and under them a small wood fire was kept ever burning. In course of time the mats become coated with a shining black incrustation . . . The fire, it will be seen, requires very constant looking after . . . A man has, therefore, always to be kept watching these curious moneys, and it is the time thus spent upon them that makes them of value.”

This instance makes it easier to understand that the precious metals derive their values in but small measure from their beauty, but derive it mainly from the difficulty of getting them. It needs but to remember that in appearance aluminium bronze differs scarcely at all from gold, but is worthless in comparison; or again it needs but to remember that only experts distinguish between the glittering but valueless glass called “paste,” and the glittering but immensely valuable diamond; to see that the measure of value is the amount of labour spent in finding and separating.

§ 761. Before the precious metals, first prized as materials for ornaments, could be used for a metallic currency, fit modes of measurement had to be established. We have seen that even while ornaments serve as money, their worth is estimated by measurement: the strings of shells employed are valued by their lengths as equal to one or other bodily dimension. This method being inapplicable to metals, there arose in its place a valuation by weight; which, of course, became possible only after scales had been invented. But units of weight having first been furnished by organic bodies and multiples of them (as shown in the East by the use of the carat, an Indian bean, and among ourselves by use of [III-399] the grain of wheat as the basis of our system) definitely weighed portions of gold and silver became units of value. For a long time such portions of metal were habitually tested by the scales, and in some countries always continued to be so.

The Egyptians “never relieved themselves from the inconvenience of weighing every ring of gold or silver spent in purchases at the market, and never hit on the expedient of coinage.”

Hebrew traditions show us incipient transitions from ornaments to currency and the estimation of value by weight—a practice doubtless derived from the Accadians. We see this when Abraham presented to Rebekah “a golden earring of half a shekel weight, and two bracelets . . . of ten shekels weight of gold;” and again, when buying the cave of Machpelah, he “weighed to Ephron the silver which he had named . . . 400 shekels of silver, current with the merchant.” In later days, the shekel (equivalent to the weight of twenty grains or beans) acquired an authorized character: there were shekels “after the king’s weight”—an Assyrian expression. This implies a step towards coining, subsequently reached; since we must assume that one of these authorized shekels bore some mark by which its character was known.

Passing now to later times, and making allowance for the extent to which, in mediæval Europe, Roman usages influenced men, we may recognize essentially the same facts. In ancient Frankish days there arose again these same relationships between the ornament, the weight, and the current metallic unit of measure. In the Merovingian period—

“The collar and the armlet, the Celtic torque, the Teutonic beag were at one time familiar, in a certain sense, as a ‘currency’ throughout the North. The beag was originally the ornament of the Gordr, or member of the sacred race, whenever he officiated at a sacrifice.”

It would appear that the beag had “a fixed legal value,” and was “as much a recognized type of value in its way as the ore or pound.” At the same time, uncoined bullion was also [III-400] used for purposes of payment. As with the Hebrews the shekel was at once a unit of weight and a unit of worth, so in France the livre was a name for a weight and for a piece of money. A like relation arose among ourselves. However much it eventually deviated, the “silver-pound” was no doubt at one time an actual pound.

As units of value were determined by weighings between individuals, at a time when weights were themselves relatively indefinite, there resulted indefiniteness in the units of value. Moreover, these independent origins led to the issue of stamped units of value by different individuals or groups of individuals, causing a variety of coins nominally of the same worths, but actually of more or less different worths. How these relatively indefinite weights were rendered more definite, is implied by that distinction made by the Hebrews, between the ordinary shekel and the shekel “after the king’s weight.” Evidently the substitution of a coinage issued from one source, furthered the process of exchange by making the values of the units uniform; and though, in subsequent times, the debasing of coinage by kings produced a great evil, yet there remained the benefit of uniformity.

But that which it chiefly concerns us to note, is, that by making exchange more facile, a trustworthy currency enormously extended and eased the process of distribution. The means of making most purchases could now be carried about on the person. Definite estimations of values of the things bought and sold, could be made—prices arose. The amounts payable for labour of various kinds could be currently known. And, above all, the obstacles to distribution which had resulted from inability to find those who personally needed the goods to be disposed of, entirely disappeared. Moreover, with the establishment of prices and current knowledge of them, transactions between buyer and seller lost, in large measure, the arbitrary character they previously had. Lastly, as a concomitant effect, arose the possibility of competition. Prices could be compared, and the most advantageous purchases [III-401] made; whence, along with advantage to the buyer, came checks and stimuli to the producer or the distributor.

§ 762. With like unobtrusiveness crept in a further development of the media of exchange. Though coins were far less cumbrous than things previously used, still they were so cumbrous as to impede extensive transactions; as they still do in China, where copper or bronze coins strung through holes in their centres, are extremely inconvenient for large payments. Moreover, even after private mints had been abolished, there was, besides the debasing of coinage by kings, the clipping and sweating of coins; making the units of value partially indeterminate, and so entailing weighings and disputes. More serious still was a further defect. Immediate payment was implied: a requirement which in many cases negatived transactions that might else have been effected. Often one who wanted to buy, and had property enabling him to buy, had not the requisite cash immediately available. To meet these and converse cases, there began a system of uncompleted purchases, to be completed either at named or unnamed dates—there was initiated a simple form of credit-paper. There passed some document which, while it acknowledged the money or the goods received, promised to hand over the specified equivalent either some time or at a specified time. Transactions of this kind, arising spontaneously in the making of bargains, gradually generated a system of payment by memoranda of claims; so initiating a paper-currency. For all paper-currency consists of memoranda of claims in one or other form—“promises to pay.”

Beyond this need, and beyond the need for portability which in ancient China led to the use of notes representing the iron money then current, two other needs were met. In Italy, at a time when coins were so miscellaneous that much time had to be spent in weighing and testing, there began the practice of depositing a quantity of them with a custodian, after once for all estimating their value and receiving in [III-402] return a memorandum of it—a memorandum of a claim against the custodian, which served for making payments. In England, where the Tower was used as a place of safe deposit by merchants until, having been robbed of £200,000 by Charles the First they had to find safer places, there grew up the practice of putting valuables in the vaults of goldsmiths, and receiving “goldsmith’s notes.” These were presently used for making payments; until, from the need for having amounts divisible into convenient portions, the goldsmith’s notes became promises to pay the sums named in them, without reference to the particular properties of A, B, or C which had been deposited: they became bank-notes.

Of further developments it is requisite to name the system of cheques, long in use among ourselves but only recently adopted abroad. Save when made “not negotiable,” these, especially in country places, pass from hand to hand as local notes do. Lastly, to movable memoranda of claims have to be added the fixed memoranda, made in merchants and tradesmen’s books. For these serve in place of immediate exchanges of coin for goods, and form one variety of those partially completed transactions, or postponed payments, above named, from which a credit-currency originates. Obviously these diminish the labour of exchange, especially in small places where tradesmen are customers to one another, and half-yearly, after balancing accounts, give and receive the differences: these, too, being generally in the form of cheques or memoranda of claims.

By this credit-currency all large transactions and a great mass of small ones are in our days effected. A trader’s banking account is simply a record of claims against him and his claims against others, which are continually discharged by one another and the debits and credits balanced. And now that this system has been developed so far that by the Clearing House the claims of bankers on one another are three times a day compared and memoranda of the differences exchanged—now that this system, once limited to London [III-403] bankers, is extended to provincial bankers; it results that every few hours the claims which masses of men have on one another throughout the kingdom, are compared and settled by transfers of small amounts, which themselves take the form of paper-orders that are presently registered as credits.

Among examples of evolution which societies furnish, perhaps none is more striking than this gradual advance from the giving and receiving of presents by savages, to the daily balancing of a nation’s myriads of business transactions by a few clerks in Lombard Street.

 


 

[III-404]

CHAPTER IX.

INTER-DEPENDENCE AND INTEGRATION.

§ 763. In the six preceding chapters a good deal has been implied respecting the industrial integration which has accompanied industrial differentiation. Before proceeding to specially illustrate and emphasize this trait of social evolution, it will be well to indicate the results thus indirectly brought to light.

Iron-works make possible the pick and shovel, and the steel-tipped bar with which blast holes are punched out. On these, joined with the blasting-powder and dynamite elsewhere made, depends the carrying on of mining. To the various metals and the coal obtained by mining, we owe the tools and the explosives. So that these several kinds of production develop by mutual aid; and it is so with multitudinous kinds of production. The processes of distribution are in like manner mutually dependent. For any locality to have an extensive system of retail trading, there must co-exist a system of wholesale trading; since, unless large quantities of commodities are brought, the retailers cannot carry on their functions. Meanwhile the growth of wholesale distribution is made possible only by the growth of retail distribution; since the bringing of goods in large quantities is useless unless there are retailers of them. Again, these divisions of the distributing organization both evolve pari passu, with the producing organization, while they enable it also to evolve. Evidently extensive distribution [III-405] implies roads, vehicles, canals, boats and ships, which can come into existence only as fast as the various kinds of production develop; and evidently these can develop only as fast as the different articles produced in different localities are interchanged by distributors. Once more, both these developments depend on the development of an instrumentality which substitutes purchase for barter. With a good monetary system the resistance to exchange disappears; relative values of things can be measured; current prices can be recognized; and there arises competition with all the cheapenings, stimulations, and improvements resulting from it. And that production and distribution may be thus facilitated the medium of exchange has to be differentiated and developed within itself; since, until to a metallic currency there is added a currency of paper promises-to-pay, various in their kinds, all the larger and remoter commercial transactions are greatly impeded.

See, then, how great has become the interdependence. Different kinds of production aid one another. Distribution, while depending for its roads and vehicles on various kinds of production, makes production more abundant and varied. While a developed and differentiated currency furthers production and raises the rate of distribution. Thus, by their mutual influences, the structures carrying on these processes become more and more integrated.

§ 764. But no adequate idea of this integration can be formed without contemplating other manifestations of it more special in their kinds.

First among these may be set down the cooperation of separate processes and appliances in wider and more varied ways. Some man, observing how a housemaid trundling a mop dispersed the water, saw that by the aid of centrifugal force various things might be dried and others separated. Among results of his thought here are some. Masses of wet sugar placed in a rotating drum with a perforated periphery, [III-406] are thus freed from the adherent syrup and left dry. Wet clothes put into such a drum are made by its rotation to part with nearly all their water, and come out merely damp. And now, by the same method, the more liquid part of milk is separated from the less liquid part—the cream.

In such cases the new process, which facilitates processes previously used, is separate from them; but in other cases the new process is so integrated with preceding processes as to form a continuous process. Here, for instance, is an appliance for raising to a high temperature a great body of air passing through it. At one end is a steam-engine working a force-pump which sends in this air, and at the other end is a twyre or blower, which conducts the powerful stream of hot air into a blast furnace: thus raising the intensity of the smelting action above that produced by cold air, and increasing the out-put of molten iron. And now there has come a further stage. Instead of a separate and subsequent process of puddling (changing cast-iron into wrought-iron), there has been made an arrangement such that the molten iron flows from the blast-furnace direct into a puddling-furnace, or a furnace which effects the like change; and so there is saved all the coal previously expended in re-heating pig-iron. Here then three sets of appliances are united into one set.

But advance in the cooperation of appliances is best seen in the development of mechanism. At first “the mechanical powers,” as they are called—lever, inclined plane, wedge, screw, wheel-and-axle, pulley—were used only separately; but in course of time there arose, by combinations of them, what we distinguish as machines. For a machine—say a water-mill, a loom, a steam-engine, a printing press—combines these various mechanical powers in special ways for special purposes. Comparison of early machines with late machines shows that, by increases in complexity, they have been adjusted to increasingly complex acts of production.

A further stage, characteristic of modern days, is to be [III-407] noted. Beyond the cooperation of many appliances integrated in the same machine, we have now the cooperation of several machines. Newspaper-printing supplies an instance. Instead of the primitive process of dipping a porous tray into a mass of pulp, taking it out, putting it aside to drain, detaching the moist layer, then pressing and trimming the single sheet of paper produced, we have, in the first place, the paper-machine worked by a steam-engine, in which pulp, delivered on to an endless revolving web, loses during a short journey most of its water, passes between rollers to squeeze out the remainder, then round heated cylinders to dry it, and comes out at the other end of the machine either cut into sheets or wound into a long roll. If wanted for a newspaper, such a roll, containing a mile or two of paper, is fixed to a printing machine. This, worked by a steam-engine (which with its attached appliances is made self-stoking as well as self-governing), draws into its interior this continuous sheet, and, printing now one of its sides and now the other, brings it out at the far end, where it is cut into separate newspapers by an attached machine, and afterwards, in some cases, delivered from it into a folding machine. Because paper-making requires a good supply of fit water and much space, it is not the practice to make the paper at the place where the printing is done; but in the absence of impediments the arrangement would be such that at one end of the united machines there was supplied a stream of wet pulp, while at the other end there were delivered the printed and folded newspapers.

This example of the cooperation of appliances—this integration of machines—may be usefully contemplated here as being symbolic of the wider and less manifest integrations which we must now observe as displayed throughout the whole industrial organization.

§ 765. Until analysis enlightens us we regard any object of use or luxury as wholly produced by the ostensible maker [III-408] of it. We forget that he is in almost every case a man who combines the productions of various other men who have supplied him with the prepared materials. Take the example which, speaking literally, comes first to hand—this book. It is a product to the completion of which many different kinds of workers, scattered about in different localities, have contributed. We need not dwell on its main component, the paper, made in one place, the printing ink, made in another place, and the printing machine, made elsewhere; but, setting out with the printed sheets sent to the binders, let us observe the sources of the united components. One manufacturer sends the rough millboards, originally formed of old ropes torn into pulp; from another comes the strong textile fabric forming the flexible back; others severally supply the thread used for stitching the sheets, the transverse tapes to which the sheets are fastened, the glue used for strengthening their united backs, the ornamental cloth covering the outside, which itself is a joint product of weaver and dyer; and, lastly, there is the gold leaf consumed in lettering. To this add that there are every minute employed sundry tools supplied by other manufacturers. Thus is it everywhere—thus is it with our houses, highly complicated in their genesis, and with all the multitudinous articles contained in them.

So that the industrial organization presents a universal network uniting each workshop with many other workshops, each of which is again united with many others; and every workshop is a place where various threads of products are elaborated into a special combination. In short then the division of labour commonly conceived as exhibited by a multitude of different kinds of producers, is quite misconceived unless the differentiation of them is thought of as accompanied by integration.

§ 766. But we have still to take note of a reciprocal influence. Not only is the genesis of each product in large [III-409] measure dependent on the genesis of many other products, but, conversely, many other products are profoundly influenced by the genesis of each. The many affect the one and one affects the many.

A striking instance is afforded by the caoutchouc manufacture. Originally called india-rubber in recognition of its place of origin and its solitary use for rubbing out pencil-marks, this substance has in the course of sixty or seventy years not only yielded us numerous articles of personal and domestic convenience, but has also improved various industries. It is replacing leather for machine-belting, for fire-engine hose, for the tubing used in various businesses. It is used for buffers, valves for engines and pumps, washers for pipe-joints, piston-packing, squeezing-cylinders, and now most conspicuously for the wheels of carriages and cycles. So that by its radiating influences the india-rubber manufacture has modified many other manufactures.

Still more striking, and far more important, have been the radiating influences of the Bessemer-steel manufacture. A material, the expensiveness of which, until 1850, was such as to limit its use mainly to cutting instruments, is now employed wholesale for things of large size—armoured vessels of war, great fast steamers and ships generally, with their boilers, propellers, shafts, chain-cables, anchors, &c. Steel wire has come into extensive use for traction-ropes, hawsers, and vast suspension-bridges; while viaducts, larger than were before practicable, are now framed of steel. In houses, steel-girders, beams, floor-joists are replacing those of wood; and in New York enormous steel-frameworks hold together their vast, many-storied buildings. In all kinds of machinery steel is replacing iron—in cog-wheels, axles, cranks, framings. Thin sheet-steel is being stamped into bowls, trays, cans, saucepans, covers, &c., and from sheet-steel, tinned plates are now made to an immense extent. In 1892, in the United States alone, more than 200,000 tons of steel nails were manufactured. But above all there are the [III-410] effects on railways; where, besides extensive improvements in rolling stock, the permanent way has been revolutionized by the substitution of steel rails for iron rails. In England 32,000 miles of single track have been thus re-laid, and in the United States 175,000 miles. [*]

Something more has happened. While this cheaply manufactured steel has entered into, and improved, many other manufacturers (a much greater number than above enumerated) each primary set of changes has initiated many secondary sets. Each of these cheapened or improved products has itself become a centre of radiating influences. Take an example. A steel-rail outlasts six iron rails; and since a large element in the cost of maintaining a railway is the replacing of worn-out rails, the use of steel-rails achieves a great economy, which, under the influence of competition, entails some reduction in fares and freights. There follows a lowering of prices of various commodities, and, in many cases, the bringing to places of consumption commodities which higher freights would have excluded. By the use of steel for ships, similar multitudinous effects are produced upon the prices and distributions of sea-borne commodities; since one-fourth increase of cargo-carrying capacity is obtained in a steel-ship.

§ 767. The moral of all this is weighty. Immensely more complex than at first appears is the inter-dependence of businesses, and far closer than we at once see has become the integration of them. An involved plexus having centres [III-411] everywhere and sending threads everywhere, so brings into relation all activities, that any considerable change in one sends reverberating changes among all the rest. From those far past days when flint-scrapers were used to shape clubs, the cooperation of appliances, then commenced, has been increasing, at the same time that the cooperation of workers has been increasing; until now the tools as well as the men form an aggregate of mutually dependent parts. Progress here, as everywhere, has been from incoherent homogeneity to coherent heterogeneity.

Blind to the significance of the innumerable facts surrounding them, multitudes of men assert the need for the “organization of labour.” Actually they suppose that at present labour is unorganized. All these marvellous specializations and these endlessly ramifying connections, which have age by age grown up since the time when the members of savage tribes carried on each for himself the same occupations, are non-existent for them; or if they recognize a few of them, they do not perceive that these form but an infinitesimal illustration of the whole.

A fly seated on the surface of the body has about as good a conception of its internal structure, as one of these schemers has of the social organization in which he is imbedded.

 


 

[III-412]

CHAPTER X.

THE REGULATION OF LABOUR.

§ 768. Regulation, as a form of government, implies actual or potential coercion—either such actual coercion as is used by the slave-driver over the Negro, or such potential coercion as is used by the farmer over his labourer, who knows that idleness will bring dismissal and the penalty which Nature inflicts on the penniless. Under their most general aspects, therefore, all kinds of regulation are akin; however much they may differ in respect to the regulating agency, in respect to the mode of regulation, and in respect to the kind of evil which disregard of the regulation entails.

An underlying coercion being thus in all cases implied, we may naturally look for a primitive connexion between industrial regulation and the kinds of regulation we distinguish as political and ecclesiastical. From the law of Evolution we shall infer that at first these several kinds of regulation were parts of one kind, and that as the political and ecclesiastical have gradually differentiated from one another in the course of social progress, so the industrial has at the same time differentiated from both.

There is a further corollary. While differences necessarily arise between these several forms of regulation, there must simultaneously arise differences between the earlier characters of all three and the later characters of all three. For human nature determines them all, and any general change produced in men by social progress, will show itself by modifying [III-413] at once the qualities of the political, the ecclesiastical, and the industrial governments. Increase or decrease in the coerciveness of one of these kinds of rule, will be accompanied by increase or decrease in the coerciveness of the other kinds of rule.

These general conceptions must now be substantiated by facts; and we must then carry them with us while contemplating the various phenomena of industrial regulation, dealt with in succeeding chapters.

§ 769. Evidence that the political and industrial controls have originally the same centre, and therefore the same quality, is yielded by those rude societies in which the ruler is the sole trader. Of the Barotse, Serpa Pinto writes:—“Throughout the country, trade is carried on exclusively with the king, who makes a monopoly of it.” Among the Khonds “the head man of each village usually acts as chief merchant, buying and bartering whenever he can profitably do so.” Of the Mundrucus Bates says that those who trade with them “have first to distribute their wares . . . . amongst the minor chiefs, and then wait three or four months for repayment in produce.” And in Ellis’s time, trade in many harbours of the Sandwich Islands was almost wholly monopolized by the king and chiefs. So was it, too, in ancient Yucatan. Cortes says, concerning Apospolon, lord of Aculan—“He is the richest of the traders of this country.” Whether or not himself a producer or trader, the primitive ruler commonly directs industrial activities. As observed by Angas, the New Zealand chiefs superintended agricultural and building operations. In East Africa “neither sowing nor harvest can take place without the chief’s permission, and the issue of his order is regulated by his own interests.” In ancient San Salvador “it was the office of the cazique to order the plantings.” Among the Murams of Munipore “formerly no one was allowed to plant his rice until the great chief allowed it or had finished [III-414] his planting.” From other places we learn that besides controlling production the ruling men also control exchange. On the coast of Madagascar, writes Drury, the kings [chiefs] settle what are to be the terms of trade with foreigners. Speaking of Iddah in Africa, Laird and Oldfield say, “the natives could not enter into any traffic with us unless they had first the royal consent.” So was it with the Patagonians.

“It was with great difficulty that they could be prevailed upon to part with their bows and arrows in trade, which they however did, after asking permission from their chief.”

A noteworthy fact should be added. Among some slightly civilized peoples, the industrial government shows signs of divergence from the political. Burton tells us that there is a commercial chief in Whydah; there are industrial chiefs in Fiji; and among the Sakarran Dyaks there is a trading chief in addition to the ordinary chief.

Histories of ancient peoples agree in these respects with accounts of existing peoples. Lists of functionaries show that in Egypt during the Rameses period, the kings carried on extensive industries. “In Phœnicia,” says Movers—

“the foreign wholesale trade seems to have belonged mostly to the state, the kings, and the noble . . . biblical records show commercial expeditions to distant parts undertaken by the kings (I Kings ix. 27, x. 11, 22). The prophet Ezekiel describes the king of Tyrus as a prudent commercial prince.”

We are shown, too, by I Chron., xxvii, 26-31, that through overseers King David was a large grower of various crops, while he did not neglect pastoral farming; and Solomon, who by the agency of keepers was a wine grower, also carried on an extensive trade by land and sea (I Kings, x).

§ 770. Speaking generally, the man who, among primitive peoples, becomes ruler, is at once a man of power and a man of sagacity: his sagacity being in large measure the cause of his supremacy. We may therefore infer that as his political rule, though chiefly guided by his own interests, is in part guided by the interests of his people, so his industrial rule, [III-415] though having for its first end to enrich himself, has for its second end the prosperity of industry at large. It is a fair inference that on the average his greater knowledge expresses itself in orders which seem, and sometimes are, beneficial. Hence it happens that just as, after his death and deification, his commands respecting conduct in general are regarded as sacred, so, too, are his commands respecting the carrying on of industries: there results more or less ecclesiastical regulation of labour.

Beyond the institution of the Sabbath, and beyond the injunctions concerning slaves and hired servants, we have, in the Hebrew scriptures, detailed directions for the carrying on of industry. There are divine commands respecting ploughing and sowing and the breeding of animals. There are also directions respecting the building of houses and the making of clothes; even to the extent of prescribing fringes. Among the Greeks observances of times may be named as being based on divine commands. In Hesiod’s Works and Days it is said—“Mind well, too, and teach thy servants fittingly the days appointed of Jove; to wit, the 30th day of each month, the best both for inspecting work done, and distributing allotted sustenance.” And in pursuance of the same pious conformity there are directions for certain operations on certain days—on the sixth “for cutting kids and flocks of sheep, and for enclosing a fold for sheep;” on the eighth to “emasculate the boar and loud bellowing bull, and on the twelfth the toil-enduring mules;” and on the seventeenth it is appointed to “watch well, and cast upon the well-rounded thrashing-floor Demeter’s holy gift; and let the wood-cutter cut timber for chamber-furniture, &c.” Much of this religious regulation was incidental—was indirectly consequent on the injunctions concerning sacred seasons, and on the assemblings for worship. Everywhere joint celebrations of festivals have been opportunities for trading. At the present time it is thus in India, where a vast fair is held on the occasion of drawing the car of Juggernaut. So is it with the [III-416] gatherings of pilgrim Mahommedans at Mecca, which result in extensive commercial intercourse. According to Alcock it is the same in Japan, where “festivals are high days for the temples, and they seem to take it in rotation to hold a sort of fair.” From ancient Greece and Rome like evidence has been handed down. Curtius describes how in early Greece—

“The holy places of the land were centres of an extensive commercial intercourse, which found peace and security in the sacred ports, on the sacred roads, and in the vicinity of the temples, whilst in the rest of the world a wild law of force prevailed. With the festive assemblies . . . were combined the first trading fairs; at these men first became acquainted with the multiplicity of natural products, and the most remunerative methods of mercantile exchange; at these the relations were opened which united different commercial towns in uninterrupted intercourse, and thus first occasioned the establishment of depôts of goods beyond the sea, and afterwards the foundation of towns.”

At the same time, as a collateral result, banking was initiated under ecclesiastical auspices.

“The gods were the first capitalists in the land, the temples the first financial institutions, and the priest the first to understand the power of capital. . . . The merchants entrust the money to the care of the priests because they can nowhere find a securer place for it; and the priests are sagacious enough not to let the money lie idle.”

Nor did ecclesiastical regulation end here; for if not by injunction, still by usage, the seasons for certain agricultural operations were determined by the recurrence of religious observances. Parallel effects were produced in Rome. Fairs “were associated with the celebration of the festival at the federal temple on the Aventine,” says Mommsen, who adds:—

“A similar and perhaps still greater importance attached in the case of Etruria to the annual general assembly at the temple of Voltumna (perhaps near Montefiascone) in the territory of Volsinii—an assembly which served at the same time as a fair, and was regularly frequented by Roman as well as native traders.”

Beyond this incidental regulation of commercial intercourse, there was a more direct regulation. Work on festival days was interdicted. Mommsen writes:—

[III-417]

“Rest from labour, in the strict sense, took place only on the several festival days, and especially in the holiday-month after the completion of the winter sowing (feriæ sementivæ): during these set times the plough rested by command of the gods, and not the farmer only, but also his slave and his ox, reposed in holiday-idleness.”

A more direct regulation was exercised. Says Mommsen:—

“In Rome the vintage did not begin until the supreme priest of the community, the Flamen Dialis, had granted permission for it, and had himself made a beginning by breaking off a cluster of grapes.”

Like in spirit was the order against selling new wine until the priest had proclaimed the opening of the casks.

Among the Jews the driving out of the money-changers from the temple, presupposes an extreme instance of this influence of ecclesiastical usages over industrial usages: the original sacred use of the place having been obscured by the secular use it had initiated; for doubtless this secular use had arisen from the desire to get sacred witness to commercial transactions.

§ 771. That in later European societies industrial regulation was at first, and long continued to be, a part of political regulation, is a truth so familiar that it scarcely needs illustration. It may be well, however, to show how complete has been in past times their union.

In those mediæval days when the local head, and afterwards the feudal lord, ruled over a territory from which supplies of all kinds had to be furnished, he controlled the processes of production for his own convenience, just as he controlled other things. Down to the serfs and slaves all were governed in their industrial activities as in their lives at large. Under the feudal régime in France, when, in addition to the rural labours pursued within each domain there grew up trades in towns, the governmental authority exercised in the one extended itself to the other. Whether the feudal superior was lay seigneur, archbishop, king, chapter, or monastery, power was exercised by him or it over industry as over other things; so that the right to exercise a trade, or [III-418] the right to elect gild-officers, &c., had to be purchased from him or it. The system of licensing which now remains in a few cases was then universal. When, after centuries of struggle, feudal governments were subordinated by a central government, the head of the State assumed an equally absolute control of production, distribution, and exchange. How unlimited was the control, we see in the fact that, just as in despotically-governed Ancient Mexico, the “permission of the chiefs” was requisite before any one could commence a trade, unless by way of succession, so in monarchical France, there was established the doctrine that “the right to labour is a royal right which the prince may sell and subjects should buy.” Along with this there went the enforcing of countless industrial regulations by armies of officials; pushed to such extremes in France that before the Revolution the producing and distributing organizations were almost strangled.

Here too, as in France, the power to sell was not natural but conferred.

“The market was by descent no popular or tribal right; it was the king’s prerogative; its tolls and customs were regulated by the authority of the Justices of the King’s Bench, and its prices were proclaimed by the King’s Clerk of the Market.”

And again—

A trader coming to a town “was not allowed to do any business secretly or outside the proper limits, but ‘openly in the market thereto assigned,’ and even there he was ordered to stand aside till the townsmen had come back from early mass and had first been served with such stores of corn and malt, of butter and poultry and meat as their households needed, and the bell struck the hour when he might take his turn for what was left. And as he bought so must he sell only in the established and customary place; and food once displayed on his shelf or stall could not be taken out of the town unsold without leave of the bailiffs.”

Legal dictation like in spirit to this was universally displayed. Restraints and directions of industrial activities by the king and his local deputies, carried out down even to [III-419] small details, show how little separated was industrial rule from political rule.

§ 772. The ecclesiastical regulation of industry in modern societies, has been chiefly incidental, as it was in ancient societies. Sacrifice and worship have brought men together at appointed places and times, and trading has arisen as a concomitant. The names of fairs, habitually identical with the names of church-festivals, yield clear evidence. This origin of meetings for buying and selling in France, is well described by Bourquelot.

“People came at first purely from the sentiment of devotion. The earliest business done was in eatables, an abundance of which was rendered necessary by the unusual concourse; then they had the idea of profiting by the circumstance to procure grains which they were ordinarily unable to procure at home or could only be got at high rates. The presence of the consumer brought that of the merchant, and gradually fairs were formed.”

Challamel, when saying that in Paris the region immediately around the cathedral “was devoted to trade,” indicates the way in which not only periodic but permanent localization of trade was incidentally determined by ecclesiastical observances. But in France a direct as well as an indirect clerical influence was exercised.

“In many quarters the secular or regular clergy had the wardenship, seigneurship, and jurisdiction of the fairs. . . . Usually fairs and markets were held in front of the churches; the priests or monks solemnly opened them.”

The history of early England furnishes kindred evidence. Indeed the church had become a trading centre quite literally. In Mrs. Green’s elaborate digest of ancient municipal documents we read—

“The church was their Common Hall where the commonalty met for all kinds of business, to audit the town accounts, to divide the common lands, to make grants of property, to hire soldiers, or to elect a mayor . . . we even hear of a payment made by the priest to the corporation to induce them not to hold their assemblies in the chancel while high mass was being performed. . . . In fair time the throng of traders . . . [III-420] were ‘ever wont and used . . . to lay open, buy and sell divers merchandises in the said church and cemetery.’ . . . It was not till the time of Laud that the public attained to a conviction . . . that the church was desecrated by the transaction in it of common business.”

As suggested above, this use of the parish church for trading purposes, probably arose from the desire to obtain that security for a bargain which the sanctity of the place was supposed to give—a calling on God to witness; and as in markets, at one time, bargains were made in the presence of civil officers, so it may be that in some cases they were made in church in the presence of priests.

Of course to the indirect regulation of industry illustrated in these ways, has to be added the direct regulation by interdicts on labour at certain times—Sunday, holy-days, saints’ days. Though now most of these interdicts have become obsolete, and the remaining ones are by many disregarded, they were at one time largely operative in restraining production, distribution, and exchange.

§ 773. That the different kinds of control over men have differentiated, and that the control of industrial activity has gradually become independent of Church and State, is made sufficiently manifest by the foregoing evidence. But the fact already pointed out, and here to be afresh emphasized, is that there has simultaneously taken place a decrease in the coerciveness of all these kinds of rule. While early despotism has been (among the most civilized peoples at least) restricted by growth of popular power, and while the once rigorous government of the Church, enforced by excommunication and damnation, has almost died away, there has been a relaxing of control over industry; not only by the diminution of political and clerical dictation, but also by the diminution of dictation from authorities within the industrial organization itself. In past days artisans, manufacturers, traders, were subject not only to the peremptory orders of the general government, but also to the peremptory orders of their own [III-421] ruling bodies—gilds and kindred combinations. The general character of early industrial government is well illustrated by Levaseur’s account of the commercial régime of the 14th century in France, as thus condensed.

These wholesale merchants, travelling over the country and abroad, were called mercers. Like the masons and the compagnons, they too formed large associations; each of which comprised many provinces, and was governed by a ‘king of the mercers.’ There was a king in the North, in the South, in the Centre, and in other provinces. There were also private brotherhoods of mercers in each town, &c. The mercer king ruled the general commerce of the province with a high hand. He gave certificates of mastership. No mercer could expose goods for sale without his permission. He had his court of justice, and his revenues.

It was in a kindred spirit that in England and elsewhere gilds regulated men’s businesses. In each town there grew up a trading aristocracy, which at the same time that it controlled the transactions of its own members controlled the lives of hand-workers, and everywhere put narrow limits to individual freedom. Some borough regulations will show this.

Strangers “were forbidden to carry their wares from house to house; here they might not sell their goods with their own hands, there they must dispose of them wholesale, or forfeit their entire stock to the town if they attempted to sell by retail; elsewhere they had to wait for a given number of weeks after their arrival before they could offer their merchandise to the buyer.”

In a future chapter there will be occasion to illustrate at some length this kind of industrial government. Here it is sufficient to indicate the coerciveness of industrial rule which originally accompanied the coerciveness of political and ecclesiastical rule.

I repeat and emphasize this truth because, in the closing chapters of this volume, we must have it constantly in mind, if we are to understand the present forms of industrial organization and frame rational conceptions of the forms it is likely by and by to assume.

 


 

[III-422]

CHAPTER XI.

PATERNAL REGULATION.

§ 774. Though the above title covers nearly all the subject matter of this chapter, yet it is not entirely comprehensive. There are a few facts to be here noted which do not come under it. Though otherwise unfit, the title “Domestic Regulation” would, in respect of these facts, be the best.

For the control of the household group does not without exception centre in the husband and father. Historians and the earlier ethnologists, studying exclusively the records of Semitic and Aryan races, have regarded paternal rule and domestic rule as equivalent expressions. But qualification of their views has been necessitated by facts which study of the human races at large has disclosed. The truth which a generation ago was scarcely suspected, but which is now familiar, that commonly among uncivilized peoples kinship is reckoned through females and not through males, and that very generally descent of property and rank follows the female line, has necessitated remodelling the theories of Sir Henry Maine and others, respecting the primitive family-group. This change of view has been made greater by recognition of the fact that even among peoples who in past times reached high degrees of civilization, as the Egyptians and the Peruvians, this system of relationship obtained—modified, however, in the case of the Inca race by establishment of the rule that the king or noble should marry his [III-423] sister or nearest female relative: so ensuring descent in the male line as well as in the female line.

Mitigation of that harsh treatment to which, in early stages of human progress, women have been subject, has resulted in some cases; and occasionally they have acquired both social and domestic power. This was conspicuously the case in Egypt, where autocratic queens were not unknown; and among a few uncivilized tribes it happens that chieftainship descends to women. Improvement in their domestic position caused by this system of kinship was shown in Tahiti, where a wife could divorce herself as well as a husband. Among the Tongans, too, the status of wives was good. Still better evidence is yielded by the Malagasy: the balance of power inclines in women’s favour. But in the majority of cases descent in the female line seems to have had little or no effect in qualifying the absolute subjection and domestic slavery of wives. In illustration may be named the Australians, Tasmanians, Snakes, Chippewayans, Dakotas, Creeks, Guiana tribes, Arawaks, Caribs, and many others. The power of the husband and father is exercised without limit, notwithstanding the fact that in all tribal relations the children are not reckoned as his but as their mother’s.

Africa furnishes mixed evidence which must be noticed. There is descent in the female line among the Western Bantus, and along with it there go both inferiorities and superiorities of domestic position. One inferiority is seen in the fact that wives are “usually inherited, together with other property”; and yet the wife owns her own hut, field, and poultry. But a special influence qualifies the domestic relation. A wife’s death is apt to bring on the husband a charge of guilt and a fine payable to her relatives, and fear of this leads to lax control of the wife and subjection to her family. Here it would seem then that descent in the female line qualifies male authority: one further indication of this being that the power of the father is unlimited over [III-424] those of his children who have slave-mothers though not over the others.

But apart from qualifications of the marital relation and of domestic rule hence arising, we meet here and there with examples of dominant female influence, and even supremacy, having its effects upon industrial activities. Instances have already been given (§§ 326, 730) showing that in various places trade is in the hands of women, and that in some cases men yield to their authoritative dictation. Here is a more specific instance from New Britain.

The women of Hayter Island sat “calmly in the canoes, giving orders to the sterner sex what to sell and what to take in exchange. All barter goods that the men exchanged were handed to the women, who examined them very carefully, and placed them under where they were sitting.”

Something like domestic equality accompanying industrial equality occurs in Borneo. According to St. John, “marriage among the Dyaks is a business of partnership.” Boyle says of Dyak wives that their share of work is not unreasonable, and their influence in the family is considerable. And while St. John tells us that among some Sea-Dyak tribes, the husband follows the wife and lives with, and works for, her parents, we are told by Brooke that in Mukah and other places in the vicinity, inhabited by Malanaus, the wives close their doors, and will not receive their husbands, unless they procure fish. Here, then, the regulation of industry under its domestic form is in the hands of women rather than of men. In the Indian hills there are people—the Kocch—among whom, along with descent in the female line, there goes complete inversion of the ordinary marital relations.

“When a man marries he lives with his wife’s mother, obeying her and his wife. Marriages are usually arranged by mothers in nonage, but [only after] consulting the destined bride. Grown up women may select a husband for themselves, and another, if the first die.”

Thus, whether or not a sequence of descent in the female line, the authority of women is in some cases greater than [III-425] that of men in relation to industrial government, notwithstanding men’s greater strength.

§ 775. These exceptional instances serve but to remind us that almost universally men, having, by gifts of nature, the mastery, use that mastery in every way—dictating to all members of the family-group in respect of their occupations as in other respects. For we may safely assume that where the subordination of women is unlimited, the subordination of children is also unlimited; and that along with the father’s despotic regulation of them in all else, there goes despotic regulation of their labours. Indeed, we see here in its simplest form the general truth that political rule, ecclesiastical rule, and industrial rule, are at the outset one; since the male head of the family enacts general laws of conduct for its members, exercises that authority which belongs to him as representative and priest of the deceased ancestor or household deity, and is the irresponsible director of daily work.

Naturally, where little or no political organization has arisen, there exists nothing to put a check on the father’s power—nothing save the ability of his children to resist or to escape. This check seems operative in families of Bedouins, among whom the sentiment of filial subordination is small, and among whom a son can easily set up a tent for himself. Hence, says Burckhardt, “the daily quarrels between parents and children in the desert constitute the worst feature of the Bedouin character.” But recognizing such exceptional cases, where, as also among some North American tribes, a wild predatory life conflicts with the maintenance of domestic government, we may say that generally among early pastoral and agricultural peoples, detached family-groups are subject to unlimited paternal rule. By his intended sacrifice, Abraham implied the possession of the life-and-death power; and by Jephtha that power was exercised. A régime of this kind, established during the ages of nomadic life and of scattered agricultural clusters, survives when social [III-426] aggregates are formed for purposes of defence or aggression. And since the men who in their families severally exercise absolute power, even to the killing of wives and children at will, are also the men who rule the aggregate and make the laws; there is nothing tending to change this domestic régime, and it continues through the early stages of civilization. Of leading illustrations I may name first that furnished by China. Remarking that “in their most ancient books the family is declared to be the foundation of society,” Douglas writes—

“In private life, as long as his parents live, he [a son] holds himself at their disposal, and is guided by them in the choice of his occupation and in every concern of life.” . . . “Over the property of sons the father’s authority is as complete as over their liberty” . . . “Full-grown men submit meekly to be flogged without raising their hands.”

And here may be added a passage from the same writer showing that, as above said, the absolute power of the father long survives, because the heads of families themselves constitute the public authority.

“The affairs of each Ching [village community] were in the old days presided over by the heads of the eight families, and in the larger communities an extended assembly of elders adjudicated on all matters relating to the administration of their neighbourhoods. To a great extent this system exists at the present day. Now, as in the days of yore, the head of each household holds autocratic sway over all the members of his family. The very lives of his sons and daughters are in his hands, and if his conduct, however cruel toward his wife, concubines, and dependants, is not of a kind to outrage the feelings of his brother elders—and as a rule it takes a great deal to do this—it is allowed to pass without attracting the attention of any public judicial authority.”

And this absolute subjection is supported by law to the extent that disobedient sons are imprisoned by their fathers. So, too, unlimited paternal power is insisted upon by the sacred books of the Hindus. In the Code of Manu it is written:—

“Three persons—a wife, a son, and a slave—are declared by law to have in general no wealth exclusively their own; the wealth which [III-427] they may earn is regularly acquired for the man to whom they belong.”

And according to Nelson’s View of the Hindu law, this relationship still continues.

“It is the undoubted fact that among the so-called Hindus of the Madras province the Father is looked upon by all at the present day as the Rajah or absolute sovereign of the family . . . He is entitled to reverence during life, as he is to worship after his death. His word is law, to be obeyed without question or demur.”

Alleging a parallelism between this state of things among the Hindus and that among the primitive Teutons, Sir Henry Maine writes:—

“The precinct of the family dwelling-house could be entered by nobody but himself [the father] and those under his patria potestas, not even by officers of the law, for he himself made law within and enforced law made without.”

Elsewhere quoting the Slavonian maxim that “A father is like an earthly god to his son,” Sir Henry Maine gives a kindred account of the patria potestas of the early Romans; but this may be most conveniently summarized in the words of Duruy.

“The father of the family! It is always he who is mentioned, for there is no one else in the house, wife, children, clients, slaves, all are only chattels, instruments of labour, persons without will and without name, subjected to the omnipotence of the father. At once priest and judge, his authority is absolute; he alone is in communication with the gods, for he alone performs the sacra privata, and, as master, he disposes of the powers and life of his slaves. As husband he condemns his wife to death if she forges false keys or violates her vow. . . . As father he kills the child that is born deformed, and sells the others, as many as three times, before losing his claims upon them. Neither age nor dignities emancipate them.”

It goes without saying that the father was the absolute regulator of industry. Wife and children were in the same position as bond-servants. Their acts were controlled just as much as the acts of cattle were controlled.

§ 776. That a kindred relationship obtained during early [III-428] days throughout Europe, we may safely infer on remembering that down to the 13th century in France, it was in the power of a father to imprison a son who displeased him: the implication being that he could force his son to undertake whatever work he pleased. Though in England paternal power never went to this extreme, yet we see in the usages and ideas of quite recent times, how subordinate were children to parents, and especially to the father. If, even down to the earlier part of this century, filial duty was supposed to include obedience to parents in respect of marriage, it must also have included obedience in respect of avocations. We have indeed, in this matter, direct evidence given by a well recognized authority on rural life in general—the late Mr. Jefferies. The following extract exhibits the filial and paternal relations among farmers—

“The growth of half-a-dozen strong sons was a matter of self-congratulation, for each as he came to man’s estate took the place of a labourer, and so reduced the money expenditure. The daughters worked in the dairy, and did not hesitate to milk occasionally, or, at least, to labour in the hay-field. They spun, too, the home-made stuffs in which all the family were clothed. A man’s children were his servants. They could not stir a step without his permission. Obedience and reverence to the parent was the first and greatest of all virtues. Its influence was to extend through life, and through the whole social system. They were to choose the wife or the husband approved of at home. At thirty, perhaps, the more fortunate of the sons were placed on farms of their own nominally, but still really under the father’s control. They dared not plough or sow except in the way that he approved. Their expenditure was strictly regulated by his orders. This lasted till his death, which might not take place for another twenty years.”

This state of things is still in considerable measure that which the law recognizes; for the son under age is held to be legally his father’s servant, and, as shown by an action for seduction, the deprivation of a daughter’s services is put forward as the ground of complaint.

Let us not omit here to note the evidence furnished that coerciveness declines simultaneously in political, ecclesiastical, [III-429] and industrial regulation. For with increase of political freedom and religious freedom, the freedom now practically if not legally given to children, is such that the father, instead of coercing them for his own benefit, habitually coerces himself for their benefit; and is largely swayed by their wishes in respect to their industrial careers.

§ 777. The preceding sections exhibit paternal government at large during early stages, and do but indirectly imply its extension over domestic industry. But facts may be given enforcing the inference that if the father has unlimited authority over his children in other matters, he must have unlimited authority over their labours.

That he dictated the occupations of his sons is implied by that industrial inheritance which has characterized early stages of civilization all over the world. Various influences made paternal power thus show itself. Already a son, ever present in the house, had learned something of the business carried on in it. To complete his knowledge was manifestly easier than to give him knowledge of another business even supposing this could be done on the premises, and much easier considering that, if done at all, it must be done elsewhere at considerable expense. A further motive operated. In early days modes of production were kept secret. The uncivilized and semi-civilized man, prone to superstition, regards every process he does not understand as supernatural; so that in Africa the blacksmith is even now looked upon as a magician. Hence the meaning of the word “craft,” which carries with it the idea of cunning and subtlety, or some skill passing the common apprehension. Evidently, then, the aim always was to keep the secrets of the business in the family. And evidently sons brought up with a knowledge of these secrets, and by years of practice made skilful, were compelled to continue on as journeymen under parental control, since no other career was open to them.

[III-430]

In many societies this industrial usage, naturally evolved, has been made imperative by law; and legislative wisdom has been credited with it and its supposed advantages. Ancient China yields an instance. Said a prisoner to the Marquis of Tsin—“Music was the profession of my father; dared I learn any other?” And in the Thsi-yu it is written—

“The sons of officers ought always to be officers; the sons of artisans ought always to be artisans; the sons of merchants ought always to be merchants, and the sons of farmers ought always to be farmers.”

The like happened in ancient Egypt. According to Duncker—

“We learn that no one was allowed to follow any other occupation than that derived from his father. The inscriptions tell us that the same office, as for instance that of architect, remained in the same family for twenty-three generations.”

Similarly in Greece, custom led to injunction.

At Athens “it was conceived, moreover, that, if men confined themselves to one calling, they would arrive therein at greater excellence; and the law, accordingly, forbade them to be of two trades.”

And it was so in ancient Mexico, where, says Clavigero—

“The sons in general learned the trades of their fathers, and embraced their professions. Thus they perpetuated the arts in families to the advantage of the state.”

Hereafter, in dealing with the organization and government of gilds, we shall find everywhere illustrated similar tendencies and results. In this place it concerns us only to observe that the power of the father as industrial regulator, is necessarily implied.

 


 

[III-431]

CHAPTER XII.

PATRIARCHAL REGULATION.

§ 778. In very rude tribes, and especially in hunting tribes, where supremacy of the father depends on physical or mental superiority, no supremacy of the grandfather is known. But where the sentiment of subordination is deep, paternal control begets grandpaternal control, and the control of the great-grandfather. Naturally the authority of the father, strongly pronounced as we have seen among Turanian, Semitic, and Aryan peoples in their early stages, initiates the authority of the patriarch. And this, passing at his death to his eldest male descendant (or if he is not alive then to his eldest son), makes him the governor of the group, who, along with the other kinds of rule, exercises industrial rule.

Doubtless, as we see among the races named who have given origin to the leading civilizations, filial obedience has been fostered by ancestor-worship. The connexion between the two is clearly implied by the following passage from an article by Dr. Julius Happel in the Revue de l’histoire des religions.

“Aussi longtemps que vivent les parents, on doit, d’après la doctrine du Hsia-King, les traiter comme des dieux terrestres . . . Cette communauté de vie entre les membres d’une même famille doit se poursuivre jusqu’au delà de la mort . . . Tous les événements importants de la famille sont communiqués aux défunts aussi, en particulier tout changement dans la propriété ou le droit possessoral des ancêtres.”

Necessarily along with belief in the ghost of the dead father who is propitiated by sacrifices, and supposed to inflict [III-432] evils if he is angered, there goes the belief that the living father may after death revenge himself on those who have angered him during his life. Hence there results a subordination to him far more profound than can otherwise be established. And this subordination continues, and even becomes greater, when he has become a grandfather or great-grandfather; since then the time is nearer at hand when he can use his supernatural powers to punish recalcitrant descendants.

Another factor conduces to patriarchal authority, namely, full recognition of the right of property. Sons who are independent of their father for maintenance, and sons who will inherit nothing at his death, lack one of the motives for obedience. Such confirmed respect for ownership as insures possession of his land and goods by the grandfather or great-grandfather, even when he becomes feeble, strengthens greatly the rule of the eldest male. This influence we may perceive operating among the ancient Hebrews. The traditions concerning Isaac, Jacob and Esau, and again concerning Joseph and his brethren, imply recognition of a father’s ability to dispose of his property as he pleases. The right of property is regarded as in a measure sacred.

§ 779. Some evidence observable among existing peoples may be set down. The simplest and clearest comes to us from Africa. Describing the condition of things among the Bechuanas, Alberti writes:—

“Un jeune Cafre ne se marie qu’après avoir obtenu le consentement de ses parents; un Cafre marié, eût-il lui-même des fils et des petit-fils, ne troque aucune pièce de bétail, ne conclus aucun marché, sans avoir consulté son père et obtenu son approbation.”

And he goes on to say that—

“Si un fils, à quelque âge que ce fût, ce comportoit mal envers ses parents, s’il refusoit opiniâtrément d’obéir surtout aux ordres de son père, quand ils sont équitables, ou qu’il ne suivît pas ses avis, il seroit sûr de s’attirer la haine et le mépris de toute la horde, au point d’être obligé de la quitter et de se retirer ailleurs.”

[III-433]

The account given by Livingstone adds an important fact.

“The government is patriarchal, each man being, by virtue of paternity, chief of his own children. They build their huts around his . . . Near the centre of each circle of huts there is a spot called a ‘kotla,’ with a fireplace; here they work, eat, or sit and gossip over the news of the day. A poor man attaches himself to the kotla of a rich one, and is considered a child of the latter. An underchief has a number of these circles around his; and the collection of kotlas around the great one in the middle of the whole, that of the principal chief, constitutes the town.”

This last statement shows how the original patriarchal group becomes at once both enlarged and modified by addition of men having no blood-relationship to its members. Everywhere during turbulent times, it must have happened that a fugitive or a “kin-broken” man, being in danger when living alone, or surrounded only by his small family-group, joined a large family-group for sake of safety; and, in doing this, became subordinate to its head. The result, as indicated by Livingstone among South Africans, is tacitly explained by Du Chaillu in his description of the West Africans.

“The patriarchal form of government was the only one known; each village had its chief, and further in the interior the villages seemed to be governed by elders, each elder, with his people, having a separate portion of the village to themselves. There was in each clan the ifoumou, foumou, or acknowledged head of the clan (ifoumou meaning the ‘source,’ the ‘father’).”

“Every one is under the protection of some one. If, by death, a negro is suddenly left alone, he runs great risk of being sold into slavery . . . Every one must have an elder to speak his palavers for him . . . Any free man, by a singular custom, called bola banda . . . can place himself under the protection of the patriarch, who is thus chosen.”

This practice, joined with the practice of giving to the head of the group the title “father,” naturally leads to the result that, in subsequent generations, those of outside derivation come to regard themselves as actual descendants of the original head of the group. The formation of Highland clans, each formed of men all having the same surnames, exhibited the process among ourselves.

[III-434]

Everywhere affiliation of strangers has been prompted both by the desire of fugitives for safety and the desire of the group to increase its strength. We see this alike in the adoption of a brave vanquished man into a tribe by savages, in the adoption into the family among the Romans, and in the acceptance of immigrant men-at-arms by feudal lords. So was it, probably, among the Semitic tribes in early days. The quarrel between the men of Abraham and those of Lot, was most likely a quarrel between the two masses of followers, who were mostly neither children nor slaves but affiliated outsiders.

Of course the status of those who are alien in blood to the patriarchal group, almost necessarily differs from that of its members—differs more or less according to ideas and circumstances, and in some cases very greatly. An example of extreme and permanent inferiority of position, is given by Sir Henry Maine concerning a case in which the patriarchal group was a conquering group. He says that in certain villages of Central and Southern India, there is an hereditary class of “outsiders,” who are looked upon as “essentially impure,” and who, though “not included in the village . . . are an appendage solidly connected with it; they have definite village duties, one of which is the settlement of boundaries . . . They evidently represent a population of alien blood, whose lands have been occupied by the colonists or invaders forming the community.”

Where family-systems and caste-systems are less marked, and where union with the group has been voluntary, there is less difference in the position of the alien; and there may eventually come absorption into it. But inevitably permission to join the group is made dependent on obedience to its head, and the giving to him of services in return for protection. The transaction is analogous to that which, during the feudal stage, was known as “commendation:” subjection being exchanged for safety, and labour being regulated compulsorily.

[III-435]

§ 780. Concerning this formation and expansion of the patriarchal group, we have to note, further, that it is in part determined by a state of chronic hostility among groups. Other instances beyond those furnished by Africa, may be named as showing this. One of them comes to us in the remark of M. de Laveleye respecting the peoples of the Balkan principalities:—

“The southern Slavs escaped the influence of the civil law, by reason of the perpetual wars which devastated their territory, and more especially in consequence of the Turkish invasion. Beaten, isolated, and thrown back on themselves, their only thought was the religious preservation of their traditional institutions, and of their local autonomy. This is the cause of their family communities surviving to our own times, without being subjected to the influence either of the Roman law, or that of feudalism.”

The statement of Mr. Arthur Evans, to be hereafter quoted in another connexion, verifies this explanation.

But the chief purpose of this chapter is simply to indicate the link between paternal regulation and communal regulation. The growth of the family-group into the patriarchal group, and presently into the enlarging cluster of relatives, brings extension and modification of the primitive paternal government, which takes place by insensible steps. The foregoing sections, illustrating this transition, prepare us for entering upon the subject of communal regulation.

 


 

[III-436]

CHAPTER XIII.

COMMUNAL REGULATION.

§ 781. In those to whom the doctrine of Evolution is repugnant I shall raise a smile of derision by the remark that certain actions of the infant are indicative of certain early social relations. Yet to the evolutionist, it is clear that constant experiences received by men during tens of thousands of years of savage life, must have produced organic modifications; and he will not be surprised to see indications of them given by the child in arms. In The Principles of Psychology, § 189, I have shown that whereas on islands never before visited, voyagers find the sea-birds so tame that they will not get out of the way, birds of kinds which, through unmeasured ages, have been in contact with mankind, have acquired an instinctive dread of them, which shows itself in every young bird as soon as it is out of the nest. Similarly through countless generations of men, the mental association between stranger and enemy, has, by perpetual repetition, been rendered partially organic; so that an unfamiliar face causes the infant gradually to contract its features and presently turn away its head and cry: an unformed cloud of painful feelings is raised by this presentation of an unknown appearance which, in the history of the race, has constantly preceded the reception of injuries.

By this seemingly irrelevant fact I intend to emphasize still further the truth already manifest, that social groups were at first held together by blood-ties. In early days relations [III-437] were ready-made friends, as they are now; while in early days non-relations were either actual or potential foes. Hence the result that the communal group was primarily an aggregate of kindred, and its cohesion all along was maintained for joint protection against those who did not belong to the kindred. Cohesion was great in proportion as external dangers were great, and diminished along with the diminution of external dangers.

Before proceeding to those illustrations which chiefly concern us, as being presented by the forefathers of civilized peoples, let us contemplate those presented by the uncivilized; and chiefly by those among whom kinship through females obtains.

§ 782. The first illustration may fitly be one in which the origin of descent in the female line is made manifest, and in which, while specific male parentage is undetermined, there is male parentage within the group and a doubly-rooted communism. Quoted by Morgan from Herrera, the account concerns a people found on the coast of Venezuela when first visited:—

“The houses they dwelt in were common to all, and so spacious that they contained one hundred and sixty persons, strongly built, though covered with palm-tree leaves, and shaped like a bell.” . . . “They observed no law or rule in matrimony, but took as many wives as they would, and they as many husbands, quitting one another at pleasure, without reckoning any wrong done on either part. There was no such thing as jealousy among them, all living as best pleased them, without taking offence at one another.”

“This,” says Morgan, “shows communism in husbands as well as wives, and rendered communism in food a necessity of their condition.” Passing to those North Americans among whom kinship was reckoned through females, and who formed communal households composed of related families, it will suffice if I string together some extracts concerning different tribes. Of those on the Columbia plains, Lewis and Clarke say:—

[III-438]

“Their large houses usually contain several families, consisting of the parents, their sons and daughters-in-law and grandchildren, among whom the provisions are common, and whose harmony is scarcely ever interrupted by disputes.”

“Several of these ancient yourts were very large, as shown by the ruins, being from fifty to eighty yards long, and twenty to forty in width. . . . In these large yourts the primitive Aleuts lived by forties, fifties, and hundreds, with the double object of protection and warmth.”

“The household of the Mandans consisting of from twenty to forty persons, the households of the Columbian tribes of about the same number, the Shoshonee household of seven families, the households of the Sauks, of the Iroquois, and of the Creeks each composed of several families, are fair types of the households of the Northern Indians at the epoch of their discovery.” Morgan adds: “provisions were in common.” They “practiced communism in living in the household.”

Concerning the existing Maya Indians we learn from Mr. J. L. Stephens the following account:—

“Their community consists of a hundred labradores, or working men; their lands are held and wrought in common, and the products are shared by all. Their food is prepared at one hut, and every family sends for its portion.”

While in this last case the separate families of the commune had separate dwellings, in the preceding cases some lived in long houses formed of separate compartments while others lived in large undivided houses.

Only an undeveloped ancestor-worship characterizes these tribes; and it is noteworthy that there consequently lacks the bond of union constituted by subordination to a patriarch. Respecting grown up families among the Columbian tribes we read—“In this state the old man is not considered the head of the family, since the active duties, as well as the responsibility, fall on some of the younger members. As these families gradually expand into bands, or tribes, or nations, the paternal authority is represented by the chief of each association. This chieftain [ship], however, is not hereditary.”

§ 783. Other forms of modified communism are shown us by certain uncivilized peoples in the Old World. Winterbottom [III-439] says that in the neighbourhood of Sierra Leone, “the plantation is cultivated by all the inhabitants of the village, in common, and the produce is divided to every family in proportion to its numbers.” Concerning Northern Celebes since 1822, Mr. A. R. Wallace, an experienced traveller and careful observer, writes:—

“In these villages the coffee plantations and rice fields are cultivated in common. The chief and a few of the old men decide what days in the week it is required to work in them, and a gong beats at seven in the morning to assemble the labourers . . . when the crop is gathered each receives his proportionate share. This system of public fields and common labour is one not uncommon during the first stages of civilisation.”

Near akin, but in some respects different, is the illustration yielded by the Padam, one of the Indian hill-tribes. Here are extracts from Dalton’s account of them:—

The morang “is 200 feet in length and has 16 or 17 fireplaces. . . . The head-men, elders or Gâms, congregated around the central fireplace. No one is permitted to arrogate the position of the chief. . . . The notables meet daily in the morang for the discussion of affairs of state. . . . Apparently nothing is done without a consultation, and an order of the citizens in Morang assembled is issued daily regulating the day’s work. The result is rapidly promulgated by the shrill voices of boys who run through the village giving out the order in a clear monotone like a street cry. . . . I found that no presents were openly received by the Gâms or notables for themselves. Everything given on public grounds is lodged in the common treasury for the benefit of the whole body corporate. . . . Fines, forfeitures, and escheats are similarly appropriated. . . . The crime of an individual is treated as a public disgrace, to be expiated by a public sacrifice. The culprit has eventually to bear the expense of this. . . . There is no power vested in the community to take life or inflict corporal punishment on a free-born citizen, but slaves may be put to death. . . . The Morang is occupied every night by all the bachelors of the village, both freemen and slaves, and with them a certain proportion of the married men are nightly on duty, so as to constitute together a sufficient available force for any contingency of attack, fire, or other public emergency.” “When a man marries, he and his bride . . . set up a house for themselves. In building this they are assisted by the community.”

[III-440]

Here we have a transitional case in which, to a considerable extent, there is recognized the right of private property, at the same time that there is communal property and communal regulation of industry; and in which the communism, in so far as it is maintained, is, in part, maintained for the sake of safety.

§ 784. On now taking up afresh the thread broken at the end of the last chapter, in which patriarchal regulation had been described as transitional to communal regulation, I may fitly quote, as verifying the conclusion that the reverence felt by the young for the old is a chief factor, the testimony contained in a recent book by Mr. D. G. Hogarth, A Wandering Scholar in the Levant. He says:—

“Islam, by the respect it secures to age, gives every village the basis of communal government.”

Aryan peoples, also, with which we are now concerned, have everywhere illustrated the implied truth.

Of the more usual kinds of communal organization arising from the developed patriarchal group, we may begin with those presented by compound households which, in Eastern Europe, exist in one or other form down to the present day. In his Through Bosnia and the Herzegóvina on Foot, Mr. A. J. Evans writes that, after the Turkish invasion had destroyed the preceding social organization, “society reverted to that almost patriarchal form which the Sclavonic settlers had carried with them into the Illyrian triangle.” The allotments parcelled out among the new settlers were “held in common, not so much by a village-community as by a single household. Thus the Starescina, or alderman of the community, was often literally the elective elder of the household.”

“We heard of families still existing [near Sissek] containing over three hundred members all living within the same palisaded yard, and forming a village of themselves; nor is it by any means rare to find villages in the Granitza consisting of a couple of households.”

[III-441]

This transition from the house-community to the village-community is clearly implied in the testimony of M. Bogišić.

“Il se rencontre souvent plusieurs communautés ayant le même nom de famille; cela vient de ce qu’elles ont formé à l’origine une seule association, qui s’est divisée pour en former de nouvelles.”

In some parts, as Radovatz, peace and concomitant industrial progress, have caused a second decay of this communal organization. Though “the old order of things still exists, and each cottage has its house-father and house-mother, and everything is held in common,” yet the households are smaller than they used to be. Other Slav peoples, as the Servians and Russians, exhibit similar phenomena. Asserting the identity of the régime between these two divisions of the race, Madame Yefimenko, as quoted by M. Kovalevsky, writes:—

“Les biens constituent la propriété commune de tous les membres de la famille; de propriété privée, il n’en existe presque pas. . . . Le chef de la communauté ne fait que gérer la fortune commune. A sa mort, elle reste indivise et passe dans les mains d’un autre chef, appellé à ce poste par son âge ou par une élection, ordinairement au frère ou au fils aîné.”

And M. Anatole Leroy-Beaulieu, from personal observation, while similarly describing this communal system in Russia, thus remarks on some of its evils:—

“Les inconvénients ne sont pas moindres quand une étroite izba réunit plusieurs générations et plusieurs ménages que, durant les longues nuits d’un long hiver, les pères et les enfants, les frères et leurs femmes couchent pêle-mêle autour du large poêle. Il en résulte une sorte de promiscuité aussi malsaine pour l’âme que pour le corps.”

Concerning the industrial arrangements of these communal groups, as exemplified among the Servians, M. Bogišić, describing the headship as an elective autocracy kept in check by the general voice, tells us that the house-father directs the industrial actions of the members, holds the property on their behalf, and trades under their approval, while the house-mother governs the women and directs indoor industries.

[III-442]

A noteworthy fact must be added. While these communities, maintained for mutual protection during turbulent ages, have been disintegrating elsewhere, they have retained their original form in Montenegro. Says Sir H. Maine:—

“The dominant notion there is that, as the house-community is liable for the delinquencies of its members, it is entitled to receive all the produce of their labour; and thus the fundamental rule of these communities, as of the Hindu joint families, is that a member working or trading at a distance from the seat of the brotherhood ought to account to it for his profits.”

Evidently the chronic warfare which the Montenegrins carry on, is the cause of the implied cohesion.

§ 785. As simple family-groups grow into compound family-groups, so these, becoming too large for single households, grow, as implied above, into clusters of households: house-communities develop into village-communities. These we have now to consider.

There is evidence that in the 4th century, bc, such village-communities existed in India. Nearchus, one of Alexander’s generals, is reported by Strabo as observing that:—

“Among other tribes the ground is cultivated by families and in common; when the produce is collected, each takes a load sufficient for his subsistence during the year; the remainder is burnt, in order to have a reason for renewing their labour, and not remaining inactive.”

During two thousand and odd years, distorting changes have produced various forms, but the essential nature of these social groups remains traceable. In his essay on “The Village Community of Bengal and Upper India,” Mr. Jogendra Chandra Ghosh tells us that in certain parts of India, villages are “extensive habitations, which are far too big and too irregular, to be called a single dwelling-house, and of which the external appearance may not be very remote from that of a walled village”—a structure which he compares with the structures left by the Pueblos of New Mexico—compound houses so built as to “wall out black barbarism” (§ 730). The defensive purpose of these united [III-443] dwellings, as well as of the dis-united clusters derived from them, which are found elsewhere, is implied in a passage he quotes from Mr. Elliot’s “Report on the Meerut Settlement.”

“During the misrule and disorganisation of former Governments, it was necessary for the brotherhood to combine for the purpose of resisting the unlawful encroachments of their neighbours, and the attacks of predatory hordes; it was not the interest of a party to have his separate share divided off, which could be of no use to him so long as he could not protect it from violence.”

The introduction of outsiders has gradually complicated these communities, but their family-origin is sufficiently shown by the following extracts. Mr. Elphinstone observes:—

“The popular notion is that the village landholders are all descended from one or more individuals who first settled the village. . . . The supposition is confirmed by the fact that to this day there are often only single families of landholders in small villages.”

Mr. Mayne, in his treatise on Hindu Law and Usage, says:—

“The co-sharers in many of these village communities are persons who are actually descended from a common ancestor. In many other cases they profess a common descent, for which there is probably no foundation.”

But the best indication of origin is contained in a statement of Mr. Ghosh.

“Village franchise, according to native ideas, amounts to a right to mess with one’s peers. . . . So long, however, as a man or his wife is not permitted to mess with the rest of the community at his own place, or at that of any of them, the family remains outside the communal circle.”

This test evidently points back to the early days in which the members of the community formed one household. The traits of structure at present existing also imply this. Speaking of the “parallel social strata” which have been developed, Sir Henry Maine writes:—

“There are first, a certain number of families who are traditionally said to be descended from the founder of the village. . . . Below these families, descended from the originators of the colony, there are others distributed into well ascertained groups. The brotherhood, in fact, [III-444] forms a sort of hierarchy, the degrees of which are determined by the order in which the various sets of families were amalgamated with the community.”

Just noting Mr. Ghosh’s remarks that “the village life of our small communities comprises an agricultural and a governmental element,” and that “the village community have to decide all manner of questions: judicial, criminal, social, fiscal, or any other which may arise,” I pass now to the matter which more especially concerns us—the nature of the industrial regulation. The Indian cultivating groups, says Sir Henry Maine:—

“include a nearly complete establishment of occupations and trades for enabling them to continue their collective life without assistance from any person or body external to them. . . . They include several families of hereditary traders; the blacksmith, the harness maker, the shoe maker. . . . There is invariably a village-accountant. . . . But the person practising any one of these hereditary employments is really a servant of the community as well as one of its component members. He is sometimes paid by an allowance in grain, more generally by the allotment to his family of a piece of cultivated land in hereditary possession.”

So that these developed family-unions, maintained for mutual protection, show us at once the original identity of political and industrial rule, the differentiation of occupations within the group, and the partial development of an individual ownership beyond that of personal belongings, which, in some of the Hindu tribes, readily passes into complete ownership by separation of shares.

§ 786. In our own island, Wales yields the evidence least broken and distorted by over-runnings and mixtures of races. Describing the Welsh early social organization, Mr. Seebohm writes as follows:—

In the “tribal house the undivided household of free tribesmen, comprising several generations down to the great-grandchildren of a common ancestor, lived together; and, as already mentioned, even the structure of the house was typical of the tribal family arrangement.”

In a later work are kindred passages.

[III-445]

“The wele, therefore, of the original ancestor is a division not of the land, but of the tribe, and it remains outwardly one unit, with internal subdivisions among sons, grandsons, and great-grandsons.”

“The weles or family groups occupied undivided shares in what may be called the common rights of the villata.”

The kindreds may be pictured as “communities of graziers of cattle with rights of grazing by tribal right or tribal arrangement in different parts of the district, each community, with, it may be, its score or two of kinsmen, forming a complete unit.”

Under this system a man’s position depended wholly on blood-relationship: the “kin-broken” man occupying a servile position. The groups had a general government, under which—

“Associated with the chief of kindred, and acting as his coadjutors, were the seven elders of the kindred, whose duty it was to preserve by tradition the knowledge of kinship . . . to swear to the kin of anyone claiming by kin and descent.”

This last statement refers to a stage later than that of the compound household, when there had been separation of families who had joint claims to pasturage within the tribal territory. At that time a man’s income was “the result of his own labour and use of the cattle and cyvarwys [right of maintenance] which was received as his tribesman’s right on his coming of age and assuming a tribesman’s responsibilities.” But that along with undivided ownership of the land there went divided ownership of other property, is implied by the rules for division of household goods in cases of separation between husband and wife, as also by the rules for payment of blood-money—a graduated scale of galanas, expressed in cows.

In England the normal development of the village-community, which evidence from Wales implies was going on among the British Celts, was of course prevented by invading races, who brought with them tribal usages pre-existing on the Continent, and who, settling down as invaders, variously mingled, founded settlements partially abnormal in character. But, recognizing these causes of deviation, we [III-446] may see in the groups formed, general resemblances to those thus far considered. Accepting the view of Kemble, Cunningham writes:—

“Tracts of uncultivated land were apportioned to groups of warriors . . . The evidence of nomenclature seems to show that several men of the same sept took up land together and formed a township.”

Speaking of the resulting states as existing from the sixth to the ninth centuries, he further says:—

“We may then think of England as occupied by a large number of separate groups, some of which were villages of free warriors, some estates granted on more or less favourable terms; as in all probability there was comparatively little communication between them, they would all be forced to try to raise their own food and provide their clothing.”

And then the industrial economy sequent upon this structure he describes thus:—

“When the village community is really a self-sufficing whole, the thatcher or smith is a member of the body, and pursues his craft without payment either by the hour or piece, because his livelihood is secured to him in the form of so many bushels from each householder, by the custom of the village; he does what work is required in return for his keep.”

“Buying and selling did not go on between the members, but each stood in a known customary relation to the rest.”

Sir Henry Maine, guided in part by his knowledge of industrial arrangements in the Hindu village-community above set forth, gives a kindred description.

“It is the assignment of a definite lot in the cultivated area to particular trades, which allows us to suspect that the early Teutonic groups were similarly self-sufficing. There are several English parishes in which certain pieces of land in the common field have from time immemorial been known by the name of a particular trade; and there is often a popular belief that nobody, not following the trade, can legally be owner of the lot associated with it. And it is possible that we here have a key to the plentifulness and persistence of certain names of trades as surnames among us.”

But while the communal regulation of industry, as exemplified first in the compound household and then in the cluster of related families, gradually modified by the addition [III-447] of unprivileged outsiders, was mainly determined, and for a long time maintained, in the ways above shown; it was in part maintained by the absence of a money-economy, and the concomitant absence of industrial competition. If we ask how a member of one of these communities could be remunerated, when there existed no currency in which the worth of his services to the rest could be stated, and no means of measuring them against the services of others by their relative market-values, we become conscious that this system of combined living, or, later on, of assigning portions of land or shares of products, was practically necessitated. Emergence from the system of undivided earnings and common property, into the system of divided earnings and private property, was necessarily gradual; and the development of a currency was at once a cause and a consequence. It made definite division more practicable; and the further definite division was carried the greater became the need for money to make payments with.

 


 

[III-448]

CHAPTER XIV.

GILD REGULATION.

§ 787. Erroneous interpretations of social phenomena are often caused by carrying back modern ideas into ancient times, and supposing that motives which might then have prompted us to do certain things were the motives which prompted uncivilized or semi-civilized men to do them. One example occurs in the usual belief that the symbols which everywhere meet us in the accounts of men’s usages, were consciously chosen—that symbols originated as symbols. But in all cases they were the rudiments of things that were once in actual use. It is assumed, for instance, that a totem, the distinguishing mark of a tribe or individual, was at the outset deliberately selected; whereas, as we have seen (§§ 144, 176), the primitive totem was something rendered sacred by a supposed personal relation to it, usually as ancestor; and when, at a later stage among some tribes, it became a custom for the young savage to choose a totem for himself, the act bore the same relation to the original genesis of totems, as the act of choosing a coat of arms bears to the original genesis of coats of arms. In either case symbolization is secondary not primary.

The undeveloped man is uninventive. As tools and weapons were derived from the original simple stick or club by incidental deviations, so throughout: it was not by intention that the processes and usages of early social life were reached, but through modifications made unawares. [III-449] Non uninventiveness only, but conversatism too, prevents conscious divergence from whatever is established. With the savage the power of custom is overwhelming, and also with the partially civilized. We may therefore be sure that institutions of which we seek the origins have arisen not by design but by incidental growth. Familiar as we are with the formation of societies, associations, unions, and combinations of all types, we are led to think that the savage, similarly prompted, proceeds in analogous ways; but we are wrong in thus interpreting his doings.

Proof is furnished by the truth before pointed out, that the initial step in social evolution is made in an unintended way. Men never entered into any social contract, as Hobbes and Rousseau supposed. Subordination began when some warrior of superior prowess, growing conspicuous in battle, gathered round him the less capable; and when, in subsequent battles he again, as a matter of course, took the lead. Though during intervals between wars he was not at first acknowledged as head, yet inevitably he exercised special influence—influence which eventually grew into chieftainship. And if the primary social institution arose in this undesigned way, we may be sure that secondary institutions also were undesigned.

The implication is that gilds were not social inventions. Another fact has the same implication: they are found all over the world. Were they social inventions they would be exceptional; whereas they exist, or have existed, among many peoples of different types. In two ways then we are prompted to ask out of what preceding social structures they arose; and to this the obvious reply is—family-groups developed into clusters of relatives. Urban influences and urban occupations presently caused them to deviate from the primitive type of structure; but the primitive type was that contemplated in the three preceding chapters.

We have just seen that while still rural in its character, the village community had begun to differentiate: certain [III-450] leading occupations falling into the hands of particular individuals or families. Industrial structures afterwards reached, must have arisen from these germs. As shown by several quotations in the last chapters, one of these village-communities had a political government as well as an industrial government. Though originally coextensive, these, in the ordinary course of evolution, presently ceased to be so; and the industrial body, contained within the whole political body, tended to acquire separateness: leaving outside of it that mass of unprivileged and immigrant persons who had no claims of kinship. If we ask what happened when one of these village-communities, favourably circumstanced, grew to unusual size, or when several became united into a small town, we may conclude that while increase in the numbers of all those industrially occupied was followed by definite combination of them, smaller increases in the numbers of those occupied in special trades must in smaller degrees have also tended to produce segregation. The different kinds of gilds must severally have had their indefinite forms before they became known as gilds. Though at a late stage, when gilds had become familiar combinations, new ones might artificially assume definite shapes in imitation of those already existing, we may not suppose that the original gilds were formed artificially and definitely. But now carrying with us this preliminary conception let us contemplate the evidence.

§ 788. Already it has been shown that naturally, as they become specialized, occupations tend to become family-occupations; and, as families grow into stirps, to become the occupations of increasing clusters of relatives. Alike because of the ease with which each descendant is initiated in the “art and mystery” of the craft, and because of the difficulty in the way of his admission as a worker in any other group than the domestic one, he falls into the inherited kind of business; and clan-monopolizations necessarily establish [III-451] themselves. Here are illustrations taken from extinct and remote societies.

Concerning the Hebrews it may be remarked that the name “bakers’ street” (Jer. xxxvii. 21) shows that in Jerusalem the bakers dwelt together; and again that “the cheesemakers of Jerusalem dwelt together in a special quarter, the cheesemakers’ valley (Jos. War. v. 4. 1).” This clustering together is indirectly implied by the fact which Lumbroso points out:—

“We learn from the Talmud that among the Jews who formed a large part of the industrial population of Alexandria, the goldsmiths and the silversmiths, the weavers, and the blacksmiths occupied different places in the great synagogue.”

Moreover in Nehemiah iii. 8, 31, 32, allusion is made to something like gilds of goldsmiths, apothecaries, and spice-merchants.

How the implied usage, spontaneously originating, gradually passes into imperative law, or something like it, is shown in the case of ancient Egypt. Rawlinson writes:—

“Although the son did not necessarily or always follow his father’s calling, yet the practice was so general, so nearly universal, there was such a prejudice, such a consensus in favour of it, that foreigners commonly left the country impressed with the belief that it was obligatory on all, and that the classes were really castes in the strictest sense.”

As already shown in § 733, such specialized groups of workers had arisen in Rome before recorded times.

Let us turn to existing peoples. In China, where ancestor-worship is so dominant and family-organization consequently so pronounced, there are unions of silk-weavers and dyers, gold-beaters, blacksmiths, millers, needle-makers, carpenters, masons, barbers, kittysols, pewterers, fishing-boat-owners, tea-merchants, bankers. And though, in the following extract from Williams, we get no clue to the origin of these gilds, which doubtless dates back thousands of years, yet we get evidence concerning their nature and actions quite congruous with the hypothesis of family-origin.

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“Each guild of carpenters, silkmen, masons, or even of physicians and teachers, works to advance its own interests, keep its own members in order, and defend itself against its opponents. Villagers form themselves into organizations against the wiles of powerful clans; and unscrupulous officials are met and balked by popular unions when they least expect it.”

Indications of family-origin are elsewhere yielded by the localization of trades already illustrated in Hebrew usages. For if gilds grew out of groups of kindred, the proximity of like traders would of course result: relatives would gather together for mutual protection. In Cairo at the present time such localization may be observed, and harmonizes with references contained in the Arabian Nights, which, though fictions, furnish valid evidence of social habits. Again in Shway Yoe’s account of Burma we read:—

“As in all Eastern towns, those who occupy themselves with a regular handicraft all flock together. Thus the umbrella-makers and sellers of sadlery live to the south of the Palace [at Mandalay] vendors of bamboo-work and lacquered boxes to the west, while the potters and miscellaneous goods shops are mostly along the street that leads to Payah Gyee.”

So, too, is it in Siberia. At Nijni Novgorod the streets are called after the names of the merchandize sold therein. And it was thus in ancient England. Says Kemble:—

“We have evidence that streets, which afterwards did, and do yet, bear the names of particular trades or occupations, were equally so designated before the Norman Conquest, in several of our English towns . . . Fellmonger, Horsemonger, and Fleshmonger, Shoewright, and Shieldwright, Tanner and Salter Streets, and the like.”

Then, as ordinarily happens, that which grew up as a custom tended to become a law. Early in the sixteenth century it was enacted that—

“Goldsmith’s Row in Cheapside and Lombard Street should be supplied with goldsmiths; and that those who keep shops scatteringly in other parts of the city should have shops procured for them in Cheapside or Lombard Street, upon penalty that those of the Assistants and Livery, that did not take care herein, should lose their places.”

[III-453]

Presented as these facts are by societies unlike in race and remote from one another in place and time, we cannot but infer that gilds germinated from some structure common to them all; and the multiplying family-group is the only such structure.

§ 789. Of evidences that the gild in its primitive form arose out of the cluster of relatives, perhaps the strongest is the religious bond which held together its members; implied by periodical meetings for joint worship. Among Christian nations this points back to the pre-Christian times in which there doubtless existed among the peoples of Northern Europe, as among those of Southern Europe, and as still among the Hindus, occasions on which the eldest ascendant male of the family-group made sacrifices to the spirits of ancestors. Naturally this habit survived when the worship came to be of another kind.

Whether the members of the group formed a rural community or an urban community, essentially similar connexions were thus formed and maintained among them. Of course perpetual conquests of people by people, and consequent social dislocations, have tended to confuse the evidence. Some, however, may here be given. Writing of Mexico, Prescott says:—

“The different trades were arranged into something like guilds; having each a particular district of the city appropriated to it, with its own chief, its own tutelar deity, its peculiar festivals, and the like.”

Movers’ account of a far-distant people, the Phœnicians, yields facts of allied meaning.

“Where many Phœnician merchants resided, they had obtained landed property with corporative rights and privileges; such was the case at Memphis and at Jerusalem, where they possessed distinct quarters with sanctuaries of their national gods.”

“These corporations, as far as we know, were formed by citizens only of the same Phœnician state. . . . Where there resided Phœnicians of different towns, they formed as many corporations.”

[III-454]

And this segregation carried out, probably associated those of the same stirp. Doubtless retaining their preceding pagan usages, along with the super-posed Christian creed, the early English exhibited kindred relations. Says Brentano—“The Craft-Gilds were, like the rest of the Gilds, at the same time religious fraternities.” According to its statutes the Abbotsbury Gild, dating from the time of Canute, had for its purposes—

“The support and nursing of infirm Gild-brothers, the burial of the dead, and the performance of religious services, and the saying of prayers, for their souls. The association met every year, on the feast of St. Peter, for united worship in honour of their patron saint. Besides this there was a common meal.”

“The Exeter Gild . . . was of altogether the same character. Here, however, association for the purpose of worship and prayer stands out more prominently as the object of the brotherhood than in the former case.”

The long survival of this religious character is shown by Mrs. Green’s digest of fifteenth century records.

“If a religious guild had become identified with the corporation, the town body and the Church were united by a yet closer tie. The corporation of Plymouth, which on its other side was the guild of our Lady and St. George, issued its instructions even as to the use of vestments.”

But in its primitive form this multiplying family-group out of which the industrial group developed (becoming as time went on changed by the admission of those of other blood) had not only a religious character but also a political character; and tended to evolve within itself the essentials of an independent social structure.

§ 790. The quasi-political autonomy of these early groups was a concomitant of the enmities among them. Between adjacent tribes of savages, trespasses frequently committed generate chronic antagonisms; and chronic antagonisms were similarly generated between settlements of the scarcely less savage men from whom we have descended. Says Cunningham:—

[III-455]

“As long as each village was hostile to every other, defended from the predatory incursions of neighbours, not by any respect for the property of others but by the wide extent of its own waste [the surrounding wild tract], regular trade would seem to be impossible.”

And how well established was this diffused enmity is implied by the fact that, just as the other savages above referred to, had neutral meeting places for the occasional exchange of commodities; so the Anglo-Saxons had boundary stones within the waste lands, or “marks,” separating their settlements, at which they met to trade.

This early state, during which inter-village relations were swayed by sentiments like those which now sway international relations, long continued, and left its traces in the intercourse between groups after large places had grown up. In another county a trader had no better status than if he belonged to another country. As Cunningham says, “the Norwich merchant who visited London was as much of a foreigner there as a man from Bruges or Rouen.” One consequence was that transactions with outsiders were municipally administered.

“The town itself (communitas) was the organ by which payments to or from the merchant of another place might be adjusted; it was by suing the community that the creditor could reach a defaulting debtor at a distance.”

This condition of things had for its natural concomitant a practical identity of the gild organization with the municipal organization. The earliest gilds—cnighten gilds—as existing in Canterbury (where the gild is described as “cnights of Canterbury, or ceapmann guild”), Winchester, London, and Cambridge—were in large measure agencies for local government. “In many cases the inhabitants of the town and the inhabitants of the guild were practically coextensive bodies;” and by the charter of Edward IV, the city-franchise was practically limited to the members of the trades and mysteries. In further evidence may be named the regulations of the Cambridge gild which “were less concerned with the recovery of property than with enforcing due [III-456] money penalties for manslaughter and personal injuries.” So, too, Lappenberg tells us that—“At the head of the gilds, as of the cities, we usually find earldormen.” And still more specific is Brentano, who, concerning town-organization before and after the Conquest, writes:—

“The whole body of full citizens, that is, of the possessors of portions of the town-lands of a certain value, the ‘civitas,’ united itself everywhere into one Gild, ‘convivium conjuratum;’ the citizens and the Gild became identical; and what was Gild-law became the law of the town.”

Of course, following the process of evolution, primitive coincidence passed into divergence as growth became great. This is shown by the fact that in London, the political administration separated from the industrial so early that there remains little clear trace of the original gild-merchant. Moreover we see, locally illustrated, the truth already illustrated at large, that all kinds of regulation are differentiated from one primitive kind. Even still, where social development is less advanced, as in the principalities of Eastern Europe, the old communal organization is traceable in both the municipal and the trading organizations.

§ 791. Turning now to the industrial characters of these merchant-gilds, which gradually differentiated from earlier local combinations having religious and municipal characters, we have first to note that subordination of the industrial government to the political government is again shown. These gilds were incorporated by charters—charters each of which, in the beginning, was bought from some feudal superior, who might be archbishop, lay seigneur, or lord of the manor, chapter, or monastery; but who, in later times, when feudal powers were subordinated by royal powers, became the king. By one of these charters there was practically made over to the gild, for a consideration, the right of electing officers, of authorizing the carrying on of trades, and of making industrial regulations. Of course they had [III-457] this quasi-political character at the time when they were practically identical with the municipal governments, and they retained it in large measure after they became separate. One proof of this is that they had their own laws and courts, in which civil causes might be determined.

At the outset one of these merchant-gilds included the various kinds of traders inhabiting the place. Each member of it was a maker of the article he dealt in—a substantial artisan having such property and household as enabled him to carry on a business and train an apprentice. His membership conferred gild-privileges on his wife, daughter, and maid-servants, and in most cases on his widow. But whereas originally each master was himself a worker, in course of time, as towns grew and some masters prospered more than others, there arose distinctions: differentiation began. Becoming rulers of the gild, its wealthier members grew into a gild-aristocracy; and as fast as there arose a class of masters distinguished from the class of workers, the class of masters strove to monopolize gild-privileges, and successfully sought to keep out the inferior class, not only by prohibitory payments but even by regulations which excluded manual workers—sometimes all those who had “blue nails.” Thus, in Scotland, according to Burton, men were made “incapable of holding the rank of guild-brethren, unless they should abandon the pursuit of their craft with their own hands, and conduct it solely by employing hired operatives.” As is remarked by Mrs. Green in her Town Life in the Fifteenth Century:

“A close caste was easily developed out of the compact body of merchants and thriving traders who formed the undisputed aristocracy of the town, and whose social pre-eminence doubtless went far to establish their political dominion.”

And she adds that “there is evidence to show that it often preceded by a long time the charters which make it legally binding.”

The incorporated bodies formed and developed in these [III-458] ways, while protecting their members against aggressors and giving them aid in poverty and sickness, and while imposing on them certain wholesome restraints, were mainly concerned with gaining and maintaining artificial advantages. Of these the chief was the right to buy and sell in the town articles of all kinds—not only victuals, which might be sold by the unprivileged, but everything else; and a large part of their function was that of so supervising commercial transactions as to detect and punish, by fines or otherwise, all who infringed these monopolies.

In upholding and extending their exclusive privileges, these bodies inevitably came into conflict with outsiders—sometimes with the municipal government after they became separate from it, and sometimes with unincorporated bodies of workers. An early example was yielded by certain immigrant artizans. In various towns—Winchester, Marlborough, Oxford, and Beverley—“the greatest precautions were taken to prevent a weaver obtaining the franchise of the town, and he had no standing in the courts as against a freeman.” And then, in self-defence, the weavers obtained, by payment, charters of incorporation from the Crown, putting them legally upon a like footing with their antagonists. Groups of native artizans, as, under Edward IV, the tailors of Exeter, similarly bought authority to organize themselves.

But the fact of chief significance for us here, is this. These local trade-governments assumed that liberty to work at this or that is not an inherent right, but a right which the citizen must pay for. In our days it is hard to believe that during the monarchial régime in France, there was definitely established the maxim that “the right to labour is a royal right which the prince may sell and subjects must buy.” But the difficulty of believing this diminishes on remembering that gilds bought their rights of trading from feudal authorities of one or other kind, and it further diminishes on finding that the gilds themselves interpreted in like manner [III-459] the powers they had bought, and tacitly proceeded upon the maxim that the right to labour was a gild-right which the gild might sell and the affiliated citizen might purchase by payments and services.

§ 792. Progressive differentiation, with consequent increasing heterogeneity, characterized subsequent stages. Once practically coextensive with the free townsmen but presently growing distinct, the merchant-gild itself was eventually replaced by minor combinations of kindred nature—the craft-gilds. Several influences united to generate them. Guided by such evidence as Eastern countries now furnish, and by home evidence which the names of streets given in Anglo-Saxon times still yield, we have inferred that in very early days there existed localized clusters of kindred carrying on particular occupations. This implies that when all the traders of a town formed one gild, there were included in it different groups of artificers, each of which had within itself, if not an overt union, still a tacit union. It is a reasonable inference that from the outset these component groups, some of them larger and some of them smaller parts of the gild, did not cooperate with entire harmony. Hence, from the beginning, a nascent tendency to separate.

While towns were small, and these component groups severally contained few members, the general union was maintained; and it continued even after there had arisen a caste-division between the employers, equivalent to merchants, and the employed or working craftsmen. But when there arose large places the internal jealousies among gild-members, operating alike between the castes and the component groups in each caste, began to tell; and each of the groups, now relatively numerous and powerful, tended to assume independence. This tendency was furthered by another.

With increased urban growth the business of administration, whether by the municipal government or by the [III-460] merchant-gild or by both, widened and complicated and presently became impracticable without sub-division of functions. The general local government of either kind, almost of necessity fell into the habit of deputing parts of its powers to particular local governments. Thus it is alleged that in London the pre-existing authorities established craft-gilds, “to which special parts of their own duties were delegated by the burgh officers or the local gild-merchant.” And concerning Beverley, in the 14th century, we have the specific statement that—

“Another regulation of this gilda mercatoria, or merchant fraternity, was appointing lesser gilds, with an alderman, or warden, to each; so that each description of trade was governed by its own particular rules, subject to the approbation and control of the twelve governors.”

Certainly in some cases they were municipally authorized. In proof there is the fact that in Exeter the cordwainers’ gild surrendered their powers annually to the town, and were granted a renewal on payment of a fine. Still, if we remembered that ordinarily what became law had previously been custom, we may infer that craft-gilds were not established de novo, either by municipal governments or by merchant-gilds, but had been in existence long before they obtained authorization. This is, indeed, implied by the just named evidence. Had the regulative function of the Exeter cordwainers been a duty imposed upon them by the municipal authority, they would not have been required to pay a fine for the annual renewal of it—would contrariwise have refused to renew it.

That these craft-gilds were not usually formed for public advantage, but for the advantage of their own members, is otherwise clearly shown. In the twelfth century “the goldsmiths, glovers, butchers, and curriers, who had established themselves as corporate bodies without permission from the king, were fined.” Indeed, if we accept Brentano’s view, we must infer that instead of arising by differentiation from the merchant-gilds, they more commonly arose independently [III-461] among the unorganized workers, in imitation of the organized workers. He says:—

“The Craft-Gilds themselves first sprang up among the free craftsmen, when they were excluded from the fraternities which had taken the place of the family unions, and later among the bondsmen, when they ceased to belong to the familia of their lord.”

Not the craftsmen only but also their employers became segregated. In London, in the reign of Edward III, companies of merchants were incorporated; and in pursuance of the general tendency to harden custom into law, it was enacted that merchants should severally deal only in commodities of one kind, while artisans should severally confine themselves to one occupation. A concomitant result was, of course, that the original combination of traders tended to lose its power and eventually its existence. “The various younger bodies, which were formed one after another, gradually superseded the gild-merchant altogether and left it no sphere for independent activity.”

The regulative functions of these craft-gilds were both internal and external. Internally they gave definite forms to the customs of the craft and punished gild-brothers who infringed them. To prevent unfair competition with one another, they forbade the use of inferior materials, provided against the enticing away of apprentices, and prohibited night-work. They appointed searchers to detect delinquent brothers and bring them up for judgment, and in some cases they fixed holidays to be observed by the craft. But chiefly their aims were, 1st, to exclude the competition of outsiders, and, 2nd, to keep down their own numbers so as to maintain individual profits. To this end they fixed the terms on which apprentices might be taken and strangers employed. They sought to prevent apprentices from becoming masters; and, by giving privileges to the children of gild-members, they further tended to make the body a close corporation. By impediments, pecuniary and other, admission to gild-membership was made difficult; servant-workmen not belonging [III-462] to the gild were forbidden to combine; and there were disputes between gilds respecting the limits of their respective businesses.

Lastly, let us not omit to note that the original union of industrial government and political government continued to be variously shown. Only members of gilds were freemen of the town, exercising the franchise. Leading officers of the gilds continued to be the chief town-authorities. And there were, in some cases, powers deputed to the gilds by the municipality.

§ 793. The foregoing sketch of these local industrial institutions, already involved, would have been much more involved had it included descriptions of their many varieties; for in different places, at different times, under different conditions, they have had characters more or less different. Still more complex would have been the account if, instead of limiting it mainly to English gilds, it had taken note of gilds in adjacent countries. But the resulting conception would have remained substantially the same. In France, for example, the system had developed to the extent that there were over 100 incorporated trades. In Paris they were so closely associated with the municipal government that in the earliest times they had police-duties divided among them, and in war-time had to perform garrison duties. As in England, a trade could be carried on only after passing through a regulated apprenticeship. A master might not have more than one apprentice at a time. There were contests between gilds respecting the inclusion of this or that kind of work in their respective businesses.

Considered in its general character, the policy of gilds implies that prevailing antagonism which characterized the times to which they belonged. In less violent ways these small groups sought to do that which the larger groups including them did in more violent ways. To preserve its territory, or to get more territory, each nation carried on [III-463] conflicts with adjacent nations. Within the region which each occupied, were feudal divisions held by lords who fought with one another for supremacy or minor advantage. The assemblage of men constituting a town, sometimes had struggles with their feudal lords, and habitually dealt with men of other towns as foreigners at enmity with them. And within each town there grew up these separate bodies of traders, all of them hostile to outsiders and often more or less hostile to one another.

But the general truth of chief concern for us, is that while each gild fought for the interests of its members by measures now defensive now aggressive, the concomitant of this industrial warfare was the submission of its members to coercive government. The ability to carry on a bread-winning business was conditional on membership of the gild and payment of taxes for its maintenance. Subordination to gild-authorities, and conformity to the laws they established, were insisted upon. Various limitations to working and trading were imposed on each gild-brother. Spies were employed to detect any breaches of regulations he might commit; and he was punished pecuniarily or otherwise when convicted.

Thus the so-called “free-man” of those days was free in but a very qualified sense. Not only in his life at large, but in the carrying on of his business, he was subject to one set of imperative orders by the government of the country, and to another set of orders, no less imperative, by this local industrial government.

 


 

[III-464]

CHAPTER XV.

SLAVERY.

§ 794. Along with the developments of industrial regulation dealt with in the preceding four chapters, there was going on one of another kind, which, thus far ignored for convenience of exposition, we must now trace up from the beginning.

Before we can understand the phases of social evolution to be here treated of, we must free ourselves from the prejudgments fostered by the sentiments of modern days. Just as every people assumes its own creed to be the only rational one, so it thinks its own social arrangements are alone natural and right. Often the feelings and convictions generated by usage are such as make almost impossible the formation of true beliefs.

During recent days habit has generated the idea that slavery is an exceptional institution; whereas observation of all societies in all times shows that slavery is the rule and freedom the exception. The current assumption is that of necessity a slave is a down-trodden being, subject to unlimited labour and great hardship; whereas in many cases he is well cared for, not overworked, and leniently treated. Assuming slaves everywhere to have ideas of liberty like our own, we suppose them to be intolerant of despotic control; whereas their subjection is sometimes so little onerous that they jeer at those of their race who have no masters. Assuming that their feelings are such as we should have under the same circumstances, we regard them as necessarily unhappy; whereas they are often more light-hearted than their superiors. [III-465] Again, when we contrast the slave with the free man, we think of the last as his own master; whereas, very generally, surrounding conditions exercise over him a mastery more severe and unpitying than that exercised over the slave by his owner: nature’s coercion is often worse than man’s coercion. There is constantly made the erroneous assumption that there may exist in early stages the same system of free labour as that which we have; whereas, before money comes into existence, payment of wages is generally impracticable: nothing but food, clothing, and shelter, can be given to the worker. Once more, it is taken for granted that as among ourselves free labour is conducive to social welfare, it is everywhere and at all times conducive to it; but in early stages the undisciplined primitive man will not labour continuously, and it is only under a régime of compulsion that there is acquired the power of application which has made civilization possible.

Carrying with us the qualifications of belief here indicated as needful, we must abandon the point of view to which our form of social life has accustomed us, and look at the facts from other points of view proper to other forms of social life.

§ 795. In its beginnings slavery commonly implies some kind of inferiority, especially physical inferiority. In uncivilized tribes and in ancient societies, this is shown by the slavery of the child and the slavery of the captive. The power to treat children as slaves, and to sell them into slavery, of course accompanied the power of life and death—a power exercised by many savage and semi-civilized people: in old times by the Jews, who sometimes sold children to pay creditors, and in modern days by the Circassians, who sell their daughters. This power in some cases extends over others than children—the cases of persons whose feebleness makes them relatively defenceless. Concerning the negroes of Blantyre, Duff MacDonald says:—

[III-466]

“Often a man will pay a debt by giving up his own kindred to his prosecutor. Those most liable to this treatment are his sisters, after that his daughters, then his brothers, and then his father and mother.”

But that form of physical inferiority which is by far the most general origin of slavery is militant inferiority. During stages in which battles are made up of individual contests, this inferiority, either in strength or agility, is obviously implied; and it continues to be implied until stages in which the contests are between bodies of men acting together. Speaking generally, we may regard slavery as a sequence of war; for, of its several causes, war is the most common and the most extensive in its results.

Of other inferiorities whence slavery results, there has next to be named crime. Enslavement as a punishment occurs, or has occurred, among many peoples. The Jews inflicted it for theft. So, too, in ancient Nicaragua—

“A thief . . . became a slave to the person that had been robbed, till he was satisfied; he might be sold or played away, but not released, without the consent of the cazique.”

And it was the same in Guatemala. At present in Angola—

“Almost every offence” is “punishable by slavery, to which not only the guilty party, but even in many cases every member of his family was liable.”

In early days among ourselves and other European peoples, slavery was thus entailed, and it is thus entailed even now in a sense; for convicts who are set to work are slaves to the State. In Russia, where they are doomed to the mines, this form of punishment is commonly employed.

Next comes the slavery of the debtor. In many cases he is simply unfortunate, but very generally his indebtedness connotes one or other defect of nature. Of the many peoples among whom the creditor could take possession of the debtor, may be named the Jews. In the time of Matthew (xviii, 25) insolvent men could be sold with their families, and this penalty had long existed. In Old English times, too, the creditor had the power to enslave the debtor.

Less general than the above are two other derivations [III-467] of slavery. One of them is kidnapping—a process which manifestly tended to arise where slavery had become an industrial institution. Among the Greeks the being seized and carried off was a danger constantly to be guarded against. That kidnapping has not unfrequently occurred between their times and ours, we may infer from the fact that not many generations ago it occurred in Scotland, whence entrapped men were shipped to the plantations. The other occasional, but unusual, cause is that of extreme impoverishment by excessive taxation. Under Roman rule, so much lauded by the many to whom nothing seems so admirable as successful aggression, it was a cause widely operative. People ruined by merciless exactions surrendered themselves into slavery for the sake of maintenance.

Only just noting these several origins of slavery, each exemplified in one or two cases out of the multitudinous cases which might be named, we may now pass to the consideration of slavery as originating from its chief cause, war; and study the forms it takes as an industrial institution.

§ 796. Tribes which have not emerged from the hunting stage are little given to enslaving the vanquished: if they do not kill and eat them they adopt them. In the absence of industrial activity, slaves are almost useless; and, indeed, where game is scarce, are not worth their food. But where, as among fishing tribes like the Chinooks, captives can be of use, or where the pastoral and agricultural stages have been reached, there arises a motive for sparing the lives of conquered men, and, after inflicting on them such mutilations as mark their subjection, setting them to work.

The instances to be first named are transitional ones—instances in which some of the prisoners are devoured and others are made bond-servants. It was thus in ancient Mexico, where, Zurita says, “the slaves were very numerous,” but, according to Clavigero, when prisoners of war, were in large part sacrificed to their cannibal gods: the ceremonial [III-468] offerings of their flesh and blood to these gods, being partaken of by worshippers. In our own days a kindred union of these two uses of captives was found in Fiji, where subjugated tribes, doomed to predial slavery, served also as reserves of victims for the feasts of their conquerors.

Where cannibalism is not rampant, or has died out, prisoners of war are, among the slightly civilized, put to use either as domestic slaves or as field-slaves, or very generally as both. Of certain low-grade Africans it is said—

“The Damaras are idle creatures. What is not done by the women is left to the slaves, who are either descendants of impoverished members of their own tribe . . . or captured bushmen.”

And in the more advanced African societies we find allied facts. Describing the Dahomans as “demoralized by slave-hunts,” Burton says that “agriculture is despised because slaves are employed in it.” In Ashanti again, nobles possess “thousands of slaves,” who “are employed in cultivating the plantations of their masters, or in trading for them.”

Asia, in our own times, furnishes illustrations of various kinds. We are told that the Biluchi do not themselves do the laborious work of cultivation, but impose it upon the Jutts, the ancient inhabitants whom they have subjugated. In Ceylon, up to 1845, there survived a like use of the indigenes. Says Tennent:—“Slavery in Ceylon was an attribute of race; and those condemned to it were doomed to toil from their birth.”

“In the formation of these prodigious tanks, the labour chiefly employed was that of the aboriginal inhabitants, the Yakkos and Nagas, directed by the science and skill of the conquerors. . . . Like the Israelites under the Egyptians, the aborigines were compelled to make bricks for the stupendous dagobas erected by their masters.”

The sequence of slavery upon war in ancient times is shown us in the chronicles of all races. Besides a semi-free class of fellahin, the Egyptians had a slave-class, which, judging by the representations and inscriptions on their monuments, was continually recruited by captives taken in [III-469] battle. Assyrian monuments, too, show us a like relation of cause and effect. The Hebrews, both before and after their Egyptian bondage, following defeat in war, were themselves slave-owners on large and small scales. By the requirement that subjection to Yahveh should be shown not only by the circumcision of Abraham himself, but by the circumcision of his bond-servants, it is proved that the institution went back to primitive days; and there is proof that it survived down to the latest times: the Essenes being distinguished by reprobating slavery. And that the slaves were in large measure prisoners of war, various passages demonstrate. The Jews themselves in later days suffered enslavement by the Romans: one conqueror alone, Nicanor, taking 180,000.

The connexion between slavery and war thus made manifest, and chronically implied by the swarms of predial slaves made to work as cattle under the Roman Empire, was shown afterwards as before. Says Levasseur:—

“When the Germans took possession of Gaul they found slave-workmen in the State-manufactories, in private houses, and even in the gilds. They appropriated part of them, and themselves reduced to servitude a large number of free artizans.”

§ 797. Some distinction, though an indefinite distinction, may be drawn between undeveloped slavery and developed slavery—between those forms of it in which the slave-class is small and little differentiated, and those in which it is large and organized.

In a primitive social group no considerable bodies of slaves can be formed. Captives taken by individual victors are scattered throughout the tribe: the females, while occupied as domestics, being commonly concubines, and the males burdened with the heavier tasks. Under these conditions the slave is often imperfectly distinguished from members of the family. Among the Hebrews “clever and trustworthy slaves rose occasionally to the posts of superintendent and [III-470] major domo (Gen. xv. 2, xxiv. 2; 2 Sam. ix, 10).” The relative laws and usages among the Jews were, indeed, such as implied mildness of treatment. In Ecclesiasticus viii, 21, we read:—

“Let thy soul love a good servant, and defraud him not of liberty.”

This indorses the passage in Proverbs xvii, 2:—

“A wise servant shall have rule over a son that causeth shame, and shall have part of the inheritance among the brethren.”

But these passages refer to slaves of Hebrew blood, as is implied by the rabbinical saying that “he who buys an Israelitic slave, buys himself a master.” The treatment of foreign slaves was by no means thus lenient. At the present time with a kindred race in the same region, similar relations exist. Says Burckhardt of the Bedouins:—

“Slaves, both male and female, are numerous throughout the desert. . . . After a certain lapse of time, they are always emancipated, and married to persons of their own colour.”

Here we may observe a cause of the mildness characterizing primitive slavery—the ability of the slave to escape. Burckhardt tells us that—

“Black slaves are very common among the Arabs. . . . The slaves are treated with kindness, and seldom beaten, as severity might induce them to run away.”

Among the Abyssinians, too, according to Harris, the slavery is mild.

“From the governor to the humblest peasant, every house in Shoa possesses slaves of both sexes, in proportion to the wealth of the proprietor; and in so far as an opinion may be formed upon appearances, their condition, with occasional, but rare exceptions, is one of comfort and ease.”

Sometimes, indeed, it happens among African peoples that the slave rises to the condition of adopted son, as was the case among the Hebrews. The tradition concerning Abraham’s confidential servant Elieser, is paralleled by statements concerning negroes.

“In Ashantee a slave sometimes succeeds to the stool and property of his deceased master.”

[III-471]

And this testimony of Beecham is verified by the testimony of Livingstone and another missionary, the Rev. T. M. Thomas.

“The African slave, brought by a foray to the tribe, enjoys from the beginning, the privileges and name of a child, and looks upon his master and mistress in every respect as his new parents. He is not only nearly his master’s equal, but he may with impunity, leave his master and go wherever he likes within the boundary of the kingdom: although a bondman or servant, his position, especially in Moselekatse’s country, does not convey the true idea of a state of slavery; for, by care and diligence, he may soon become a master himself, and even more rich and powerful than he who led him captive.” But “among the coast tribes a fugitive is almost always sold.”

As thus implied, this domestic slavery practically differs from free domestic service much less than we suppose. For the ordinary house-servant, under contract, is bound to obey orders, and is usually as hard worked as a domestic slave. Food and lodging are common to the two, and, though a servant receives wages, yet much of the amount goes to buy clothing, which in the other case is provided: the slave also, though not receiving wages, often receiving gifts and being allowed to accumulate property. Though the domestic servant can end the subject condition at a specified date, yet very generally he or she has to accept some like position where labour is carried on under command.

But now, turning to societies which have grown large by conquests, we come upon a much worse form of slavery. A great population is implied; agriculture is its concomitant; those who are not wanted in the household can be set to work in the fields; and there thus grows up a class of predial slaves, who, at first undistinguished from domestic slaves, gradually become differentiated from them. A transitional state is described as existing in Madagascar.

“When slaves in a family are numerous, some attend to cattle; others are employed in cultivating esculent roots; others collect fuel; and of the females, some are employed in spinning, weaving, and making nets, washing, and other domestic occupations.”

[III-472]

And this employment of slaves in out-door tasks has brought about the gravest evils. Ellis writes—

“There is reason to believe that domestic slavery has existed in Madagascar from time immemorial; but the savage practice of exporting men as slaves is said to have commenced scarcely more than a century ago.”

In Africa the system is much more developed. Says Holub of the Marutse:—

“The towns . . . are generally surrounded by villages that are for the most part tenanted by the vassal people, who till the fields and tend the cattle of the masters who reside within the town itself.”

Similarly in Ashanti, as shown in § 796.

“Every caboceer or noble of Ashantee is the possessor of thousands of slaves, and the inferior chieftains and captains own a lesser number. . . . The slaves are employed in cultivating the plantations of their masters, or in trading for them.”

How immensely developed this form of slavery was in ancient times every reader knows. Movers writes of the Phœnician towns that “slaves formed by far the greatest part of their population.” Beyond the use of them for agriculture, they were employed for other industrial purposes.

“The numerous factories and industrial establishments were filled with working slaves. Myriads of slaves served as rowers on board the merchant-men and men-of-war, e.g., 60,000 on the 300 Phœnician triremes of the Persian fleet.”

Grecian life had like traits. In Athens, “if the master cultivated his lands himself . . . he employed numerous slaves under an overseer, ἐπίτροπος, who was himself a slave.” All have heard of the extreme stage reached in Rome, where the swarms of slaves on the estates of patricians amounted sometimes to thousands. Being too numerous to be effectually superintended, these were occasionally kept in chains, not only while at work in the fields but at night in the ergastulum: a practice paralleled in the towns by chaining the house-porter to the doorway.

That throughout barbarian Europe there existed analogous, if less developed, forms of slavery, domestic and predial, goes without saying; since there went on the perpetual [III-473] conflicts which lead to them. Respecting early England, Seebohm, verifying Kemble, says—

“The theows were slaves, bought and sold in the market, and exported from English ports across the seas as part of the commercial produce of the island. Some of the theows were slaves by birth. But it seems to have been a not uncommon thing for freemen to sell themselves into slavery under the pressure of want.”

In illustration of the generality of the institution among the predecessors of the Saxons, may be quoted from Seebohm the following passage concerning the Welsh tribes.

“Beneath the taeogs, as beneath the Saxon geneat and gebur, were the ‘caeths,’ or bondmen, the property of their owners, without tyddyn and without land, unless such were assigned to them by their lord.”

If predial slavery as carried out among pagans has not been in some respects paralleled among Christians, it has in other respects been exceeded in its savagness; for though in ancient times kidnapping was by no means unknown, yet most slaves were captives taken in war, or the descendants of them. It remained for those whose professed creed tells them to love their neighbours as themselves to develop, on a vast scale, a system of wholesale kidnapping by proxy—buying from slave-raiders multitudes of Negroes, who, if they survived the voyage, were set to work in gangs on plantations under the driver’s lash.

§ 798. Little has thus far been said respecting slavery as an industrial institution. Some significant facts in elucidation of our special subject may, however, be set down. The rise of slavery exhibits in its primary form the differentiation of the regulative part of a society from the operative part.

Everywhere the tendency is for one man to make another man work for him. In the first stages the worker is physically inferior, and often mentally inferior, to the one who makes him work; so that labour becomes a sign of inferiority. Consequently pride comes in to reinforce idleness. Then a third feeling is added. Fighting with enemies and animals is the only occupation worthy of men. Thus three influences [III-474] conspire to establish a distinction between the ruling militant class and the subject industrial class.

This primary differentiation is followed by secondary differentiations when growth permits. Speaking of the institution in Greece, Heeren, after noting that slaves did domestic work and agricultural work, as well as labour in mines and galleys, goes on to say:—

“Most, if not all, trades were carried on by slaves, who were universally employed in the manufacturing establishments. In these not only the labourers, but also the overseers were slaves; for the owners did not even trouble themselves with the care of superintending, but farmed the whole to persons who were perhaps often the overseers also, and from whom they received a certain rent, according to the number of slaves, which they were obliged to keep undiminished.”

Still more marked was the sub-differentiation in the still more militant society of Rome. For as we have already seen, not only were those who carried on manual occupations and those who superintended them, members of the slave-class, and not only did this class include those who carried on commerce, but it included also those who carried on the higher mental activities—the professional class. Out of these slave-classes were formed all social structures save those occupied with war and government. There should be added the significant fact that the organization of these servile bodies simulated in some measure the militant organization; since the slaves on a Roman estate were arranged into groups of ten called decuriæ under a decurion, mostly also a slave but sometimes a free man: they were regimented.

In later times throughout Europe, while war was chronic, there arose an analogous though not identical differentiation—analogous in so far that the sustaining part of each society was definitely marked off from the expending part.

§ 799. Between that worst form of slavery in which there is legally recognized no distinction between the bondman and the brute, and the most mitigated form of slavery occur, [III-475] as already shown, many gradations. The status of the slave differs in various degrees from that of the free man.

The extreme power of the master, naturally existing where political restraints do not exist, we also find in some cases where, along with a comparatively developed law, there exists extreme militancy. It was thus in Fiji. It was thus also among the ancient Mexicans, by whom slaves were to a large extent sacrificed to the gods. Along with life-and-death power over his child, the Roman had of course like power over his slave—could torture him, send him to the arena, or make him food for fishes; and this power continued until the time of Hadrian. But in most societies, not so predominantly devoted to conquest and in smaller degrees delighting in bloodshed, the slave’s right to life has been recognized. It was so in Egypt: killing a slave was accounted as murder and punished by death. In Greece (Athens) though such an offence was not classed as a capital one, yet it entailed religious expiation and sometimes temporary exile. Indeed the much higher status of the Greek slave was shown by the fact that he had a legal remedy for personal outrage.

Where a man’s possession of himself is absent or greatly restricted, his possession of other things is likely to be either absent or greatly restricted. It was thus, according to some authorities, among the Hebrews: probably the custom varied. So was it in early India, where the slave’s inability to hold property was definitely instituted. In other cases, the capacity for possession, beginning by usage, eventually became legal. The Greek slave practically, though not theoretically, could become a proprietor; and while in early Rome the denial of the right to life was naturally accompanied by a denial of the right to property, there grew up the practice of letting the slave accumulate savings and form a peculium. This came to be so well recognized that a deduction was made from it for the privilege of marrying, and then at length, in the second century ad, the slave’s right [III-476] of property was recognized by law in special cases, joined with a partial right of bequest.

Along with the gradually-established ability to possess, there presently came the ability to purchase freedom. Even among the despotic and sanguinary Mexicans this happened. “Slaves were allowed to marry and to possess private property, by means of which they often liberated themselves.” From a statement concerning Madagascar, where sometimes slaves are entrusted with capital and started in trade, we may infer a similar usage: “half the amount of profit obtained is allowed to the slave”; and if so, a possible purchase of liberty seems implied. In ancient Greece, too, a slave’s acquired property enabled him by agreement to buy his freedom. Similarly in Rome, the peculium could be thus applied, at first by agreement and in later times by law: manumission eventually becoming so common that it was put under legal restriction. But while giving the slave his freedom in return for his peculium was common, the freedom was not at first absolute. The liberated slave remained a client, and in various ways subject to his former master.

Bondage has been otherwise qualified by an arrangement under which the bondman carries on some occupation independently, and gives his owner a portion of the proceeds. Already we have seen that this happens in Madagascar. So in Athens, “the slave artisans who worked singly, handed over to their master a definite contribution out of their earnings, and retained the rest themselves.” Or, as the matter is put by Becker—

“Of the fifty to one thousand slaves that are mentioned as the property of one master, the majority were employed as artisans, either for their master, or on their own account, paying him a daily sum. . . . The Greeks looked on their slaves as a capital yielding interest.”

This usage, which practically made the slave pay rent for his body, clearly indicated a process of detachment. The slave’s condition was much that of a free man paying heavy taxes.

[III-477]

§ 800. Further detail would be inappropriate. Here we are concerned with slavery as a part of industrial evolution, and have to observe only its relations to coexistent institutions and its character as an agency for carrying on social sustentation; for, under the head of industrial regulation, little attention need be given to the slaves of the household.

The general truth that slavery is a sequence of war, and is extensive in amount and intense in form in proportion as war is active, is shown by negative evidence as well as by positive evidence—by decrease as well as by increase. We see this in the mitigation and gradual disintegration of slavery after the long militant career of the Romans had practically come to a close. The numerous captives taken in battle no longer furnished an adequate supply of slaves. The Romans were “obliged to have recourse to ‘the milder but more tedious method of propagation’ ”; and this improved “the condition of the slave by rendering his existence and physical health an object of greater value to his master.” Dr. Ingram, while remarking that “the rise of Christianity in the Roman world still further improved the condition of the slave,” recognizes “a change in sentiment with respect to the slave-class, which does not appear to have been at all due to Christian teaching, but to have arisen from the spontaneous influence of circumstances co-operating with the softened manners which were inspired by a specific régime.” That is to say, it was not the creed but the mode of life which was influential—not the theory but the practice. This, indeed, is the general reply to be made to that large claim put in for Christianity as the great civilizer. Not to Christian teaching have the improvements been mainly due, but to those relatively unaggressive social activities which have not directly conflicted with Christian teaching; and whether the activities have been aggressive or non-aggressive has been determined by other causes than Christian teaching: the whole history of Europe down to the [III-478] present hour, when millions of soldiers threaten, yielding proof. Here the fact of significance is that along with perpetual wars, and the implied unmitigated triumphs of force, there went an unmitigated triumph of force in the treatment of slaves; and that with the decline of coerciveness in the one case went its decline in the other.

Considered as a form of industrial regulation, slavery has been natural to early stages of conflicts and consolidations. While all the native males in each society were devoted to war, there was great need for the labour of prisoners to supplement that of women. The institution became, under such conditions, a necessity; for manifestly, other things equal, a people whose men were all warriors and who used their captives as producers, would have an advantage over a people who either killed their captives or did not use them as producers. A society which had a slave-commissariat would, other things equal, survive in conflicts with a society which had no such commissariat.

Conversely, where decrease of wars leads to smaller mortality of native men to be fed, while the slave-class is no longer recruited by fresh captives, some labour on the part of the free population becomes necessary. To meet the need for social sustentation there tends to arise a class of non-slave labourers. So that in another way slavery is normally associated with war and declines along with it.

One more co-operative cause, especially relevant to slavery as an industrial institution, has to be named. When slave-labour and free labour come into competition, slave-labour, other things equal, decreases as being less economical. The relative lack of energy, the entire lack of interest, the unintelligent performance of work, and the greater cost of supervision, make the slave an unprofitable productive agent. Hence with an adequate multiplication of free labourers it tends gradually to disappear.

 


 

[III-479]

CHAPTER XVI.

SERFDOM.

§ 801. Derived as are most men’s ideas of social institutions from the histories of past and present civilized or semi-civilized peoples, nearly all of them European, they are but partly true: they err by their narrowness. Comparative sociology, extended to many peoples living in many places in many times, would greatly modify their conceptions; showing them, among other things, that much which they regard as special is in reality general.

Current talk and popular writing have the implication that the feudal system, for instance, was a peculiar form of social organization. The tacit belief is that it belonged to a certain phase of European progress. But among unallied nations, in far-apart places, we find types of structure similar in their essential natures. Everywhere the conflicts among small societies, frequently ending in subjugation of many by one, produces some form of vassalage—minor chiefs subject to a major chief; and at later stages, when these small aggregates of tribes subjugate other such aggregates, there are formed compound aggregates with additional gradations of rulers and ruled. It was thus in ancient Mexico:—

“Among the feudatories of the King of Mexico were thirty, who had each about 100,000 subjects, and other 3,000 lords, who had a smaller number of vassals.”

So, too, was it in the Society Islands when first visited by Europeans. Forster tells us that the king or principal chief [III-480] grants districts to inferior chiefs, who, again, have smaller chiefs holding lands under them. Similarly in Africa:—

“Scarcely would the slave of an Ashantee chief obey the mandate of his king, without the special concurrence of his immediate master; and the slave of a slave will refuse obedience to his master’s master.”

Of course along with the generality of this political organization, with its gradations of subjection among rulers, there has gone the generality of an organization on which it rests—the organization of workers. The system of serfdom, like the other components of the feudal system, is, with various modifications, widely represented in all parts of the world.

§ 802. As sequences of an evolutionary process, the diverse kinds of subjection must of course graduate one into another. As the distinctions between different forms of slavery are indefinite, so must there be an indefinite distinction between slavery and serfdom, and between the several forms of serfdom. Much confusion has arisen in describing these respective institutions; and for the sufficient reason that the institutions themselves are confused. When, for example, we read that among the Greeks slave-artisans who worked independently, paid to their master “a definite contribution out of their earnings and retained the rest themselves,” and when we remember that before the abolition of serfdom in Russia, it was a common practice of the nobles to let their serfs carry on businesses, paying certain sums for the privilege, we see that little more than a nominal difference of status distinguished the two kinds of bond servants. Hence indefiniteness of serfdom must be expected in societies of low types.

Among Africans the Marutse yield an example. Under these, when visited by Holub, were 18 large tribes subdivided into 83 smaller ones—tribes held as vassals of the Marutse, but of which not more than a quarter paid tribute. Strongly contrasted is the condition of the Anyasa, a tribe [III-481] subject to the Makololo, who “cannot begin to cultivate for themselves till they have first ‘finished the chief’s farm,’ ” who give to the chief the greater part of the game they kill, and are “governed like prisoners of war.” Then, at the other extreme, we have the almost nominal subjection in a Damara kraal; where of all the cattle the fourth, belonging to the chief, have to be looked after by the people, and where “the perquisites for taking care of the chief’s cattle consisted of the milk of the cows, and occasionally a calf or lamb.” Of the various forms of this industrial regulation among Asiatic peoples, here is one from the Kukies:—

“The revenue exacted by these chieftains is paid in kind and labour. In the former each able-bodied man pays annually a basket of rice containing about two maunds: out of each brood of pigs or fowls reared in the village, one of the young becomes the property of the Rájáh, and he is further entitled to one quarter of every animal killed in the chase, and, in addition, to one of the tusks of each elephant so slain. In labour, his entire population are bound to devote four days in each year, in a body, for the purpose of cultivating his private fields.”

A similar state of things existed in ancient Yucatan. The common people cultivated the estates, and erected the houses, of their lords, and gave them a part of the produce of hunting, fishing, &c. Then ancient Mexico furnished evidence showing how serfdom or slavery varies according to the natures of the rulers.

“A slave in an Indian tribe, as Las Casas remarks, possessed his house, his hearth, his private property, his farm, his wife, his children, and his liberty, except when at certain stated times his lord had need of him, to build his house, or labour upon a field, or at other similar things which occurred at stated intervals.”

Not so was it under the white savages from Europe. After the above passage Helps quotes a letter from the Auditors of Mexico to the emperor in 1552, which says:—

“Granted that amongst the Indians there were slaves, the one servitude is very different from the other. The Indians treated their slaves as relations and vassals; the Christians as dogs.”

As further showing variety in origin and nature, may be [III-482] recalled the fact named in the last chapter concerning Madagascar, where owners of slaves sometimes assigned to them portions of land for cultivation, giving them certain shares of the produce: slaves becoming serfs.

§ 803. Leaving introductory illustrations, let us now observe more systematically the extent and quality of the institution as it has existed and still exists. We may fitly begin with societies in which it is, or has been, universal.

In Dahomey, where the king owns everything, everyone is his slave, or more properly his serf.

“By the State law of Dahome, as at Benin, all men are slaves to the king, and most women are his wives.”

“The highest officials in the land (excepting only the royal blood) are bonâ fide slaves to the king, and therefore cannot say what they please.”

In Madagascar there is a kindred state of things. “The whole population is always liable to be employed on government work, without remuneration, and for any length of time.” Beyond this liability of the whole population there is the special liability of a class—State-serfs carrying on various trades.

“All are required to labour at them during life for the sovereign, without any payment for their labour; they are, it is true, exempted from the taxes levied on the freemen, but they are obliged to provide for the support of themselves and families.”

Among the Coreans, too, State-serfdom is found. Oppert, who thinks that the institution has descended from days of constant warfare between tribes now consolidated, says:—

“The first and best situated class comprises the Crown bondsmen, who inhabit their own villages,” and who contribute “a slight share from the revenues of the country they are bound to cultivate, which share goes straight into the royal treasury.”

Of illustrations yielded by the records of ancient peoples those from Egypt may come first. While the great pyramids were being built, the Egyptians at large were manifestly State-serfs: they were in batches drafted from their homes [III-483] at a merciless king’s command to do his work. If not the whole population, yet large parts of the population, were thus conditioned in Assyria. Conquered peoples, removed bodily to different parts of the empire, were forced to labour at buildings by which the monarchs thought to eternalize their glory, but have instead eternalized their shame. The Hebrews, also, in this matter did as they were done by. In I Kings ix, 20-21, we read, concerning the descendants of the conquered peoples of Palestine, that those “whom the children of Israel also were not able utterly to destroy, upon those did Solomon levy a tribute of bond-service unto this day.” State-serfdom of a more normal type was, however, best exemplified in Sparta, where the conquering Dorians possessed the land and its aborigines. Says Grote:—

“The helots of Laconia were coloni or serfs bound to the soil, who tilled it for the benefit of the Spartan proprietors certainly—probably, of Periœkic proprietors also. . . . The helots lived in the rural villages as adscripti glebæ, cultivating their lands and paying over their rent to the master at Sparta . . . they belonged not so much to the master as to the State” [to which in fact the master himself belonged.]

In Athens the possession by the State of captives did not form so large a feature in the social arrangements. But besides the classes of bondsmen performing various public services, there were classes belonging to the temples, who carried on cultivation of the attached estates; probably under conditions similar to those of the helots.

§ 804. As preliminary to the right understanding of serfdom in Rome, we must note the form into which unceasing warfare had brought Roman society. More than once I have emphasized the truth that in proportion as militancy is chronic, the organization proper to an army becomes the organization proper to the whole society: regimentation spreads throughout the entire body-politic. For efficiently bringing to bear the national power upon other nations, the actions of all parts have to be completely coordinated; and [III-484] therefore not only the fighting part but the sustaining part has to be despotically controlled. After centuries of conquests the Roman Empire had developed an extreme form of this type. The conception generated by frequent wars among the Greeks, that the citizen did not belong to himself nor to his family but to his city, was, by the perpetual wars of the Romans, developed into the conception that he not only belonged to the State but was a vassal of the State, bound for life to his function and very generally to his place. There was, as Dr. Ingram writes in his History of Slavery

“a personal and hereditary fixity of professions and situations . . . Members of the administrative service were, in general, absolutely bound to their employments . . . the curiales, or members of the local senates, were bound, with special strictness, to their places and their functions. . . . Their families, too, were bound to remain. . . . The soldier . . . served as long as his age fitted him for his duties, and his sons were bound to similar service. . . . Everyone was treated, in fact, as a servant of the State, and was bound to furnish labour or money, or both; those who worked only for private profit were classed as ‘idle’ (otiosi).”

So that in fact serfdom was universal. There were official serfs, fighting serfs, farming serfs.

The origin of the farming serfs was miscellaneous. In part it was a sequence of those devastations which added to Roman glory—reducing large areas to silence and barrenness. The kind of coloni called læti are described by Seebohm as—

“families of the conquered tribes of Germany, who were forcibly settled within the limes of the Roman provinces, in order that they might repeople desolated districts or replace the otherwise dwindling provincial population—in order that they might bear the public burdens and minister to the public needs, i.e., till the public land, pay the public tribute, and also provide for the defence of the empire.”

But State-serfs on the land had various other derivations. Recognizing the fact that the universal servitude above described, formally established by Diocletian and others, had previously been growing, Dr. Ingram says:—

[III-485]

“The class of coloni appears to have been composed partly of tenants by contract who had incurred large arrears of rent and were detained on the estates as debtors (obærati), partly of foreign captives or immigrants, and also, apparently, of fugitives from the barbarian invasions, whom the State settled in this condition on the land, and partly of small proprietors and other poor men who voluntarily adopted the status as an improvement in their position. They paid a fixed proportion of the produce (pars agraria) to the owner of the estate, and gave a determinate amount of labour (operæ) on the portion of the domain which he kept in his own hands (mansus dominicus).”

“It was indeed the requirements of the fiscus and the conscription which impelled the imperial government to regulate the system. The coloni were inscribed (adscripti) on the registers of the census as paying taxes to the State, for which the proprietor was responsible, reimbursing himself for the amount.”

“The children of a colonus were fixed in the same status, and could not quit the property to which they belonged.”

“In no case could the rent or labour dues be increased. The colonus could not be transferred apart from the land nor the land without the colonus.”

Thus to supply money for the armies, to supply corn for the armies, to supply soldiers for the armies, and to be under a rigorous rule like that of the armies, was the fate of Roman serfs. They existed simply for furnishing men, materials, and food, to the fighting machine.

§ 805. We cannot know to what extent the social arrangements of the Roman Empire affected the social arrangements throughout mediæval Europe. When its organized savagery lapsed into the unorganized savagery of the dark ages, the main lines of structure disappeared; but since the militant type of society in a less developed form preceded Roman domination and survived it, we may infer that the more definite system of subjection which Roman rule developed, being congruous with the type, left traces. Be this as it may, however, we have evidence that the institution of serfdom was in a sense natural to the European peoples from early times. The description Tacitus gives of the Germanic [III-486] tribes shows that among them there existed bond-servants—doubtless captive enemies or their descendants. He says that the lords—the tribesmen—themselves preferred fighting and hunting to agriculture, and left the management of the latter to the women and weaker members of the family.

“The lord (dominus) requires from the slave a certain quantity of corn, cattle, or material for clothing, as in the case of coloni. To this modified extent the German servus is a slave. The wife and children of the free tribesmen do the household work of his house, not slaves as in the Roman households.”

When the Germans over-ran Gaul, the pre-existing forms of servitude were necessarily complicated; and the perpetual over-runnings of societies one by another during early stages, repeatedly superposed additional social grades. Seebohm infers that the mediæval serf was—

“The compound product of survivals from three separate ancient conditions, gradually, during Roman provincial rule and under the influence of barbarian conquest, confused and blended into one, viz., those of the slave on the Roman villa, of the colonus or other semi-servile and mostly barbarian tenants on the Roman villa or public lands, and of the slave of the German tribesman, who to the eyes of Tacitus was so very much like a Roman colonus.

But this mingling was incomplete. From the time of the conquest of Gaul by the Germans, there co-existed three kinds of subject life—slavery proper, an intermediate servitude in which certain rights of the servus were recognized, and serfdom proper. In the course of centuries the freer forms replaced the more servile forms. Among other causes to which the change is ascribed in the case of France, was the establishment of a central royal power by which the powers of feudal nobles were subordinated. It is said that this change produced the decline of serfdom by placing the subject classes in direct relation to the king instead of to their local rulers; and that it became his interest to favour them in his struggles with the local rulers. But while this was a part cause there was a deeper cause; namely, the concomitant decline of inter-feudal wars. So long as dukes, counts, [III-487] and barons went on fighting one another, they had pressing need for the services of all vassals of whatever grades, and strong motives for maintaining their absolute subjection; but as fast as these nobles were subordinated to the monarch, this motive weakened. Instead of being fixed to a tract of land which he cultivated solely for his lord’s benefit, the serf became the owner of this tract, paying to his lord tribute of work and produce, or finally of money.

The case of England comes next. We may assume that the groups of invading Anglo-Saxons (or Old English as Freeman will have it) who, partly slaying and partly enslaving the Celtic inhabitants, settled themselves here and there, were severally headed by chiefs. We may assume, further, that these rude warriors, either individually or else as village-communities, continued to yield their chiefs allegiance of a kind like that above shown to be common now among uncivilized peoples. And we may conclude, as not improbable, that such headed groups, beginning as occupants of “marks,” became the germs of the manorial groups which are found to have been in existence at later periods. Be it or be it not that there persisted in England some influence of the Roman organization, there became visible, in times of consolidation under kings, a parallel set of relations. Just as the owner of a Roman estate was responsible to the government for taxes due from the attached coloni, but took from them the amounts along with other proceeds of their work; so the lord of the manor in early England was responsible to the sheriff for sums due from the manor to the king, and obtained these partly from his own demesne lands cultivated by serfs, and partly from other tenants less directly dependent on him, but nevertheless liable to the king, through their lord. As elsewhere so here, gradations of servitude co-existed. From early Anglo-Saxon times had persisted slaves—probably descendants of conquered Celts—who were chattels bought and sold, “had no wergild, no credibility, no legal rights,” though they were severally allowed to accumulate [III-488] a peculium. There were the ceorls (afterwards villeins) or irremovable cultivators. And there were tenants who had considerable degrees of independence while under certain obligations. A passage from Lappenberg, referring apparently to immigrant tenants, possibly fugitives, gives some insight into the general relations before the Norman Conquest.

“Every husbandman (gebûr) received, on being settled on the land of his hlaford, seven sown acres on his yard of land, two oxen, a cow and six sheep. . . . Besides these swineherds who attended to the herds of the lord (aehte-swan), there was another class (gafol-swan), each of whom paid a yearly rent of ten swine and five pigs, reserving all above this number for himself; but was bound to keep a horse for the service of his lord.”

But while there was thus dependence and obligation on the one side, there was defence on the other. Lappenberg, says:—

“The wealthy lord of the soil, the feudal superior, took all his vassals or subjects under his protection, which the kindred formerly afforded, and undertook the obligation of presenting them, if accused, to justice, and to pay the wergild of the homicide who had fled.”

And this statement supports the inference that the local manorial group with its lord, had grown out of the original military community with its chief; constituted in such way that each member, bound to the whole, was subject to its ruling authority, while the whole through its ruling authority protected each member.

How natural are such social relations in early half-militant, half-agricultural, stages, is further shown by the pre-existence of such relations among the Celts. In Wales the old patriarchal organization, growing into that of a scattered village-community, had, partly by inter-tribal wars and resulting slave-captures, partly by the subjection of evil-doers, illegitimate sons, and “kin-broken” tribesmen who had lost their rights, generated unfree classes; and there had arisen grades of ownerships, and obligations. A prince’s or lord’s territory included a manor with his residence, demesne [III-489] lands and home farm, cultivated by a class of tenants like villeins. There were free tenants, some of them free tribesmen settled on the estate, who paid money-rents instead of the original food-rents and services. There were groups of serf-tenants in outlying districts, and there “were hamlets of free tenants, and other hamlets of villein tenants, all contributing rents and services, and the latter supplying provisions and day-works:” all such tributes being “attached to particular holdings or hamlets.”

Concerning serfdom among ourselves, we have only further to note that in the time of Henry III, the absolute dependence of the serf on his lord’s will, rapidly became qualified. While, as in France, the lands to which serfs were tied passed into their own possession, their slave-like services were in various ways commuted: there was “a transformation from tenants in villenage to copy-holders.” And this change, be it remarked, went on earlier here than elsewhere, because in virtue of the subordination of the local rulers to the central ruler, initiated at the conquest, local wars had earlier died away: there was less of diffused war.

§ 806. For completion of this outline must be included some accounts of serfdom in its latest stages, derived from Prussia and Russia.

Continuing chiefly on baronial estates, serfdom in Prussia, while still a form of subjection which required sworn allegiance as well as services and dues, and which tied the serf and his children to the estate, secured him the general rights of a citizen; subject in some cases to his lord’s assent, as in the case of marriage. At the same time, along with this qualified freedom and these obligations on the side of the serf, there went, on the side of the lord, certain reciprocal obligations. He was supposed to help his serf when in need and afford him means of living; to see that his children were well brought up, sent to school, and provided with businesses; he was called on to protect his serfs in their relations [III-490] with outsiders. Thus, speaking generally, serfs were citizens subject to extra duties and restraints. Their legal status was one of half-freedom and half-servility.

Russia repeats with variations the lesson we have already learnt. Originally the peasants (distinguished from slaves, who had always existed) were independent proprietors grouped into village-communities. With the rise of local magnates—princes, boyars, &c.—implying turbulent times, the poor and powerless found it here as elsewhere needful to put themselves under the protection of the powerful—to accept partial subjection, with its obligatory services, for the sake of safety. Further, where they wished to take uncultivated land, of which there was plenty, they became indebted to the wealthier men for capital, and so became tied to their farms as debtors. And then, just as in Rome the perpetual wars led to the fixing of citizens in their occupations and localities, so that all might serve the State in the ways its officers directed, so was it in Russia: the whole society was regimented. The lands of petty princes and boyars were changed into fiefs held from the Tsar; and while these local rulers became vassals, the peasants on their estates became serfs: the whole process being the concomitant of the ceaseless fightings by which the empire was established.

§ 807. Throughout this brief, and therefore very inadequate, outline of an institution extremely varied and complex in origin and nature, little has been said concerning its character as a system of industrial regulation. We have seen, however, that, growing out of a primitive state in which a slave-class had to supply the warrior-class with the necessaries of life, it became, as societies evolved, a permanent commissariat—a working part which fed the fighting part.

Subordination, coordination, consolidation—these are phases of the process by which war tends to combine all social actions for offence and defence; throughout the nation as throughout the army. Be he soldier or be he civilian, the [III-491] unit is more and more coerced by the aggregate. Further, we see that when peace has been followed by diminished control of a society over its members, the control increases again with the return of wars. Where the army had been recruited by voluntary enlistment, it comes to be recruited by conscription—by compulsory service. At the same time the heavier taxes and the forced loans imply that the citizen has a decreased power over his property—makes a step towards servitude to the State. And in respect of the institution of serfdom here treated of, this effect is well exemplified by what took place in Germany after the Thirty Years War.

“A practical despotism was established, as well in the greater states as in the minor principalities,” and the peasant, though “in general not legally in the condition of serfdom . . . but only of a limited subjection,” was “liable to be treated with great brutality, and was in practice at the mercy of the lord as regards the dues he had to pay and the services he had to render.”

To which special facts add the more general facts that whereas in England, the least militant of European states, serfdom had practically disappeared in the 13th century, it survived in various Continental states till quite late periods; namely in France till 1789, in Prussia till 1810, in other German States till 1812—1820; Austria 1848; Russia 1861.

Along with the negative cause for the relaxation and abolition of serfdom there is a positive cause—the unfitness of the serf for productive purposes. Most incentives which make a citizen an efficient working unit, are not operative upon him under a régime which represses all initiative and furnishes no stimulus to energy. German observers in Russia, as quoted by Prof. Jones, say that a Middlesex mower will mow in a day as much as three Russian serfs. The Prussian Councillor of State, Jacobi, is considered to have proved that in Russia, where everything is cheap, the labour of a serf was double as expensive as that of a labourer in England. In Austria the work of a serf is stated to have been equal to [III-492] one-third of that of a hired man. Verifications, here lacking, will, however, scarcely be needed by one who watches the doings of men among ourselves, who are employed under vestries and kindred authorities in road-repairing and cleaning. They listlessly wield their picks and shovels for two or three minutes, and then stand up to rest and gossip for five.

What then, briefly stated, is the general conclusion? Compulsory cooperation is needful for, and proper to, a militant régime; while voluntary cooperation, naturally arising with the growth of an industrial régime is proper to it, and replaces the other in virtue of its greater efficiency.

 


 

[III-493]

CHAPTER XVII.

FREE LABOUR AND CONTRACT.

§ 808. The beginning of this chapter is but nominally distinguishable from the end of the last, since the stage there described passes insensibly into the stage to be described here. By as much as cooperation ceases to be compulsory, by so much does it become voluntary; for if men act together they must do it either willingly or unwillingly. Or, to state the fact in the language of Sir Henry Maine, the members of a society may be united under relations of status, prescribing and enforcing their graduated positions and duties, or, in the absence of these relations of status, they must fall into relations of contract—relations determined by their agreements to perform services for specified payments.

Hence, if social life is to go on at all, it is a necessity that as fast as the one system of cooperation decreases the other system must increase. Here we have to trace as well as we can the incidents of the transition.

§ 809. Under certain of its forms contract arises in early stages. As soon as the reciprocal making of gifts has passed into barter (vol. ii., pp. 99, 668 and § 754) every transaction of exchange implies a momentary contract: it is understood that for a thing given some other thing will be given in return. If there is an interval between the two acts there arises a more obvious bargain, tacit though unspecified. In a kindred manner, among the uncivilized and semi-civilized, occur agreements for services. When, as occasionally happens, [III-494] one who is building a dwelling or gathering a crop is helped by his neighbours, it is on the implied understanding that help equivalent to that rendered will be afterwards rendered to each of these neighbours: there is an agreement to pay services for services. And then if one who does not need such future services takes instead of them some concrete object offered, we have a commencement of payment for labour—we have an undeveloped form of the contract to give work for wages.

Thus early initiated in a few cases, development of contract is impeded in many ways: some of them remaining to be noted along with those already noted. At first, besides the women, there are only warriors and enslaved captives. The man who can be hired for wages does not exist. Again, payments must be made in commodities, mostly inconvenient to divide, and their values must be arbitrarily estimated. Even when some kind of currency has arisen there cannot be any standard payment for labour until after the hiring of labour has become general. Then there are the moral impediments. Not to be a warrior is dishonorable, and to do the work which slaves commonly do is a disgrace. So that even when there come to be men who work for wages, there is great resistance to the growth of the class. It is true that among the absolutely peaceful Eskimo, men who are unskilful sealers, or who have been impoverished perhaps by loss of their kayaks, fall into the condition of assistants to others who are better off; but even here there is loss of reputation—an implied inferiority and a consequent aversion to working in return for sustenance.

Spite of difficulties, however, the higher institution grows. Among some partially civilized races who have serfs there are also free labourers. Thus, in Tahiti, according to Ellis, “the inferior chiefs generally hired workmen, paying them a given number of pigs, or fathoms of cloth;” while, among the Samoans, who have no servile classes, it is said of a master carpenter that “whenever this person goes to work, he has in [III-495] his train some ten or twelve who follow him, some as journey-men, who expect payment from him.”

But like many other institutions the institution of free labour or hired labour, in its developed form, arises indirectly as a sequence of social aggregation caused by conquests, occurring after there has been reached an agricultural state and a growth of population. The process is one which, while it consolidates groups, incidentally produces a class of detached individuals. We have evidence that this happened among ancient peoples. Though work among them was mostly done by slaves, yet some of it was done by freemen. Hired labour was customary with the Egyptians, according to Ebers. “Ethiopians ‘who want to be hired’ were freely admitted on the southern frontier.” Brugsch says that in addition to the slave-population “a whole world of busy artisans worked for daily wages.” There is evidence that in Babylonia, too, the same institution existed. On a table of laws it is said:—“A certain man’s brother-in-law hired [workmen] and built an inclosure on his foundation.” So, likewise, was it among the Hebrews. The hiring of servants, or working men, for long periods is frequently alluded to, e. g., Ecclus. vii. 20, xxxvii. 11, and elsewhere; and in Deuteronomy xxiv. 14, there is the injunction—“Thou shalt not oppress an hired servant that is poor and needy, whether he be of thy brethren, or of thy strangers that are in thy land within thy gates.” And that besides the ruling classes and the slave-classes in Greece and Rome, there existed free classes containing labourers, is manifest on remembering that in Athens a considerable part of the population consisted of immigrant foreigners carrying on commerce, and that in Rome, beyond the class of freemen proper, some of whom must have been by impoverishment reduced to the working class, there were also the freed-men, the mass of whom, of course, had no alternative but to maintain themselves by use of head or hands.

[III-496]

§ 810. Various origins of the free labouring class must be set down; some of them having large shares in producing it and others small shares.

The first, and perhaps the most general, is the purchasing of their freedom by slaves. In various parts of the world the permission given the slave to accumulate property led to this: the property being eventually used by him to ransom himself. It was thus among the Hebrews. It was so too among the Romans; where, as we have seen, the use of the peculium for purchase of freedom was well recognized. Nor was it otherwise among our Anglo-Saxon ancestors. Of course the self-ransomed, and afterwards their children, continually augmented the class of free labourers.

To those who bought their freedom must be added those who received it gratis. We have seen that with the Hebrews emancipation was provided for by law—at any rate in case of slaves of Hebrew blood. In Rome, likewise, it became common: and under Constantine a religious ceremony sanctifying it was established. During later times in Europe it occurred also: the liberation of slaves came to be regarded as an act of pious sacrifice. If, very generally in mediæval days, slavery was held justifiable, yet there evidently co-existed in some the thought that the holding of a man in bondage is not entirely right. Hence came manumissions made by will, in which, “for the good of his soul,” or “to make his peace with God,” a master liberated his slaves. At a later time this motive furthered the manumission of serfs also.

Emancipations which thus had other-worldliness for their motive, eventually had worldliness also for their motive. It was discovered that the labour of a bondman, whether slave or serf, was unprofitable, that commuting his services for money was a gainful transaction, and that the exchange of wages for work was a still more gainful transaction. Considering how little, on the average, men are influenced by other motives than self-interests, we may conclude that this [III-497] economic cause for growth of the free class was a chief cause.

Under some conditions the self-interests of feudal lords put an end to serfdom in a very prompt way. Serfs ceased to have the obligations of tenants because they were evicted. Their partial servitude was abolished in the act of abolishing their part of ownership of land. This process went on extensively in Germany. Already in the 16th century it had commenced, and it assumed in later times very large proportions: being in some cases regulated in the interests of the landowners by statute. In Mecklenburg, between 1621 and 1755, the number of baronial serfs had been reduced from 12,000 to 5,000. Inama-Sternegg writes:—

“This inequitable proceeding had the important result that there grew up in connexion with these large estates a special class of agricultural labourers—a class of day-wage workers.”

In England, early in the 16th century, the power of landlords, little checked by the power of the people, brought about in some cases similar results. Partly enclosure of commons, with consequent inadequate pasturage, which disabled tenants from cultivating their fields properly, partly the turning of them out for non-fulfilment of nominal obligations, caused numerous detachments of men from the land. Professor Cunningham remarks that the agricultural distresses of the time “bring the period of manorial economy to an end, for the traces of serfdom which crop up at intervals before this time may now be said to cease; the wholesale evictions of those days put an end to the astriction of labourers to the soil, and thus helped to swell the numbers of the tramps who infested the country.” In the case of England, however, it must be added that this process of detachment from the land had been preceded by a process of re-attachment to it and diminished freedom. When, after the depopulation due to the Black Death, labourers became scarce and landowners were unable to cultivate their estates, laws were passed to enforce the taking of lower wages. There [III-498] presently resulted a peasants’ revolt which was put down by force, and there followed a temporary re-institution of serfdom. Says Cunningham:—

“Before long the old régime reasserted itself, and the villeins returned to nominal servitude, until, owing to the spread of new agricultural methods, their services ceased to be valuable.”

And here we may recognize the actions and reactions which, in societies as in other aggregates, produce rhythmical movements—the rise of free copyholders, the return of them to a partial serfdom, and again a decay of this serfdom, to be followed as we shall see by another partial return to it.

Beyond the emancipations of serfs arising in these ways more or less gradually, there were in some cases wholesale emancipations arising suddenly. In France, for example,—

“A charter of emancipation, comprehending the whole population of a village, was sometimes given by a lord in return for a money payment.”

Moreover, Philip Augustus, to strengthen himself against the feudal aristocracy, further facilitated enfranchisement—

“The tenants of Crown-vassals or of the feudal inferiors of these, though continuing to reside on the land, could repudiate their lord by a declaration on oath and become burgesses of a particular city, by payment of a fixed yearly amount.”

The result was that presently tenants refused to redeem themselves from their lords by ransom.

But the lapse of serfdom was not complete. There remained serious restrictions of freedom on those who had become possessors of the lands they had been tied to. France furnishes evidence. Over considerable areas of it the peasant-proprietor, now cultivating his small freehold (to which he often joined an additional portion as a tenant), and now working as a labourer for hire, was under various obligations to his seigneur. There were in some cases corvées or labour-rents; there were tolls to be paid at fairs and markets; there were payments to be made for grinding his corn, crushing his grapes, and baking his bread, at the mill, winepress, and oven belonging to the seigneur; and there were fines on [III-499] occasional sales of lands, as well as irredeemable quit-rents. These burdens and restraints pressed so heavily on the peasant-proprietor as often to make his portion of land not worth cultivating; so that before the Revolution large tracts of France, made valueless partly in these ways and partly by imperial taxation, had been abandoned and were covered with wild vegetation. Of course there resulted a large addition to the detached population. Though in England such processes do not seem to have operated in large measure to increase the class of free labourers, yet they probably operated in some measure.

To these major causes must be added minor causes, some of which have been at work from the earliest days. As soon as there arises chieftainship there arise fugitives—men who, ill-used by one chief, escape and join some other. Among the Abipones the subordination is very slight.

“Moreover, being lovers of liberty and roving, they choose to own no law, and bind themselves to their cacique by no oaths of fidelity. Without leave asked on their part, or displeasure evinced on his, they remove with their families whithersoever it suits them, and join some other cacique; and when tired of the second, return with impunity to the horde of the first.”

Similarly of the Patagonians we are told—

“They are obliged to treat their vassals with great humanity and mildness, and oftentimes to relieve their wants, or they will seek the protection of some other cacique.”

And of the Bechuanas Livingstone says:—

“Families frequently leave their own headman and flee to another village, and sometimes a whole village decamps by night, leaving the headman by himself.”

These actions, common in low social states, foreshadow some that happen throughout all higher social stages. The same motive which, throughout feudal days, led men-at-arms to leave their native places and change their allegiance, or take service abroad, of course operated on the lower ranks. In Russia, for instance, serfs occasionally deserted one petty prince or boyar for another whose treatment was not so hard; [III-500] and in days of perpetual internal quarrels, there was everywhere a motive on the part of a local potentate to accept additions to his forces. Of course immigrants, not bound to the soil, were usually subject to less servile conditions, and became a semi-free class. Then, again, there must ever have been additions to the free class from the unacknowledged illegitimate children of higher classes; and larger increments must have been supplied by unsuccessful copyholders who had parted with their lands, as well as by the children of copyholders for whom there was no room. In our own days we see recruits to the labouring classes continually arising in kindred ways.

§ 811. Let us now contemplate the position of the free rural class which, in the slow course of ages, was produced in these various ways—by purchase of freedom, by gift of freedom, by commutation of dues and services, by eviction of semi-servile tenants, by immigration of fugitives, by impoverishment of small free tenants, by multiplication of their children, and by the addition of bastards derived from higher ranks. Let us, I say, look at the condition of the class thus constituted. It will suffice if we consider the case of our own peasantry.

To remedy the evils which had arisen from the production of a large unemployed mass of discharged soldiers and serving-men, added to by the evicted tenants named above and by the dependents of suppressed monasteries, stringent laws were passed. These had the effect of reducing to a semi-servile state, multitudes of mendicants and others who had been brought to a wandering life by the unjust dealings of feudal lords and by royal greediness—especially by that of Henry VIII, who in such various ways exemplified the criminality of monarchs, and who intensified the prevailing misery by large debasements of coinage. Of the swarms of homeless men thus artificially generated, those who did not die of starvation saved their lives by robbery, for which they [III-501] were hanged wholesale, or were seized, and by penal enactments forced to serve at fixed rates of wages. This treatment of drifting beggars who had, in fact, been deprived of the means of living by those above them, went, in the time of Edward VI, to the extent of branding them with V or S, as vagrants or slaves. Meanwhile, by successive steps each locality was made responsible for the maintenance of its poor. That is to say, there revived in a qualified way the attachment of men to the soil, and the claim to a share in the produce of the soil. Though nominally free, the labourer was coerced not only by restraints on his locomotion, and by the obligation to accept specified sums for his labour, but by the limitation of his liberty to labour. For he could not choose his occupation; as is shown by a law which enabled a disbanded soldier to work at what he liked.

But the many limitations on freedom in those days cannot be appreciated until we have pictured to ourselves the social régime then passing away by slow steps. The groups out of which large societies have been compounded, are now so completely amalgamated that we have difficulty in imagining the degree of discreteness which once existed, and the traits which resulted from separateness of parts. The original antagonisms long survived in such ways that each simple group defended itself against other simple groups, and each compound group against other compound groups. Be it in the Highland clan, the Irish sept, the Welsh tyddin, or the old English mark, we see everywhere within the larger societies held together by a central government, these smaller societies held together originally by bonds of blood, and afterwards by other bonds mixed with them. Everywhere there was a reciprocal protection of the members by the group and restraint by the group of its members: the result being that nowhere was the individual really free. Athelstan, when ordering concerning “a lordless man” that they should “find him a lord in the folk-moot,” did but give one of its forms to the general usage; and [III-502] the command of Edgar “that every man be in surety both within the towns and without the towns,” as well as that of Edward the Confessor that “all men are bound to be in a guarantee by tens, so that if one of the ten men offend the other nine may hold him to right,” illustrate that universal system of bail in early days, under which, instead of the family-group protecting and coercing its members, there came groups otherwise formed doing the like. And in spite of the changes progressing through the centuries, social relations of allied kinds persisted; so that while each man belonged to a manor or parish, the manor or parish was responsible for him.

Surviving usages suggest that after the labourer had become nominally free, there continued, in the farmer’s household, usages which faintly simulated those of lord and vassal. For as the old patriarchal relations were repeated in the baronial hall, where superiors, seated higher, took their meals along with their dependents; so, in the farm house, even down to recent days, the labourers were members of the family, in so far that they boarded with it and were under family government: such of them as were not married being probably provided with sleeping places in out-houses. And some such arrangement was in large measure needful during turbulent times, when safety was sought in mutual protection.

The freedom of the rural labourer has indeed long remained much qualified, and appears to be so still in some districts. Already I have quoted Mr. Jefferies’ account showing that the complete subordination of sons to fathers continued among farmers in certain parts of the country down to generations still surviving; and he points out that a kindred coercion was simultaneously exercised over those the farmer employed.

“These labouring men, like his own children, must do as the farmer thought best. They must live here or there, marry so and so, or forfeit favour—in short, obey the parental head. Each farmer was king in his own domain.”

[III-503]

Thus we may perceive that the perfectly independent peasant has come into existence only in our days.

§ 812. More rapid changes went on in the towns—changes which were at first much the same, for in early days urban life and rural life were not distinguished as they are now. Towns having very generally been formed by the clustering of houses round the strongholds of nobles, their inhabitants were as much under feudal control as were residents in the surrounding country. But the acquisition of freedom by them was in various ways rendered easier; and we may conclude that it was specially facilitated in towns which were not dominated by castles.

Taking up the thread of the argument broken off in the last section, we may consider first the condition of immigrant serfs. These, after a specified period, could not be reclaimed, and became nominally free. But they were not practically free; for, with modification, the urban régime was akin to the rural régime. The escaped villein entering a town as a stranger without means, without protection, and without standing in a court of justice, had no alternative but to put himself under some well-to-do citizen and accept a qualified servitude in return for safety. Unable to carry on any business, unable even to work as a journeyman until he had passed through an apprenticeship, he must either starve or submit to any conditions imposed, however hard. Moreover, besides free handicraftsmen there were bond-handicraftsmen—men not yet emancipated from feudal control. Brentano writes:—

“The population of the towns, at least of those on the Continent, consisted, as late as the 11th century, of officials, old freemen, and bondmen. To the last belonged the greater part of the handicraftsmen, who, obliged to pay certain taxes and to perform certain feudal services and labours for their lords, were subjected to officers appointed by them.”

This statement is made with respect to places abroad in which the inhabitants at large were under feudal government; [III-504] but in England the emancipation had commenced earlier. Hallam remarks that by escaping to the towns “a large proportion of the peasantry, before the middle of the 14th century, had become hired labourers instead of villeins.” But that these immigrant serfs had to accept a semi-servile condition, we may be sure on observing how comparatively servile was the condition of the indigenous working class.

For beyond the facts that a man could work at any trade only after an apprenticeship, that admission to apprenticeship was practically restricted to the children of gild-brothers, that the apprentice was under the despotic rule of his master, and that when he reached the stage of journeyman he still continued under this domestic control (as even still in Germany), there was the fact that he could enter the gild and become fully free, municipally and industrially, only after payment of fees often intentionally raised beyond his means: the result being that even descendants of burgesses, sometimes debarred from carrying on businesses, were obliged to remain working artisans, subject to legal as well as industrial disabilities.

Nor were the fully free—the members of the gilds themselves—free in the modern sense. A gild was a hierarchy. Below the master and wardens came the class of superiors from whom the governing council was formed; then the mass of those who were masters authorized to take work; beneath them the trained assistants; and to keep the commonalty under the despotic rule of the chief men, the elective system was designed so as in large measure to deprive them of power. Moreover the ordinary gild-member, under this oligarchic rule, could not carry on his business as he pleased. He was subject to restrictions in respect to times, places, prices, and modes of work and so forth. Summing up the results of patient investigations into gild-organization, Mrs. Green says:—“From the very outset its society was based on compulsion.” And then with this semi-militant [III-505] internal government went semi-militant external obligations. On gild-members or burgesses in fortified places, devolved the building, maintaining, and defending of the walls; and different towers were manned by different crafts. These nominally free townsmen were subject to forced labour not only for purposes of defence but for purposes of improvement—a municipal corvée. And besides having occasionally to fight outer enemies—foreign on the coast and native in the interior—they had to fight inner enemies, bearing arms at their own expense.

Thus in the days when serfs sought refuge in towns, though the régime of contract had qualified the régime of status more in them than in the country, yet the qualification was really not great.

§ 813. Further progress towards free labour was afterwards achieved by a second escape from coercion. Men from the country had sought liberty in the towns and now men from the towns fled for liberty into the country. A petition from Southampton in 1376, quoted by Mrs. Green, complains that “half the people had deserted their homes to escape the intolerable burdens thrown on them, and the rest were going.” Then beyond the exodus thus prompted, there was another prompted by desire to avoid gild-control. Many artisans were obliged to take oath that after apprenticeship ended they would not set up for themselves without license from the gild. To avoid restraint by residence with masters, they sought to live apart, and in London caused a “scandal” by doing so; just as serfs caused a scandal by escaping from their lords. Thus journeymen were prompted to begin business outside the range of gild-authority. They “set up shops in suburbs or villages,” and some carried their trades to distant towns not under corporate control, such as Birmingham and Manchester. Both processes added to the ranks of the free workers—workers not nominally free only but actually free.

[III-506]

A concomitant effect occurred. Decrease in the prosperity and power of the gilds was followed by disorganization of them. And then their progressive decline was in most cases brought to a sudden end by confiscations of their property. Malefactors reigning by divine right, who impoverished the nation in their unscrupulous pursuit of personal ends, robbed, among other bodies, the gilds, to the extent in most cases of causing their dissolution. Of course a resulting, but unintended, benefit was that of giving to members of gilds, as well as to others, freedom to carry on their businesses as they pleased. The régime of free labour thus was extended.

§ 814. Here we have to retrace our steps and observe the advance from status to contract along another route. While in some countries gilds were dissolving, in other countries house-communities and village-communities were dissolving.

Though need for mutual protection caused cohesion of relations in clusters, there was at work from the beginning a cause of dissolution ready to show its effects as soon as surrounding conditions allowed. Always the diligent and skilful felt annoyance at being unable to profit by their superiorities. They were vexed on seeing the idle taking equal shares of benefit with themselves. Says Sir Henry Maine concerning the South Slavonian house-communities:—

“The adventurous and energetic member of the brotherhood is always rebelling against its natural communism. He goes abroad and makes his fortune, and strenuously resists the demands of his relatives to bring it into the common account.”

Where peace allowed, disintegration, thus instigated, began long since and has continued; as witness the following passage from Mr. Arthur Evans:—

“The households here [Radovatz] are not so large as in other parts of the frontier, and it is evident that in former times the inhabitants must have found some means of evading the law, and dividing their property . . . the effects of the Theilungsgesetze are beginning to be [III-507] felt . . . We were shown one house where the family had just quarrelled and split up.”

To like effect is the remark of Kovalevsky:—

“C’est donc l’instinct d’individualisme qui mine et désagrège l’institution de la communauté familiale; c’est lui qui incite les membres majeurs de la famille à revendiquer la libre disposition de leurs acquêts et à devenir les promoteurs du partage forcé accompli du vivant du père.”

As illustrating the truth that the political régime and the industrial régime are fundamentally related, it is interesting to read, in M. de Laveleye’s Primitive Property, a remark showing that this domestic change goes along with the general decline of subordination.

“In the Russian family as in the Russian State, the idea of authority and power is confused with that of age and paternity . . . The emperor is the ‘father’ . . . Since the emancipation, the old patriarchal family has tended to fall asunder. The sentiment of individual independence is weakening and destroying it. The young people no longer obey the ‘ancient.’ ”

But concerning the dissolution of these groups of kindred, perhaps the clearest conceptions may be extracted from M. Jireček’s account of the house-communities in Bulgaria, of which there now remain but few. Each of these, called a rod or roda (gens), generally bears the name of an ancestor. Now-a-days the leader is elected. He directs the work and life of the community, and represents it in all external transactions. The progressive collapse of them is due partly to frequent internal revolutions—dissatisfaction with leaders and changing of them—and partly to the excursions of members in search of work, and their eventual separation: doubtless caused by the desire to retain what they have earned.

The same essential causes operate in the Indian communities. Mr. Ghosh points out that unlikenesses of character between different tribes, as well as unlikenesses in their occupations, cause different degrees of the tendency to dissolve; but that everywhere the tendency is shown under present peaceful conditions. Pointing to certain reasons for jealousy [III-508] within the communities, and to the “facilities offered by British Courts to secure separate enjoyment of communal property,” he says:—

“Hence it has been that under the Dayabhaga law the communal relations generally break off in the third or second generation, counting from the founder of the family.”

And in India, as elsewhere, when once any degree of separate ownership comes to be recognized, the dissolving process begins. Says Sir Henry Maine:—

“With the Hindus it [the peculium] is the great cause of the dissolution of the joint families, and it seems to be equally destructive in the South Slavonian countries.”

On remembering that the permission to save a peculium made possible among the Romans, and other peoples, the self-ransoming of slaves, it is instructive to observe that it also leads the way to independence of the communal member. The products of a slave’s labour are owned by his master, and the products of the labour of each unit in a house-community are owned by the community. But just as a slave desires to use his powers as he pleases and to have all that the exercise of them brings him, so desires also a member of a community who gives to it in labour more than he gets in benefits. Each of them wishes to own himself entirely, and each uses the peculium he has acquired to achieve this end.

Finally, however, it must be remarked that the industrial freedom achieved by the masses of men in the various ways above described, still remains incomplete in most countries, and remained incomplete even among ourselves within the memories of living persons. Except in London, an artizan could not carry on any other occupation than that to which he had been apprenticed. It was not until 1814 that this restriction was abolished; and not until 1824 was there complete freedom to emigrate. Moreover, up to that date the artizan was not allowed to travel about the kingdom in search of work.

[III-509]

§ 815. At the opening of this chapter it was pointed out that free labour and contract are correlatives. Having traced out the various origins of the one we have now to observe the concomitant development of the other. As the first implies the last, it is a necessary result that the last has become general and definite in proportion as the first has become so.

Contracts were made in the earliest recorded days of partially civilized peoples, as when Abraham bought the cave of Macpelah (using the currency of adjacent cities). On tablets from Assyria “many contracts have been found for the sale or hire of landed property and slaves.” Not dwelling on earlier cases let us pass on to the case of Rome, where, as Eschenburg says, the members of the trade-gilds, or collegia, “performed work for the state, or for individual citizens, who were not able to hold slaves.” The last clause of this statement is significant as showing that in the early Roman house-communities, work of different kinds was done within the group (as in the house-communities and village-communities of the Hindus and the Teutons) but that when there came to be a non-slaveholding class, contract became necessary. When a house-community has grown into a village-community, and certain members of the multiplying cluster do special kinds of work for the rest, the giving in return so much grain, or the marking off so much ground for cultivation, prefigures contract, but is not contract proper; since the apportionments are arbitrarily fixed by the authority of the group. Contract proper arises only when the work and the payment are voluntarily exchanged; and while, on the one hand, this can happen only when the parties to an agreement are independent, on the other hand when they are independent it must happen.

This new form of cooperation, seeming to us simple and comprehensible, did not originally seem so. The fact that at first barter was not understood by savages, throws light on the fact that in early European days, commercial transactions [III-510] did not easily become habitual; since family-relations did not involve ideas of exchange. As Prof. Cunningham remarks:—

“At the time of Cæsar . . . society was bound together by ties of blood and personal duty.”

“The more highly developed life of the eleventh century involved the habitual use of definite ideas of ownership and status, such as men in the condition Cæsar describes could not have grasped. Dealings at markets and fairs, as well as the assignment of definite portions of land, necessitate the employment of measures for which the primitive Germans could have had little use.”

This last sentence brings into view another factor in the development of contract. Under one of its leading aspects evolution, no matter of what kind, involves change from the indefinite to the definite; and it is thus with measures of quantity, whether of weight, capacity, length, or area. “While primitive tribes may estimate land very roughly by units which have no precise areal value, agriculturists in a highly civilised society desire to have an accurate metric system.” Similarly with other contracts, the habit of exchanging led to precision of measures, and precision of measures facilitated the habit of exchanging. Derived from organic lengths and weights—the cubit, the foot, the carat, the grain—measures became precise and State-authorized only in course of time; and only then did contracts become definite. Only then, too, could the idea of equivalence be made clear by comparing the quantities which different dealers gave in exchange.

For complete development of contract definite measures of value were also needed. We have seen in Chapter VIII how greatly, in early stages, exchange was impeded by absence of a currency. We have seen how a currency, at first consisting of leading articles of consumption, such as cattle, had units of variable worth. When manufactured articles—weapons, tools, cloth,—became media of exchange, indefiniteness still characterized prices. After weights of metal were employed as money, differences in the standards of [III-511] weight made valuations of exchangeable things more or less vague. Even when stamped coins came into use, the minting in various places by various persons, entailed unlikenesses in the amounts of metal; and after State-coinage had replaced other coinages, debasement re-introduced indefiniteness. Only in modern times have trustworthy currencies given precision to contracts; and even still, in various places, depreciated paper-currencies interfere with this precision.

Still another factor has to be recognized. In days before writing was prevalent, and when men’s promises were less to be trusted than now, contracts had that kind of indefiniteness which takes the form of uncertainty. Hence hindrance from the need for witnesses. In Anglo-Saxon times—

“Business had to be conducted publicly before witnesses, as there was no means of giving a regular receipt, and it might often have been difficult for a man to prove that he had not stolen a purchased article unless his statement was supported by testimony; hence the obligation of trading ‘in port.’ ”

And at later dates there were State-appointed officials in markets before whom bargains were made and exchanges effected; as during early days in the East.

Finally, for the development of contract, human nature has to undergo appropriate modifications. In low stages not only are all things, all transactions, all ideas, inexact, but there is a dislike of exactness. The uneducated have a positive love of indefiniteness: witness the resistance of cooks to use of weights and measures, and their preference for handfuls and pinches. In the East at the present day, where implements are rude and the lines, curves, and surfaces of industrial products are never quite true, all things are indefinite. Like our own in ancient times, the narrow streets are extremely irregular; the unmetalled roads are without boundaries; after long bargaining articles are sold for half as much as was asked; and there is repugnance to distinct agreements. Negotiation with a dragoman has to be [III-512] cautiously managed lest, if an attempt be made forthwith to bind him, he may go off in a huff; and, meanwhile presents are given and received: there being in this way curiously shown the broken traces of the aboriginal form of exchange. Even among ourselves we may see both this survival of presents, and this love of indefiniteness, in trading of the lower kinds—in the “baker’s dozen,” in “heaped-up” measures, in the “one in for luck.” And the contrast between such transactions and those of a bank, where accounts are balanced to a penny, shows the difference between undeveloped contract and contract in its developed stages.

So that while, in the course of social progress from involuntary cooperation to voluntary cooperation, free labour and contract develop together, each making the other possible, the development of each also depends on collateral conditions. Neither can advance without the other, and neither can advance without various other advances. There is not only a mutual dependence of parts in the social organism but also a mutual dependence of influences.

 


 

[III-513]

CHAPTER XVIII.

COMPOUND FREE LABOUR.

§ 816. Thus far we have been concerned, if not wholly yet chiefly, with industrial relations between individuals. Though, in sundry cases referred to, one master has directed several workers and sometimes many, yet he has separately regulated each: each man has done this or that particular thing according to order. In other words the work has been retail in its character, not wholesale.

Of wholesale labour the earlier forms were of course compulsory. By men under coercion were built the pyramids of Egypt and the vast buildings of Assyria. Besides bondsmen in their “factories,” the Phœnicians, like others of the ancients, had galley-slaves. Beyond doubt the public works of the Greeks, such as the attempted canal across the isthmus of Corinth, were carried on by slave-labour. And it was thus with the Romans. Mommsen writes:—

“In the construction of the Marcian aqueduct . . . the government concluded contracts for building and materials simultaneously with 3,000 master-tradesmen, each of whom then performed the work contracted for with his band of slaves.”

If not in such extensive and fully organized ways, yet in ways kindred in character, the large structures bequeathed by mediæval days must have been executed. Unskilled workmen who helped the masons to build the great cathedrals were probably serfs from the estates of the Church; and the laborious part of castle-building was doubtless chiefly done by the serfs of nobles. In our own country may be instanced the case of Windsor Castle. We read that [III-514] the Round Tower was the product of skilled artisans impressed in various parts of the kingdom: Henry VIII doing in a small way what Koofoo did in a large way. And we have always seen that in those days bodies of burghers or gild-brethren of walled towns were forced to labour on the fortifications.

Indeed a few centuries ago nothing else could have happened. There did not exist in each locality the numbers of free labourers required for uniting in the execution of large works.

§ 817. One of the earliest forms of combination among free workers, or rather semi-free workers, occurred in the manning of ships. The crews of war-vessels during wartime cannot indeed be all of them thus classed; since impressed sailors are slaves in respect of their compulsory service—worse than slaves, because they are liable to be killed. But merchant seamen come in a qualified way within the class we are considering. I say in a qualified way, because they, too, during their engagements stand in the position of slaves; being under despotisms, and liable to severe punishments for disobedience. They are free labourers only in so far that they are free to accept or refuse these temporary contracts of bondage: usually having to choose between one of them and another of the same kind. Moreover their labour is otherwise scarcely of the kind we are contemplating; since, being variously occupied, they stand to their captain in individual relations, rather than as workers who in bodies do the same kind of thing.

Among united workers thus distinguished, the first to be here named are those employed on the semi-public works undertaken by joint-stock companies—roads, canals, railways. Of the masters and men who, generations ago, made turnpike roads we know little. It is tolerably clear, however, that the required money was subscribed locally, with the prospect of interest to be paid out of the proceeds of [III-515] tolls; and that, probably, lengths of a mile or so were assigned to local contractors, who employed neighbouring farm-labourers. That the gangs of men were composed of such is implied by the fact that, as stated in the life of Mr. Brassey, they were thus composed in recent days on larger and later works: in the first place on canals. These being originally called inland navigations, the men employed were popularly known as “navigators,” abbreviated into “navvies;” and this eventually became the name for all men who in numbers dig and wheel earth.

In the early days of railway-making, portions of a line, each a few miles in length, were let to separate contractors, who undertook in some cases all the required works—cuttings, embankments, bridges, &c.—and in other cases work of one kind only. Some of these, making good profits, acquired wealth; and then, very commonly, one of them would undertake a whole line. But there continued in another form the division of the work into portions: the chief contractor engaging with sub-contractors either for sections of it, or for different kinds of work on one section—earthwork, brick-work, &c. As we learn from The Life and Labours of Mr. Brassey

“The sub-contracts varied from 5,000l. to 25,000l.; and . . . the number of men employed upon them would be from one to three hundred—the former number being more common than the latter. There were also, occasionally, sub-lettings made by these sub-contractors.”

This organization was carried out in detail. Beyond division of the entire number of workers occupied in making the line into great groups, under separate sub-contractors or masters, and beyond the division of these again into groups employed by sub-sub-contractors, there was division into still smaller groups, which were the actual operative bodies—clusters of men severally headed by one who was in those days called a “butty,” and who would now be called a “ganger.” The “butty-gang” system implied—

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“that certain work is let to a gang of about ten or thirteen men, as the case may be, and that the proceeds of the work are equally divided amongst them, something extra being allowed to the head man. This system was originated when the formation of canals first began in England.”

By this union of a few men having joint interests, who laboured under one another’s eyes and under the eyes of their head, great efficiency was ensured: one cause of it being that only proved good workers were admitted into the gang.

Industrial organization thus parallels in its divisions military organization. Among the Romans, who so highly developed this, the larger military bodies contained sub-divisions decreasing in size down to those under centurions and finally decurions—an arrangement followed in principle, if not in detail, throughout modern armies; and, as we have seen, bodies of Roman slaves were in like manner divided into small groups. The like happened in that kingdom which so perfectly carried out the graduated subordination of a stationary army—Peru. The workers were grouped into thousands, hundreds, and tens, under their respective classes of officers. And now we see that large bodies of men among ourselves, whose relations are voluntary instead of compulsory, nevertheless fall into simple groups within compound groups, and these within doubly-compound groups. That such modes of organization are necessary for efficient joint action, whether in fighting or in working, will be all the more manifest on noting the parallelism which in this respect, as in so many other respects, exists between social structures and organic structures. For each large organ in an organism consists of small parts, massed together to make larger parts, which larger parts are similarly massed together to make still larger. To form a muscle a number of contractile fibres are enclosed in a sheath. A number of such sheathed bundles are enclosed in a larger sheath; again these composite bundles are many of them united within a [III-517] sheath that is larger still; and so on. A kindred mode of composition obtains in the great glands. This analogy, like the other analogies between a social organism and an individual organism, is necessitated by the requirements of cooperation. Manifestly, if the tens of thousands of fibres composing a muscle were merely aggregated, a nervous stimulus could not be so distributed among them as to cause simultaneous contraction. But if a stimulus be sent through some trunk nerve which divides, sub-divides, and sub-sub-divides, until its ultimate branches severally end in small groups of fibres, it can make these all act together. Socially it is the same. The conflicts between hordes of savages and organized troops, show us that efficiency in war depends on analogous grouping and re-grouping. Imagine a great European army suddenly becoming only a swarm of soldiers, and its immediate defeat by an opposing army retaining its regimentation would be certain. And, as we here see, industrial armies employed to execute large works have assumed a kindred type of structure. I emphasize this truth because we must bear it in mind when, hereafter, we consider the plans of various social reformers.

Let us note one more general truth. We lately saw that, of necessity, free labour and contract take their rise together: they are correlatives. Naturally, therefore, they develop together, growing from small to large. The contractor in his first stage is a clever labouring man, who undertakes some small piece of work at a price agreed upon, and hires others like himself to help him: standing to them in a relation analogous to that in which a “butty” or “ganger” stands to his group in later days. Success brings a small capital which enables him to contract for larger works; and so on, step by step, if adequately sagacious, he becomes in time a large contractor: the proof being that a generation ago there were sundry such who could not write. At a later stage, the practice in pursuance of which a company formed to make a railway employed contractors, became [III-518] inverted. The contractor, taking into his counsels an engineer and a lawyer, got together a board of directors and formed a company, which, through his nominees, gave him the desired work on profitable terms. This change, like many others, shows us that an agency originally formed to discharge a function, is apt to reach a stage at which its self-sustentation becomes the primary thing, and the function to be performed by it the secondary thing.

§ 818. These combinations of free men which dissolve after the completion of the out-door works they are engaged on, are second in order of time to the combinations of those who follow indoor occupations—combinations which do not end, because the products of their labour do not end. I refer, of course, to the compound free labour of factory hands.

Though we are without definite evidence, we may safely conclude that there was here an evolution from simple germs which in early days everywhere existed under the domestic form of master, journeyman, and apprentice. The fact that there were gild-regulations which narrowly limited the number of employés, implies that prosperous masters continually tended to increase their staffs: an illustration being yielded by the fining of Thomas Blanket of Bristol in 1340 for having in his houses various looms and hired weavers. These repressive regulations, though generally efficient, were doubtless sometimes evaded. One of the motives prompting migration to suburbs, or to more distant places beyond the reach of gild-regulations, may have been the ability there to employ more men than the gilds allowed: both masters and workers desiring to escape from arbitrary restraints. Reason for suspecting that some of the earliest combinations of many men under one master arose in such unregulated localities, is afforded by the account of an establishment which existed in Henry the Eighth’s time at Newbury—doubtless at first “New-borough”: implying by its name that it was of late [III-519] date as compared with other towns. Among Fuller’s worthies “Jack of Newbury” is described as “the most considerable clothier (without fancy and fiction) England ever beheld;” employing, according to a metrical romance of the period, 200 hand-looms in a room, each worked by a man and a boy, 100 carders, 200 spinners, 150 children packing wool, 50 shearers, 80 rowers, 40 dyers and 20 fullers—in all over 1000: an account which, allowing for probable exaggeration, implies an extensive manufacture. And Fuller’s remark that “Jack of Newbury” was “the most considerable clothier” implies that there existed elsewhere establishments in which one man employed many hands.

Originally, lack of capital checked such developments. In the days of the Conqueror, and doubtless for long after, “there was no fund which could be used for planting new industries, or calling labour into new directions; stock-in-trade there undoubtedly was, but no capital as we now use the term.” In those times property consisted of land, houses, and live-stock, mostly in the hands of feudal lords and their dependants. The accumulation of property by burghers, at first in the form of stock-in-trade and hoards of coin, must have been a slow process. There were no investments save mortgages (not always to be found); and these did not permit immediate realization when needed. So that besides artificial impediments there was a natural impediment to the growth of this form of compound free labour.

Amid various facts obscurely visible and rendered unlike in different localities by local circumstances, one general fact may be discerned; namely, that at first little beyond simple aggregations of workers of like kinds were formed. Before units can be organized they must be gathered together; and in the evolution of the factory system, simple integration preceded differentiation and combination. Concerning this stage in France under Louis XV. Levasseur remarks—

“It seems as if great establishments served rather to collect isolated [III-520] workers under the same roof than systematically to unite their efforts for the accomplishment of single purposes.”

Limiting further illustration to our own country, we find that in sundry cases there is traceable a preceding stage, in which these like workers were scattered about in the neighbourhood of some centre with which they maintained industrial relations. There were at first numerous solitary weavers who had their looms in their own houses, and worked independently; often, at intervals, devoting part of their energies to agriculture. Out of this stage grew another. Early in the last century in Lancashire—

“The weavers, who were dispersed in cottages throughout the district, purchased the materials, worked them up, and then sold them on their own account to the dealers. But towards the middle of the century the business began to take a new form;—the masters or principal dealers of Manchester giving out cotton-wool to the weavers, and linen yarn for the warp. The preparation and spinning of the cotton were then done either by the weaver’s own family, or by persons employed and paid by him; while he received from his employer a fixed price for the labour bestowed.”

Here we see the weaver passing from the condition in which he was at once master and worker, to the condition in which he worked for a master, though not under the master’s roof. In some industries this system still continues, coexisting with the more developed system. It is thus not only in the weaving of wool and cotton, but in the making of stockings, of nails, and in the stitching of clothes. A step in the transition was seen in the cloth-districts in the latter part of the last century, when master-clothiers, buying wool wholesale, “gave it to workmen to work up, partly in their own houses, partly in the masters’.” Evidently the conflict between the systems of detached cottage-industry and industry carried on by many like workers in one building, has been slowly resulting in the great predominance of the latter. For some occupations, as glass and china-making in France, and in England the making of lace, large numbers were, more than a century ago, collected together under single [III-521] employers, working on their materials and with their implements; and what was then exceptional has since become general.

Of course compound free labour under this form has more and more replaced scattered free labour because of the economy achieved. Machines furnished by a capitalist employer are likely to be better, and more rapidly improved, than those owned by poor men living apart. The regularity and the method sure to be insisted on by a master, must both be conducive to efficiency of production. And further, the supplies of raw material can be obtained on lower terms by a relatively rich man who purchases wholesale, than by single workers who buy in small quantities. Hence the employer of aggregated free workmen is able to undersell the free workmen not aggregated.

It should, however, be remarked that the degree of this substitution in part depends on the extent to which the older forms of society have been replaced by newer forms, and in part on the natures of the industries, as furthered little or much by division of labour. In Germany, where sundry feudal relations survived down to the early part of the present century, where the gild-system of regulating industry continued here and there in force, and where separation between the rural and urban populations is even now in some places so incomplete that men work in the fields in summer and at their looms in winter, cottage-industry holds its own to a considerable extent against factory-industry.

What we are chiefly interested in noting, however, is the transformation of industrial relations entailed by this concentration. A triple differentiation may be observed. The man who was partly artisan partly agriculturist ceases entirely to be agriculturist. Simultaneously the increasing urban populations become marked off from the rural populations: town-life and country-life acquire sharp distinctions. Lastly the manufacturing class, throughout which in early days masters were themselves workers, domestically [III-522] associated with their employés, separates itself into those who own the capital and the implements and those who are simple wage-earners living apart.

§ 819. We have seen that even in Tudor times the bringing together of many workers initiated a considerable division of labour. The description given of “Jack of Newbury’s” establishment, where for the making of cloth there were carders, spinners, weavers, shearers, rowers, dyers, fullers, packers, shows this. Close concentration was not needful; since spinning, weaving, dyeing, &c., could be as conveniently, or more conveniently, carried on in buildings merely adjacent to one another. But a minute division of labour can arise only along with the gathering of workers under the same roof. The familiar illustration given by Adam Smith, serves to enforce this truth. The passing of every pin through the hands of eighteen or more operatives, each doing his particular part towards its completion, would be greatly impeded if after each modification it had to be taken from one building to another, instead of from one bench to another. But this integration, differentiation, and combination, of factory hands, was brought to its extreme only by the aid of a new factor—a common motor for many machines. Water-power was used in France as far back as the sixth century for grinding corn; and at a later period (the close of the 16th century) the water-wheel was employed for driving mills having other purposes. To some ingenious man there occurred the thought that a process which, like that of weaving, consists of perpetually-repeated similar motions in the same order, might be effected automatically. Once reduced to practice in a single case, this theory presently extended itself to other cases; and, by driving-shafts and driving-bands, power was communicated from a water-wheel to many machines: the result being that each artisan, no longer called upon to move his machine, had only to superintend its action. In England the [III-523] first building containing many machines thus simultaneously driven, was the well-known silk-throwing mill at Derby, erected early in the last century by Sir Thomas Lombe. The example he set was followed in cotton-spinning by Arkwright, Crompton, and Hargreaves. Their mills were of necessity erected on the banks of rivers yielding the requisite fall of water—a requirement which dispersed the manufacture to scattered places, often in remote valleys. And here we are introduced to another of those great changes in industrial organization which have been initiated by scientific discovery and resulting mechanical appliances.

For the revolution which gave to the Factory System its modern character, arose from the substitution of steam-power for water-power. One result was that, being no longer dependent on supply of water, the variations in which led to variations in activity of production, processes of manufacture were made continuous. Another result was that wide distribution of factories was no longer necessitated by wide distribution of water-power. Factories and the people working in them became clustered in large masses to which there was no limit; and there followed increased facilities both for bringing raw materials and taking away manufactured products. So that beyond the integration of many machines in one mill there came the integration of many mills in one town.

§ 820. But now, from considering this evolution as a mechanical progress and as a progress in industrial organization, let us go on to consider it in relation to the lives of workers. Here its effects, in some respects beneficial, are in many respects detrimental. Though in his capacity of consumer the factory-hand, in common with the community, profits by the cheapening of goods of all kinds, including his own kind, yet in his capacity of producer he loses heavily—perhaps more heavily than he gains.

More and more of his powers, bodily and mental, are [III-524] rendered superfluous. The successive improvements of the motor-agency itself show this effect. Originally the steam-engine required a boy to open and shut the steam-valves at the proper moments. Presently the engine was made to open and shut its own valves, and human aid was to that extent superseded. For a time, however, it continued needful for regulating the general supply of steam. When the work the engine had to do was suddenly much increased or decreased, the opening through which the steam passed from the boiler had to be enlarged or diminished by an attendant. But for the attendant there was presently substituted an unintelligent apparatus—the governor. Then, after an interval, came a self-stoking apparatus, enabling the engine itself to supply fuel to its steam-generator. Now this replacing of muscular and mental processes by mechanical processes, has been going on not only in the motor but in the vast assemblages of machines which the motor works. From time to time each of them has been made to do for itself something which was previously done for it; so that now it stops itself, or part of itself, at the proper moment, or rings a bell when it has finished an appointed piece of work. To its attendant there remains only the task of taking away the work done and giving other work, or else of rectifying its shortcomings: tying a broken thread for instance.

Clearly these self-adjustments, continually decreasing the sphere for human agency, make the actions of the workman himself relatively automatic. At the same time the monotonous attention required, taxing special parts of the nervous system and leaving others inactive, entails positive as well as negative injury. And while the mental nature becomes to the implied extent deformed, the physical nature, too, undergoes degradations; caused by breathing vitiated air at a temperature now in excess now in defect, and by standing for many hours in a way which unduly taxes the vascular system. If we compare his life with the life of the cottage [III-525] artizan he has replaced, who, a century ago, having a varied muscular action in working his loom, with breaks caused by the incidents of the work, was able to alternate his indoor activities with outdoor activities in garden or field, we cannot but admit that this industrial development has proved extremely detrimental to the operative.

In their social relations, too, there has been an entailed retrogression rather than a progression. The wage-earning factory-hand does, indeed, exemplify entirely free labour, in so far that, making contracts at will and able to break them after short notice, he is free to engage with whomsoever he pleases and where he pleases. But this liberty amounts in practice to little more than the ability to exchange one slavery for another; since, fit only for his particular occupation, he has rarely an opportunity of doing anything more than decide in what mill he will pass the greater part of his dreary days. The coercion of circumstances often bears more hardly on him than the coercion of a master does on one in bondage.

It seems that in the course of social progress, parts, more or less large, of each society, are sacrificed for the benefit of the society as a whole. In the earlier stages the sacrifice takes the form of mortality in the wars perpetually carried on during the struggle for existence between tribes and nations; and in later stages the sacrifice takes the form of mortality entailed by the commercial struggle, and the keen competition entailed by it. In either case men are used up for the benefit of posterity; and so long as they go on multiplying in excess of the means of subsistence, there appears no remedy.

 


 

[III-526]

CHAPTER XIX.

COMPOUND CAPITAL.

§ 821. Early stages in the genesis of what is now called joint-stock enterprise, are instructive as showing, in several ways, how progress of each kind depends on several kinds of preceding progress; and as also showing how any industrial structure, specialized into the form now familiar to us, arose out of an indefinite germ in which it was mingled with other structures.

The creation of the accumulated fund we call capital, depends on certain usages and conditions. Among peoples who, besides burying with the dead man his valuables, sometimes even killed his animals and cut down his fruit trees, no considerable masses of property could be aggregated. The growth of such masses was also prevented by constant wars, which now absorbed them in meeting expenses and now caused the loss of them by capture. Yet a further prevention commonly resulted from appropriations by chiefs and kings. Their unrestrained greed either made saving futile, or by forcing men to hoard what they saved, rendered it useless for reproductive purposes.

Another obstacle existed. Going back, as the idea of capital does, to days when cattle and sheep mainly formed a rich man’s movable property, and indicating, as the word does, the number of “heads” in his flocks and herds, it is clear that no fund of the kind which the word now connotes was possible. Cattle and sheep could not be disposed of at [III-527] will. There was only an occasional market for large numbers; and the form of payment was ordinarily not such as rendered the amount easily available for commercial purposes. A money economy had to be well established; and even then, so long as money consisted exclusively of coin, large transactions were much restricted. Only along with the rise of a credit-currency of one or other kind, could individual capital or compound capital take any great developments.

Again, the form of partnership which joint-stock companies exhibit, had to be evolved out of simple partnerships, having their roots in family-organizations and gild-organizations. Fathers and sons, and then larger groups of relatives carrying on the same businesses, naturally, on emerging from the communal state, fell into one or other form of joint ownership and division of profits. And we may safely infer that the gild-organization afterwards evolved, which, considered in its general nature, was a partnership for purposes of defence and regulation, further educated men in the ideas and practices which the joint-stock system implies. Those who constantly combined their powers in pursuit of certain common interests, were led occasionally to combine their individual possessions for common interests—to form large partnerships.

A further needful remark is that these early companies were not wholly industrial but were partly militant. Already, when contemplating gilds, we have seen in them the spirit of antagonism common to all social structures in their days, when nobles fought against one another or joined against the king, when the people of towns had to defend themselves against feudal tyrannies, and when town was against town. Like the gilds, the early combinations of traders which foreshadowed companies, had defence and aggression within their functions. Even now industry is in a considerable measure militant, and it was then still more militant.

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§ 822. Scattered pieces of information indicate various dates and places at which these trading combinations first appeared; and indicate also their actions. Italy, which in industry as in art was in advance of the other European nations, had something like a bank in the 12th century: probably of the kind described in the chapter on Auxiliary Exchange, implying an association of traders.

More important and conspicuous, however, were the companies formed for carrying on foreign commerce. Early examples existed in Genoa and Pisa. There the mercantile leagues acquired a political character as a result of their frequent militant operations. So was it afterwards with the Hanseatic League—an association of merchants inhabiting the Hanse towns, who, originally uniting for mutual defence, developed armed fleets with which they carried on successful wars against kings, and which enabled them to put down the hordes of pirates infesting the Northern seas.

The militant character of these bodies was at this stage their predominant character, considered as combinations; since their members were usually not partners in trading transactions, but separately traded under the protection of the aggregate they formed. We read that in England “from very early times, several owners might combine to fit out a ship and buy a cargo, when none of them was able, separately, to risk a very large sum in ventures by sea.” Existing under variously modified names in the 13th century, the first of these, generally called the Hamburg Company, but in Queen Elizabeth’s reign re-chartered as the Company of Merchant Adventurers, had this character in common with other companies of Merchant Adventurers at Exeter and Hull. The title “Merchant Adventurers” in some sort implied that they ran risks in the pursuit of commerce,—risks which, when pirates were prevalent, were often fighting risks. This trait was in a still greater degree possessed by the Russia Company, finally established in 1556, which, having under its charter a political organization, [III-529] was commissioned to make discoveries and take possession of new lands in the king’s name; at the same time that it was to have, like others of these companies, exclusive privileges of trading within specified limits. Out of indefinite unions, which necessarily possessed compound capital, in some way derived from the contributions of the associated merchants, the change to definite unions possessing compound capital as we now know it, was initiated by the East India Company. But the change was not sudden. At first—

“Those who entered the Company did not trade as individuals, but combined to take shares in fitting and loading several ships one year, and then formed a new subscription for each subsequent voyage.”

That is, there was a joint-stock company formed for each voyage, which did not commit its members individually to the general fortunes of the Company. However—

“In 1612, the charter of the Company was renewed in a different form, and it became a joint-stock company, in which all the partners had larger or smaller shares.”

Nevertheless the kinship of these forms of organization to earlier forms was still displayed. These companies for carrying on foreign commerce in one or other region, had the character of gilds for external business, possessing certain local monopolies, and being just as hostile to those they called “interlopers” as were the town-gilds to unprivileged competitors. Moreover, the militant character survived, and in some cases grew predominant; for these companies became bodies employing troops and making conquests. Indeed this ancient trait continues down to our own day. The great nations of Europe, called civilized, when they do not themselves invade the territories of weak peoples, depute companies to invade for them; and having aided them in conquering a desirable region, eventually “annex” it—the euphemistic word used for land-theft by politicians, as “convey” was Falstaff’s euphemistic word for theft of money.

Companies formed like these for carrying on foreign [III-530] trade, whether their capital consisted of indefinite contributions or of definite shares, were not successful. M’Culloch’s Dictionary of Commerce tells us the extent of the failure.

“The Abbé Morellet has given in a tract published in 1769 (Examen de la Réponse de M. N., pp. 35-38) a list of 55 joint-stock companies, for the prosecution of various branches of foreign trade, established in different parts of Europe subsequently to 1600, every one of which had failed, though most of them had exclusive privileges. Most of those that have been established since the publication of Morellet’s tract have had a similar fate.”

These examples illustrate the truth, illustrated by so many others, that protected industries do not prosper. The case of the East India Company may be taken as typical. Notwithstanding its commercial monopolies and the armed forces behind it, it contracted an enormous debt; and would have been bankrupt long before it was dissolved had it not been for its political connexion.

Once commenced, the system of raising compound capitals by the contributions of many individuals, in definite small portions or shares, spread in various directions. Companies were formed for insurance, for mining, for redeeming lands from the sea, and so on: not a few being “bubble” companies. But out of many dishonest schemes and many honest but unsuccessful ones, there emerged some which became permanent industrial organizations. A natural step from the association of many merchants for defence against pirates, was to the association of many citizens at large to safeguard ship-owners against wrecks: joint-stock insurance societies grew up. Further development led to insurance against dangers of other kinds. Then came unions to work mines: enterprises the uncertainty of which, so great as to deter single individuals, were not so great as to deter combinations of many who shared the profits and losses among them. Very significantly, too, the title “Merchant Adventurers” was paralleled by the title “Mining Adventurers.” The system of compound capital thus extending [III-531] exhibited, as before, transitional forms; for the shares in these undertakings were of different magnitudes, so that while some held eighths, sixteenths, &c., others held sixty-fourths, and even one-hundred-and-twenty-eighths: a system which was followed by the first water-company, founded by Sir Hugh Middleton.

§ 823. For present purposes details are needless. The things of moment here are the changes of constitution which these industrial institutions have undergone.

That ordinary partnerships, extending from relatives to others, were the germs of joint-stock companies, was suggested above. The suggestion harmonizes with the fact that up to recent times the State continued to regard companies only as partnerships—as overgrown partnerships which it was desirable to repress. The State opposition to them was due in large measure to the perception that without Royal Charters of incorporation, they were doing things which previously could be done only under such charters; and were therefore evading governmental authority. Hence, in 1719, was passed the so-called “Bubble Act:” partly prompted by this feeling but ostensibly to stop the mischief done by bubble companies. Men continued, however, to combine, subject to the unlimited liability of ordinary partners, for the prosecution of various undertakings: the persistence in this course being evidence that among the failures there were successes, and that the system was not bad, as assumed by the legislature. Step by step the obstacles were removed. In 1826 it was made possible for the bodies thus formed to obtain charters which did not absolve their members from their individual responsibilities. Later, such bodies were allowed, without incorporation, to have letters patent which gave them a legal status; enabling them to sue and be sued through a representative. And then in 1844 authority to establish a company was gained by simply obtaining a certificate, and being publicly registered.

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Meanwhile on the Continent, in forms somewhat different though allied, joint-stock companies have similarly of late years multiplied. Thus in Prussia, between 1872—1883 inclusive, there were established 1411 companies with a capital of £136,000,000 odd—insurance, chemical works, sugar works, gas and water, textile industries, breweries, metals, railways, &c. France, too, has displayed a kindred spread of these industrial organizations. Their constitutions, differing more or less from one another and from those which are usual in England, need not be detailed. The only remark worth adding about foreign joint-stock companies is that, in their legal forms, they bear traces of the unlike conceptions prevailing here and abroad concerning the relations between citizens and governments. For whereas here the tacit assumption is that there exists in citizens the right to combine for this or that purpose as they please, subject only to such restrictions as the State imposes for the safeguarding of others’ interests, on the Continent the tacit assumption has been that this right does not naturally pertain to citizens, but is conferred on them by the State, in which, by implication, it is latent: a conception indicated by the use of the word “concession.”

The system thus gradually reached by relaxation of restrictions, has led to immense industrial developments which would else have been slow and difficult, if not impossible. When we ask what would have happened had there been none of the resulting facilities for raising masses of compound capital, the reply is that the greater part of the roads, canals, docks, railways, which now exist would not have existed. The wealth and foresight of a man like the Duke of Bridgwater, might occasionally have created one of these extensive works; but there have been few men possessing the requisite means, and still fewer possessing the requisite enterprise. If, again, execution of them had been left to the Government, conservatism and officialism would have raised immense hindrances. The attitude of legislators towards [III-533] the proposal for the first railway, sufficiently shows that little would have come from State-action. Moreover, the joint-stock system has opened channels for the reproductive use of capital, which else would either have been lying idle or would have been used for less productive purposes. For the goodness of the interest obtained by shareholders, is a measure of the advantage which the public at large derives from the easy distribution of raw materials and manufactured products.

§ 824. The last stage in the development of these industrial associations which have compound capitals has still to be named. In modern forms of them we see the regulative policy, once so pronounced, reduced to its least degree. Both by the central government and by local governments, individuals were, in early days, greatly restricted in the carrying on of their occupations; and at the same time the combinations they formed for the protection and regulation of their industries, were formed by governmental authority, general or local, for which they paid. Of the various hindrances to combinations, originally for regulating industries but eventually for carrying on industries, the last was removed in 1855. Up to that time it had been held needful that the public should be safeguarded against wild and fraudulent schemes, by requiring that each shareholder should be liable to the whole amount of his property for the debts of any company he joined. But at length it was concluded that it would suffice if each shareholder was liable only to the amount of his shares; provided that this limited liability was duly notified to men at large.

Everyone knows the results. Under the limited liability system many bubble-companies, analogous to those of old times, have arisen, and there has been much business under the winding-up Acts: the public has often proved itself an incompetent judge of the projects brought before it. But many useful undertakings have been proposed and carried out. One unanticipated result has been the changing of [III-534] private trading concerns into limited-liability companies; whether with benefit may be questioned. But the measure has certainly yielded advantage by making it possible to raise capital for relatively small industries of speculative kinds. It has been beneficial, too, in making available for industrial purposes, numberless savings which otherwise would have been idle: absorption of them into the general mass of reproductive capital being furthered by the issue of shares of small denominations. So that now stagnant capital has almost disappeared.

Before leaving the topic it is proper to point out that in this case, as in other cases, coerciveness of regulation declines politically, ecclesiastically, and industrially at the same time. Many facts have shown us that while the individual man has acquired greater liberty as a citizen and greater religious liberty, he has also acquired greater liberty in respect of his occupations; and here we see that he has simultaneously acquired greater liberty of combination for industrial purposes. Indeed, in conformity with the universal law of rhythm, there has been a change from excess of restriction to deficiency of restriction. As is implied by legislation now pending, the facilities for forming companies and raising compound capitals have been too great. Of sundry examples here is one. Directors are allowed to issue prospectuses in which it is said that those who take shares will be understood to waive the right to know the contents of certain preliminary agreements, made with promoters—are allowed to ask the public to subscribe while not knowing fully the circumstances of the case. A rational interpretation of legal principles would have negatived this. In any proper contract the terms on both sides are distinctly specified. If they are not, one of the parties to the contract is bound completely while the other is bound incompletely—a result at variance with the very nature of contract. Where the transaction is one that demands definiteness on one side while leaving the other side indefinite, the law should ignore the contract as one that cannot be enforced.

 


 

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CHAPTER XX.

TRADE-UNIONISM.

§ 825. Among those carrying on their lives under like conditions, whether in respect of place of living or mode of living, there arise in one way diversities of interests and in another way unities of interests. In respect of place of living this is seen in the fact that members of a tribe or nation have unity of interests in defending themselves against external enemies, while internally they have diversities of interests prompting constant quarrels. Similarly in respect of mode of living. Those who pursue like occupations, being competitors, commonly have differences, as is implied by the proverb “Two of a trade can never agree;” but in relation to bodies of men otherwise occupied, their interests are the same, and sameness of interests prompts joint actions for defence. In preceding chapters history has shown how this general law was illustrated in old times among traders. Now we have to observe how in modern times it is illustrated among their employés.

Union of artisans for maintenance of common advantages is traceable in small rude societies, even before master and worker are differentiated. Turner tells us that in Samoa—

“It is a standing custom, that after the sides and one end of the house are finished, the principal part of the payment be made; and it is at this time that a carpenter, if he is dissatisfied, will get up and walk off. . . . Nor can the chief to whom the house belongs employ another party to finish it. It is a fixed rule of the trade, and rigidly adhered to, that no one will take up the work which another party has thrown down.”

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Apparently without formal combination there is thus a tacit agreement to maintain certain rates of payment. Something of kindred nature is found in parts of Africa. Reade says that a sort of trade-union exists on the Gaboon, and those who break its rules are illtreated. The natives on the coast endeavour to keep all the trade with the white man in their own hands; and if one from any of the bush tribes is detected selling to the white man, it is thought a breach of law and custom. But the trade-union as we now know it, obviously implies an advanced social evolution. There is required in the first place a definite separation between the wage-earner and the wage-payer; and in the second place it is requisite that considerable numbers of wage-earners shall be gathered together; either as inhabitants of the same locality or as clustered migratory bodies, such as masons once formed. Of course fulfilment of these conditions was gradual, but when it had become pronounced—

“The workmen formed their Trade-Unions against the aggressions of the then rising manufacturing lords, as in earlier times the old freemen formed their Frith-Gilds against the tyranny of mediæval magnates, and the free handicraftsmen their Craft-Gilds against the aggressions of the Old-burghers.”

Not that there was a lineal descent of trade unions from craft-gilds. Evidence of this is lacking and evidence to the contrary abundant. Though very generally each later social institution may be affiliated upon some earlier one, yet it occasionally happens that social institutions of a kind like some which previously existed, arise de novo under similar conditions; and the trade-union furnishes one illustration. Akin in nature though not akin by descent, the trade-union is simply a gild of wage-earners. [*]

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§ 826. That in common with multitudinous other kinds of combinations, trade-unions are prompted by community of interests among their members, is implied by facts showing that where, other things being equal, the interests are mixed, they do not arise. At the present time in Lancashire—

“The ‘piecers,’ who assist at the ‘mules,’ are employed and paid by the operative cotton-spinners under whom they work. The ‘big piecer’ is often an adult man, quite as skilled as the spinner himself, from whom, however, he receives very inferior wages. But although the cotton operatives display a remarkable aptitude for Trade-Unionism, attempts to form an independent organization among the piecers have invariably failed. The energetic and competent piecer is always looking forward to becoming a spinner, interested rather in reducing than in raising piecers’ wages.”

So was it with journeymen in early days. While the subordinate worker could look forward with some hope to the time when he would become a master, he was restrained from combining with others in opposition to masters; but when there had come into existence many such subordinate workers who, lacking capital, had no chance of becoming masters, there arose among them combinations to raise wages and shorten time.

If, with community of interests as a prerequisite, we join local aggregation as a further prerequisite, we may infer that the evolution of trade-unions has been very irregular: different trades and localities having fulfilled these conditions in different degrees. London, as the place which first fulfilled the prerequisite of aggregation, was the place in which we find the earliest traces of bodies which prefigure trade-unions—bodies at first temporary but tending to become permanent. At the end of the 14th century and beginning of the 15th, we have the well-known complaints about the behaviour of journeymen cordwainers, sadlers, and tailors, in combining to enforce their own interests; setting examples which a generation later were followed by the shoe-makers of Wisbeach. And here we are shown that just [III-538] as hot politicians in our days are commonest among those artisans whose daily work permits continuous conversation, so in these old times the wage-earners who first formed tentative trade-unions were those tailors, shoemakers, and sadlers, who, gathered together in work-rooms, could talk while they sewed.

Germs usually differ in character and purpose from the things evolved out of them. Community of interests and local clustering being the prerequisites to trade-combinations, the implication is that they have sometimes grown out of social gatherings of festive kinds, and very frequently out of burial societies, friendly societies, sick-clubs. Artisans periodically assembling for the carrying on of their mutual-aid business, inevitably discussed work and wages and the conduct of masters; and especially so when they all followed the same occupation. There could not fail to result, on the occasion of some special grievance, a determination to make a joint defence. It also naturally happened that the funds accumulated for the primary purpose of the body, came to be used in execution of this secondary purpose: an illustration of the absurd delusion respecting the powers of a majority which pervades political thinking also—the delusion that the decision of a majority binds the minority in respect of all purposes, whereas it can equitably bind the minority only in respect of the purpose for which the body was formed. The prevalence of this delusion has greatly conduced to the development and power of trade-unions; since, in any case of proposed strike, the dissenting minority has been obliged either to yield or to sacrifice invested contributions.

We are not here concerned with the detailed history of wage-earners’ gilds. It will suffice to say that though there were early attempts at them, such as those just named, there were no permanent defensive associations of wage-earners before 1700; but that, by the close of the century, they had become numerous, and were met with repressive legislation which, at first partial in character, ended in a general [III-539] penal law. By the 39 and 40 George III, chap. 106, it was enacted that any workman entering into combination to advance wages or to shorten hours, should be liable to three months’ imprisonment. That the causes of the rapid development which took place at this period were those above named, is shown by the fact that in 1721 a trade-union was formed by the fifteen thousand journeymen tailors in the Metropolis: aggregation being in this case a conspicuous antecedent. It is further shown by the contrast between the state of the cloth-trade in the West of England and in Yorkshire. Early in the 18th century there had arisen wealthy clothiers in Somersetshire, Gloucestershire, and Devon, who had water-mills in which part of the manufacture was carried on, and on which the hand-workers depended. Here the operatives combined and riotously enforced their demands.

“This early development of trade combinations in the West of England stands in striking contrast with their absence in the same industry where pursued, as in Yorkshire, on the so-called ‘Domestic System.’ The Yorkshire weaver was a small master craftsman of the old type.”

But this contrast disappeared when there arose in Yorkshire, as in the West of England, the Factory system—

“Then journeymen and small masters struggled with one accord to resist the new form of capitalist industry which was beginning to deprive them of their control over the product of their labour.”

That is to say, they struggled against absorption into the body of mere wage-earners which was growing up; and trade-unions were among the results.

§ 827. Evils habitually produce counter evils, and those arising from the Combination Laws were, after repeal of those laws, followed by others consequent upon misuse of freedom. “Trade societies . . . sprang into existence on all sides;” and artisans became as tyrannical as their masters had been. Cotton-operatives in Glasgow, seamen on [III-540] the Tyne, Sheffield grinders and London shipwrights, dictated terms and used violence to enforce them. Actions and reactions in various trades and numerous places made the course of these combinations irregular; so that there came many formations followed by many dissolutions: especially when commercial depression and extensive suspensions of work brought to unionists proofs that they could not settle wages as they pleased. But combinations of a transitory kind grew into permanent combinations, and by and by the integration of small local groups was followed by the integration of these into larger and wider groups. In 1827 the carpenters and joiners formed a national association. “Temporary alliances in particular emergencies” had, in earlier days, joined the Cotton Spinners’ Trade Clubs of Lancashire with those of Glasgow; but in 1829 there came a binding together of spinners’ societies in England, Scotland, and Ireland. Almost simultaneously the various classes of operatives in the building trades throughout the kingdom combined. Up to this time the unions had been trade-unions properly so called; but now there came the idea of a Trades’ union—a union not of operatives in one trade or in kindred trades, but a national union of operatives in all trades. The avowed plan was to consolidate “the productive classes”: the assumption, still dominant, being that the manual workers do everything and the mental workers nothing. The first of these schemes, commenced in 1830, quickly failed. In 1834 a second scheme of like nature was initiated by Robert Owen, entitled “The Grand National Consolidated Trades’ Union,” which in a few weeks enrolled “at least half-a-million members,” and which had for one object “a general strike of all wage-earners.” This great but feebly organized body was soon split up by internal disputes and collapsed; while during the same period various of the minor bodies affiliated to it, as the Potters’ Union and the unions of tailors and clothiers, dissolved. There ensued a breaking up of the federal organizations at large, and in [III-541] 1838 there was going on a steady decline of trade-unionism in general. After some years, however, came a “gradual building up of the great ‘amalgamated’ societies of skilled artisans,” in the course of which trade-unionism “obtained a financial strength, a trained staff of salaried officers, and a permanence of membership hitherto unknown.”

Further particulars do not call for mention. It will suffice to note the sizes of these organizations. In 1892, among engineering and shipbuilding operatives, there existed 260 societies with 287,000 members, formed into various large groups, as the Amalgamated Societies of Engineers, the United Boilermakers, and the societies of ironfounders and shipwrights. Among miners and quarrymen and associated workers, locally or specially combined, there were 347,000 unionists, nearly two-thirds of whom were, in 1888, “gathered into the Miners Federation of Great Britain”—an integration of integrations. Referring to the million and a half unionists existing at that date, the authors from whom I have briefly quoted say:—

“The Trade-Union world is, therefore, in the main, composed of skilled craftsmen working in densely populated districts, where industry is conducted on a large scale. About 750,000 of its members—one-half of the whole—belong to the three staple trades of coalmining, cotton manufacture, and engineering, whilst the labourers and the women workers remain, on the whole, non-unionists.”

§ 828. Since community of interests is the bond of union in these gilds of wage-earners, as it was in the gilds of merchants and craftsmen centuries ago, the wage-earners have naturally adopted modes of action like those of their predecessors. As by the old combinations so by the new, there have been joint resistances to things which threatened material evils to their members and joint enforcements of things promising material benefits to them.

The number of artisans occupied in any one business in an old English town, was restricted by the regulation that no one could carry it on who had not passed through an apprenticeship [III-542] of specified length. This being the law of every gild, it resulted that each town had a semi-servile population living as best it might outside the regular businesses. Similarly, gilds of wage-earners, prompted by the desire to restrain competition, commonly insist upon previous apprenticeship as a qualification for entrance into their unions, while making strenuous efforts, and often using violence, to prevent the employment of non-unionists: the tendency being to produce, as of old, a class of men ineligible for any regular work.

To the same end the old gilds kept down the numbers of apprentices taken by masters into their respective trades, and in this their example has been followed by these modern gilds. Indeed, we here find a definite link between the old and the new. For one of the earliest actions taken by modern combinations of workers was that of reviving and enforcing the still-extant laws limiting the numbers of apprentices; and this has become a general policy. Of the flint-glass makers it is said:—

“The constant refrain of their trade organ is ‘Look to the rule and keep boys back; for this is the foundation of the evil.’ ”

So, too, in the printing trades there have been persistent efforts to find “the most effective way of checking boy-labour.”

“And the engineering trades, at this time entering the Trade Union world, were basing their whole policy on the assumption that the duly apprenticed mechanic, like the doctor or the solicitor, had a right to exclude ‘illegal men’ from his occupation.”

In the days of craft-gilds the State-regulation of prices prevailed widely; but that the gilds, either as deputies of the government or of their own motion, also regulated prices, we have some evidence. “A statute of Edward VI seems to have limited the powers hitherto enjoyed by the gilds of fixing wages and prices,” says Cunningham. Even in the absence of proofs we might fairly infer that their rules were intended to check underselling; as also to prevent [III-543] the lowering of prices by over-production. Among the merchant-adventurers there was a “stint,” or limit, put to the quantity of commodity a member might export within the year, according to his standing: a restraint on competition. Similarly, the regulations for the trade of Bristol in the 15th century, implied “a ‘ruled price’ for each of the chief commodities of trade,” and implied “that no merchant should sell below it,” save in special cases. Clearly, forbidding the sale of a commodity below a certain price, is paralleled by forbidding the sale of labour below a certain price; and the man who underbids his fellow is reprobated and punished in the last case as he was in the first.

Laws imply force used to maintain them; for otherwise they are practically non-existent. Here, as before, there is agreement between the old combinations and the new, though the forces used are differently derived. The most ancient trade-corporations were practically co-extensive with the municipal governments, and at later stages the corporations which differentiated from them, continued their municipal alliances: town-authorities being largely composed of gild-authorities. Hence it can scarcely be doubted that gild-regulations were enforced by municipal officials; for the political actions and the industrial actions were not then separated as they are now. But the wage-earners’ gilds, having had no alliances with municipal bodies, have tried to enforce their regulations themselves. This has been their habit from the beginning. The shoemakers of Wisbeach, in striking against low wages, threatened that “there shall none come into the town to serve for that wages within a twelve-month and a day, but we woll have an harme or a legge of hym, except they woll take an othe as we have doon.” When we recall the past deeds of the Sheffield grinders, trying to kill recalcitrant members of their body by explosions of gunpowder, or by making their fast-revolving wheels fly to pieces, or when we remember the violent assaults month after month now made on non-unionists, we [III-544] see that the same policy is still pursued—a policy which would be much further pursued were police restraints still less efficient than they are.

Among minor parallelisms may be named the conflicts arising in old times between the craft-gilds, and in modern times between the wage-earners’ gilds, respecting the limits of their several occupations. The gild-members in one business denied to those in a kindred business the right to make certain things which they contended fell within their monopoly. And similarly at present among wage-earners, those of one class are interdicted from doing certain kinds of work which those of another class say belong to their occupation. Thus the fitters and plumbers, the joiners and shipwrights, quarrel over special employments which both claim. Within these few weeks public attention has been drawn to a conflict of this kind between boilermakers and fitters at Messrs. Thorneycroft’s works at Chiswick.

In one respect, however, the ancient traders’ gilds and the modern wage-earners’ gilds have differed in their policies, because their motives have operated differently. The bodies of craftsmen exercised some supervision over the products made and sold by their members; seeming to do this in the public interest, and being in some cases commissioned thus to do it. But in fact they did it in their own interests. A gild-brother who used some inferior material for making the thing he sold, was by so doing enabled to get a greater profit than the rest of the gild-brethren who used the better material; and their prohibition was prompted by their desire to prevent this, not by their desire to protect the public. But the wage-earners who have established fixed rates of payment for so many hours’ work, have no interest in maintaining the standard of work. Contrariwise, they have an interest in lowering the standard in respect of quantity if not of quality: so much so that the superior artisan is prevented from exercising his greater ability by the frowns of his fellows, whose work by comparison he discredits.

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Beyond question, then, these various parallelisms (along with the absence of parallelism just named) prove identity of nature between ancient and modern trade-combinations.

§ 829. The restrictionist is essentially the same in nature whether he forbids free trade in commodities or whether he forbids free trade in labour. I make this remark as introductory to a parallel.

Not long since a member of parliament proposed that a duty of ten per cent. should be imposed on imports in general. This was urged as a relief not for the agricultural classes only but for all classes. What was the anticipated effect? That if foreign goods were prevented from competing with English goods to the implied extent, English producers would be severally enabled to obtain so much the more for what they had to sell. There the inference stopped. Every citizen was thought of as a producer, but what would happen to him as a consumer was not asked. The extra profit made by him was contemplated as so much to the good, and there was no recognition of the fact that if all other producers were similarly enabled to get higher prices, the result must be that he, as consumer, would have to pay these higher prices all round for the things he wanted: his income would be raised, but his expenditure would be raised in the same proportion.

We need not wonder, then, if the members of trade-unions are misled by a parallel fallacy. In each class of them—carpenters, bricklayers, engineers, calico-printers, weavers, compositors, pressmen, &c.—every worker thinks it an unquestionable advantage to get more in return for his work than he might get without combination. He sees only the extra amount of his wages, and does not see how that extra amount is dissipated. But it is dissipated. Even by trade-unionists it is now a recognized truth that in any occupation the rise of wages is limited by the price obtained for the article produced, and that if wages are forced up, the price [III-546] of the article produced must presently be forced up. What then happens if, as now, trade-unions are established among the workers in nearly all occupations, and if these trade-unions severally succeed in making wages higher? All the various articles they are occupied in making must be raised in price; and each trade-unionist, while so much the more in pocket by advanced wages, is so much the more out of pocket by having to buy things at advanced rates.

That this must be the general effect has recently been shown in an unmistakable way. At a recent Miners’ Congress it was openly contended that the out-put of coal should be restricted until the price rose to the extent required for giving higher wages. Nothing was said about the effect this raised price of coal would have on the community at large, including, as its chief component, the working classes. All labourers and artisans need fuel, and if coal is made dearer each of them must either spend more for fires or be pinched with cold: the colliers’ profit must be their loss. But what so obviously happens in this case happens in every case. The trade-union policy carried out to the full, has the effect that every kind of wage-earner is taxed for the benefit of every other kind of wage-earner.

§ 830. “What right has he to deprive me of work by offering to do it for less?” says the trade-unionist concerning the non-unionist. He feels himself injured, and thinks that whatever injures him must be wrong. Yet if, instead of himself and a competing artisan, he contemplates two competing tradesmen, he perceives nothing amiss in the underbidding of the one by the other. Says the grocer Jones, pointing to Brown the grocer over the way—“What right has he to take away my custom by selling his tea at twopence a pound less than I do?” Does the unionist here recognize a wrong done by Brown to Jones? Not in the least. He sees that the two have equal rights to offer their commodities at whatever prices they please; and if Brown [III-547] is content with a small profit while Jones greedily demands a large one, he regards Brown as the better fellow of the two. See then how self-interest blinds him. Here are two transactions completely parallel in their essentials, of which the one is regarded as utterly illegitimate, and the other as quite legitimate.

Still more startling becomes the antithesis if we make the parallel closer. Suppose it true, as sometimes alleged, that the lowered price of wheat does not lower the price of bread, and that therefore bakers must have combined to keep it up. As a buyer of bread, the artisan has no words too strong for the bakers who, by their nefarious agreement, oblige him to spend more money for the same amount of food than he would otherwise do; and if he can find a baker who, not joining the rest, charges less for a loaf in proportion to the diminished cost of wheat, he applauds, and gladly benefits by going to him. Very different is it if the thing to be sold is not bread but labour. Uniting to maintain the price of it is worthy of applause, while refusal to unite, followed by consent to sell labour at a lower rate, is violently condemned. Those who do the one think themselves honest, and call those who do the other “blacklegs.” So that the estimates of conduct are in these two cases absolutely inverted. Artificially raising the price of bread is vicious, but artificially raising the price of labour is virtuous!

If we imagine that the real or supposed bakers’ union, imitating trade-unionists who break the tools of recalcitrant fellow-workmen, should smash the windows of the non-unionist baker who undersold them, the artisan, standing by, and thinking that the police ought to interfere, might also think that the sellers of bread are not the only persons concerned; but that the buyers of bread have something to say. He might argue that it is not wholly a question of profits made by unionist and non-unionist bakers, but is in part a question of how customers may be fed most cheaply: seeing which, he might conclude that this violence of the unionist [III-548] bakers was a wrong done not only to the non-unionist but to the public at large. In his own case, however, as a trader in labour, he thinks the question is solely between himself, demanding a certain rate of pay, and the non-unionist who offers to take less pay. What may be the interest of the third party to the transaction, who buys labour, is indifferent. But clearly all three are concerned. If the unionist complains that the non-unionist hurts him by underbidding him and taking away his work, not only may the non-unionist reply that he is hurt if he is prevented from working at the rate he offers, but the employer may complain that he, too, is hurt by being obliged to pay more to the one than he would to the other. So that the trade-unionist’s proceeding inflicts two hurts that one may be prevented.

Should it be said that the employer can afford to pay the higher rate, the reply is that the profit on his business is often so cut down by competition that he must, by giving the higher rate, lose all profit and become bankrupt, or else must, along with other manufacturers similarly placed, raise his prices; in which case the community at large, including wage-earners at large, is the third party hurt.

§ 831. Returning from this incidental criticism let us ask what are the effects of the trade-union policy, pecuniarily considered. After averaging the results over many trades in many years, do we find the wage-earner really benefited in his “Standard of Life”?

There is one case—that of the agricultural labourers—which shows clearly that under some conditions little or nothing can be done by combination. Numerous farms are now advertised as vacant and can find no tenants: tens of thousands of acres are lying idle. If, then, the cost of cultivation is even now such that in many parts no adequate return on capital can be obtained by the farmer; and if, as we are told happens on the Bedford estates, all the rent paid goes in keeping the farms in order; the implication is that [III-549] to increase the cost of cultivation by giving higher wages, would make farming unremunerative over a yet wider area. Still more land would lie idle, and the demand for men would be by so much decreased. Hence a combination to raise wages would in many localities result in having no wages.

Now though in most businesses the restraints on the rise of wages are less manifest, yet it needs but to remember how often manufacturers have to run their machinery short hours and occasionally to stop altogether for a time—it needs but to recall official reports which tell of empty mills in Lancashire going to ruin; to see that in other cases trade conditions put an impassable limit to wages. And this inference is manifest not only to the unconcerned spectator, but is manifest to some officials of trade-unions. Here is the opinion of one who was the leader of the most intelligent body of artisans—the Amalgamated Society of Engineers.

“ ‘We believe,’ said Allan before the Royal Commission in 1867, ‘that all strikes are a complete waste of money, not only in relation to the workmen, but also to the employers.’ ”

On the workmen a strike entails a double loss—the loss of the fund accumulated by small contributions through many years, and the further loss entailed by long-continued idleness. Even when the striker succeeds in obtaining a rise or preventing a fall, it may be doubted whether the gain obtained in course of time by the weekly increment of pay, is equal to the loss suddenly suffered. And to others than the workers the loss is unquestionable—not to the employers only, by absence of interest and damage to plant, but also to the public as being the poorer by so much product not made.

But the injury wrought by wage-earners’ combinations is sometimes far greater. There has occasionally been caused a wide-spread cessation of an industry, like that which, as shown above, would result were the wages of rural labourers forced up. And here, indeed, we come upon a further parallel [III-550] between the ancient craft-gilds and the modern wage-earners’ gilds. In past times gild-restrictions had often the effect of driving away craftsmen from the towns into adjacent localities, and sometimes to distant places. And now in sundry cases wage-earners, having either through legislation or by strikes, imposed terms which made it impossible for employers to carry on their businesses profitably, have caused migration of them. The most notorious case is that of the Spitalfields weavers, who in 1773, by an Act enabling them to demand wages fixed by magistrates, so raised the cost of production that in some fifty years most of the trade had been driven to Macclesfield, Manchester, Norwich, and Paisley. A more recent case, directly relevant to the action of trade-unions, is that of the Thames-shipwrights. By insisting on certain rates of pay they made it impracticable to build ships in the Thames at a profit, and the industry went North; and now such shipwrights as remain in London are begging for work from the Admiralty. As pointed out to a recent deputation, the accepted tender for repairs of a Government vessel was less than half that which a Thames-builder, hampered by the trade-union, could afford to offer. So is it alleged to have been in other trades, and so it may presently be on a much larger scale. For the trade-union policy, in proportion as it spreads, tends to drive certain occupations not from one part of England to another but from England to the Continent: the lower pay and longer hours of continental artisans, making it possible to produce as good a commodity at a lower price. Nay, not only in foreign markets but in the home market, is the spreading sale of articles “made in Germany” complained of. An instance, to which attention has just been drawn by a strike, is furnished by the glass-trade. It is stated that nine-tenths of the glass now used in England is of foreign manufacture.

One striking lesson furnished by English history should show trade-unionists that permanent rates of wages are determined by other causes than the wills of either employers [III-551] or employed. When the Black Death had swept away a large part of the population (more than half it is said) so that the number of workers became insufficient for the work to be done, wages rose immensely, and maintained their high rate notwithstanding all efforts to keep them down by laws and punishments. Conversely, there have been numerous cases in which strikes have failed to prevent lowering of wages when trade was depressed. Where the demand for labour is great, wages cannot be kept down; and where it is small, they cannot be kept up.

§ 832. What then are we to say of trade-unions? Under their original form as friendly societies—organizations for rendering mutual aid—they were of course extremely beneficial; and in so far as they subserve this purpose down to the present time, they can scarcely be too much lauded. Here, however, we are concerned not with the relations of their members to one another, but with their corporate relations to employers and the public. Must we say that though one set of artisans may succeed for a time in getting more pay for the same work, yet this advantage is eventually at the expense of the public (including the mass of wage-earners), and that when all other groups of artisans, following the example, have raised their wages, the result is a mutual cancelling of benefits? Must we say that while ultimately failing in their proposed ends, trade-unions do nothing else than inflict grave mischiefs in trying to achieve them?

This is too sweeping a conclusion. They seem natural to the passing phase of social evolution, and may have beneficial functions under existing conditions. Everywhere aggression begets resistance and counter-aggression; and in our present transitional state, semi-militant and semi-industrial, trespasses have to be kept in check by the fear of retaliatory trespasses.

Judging from their harsh and cruel conduct in the past, [III-552] it is tolerably certain that employers are now prevented from doing unfair things which they would else do. Conscious that trade-unions are ever ready to act, they are more prompt to raise wages when trade is flourishing than they would otherwise be; and when there come times of depression, they lower wages only when they cannot otherwise carry on their businesses.

Knowing the power which unions can exert, masters are led to treat the individual members of them with more respect than they would otherwise do: the status of the workman is almost necessarily raised. Moreover, having a strong motive for keeping on good terms with the union, a master is more likely than he would else be to study the general convenience of his men, and to carry on his works in ways conducive to their health. There is an ultimate gain in moral and physical treatment if there is no ultimate gain in wages.

Then in the third place must be named the discipline given by trade-union organization and action. Considered under its chief aspect, the progress of social life at large is a progress in fitness for living and working together; and all minor societies of men formed within a major society—a nation—subject their members to sets of incentives and restraints which increase their fitness. The induced habits of feeling and thought tend to make men more available than they would else be, for such higher forms of social organization as will probably hereafter arise.

 


 

[III-553]

CHAPTER XXI.

COOPERATION.

§ 833. Social life in its entirety is carried on by cooperation, and the use of the word to distinguish a special form of social life is a narrow use of it. As was pointed out when treating of Political Institutions (§ 441), a nation’s activities are divisible into two leading kinds of cooperation, distinguishable as the conscious and the unconscious—the one being militant and the other industrial. The commander, officers, and common soldiers forming an army, consciously act together to achieve a given end. The men engaged in businesses of all kinds, severally pursuing private ends, act together to achieve a public end unthought of by them. Considered in the aggregate, their actions subserve the wants of the whole society; but they are not dictated by an authority, and they are carried on by each with a view to his own welfare, and not with a view to the welfare of all.

In our days, however, there have arisen sundry modes of working together for industrial purposes, accompanied by consciousness of a common end, like the working together for militant purposes. There is first that mode lately described under the title of “Compound Capital”—the cooperation of shareholders in joint-stock companies. Though such shareholders do not themselves achieve the ends for which they unite, yet, both by jointly contributing money and by forming an administration, they consciously cooperate. Under another form we see cooperation in the actions [III-554] of trade-unions. Though their members do not work together for purposes of production, yet their trade-regulations form a factor in production; and their working together is conspicuously of the conscious kind.

But in this chapter our topic is that mode of consciously working together for industrial purposes, which now monopolizes the word cooperation. The question here tacitly raised is whether social sustentation can be carried on best by that unconscious cooperation which has naturally evolved itself in the course of civilization, or whether it can be carried on best by this special form of conscious cooperation at present advocated and to some extent practised.

§ 834. Conscious cooperation for industrial purposes is, in the earliest stages of social life, closely associated with conscious cooperation for militant purposes. The habit of acting together against human enemies, naturally passes into the habit of acting together against brute enemies or prey. Even among intelligent animals, as wolves, we see this kind of cooperation; and it is common among hunting tribes, as those of North America, where herds of buffalo, for instance, are dealt with by combined attacks. Occasionally, cooperation for the capture of animals is of a much higher order. Barrow and Galton tell us that in South Africa elaborately constructed traps of vast extent, into which beasts are driven, are formed by the combined efforts of many Bushmen.

Among others of the uncivilized and semi-civilized there are incipient cooperations more properly to be classed as industrial. Of the Bodo and Dhimáls Hodgson says—

“They mutually assist each other for the nonce, as well in constructing their houses as in clearing their plots of cultivation, merely providing the helpmates with a plentiful supply of beer.”

Similarly Grange tells us of the Nagas that—

“In building houses, neighbours are required by custom to assist each other, for which they are feasted by the person whose house they are building.”

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Usages of kindred characters exist among the Araucanians, concerning whom Thompson, after speaking of their funeral and marriage feasts as open gratis to all, adds:—

“But this is not the case with the mingacos, or those dinners which they are accustomed to make on occasion of cultivating their land, threshing their grain, building a house, or any other work which requires the combined aid of several. At such times all those who wish to partake in the feast, must labour until the work is completed.”

In these cases, however, cooperation is merely prefigured. There is reciprocity of aid under a combined form, and the idea of exchange is dominant; as is shown more clearly in the case of the ancient Yucantanese.

“It is usual for the women to assist one another in weaving and spinning, and to repay that assistance as their husbands do with regard to their field works.”

But though here there is a bartering of labour, yet, as there is a working in concert, the consciousness of cooperation is nascent, and readily passes into a definite form where joint advantage prompts. A good instance is furnished by the Padam, who, as we saw (§ 783) live in a kind of qualified communism. Says Dalton—

“The inhabitants are well supplied with water; there are several elevated springs, and the discharges from these are collected and carried to different parts of the villages in aqueducts or pipes of bamboos, from which a bright, pure stream continually flows.”

Among a more civilized people, the ancient Singhalese, cooperation for a kindred purpose was highly developed. Tennent writes concerning them:—

“Cultivation, as it existed in the north of Ceylon, was almost entirely dependent on the store of water preserved in each village tank; and it could only be carried on by the combined labour of the whole local community, applied in the first instance to collect and secure the requisite supply for irrigation, and afterwards to distribute it to the rice lands, which were tilled by the united exertions of the inhabitants, amongst whom the crop was divided in due proportions. So indispensable were concord and union in such operations, that injunctions for their maintenance were sometimes engraven on the rocks.”

[III-556]

Another instance occurs in North America. Says Bancroft, writing about the Papagos—

“Most of these people irrigate their lands by means of conduits or ditches, leading either from the river or from tanks in which rainwater is collected and stored for the purpose. These ditches are kept in repair by the community, but farming operations are carried on by each family for its own separate benefit, which is a noticeable advance from the usual savage communism.”

Thus it seems a safe inference that generally, among semi-civilized peoples who practise irrigation, the required works have resulted from the joint labours of many.

§ 835. When we ignore those narrow limits commonly given to the title cooperation, we see that, beyond those already named, there are many social structures which are rightly comprehended under it, and must here be noticed.

The most familiar of them are the multitudinous friendly societies, from village sick-clubs up to the vast organizations which from time to time hold their congresses. Next above the purely local ones, come those which take whole counties for their spheres; as in Essex, Hampshire, Wiltshire, Berkshire, &c., having county-towns as their centres. Larger still are the affiliated orders, numbering 70 in the United Kingdom, which take wider ranges: the largest being the Manchester Unity of Oddfellows, and the Ancient Order of Foresters, together numbering nearly a million members. Certain other bodies of kindred natures, chiefly burial societies, have extensive ramifications—“Industrial Assurance Societies,” they have been called; doing for the poor what the more conspicuous institutions for averaging the risks of fire, accidents, wrecks, &c., do for the better off. Excluding such of these as are carried on to gain dividends on invested capital, and including all which afford mutually-assured benefits, we see that they are pervaded by the spirit of cooperation: there is acting together though not working together.

[III-557]

As prompted by a like spirit may be named the Agricultural Credit Banks which have of late years spread in Germany, Austria, and Italy—cooperative loan societies as they may be called. Instead of borrowing money from ordinary banks or from money-lenders, the members of these bodies practically borrow from one another under the guidance of an administration of their own: the administration taking care that only such loans are made as the interests of all permit. Of course everything depends on the judgment and honesty of the officials; but granting these, such banks exhibit a form of cooperation undeniably beneficial.

Among cooperative bodies of other kinds have to be named the Russian “artels.” As defined by Mr. Carnegie of the British Embassy in St. Petersburg, quoting a native authority, one of these bodies is “an association of certain persons who unite their capital and labour, or only the latter, for a certain work, trade, or undertaking.” Each member of the association has an equal share in the duties and work; each member receives an equal share of the profits; and all members are mutually responsible for the work and conduct of each. The system is said to date from the 10th century, when certain Cossacks on the Dnieper “banded themselves together for offensive and defensive purposes and elected a chief, or ataman, for a certain fixed period, who conducted the operations of the tribe and superintended the equal division of the spoil to each member of it.” This statement harmonizes with the inference drawn above, that there is an easy transition from conscious union for militant purposes to conscious union for industrial purposes. These bodies are various in their occupations. “There are artels of carpenters, painters, blacksmiths, masons, porters, bargees, waiters, &c.,” as well as of many less general trades. Great trust is placed in them; even to the extent of placing large sums of money in their charge. One reason for their trustworthiness is that the admission of new members is jealously guarded. But judging from their traditional origin and present constitution, [III-558] it would seem that these artels are really developments of the primitive compound family, the traits of which we contemplated in the chapter on “Communal Regulation,” and which once prevailed widely in the east of Europe. One of their rules was that those of their members who travelled in search of work had to hand over to the group the profits they made; and if we suppose this rule to have held after the compound household or village-community had dissolved, the “artel” would result. [*]

In Bulgaria there have existed, and continue to exist, though they are not now flourishing, certain kindred associations. There are cooperative groups of market-gardeners, masons, and bakers. The gardeners’ associations, Jireček says, go from town to town, and sometimes abroad, during a certain part of the year. On inland tours they number 6 to 12 in a group; on foreign tours 40 to 70. Each group is under the lead of a master or elder who keeps the accounts and acts as treasurer.

§ 836. Before passing to cooperation as ordinarily understood, there have still to be noticed some further industrial organizations which in a measure come under the title—organizations which are intermediate between those of the ordinary master-and-workmen form, and those composed of workers who are themselves masters. I refer, of course, to concerns in which profit-sharing is practised.

The adoption of this system, of which there are many instances on the Continent, while in part prompted by regard [III-559] for the welfare of the workman, appears to have been in part prompted by the belief that work given in return for wages only, is relatively inefficient in respect of quantity or quality, or both; and that the tendency to be lax entails also additional cost of superintendence. Hence the conclusion is that the employer himself profits by giving a share of profits. In the words of Mr. Sedley Taylor, the modes of apportionment “fall into three categories:—1. Those which pay over the workmen’s share in an annual ready-money bonus. 2. Those which retain that share for an assigned period, in order ultimately to apply it, together with its accumulated interest, for the workmen’s benefit. 3. Those which annually distribute a portion of the workmen’s share, and invest the remainder.” M. Bord, pianoforte maker in Paris, who has adopted the first of these methods, considers the effects “extremely satisfactory.” The manager of the Compagnie d’Assurances Générales, which adopts the second method, says:

“My present opinion is more favourable than ever. . . . The institution has now had thirty years of experience, that is to say, of unvarying successes.”

But most of the “participating houses” adopt neither immediate distribution nor remote postponement, but a mixture of the two. A part of the workmen’s share of profit is paid over to him annually, and a part invested on his behalf. This is the plan followed in the printing, publishing, and bookselling establishment of M. Chaix in Paris. The annual average workman’s dividend is 7½ per cent. on his wages; and as a result M. Chaix says—“Each one takes more interest in the work assigned to him and executes it better and more expeditiously.”

In all these cases the relation between employer and employed is like the ordinary relation, save in respect of the bonus given in one or other form. “There are, however, a few houses which admit their work-people to part-ownership in the capital, and to a share in the administrative control.” [III-560] Of these the best known, of which some account was given 50 years ago in Mill’s Political Economy, is the “Maison Leclaire”—a house-painting and decorating establishment, which commenced the profit-sharing system in 1842 and developed it in various directions. Since the founder’s death it has continued to prosper, even at an increasing rate; so that its success of late years is described as “little short of marvellous.” A workman’s share of profit in 1880 was 18 per cent. on his year’s wages, in addition to large advantages from the associated Mutual Aid and Pension Society.

But along with a hundred or more successful profit-sharing establishments on the Continent, there have to be placed the many establishments of the kind which have failed; and failures have been especially common in England.

Among defects of the system which Mr. Halsey, manager of certain Mining Machinery Works in Canada, points out, before describing a system of his own, are these:—1. Profit in many cases results from inventions, improvements, economies, with which the workman has nothing to do, and if he is given a share of it, this, not being due in any way to his labour, is a gift. 2. A share of the total profit, when divided among all the workmen, gives to one more, and another less, than he deserves; since in ability and diligence they are unequal. 3. The reward for extra labour and care is distant, even when the division is annually made, and still more when the employés’ share is invested. 4. There cannot rightly be profit-sharing unless there is also loss-sharing, and any arrangement under which the worker had to surrender back part of his wages would evidently never be tolerated, even if practicable. 5. Inevitably there must be more or less distrust on the part of the employés. Even were they allowed to see the books they could not understand them, and they must feel that they are in the hands of their employers, who may so represent matters that they do not get the promised shares: they may have been led to work harder and then get no adequate returns.

[III-561]

The “premium plan” which Mr. Halsey introduced, and alleges to be successful, is one which takes a tolerably well-known time-cost of a certain piece of work, and gives to the workman extra pay proportionate to the diminished time in which he completes it—a premium of so much on each hour economized. This system is akin to one adopted in England by Willans and Robinson, Limited, under which a “reference rate” (or standard rate) for a specified task having been settled, if the cost as measured in time-wages is less, then the workman receives half the difference between the standard cost and the lowered cost resulting from his skill and industry. A kindred system is adopted by the Yale and Towne Manufacturing Company of Connecticut. Setting out with a standard cost, not of labour upon special pieces of work, but of labour and materials throughout the entire business, summed up into an aggregate, they measure, at the end of the year, the difference between the estimated standard cost and the actual reduced cost consequent upon diligence, skill, and care on the part of the employés, and divide this “gain” equally between employer and employed: the difference between these allied methods being that under the last the individual workman does not benefit so fully and distinctly by his superiority as he does under the first.

Speaking generally of these several methods of profit-sharing and gain-sharing, it must suffice here to recognize considerable advantages joined with serious defects; and concerning the last group of methods it may be observed that though approaching more nearly to an ideal system of apportioning out reward to merit, they have the disadvantage of great complication in the making of estimates and keeping of accounts—a complication which, entailing labour to be paid for, entails a certain deduction from the benefits resulting.

§ 837. We come now to those forms of industrial organization [III-562] usually classed as cooperative, though whether all are rightly so classed may be questioned. It must suffice here to recognize such only of them as have arisen in England. [*]

Conforming to the general process of evolution, the germs of them were but vaguely cooperative; and they foreshadowed the two different forms of cooperation, so called, which have since differentiated. Swayed by a delusion like that which in times of scarcity leads mobs to smash the windows of those who sell bread, working men, at the close of the last century and beginning of this, ascribing the distress they suffered to the proximate agents inflicting it—the millers and bakers—against whom they made also the probably just complaint that they adulterated flour, determined to grind and bake for themselves. Mills were established at Hull, Whitby, Devonport, while baking-societies were formed at Sheerness and in Scotland. In these cases, though production and distribution were both carried on, yet the mass of those who sought and reaped the benefits were not themselves the workers in the mills or bakeries; nor did they, as a body, occupy themselves in the business of distributing the products. They simply, while trying to secure good food, set up establishments for the purpose of escaping from the payments made to the ordinary producer and distributor.

Twenty years later arose, first at Brighton and afterwards elsewhere, “union shops;” which were stores of such commodities as their working-class members chiefly needed: the ultimate purpose, however, being the ambitious one of adding profit to capital until a sum sufficient for establishing communistic societies had been raised. Presently, certain [III-563] of them prospered so far as to employ some of their own members in manufacturing a few of the common articles sold; and then there came the “labour exchanges”—places for disposing of the surplus products of these small cooperative bodies, on the basis of the respective labour-values of the things exchanged. Nearly all of them disappeared in a few years; partly from lack of variety in the products they offered to the wives of their members, partly because they gave little or no credit, partly, as it proved, from a defect in their economic policy.

After an interval of nearly 20 years, during which political agitation had mainly absorbed the attentions and energies of working-class leaders, there came a revival of the cooperative movement, again prompted by a communistic ideal. This occurred at Rochdale, among those who called themselves “Equitable Pioneers.” Their scheme was distinguished from preceding schemes by an essential trait. The profits of the store were divided neither among those who subscribed the capital, nor among those engaged in the work of distribution, but among its customers in proportion to the money-values of their purchases. “The effect of the Rochdale persistent application of the principle of dividing profits on purchases” was first of all great prosperity of the local store, and then a spreading of the system to other towns, similarly followed by prosperity; so that in less than 50 years the body of cooperators in the kingdom had “its million members, thirty-six millions of annual trade, three millions of yearly ‘profits,’ and twelve millions of accumulated capital.”

Along with the idea of supplying consumers cheaply, there had gone the idea of buying cheaply the commodities supplied to them. From time to time had been made suggestions for a wholesale cooperative society, from which the retail stores might get what they required on advantageous terms. After sundry abortive attempts, an agency of this kind was established at Manchester in 1864. While fulfilling [III-564] its immediate purpose, this also formed a centre of federation—a place in which the cooperative organization became integrated. And then, presently, was joined with it a cooperative bank; further facilitating transactions throughout the organization, and serving to integrate it still more closely.

Some other essential traits have to be named. The first is that though for a time the business of the Rochdale store (and presumably of other early stores) was carried on gratis by the cooperators themselves, who undertook duties in rotation, there arose, as the business grew, the need for salaried officials. After the appointment of men who served the cooperative body as wage-earners, there went the resolution that none such should be members of the governing body; and later came the resolution that none such should vote in the election of the governing body. Duly recognizing these cardinal distinctions, let us now ask what is the true nature of one of these so-called cooperative stores.

To the middle-class imitations of them the name “cooperative” is obviously not appropriate. Having capitals raised by shares on which interest is either paid or invested for the benefit of the holders, and, though at first selling only to shareholders, having fallen into the practice of selling to non-shareholders and even to non-ticket-holders, they are simply joint-stock distributing agencies. The proprietors, employing salaried buyers, clerks, and shopmen, constitute a many-headed shopkeeper. How entirely without claim to the title “cooperators” they are, is manifest on remembering that no shareholder is himself a worker in the concern. The shareholders may be said to act together but they cannot be said to work together. The members of a West-end Club are just as properly to be called cooperators. They unite for the better or cheaper fulfilment of certain wants, as the civil servants and others unite for the better or cheaper fulfilment of certain other wants.

Though cooperative stores of the Rochdale type, not dividing [III-565] profits in the ordinary way, are not subject to the whole of this criticism, yet they are subject to part of it. When those who formed the first of them ceased to be workers in the process of distribution, they ceased to be cooperators in that limited sense of the word with which we are here concerned. When they appointed paid servants, the members became wholly, as they were from the beginning mainly, associated consumers, adopting an economical method of supplying themselves. To provide that profits shall be divided among customers in proportion to their purchases, is simply to provide that they shall have what they purchase at cost price plus the actual cost of distribution—the cost of shop-rent, wages, and interest on capital.

It should be added that the prosperity of these institutions, working-class or middle-class, has been in large measure due to other causes than their so-called cooperative character. By making it a rule to sell for cash only, they, in the first place, diminish the amount of capital required, and, in the second place, exclude bad debts and a large amount of bookkeeping: obviously being so enabled to sell at lower rates. With the large middle-class stores in London a further cause operates. People who deal with a local shopkeeper (who must charge high prices to get a living out of a relatively small amount of business), are saved the time, trouble, and cost of a journey. If, by going to the Civil Service Stores or other such agency (where on a large turnover a small profit suffices) they take on themselves this time, trouble, and cost, they may naturally have their commodities at lower rates than they give to the local distributor, who rightly asks payment for the work he does for them.

§ 838. Attempts to carry on cooperation strictly so called, have now to be considered. From the various kinds of acting together which have been grouped under the name, either improperly or with but partial propriety, we come at [III-566] length to the literal working together for mutual benefit. Says Mr. Schloss in his Methods of Industrial Remuneration

“The accepted theory of Industrial Co-operation proposes that the actual workers in the co-operative business (a) are to be self-governed, and (b) are to take an equitable share in the profits.”

As already pointed out, the idea of cooperative production dates far back. Abortive attempts to put it in practice were made during the earlier stages of the general movement; and, during its later stages, have been associated with the more successful plans for what is distinguished as cooperative distribution. It will suffice here to name the efforts made by the “Christian Socialists”—a title quite appropriate, since they were in large measure prompted by beliefs concerning man and conduct like those embodied in the Christian ethical doctrine. Though they did not propose to “take no thought for the morrow,” or enjoin as a duty—“Sell all thou hast and give to the poor;” yet their conception of social re-organization on a cooperative basis, was pervaded by kindred disregard of economic principles and the essential facts of human nature. The dozen bodies of cooperators in one or other trade, formed in London by Mr. F. D. Maurice and his friends, quickly displayed “the demons of internal discord and external rivalry.” They “were actuated by a thoroughly mercenary competitive spirit.” Each of the three associations first formed “had quarrelled with, and turned out, its original manager within six months.” Within a year all three had broken up; and within a few years the entire dozen had “either dissolved without trace, or degenerated into the profit-making undertakings of small masters.” In sundry places in the provinces like combinations were formed; but “they failed as the others had failed.” In Lancashire, however, where the combinations for distribution had succeeded so well, partial success attended the combinations for production. Cotton manufacture was entered upon.

[III-567]

“The Padiham and Pendleton Co-operative companies were started, owned and governed by the men and women who actually worked in the mill.”

But these, and kindred establishments, soon went the same way as the rest. At Rochdale, however, better results were achieved by a corn-mill, which, while it started with the profit-sharing principle, contained many shareholders who were not employés, and presently abandoned the “bounty to labour.” Similarly a mill at Oldham, founded by co-operators “to enable working men to be their own masters,” and in which, at first, the “workers were largely shareholders,” though it prospered and has survived, has now become a concern in which “few if any of its employés happen to be shareholders.” Profit-sharing was eventually discontinued; and it then turned out that “the recipients of bonus had been reduced in their wages,” and, “on its discontinuance their wages were raised 20 per cent.” Gradually these concerns have lapsed into qualified joint-stock companies—“Working-class Limiteds,” as they have been called. From Miss Potter’s digest and tables, it appears that in 1891, when her book was published, there were, out of a total of 59 groups of manufacturing cooperators, only eight, most of them small and young (5¾ years on the average), which carried out with some consistency the scheme of labour-copartnership (to adopt the pleonastic term now used for distinction). The rest fall short of it either as having given up their self-government, or as consisting of small working-class masters employing non-members as wage-earners (and often treating them hardly), or as being associations in which the capital is held by outside shareholders, while the employés have no part in the management. Thus the designed structure has proved unstable. The salvation has been proportionate to the backsliding.

Quite different, however, is the belief of Mr. Holyoake, and quite different his version of the facts. The August number of Labour Copartnership contains the following table:—

[III-568]

1883 1894 1895
Number of Societies 15 120 155
Sales for the Year £160,751 £1,371,424 £1,859,876
Capital (Share Reserve and Loan) £103,436 £799,460 £915,302
Profits £9,031 £68,987 £94,305
Losses £114 £3,135 £2,296
Profit to Labour £8,751 £14,235

The increase for the year is thus 29 per cent. in the number of societies, nearly 36 per cent. in the value of sales, over 14 per cent. in the capital, and nearly 40 per cent. in the net profits, and 62 per cent. in profit to labour, respectively. Thus the rate of growth all round is very much greater than in 1894. In that year we considered it might be called a 10 per cent. increase all round; this year we can not call it less than a 30 per cent. increase.

That believers and disbelievers habitually take widely divergent views of evidence, is a familiar experience. Perhaps the incongruity between the groups of statements above given might in large measure disappear if the ages of the bodies just enumerated were set down. Possibly there is a continual dying out of older societies, along with rise of newer ones which are more numerous.

Apparently, however, there is more reason to accept the unfavourable interpretation of the evidence than the favourable interpretation; since both a priori and a posteriori it is manifest that destructive causes, hard to withstand, are ever at work. To secure business-management adequately intelligent and honest, is a chronic difficulty. Even supposing external transactions to be well and equitably conducted, adverse criticisms upon them are almost certain to be made by some of the members: perhaps leading to change of management. Then come the difficulties of preserving internal harmony. In cooperative workshops the members receive weekly wages at trade-union rates, and are ranked as higher or lower by the foreman. Officials are paid at better rates according to their values and responsibilities, and these rates are fixed by the committee. When the profits have been ascertained, they are divided among all in proportion [III-569] to the amounts they have earned in wages or salaries. Causes of dissension are obvious. One who receives the lowest wages is dissatisfied—holds that he is as good a worker as one who gets higher wages, and resents the decision of the foreman: probably ascribing it to favouritism. Officials, too, are apt to disagree with one another, alike in respect of power and remuneration. Then among the hand-workers in general there is pretty certain to be jealousy of the brain-workers, whose values they under-estimate; and with their jealousies go reflections on the committee as unfair or as unwise. In these various ways the equilibrium of the body is frequently disturbed, and in course of time is very likely to be destroyed.

§ 839. Must we then say that self-governing combinations of workers will never answer? The reply is that one class of the difficulties above set forth must ever continue to be great, though perhaps not insuperable, but that the other and more serious class may probably be evaded.

These members of industrial copartnerships, paying themselves trade-union wages, are mostly imbued with trade-union ideas and feelings. Among these is a prejudice against piece-work, quite naturally resulting from experience. Finding what a given piece of work ordinarily costs in day-wages, the employer offers to pay the workman for it at a certain lower rate; leaving him to get, by extra diligence, more work done and a larger payment. Immediately, the quantity executed is greatly increased, and the workman receives considerably more than he did in wages—so much more that the employer becomes dissatisfied, thinks he is giving too large a sum by the piece, and cuts down the rate. Action and reaction go on until, very generally, there is an approximation to the earnings by day-wages: the tendency, meanwhile, having been so to raise the employer’s standard, that he expects to get more work out of the workman for the same sum.

[III-570]

But now, has not the resulting aversion to piece-work been unawares carried into another sphere, in which its effects must be quite different? Evils like those arising from antagonistic interests, cannot arise where there are no antagonistic interests. Each cooperator exists in a double capacity. He is a unit in an incorporated body standing in the place of employer; and he is a worker employed by this incorporated body. Manifestly, when, instead of an employing master, alien to the workers, there is an employing master compounded of the workers, the mischiefs ordinarily caused by piece-work can no longer be caused. Consider how the arrangement will work.

The incorporated body, acting through its deputed committee, gives to the individual members work at a settled rate for an assigned quantity—such rate being somewhat lower than that which, at the ordinary speed of production, would yield the ordinary wages. The individual members, severally put into their work such ability as they can and such energy as they please; and there comes from them an output, here of twenty, there of twenty-five, and occasionally of thirty per cent. greater than before. What are the pecuniary results? Each earns in a given time a greater sum, while the many-headed master has a larger quantity of goods to dispose of, which can be offered to buyers at somewhat lower prices than before; with the effect of obtaining a ready sale and increased returns. Presently comes one of the recurring occasions for division of profits. Through the managing body, the many-headed master gives to every worker a share which, while larger all round, is proportionate in each case to the sum earned. What now will happen in respect of the rate paid for piece-work? The composite master has no motive to cut down this rate: the interests of the incorporated members being identical with the interests of the members individually taken. But should there arise any reason for lowering the piece-work price, the result must be that what is lost to each in payment for labour, is [III-571] regained by him in the shape of additional profit. Thus while each obtains exactly the remuneration due for his work, minus only the cost of administration, the productive power of the concern is greatly increased, with proportionate increase of returns to all: there is an equitable division of a larger sum.

Consider now the moral effects. Jealousies among the workers disappear. A cannot think his remuneration too low as compared with that of B, since each is now paid just as much as his work brings. Resentment against a foreman, who ranks some above others, no longer finds any place. Overlooking to check idleness becomes superfluous: the idling almost disappears, and another cause of dissension ceases. Not only do the irritations which superintendence excites decrease, but the cost of it decreases also; and the official element in the concern bears a reduced ratio to the other elements. The governing functions of the committee, too, and the relations of the workers to it, become fewer; thus removing other sources of internal discord: the chief remaining source being the inspection of work by the manager or committee, and refusal to pass that which is bad.

A further development may be named. Where the things produced are easily divisible and tolerably uniform in kind, work by the piece may be taken by single individuals; but where the things are so large, and perhaps complex (as in machinery), that an unaided man becomes incapable, work by the piece may be taken by groups of members. In such cases, too, in which the proper rate is difficult to assign, the price may be settled by an inverted Dutch auction, pursuing a method allied to that of the Cornish miners. Among them—

An undertaking “is marked out, and examined by the workmen during some days, thus affording them an opportunity of judging as to its difficulty. Then it is put up to auction and bid for by different gangs of men, who undertake the work as co-operative piece-work, at so much per fathom:” the lot being subsequently again bid for as a whole.

[III-572]

In the case now supposed, sundry pieces of work, after similar inspection, would be bid for on one of the recurring occasions appointed. Offering each in turn at some very low price, and meeting with no response, the manager would, step by step, raise the price, until presently one of the groups would accept. The pieces of work thus put up to auction, would be so arranged in number that towards the close, bidding would be stimulated by the thought of having no piece of work to undertake: the penalty being employment by one or other of the groups at day-wages. Now good bargains and now bad bargains, made by each group, would average one another; but always the good or bad bargain of any group would be a bad or good bargain for the entire body.

What would be the character of these arrangements considered as stages in industrial evolution? We have seen that, in common with political regulation and ecclesiastical regulation, the regulation of labour becomes less coercive as society assumes a higher type. Here we reach a form in which the coerciveness has diminished to the smallest degree consistent with combined action. Each member is his own master in respect of the work he does; and is subject only to such rules, established by majority of the members, as are needful for maintaining order. The transition from the compulsory cooperation of militancy to the voluntary cooperation of industrialism is completed. Under present arrangements it is incomplete. A wage-earner, while he voluntarily agrees to give so many hours work for so much pay, does not, during performance of his work, act in a purely voluntary way: he is coerced by the consciousness that discharge will follow if he idles, and is sometimes more manifestly coerced by an overlooker. But under the arrangement described, his activity becomes entirely voluntary.

Otherwise presenting the facts, and using Sir Henry Maine’s terms, we see that the transition from status to contract reaches its limit. So long as the worker remains a [III-573] wage-earner, the marks of status do not wholly disappear. For so many hours daily he makes over his faculties to a master, or to a cooperative group, for so much money, and is for the time owned by him or it. He is temporarily in the position of a slave, and his overlooker stands in the position of a slave-driver. Further, a remnant of the régime of status is seen in the fact that he and other workers are placed in ranks, receiving different rates of pay. But under such a mode of cooperation as that above contemplated, the system of contract becomes unqualified. Each member agrees with the body of members to perform certain work for a certain sum, and is free from dictation and authoritative classing. The entire organization is based on contract, and each transaction is based on contract.

One more aspect of the arrangement must be named. It conforms to the general law of species-life, and the law implied in our conception of justice—the law that reward shall be proportionate to merit. Far more than by the primitive slave-system of coerced labour and assigned sustenance—far more than by the later system under which the serf received a certain share of produce—more even than by the wage-earning system under which payment, though partially proportioned to work, is but imperfectly proportioned, would the system above described bring merit and reward into adjustment. Excluding all arbitrariness it would enable reward and merit to adjust themselves.

But now, while contending that cooperation carried on by piece-work, would achieve the desideratum that the manual worker shall have for his product all which remains after due remuneration of the brain-worker, it must be admitted that the practicability of such a system depends on character. Throughout this volume it has been variously shown that higher types of society are made possible only by higher types of nature; and the implication is that the best industrial institutions are possible only with the best men. Judging from that temporary success which has been [III-574] reached under the ordinary form of cooperative production, it is inferable that permanent success might be reached were one set of the difficulties removed; leaving only the difficulty of obtaining honest and skilful management. Not in many cases, however, at present. The requisite “sweet reasonableness,” to use Matthew Arnold’s phrase, is not yet sufficiently prevalent. But such few cooperative bodies of the kind described as survived, might be the germs of a spreading organization. Admission into them would be the goal of working-class ambition. They would tend continually to absorb the superior, leaving outside the inferior to work as wage-earners; and the first would slowly grow at the expense of the last. Obviously, too, the growth would become increasingly rapid; since the master-and-workman type of industrial organization could not withstand competition with this cooperative type, so much more productive and costing so much less in superintendence.

 


 

[III-575]

CHAPTER XXII.

SOCIALISM.

§ 840. Some socialists, though probably not many, know that their ideal modes of associated living are akin to modes which have prevailed widely during early stages of civilization, and prevail still among many of the uncivilized, as well as among some of the civilized who have lagged behind. In the chapter on “Communal Regulation” were given examples of communism as practised by tribes of Red men, by various Hindus, and by some unprogressive peoples in Eastern Europe. Further instances of each class will serve to exhibit at once the virtues of these methods of combined living and working and their vices. Writing of the aborigines of North America, Major Powell, Director of the United States Bureau of Ethnology, says:—

“As is well known, the basis of the Indian social organization was the kinship system. By its provisions almost all property was possessed in common by the gens or clan. Food, the most important of all, was by no means left to be exclusively enjoyed by the individual or the family obtaining it. . . .

“Undoubtedly what was originally a right, conferred by kinship connections, ultimately assumed broader proportions, and finally passed into the exercise of an almost indiscriminate hospitality. By reason of this custom, the poor hunter was virtually placed upon equality with the expert one, the lazy with the industrious, the improvident with the more provident. Stories of Indian life abound with instances of individual families or parties being called upon by those less fortunate or provident to share their supplies.

“The effect of such a system, admirable as it was in many particulars, practically placed a premium upon idleness. Under such communal rights and privileges a potent spur to industry and thrift is wanting.

[III-576]

“There is an obverse side to this problem, which a long and intimate acquaintance with the Indians in their villages has forced upon the writer. . . The peculiar institutions prevailing in this respect gave to each tribe or clan a profound interest in the skill, ability, and industry of each member. He was the most valuable person in the community who supplied it with the most of its necessities. For this reason the successful hunter or fisherman was always held in high honour, and the woman who gathered great store of seeds, fruits, or roots, or who cultivated a good corn-field, was one who commanded the respect and received the highest approbation of the people.”

That a natural connexion exists among certain traits thus described, cannot be doubted when we find that a like connection of traits exists among some peoples of the Balkans; and that the groups displaying them are now dying out along with the dying out of the militant conditions to which they were natural. Mr. Arthur J. Evans, describing the Croatian house-communities, writes:—

“Besides this readiness to combine, another favourable aspect of this Communistic society was especially striking to one fresh from among the somewhat churlish, close-fisted Nether-Saxons. This was a certain geniality, an open-handed readiness of good cheer.”

“The Granitza folk . . . are light in heart as in garment; sociable, hospitable; finding their poetic portraiture rather among those Arcadians of whom it is written that—

‘Neither locks had they to their doors, nor bars to their windows.
But their dwellings were open as day and the hearts of their owners.’ ”

“The communal system prevents moreover the rise of an actual proletariate; the flunkeyism of service is absent where all are alike fellow-helps and fellow-masters; and no doubt if a brother be disproportionately lazy, moral suasion of an unmistakable kind is brought to bear on him by the rest of the community. Here we have a kind of industrial police organization.”

But “it was admitted to us here—who, indeed, could not see it?—that education was far behind-hand, and the children unkempt and neglected; indeed the mortality among Granitza infants is said to be outrageous. Why, indeed, should they be better cared for? Why in the name of Fortune should the celibate portion of the community be mulcted for the sake of philoprogenitive brothers? Agriculture here is at a standstill, and the fields undunged.”

“The truth is that the incentives to labour and economy are [III-577] weakened by the sense of personal interest in their results being sub-divided. Even the social virtues engendered by this living in common are apt to run off into mere reckless dissipation. One may think their fruit poor, and their wine abominable; but their maxim is none the less, ‘Eat and drink, for to-morrow we die.’ True, a man has a legal right to lay by his share of the profits; but who does? To do so would be to fly in the face of public opinion.”

When with the fact that these Slavonic house-communities under modern conditions of comparative peace and commercial activity, are dissolving, we join the fact that they were formed during times of chronic war and remained coherent during such times; when we add that such communities are still coherent among the Montenegrins, whose active militancy continues; when we add, further, that maintenance of this combined living by American Indians has similarly gone along with perpetual inter-tribal conflicts; we are shown again, as before (§§ 465, 481, 804), that in these small social unions, as in the larger social unions including them, the subordination of the individual to the group is great in proportion as the antagonism to other groups is great. Be it in the family, the cluster of relatives, the clan, or the nation, the need for joint action against alien families, clans, nations, &c., necessitates the merging of individual life in group-life.

Hence the socialist theory and practice are normal in the militant type of society, and cease to be normal as fast as the society becomes predominantly industrial in its type.

§ 841. A state of universal brotherhood is so tempting an imagination, and the existing state of competitive strife is so full of miseries, that endeavours to escape from the last and enter into the first are quite natural—inevitable even. Prompted by consciousness of the grievous inequalities of condition around, those who suffer and those who sympathize with them, seek to found what they think an equitable social system. In the town, sight of a rich manufacturer who ignores the hands working in his mill, does not excite in [III-578] them friendly feeling; and in the country, a ploughman looking over the hedge as a titled lady drives by, may not unnaturally be angered by the thought of his own hard work and poor fare in contrast with the easy lives and luxuries of those who own the fields he tills. After contemplating the useless being who now lounges in club-rooms and now rambles through game-preserves, the weary artizan may well curse a state of things in which pleasure varies inversely as desert; and may well be vehement in his demand for another form of society.

How numerous have been the efforts to set up such a form, and how numerous the failures, it is needless to show. Here it will suffice to give one of the most recent examples—that of the South Australian village-settlements. These were established by government and started with government funds. A commission of inquiry lately travelled through them. Fragments of the evidence given before it respecting the Lyrup settlement run thus.

Harry Butt said:—“I reckon I worked very hard when I came here; but other feelings have crept into me, and they have crept into other people . . . They say—‘We should not work for such and such a big family.’ . . . We are not fit for a true communism. We people are not educated up to it. I was a communist when I came; but I found that it would be impossible for a communist to live here. The system is rotten . . . The people are not fit for co-operatives, let alone communists . . . My idea was that we should all live in brotherly love and affection.”

(pp. 50, 51.)

Francis Peter Shelley said:—“Great abuses can creep in. You have to oppose a proposal made by some people who can sway a majority against an individual who has done more than they for the settlement, and they can expel a man by their majority, or fail to give him concessions that they give to others, and so make his life miserable.” “You say the men here are fond of place and power?”—“Yes, like the capitalists, with the difference of being more selfish.”

(pp. 52, 53.)

At the Pyap Settlement examination of the ex-chairman, A. J. Brocklehurst, resulted in the following questions and answers:—

“ ‘Why has more land been cleared than has been utilized?’—‘Well, [III-579] in the first instance we had to clear enough land to get money to live on.’ ‘Why have you not utilized the land?’—‘Because of the difference of opinion. . . . We want more [money]. . . . I think if the advance were increased to £100 [a head] it would do.’ ‘Can you manage on that?’—‘Yes, with unity . . . but not with the diversity that exists now.’ ”

Thomas Myers’ testimony was more decided.

“My opinion is that the present communistic system of living will end in failure. I do not think it will succeed even with the advance fixed at £100 . . . Because there is not sufficient unity. We do not work harmoniously together . . . There has not been half as much work done as might have [been] if we had worked amicably. . . . Two years ago I was the strongest advocate of communism; but to-day I am satisfied it is an absolute failure.”

(p. 70.)

James Holt, villager, gave more favourable evidence—

“ ‘Do you think if the Commissioner had power to direct expenditure this discontent about individualism would be removed?’—‘I fail to see it.’ ‘Has the settlement up to the present time been as satisfactory as you expected?’—‘Yes. I do not think any settlement has done the work that Pyap has done, notwithstanding all the grumbling.’ ”

(pp. 76, 77.)

William Bates gave evidence as follows.

“ ‘Are you for individualism?’—‘Yes: from the bottom of my heart.’ . . . ‘Did you read the rules before you came here?’—‘I do not know. I attended three meetings. The likes of the carrying on here would shame the devil and all his workers.’ ‘You have changed your opinions since you came here?’—‘Yes, because I have seen so much cut-throat business.’ ‘Did you believe in communism when you came here?’—‘I was an advocate of the land for the people. I thought this was going to be a grand thing. I thought we were going to live like brothers and sisters, and that this would be a heaven below.’—‘You have found out that communism will not work?’—‘Yes.’ ‘The man who works the hardest gets no advantage?’—‘No.’ ”

(pp. 79, 80.)

At Holder, Patrick John Conway, chairman of the settlement, said:—

“ ‘I think if settlers could work individually for themselves they would make a success of it . . . the land is really good, and with irrigation you could grow almost anything.’—‘Have your difficulties here been of a very intense character?’—‘Not very intense.’ ‘Has it got further than words?’—‘Yes, it has come to blows frequently. . . . [III-580] There have been several disturbances and fights. . . . I have been assaulted and knocked down.’ ‘Were you acting in your official position at this time?’—‘Yes.’ ‘Was that at a meeting or outside?’—‘At our work.’ ‘Was any punishment meted out to your assailant?’—‘No.’ ”

And so on continues the testimony showing dissensions, violence, idleness, rebellion; joined with admissions on the part of nearly all, that their beliefs in the goodness of a communistic system had been dissipated.

Of course this failure, like multitudinous such failures elsewhere, will be ascribed to mistake or mismanagement. Had this or that not been done everything would have gone well. That human beings as now constituted cannot work together efficiently and harmoniously in the proposed way, is not admitted; or, if by some admitted, then it is held that the mischiefs arising from defective natures may be prevented by a sufficiently powerful authority—that is, if for these separate groups one great organization centrally controlled is substituted. And it is assumed that such an organization, maintained by force, would be beneficial not for a time only but permanently. Let us look at the fundamental errors involved in this belief.

§ 842. In an early division of this work, “Domestic Institutions,” the general law of species-life was pointed out and emphasized—the law that during immature life benefit received must be great in proportion as worth is small, while during mature life benefit and worth must vary together. “Clearly with a society, as with a species, survival depends on conformity to both of these antagonist principles. Import into the family the law of the society, and let children from infancy upwards have life-sustaining supplies proportioned to their life-sustaining labours, and the society disappears forthwith by death of all its young. Import into the society the law of the family, and let the life-sustaining supplies be great in proportion as the life-sustaining labours are small, and the society decays from increase of its least worthy [III-581] members and decrease of its most worthy members” (§ 322). Now, more or less fully, the doctrine of collectivists, socialists, and communists, ignores this distinction between the ethics of family-life and the ethics of life outside the family. Entirely under some forms, and in chief measure under others, it proposes to extend the régime of the family to the whole community. This is the conception set forth by Mr. Bellamy in Looking Backwards; and this is the conception formulated in the maxim—“From each according to his capacity, to each according to his needs.”

In low grades of culture there is but vague consciousness of natural causation; and even in the highest grades of culture at present reached, such consciousness is very inadequate. Fructifying causation—the production of many effects each of which becomes the cause of many other effects—is not recognized. The socialist does not ask what must happen if, generation after generation, the material well-being of the inferior is raised at the cost of lowering that of the superior. Even when it is pointed out, he refuses to see that if the superior, persistently burdened by the inferior, are hindered in rearing their own better offspring, that the offspring of the inferior may be as efficiently cared for, a gradual deterioration of the race must follow. The hope of curing present evils so fills his consciousness that it cannot take in the thought of the still greater future evils his proposed system would produce.

Such mitigations of the miseries resulting from inferiority as the spontaneous sympathies of individuals for one another prompt, will bring an average of benefit; since, acting separately, the superior will not so far tax their own resources in taking care of their fellows, as to hinder themselves from giving their own offspring better rearing than is given to the offspring of the inferior. But people who, in their corporate capacity, abolish the natural relation between merits and benefits, will presently be abolished themselves. Either they will have to go through the miseries of a slow decay, [III-582] consequent on the increase of those unfit for the business of life, or they will be overrun by some people who have not pursued the foolish policy of fostering the worst at the expense of the best.

§ 843. At the same time that it is biologically fatal, the doctrine of the socialists is psychologically absurd. It implies an impossible mental structure.

A community which fulfils their ideal must be composed of men having sympathies so strong that those who, by their greater powers, achieve greater benefits, willingly surrender the excess to others. The principle they must gladly carry out, is that the labour they expend shall not bring to them its full return; but that from its return shall be habitually taken such part as may make the condition of those who have not worked so efficiently equal to their own condition. To have superior abilities shall not be of any advantage in so far as material results are concerned, but shall be a disadvantage, in so far that it involves extra effort and waste of body or brain without profit. The intensity of fellow feeling is to be such as to cause life-long self-sacrifice. Such being the character of the individual considered as benefactor, let us now ask what is to be his character considered as beneficiary.

Amid minor individual differences the general moral nature must be regarded as the same in all. We may not suppose that along with smaller intellectual and physical powers there ordinarily goes emotional degradation. We must suppose that the less able like the more able are extremely sympathetic. What then is to be the mental attitude of the less able when perpetually receiving doles from the more able? We are obliged to assume such feeling in each as would prompt him to constant unpaid efforts on behalf of his fellows, and yet such lack of this feeling as would constantly let his fellows rob themselves for his benefit. The character of all is to be so noble that it causes continuous sacrifice of self to others, and so ignoble that it continuously [III-583] lets others sacrifice to self. These traits are contradictory. The implied mental constitution is an impossible one.

Still more manifest does its impossibility become when we recognize a further factor in the problem—love of offspring. Within the family parental affection joins sympathy in prompting self-sacrifice, and makes it easy, and indeed pleasurable, to surrender to others a large part of the products of labour. But such surrender made to those within the family-group is at variance with a like surrender made to those outside the family-group. Hence the equalization of means prescribed by communistic arrangements, implies a moral nature such that the superior willingly stints his own progeny to aid the progeny of the inferior. He not only loves his neighbour as himself but he loves his neighbour’s children as his own. The parental instinct disappears. One child is to him as good as another.

Of course the advanced socialist, otherwise communist, has his solution. Parental relations are to be superseded, and children are to be taken care of by the State. The method of Nature is to be replaced by a better method. From the lowest forms of life to the highest, Nature’s method has been that of devolving the care of the young on the adults who produced them—a care at first shown feebly and unobtrusively, but becoming gradually more pronounced, until, as we approach the highest types of creatures, the lives of parents, prompted by feelings increasingly intense, are more and more devoted to the rearing of offspring. But just as, in the way above shown, socialists would suspend the natural relation between effort and benefit, so would they suspend the natural relation between the instinctive actions of parents and the welfare of progeny. The two great laws in the absence of either of which organic evolution would have been impossible, are both to be repealed!

§ 844. When, from considering the ideal human nature required for the harmonious working of institutions partially [III-584] or completely communistic—a nature having mutually exclusive traits—we pass to the consideration of the real human nature exhibited around us, the irrationality of socialistic hopes becomes still more conspicuous. Observe what is done by these men who are expected to be so regardful of one another’s interests.

If, in our days, the name “birds of prey and of passage,” which Burke gave to the English in India at the time of Warren Hastings’ trial, when auditors wept at the accounts of the cruelties committed, is not applicable as it was then; yet the policy of unscrupulous aggrandizement continues. As remarked by an Indian officer, Deputy Surgeon-General Paske, all our conquests and annexations are made from base and selfish motives alone. Major Raverty of the Bombay Army condemns “the rage shown of late years for seizing what does not, and never did, belong to us, because the people happen to be weak and very poorly armed while we are strong and provided with the most excellent weapons.” Resistance to an intruding sportsman or a bullying explorer, or disobedience to a Resident, or even refusal to furnish transport-coolies, serves as a sufficient excuse for attack, conquest, and annexation. Everywhere the usual succession runs thus:—Missionaries, envoys to native rulers, concessions made by them, quarrels with them, invasions of them, appropriations of their territories. First, men are sent to teach the heathens Christianity, and then Christians are sent to mow them down with machine-guns! So-called savages who, according to numerous travellers, behave well until they are ill-treated, are taught good conduct by the so-called civilized, who presently subjugate them—who inculcate rectitude and then illustrate it by taking their lands. The policy is simple and uniform—bibles first, bomb-shells after. Such being the doings abroad, what are the feelings at home? Honours, titles, emoluments, are showered on the aggressors. A traveller who makes light of men’s lives is regarded as a hero and fêted by the upper classes; while the [III-585] lower classes give an ovation to a leader of filibusters. “British power,” “British pluck,” “British interests,” are words on every tongue; but of justice there is no speech, no thought. See then the marvellous incongruity. Out of men who do these things and men who applaud them, is to be formed a society pervaded by the sentiment of brotherhood! It is hoped that by administrative sleight-of-hand may be organized a community in which self-seeking will abdicate and fellow-feeling reign in its place!

Passing over, for brevity’s sake, similar and often worse doings of other superior peoples who present themselves to inferior peoples as models to be imitated—doings abroad which are in like manner applauded at home—let us, instead of further contemplating external conduct, contemplate internal conduct. The United States has local civil wars carried on by artizans, miners, &c., who will not let others work at lower wages than they themselves demand: they wreck and burn property, waylay and shoot antagonists, attempt to poison wholesale those who dissent. There are, according to Judge Parker, lynchings at the rate of three per day; there is in the West “shooting at sight”; and the daily average of homicides throughout the States has risen in five years from twelve per day to thirty per day; while in the South occur fatal fights with pistols in courts of justice. Again, we have the corruption of the New York police—universal bribery to purchase immunity or to buy off punishment. Add to this the general admiration for the unscrupulous man of business, applauded as “smart.” And now it is hoped that a nation in which self-regard leads to these startling results, may forthwith be changed into a nation in which regard for others is supreme!

No less marvellous is the incongruity between anticipations and probabilities in the land pre-eminently socialistic—Germany. Students gash one another’s faces in sword-fights: so gaining their emperor’s approval. Duelling, legally a crime and opposed in the extremest degree to the [III-586] current creed, is insisted on by military rule; so that an officer who declines is expelled from the army—nay, worse, one who in a court of justice is proved to have been falsely charged is bound to challenge those who charged him. Yet in a country where the spirit of revenge is supreme over religion, law, and equity, it is expected not only that men will at once cease to sacrifice others in satisfaction of their “honour,” but will at once be ready to sacrifice their own interests to further the interests of their fellows!

Then in France, if the sentiment of private revenge, though dominant, is shown in ways less extreme, the sentiment of national revenge is a political passion. Enormous military burdens are borne in the hope of wiping out “dishonour” in blood. Meanwhile the Republic has brought little purification of the Empire. Within a short time we have had official corruption displayed in the selling of decorations; there have been the Panama scandals, implicating various political personages—men of means pushing their projects at the cost of thousands impoverished or ruined; and, more recently still, have come the blackmailing revelations—the persecuting of people, even to the death, to obtain money by threatened disclosures or false charges. Nevertheless, while among the select men chosen by the nation to rule there is so much delinquency, and while the specially cultured who conduct the public journals act in these flagitious ways, it is supposed that the nation as a whole will, by reorganization, be immediately changed in character, and a maleficent selfishness transformed into a beneficent unselfishness!

It would not be altogether irrational to expect that some of the peaceful Indian hill-tribes, who display the virtue of forgiveness without professing it, or those Papuan Islanders among whom the man chosen as chief uses his property to help poorer men out of their difficulties, might live harmoniously under socialistic arrangements; but can we reasonably expect this of men who, pretending to believe [III-587] that they should love their neighbours as themselves, here rob their fellows and there shoot them, while hoping to slay wholesale men of other blood?

§ 845. Reduced to its ultimate form, the general question at issue between socialists and anti-socialists, concerns the mode of regulating labour. Preceding chapters have dealt with this historically—treating of regulation that is paternal, patriarchal, communal, or by a gild—of regulation that has the form of slavery or serfdom—of regulation under arrangements partially free or wholly free. These chapters have illustrated in detail the truth, emphasized at the outset, that political, ecclesiastical, and industrial regulations simultaneously decrease in coerciveness as we ascend from lower to higher types of societies: the modern industrial system being one under which coerciveness approaches a minimum. Though now the worker is often mercilessly coerced by circumstances, and has nothing before him but hard terms, yet he is not coerced by a master into acceptance of these terms.

But while the evils which resulted from the old modes of regulating labour, not experienced by present or recent generations, have been forgotten, the evils accompanying the new mode are keenly felt, and have aroused the desire for a mode which is in reality a modified form of the old mode. There is to be a re-institution of status not under individual masters but under the community as master. No longer possessing themselves and making the best of their powers, individuals are to be possessed by the State; which, while it supports them, is to direct their labours. Necessarily there is implied a vast and elaborate administrative body—regulators of small groups, subject to higher regulators, and so on through successively superior grades up to a central authority, which coordinates the multitudinous activities of the society in their kinds and amounts. Of course the members of this directive organization must be adequately paid [III-588] by workers; and the tacit assumption is that the required payment will be, at first and always, much less than that which is taken by the members of the directive organization now existing—employers and their staffs; while submission to the orders of these State-officials will be more tolerable than submission to the orders of those who pay wages for work.

A complete parallelism exists between such a social structure and the structure of an army. It is simply a civil regimentation parallel to the military regimentation; and it establishes an industrial subordination parallel to the military subordination. In either case the rule is—Do your task and take your rations. In the working organization as in the fighting organization, obedience is requisite for maintenance of order, as well as for efficiency, and must be enforced with whatever rigour is found needful. Doubtless in the one case as in the other, multitudinous officers, grade over grade, having in their hands all authority and all means of coercion, would be able to curb that aggressive egoism illustrated above, which causes the failures of small socialistic bodies: idleness, carelessness, quarrels, violence, would be prevented, and efficient work insisted upon. But when from regulation of the workers by the bureaucracy we turn to the bureaucracy itself, and ask how it is to be regulated, there is no such satisfactory answer. Owning, in trust for the community, all the land, the capital, the means of transit and communication, as well as whatever police and military force had to be maintained, this all-powerful official organization, composed of men characterized on the average by an aggressive egoism like that which the workers display, but not like them under any higher control, must inevitably advantage itself at the cost of the governed: the elective powers of the governed having soon failed to prevent it; since, as is perpetually shown, a large unorganized body cannot cope with a small organized one. Under such conditions there would be an increasing deduction from the aggregate [III-589] produce by these new ruling classes, a widening separation of them from the ruled, and a growing assumption of superior rank. There must arise a new aristocracy for the support of which the masses would toil; and which, being consolidated, would wield a power far beyond that of any past aristocracy. Let any one contemplate the doings of the recent Trade Union Congress (September, 1896), whence delegates from societies that had tolerated non-unionists were expelled, whence reporters of papers having employés not belonging to printers’ unions were obliged to withdraw, and where wholesale nationalization of property (which necessarily implies confiscation) was approved by four to one; and then ask what scruples would restrain a bureaucracy pervaded by this temper.

Of course nothing will make socialists foresee any such results. Just as the zealous adherent of a religious creed, met by some fatal objection, feels certain that though he does not see the answer yet a good answer is to be found; or just as the lover to whom defects of his mistress are pointed out, cannot be made calmly to consider what will result from them in married life; so the socialist, in love with his scheme, will not entertain adverse criticisms, or gives no weight to them if he does. Illustrations like those above given, accumulated no matter to what extent, will not convince him that the forms of social organization are determined by men’s natures, and that only as their natures improve can the forms become better. He will continue to hope that selfish men may be so manipulated that they will behave unselfishly—that the effects of goodness may be had without the goodness. He has unwavering faith in a social alchemy which out of ignoble natures will get noble actions.

 


 

[III-590]

CHAPTER XXIII.

THE NEAR FUTURE.

§ 846. Strictly speaking, the last two Chapters should not be included in an account of Industrial Institutions, since the one treats of institutions which are at present merely tentative, and the other of projected institutions. But Cooperation and Socialism fill so large a space in the public mind, that passing them by in silence seemed impracticable.

Here it seems impracticable to pass by in silence certain questions still further outside the subject of industrial evolution as at present known to us—questions concerning its future. It may fairly be said that the study of sociology is useless if, from an account of what has been, we cannot infer what is to be—that there is no such thing as a science of society unless its generalizations concerning past days yield enlightenment to our thoughts concerning days to come, and consequent guidance to our acts. So that, willingly as I would have avoided the making of forecasts, there is for me no defensible alternative.

Existing factors are so numerous and conflicting, and the emergence of new factors, not in any way to be anticipated, so probable, as to make all speculation hazardous, and to make valueless all conclusions save those of the most general kind. Development of the arts of life, consequent on the advance of science, which has already in so many ways profoundly affected social organization (instance the factory-system), is likely hereafter to affect it as profoundly or more [III-591] profoundly. The growth and spread of exact knowledge, changing as it is now doing men’s ideas of the Universe and of the Power manifested through it, must increasingly modify the regulative action of ecclesiastical institutions. A necessary concomitant is the waning authority of the associated system of morals, now having an alleged supernatural sanction; and before there is accepted in its place a scientifically-based ethics, there may result a disastrous relaxation of restraints. Simultaneously with progression towards more enlightened conceptions, we see going on retrogression towards old religious beliefs, and a strengthening of the sacerdotal influences associated with them. The immediate issues of these conflicting processes appear incalculable. Meanwhile men’s natures are subjected to various disciplines, and are undergoing various kinds of alterations. The baser instincts, which dominated during the long ages of savage warfare, are being invigorated by revived militancy; while the many beneficent activities distinguishing our age, imply a fostering of the higher sentiments. There is a moral struggle of which the average effect cannot be estimated.

After all that has been said, it will be manifest that the future of industrial institutions is bound up with the future of social institutions at large; and that we can rightly infer the first only by infering the last. Here, then, we must contemplate fundamental social relations and the fundamental implications of them.

§ 847. When living apart, the individual man pursues his aims with no restraints save those imposed by surrounding Nature. When living with others, he becomes subject to certain further restraints imposed by their presence. In the one case he is wholly his own master; in the other case he ceases to be his own master in so far as these additional restraints check fulfilment of his desires. The curbing of his individuality, at first negative only (forbidding certain [III-592] actions), may presently become positive (commanding certain other actions). This happens when the group of which he is a member, carries on hostilities with other such groups. The aggregate will then often dictates actions to which he may be averse—forces him to fight under penalty of reprobation, ill-treatment, and perhaps expulsion. This masterhood of the community is greater or less according as its original cause, external antagonism, is greater or less; and the question arising at the beginning of social evolution, and dominant throughout its successive stages, is—How much is each subject to all and how much independent of all? To what extent does he own himself and to what extent is he owned by others?

This antithesis, here presented in the abstract, has been frequently in the foregoing work presented in the concrete. At the one extreme we have the Eskimo, who cannot be said to form a society in the full sense of the word, but simply live in juxtaposition; and, not even knowing what war is, have no need for combined action and consequent subjection of the individual will to the general will. And again we have those few peaceful tribes, several times referred to (§§ 260, 327, 573), who, in like manner not called on to act together against external foes, live in amity with one another; and, individually owning themselves completely, are controlled only on those rare occasions when some small transgression calls for notice of the elders. At the other extreme stand the societies devoted to war, whose members belong entirely to the State. In ancient times we have, for instance, the Spartans, who, severally owning their helots, were themselves owned by the community; and, living in common on food contributed by all, were severally compelled by their incorporated fellows to pass their lives either in fighting or in preparation for fighting. In modern times an example is furnished by the Dahomans with their army of amazons, whose king has a bed-room paved with the skulls of conquered chiefs, and makes war to obtain, as he says, [III-593] more “thatch”—that is, skulls—for his roof, and who is absolute master of all individuals and their property. Literally fulfilling the boast—“L’État c’est moi,” the State, in his person, owns everybody and everything.

No other traits of social structure are equally radical with those which result from the relative powers of the social unit and the social aggregate. Chronic warfare, while requiring subordination throughout the successive grades of an army, also requires subordination of the whole society to the army, for which it serves as a commissariat. It requires, also, subordination throughout the ranks of this commissariat: graduated subjection is the law of the whole organization. Conversely, decrease of warfare brings relaxation. The desire of everyone to use his powers for his own advantage, which all along generates resistance to the coercion of militancy, begins to have its effect as militancy declines. Individual self-assertion by degrees breaks through its rigid regulations, and the citizen more and more gains possession of himself.

Inevitably, with these forms of social organization and social action, there go the appropriate ideas and sentiments. To be stable, the arrangements of a community must be congruous with the natures of its members. If a fundamental change of circumstances produces change in the structure of the community or in the natures of its members, then the natures of its members or the structure of the community must presently undergo a corresponding change. And these changes must be expressed in the average feelings and opinions. At the one extreme loyalty is the supreme virtue and disobedience a crime. At the other extreme servile submission is held contemptible and maintenance of freedom the cardinal trait of manhood. Between these extremes are endless incongruous minglings of the opposed sentiments.

Hence, to be rightly drawn, our conclusions about impending social changes must be guided by observing whether the movement is towards ownership of each man by others [III-594] or towards ownership of each man by himself, and towards the corresponding emotions and thoughts. Practically it matters little what is the character of the ownership by others—whether it is ownership by a monarch, by an oligarchy, by a democratic majority, or by a communistic organization. The question for each is how far he is prevented from using his faculties for his own advantage and compelled to use them for others’ advantage, not what is the power which prevents him or compels him. And the evidence now to be contemplated shows that submission to ownership by others increases or decreases according to the conditions; no matter whether the embodiment of such others is political, social, or industrial.

§ 848. Germany, already before 1870 having a highly organized military system, has since been extending and improving it. All physically fit men between certain ages are soldiers either in preparation, in actual service, or in reserve; and this ownership of subjects by the State extends even to those who have gone abroad. For the support of its vast armaments those engaged in civil life are more and more taxed; which means that to the extent of those parts of their earnings taken by the State, they are owned by the State: their powers being used for its purposes and not for their own. And approach to an entirely militant type of structure is shown in the growing autocratic power of the soldier-emperor; who is swayed by the absolutely pagan thought of responsibility to ancestors in heaven.

Further, the German citizen does not fully own himself while carrying on his civil life, outdoor and indoor. The control of his industrial activities is still like that of mediæval days. The old system of bounties is in force; and along with this goes, in the case of sugar, a tax on internal consumption, as well as a prescribed limit to the amount produced. Then there is the recent restraining of Stock-Exchange transactions and interdicting of time-dealing in [III-595] corn. A more widespread coercion is seen in the Old Age Pension system. And, again, there is the recent Government measure for establishing compulsory gilds of artizans: a manifest reversion. These and many other regulations, alike of employers and employed, make them in so far creatures of the State, not having the unrestrained use of their own faculties. And even when at home it is the same. Says Mr. Eubule Evans, in a recent account of the changes that have taken place in German life since 1870:—

“There is little possibility of independence in speech or action. The police are always at your elbow . . . half schoolmaster, half nurse, he [the policeman] will supervise your every action, from the cradle to the grave, with a military sternness and inflexibility which robs you of all independence and reduces you to the level of a mere plastic item . . . if you wish to stay in Germany, you must give up your individuality, as you do your passport, into the keeping of the police authorities.”

And now note that this is the testimony not of an outsider only, but that of a German who, perhaps above all others, is the most competent judge. Prince Bismarck in 1893 said to a deputation from the principality of Lippe:—

“My fear and anxiety for the future is that the national consciousness may be stifled in the coils of the boa constrictor of the bureaucracy which has made rapid progress during the last few years.”

Verification is here afforded of a statement made above, that the prevailing sentiments and ideas must be congruous with the prevailing social structure. The stifling of the national consciousness, feared by Prince Bismarck, is commented on by Mr. Evans, who, referring to the feeling of Germans about bureaucratic control, says:—“Long use has made it second nature to them; they can hardly imagine any other régime.

And now we see why the socialistic movement has assumed such large proportions in Germany. We may understand why its theoretical expounders, Rodbertus, Marx, Lassalle, and its working advocates, Bebel, Liebknecht, Singer, and others, have raised its adherents into a body of [III-596] great political importance. For the socialistic régime is simply another form of the bureaucratic régime. Military regimentation, civil regimentation, and industrial regimentation, are in their natures essentially the same: the kinship between them being otherwise shown by such facts as that while the military rulers have entertained schemes for a qualified State-socialism, the ruled have advocated the “training of the nation in arms,” as at the socialistic congress at Erfurt in 1891. And when we remember how lately feudalism has died out in Germany—how little Germans have been accustomed to self-ownership and how much to ownership by others—we may understand how unobjectionable to them seems that system of ownership by others which State-socialism implies.

§ 849. From time to time newspapers remind us of the competition between Germany and France in their military developments. The body politic in either case, expends most of its energies in growths of teeth and claws—every increase on the one side prompting an increase on the other. In France, to prepare for revenge, conscription takes a greatly augmented part of the available manhood, including even the young men who are presently to teach the religion of forgiveness; so that, as a distinguished publicist states, the effective strength of the army and navy has grown from 470,000 in 1869 to 666,000 for the forthcoming year: leaving out of the comparison, as being producers, the reserves, which raise the present fighting force to over 2,000,000. To support this non-productive class owned by the State as fighters, the State makes the workers surrender a proportionate part of their earnings, and owns them to the extent of that part—to a much larger extent, as we shall presently see. Militant activity accompanies this militant organization. It was recently lauded by the French Minister for Foreign Affairs, who, referring to Tunis, Tongking, the Congo, and Madagascar, enlarged on the need there had [III-597] been for competing in political burglaries with other nations; and held that, by taking forcible possession of territories owned by inferior peoples, “France has regained a certain portion of the glory which so many noble enterprises during previous centuries had insured her.”

With this militant structure, activity, and sentiment, observe the civil structure that coexists. During the feudal and monarchical ages—ages of despotism, first local and then general—there had grown up a bureaucracy which, before the Revolution, was so fully developed that besides ownership of the citizen for fighting purposes there was ownership of him as a civilian, carried so far that industry was prostrate under legislative restraints and the load of officials. This bureaucracy survived during the Imperial régime and survives still under the Republican régime—survives, indeed, in larger shape; for, according to M. Paul Leroy-Beaulieu, there have been, in the last 15 years, 200,000 new civil functionaries appointed. From the simple fact that it is the business of the French police to know the domicile and the doings of everybody, may readily be inferred the spirit in which the French citizen is dealt with by his government: the notification of his whereabouts being akin to a soldier’s response to the roll-call or a sailor’s appearance at muster. Such control inevitably ramifies; and hence regulations like that specifying the time after confinement when a woman may go out to work, or that which prevents a man from designing the façade to his house as he pleases. The rage for uniformity, well illustrated by the minister who boasted that at a given hour all the boys in France were saying the same lesson, is an outcome of a nature which values equality much more than liberty. There is small objection to coercion if all are equally coerced; and hence the tendency to regimentation reappears in one or other form continually. In the days of the Revolution new sets of regulations, replacing sets which had been abolished, ran out into minute details; even to the absurd extent that on a certain appointed [III-598] fête, mothers, at a specified moment, were to regard their children with tender eyes! Inevitably a national character in which the sentiment of self-ownership offers little resistance to ownership by others, puts little check on the growth of public instrumentalities; be they for external conflicts or internal administrations. And the result, as given by M. Yves Guyot, is that whereas the total public expenditure just before the Franco-German war was about 2,224,000,000 francs, it is now about 4,176,000,000 francs. Basing his estimate on the calculation of M. Vacher concerning the annual exchangeable produce of France, M. Guyot concludes that the civil and military expenditures absorb 30 per cent. of it. In feudal days the serf did corvées for his lord, working on his estate during so many days in the year; and now, during over 90 days in the year, a modern Frenchman does corvées for his government. To that extent he is a serf of the community; for it matters not whether he gives so much work or whether he gives an equivalent in money.

Hence we see why in France, as in Germany, a scheme of social re-organization under which each citizen, while maintained by the community, is to labour for the community, has obtained so wide an adhesion as to create a formidable political body—why among the French, St. Simon, Fourier, Proudhon, Cabet, Louis Blanc, Pierre Leroux, now by word and now by deed, have sought to bring about some form of communistic working and living. For the Frenchman, habituated to subordination both as soldier and as civilian, has an adapted nature. Inheriting military traditions in which he glories, and subject at school to a discipline of military strictness, he, without repugnance, accepts the idea of industrial regimentation; and does not resent the suggestion that for the sake of being taken care of he should put himself under a universal directive organization. Indeed he has in large measure done this already. Though his political institutions appear to give him freedom, yet he [III-599] submits to control in a way astonishing to those who better understand what freedom is; as was shown by the remarks of English delegates to a Trade-union Congress at Paris in 1883, who condemned the official trampling on citizens as “a disgrace to, and an anomaly in, a republican nation.”

§ 850. The evidence furnished by our own country strengthens the evidence furnished by France and Germany; in the first place by contrast, in the second place by agreement.

Verification by contrast meets us on observing that in England, where the extent of ownership by others has been less than in France and Germany, alike under its military form and under its civil form, there has been less progress in sentiment and idea towards that form of ownership by others which socialism implies. The earlier decay of feudalism, with its internal conflicts and its serfdom, and the subsequent smaller development of military organization, have implied that for a long time the English have been not so much subject to the positive coercion implied by army-life; and the absence of conscription, save during actual war, has otherwise exhibited this social trait. At the same time there has been comparatively little dictation to the citizen in the carrying on of his business and the conduct of his life. Industrial regulation has been relatively small, and a generation ago supervision by police had become even too small. That is to say, self-ownership has been in both ways less trenched upon by State-ownership than in continental countries. Meanwhile we have had, until lately, no conspicuous exponent of socialism save Robert Owen; the socialist propaganda has had in England no such extensive success as abroad; and though now having supreme power, the masses have sent few avowed socialists to Parliament.

The verification by agreement meets us on observing that, as in France and in Germany, so in England, increases of [III-600] armaments and of aggressive activities, have brought changes towards the militant social type; alike in development of the civil organization with its accompanying sentiments and ideas, and in the spread of socialistic theories. Before the great modern growths of continental armies had commenced, there were frequent scares about our unprepared state; and since that time increases in fortifications, vessels of war, and numbers of troops, have been again after a while followed by alarmist representations of our defencelessness, followed by further increases. See the result. From figures kindly supplied to me by a high official, it appears that in 1846 (making a proportionate estimate of the militia, the number of which was not ascertainable) our land forces of all kinds at home and abroad, of English blood, numbered about 260,000, and our sea-forces about 42,000; while at the present time their respective numbers are 714,000 and 93,000. So that, broadly speaking, in the course of 50 years the strength of the navy has been more than doubled, and that of the army nearly trebled. Meanwhile the total annual expenditure for armaments and defences has risen to over £35,000,000. For a generation the volunteer movement has been accustoming multitudes of civilians to military rule, while re-awakening their fighting instincts. On groups of upper-class boys in public schools, who have their drills and even their sham fights, and on groups of lower-class boys in London, such as the Church Lads Brigade, regimental discipline is similarly brought to bear; and in both cases with expressed approval from priests of the religion of peace. While in permanent camps, in annual reviews and sham fights of volunteers, as well as in the more important military manœuvres for which spaces are to be forcibly taken, we are shown a recrudescence of the organization and life appropriate to war, joined now with advocacy of conscription by leading soldiers and approval of it by “advanced” artizans. Meanwhile, with growth of armaments has gone growth of aggressiveness. More and [III-601] more lands belonging to weak peoples are being seized on one or other pretext; so that whereas about 1850 we had 48 territories, colonies, settlements, protectorates, we have now (counting each extension as another possession), as many as 77, and so that at the present time every journal brings reports of the progress of our arms, often in more places than one. [*]

Along with increases in that direct State-ownership of the individual which is implied by use of him as a soldier, let us now observe the increase in that indirect State-ownership which is implied by multiplication of dictations and restraints, and by growth of general and local taxation. Typical of the civil régime which has been spreading since the middle of the century, is the system of education by public agency, to support which, partly through general taxes and partly through local rates, certain earnings of citizens are appropriated. Not the parent but the nation is now in chief measure the owner of the child, ordering the course of its life and deciding on the things it must be taught; and the parent who disregards or disputes the nation’s ownership is punished. In a kindred spirit control is extended over the parent himself in the carrying on of his life and use of his property. In 1884 I named fifty-nine Acts, further regulating the conduct of citizens, which had been passed since 1860. (The Man versus the State, chap. I.). Since then, coercive legislation affecting men’s lives has greatly extended. A digest made for me of legislation up to 1894, inclusive, dealing with land, agriculture, mines, railways, canals, ships, manufactures, trade, drinking, &c., shows that 43 more interfering Acts have been passed. An enormous draft on men’s resources has accompanied this growth of restrictions and administrations. An authoritative table shows that in the 24 years from 1867-8 to 1891-2, the aggregate of local expenditures had considerably more than [III-602] doubled and the aggregate of local debts had considerably more than trebled—greatly burdening the living and still more burdening posterity. If it be said that in return for augmented absorption of his earnings, the citizen receives various gratis advantages, the reply is that the essential fact remains: coercion is exercised in appropriating more of his property. “That much of your income you may spend as you like, but this much we shall spend for you, either for your benefit or for the benefit of somebody else.” The individual to whom this is said by a Government representing the aggregate of individuals, is in so far owned by this aggregate; and is annually being thus owned to a larger extent.

And now we may see how congruous with these developments has been the development of socialistic ideas and sentiments. As in France and Germany, with extensive ownership of the individual by the State in military and civil organizations, there has widely coexisted advocacy of that ownership by the State to which socialism gives another shape; so here, with approximation to the continental type in the one respect, there has gone a growing acceptance of the continental conception in the other respect. Fourteen years ago socialism in England was represented by less than a score middle-class “Fabians,” supported by a sprinkling of men among the working classes; while of late socialists have become so numerous that not long since they temporarily captured the trade-unions, and still get their views largely expressed in trade-union resolutions at congresses. As we see in the part taken by English delegates to the recent Congress of Socialist workers, where ultimate absorption of all kinds of fixed property was urged, or as we see in the suggested strike against rents as an immediate method of procedure, great numbers of men here, as abroad, show an absolute disregard of all existing contracts, and, by implication, a proposed abolition of contract for the future: necessitating return to the old system of status under a new [III-603] form. For in the absence of that voluntary cooperation which contract implies, there is no possible alternative but compulsory cooperation. Self-ownership entirely disappears and ownership by others universally replaces it.

§ 851. Thus, alike at home and abroad, throughout institutions, activities, sentiments, and ideas, there is the same tendency; and this tendency becomes daily more pronounced. In the minds of the masses seeking for more benefits by law, and in the minds of legislators trying to fulfil the expectations they have raised, we everywhere see a progressive merging of the life of the unit in the life of the aggregate. To vary the poet’s line—“The individual withers and the State is more and more.”

Naturally the member of parliament who submits to coercion by his party, contemplates legal coercions of others without repugnance. Politically considered, he is either one of the herd owned by his leader, or else the humble servant owned by the caucus who chose him; and having in so far sacrificed his self-ownership, he does not greatly respect the self-ownership of the ordinary citizen. If some influential body of his constituents urges a new interference, the fact that it will put upon the rest additional restraints, or appropriate further portions of their earnings, serves but little to deter him from giving the vote commanded. Indeed he feels that he has no alternative if he wishes to be returned at the next election. That he is adding another to the multitudinous strands of the network restraining men’s movements, is a matter of indifference. He considers only what he calls “the merits of the case,” and declines to ask what will result from always looking at the immediate and ignoring the remote. Every day he takes some new step towards the socialistic ideal, while refusing to think that he will ever arrive at it; and every day, to preserve his place, he seeks to outbid his political rival in taking such steps. As remarked by an observant Frenchman, Dr. René Lavollée—

[III-604]

“C’est là le danger des enchères électorales dont les questions ouvrières et sociales font l’objet entre les partis . . . C’est ainsi que le socialisme d’Etat a pris pied dans les lois d’un pays qui fut longtemps la terre classique du self-government et de la liberté industrielle. Si jamais le socialisme parvient à s’en emparer, ce sera, en grande partie, aux fausses manœuvres et à la coupable faiblesse des politiciens que sera dû ce déplorable résultat.”

And thus, being the creature of his party and the creature of his constituents, he does not hesitate in making each citizen the creature of the community.

This general drift towards a form of society in which private activities of every kind, guided by individual wills, are to be replaced by public activities guided by governmental will, must inevitably be made more rapid by recent organic changes, which further increase the powers of those who gain by public administrations and decrease the powers of those who lose by them. Already national and municipal franchises, so framed as to dissociate the giving of votes from the bearing of burdens, have resulted, as was long ago pointed out they must do, [*] in multiplied meddlings and lavish expenditure. And now the extension of similar franchises to parishes will augment such effects. With a fatuity almost passing belief, legislators have concluded that things will go well when the many say to the few—“We will decide what shall be done and you shall pay for it.” Table conversations show that even by many people called educated, Government is regarded as having unlimited powers joined with unlimited resources; and political speeches make the rustic think of it as an earthly providence which can do anything for him if interested men will let it. Naturally it happens that, as a socialist lecturer writes—“To get listeners to socialist arguments is to get converts;” for the listener is not shown that the benefits to be conferred on each, will be benefits derived from the labours of all, carried on under compulsion. He does not see that he can have the mess of pottage only by surrendering his birth-right. [III-605] He is not told that if he is to be fed he must also be driven.

§ 852. There seems no avoiding the conclusion that these conspiring causes must presently bring about that lapse of self-ownership into ownership by the community, which is partially implied by collectivism and completely by communism. The momentum of social change, like every other momentum, must work out effects proportionate to its amount, minus the resistance offered to it; and in this case there is very little resistance. Could a great spread of cooperative production be counted upon, some hope of arrest might be entertained. But even if its growth justifies the beliefs of its advocates, it seems likely to offer but a feeble check.

In what way the coming transformation will be effected is of course uncertain. A sudden substitution of the régime proposed for the régime which exists, as intended by bearers of the red flag, seems less likely than a progressive metamorphosis. To bring about the change it needs but gradually to extend State-regulation and restrain individual action. If the central administration and the multiplying local administrations go on adding function to function; if year after year more things are done by public agency, and fewer things left to be done by private agency; if the businesses of companies are one after another taken over by the State or the municipality, while the businesses of individuals are progressively trenched upon by official competitors; then, in no long time, the present voluntary industrial organization will have its place entirely usurped by a compulsory industrial organization. Eventually the brain-worker will find that there are no places left save in one or other public department; while the hand-worker will find that there are none to employ him save public officials. And so will be established a state in which no man can do what he likes but every man must do what he is told.

[III-606]

An entire loss of freedom will thus be the fate of those who do not deserve the freedom they possess. They have been weighed in the balances and found wanting: having neither the required idea nor the required sentiment. Only a nature which will sacrifice everything to defend personal liberty of action, and is eager to defend the like liberties of action of others, can permanently maintain free institutions. While not tolerating aggression upon himself, he must have sympathies such as will not tolerate aggression upon his fellows—be they fellows of the same race or of other races. As shown in multitudinous ways throughout this work, a society organized for coercive action against other societies, must subject its members to coercion. In proportion as men’s claims are trampled upon by it externally, will men’s claims be trampled upon by it internally. History has familiarized the truth that tyrant and slave are men of the same kind differently placed. Be it in the ancient Egyptian king subject to a rigid routine of daily life enforced by priests, be it in the Roman patrician, master of bondmen and himself in bondage to the State, be it in the feudal lord possessing his serfs and himself possessed by his suzerain, be it in the modern artizan yielding up to his union his right to make contracts and maltreating his fellow who will not, we equally see that those who disregard others’ individualities must in one way or other sacrifice their own. Men thus constituted cannot maintain free institutions. They must live under some system of coercive government; and when old forms of it lose their strength must generate new forms.

Even apart from special evidence, this general conclusion is forced on us by contemplating the law of rhythm: a law manifested throughout all things from the inconceivably rapid oscillations of a unit of ether to the secular perturbations of the solar system. For, as shown in First Principles rhythm everywhere results from antagonist forces. As thus caused it is displayed throughout social phenomena, from the hourly rises and falls of Stock Exchange prices to [III-607] the actions and reactions of political parties; and in the changes, now towards increase of restraints on men and now towards decrease of them, one of the slowest and widest rhythms is exhibited. After centuries during which coercive rule had been quietly diminishing and had been occasionally made less by violence, there was reached in the middle of our century, especially in England, a degree of individual freedom greater than ever before existed since nations began to be formed. Men could move about as they pleased, work at what they pleased, trade with whom they pleased. But the movement which in so large a measure broke down the despotic regulations of the past, rushed on to a limit from which there has commenced a return movement. Instead of restraints and dictations of the old kinds, new kinds of restraints and dictations are being gradually imposed. Instead of the rule of powerful political classes, men are elaborating for themselves a rule of official classes, which will become equally powerful or probably more powerful—classes eventually differing from those which socialist theories contemplate, as much as the rich and proud ecclesiastical hierarchy of the middle ages differed from the groups of poor and humble missionaries out of which it grew.

 


 

[III-608]

CHAPTER XXIV.

CONCLUSION.

§ 853. How long this phase of social life to which we are approaching will last, and in what way it will come to an end, are of course questions not to be answered. Probably the issue will be here of one kind and there of another. A sudden bursting of bonds which have become intolerable may in some cases happen: bringing on a military despotism. In other cases practical extinction may follow a gradual decay, arising from abolition of the normal relation between merit and benefit, by which alone the vigour of a race can be maintained. And in yet further cases may come conquest by peoples who have not been emasculated by fostering their feebles—peoples before whom the socialistic organization will go down like a house of cards, as did that of the ancient Peruvians before a handful of Spaniards.

But if the process of evolution which, unceasing throughout past time, has brought life to its present height, continues throughout the future, as we cannot but anticipate, then, amid all the rhythmical changes in each society, amid all the lives and deaths of nations, amid all the supplantings of race by race, there will go on that adaptation of human nature to the social state which began when savages first gathered together into hordes for mutual defence—an adaptation finally complete. Many will think this a wild imagination. Though everywhere around them are creatures with structures and instincts which have been gradually [III-609] so moulded as to subserve their own welfares and the welfares of their species, yet the immense majority ignore the implication that human beings, too, have been undergoing in the past, and will undergo in the future, progressive adjustments to the lives imposed on them by circumstances. But there are a few who think it rational to conclude that what has happened with all lower forms must happen with the highest form—a few who infer that among types of men those most fitted for making a well-working society will, hereafter as heretofore, from time to time emerge and spread at the expense of types less fitted, until a fully fitted type has arisen.

The view thus suggested must be accepted with qualifications. If we carry our thoughts as far forward as palæolithic implements carry them back, we are introduced, not to an absolute optimism but to a relative optimism. The cosmic process brings about retrogression as well as progression, where the conditions favour it. Only amid an infinity of modifications, adjusted to an infinity of changes of circumstances, do there now and then occur some which constitute an advance: other changes meanwhile caused in other organisms, usually not constituting forward steps in organization, and often constituting steps backwards. Evolution does not imply a latent tendency to improve, everywhere in operation. There is no uniform ascent from lower to higher, but only an occasional production of a form which, in virtue of greater fitness for more complex conditions, becomes capable of a longer life of a more varied kind. And while such higher type begins to dominate over lower types and to spread at their expense, the lower types survive in habitats or modes of life that are not usurped, or are thrust into inferior habitats or modes of life in which they retrogress.

What thus holds with organic types must hold also with types of societies. Social evolution throughout the future, like social evolution throughout the past, must, while producing [III-610] step after step higher societies, leave outstanding many lower. Varieties of men adapted here to inclement regions, there to regions that are barren, and elsewhere to regions unfitted, by ruggedness of surface or insalubrity, for supporting large populations, will, in all probability, continue to form small communities of simple structures. Moreover, during future competitions among the higher races there will probably be left, in the less desirable regions, minor nations formed of men inferior to the highest; at the same time that the highest overspread all the great areas which are desirable in climate and fertility. But while the entire assemblage of societies thus fulfils the law of evolution by increase of heterogeneity,—while within each of them contrasts of structure, caused by differences of environments and entailed occupations, cause unlikenesses implying further heterogeneity; we may infer that the primary process of evolution—integration—which up to the present time has been displayed in the formation of larger and larger nations, will eventually reach a still higher stage and bring yet greater benefits. As, when small tribes were welded into great tribes, the head chief stopped inter-tribal warfare; as, when small feudal governments became subject to a king, feudal wars were prevented by him; so, in time to come, a federation of the highest nations, exercising supreme authority (already foreshadowed by occasional agreements among “the Powers”), may, by forbidding wars between any of its constituent nations, put an end to the re-barbarization which is continually undoing civilization.

When this peace-maintaining federation has been formed, there may be effectual progress towards that equilibrium between constitution and conditions—between inner faculties and outer requirements—implied by the final stage of human evolution. Adaptation to the social state, now perpetually hindered by anti-social conflicts, may then go on unhindered; and all the great societies, in other respects differing, may become similar in those cardinal traits which [III-611] result from complete self-ownership of the unit and exercise over him of nothing more than passive influence by the aggregate. On the one hand, by continual repression of aggressive instincts and exercise of feelings which prompt ministration to public welfare, and on the other hand by the lapse of restraints, gradually becoming less necessary, there must be produced a kind of man so constituted that while fulfilling his own desires he fulfils also the social needs. Already, small groups of men, shielded by circumstances from external antagonisms, have been moulded into forms of moral nature so superior to our own, that, as said of the Let-htas, the account of their goodness “almost savours of romance”; and it is reasonable to infer that what has even now happened on a small scale, may, under kindred conditions, eventually happen on a large scale. Long studies, showing among other things the need for certain qualifications above indicated, but also revealing facts like that just named, have not caused me to recede from the belief expressed nearly fifty years ago that—“The ultimate man will be one whose private requirements coincide with public ones. He will be that manner of man who, in spontaneously fulfilling his own nature, incidentally performs the functions of a social unit; and yet is only enabled so to fulfil his own nature by all others doing the like.”

the end.

 


 

Endnotes to Volume III.

[*] It is strange how impervious to evidence the mind becomes when once pre-possessed. One would have thought that such an accumulation of proofs, congruous with the proofs yielded by multitudinous other societies, would have convinced everyone that the Egyptian religion was a developed ancestor-worship. But such proofs appear to have no effects in the minds of the theologians and the mythologists. Though the ancient Egyptian tradition is that “the land of Punt was the original seat of the gods,” whence “the holy ones had traveled to the Nile valley, at their head Amon, Horus, Hathor;” though there is also the tradition that “during the first age a Dynasty of the Gods reigned in the land; this was followed by the age of the Demigods; and the dynasty of the mysterious Manes closed the prehistoric time;” though these traditions are congruous with that deification of kings, priests, minor potentates, and, in a sense, even ordinary persons, which Egyptian history at large shows us; yet all this evidence is disregarded from the desire to ascribe a primitive monotheism or a primitive nature-worship. For these the sole authorities are statements made by the later Egyptian priests or contained in certain of the inscriptions—statements, written or spoken, which were necessarily preceded by a long period during which the art of recording did not exist, and a further long period of culture—statements which naturally embodied relatively advanced conceptions. It would be about as wise to deny that the primitive Hebrew worship was that prescribed in Leviticus because such worship is denounced by Amos and by Hosea. It would be about as wise to take the conception of Zeus entertained by Socrates as disproving the gross anthropomorphism of the primitive Greeks. It would be about as wise to instance some refined modern version of Christianity, like that of Maurice, as showing what mediæval Christians believed.

[*] It matters not to the argument whether this was or was not the Olympian Zeus. It suffices that he was a king, whose mountain-dwelling ghost became a god giving commands. But that the two personages were originally one is a tenable conclusion. Having a belief in a god inhabiting a neighbouring mountain where the clouds gathered, a migrating people, settling elsewhere, near a mountain similarly distinguished as an originator of storms, would naturally infer that their god had come with them. A recently published work, Africana, has yielded me some evidence supporting this conclusion; in so far that the Wayaos regard as superior, certain gods originally localized in the country they left, and who yet must, in a sense, be present with them if they are regarded as their superior gods. The different genealogy of the Olympian Zeus goes for little, considering what differences there were among the genealogies of historical persons among the Greeks.

[*] The fact that most people on reading that Melchizedek was priest and king, are struck by the connexion as anomalous, well exemplifies the quality of current education. When, as I have just learned, a clergyman examining young ladies at their confirmation, names as remarkable this combination of characters, which is the normal combination, we may judge how widely prevalent is the ignorance of cardinal truths in the histories of societies: an ignorance which goes along with knowledge of those multitudinous trivialities that make up primers of history and figure on examination papers. But our many-headed political pope, which is as fit to prescribe a system of education as was the ecclesiastical pope to tell Galileo the structure of the Solar System, thinks well that children should learn (even though the lessons add to that strain which injures health) what woman this or that king married, who commanded at this or that battle, what was the punishment of this rebel or that conspirator, &c.; while they are left in utter darkness respecting the early stages of leading institutions under which they live.

[*] It is curious to observe how this primitive idea still holds its ground. In Blunt’s Ecclesiastic Dictionary there is a laudatory description of the prophet Daniel, as “using his ascetic practices as a special means of attaining Divine light:” the writer being apparently ignorant that medicine men all over the world, have ever been doing the same thing with the same intent.

[*] With the exception of its introductory paragraph and an added sentence in its last paragraph, this Chapter stands as it did when first published in The Nineteenth Century for January, 1884; a few verbal improvements being the only other changes.

[*] To meet a possible criticism, it may be well to remark that, whatever force they have against deists (and they have very little), Butler’s arguments concerning these and allied beliefs do not tell at all against agnostics.

[*] When, more than twenty years ago, the first part of the Descriptive Sociology was issued, there appeared in a leading weekly journal, specially distinguished as the organ of university culture, a review of it, which, sympathetically written though it was, contained the following remark:—“We are at a loss to understand why the column headed ‘Professional,’ and representing the progress of the secular learned professions . . . appears in the tables as a subdivision of ‘Ecclesiastical.’ ”

The raising of this question shows how superficial is the historical culture ordinarily provided. In all probability the writer of the review knew all about the births, deaths, and marriages of our kings; had read the accounts of various peoples given by Herodotus; could have passed an examination in Thucydides; and besides acquaintance with Gibbon, probably had considerable knowledge of the wars carried on, and dynastic mutations, suffered, by most European nations. Yet of a general law in the evolution of societies he was evidently ignorant—conspicuous though it is. For when attention is given, not to the gossip of history, but to the facts which are from time to time incidentally disclosed respecting the changes of social organisations; and when such changes exhibited in one society are compared with those exhibited in other societies; the truth that the various professional agencies are derived from the ecclesiatical agency, is one which “leaps to the eyes,” as the French say.

[*] Some inquiries respecting the meaning of “capellmeister” which the criticism of a friend led me to make, have resulted not simply in verifying the meaning above given but in incidentally showing how the process of secularization was furthered. Prof. George Hoffman, of Kiel, writes as follows:—

“All these chapelmasters performed the ecclesiastical music at the service of the Church. The internal development of music through introducing many instruments into vocal performances and the solo-singing, and dramatizing music, when influenced by the Greek ideas of the Renaissance, especially since Leo X., contributed much towards the secularization of music. Chapelmasters and singers at the courts composed either kind of music, ecclesiastical as well as secular, and, during the 17th century, the chapelmasters directed as well mass—as stage-music (operas), the singing-bodies of princes often serving both purposes. Thus the name ‘chapel’ and ‘chapelmaster’ by and by accompanied also this secular course.”

[*] In his learned work, The Modes of Ancient Greek Music, he writes:—“Several indications combine to make it probable that singing and speaking were not so widely separated from each other in Greek as in the modern languages with which we are most familiar.” (p. 113) . . . singing and speaking were more closely akin than they ever are in our experience (p. 119). Curious verification has just come to hand in an account of Omaha Indian music by Miss Alice Fletcher, who long resided with the Omahas. She says:—“This absence of a standard pitch, and the Indian’s management of the voice which is similar in singing and in speaking, make Indian music seem to be out of tune to our ears.”

Thus it is clear that the primitive priest-poet of the Greeks was simply an emotionally-excited orator, whose speech diverged from the common speech by becoming more measured and more intoned.

[*] Both great surprise and great satisfaction were given to me by these last sentences. When setting forth evidence furnished by the Egyptians, I was about to include a remembered statement (though unable to give the authority), that there are wall-paintings—I think in the tombs of the kings—where a superior is represented as correcting the drawings of subordinates, and was about to suggest that, judging from the intimate relation between the priesthood and the plastic arts, already illustrated, this superior was probably a priest. And here I suddenly came upon a verifying fact supplied by a still earlier stage of culture: the priest is the director of pictorial representations when he is not the executant. Another important verification is yielded by these sentences. The essential parts of the representation are sacred in matter, and rigidly fixed in manner; but in certain non-essential, decorative parts the working artist is allowed play for his imagination. This tends to confirm the conclusion already drawn respecting Greek art. For while in a Greek temple the mode of representing the god was so fixed that change was sacrilege, the artist was allowed some scope in designing and executing the peripheral parts of the structure. He could exercise his imagination and skill on the sculptured figures of the pediment and metopes; and here his artistic genius developed.

[*] Napoleon called the English “a nation of shopkeepers,” and, as before, so since, they have done much to show that the counter-jumping order of intelligence characterizes not the bourgeoisie only but the ruling classes. Hence they have thought it enough that Sir Henry Bessemer should receive an honour like that accorded to a third-rate public official on his retirement, or to a provincial mayor on the occasion of the Queen’s Jubilee. In the United States they understand better how to honour achievements. In different parts of the Union, one county and six cities have received the name “Bessemer.”

[*] Materials which I have collected in the course of years, though considerable in amount, would not have sufficed for proper treatment of this large topic. For the needful further information, I am indebted to the comprehensive and elaborate work by Mr. and Mrs. Sydney Webb on The History of Trade Unionism—a work which must henceforth be the standard authority on the subject, considered under its historical aspect.

[*] Verification has since come to hand in a dissertation on the Russian artels by Dr. Stähr. Each body consists of a small number, in close fraternal relation. There is associated living, in respect of food, dwelling, work, and pleasure. There is subordination to a head, who represents the group to the outer world. He is the sole legislator and directs the entire life of the association. Implicit obedience is given to him, and like a family-head he is subject to no control from the members. At first it seemed that the artel was incongruous as occurring in Russia. It is now manifest that, as a despotic industrial organization, it harmonizes with the despotic political organization.

[*] For the facts contained in this and the following section, I am indebted in part to the elaborate and picturesque History of Co-operation in England, by Mr. G. J. Holyoake, and in part to The Cooperative Movement in Great Britain, by Miss Beatrice Potter (now Mrs. Sidney Webb), which, being a compendious statement of essentials, has better served my purpose in making brief outlines.

[*] It is impossible to make more than a rude enumeration since many minor annexations, changes of divisions and administrations confuse the data.

[*] Westminster Review, April, 1860; see also Essays, vol. iii. p. 358, et seq.

 


 

[612]

REFERENCES.

To find the authority for any statement in the text, the reader is to proceed as follows:—Observing the number of the section in which the statement occurs, he will first look out in the following pages, the corresponding number, which is printed in conspicuous type. Among the references succeeding this number, he will then look for the name of the tribe, people, or nation concerning which the statement is made (the names in the references standing in the same order as that which they have in the text); and that it may more readily catch the eye, each such name is printed in Italics. In the parenthesis following the name, will be found the volume and page of the work referred to, preceded by the first three or four letters of the author’s name; and where more than one of his works have been used, the first three or four letters of the title of the one containing the particular statement. The meanings of these abbreviations, employed to save the space that would be occupied by frequent repetitions of full titles, is shown at the end of the references; where will be found arranged in alphabetical order, these initial syllables of authors’ names, &c., and opposite to them the full titles of the works referred to.

§ 583.

The deaf (Kit. 200; Sm. 4)

Weddas (Harts. 413)

Dōr (Heug. 195)

Bongo (Schw. i, 304-5)

Zulus (Gard. 72)

Latooki (Bak. i, 247-50).

§ 584.

Australians (Smy. i, 107)

Malagasy (Rév. 9-11)

Japanese (Sat. 87; 79-80)

India (Ly. 18)

Greeks (Pla. iv; Gro. iii, 187).

§ 585.

Zulu (Call. 230-1)

Andamanese (J.A.I. xii, 162)

Waraus (Brett. 362)

Chinooks (U. S. Ex. v, 118)

Andamanese (J.A.I. xii, 142)

Waraus (Bern. 53)

Urua (Cam. ii, 110)

Zulus (F.S.A.J. ii, 29)

Nicaraguans (Banc. ii, 801)

Ahts (Banc. iii, 521)

Gonds (His. 19)

Ukiahs and Sanéls (Banc. iii, 524)

Zulus (Call. 372)

Shillook (Schw. i, 91)

Indians (School. v, 403)

Indians (School. v, 403)

Chibchas (Boll. 12)

China (Edk. 42)

E. English (Kem. ii, 208-9)

Mongols (Prej. i, 76)

Vera Paz (Banc. ii, 799)

Mosquitos (Banc. i, 744)

Wakhutu (Thoms. i, 190)

Africa (Serpa P. i, 124)

Borneo (Bock, 78)

Greeks (Mau. ii, 33-4)

Egypt (Klunz. 103-5)

Gambia (Ogil. 369)

Blantyre (MacDon. i, 59-110)

Dyaks (St. J., i, 199)

Nyassa (Liv. i, 353)

S. Leone (Bast. Mensch, ii, 129)

Damaras (And. 229)

Bhils (T.R.A.S. i, 72)

Wahebe (Thoms. i, 237)

Bongo (Schw. i, 305)

Blantyre (MacDon. i, 62-3)

Poland (Mau. ii, 463; 58)

Apaches (Banc. iii, 527)

Nayarit (Banc. iii, 529)

Babylonians (ref. lost)

Ainos (Bird, ii, 97; 98)

Mongols (How. i, 33)

England (Free. i, 768, 521)

Borneo (Boy. 229)

Esquimaux (Hayes, 199)

Edinburgh (Kitto, 199-200)

Californians (Banc. iii, 523)

Mangaia (ref. lost)

Hawaii (Cum. i, 295)

Natches (ref. lost)

Egypt (ref. lost)

Beirût (Jessup, 243)

Bushmen (F.S.A.J. ii, 42-3)

Greece (Gro. i, 14; Sm., W. ii, 319)

Amandabele (Sel. 331)

Hindoos (Ly. 19)

—Gauls (Coul. i, 89; 91)

Teutons (Vel. Pat. c. 105)

Norse (Das. xviii; Mall. 153)

Hamóa (Mar. ii, 112).

§ 586.

Egypt (Ren. 153; Rec. ii, 11; Ren. 151-2; 153; Bru. i, 70; Rec. iv, 130-1; Mas., Revue, 819; Herod. ii, 206; Rec. vi, 144; Bru. i, [613] 84; T.B.A.S. vii, pt. i; Mas. “Rév. Sci.” 819; Stu. 94; 150-2; Rec. viii, 95, 98; Bru. i, 425, 124; Rec. iv, 58-9; Bru. i, 88; Rec. viii, 77-8; Ren. 86-7)

—Note (Bru. i, 114; chap. iii).

§ 587.

Hindus (Will. 32-4)

Assyrians (Rec. v, 3-4; Smith, 13-14)

Hebrews (Chey. 33; Müll. “S. of R.” 110)

Abraham (Ew. i, 295)

Hebrew Pantheon (Sup. Rel. i, 110)

Bedouins (Burck. i, 259 et seq.)

Greeks (Pot. i, 172)

Egypt (Rec. vi, 101-2)

Peruvians (Mol. 17)

Greece (Pash. i, 213-4)

Early Romans (Mom. i, 183)

Sandwich I. (Vanc. ii, 149)

Chaldea (Rec. vii, 133)

America (School. iii, 317; Brett, 401)

Egypt (Rec. vi, [Editor: illegible word])

Cent. Amer. (Ovie. bk. xlii, ch. 2)

Mongols (How. i, 37)

Peru (Anda. 57)

Mangaia (Gill, 118)

Fiji (Wil. 185)

Padam (Dalt. 25)

Greece (Gro. iv, 82-5; 95; i, 626).

§ 589.

Patagonians (Fitz. ii, 152)

N. Americans (Burt. 131)

Guiana (Dalton, i, 87)

Mundurucús (Bates 225).

§ 590.

Zulus (Call. 157)

Bouriats (Mich. 200)

Kibokwé (Cam. ii, 188-9)

Kamtschatkans (Kotz. ii, 13)

New Zealand (Yate, 141)

Wáralis (J.R.A.S. vii, 20).

§ 591.

Uaupés (Wall. 499)

Great Cassan (Ogil. 355-6).

§ 592.

Egypt (Ren. 211-12)

Assyria (Smith, 16).

§ 594.

New Britain (Pow. 197)

Santáls (Hun. i, 183)

Karens (J.A.S.B. xxxiv, 205).

§ 595.

Samoans (Tur. “Samoa,” 151)

Banks Islanders (J.A.I. x, 286)

Blantyre Negroes (MacDon. i, 61).

§ 596.

New Caledonia (Tur. “Polv.” 427)

Madagascar (Ell. “Mad.” i, 396)

India (Per. 303).

§ 597.

Samoans (Tur. “Pol.” 239)

Tahitians (Ell. “Pol. Res.” ii, 208)

Madagascar (Dru. 236)

Ostyaks (Pri. iii, 336)

Gonds (His. 19)

Chinese (Gutz. i, 503)

Sabœans (Pal. ii, 258)

Hebrews (Kue. i, 338-9)

Aryans (Maine, 85).

§ 598.

Egypt (Ren. 138)

Aryans (Dunc. iv, 252, 264-5)

Jews (Zim. 495-6)

Corea (Ross, 322).

§ 599.

Japan (Ada. i, 6)

Rome (Hun. “Ex.” 746)

Aryans (Maine, 55, 78, 64, 79, 55; Hun. “Intro.” 149)

Christendom (Maine, 79)

India (Maine, 56).

§ 600.

Egypt (Ren. 134-5; Brug. ii, 40-1)

Assyria (Rec. v, 81, 8).

§ 601.

China (Doo. ii, 226)

Corea (Ross, 335).

§ 602.

Asia (Huc. ii, 55)

Ethiopians (Rec. vi, 73-8)

Peruvians (Garci. v, 8)

New Caledonians (Tur. “Poly.” 526).

§ 603.

Tanna (Tur. “Pol.” 88)

Mangaia (Gill, 293-4)

New Zealanders (Thom. i, 114)

Madagascar (Ell. “Mad.” i, 359)

Sandwich Islands (Ell. “Pol. Res.” ii, 235)

Humphreys Island (Tur. “Samoa,” 278)

Pueblo (Banc. iii, 173)

Maya (Banc. ii, 647)

Peru (Pres. 11-12)

Siam (Thom. J. 81)

Javanese (Craw. iii, 15)

China (Med. 133)

Japan (ref. lost)

Greeks (Blac. 45; Gro. ii, 475; Mau. ii, 382-4)

Romans (See. 55)

Scandinavians (Das. xlvi & lxii)

Europe (Fréd. ii, 414, v, 433).

§ 604.

Blantyre Negroes (MacDon. i, 65, 64-5, 64)

Niger (Bur. 132)

Samoa (Tur. “Samoa,” 18-19)

Scandinavians (Das. xiii)

Greeks (Glad. “Homer,” iii, 55)

Hebrews (Kue. i, 338-9).

§ 606.

Romans (Coul. “Cité,” 233)

Blantyre Negroes (MacDon. i, 64)

New Zealanders (Ang. i, 247)

Mexican (Cla. i, 271)

Peru (Garci. bk. ii, ch. 9)

Khonds (Macph. 30)

Tahiti (Ell. “Pol. Res.” ii, 208)

Ashantee (Dup. 168)

Maya (Banc. ii, 648)

Egypt (Bru. i, 46)

Damaras (And. 223)

Dahomans (Burt. ii, 173)

Peru (Mol. 25)

Chibchas (Sim. 247-8)

Karens (J.A.S.B. xxxiv, 206).

§ 607.

Ostyaks (Erm. ii, 44)

Gonds (For. 142)

Kukis (J.A.S.B. xxiv, 630)

Latooka (Bak. ii, 4-5)

Bechuanas (Hol. i, 324)

Gonds (His. 19).

§ 608.

Damaras (And. 224)

Gonds (His. 19)

Santáls (Hun. i, 200-1)

Peruvians (Garci. bk. ii, ch. 9).

§ 610.

Malagasy (Ell. “Mad.” i, 395)

Egypt (Bru. i, 15; Wilk. i, 173)

Rome (See. 93)

Mexicans (Cla. i, 271)

Peru (Ciez. 262).

§ 611.

Egyptians (Gro. iii, 438)

Peruvians (Mol. 54-5)

Greece (Cur. i, 323).

§ 612.

Fiji (Wil. —)

Greece (Cur. i, 369).

§ 613.

Aryans (Müll. “Sans. Lit.” 533)

Peruvians (Garci. bk. iii, ch. 8; Herr. iv, 343).

§ 614.

Mexico (Brin. [614] 56-7)

Peru (Mol. 11).

§ 615.

Comanches (School. i, 231)

New Zealand (Cook, “Hawk,” 388)

Fiji (Wil. 185)

Christians (Bing. iii, 13; Mos. i, 283).

§ 617.

Nagas (J.A.S.B. xxiv, 608; But. 150)

Comanches (School. i, 231, 237)

Eastern Slavs (Tie. 188)

Bodo and Dhimáls (Hodg. 159, 162; J.A.S.B. xviii, 721)

Arabs (Tie. 64)

Greeks (Glad. “Juv. Mun.” 181)

Tahiti (Ell. “Pol. Res.” ii, 208)

Ancient Egypt (Sha. i, 11)

Japanese (Grif. 99-100)

China (Gutz. ii, 331; Tie. 29).

§ 618.

Mexico (Cla. i, 269, 270; Herr. iii, 220)

Peru (Arr. 23)

Mexico (Herr. iii, 203)

Abyssinia (Bruce, iv, 466; v, 1).

§ 619.

Egyptians (Tie. 45-6)

Romans (Sm. Geo. 105)

Christian Society (Guiz. i, 35-6)

Bodo and D. (J.A.S.B. xviii, 733)

Mexico (Cla. i, 271, &c.)

Peru (Garci. bk. ii, ch. 9; Herr. iv, 344)

Egypt (Ken. i, 450-2)

Babylon (Mau. —)

Rome (See. 93)

Mexico (Cla. i, 272)

Europe (Guiz. ii, 45-6)

Christian Churches (Mos. i, 144-6)

Anglo-Saxon Clergy (Ling. i, 146).

§ 620.

Guatemala (Xim. 177)

Monachism (Blun. 487; Hook, 5th ed. 618; Ling. i, 149).

§ 622.

Ostyaks (Lath. i, 456).

§ 623.

Egyptians (Heer. ii, 114; Herod. ii, 76, note)

Greeks (Gro. ii, 324-5; Cur. ii, 2; i, 112; ii, 19)

Etruscans (Mom. i, 141)

Alba (Mom. i, 43)

Rome (See. 89).

§ 624.

Tahitians (Ell. “Pol. R.” i, 114)

Chibchas (Pie. bk. ii, ch. 7)

Latium (Mom. i, 44)

Greeks (Gro. iv, 91; Curt. i, 116-7; ii, 12)

Europe (Hal. 365).

§ 625.

Zoroaster (Rob. xxiii-iv).

§ 626.

Ancient Mexicans (Diaz, ch. 208)

San Salvador (Pala. 75)

Chibchas (Sim. 248-9)

Karens (J.A.S.B. xxxiv, 207)

Rome (Mom. i, 215)

Nagas (J.A.S.B. xxiv, 612)

Todas (Mars. 81)

Damaras (And. 224)

Germany (Pesch. 144)

Scotland (Mart. 113)

Greeks (School. v, 260)

Dahomey (Burt. ii, 150)

Japan (Dick. 14)

Greece (Gro. iii, 68).

§ 628.

Ancient Mexicans (Herr. iii, 213)

Fijians (Ersk. 428)

Assyrians (Rec. iii, 104)

Sandwich Islanders (Cook, “Last Voy.” 303)

Ancient Mexicans (Saha. bk. viii, ch. 24)

Yucatanese (Fan. 308)

Chibchas (Herr. v, 90)

Ancient Mexicans (Herr. iii, 213)

Assyria (Smith, 13)

Fijians (Ersk. 440).

§ 629.

Ancient Mexicans (Ban. ii, 201)

Romans (Coul. “Cité,” 218)

Tahitians (Ell. “Pol. Res.” i, 293; ii, 489).

§ 630.

Dakotahs (School. ii, 184)

Abipones (Dob. ii, 76)

Khonds (Macph. 57)

Spartans (Hase, 194)

Gold Coast (Cruick. ii, 172)

Yucatanese (Herr. iv, 16)

Primitive Germans (Stub. i, 34)

Samoans (Tur. “Poly.” 303)

New Caledonia (Tur. “Poly.” 427)

Comanches (School. ii, 131)

Egyptian War (“Daily News,” Aug. 7, 1882)

Eggarahs (All. & T. i, 327)

Ancient Mexicans (Cla. i, 271)

Peruvians (Pres. 164)

Guatemala (Tor. bk. ix, ch. 6)

San Salvador (Pal. 73).

§ 631.

France (Roth, 320, 317-8; Leb. vii, 119)

Church (Guiz. ii, 58)

Germany (Dunh. ii, 121)

France (Ord. viii, 24; Guiz. iii, 299)

Fifteenth century (Mons. iii, ch. 158)

Montenegrins (ref. lost; Den. 83-4)

Richelieu (Kitch. iii, 61; Chér. i, 299, 300).

§ 633.

Polynesians (Ell. “Pol. Res.” ii, 377)

Assyria (Lay. ii, 473-4).

§ 634.

France (Bed. i, 8; Guiz. i, 36)

Germany (Dunh. i, 135)

England (Hal. 101)

Thirteenth century (Hal. 367).

§ 635.

Coast Negroes (Lan. i, 281)

Yucatan (Liç. 8)

Egyptians (Wilk. i, 186)

Old English (Kem. ii, 393)

Ecclesiastical Courts (Jer. i, 71).

§ 636.

Gold Coast (Cruik. ii, 157)

Fijian Chiefs (U.S. Ex. iii, 89; Will. 191)

Abyssinia (Harr. iii, 25)

Marutse (Holl. ii, 241)

Dyaks (Boy. 201)

Tartars (Huc, “Christ.” i, 232)

Mexico (Clav. i, 271)

Michoacan (Banc. —)

Egypt (Wilk. i, 168)

Burmah (Sang. 53).

§ 638.

Mangaia (Gill, 293)

Egyptians (Herod. “Hist.” ii, 43)

Bhutan (Bog. 33)

Egyptians (Wilk. iii, 354).

§ 639.

Zulus (Call. 340)

Rome (Mom. i, 158-9)

Chibchas (Sim. 248-9)

Mediæval Europe (Dun. ii, 63)

Mandalay (Fyt. ii, 195)

Ancient Mexicans (Zur. 387)

Peruvians (Onde. 156)

Egypt (Ken. ii, 37)

Rome (Mom. ii, 433).

[615]

§ 640.

Zulus (Call. 378)

Samoans (Bodd. 228-31)

Greeks (Cur. i, 151)

Romans (Mom. ii, 423)

Japanese (Dick. 41)

Nahuan nations (Banc. ii, 142).

§ 644.

Primitive Methodists (Hook. 7th ed. 497-8).

§ 646.

Tahitians (Ell. “Pol. Res.” ii, 478.)

Mexicans (Herr. iii, 212)

Chibchas (Pie. bk. i, ch. 4)

Belochis (Burt. “Sind.” ii, 169)

Chibchas (Pie. bk. i, ch. 2)

Domras (see vol. i of this work, 3rd ed. p. 785)

Friendly Islanders (ref. lost)

Caribs (Heri. 335)

Brazilian tribes (J.R.G.S. ii, 198).

§ 647.

Polynesia (Ell. “Pol. res.” ii, 378).

§ 648.

Tonga Islands (Mar. ii, 220)

Polynesia (Ell. Hawaii, 394)

New Zealanders (Thom. i, 103)

New Hebrides (J.E.S. iii, 62)

Timor (Wall. “Mal. Arch.” 196)

Congoese (Bast. “Af. R.” 78; “Mensch.” iii, 225).

§ 649.

Dakotahs (School. ii, 195)

Mangaia (Gill. 26)

Peruvians (Acos. bk. v, ch. 25).

§ 650.

Waldenses (Boo. 18).

§ 653.

Egyptians (Ren. 26; Mau., Revue)

Mexicans (Tern. i, 86)

Indo-Aryans (Raj. i, 423)

Romans (Clar. 334)

Hindus (Sher. lxxi, 33)

Thracians (Gro. iv, 29).

§ 664.

Carribbees (Humb. iii, 89-90)

Tupis (Sou. i, 227)

Carriers (Banc. i, 124)

Dakotas (School. ii, 198)

Kurumbas (Shortt, Pt. I, 51)

Mongols (Gil. 167)

Equat. Africa (Rea. 253)

Joloffs (Moll. 52)

Eggarahs (All. and T. i, 327).

§ 665.

Chippewas (Keat. ii, 158)

Nootka Sound People (Banc. i, 204)

Okanagans (Banc. i, 286)

Karens (Mason in J.A.S.B. xxxiv, 230)

Araucanians (Smi. 235)

Tahitians (Ell., P. R. ii, 270-1)

Mongols (Gil. 168).

§ 666.

Anc. Egyptians (Mas., Life, 119-20; Dunc. i, 196)

Chaldœans (Len. 13, 14; Sayce, Soc. Life, 98)

Hebrews (Gau. 110-1; Dra. 297)

Hindoos (Dutt, iii, 388; Hun., Ind. Emp., 148, 150)

Greeks (Beck., Charicles, 374; Gro. 4th ed., i, 169; Dra. 294)

Romans (Guhl and K., 512; Mom., new ed. iii, 193-4).

§ 667.

Early Christians (Fleu. 210; Dra. 286; Spreng. ii, 345-51)

University of Paris (Menagian, 333, cited in Wart. ii, 205, note)

English (Pict. Hist. ii, 208; Ste. iii, 312).

§ 668.

Montaigne (ref. lost)

Vicary (Vic. 234)

Epilepsy (Mitch. 154)

Headache (Grose, quoted by Brand, P.A. iii, 153).

§ 669.

Brahmin (Wise, i, 25)

Greeks (Beck, Charicles, 380, 378)

Fifth Century (Lac., Sci. and Lit. 137)

Anc. India (Hun., Ind. Emp. 149; Royle, quoted by Dutt, iii, 393; Web. 269)

Egypt (Herod., Rawl. ii, 136-7)

Greeks (Beck., Char., 381).

§ 669a.

Alexandria (Dra. 296).

§ 670.

New Zealanders (Thom. i, 126-7).

§ 671.

Marutse (Hol. ii, 169)

Monbutto (Schw. ii, 97)

Dahomey (Burt., Mission, ii, 17, note)

Ashantee (Beech. 106)

Gold Coast (Cruick. ii, 269)

Mandingos (Park, 231)

Foolas (Wint. i, 108)

Madagascar (Ell., Hist. i, 274)

Java (Raf. i, 340, 342).

§ 672.

Puharries (Mark. 172)

Bhils (Malcolm in T.R.A.S. i, 77)

Abyssinians (Duf. 87)

Pueblos (Lum. 253)

Ancient Egypt (Herod., Rawl. bk. ii, ch. 48; Wilk., Manners, 495, 500, 509; Bru. i, 50; Dunc. i, 196; Tiele, Hist. 94-5; Rawl. Hist. i, 520)

Greeks (Guhl and K. 273; Moul. 8, 9; Gro. iii, 306; Don. 30, 27-8; Mahaf., Rambles, 289, 288

Romans (Mom., new ed., i, 285-6; Guhl and K. 546; Pos. 117; Inge, 117-8, 117).

§ 674.

Celts (Strabo, iv, 4, § 4)

Anglo-Saxons (Strutt, 171, 177)

Old English (Wri. 4)

Anglo-Saxons (Ecc. 59-60)

Normans (Ecc. 110)

—15th Cent. (Pict. Hist. ii, 233)

St. Ambrose (Grove, i, 59)

Minnesingers and Meistersingers (Grove, iii, 616)

Dufay (Grove, iv, 634)

Luther (Grove, ii, 178)

Bach (Grove, i, 115).

§ 677.

Fijians (Ersk. 254)

New Caledonians (Tur., 19 years, 86)

Tahitians (Ell. P.R. ii, 488)

Marutse (Hol. ii, 169)

Dahomans (Burt., Miss. ii, 17 note)

Kirghiz (Atk. 563).

§ 678.

Egyptians (Bru. ii, 18, 102; i, 369, 48)

Ancient Greeks (Mure. i, 148, 161-2; Mahaf., Hist. i, 15, 16-17)

—*Omaha Indians (Fletch. 11)

Greeks (Vico, cited in Mure, i, 196; Mure, 184-5)

Romans (Grimm, i, 94; Bro. 41; Mom., new ed. iii, 139, 197).

§ 679.

Scandinavians (Mall. 117-8; Strutt, 171)

Celts (Pell., 4to. ed. i, 249, 486)

Minstrel (Mills, i, 171)

Troubadours [616] (Faur, ii, 39)

Joculator and Poet (Wart. i, 11; ii, 15).

§ 680.

Point Barrow Eskimo (Murd. 365)

Navajo Indians (Sm. Inst., 8th A.R., Director’s Introduction, xxxv)

Anc. India (Web. 196, 198)

Greeks (Hase, 216; Moul. 318; Mahaf., Soc. Life, 351; Gro. 4th ed. ii, 74; Moul. 5, 9, 18, 14, 128; Mahaf., Rambles, 289)

Romans (Duruy, i, 540, 543; Guhl and K. 567, 564; Inge, 230).

§ 680a.

Med. Europe (Moul. 429; Strutt. 157, 155).

§ 681.

Greeks (Cur. ii, 76, 80; Mahaf., Greek Life, 383, 384)

Romans (Mom., new ed. iii, 136).

§ 683.

Indian Hill Tribes (Mal. in T.R.A.S. i, 72 note; Mal. C.I. i, 519-20)

Gonds (His. 5)

Zulus (Gard. 65)

Dahomey (Forbes, ii, 13-14)

Abyssinians (Par. ii, 64)

Aztecs (Banc. ii, 524)

Nahua (Banc. v, 251).

§ 684.

Hebrews (Kue. i, 208; Neu. viii)

Anc. Indians (Web. 213-4)

Anc. Egyptians (Bru. i, 31; Buns. i, 2-3; Dunc. i, 188)

Greeks (Cur. ii, 48, 42, 46-7)

Romans (Duruy, i, 61; Servius, cited in Bro. 43-4; Mom., new ed. i, 220).

§ 685.

Early Europe (Guiz., ii, 99, 100; Ecc. 160).

§ 689.

Ancient Indians (Web. 29; Thibaut in J.A.S.B. 1875, vol. xliv, Pt. I, p. 227; Dutt, ii, 117; i, 264-5; Hun., Ind. Emp. 142; Dutt, ii, 163)

Chaldeans and Assyrians (Rawl., Five G.M. i, 158; Lay. ii, 445; Rawl., op. cit., i, 400; Mau., La Magie, 23)

Anc. Egyptians (Mas. 308; Lew. 265; Diod. i, chap. vi; Dunc. i, 196, i, 208; Buns. iv, 665)

Egyptian Priests (Lew. 268 et seq., 260-1; Wilk., Manners, ii, 316-7)

Greeks (Cur. ii, 41, 21, 36; Mahaf., Greek Life, 132)

Ancient Rome (Mom., new ed., i, 219; Inge, 31).

§ 690.

Middle Ages (Lac. 81-2)

Saxons (Kem., ii, 432)

Dunstan (Wheatley, 62).

§ 694.

Kalmucks (Pall. i, 188-9)

Africans (Lan. i, 281; Cam. ii, 82).

§ 695.

Egyptians (Buns. i, 20; Bru. i, 140-1; Ernan, 201, 203)

Greeks (Thirl. i, 230; Hase, 172; Thirl. i, 230)

Romans (Duruy, i, 155, 149-150, 225; Hun., Intro. 7; Mom., new ed. i, 220)

Sumatrans (Marsd. 238)

Abyssinians (Par. ii, 184).

§ 696.

Norse (Das. xlvi, xlviii, lvi)

Anglo-Saxons (Gomme, 35, 59)

English (Ste. i, 10, 11; iii, 437, 438; Hal. 678; Maitland in Soc. Eng. ii, 35-6)

Germany (Stölz. i, 399)

France (Four. 38; Ste. Pal. ii, 85; Four. 33)

English (Ste. 1, 18, note).

§ 698.

France (Four. 37)

English (Ste. i, 17; Ree. ii, 499).

§ 700.

Arawaks (Bern. 30)

Australians (Tap. )

Daramūlŭn (Howitt in Malle. 513)

New Zealanders (Thom. i, 115)

Congo (Bast., Af. R., 85-6).

§ 701.

Mexicans (Tor., bk. ix, ch. 11—13; Cla., bk. vii, § 5)

Yucatan (Landa, § vii)

Japanese (Ada. ii, 319)

Ava (Symes, i, 228)

Burmese (Shway, 18; Sang., 96).

§ 702.

Ancient India (Dutt, ii, 96; i, 248-9)

Anc. Persia (Gei. i, 57-8)

Babylonians, &c. (Sayce, Soc. Life, 40, 51)

Anc. Egypt. (Bru. i, 175; Erman, 444; Dunc. i, 196)

Greeks (Mahaf., Greek Life, 313, 375-7, 381)

Japanese (Ada. ii, 319)

Rome (Mom., new ed., iii, 132).

§ 703.

Celts (Pell., 4to. ed. i, 183)

British (Cæsar, Gallic War, vi, 14)

Early Europe (Hal., Intro., i, 6, 7; Mos., Pt. II, ch. i, § 1)

Council of Vaison (Brace. 219)

Germany (Stölz. i, 33).

§ 704.

English (Pear. i, 311; Turner S., iii, 16; Pear. 628-9; Turner, vii, 156; Wart. iii, 1).

§ 705.

Univ. of Paris (Conringius, iii, § 17, cited by Mald. 15-16).

§ 707.

Anc. India (Mann. i, 416; Hun., Ind. Emp., 154)

Ceylon (Ten. i, 481, 488; i, 344, 345; i, 478)

Ancient Babylonia (Perrot and C. i, 321-2)

Anc. Egypt (Rawl. Hist. i, 214; Dunc. i, 220; Bru. i, 140-1, 124; ii, 113, 191; Rawl. Hist. i, 272)

Greeks (Homer, Lang. 2; Cur. ii, 61, 80)

Romans (Duruy, i, 140).

§ 708.

Early Europe (Lac., Sci. and Lit. 82)

France (Lac. Arts, 348, 350; Vio. i, 108; Lac. Arts, 387; Vio. 109)

Raphael (East. i, 7-8)

English (Kem. ii, 432-3; Ecc. 53, 103).

§ 710.

Egypt (Rawl., Hist. i, 267).

§ 711.

Gold Coast Negroes (Bos. 223)

Coast Negroes (Bast., Mensch, ii, 377)

Congo (Tuck, 380-1)

Sandwich Islanders (Cook, Sec. Voy.; Ell. P. M. ii, 201)

New Zealanders (Thom. i, 187, 188, 204; Ang. i, 314; Hoch, 437-8)

Murring Tribe (Howitt, cited [617] in Malle. 513)

Kalmucks (Pall. S.H.N., ii, 106)

Malagasy (Ell. Hist. i, 396-7).

§ 712.

Singalese (Ten. i, 472)

Egypt (Bru. i, 140-1, 445, 444; ib. 1881 ed. i, 474)

Greeks (Cur. ii, 84, 79, 65, 67; Mahaf., Rambles, 227; ib. Greek Life, 386)

Romans (Mom., new ed. i, 225; Duruy, i, 140; Inge, 108).

§ 713.

Early Europe (Émér. 8; Chal. ii, 185; Lac., Arts. 156-7; Lev. i, 139, 140; Émér. 34; Lac. and S., 24-6)

England (Pict. Hist. iii, 575).

§ 716.

Apaches (Bour. 462)

Zuñians (Cushing, cited in Malle, 210-11)

Navajo Indians (Matt. 444-5).

§ 717.

Ethiopians (Herod., Cary, 180)

Egyptians (Bru. i, 179; Erman, 553, 554-5)

Ceylon Buddhists (Ten. i, 476)

Cyprus (Times, 29th Dec., 1894)

Greeks (Wor. 20; Winck. i, 298)

Zeuxis (Poy. 22).

§ 718.

Early Europe (Poy. 51; Mac. 56; East. i, 5-6, 8, 11; Lev. i, 547)

Mod. Greece (Did. vii; ib. xxiii in Ten. i, 474, note).

§ 720.

Middle Ages (Lev. i, 548).

§ 721.

Egyptians (Tiele, Hist. 178-9, 109; Bru., 1881 ed., i, 60).

§ 723.

Thibetans (Huc, 67).

§ 725.

Dakotas (Burt., C.S. 120)

Mandans (Cat. i, 121)

Iroquois (Morg., League, 314, 198-9)

Tupis (Sou. i, 233)

Guiana Indians (Brett)

Mundrucus (Bates, 3rd ed. 224)

Uaupés (Wall., Narrative, 483)

South America (Rodway in P.S.M., Feb. 1895 (vol. xlvi), p. 459)

Lepchas (Campbell in J.E.S., N.S., vol. i. 151)

Bodo and Dhimáls (Hodg. in J.A.S.B. xviii, Pt. II, 737-8)

Kukis (But. 95)

Nagas (Mast. in J.A.S.B. xiii, Pt. II, 710)

Karens (Mason in J.A.S.B. xxxvii, Pt. II, 125-6)

Gonds (For. 96).

§ 726.

Bechuanas (Arb. and D. 26; Licht. ii, 326; Thomp. i, 342-3)

Kaffirs (Shoo. 32; Licht. i, 271; Shoo. 392)

Coast Negroes (Cruick. ii, 272; Wint. i, 50, 52)

Congo People (Tuck. 215, 357)

Ashantis (Beech. 136-7)

Inland Negroes (Lan. ii, 12; Park, i, 528)

Fulahs (Wint. i, 53)

Dahomans (Burt., Mission, ii, 248)

Abyssinians (Harr. iii, 269, 274).

§ 727.

Kaffirs (Bar. i, 200)

Greeks (Gro. ii, 120-2).

§ 730.

Fuegians (Fitz. ii, 185)

Bodo and Dhimáls (Hodg. in J.A.S.B. xviii, 737)

Santals (Sherwill in J.A.S.B. xx, 553)

Todas (Shortt in T.E.S.L., N.S., vii, 241-2)

Pueblos (Morg., Houses, &c., 185).

§ 731.

Fuegians (Fitz. ii, 186)

H.B. Indians and Eskimo (Turn. L. M., 306, 206)

Malagasy (Ell., Hist. i, 291)

Hindus (Dutt, ii, 75)

Anc. Peru (Garci. bk. v, ch. 6; Cieza, ch. 97)

Fiji (Jackson in Ersk. 457)

Japanese (Ada. i, 77)

Greeks (Gro. ii, 131)

Romans (Mom. ii, 403).

§ 732.

Ostiaks (Lath. i, 457)

Society Is. (Ell., Pol. Res. ii, 284)

Chibchas (Sim. 256)

Mexico (Lorenzana’s note to Cortes’ Sec. Letter)

Peru (Garci. bk. v, ch. 6)

Phœnicians (Mov. ii, 3, p. 182)

English (Lapp. ii, 363; Ellis, i, 132; Pict. Hist. ii, 192; Ure, 69; Pict. Hist. vii, 693).

§ 733.

Bhutan (Bog. 34)

Blantyre Negroes (MacDon. i, 37, 36)

Tahitians (Ell., Pol. Res. i, 175)

Mediæval Monasteries (Jessop in Nineteenth Century, Jan., 1884, pp. 112-3)

France (Yan. 100; Dar. 537)

—12th Century (Cunn. 3-4)

Egyptians (Lumb. 104-5)

Greeks (Xen. viii, 2)

Romans (Mom. i, 214-5).

§ 734.

Negroes (Burt., Abeo. i, 117)

English (Pict. Hist. ii, 806).

§ 737.

Australians (Smy. i, xviii)

N.A. Indians (Dodge. 270)

Guahibos (Humb. ii, 233)

H.B. Eskimos (Turn. L. M., 232).

§ 738.

Gonds (Row. 8, 13)

Old Japan (Mit. i, 71)

Assay Offices (Pict. Hist. ii, 194)

English (Pict. Hist. i, 288, 602; ii, 194)

Romans (Mom. i, 210).

§ 739.

5th to 10th Centuries (Lev. i, 156)

—16th Century (Bougars, Epist. 73 ad Camerar, in Sully, bk. ix).

§ 742.

Chippewas (School. iii, 81)

Hottentots (Kolb. i, 261).

§ 743.

Carolingian Period (Lev. i, 336-7; cf. Lac. and S., 26)

English (Pict. Hist. ii, 806).

§ 745.

Merv. (O’Don. ii, 334).

§ 746.

Guiana (Im Thurn, 271)

Mosquitos (Banc. i, 723)

Papuans (Chalm. ch. v).

§ 747.

Greeks (Beck., Charicles, 280)

English (Cunn. and McA. 202, 203; Rogers, i, 253).

§ 748.

Early Rome (Mom. i, 216)

English (Whit. 385)

Manyuema (Liv., Last Journals, ii, 112)

Dahome (Burt., Mission, ii, 243)

Egbas (Burt., Abeokuta, i, 51)

Cent. Africans (Liv., Last Journals, ii, 56)

Early Rome (Mom. i, 210).

§ 750.

Loango (Ast. iii, 215)

Timbuctoo (Shab. 22).

§ 751.

Hud. Bay Eskimos (Turn. L.M., 177)

Lower Egypt (Mov. ii, 3, p. 147)

Mongolian Lamas (Lans. i, 348).

§ 753.

Niger (L. and O. i, 165)

Jenni and Timbuctoo (Cail. ii, 9)

East Africans (Burt., Cent. Afr., i, 335 et seq.)

Gold Coast (Bos. 117)

Sandwich Isl. (Ell., Hawaii, 330)

Java (Raf. i, 109)

Dyaks (Brooke, ii, 162)

Dahome (Burt., Mission, i, 143).

§ 754.

New Guinea (Wallace in Cont. Rev., Feb., 1879. xxxiv, 435; D’Alb. ii, 172-3)

Samoa (Tur., Samoa, 146)

Nootka Sound People (Banc. i, 192)

Bihénos (Cap. and I. i, 116).

§ 755.

Chalikatas (Dalt. 20)

Africa (Barth, ii, 312)

Bayano Indians (Pim and S. 162).

§ 756.

Marutse (Hol. ii, 162).

§ 757.

Cameron (Cam. i, 246-7)

Romans (Mom. i, 216)

Zanzibar (Wils. and F. i, 19)

Brick-Tea (Erm. G.A. ii, 236; Prej. i, 10)

Sulu Isl. (Burb. 205)

Rock-Salt (Mont. ii, 148-9).

§ 758.

Thlinkeets (Banc. i, 108)

Garos (Dalt. 65)

Kookies (Row. 185)

Uganda (Wils. and F. i, 20, 46)

Blantyre (MacDon. i, 178)

Samoa (Tur., Samoa, 120)

Khalkas (Prej. i, 73, note).

§ 759.

Uquak (Burt., Wit, 392)

Assam (Row. 164, 165)

Chinese (Lacoup. [Editor: illegible word]).

§ 760.

Kutchins and Eskimos (Banc. i, 128)

Californians (Banc. i, 347)

New Britain (Pow. 55-6)

Soloman Islanders (Coote, 188)

Africans (Waitz, ii, 104)

Kawélé (Cam. i, 246)

New Hebrides (Coote, 131-2).

§ 761.

Egyptians (Wilk., Egyptians, 71)

Abraham (Genesis, xxiv, 22, xxiii, 16)

Merovings (Rob. 39).

§ 769.

Barotse (Serpa P. ii, 41-2)

Khonds (Camp. 15)

Mundrucus (Bates, 224)

Sand. Islands (Ell., Hawaii, 390)

Yucatan (Cortes, Fifth Letter, 43)

New Zealand (Ang. ii, 50)

East Africans (Burt., Cent. Afr. ii, 365-6)

San Salvador (Pala. 83)

Murams (McCull. xxvii, 70)

Madagascar (Dru. 430)

Iddah (L. and O. ii, 126)

Patagonians (U.S. Ex. Ex. i, 115)

Whydah (Burt., Mission, i, 53-4)

Sakarran Dyaks (Low, 185)

Anc. Egypt (Chab., 3e Série, 2, p. 130)

Phœnicia (Mov. ii, 3, p. 108).

§ 770.

Hebrews (Deut. xxii)

Greeks (Hes. 116-9)

Japanese (Alc. ii, 325)

Greece (Cur. ii, 39)

Romans (Mom. 1862 ed. i, 203, 199, 196).

§ 771.

Mexicans (Zur. 223)

France (Ordonnance of 1776)

English (Green, ii, 26, 39).

§ 772.

France (Bour. i, 13; Chall. ii, 178-9; Bour. i, 14-15)

Mediæval England (Green, i, 155-7).

§ 773.

France, 14th Cent. (Lev. i, 510-2)

England (Green, ii, 40).

§ 774.

Western Bantus (Star. 67; Mag. 282, 286, 284)

New Britain (Pow. 18)

Dyaks (St. J. i, 166; Boy. 216)

Sea Dyaks (St. J. i, 50, 52)

Malanaus (Brooke, ii, 101)

Kocch (Hodg. in J.A.S.B. xviii, 707-8).

§ 775.

Bedouins (Burck. i, 201)

Chinese (Doug., Soc. in Ch. 108; ib. China, 94, 93; Soc. in Ch. 110)

Hindus (Manu. viii, 416; Nel. 56-7)

Teutons (Maine, Vill. Comm. 78)

Slavonian Maxim (Maine, Early Law, 243)

Romans (Duruy, i, 143-4).

§ 776.

Mr. Jefferies (Fraser’s Magazine, Aug., 1874, pp. 149-150).

§ 777.

Anc. Chinese (Legge, ref. lost; Tcheou-Li, i, 198, note)

Ancient Egypt (Dunc. i, 198)

Athens (St. John, iii, 99)

Anc. Mexico (Cla. bk. vii, § 5).

§ 778.

Chinese (Happel, Revue, p. 272).

§ 779.

Bechuanas (Alb. 116, 117; Liv., Miss. Trav. 15)

West Africans (Du Ch. 425-7)

Indian village-communities (Maine, Vill. Comm. 127-8).

§ 780.

Balkans (Lav. 181).

§ 782.

Herrera (Morg., Houses, &c. 77)

Columbian Indians (Lew. and C. 443)

Aleuts (Harper’s Magazine, vol. lv, p. 806)

Mandans (Morg., Houses, &c., ch. 4).

Maya Indians (Steph. ii, 14)

Columbian Tribes (see Morg., op. cit., ch. 4).

§ 783.

Sierra Leone (Wint. i, 52)

N. Celebes (Wall., ref. lost, but cf. Malay Arch. i, 387)

Padam (Dalt. 23-4).

§ 784.

Eastern Europe (Hog. 78; Evans, 45-6, 46: Bogi. 280; Evans, 47)

Servians and Russians (Kov. 90; Lerov B. i, 488; Bogi. 284-294)

Montenegro (Maine, Early Law, 252).

§ 785.

India (Strabo, xv, i, § 66; Ghosh, 15; Elliot, Rep. i, § 42 cited in Ghosh, [619] 10; Elph. 71-2; Mayne, § 199; Ghosh, 31; Maine, Vill. Comm. 176-7; Ghosh, 20, 41)

Indian Cultivating Groups (Maine, Vill. Comm. 125-6).

§ 786.

Wales (Seeb., Vill. Comm. 241; ib. Tribal System, 34, 35, 45, 72, 99, 95-99, 102-3, 107)

Early England (Cunn. 59, 67, 74; Maine, Vill, Comm. 126).

§ 788.

Cheesemakers of Jerusalem (Leyrer in Herz. v, 516)

Alexandrine Jews (Lumb. 106)

Ancient Egypt (Rawl., Hist. i, 430)

Rome (Mom. i, 214-5)

Chinese (Will. ii, 87)

Burmese (Shway, ii, 280)

England (Kem. ii, 340; Rush. ii, 111).

§ 789.

Mexico (Pres., Mexico, 70)

Phœnicians (Mov. ii, 3, p. 115; ib. 123)

Early England (Brent. cxxxiii)

Abbotsbury (Brent. lxv)

Exeter (ib.)

Fifteenth Cent. (Green, i, 157-8).

§ 790.

Hostile Villages (Cunn. 76)

Norwich Merchant, &c. (Cunn. 175, 208)

Town and Guild (Cunn. 207)

City Franchise (Noor. 795)

Cambridge (Cunn. 124; Coop. i, 15)

Lappenberg (Lapp. ii, 353)

Town-Organization (Brent. xciii).

§ 791.

Scotch (Burton, ii, 93)

Mrs. Green (Green, ii, 252, 255)

Weavers (Cunn. 179)

French maxim (A.L.F. v, 221, note).

§ 792.

London (Cunn. 309, 310)

Beverley (Poul. i, 112)

Exeter (Smith, T. 334)

Goldsmiths (Pict. Hist. i, 602)

Craft-Gilds (Brent. cxxiv)

Merchant Companies (Cunn. 340-1, 315-6; Gross, i, 117).

§ 795.

Blantyre Negroes (MacDon. i, 166)

Nicaragua (Herr. iii, 298)

Angola (Mont. i, 59).

§ 796.

Ancient Mexicans (Zur. 251; Cla. bk. vii, § 18)

Damaras (And. 231)

Dahomans (Burt. Miss. i, 179; ii, 248)

Ashantees (Beech. 115)

Biluchi (Postans in J.E.S.L. 1848, vol. i, 112)

Anc. Ceylon (Ten. i, 426, 369)

Anc. Egyptians (Rawl. Hist. i, 154-5)

Nicanor (Bevan, in Sm., W., Bible Dict. iii, 1332)

Anc. Germans (Lev. i, 109).

§ 797.

Hebrews (Mielz. 61; Grün. 26-8)

Bedouins (Burck. i, 202)

Abyssinians (Harr. iii, 309)

Ashantees (Beech. 117)

African Slave (Liv., Narr. 263, 262)

Madagascar (Ell., Hist. i, 194; ii. 144)

Marutse (Hol. ii, 162)

Ashanti (Beech. 115)

Phœnicians (Mov. ii, 3, 70)

Greeks (Beck., Char. 362-3)

Saxons (Seeb., Vill. Comm. 165; Kem. i, 196, et seq.)

Welsh (Seeb., Vill. Comm. 199).

§ 798.

Greece (Heer. 161-2).

§ 799.

Hebrews (Mielz. 55)

Anc. India (Manu, viii, 416)

Mexicans (Lopez de G. 442)

Madagascar (Ell., Hist. i, 194)

Athens (Schöm. i, 349; Beck., Charicles, 362).

§ 800.

Romans (Ing. 72, 64, 65-6).

§ 801.

Ancient Mexico (Cla., App. Diss. vii, § 2)

Society Islands (Forst. 355)

Ashanti (Cruick. ii, 242).

§ 802.

Marutse (Hol. ii, 145)

Anyasa (MacDon. i, 199)

Damaras (Galt. 145)

Kukis (Stewart in J.A.S.B. xxiv, 625-6)

Yucatan (Landa, § xx)

Mexico (Helps, iii, 120).

§ 803.

Dahome (Burt., Mission, i, 330, 226; i, 209, note)

Madagascar (Ell., Hist. i, 316, 196)

Corea (Opp. 109-111)

Assyrians (Rawl., Five G.M. iii, 55-6)

Sparta (Gro. ii, 494-6).

§ 804.

Romans (Ing. 74-6)

Liti (Seeb., Vill. Comm. 280-1)

Coloni (Ing. 77, 78, 79).

§ 805.

Anc. Germans (Tac. xiv, xv, xxv)

Mediæval Serfs (Seeb., Vill. Comm. 409)

Anglo-Saxon Slaves (Ing. 100; Lapp. ii, 357-8; Lapp. ii. 332)

Welsh (Seeb., Tribal Syst. 25-6)

England (Hal., M.A. 565).

§ 806.

Prussia (Reh. and R. iii, 373 et seq.)

Russia (Engel. ch. I).

§ 807.

Germany (Ing. 118-9)

Serf-labour (Brassey, 103-4).

§ 809.

Tahiti (Ell., Pol. Res. i, 175)

Samoans (Tur., 19 years, 261)

Egyptians (Ebers, i, 294; Bru., 1881 ed. i, 27)

Babylonia (Smith, Hist. of Bab. 30).

§ 810.

Thirty Years’ War (Inama-St., H.T. 1864, p. 27)

England (Cunn. 475; Cunn. and McA. 43)

France (Ing. 93-4)

Abipones (Dobriz. ii, 105)

Patagonians (Falk. 123)

Bechuanas (Liv., Narr. 291-2)

Russia (Engel. ch. I).

§ 811.

Athelstan, Edgar and Edw. Conf. (Thorpe, 85, 116, 194)

Mr. Jefferies (see § 776).

§ 812.

Bond-handicraftsmen (Brent. cxiv; Hal., M.A. 566)

Mediæval municipal organization (Green, ii, 115).

§ 813.

Southampton (Green, ii, 300)

Journeymen (Cunn. 456; Brent. clxiv).

§ 814.

South Slavonians (Maine, Early Law, 264; Evans, 47; Kov.—)

Russia (Lav. [620] 18, 19)

Bulgaria (Jir. —)

India (Ghosh, 28; Maine, Early Law, 252).

§ 815.

Assyria (Len. and Chev. i, 424)

Rome (Esch., Part iv, § 268)

Early Europe (Cunn. 95, 93)

Measures of Weight, &c. (Cunn. 113)

Anglo-Saxons (Cunn. 123).

§ 816.

Marcian Aqueduct (Mom. iii, 429).

§ 817.

Mr. Brassey on Railway Contracts (Helps, Life, 50-1)

Buttygang system (ib.).

§ 818.

Thomas Blanket (Bourne, 104)

Jack of Newbury (Full. i, 137)

Lack of Capital (Cunn. 4)

France (Lev. ii, 373)

Lancashire (Pict. Hist. v, 593)

Master Clothiers (Brent. clxxii).

§ 822.

Marine Ventures (Cunn. and McA. 119)

East India Co. (ib. 115)

Joint Stock Companies (M‘Cull., s.v. Companies).

§ 825.

Samoa (Tur., Polynesia, 263)

Gaboon (Rea. 78-80)

Early Trade Unions (Brent. cxcv).

§ 826.

Piecers (Webb, 6-7)

West of England (Webb, 29-30)

Yorkshire (ib.).

§ 827.

Trade Societies (ib. 93)

Productive classes (ib. 108)

Grand National (ib. 120, 122)

Amalgamated Societies (ib. 161, 163)

Statistics of Trade-Unionism (ib. 416-20, 430).

§ 828.

Flint Glass Makers (Webb, 184)

Printers and Engineers (ib. 184-5)

Edward VI (Cunn. and McA. 68)

Bristol, 15th Cent. (Cunn. 372-3)

Wisbeach Shoemakers (Webb, 3).

§ 831.

Allan on Strikes (Webb, 306)

Spitalfields Weavers (Pict. Hist. vii, 709).

§ 834.

Bushmen (Bar. i, 284; Galt. 174)

Bodo and Dhimáls (Hodg. in J.A.S.B. xviii, 741)

Nagas (Grange in J.A.S.B. ix, Part II, 964)

Araucanians (Thomps. i, 418)

Yucatan (Landa, § xxxii)

Padam (Dalt, 23)

Singhalese (Ten. i, 423).

§ 835.

Artels (F.O., Report; Stähr, i, 28, 93)

Bulgaria (Jir. 210-12).

§ 836.

Profit-sharing Schemes (Tay.)

Halsey (Schloss, Report).

§ 837.

Rochdale (Holy. ii, 48)

Statistics of Cooperation (Pott. 59).

§ 838.

Theory of Cooperation (Schloss, 227)

London Cooperators (Pott. 122, 123, 124, 125)

Padiham and Pendleton Cooperative Companies (Pott. 127)

Oldham Mill (Pott. 129, 130)

Mr. Holyoake (Labour Copartnership, August, 1896).

§ 839.

Cornish Mining (Schloss, 89, cf. Price, 27-9).

§ 840.

North Amer. Indians (Powell, 34-5)

Croatian House-Communities (Evans, 51, 53, 54, 55).

§ 841.

South Australian Village Settlements (South Aust., Report, Q. 1880, 1897, 1947, 1994, 2601-2, 2611-2, 2616-7, 2753-4, 2814, 3036, 3048, 3164, 3183-8, 4540-1, 4613-9).

§ 844.

English in India (Paske)

Major Raverty (Times, April 13, 1895).

§ 848.

Mr. Eubule Evans (“Germany under the Empire,” Contemporary Review, Feb., 1896, pp. 173-4)

Prince Bismarck (Standard, July 10, 1893)

French Minister for Foreign Affairs (Times, July 27, 1896)

Leroy-Beaulieu (Leroy B., L’Etat, 70)

M. Vacher (Guy, 276).

§ 851.

Dr. Lavollée (Lavo. 530-1)

Socialist Lecturer (Black and White, Aug. 1, 1896).

§ 853.

Lethtas (Fytche, i, 343)

—“The ultimate man” (Social Statics, 1851, p. 442; 1892, p. 256).

 


 

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